Party Politics http://ppq.sagepub.com/ Democracy within Norwegian Political Parties : Complacency or Pressure for Change? Jo Saglie and Knut Heidar Party Politics 2004 10: 385 DOI: 10.1177/1354068804043905 The online version of this article can be found at: http://ppq.sagepub.com/content/10/4/385 Published by: http://www.sagepublications.com On behalf of: Political Organizations and Parties Section of the American Political Science Association Additional services and information for Party Politics can be found at: Email Alerts: http://ppq.sagepub.com/cgi/alerts Subscriptions: http://ppq.sagepub.com/subscriptions Reprints: http://www.sagepub.com/journalsReprints.nav Permissions: http://www.sagepub.com/journalsPermissions.nav Citations: http://ppq.sagepub.com/content/10/4/385.refs.html Downloaded from ppq.sagepub.com at TRINITY COLLEGE LIBRARY on October 13, 2010 PA RT Y P O L I T I C S V O L 1 0 . N o . 4 pp. 385–405 Copyright © 2004 SAGE Publications www.sagepublications.com London Thousand Oaks New Delhi DEMOCRACY WITHIN NORWEGIAN POLITICAL PARTIES Complacency or Pressure for Change? Jo Saglie and Knut Heidar ABSTRACT How democratic are the political parties in Norway? We use survey data from Norwegian party members (1991 and 2000) and Congress delegates (2000–1) to discuss two main questions: how do party members and Congress delegates evaluate the state of intra-party democracy? And what kind of intra-party democracy do they prefer? The analyses do not support the thesis of an increasing centralization of party decisionmaking. Members were reasonably satisfied with the leadership, but those in positions of power were more satisfied than the grassroots. Participants at all levels preferred the present delegatory type of democracy to more direct democratic procedures. The attitudes of the participants do not indicate any strong pressure for organizational change, but declining membership and lack of legitimacy may still bring changes to intra-party decision-making. KEY WORDS intra-party democracy Norway party membership ‘The political parties created democracy and . . . modern democracy is unthinkable save in terms of the political parties’, according to E. E. Schattschneider (1942: 1). Accepting that still leaves open the question of the ways in which parties are instrumental to democracy. One line of argument is that parties allow citizens to exercise some control over public policy, especially by giving voters a choice between competing programmes (e.g. Downs, 1957). Another view is that parties offer the voters a choice between competing teams of leaders, or at least that the voters have the opportunity to kick the incumbent rascals out (e.g. Schumpeter, 1942). But while inter-party competition is widely appreciated, intra-party democracy is questioned. Is intra-party democracy possible? Ought parties to be internally democratic? Why should we expect parties to be internally democratic? 1354-0688[DOI: 10.1177/1354068804043905] Downloaded from ppq.sagepub.com at TRINITY COLLEGE LIBRARY on October 13, 2010 PA RT Y P O L I T I C S 1 0 ( 4 ) Schattschneider (1942: 60) stated the case against intra-party democracy: ‘democracy is not to be found in the parties but between the parties’.1 Prooligarchy arguments usually build on the analogy between politics and markets. Political parties compete for votes, and should be accountable to their voters rather than to their members. Maurice Duverger, for example, pointed to a contradiction between party democracy and efficiency. A party may very well be internally democratic, but, ‘organized in this fashion, a party is not well armed for the struggles of politics’. If one party in a party system ‘organize[s] itself along authoritarian and autocratic lines, the others would be placed in a position of inferiority’ (Duverger, 1954: 134). Several arguments are put forward in favour of intra-party democracy (see, e.g., Heidar, 1988; Teorell, 1999; Ware, 1987). First, the participatory argument states that democratic parties enable citizens to take an active part in decisions that affect their lives. This is often discussed in terms of selfdevelopment. Participation may foster a civic orientation; citizens need experience from micro-democracies to build a macro-democracy. Second, the deliberative argument points to parties as arenas for formation of preferences through public discussion and debate. Particular interests may be reconciled with more general interests through intra-party deliberations. Third, the competitive argument – often used against intra-party democracy – may be turned around. Intra-party democracy may prevent oligopolistic collusion between the party elites (Ware, 1979: Ch. 5). In more recent terms, internally democratic parties will be less prone to cartelization. The debate on the merits of internally democratic parties, however, is more prominent in political science than in political practice. Party leaders in democratic societies rarely recommend oligarchy – not at least in public. Intra-party democracy is widely recognized as the only legitimate form of organization. On the other hand, scholars since Michels (1962 [1911]) have told us that all allegedly democratic parties turn into