Platinum Sponsors
Welcome Reception
Sponsored by
CRISIL Global Research & Analytics (GR&A) is the world's largest and top-ranked provider of high-end
research and analytics services. We are the world's largest provider of equity and credit research services.
We are also the foremost provider of end-to-end risk and analytics services to trading and risk management
functions at world's leading financial institutions and corporations. We offer corporate strategy, competitive
intelligence and key account management support to corporations globally. We operate from research
centers in Argentina, China, India and Poland, working with our clients across several time zones and in
multiple languages. We are proud to be an organization that has the vision to proactively invest in its people
and get them future-ready. We are committed to delivering cutting-edge analysis, opinions, and solutions.
This underscores our proposition of being the best people to work with.
Contact: Ted Smarz, Director, Business Development, CRISIL Irevna US LLC, 880 Third Ave 12th Floor,
New York, NY / 877.747.3862 /
http://www.crisil.com/global-research-analytics/global-research-and-analytics.html
Learn more about CRISIL GR&A (PDF)
Dinner
Sponsored by
Deloitte Touche Tohmatsu (“Deloitte”) and its member firms are comprised of over 220,000 people in
150 countries, with more than $36.8 billion in aggregate member firm revenues.
Deloitte is the brand under which tens of thousands of dedicated professionals in independent firms
throughout the world collaborate to provide clients access to a broad range of fully integrated services in
areas that include audit, consulting, financial advisory, risk management, technology, tax and related
services to clients.
Deloitte’s US Financial Services Industry practice integrates business and technology consulting, tax
advisory and assurances services that is consistently highly-rated by consulting industry analysts.
Deloitte Advisory helps clients manage strategic, financial, operational, technological, and regulatory risk
to enhance enterprise value, while our experience in mergers and acquisitions, fraud, litigation, and
reorganizations helps clients emerge stronger and more resilient.
Our practice is fully integrated—combining professionals with substantial skills in banking and securities
for internal audit services, governance and risk management, regulatory risk and compliance, information
systems, controls implementation, cyber security and privacy, data analytics, and more.
Contact: Bruce K. Goldberg, Managing Director, Deloitte Advisory, Deloitte & Touche LLP, 30
Rockefeller Center, New York, NY 10112-0015 / office 212.436.4567/ mobile 917.825.0750 /
[email protected] / www.deloitte.com
Learn more about Deloitte (PDF)
General Session Audio Visual
Sponsored by
EY is a global leader in assurance, tax, transaction and advisory services. We develop outstanding leaders
who team to deliver on our promises to all of our stakeholders. In so doing, we play a critical role in
building a better working world for our people, for our clients and for our communities. Our Financial
Services Risk Management team, covering major financial centers worldwide, is arguably the deepest,
largest risk and regulatory skills pool in the market. We have worked closely with our clients to address
tactical and strategic change initiatives that include changing business models and capabilities in response
to regulatory expectations, assisting with integrated service delivery across risk, compliance and other
functions, and improving risk management capabilities while driving operational efficiency. Our Fraud
Investigation and Dispute Services professionals bring a multidisciplinary team to work with you and
your legal advisors to address complex issues of fraud, regulatory compliance and business disputes. Our
professionals bring the analytical skills needed to conduct financial and other investigations, and gather
and analyze electronic evidence. We work to give you the benefit of our broad sector experience, our
deep subject matter knowledge and the latest insights from our work worldwide.
Contact: Joe Palumbo, Partner, Advisory Risk, EY, 5 Times Square, New York, New York 10036-6530 /
212.773.3326 / [email protected] / www.ey.com
Learn more about EY (PDF)
Luncheon
Sponsored by
KPMG provides audit, tax and advisory services and industry insight to help organizations negotiate risks
and perform in today's dynamic and challenging environments. KPMG’s advisory risk consulting
professionals help organizations transform risk into enduring competitive advantage while navigating
their most complex business issues. Our people offer deep knowledge and insightful opinions to help you
enhance risk and create value in a dynamic environment in which outcomes must be managed
strategically and with agility. KPMG’s client focus, commitment to excellence, global mind-set, and
consistent delivery build trusted relationships that are at the core of our business and reputation.
