March 2014 CONTENTS Substantive Issues…………2 Delegation Negotiating Positions and Interests ........ 2 Lessons Learned…………..4 ABOUT PILPG The Public International Law & Policy Group (PILPG) is a 501(c)(3) nonprofit organization, which operates as a global pro bono law firm providing free legal assistance to developing states and states in transition involved in conflicts. To facilitate the utilization of this legal assistance, PILPG also provides policy formulation advice and training on matters related to conflict resolution. To date, PILPG has advised over two dozen countries on the legal aspects of peace negotiations and constitution drafting, and over twenty states and groups in Europe, Asia and Africa concerning the protection of human rights, self-determination, and the prosecution of war crimes. Water Security in the Euphrates-Tigris Basin: Exploring Options for Cooperation A Review of Lessons Learned From a Negotiation Simulation Water Security in the Euphrates-Tigris River Basin represents one of the greatest challenges to peace and security in the region. Turkey, Iraq, Syria, and Iran all depend on the waters of the Tigris and Euphrates Rivers for consumption, agriculture, irrigation, hydroelectric power and other uses. Facilitating multilateral water management and cooperation initiatives between the states is crucial to ensure peace and stability in the basin. On March 19, 2014, the Public International Law and Policy Group (PILPG) hosted a simulated negotiation designed to stimulate debate on water security issues in the Euphrates-Tigris River Basin and to identify potential solutions and points of contention likely to arise in future negotiations. PILPG designed the negotiation simulation according to the methodology used by the United States Department of State’s National Foreign Affairs Training Center. DLA Piper and New Perimeter generously co-hosted the simulation at their Washington, D.C. office. The negotiation simulation brought together various experts, practitioners, and policymakers from the U.S. Government, U.S. military, NGOs, academic institutions, and law firms to discuss the issue of water security in the Euphrates-Tigris River Basin. Participants played the roles of delegates from Turkey, the Syrian Transitional Government, Iraq, the Kurdish Regional Government, Iran, United States, the United Nations (UN) and the Arab League. As members of these delegations, participants addressed and negotiated several critical issues, including potential conflict resolution and knowledge-sharing mechanisms, potential parties to participate in such mechanisms, and water data transparency. In order to facilitate the exercise and to remove certain unknown variables, the negotiation simulation made a number of strategic assumptions. First, the simulation assumed that the negotiations took place in March 2015, the conflict in Syria had stabilized, and an internationally recognized Syrian Transitional Government (STG) had been established. The simulation did not specify the composition of the STG. Furthermore, the negotiation simulation assumed that a portion of Northern Syria between the Tigris and Euphrates Rivers was under the semi-autonomous control of the Kurdish Regional Authority (KRA). For the purposes of the simulation, the KRA was not formally recognized by any government, and had no formal ties to the Kurdish Regional Government (KRG) in Iraq. Additionally, the simulation assumed that the security situation in Iraq had improved and the central government was more stable, although the issue of Kurdish autonomy remained. mitigate the potential threat of conflict over water in the Euphrates-Tigris River Basin. The negotiation simulation generated a number of important lessons learned that may inform any future international negotiations or proposals to help mitigate water security risks in the Euphrates-Tigris River Basin. The lessons learned from this simulation are presented in this report and are solely those of PILPG. Moreover, the views in this report do not reflect those of DLA Piper or New Perimeter. Parties to the Process: The delegations negotiated the issue of which states or entities would participate in the potential conflict prevention mechanism. Additionally, the delegations negotiated the capacity and involvement of mechanism participants. • Transparency of Information: The delegations negotiated the issue of greater transparency and cooperation with regard to technical information, including water quality, water quantity, pollution, and salinity. D ELEGATION N EGOTIATING P OSITIONS AND I NTERESTS S UBSTANTIVE I SSUES D ISCUSSED Each delegation’s overarching objectives and strategies for addressing the potential conflict in the Euphrates-Tigris River Basin shaped each delegation’s negotiation strategy in the simulation. The negotiation simulation centered around three key questions. First, what could parties do to reduce the risk of conflict? Second, who should participate in a water security mechanism and in what capacity? Third, how could modern technology and science contribute to a possible solution? The U.S., United Nations, and Arab League were assembled into one negotiating delegation to serve as international observers. There was no formal mediator throughout the simulation. Turkey The Turkish delegation based its negotiating strategy on the premise that Turkey has primary control of the water resources in the basin as the upper riparian state for both the Tigris and the Euphrates rivers. The Turkish delegation sought to remain the primary authority in the region through its historical water management. Throughout the negotiation simulation, Turkey argued that water security in the Euphrates-Tigris River Basin was a bilateral issue between