oligarchies. Duverger (1954: 133) remarked that party leadership ‘is democratic in appearance and oligarchic in reality’, except for fascist parties that ‘are bold enough to confess in public what others practice in secret’. But since party leaders usually praise the quality of democracy within their party, democratic norms and practices should be appropriate yardsticks to measure parties by. The question, however, is what internally democratic parties should look like (Linz, 2002: 309–11). The abstract principles of democracy must be embodied in concrete institutions and procedures. Should participation be limited to party members or should voters be allowed a say? Should decisions be taken by delegatory or direct democracy? These issues are usually contested, and we would expect party members and activists to take different views. The subject of this article is democracy within the seven main Norwegian parties. Our method is to ask members at different levels within the parties about their experience of decision-making and their opinion on institutional design and procedures. Our data are from surveys with Norwegian party 386 Downloaded from ppq.sagepub.com at TRINITY COLLEGE LIBRARY on October 13, 2010 S A G L I E A N D H E I D A R : N O RW E G I A N I N T R A - P A R T Y D E M O C R A C Y members and Congress delegates. We ask two main questions: how do party members and Congress delegates evaluate the state of intra-party democracy? And what kind of intra-party democracy do they prefer? Party Democracy: Developmental and Theoretical Perspectives The story of party change, as it unfolds in the literature on party organizations, is usually one of democratic decline since the ‘golden age’ of the mass party. Party researchers tend to follow Kirchheimer’s (1966) analysis of the transformation of party organizations – from mass parties to catch-all parties. The organizational dimension of Kirchheimer’s catch-all thesis describes a shift in the intra-party power balance. Catch-all parties downgrade the role of the individual party member, while the party leadership is strengthened. This centralization is explained by the assumed trade-off between internal democracy and electoral efficiency. Intra-party democracy is seen as a threat to the electoralist strategies of the elite. And when one party in the party system adopts a more efficient (and less democratic) organizational structure, party competition ensures that the other parties follow. The problem with this story, however, is that Duverger’s mass party model is presented as the ideal type of the membership-oriented bottom-up party. But – as mentioned above – Duverger himself was sceptical regarding the democratic qualities of the mass party. Following Michels, Duverger knew very well that formal democratic structures might cover oligarchic practices. Moreover, the mass party organization might have been less widespread than assumed in the literature (Scarrow, 2000). Briefly, the ‘golden age’ might have been less golden than is sometimes presumed. But why should there be increased party centralization? And why should there be a trade-off between internal democracy and vote-seeking? One explanation is found in May’s (1973) ‘special law of curvilinear disparity’. According to this ‘law’, party activists have more extreme attitudes than both party voters and party elites. It follows that parties that listen to their activists will adopt extreme policy positions and therefore lose votes. Internal democracy causes electoral defeat. On the other hand, a ‘reductionist psychology’ (Kitschelt, 1989: 403), where party leaders are driven by a thirst for power while the party rank and file are uncompromising ideologues, is not very convincing. Systematic efforts to test May’s theory have given little support to the law of curvilinear disparity.2 To be sure, voters are more moderate than party members and activists, but party elites are usually just as extreme as the activists, perhaps even more so. A rejection of May’s law, however, does not necessarily invalidate the trade-off between democracy and efficiency. Scarrow et al. (2000: 132) have pointed out that party leaders might want to increase their flexibility, even 387 Downloaded from ppq.sagepub.com at TRINITY COLLEGE LIBRARY on October 13, 2010 PA RT Y P O L I T I C S 1 0 ( 4 ) without any fundamental policy conflict between leaders and members. In addition, developments within the mass media may reduce the feasibility of democratic procedures. Journalists demand quick responses to new issues, so that even democratic-minded leaders may find it hard to organize a proper party debate. Democracy – whether direct, delegatory or deliberative – is both time-consuming and risky. Even pure vote-seeking party leaders may find members useful as it may improve their ability to reach out to their electorate (Scarrow, 1996). This creates a dilemma for party elites: they want to attract and retain members while at the same time keeping decision-making flexible. Members today, however, might be even more demanding than before, owing to rising levels of education and improved access to political information. They will presumably not tolerate oligarchic