Contact: Theodore J. Scallon, Partner, Advisory / [email protected] / www.kpmg.com
Learn more about KPMG (PDF)
Luncheon
Sponsored by
Protiviti is a global consulting firm that delivers deep expertise, objective insights, a tailored approach
and unparalleled collaboration to help leaders face the future with confidence. Through our network of
more than 70 offices in over 20 countries, Protiviti and our independently owned Member Firms provide
our clients with consulting solutions in finance, technology, operations, data analytics, governance, risk
and internal audit.
We have served more than 60 percent of Fortune 1000® and 35 percent of Fortune Global 500®
companies. We also work with smaller, growing companies, including those looking to go public, as well
as with government agencies. Protiviti is a wholly owned subsidiary of Robert Half (NYSE: RHI).
Founded in 1948, Robert Half is a member of the S&P 500 index.
Contact: Rick Magliozzi, Managing Director, Protiviti, 888 7th Avenue, New York, NY, 10019 /
212.399.8300 /[email protected] / www.protiviti.com /
Learn more about Protiviti (PDF)
Reception
Sponsored by
At PwC, our purpose is to build trust in society and solve important problems. We’re a network of firms
in 157 countries with more than 208,000 people who are committed to delivering quality in assurance,
advisory and tax services. Find out more and tell us what matters to you by visiting us at www.pwc.com.
Contact: Richard Reynolds, Partner, PwC, 300 Madison Avenue, New York, NY 10017 /646.471.8559 /
[email protected] / www.pwc.com
Learn more about PwC (PDF)
Gold Sponsor
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Continental Breakfast
Sponsored by
C&A Consulting brings subject matter expertise, and insight to develop innovative strategies and current
solutions to achieve performance excellence for our clients. C&A provides unique strategic operational
solutioning, technology platform selection/ assessment/ planning and execution, control reviews, business
continuity planning and reporting consulting services to leading alternative asset management and private
equity firms, as well as capital markets participants and others in the financial services industry.
C&A provides analysis and recommendations for strategic and tactical initiatives, based on a detailed
discovery process and years of business experience. The very strong skill set of our senior consultants
has resulted in C&A leading complex strategic transformations, often involving the restructuring of
business operations, internal controls and technology. These outcomes greatly enhance the operational
efficiency and financial cost of services, investment transparency and level of control that a firm can
operate with in the private securities market.
We are expert problem-solvers skilled in tackling the largest transformational challenge.
We advise firms on how to pivot their business -- to navigate both financial regulation and rapid advances
in technology -- to support growth and success. Our leaders work to deliver practical solutions and
insight, effectuate oversight regulatory controls, enhance management and data reporting, and improve
corporate governance best practices with our proprietary operating framework that is well battle-tested in
the industry.
As a trusted advisor, C&A Consulting is passionate about providing unmatched consulting services and
game-changing ideas for the alternative asset management and private securities industry.
Contact: Tom DeFrancesch, Director, Private Markets, C&A Consulting LLC /
[email protected] or Julia Cheng, General Inquiries, C&A Consulting LLC /
[email protected] http://caconsultingllc.com
Learn more about C&A Consulting (PDF)
Silver Sponsors
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Event Guide
Sponsored by
At Experis, we’ve built a reputation for results-driven, pragmatic solutions that help financial services
firms manage risk and create competitive advantage. Our financial services industry professionals assist
clients in strategically integrating and optimizing business, information technology, compliance and
reporting processes to drive value while mitigating key risks. We offer a wide range of services that
include internal audit and IT audit, technology risk and enterprise risk management, regulatory
compliance, financial crimes mitigation, program and project management, finance operations, and tax
services.
As evidence of our extraordinary value, Experis continues to deliver services to 15 of the 20 largest bank
holding companies in the United States, as well as a host of global, regional and local financial
institutions. Our dedicated Financial Services Industry team is made up of proven industry professionals
who are former regulators, audit executives, and compliance officers. www.experis.us/finance
Contact: Experis Finance, 99 Park Avenue, Suite 920, New York, NY 10016 / 212.835.3400 /
www.experis.us/finance
Learn more about Experis Finance (PDF)
Attendee Tote Bag
Sponsored by
RSM US LLP (formerly McGladrey LLP) is the leading provider of audit, tax and consulting services
focused on the middle market, with 9,000 people in 86 offices nationwide. It is a licensed CPA firm and
the U.S. member of RSM International, a global network of independent audit, tax and consulting firms
with more than 38,300 people in over 120 countries. RSM uses its deep understanding of the needs and
aspirations of clients to help them succeed. For more information, visit rsmus.com.