Turkey-Syria and Turkey-Iraq, respectively, rather than a multilateral issue for the whole basin in order to mitigate Syria-Iraq bargaining power. The The working group negotiations addressed three areas: • • Conflict Prevention Mechanism: The delegations negotiated the types of mechanisms that could be established to 2 Turkish delegation also attempted to keep international involvement to a minimum. Turkey, however, was motivated to allow some international role because of the potential to achieve Arab League observer status and European Union membership. Additionally Turkey attempted to prevent the KRG from participating in any official capacity in the negotiations because the KRG is not a recognized state, and because of historical tensions between the Kurds and Turkey. technical capacity to monitor and measure the quality, quantity, and salinity of the Euphrates River. This deficit of technical capacity caused the STG delegation to try to cooperate with either Turkey or the International Community for assistance and build better relations. Iraq and Kurdish Regional Government The Iraqi delegation sought to address the issue of Kurdish involvement in the negotiation process before moving to a discussion of any substantive issues related to water security. The Iraqi and KRG delegations recognized that this particular negotiation was not the appropriate forum for discussing issues related to Kurdish autonomy, and that their division would be used to the advantage of other parties. Both entities agreed to participate as one Iraqi delegation, but with the caveat that the Kurdish contingent could separate from the Iraqi delegation if its interests were not being adequately represented. The KRG and the Iraqi government agreed to future bilateral negotiations with Iraq regarding autonomy and water resources, particularly with regard to developing an agricultural center in Kurdistan. Syria Transitional Government The STG delegation had two main objectives entering the negotiations: (1) establish a conflict prevention mechanism similar to the Nile Basin Initiative, and (2) incorporate technical and knowledge sharing capacity in the mechanism but limit its decision-making power. Under the Nile Basin Initiative model, the riparian states of the Euphrates-Tigris River Basin would establish an umbrella organization, under which separate management organizations would focus on the Tigris and Euphrates Rivers. This model would allow Turkey and the STG to work together on the issues facing the Euphrates River, and Turkey, Iraq, the Kurdish Regional Government, and Iran to work together on issues facing the Tigris River. By separating the rivers, and their respective management issues, the STG delegation felt it would have a stronger voice in matters on the Euphrates River. The Iraqi delegation aimed to create a multilateral commission between Turkey, Syria, and Iraq, but would only negotiate with Iran on a bilateral basis. The Iraqi delegation further emphasized the need for technical assistance and an information-sharing initiative among the three riparian states in the Euphrates-Tigris River Basin. In order to facilitate Turkish support for this initiative, the Iraqi delegation considered potential incentives it could provide to Turkey, including oil and other petroleum products. Iran The Iranian delegation aimed to pursue bilateral negotiations with Iraq and not participate in any potential multilateral venture based on skepticism of international involvement in the region, its upper riparian status in the Tigris tributaries, and its shared border with Iraq. The Iranian delegation chose to let the discussions unfold with minimal participation on their part, and then approach Iraq after negotiation sessions through backchannels on the possibility of a bilateral arrangement. The Iranian delegation Next, the STG delegation wanted to grant the potential mechanism technical and knowledgesharing capacity, without any binding decisionmaking powers. The delegation recognized that Syria, in its post-conflict phase, does not have the 3 offered Iraq technical assistance and information about the Tigris, as well as counter-insurgency assistance. The Iranian delegation was hesitant of any involvement by the International Community, particularly on the part of the U.S. The delegation therefore aimed to limit the participation of the U.S. in the negotiations and in any future conflict prevention mechanism. In addition to its mistrust of Western interests, the Iranian delegation was keen to stress its position as the regional economic and military power, especially in relation to Iraq. Offering strong incentives to Turkey, the upper riparian, could be key to gaining leverage and persuading Turkey to make a meaningful contribution to the negotiations. From the outset of the negotiation simulation, the Turkish delegation took a firm stance that it had little incentive to negotiate a multilateral agreement. The Turkish delegation emphasized that it was in a position of power due to its upstream position in the Basin, as well as its economic, technological, and military capacity. Without a delegation from the European Union, there were few incentives that the International Community or any of the participating states could offer Turkey. The only potential carrot that enticed members of the Turkish delegation was the possibility of obtaining observer status with the Arab League. However, some delegates expressed doubts as to the real benefit of observer status and the effectiveness of the Arab League as an entity. The ability to offer Turkey incentives, particularly incentives that would strengthen the path to membership in the European Union, could help to persuade Turkey to participate in meaningful