decision-making. Katz and Mair’s (1995) cartel party thesis offers a solution to this dilemma. In the cartel party, the members have more formal rights than in the catch-all party. However, they exercise their rights as individuals rather than through the party apparatus. Decisions are taken by membership ballots, and non-members might also be invited to participate. Party elites thus empower the docile and passive members, dilute the power of the activists and consequently increase their own power. An apparent democratization is in reality centralization. In short, the cartel thesis appears to reiterate Michels’ ‘iron law of oligarchy’. Direct democracy has become a much-debated alternative procedure for party decision-making. Membership ballots on policy and personnel questions have been introduced, or at least discussed, in many parties (Heidar and Saglie, 2003a; Pennings and Hazan, 2001; Scarrow, 1999; Scarrow et al., 2000; Seyd, 1999; Young and Cross, 2002). The cartel thesis interprets these reforms as indications of enhanced leadership autonomy. We should not, however, assume a priori that intra-party democratization is impossible. Both direct and delegatory democracy may certainly be manipulated by oligarchic elites – but they might also actually function in a democratic way. As Scarrow et al. (2000: 150) note, ‘even the most strategically calculating electoralist leaders may find themselves operating in an authentically democratic context of sorts’. Our analytical starting point will be that there are different democratic procedures as well as different degrees of internal democracy – ‘democracy’ is a continuum, not a categorical issue. The choice between different decision-making mechanisms will, however, presumably affect the balance of power between different groups within the party. In other words: parties may vary, and our task is to find out how they vary. Operationalization, Measurements and Data Taking low participation within parties as an indicator of oligarchy, the members appear to be marginalized. The Norwegian party member surveys show that more than half the members had not attended any party events 388 Downloaded from ppq.sagepub.com at TRINITY COLLEGE LIBRARY on October 13, 2010 S A G L I E A N D H E I D A R : N O RW E G I A N I N T R A - P A R T Y D E M O C R A C Y (branch meetings, seminars, gatherings, parties, etc.) during the last year (Heidar, 1994; Heidar and Saglie, 2003b). The relative share of reasonably active members taking part in at least four party events a year – roughly one in five – has been stable during the 1990s. But as the actual number of members has declined sharply, the overall number of active members has also dropped. Internet-based activities have not become alternative channels for the otherwise passive members, but appear to be supplementary tools for the few activists. Lack of participation is not necessarily due to oligarchy, however. Another interpretation is that the members have in fact marginalized themselves. Members may feel that they enjoy opportunities to participate in the decision-making process, but may nevertheless refrain from using these opportunities (Zielonka-Goei, 1992). The quality of intra-party democracy may not just depend on actual participation, but also on the opportunities for participation should important conflicts arise and members feel the need to engage themselves. Even though actual participation in decision-making is vital, the members’ own assessments of influence are clearly important ‘circumstantial evidence’ in the study of party power (see, e.g., Heidar, 1984). Members’ experiences will be reflected in their evaluation of how party democracy actually works, and their views on how to design internal democracy will reflect their level of satisfaction with the status quo. To reach a final verdict on the quality of democracy within Norwegian parties is hardly possible, but the problem of interpreting the data can be partially overcome by our opportunity to compare both different parties and different intra-party groups. The research is based on two mail surveys of Norwegian party members (1991 and 2000) and a mail questionnaire to all party Congress delegates (2000–1).3 We focus on both the perceptions – how the state of intra-party democracy is evaluated – and the norms – how it should work, and how it can be improved. Three comparisons are made. First, between different levels within the parties: Congress delegates, active members and passive members; second, between members in 1991 and 2000; and third, between the seven parties included in these studies. Each party sample in the two member surveys was made up of a random selection of 400 members registered in the party archives. All delegates to each party’s national Congress (ranging between 192 and 300 people) were included in the delegate survey. The overall response rates were 68 percent in the 1991 member survey, 61 percent in the 2000 member survey and 71 percent in the delegate survey. In reporting the views of ‘party members’ as a whole in the member surveys, the data are weighted to be representative of the universe of ‘Norwegian party members’. This weighting is of course not done for the party-specific analyses. The weights are calculated on the basis of the seven parties’ relative share of the aggregate number of party members in Norway. Small parties are strongly over-represented in the universe of Congress delegates compared with the universe of members. 