Contact: Mark Kultgen, National Leader, Internal Audit & SOX Solutions, RSM US LLP / 414.298.2801 /
[email protected] / www.rsmus.com
Learn more about RSM US LLP (PDF)
Contributors
EisnerAmper is one of the largest accounting, tax and advisory firms in the nation with nearly 1,300
employees, including 180 partners. The firm is PCAOB-registered and provides public companies with
audit, tax, internal audit, pension audit, executive compensation review and a variety of other services.
The firm maintains offices throughout New York (NY), New Jersey (NJ), Pennsylvania (PA), California
(CA), Florida (FL) and the Cayman Islands.
EisnerAmper professionals have significant breadth and depth of knowledge in key service areas
including consulting services comprised of internal audit, risk management, information technology,
compliance, and cybersecurity. Other advisory service lines include asset and business valuation, human
capital advisory, M&A, fund services, litigation support and forensic accounting, bankruptcy and royalty
audit.
Every member of the EisnerAmper team is passionate about rolling up their sleeves and working hard to
help clients get down to the business of building success.
Contact: EisnerAmper LLP, Accountants & Advisors / www.eisneramper.com
Learn more about EisnerAmper (PDF)
Citrin Cooperman is among the largest, nationally recognized full-service CPA firms in the United States.
Citrin Cooperman has steadily built its business serving a diverse and loyal clientele since 1979. Our
daily mission is to help our clients “focus on what counts.” We enhance the business and personal lives of
our clients through our customized approach which includes offering a wide range of attest, assurance,
tax, and business advisory services. Citrin Cooperman has deep experience in a variety of industries, with
a special focus on Financial Services. Our longstanding clients include broker-dealers, hedge funds,
private equity funds, investment partnerships, and registered investment advisors. Citrin Cooperman is an
independent firm associated with Moore Stephens International Limited. (www.citrincooperman.com)
Contact: Dave Grumer, CPA, Partner, Citrin Cooperman, 529 Fifth Avenue, New York, NY 10017 /
212.697.1000 x1514 / [email protected] / www.citrincooperman.com
Learn more about Citrin Cooperman (PDF)
MetricStream, is a market leader in Internal Audit and GRC (Governance, Risk, Compliance) solutions.
The MetricStream Audit solutions are used by leading retail banks, commercial banks, asset management,
investment banks, stock exchange, federal agencies and financial institutions to streamline, automate and
integrate audit programs across the organization to reduced costs and improve business assurance.
Independent analysts recognize MetricStream as a leader in GRC.
Contact: MetricStream /650.620.2955 / [email protected]/ www.metricstream.com
Learn more about MetricStream (PDF)
Wolters Kluwer is dedicated to helping solve their customers’ most pressing needs, and TeamMate has
been providing award-winning software to auditors for more than 20 years. Our ecosystem of solutions TeamMate AM, TeamMate CM and TeamMate Analytics – gives clients the confidence they need to
manage all aspects of risk identification and assessment, electronic working paper creation and
management, controls framework management, and data analysis.
TeamMate AM, the industry standard in audit management, is a comprehensive audit management system
designed to help university auditors and audit department leadership manage all aspects of the audit
process. TeamMate CM is a breakthrough in controls management solutions, providing a comprehensive
view of controls and their impact across the entire organization. TeamMate Analytics includes +150 audit
tools and runs within Excel, allowing auditors to perform powerful data analysis without extensive
training. Learn more at www.TeamMateSolutions.com
Contact: Wolters Kluwer TeamMate, 1410 N. Westshore Blvd., #400, Tampa, FL 33607 / 888.830.5559
www.teammatesolutions.com
Learn more about Wolters Kluwer (PDF)