negotiations on water security. International Community The International Community was composed of delegations from the Arab League, United Nations, and U.S. The International Community agreed that the best course of action was to create a UNsponsored knowledge sharing initiative based in Turkey that would include Turkey, Syria, and Iraq as full members and receive technical support from the International Community. The International Community stressed that the Initiative would not have binding decision-making authority over members and would be managed by a board of codirectors, composed of an equal number of officials from each state. The U.S. delegation also voiced support for the KRG playing a limited role in the initiative. The International Community delegation pushed this plan during backchannel discussions with the STG, who then discussed the plan with the Iraqi delegation. Incremental information-sharing initiatives may be a way to gradually build trust among the basin states. During the negotiations on water data transparency and technology, the parties broke a deadlock by expressing the sources of their distrust. The lower basin states expressed a general distrust for Turkey due to its lack of water data transparency throughout history. Turkey expressed distrust with Syria regarding its stability. Turkey was particularly concerned that its information might be used for illegal and even violent means by Syrian leadership or other political parties. Turkey was also concerned about U.S. involvement given its unauthorized data collection on Turkey’s glaciers. After expressing these concerns, the parties agreed that a phased approach to data sharing would make sense. The parties agreed that the details on the quantity and quality of data sharing would be left to the technical representatives. The parties also agreed to locate the data collection center in Turkey. The International Community proposed to have the knowledge sharing initiative’s headquarters located within Turkey, thereby granting Turkey a greater position of prestige and influence as an incentive to cooperate. The International Community also stressed the importance of Turkey’s compliance with European Union water management standards based on Turkey’s interest in potential EU membership. The Arab League delegation also offered to consider Turkey’s potential observer status within the Arab League as an incentive to participate in the mechanism and share information. LESSONS LEARNED This simulation identified several issues that parties seeking to establish a water management mechanism in the Euphrates-Tigris river basin may consider: 4 Considerations of historical relationships and roles in water management could assist in developing a coordinated regional effort in the Euphrates-Tigris Basin. The water security mechanism’s structure and authority would dictate which parties will participate and the extent of their authority and involvement in the mechanism. The Turkish delegation’s key argument throughout negotiations was based on its historical management of water in the basin. The Turkish delegation argued that it has responsibly managed its water for thousands of years, while Iraq, Syria, and Iran had all been severely affected by political instability. The Turkish delegation argued that its historical role and relative stability made it best placed to make water management decisions going forward. Iraq and Syria needed to overcome recent instability and build trust with Turkey to gain more influence in water management. One of the most challenging negotiation sessions centered on which parties would participate in the potential mechanism. In addition to the positions and interests of the parties, negotiators also had to overcome the added variable of not knowing the specific structure or function of the mechanism. Membership was further complicated by the presence of the Iranian delegation and the Kurdish Regional Government delegation. The Iranian delegation opposed any involvement by the U.S., but it offered few incentives to the other negotiating parties for its own involvement. The Turkish delegation similarly opposed any formal involvement by the Kurdish Regional Government. Thus the parties may consider which mechanisms draw the most support and involvement from basin states and which mechanisms would be less favorable. International technical and financial assistance is an important component of regional informationsharing initiatives. The international community and basin states set forth proposals for how the international community could facilitate the establishment and operation of a regional data-sharing initiative, including through technical assistance and financial support. The international community could assist the states by providing technology, training, independent experts, and other resources. Syria, Turkey, and Iraq acknowledged that some form of international technical assistance would benefit regional efforts. The PILPG Knowledge Management Initiative PILPG’s Knowledge Management Initiative connects the community of peacebuilding practitioners with the resources and training necessary to accomplish PILPG’s vision and strategic objectives related to peace negotiations and postconflict transition processes. The Knowledge Management Initiative is designed to enable PILPG and the peacebuilding community to develop and share best practices and lessons learned, enhance the capacity of strategic partnerships, and provide effective legal assistance and policy planning through training programs, roundtables, negotiation simulations, and the distribution of toolkits and handbooks. To learn more about PILPG, please visit www.pilpg.org 5
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