389 Downloaded from ppq.sagepub.com at TRINITY COLLEGE LIBRARY on October 13, 2010 PA RT Y P O L I T I C S 1 0 ( 4 ) This may cause problems for overall comparisons between members and the delegates. Therefore, we must see whether general differences between levels also are found within each party. Views on National Level Party Democracy What kind of perceptions should we – on the basis of the party literature – expect Norwegian party members and Congress delegates to hold? The catch-all thesis assumes centralization. If true, we can expect both members and Congress delegates to be dissatisfied with the quality of intra-party democracy – and increasingly so. Congress delegates should be less dissatisfied given that the powerful top elites are among the delegates.4 The cartel thesis leads us to expect a different pattern: delegates (except for the top elites) and active members will be less satisfied than passive members, and increasingly so. We do not, however, expect to find this ‘cartelized’ pattern in Norway. Even though some of the characteristics of the cartel party are in place – such as a dependence on state subventions – their decision-making procedures do not correspond to the cartel thesis. Norwegian parties practise delegatory democracy. Our questionnaires included three statements on intra-party democracy at the national level. Members and Congress delegates were asked about the attentiveness of the leadership, the importance of personal connections and whether a strong leadership was a problem. Only the first-mentioned question was included in the 1991 survey. To answer our question on change, we must therefore focus on how members perceived the attentiveness of the central leadership. Figure 1 shows that the change has been modest. About one in four party members register satisfaction with the leadership’s attentiveness. Most respondents chose the middle category or the ‘don’t know’ option. The balance of opinion (the percentage stating agreement minus the percentage stating disagreement) changed from 6 in 1991 to 12 in 2000. This means that the satisfied members (i.e. those who agreed that the leadership pays attention) only just outnumbered the dissatisfied in 1991, and that the satisfied majority became slightly stronger in 2000. Even though this increase is statistically significant, the substantial change is weak. We can nevertheless conclude that there are no indications of an increased marginalization of party members during the 1990s. Were there any differences between passive members, active members and Congress delegates in the 2000–1 surveys? Given the low activity within the parties, we defined ‘active members’ as those who attended more than one party event last year. The results are given in Table 1. There was one general difference between the three levels. Not surprisingly, the ‘don’t know’ share was highest among the passive members and almost non-existent among the Congress delegates. 390 Downloaded from ppq.sagepub.com at TRINITY COLLEGE LIBRARY on October 13, 2010 S A G L I E A N D H E I D A R : N O RW E G I A N I N T R A - P A R T Y D E M O C R A C Y 5 Agree completely 8 19 19 Agree somewhat 1991 37 38 Neither agree nor disagree 2000 12 10 Disagree somewhat 6 5 Disagree completely 21 20 Don't know 0 10 20 30 40 50 Figure 1. Perceptions of the leadership’s attentiveness among party members, 1991 and 2000 (percent)* Q: The central party leadership is good at paying attention to the views of ordinary party members. *To be representative of Norwegian party members, the figures are weighted. Those who did not answer (5 percent) are excluded. Unweighted N (1991/2000): 1816/1620. Significance (chi-square test) 0.003. When we focus on those who expressed an opinion, the response pattern varies between the three items. A large majority – regardless of level – agreed that personal connections are crucial and far more important than formal positions. The expected difference between Congress delegates and members appeared in the other two questions. Congress delegates were more convinced that the leadership pays attention than the members were. A majority at all levels did not see strong leadership as a problem – but the satisfied majority was much greater among the Congress delegates.5 It is of course difficult to interpret disagreement with this statement. Some might disagree because they did not object to strong and dominant leaders as such; others might disagree because the actual leadership in their party was considered too weak. We found a curvilinear pattern on two of the questions (attentiveness and personal connections): active members were less satisfied than both passive members and Congress delegates. The difference between active and passive members, however, was small. The main conclusion that emerges from Table 1 is that Congress delegates were happier with the state of intra-party democracy than members were – except that all groups were equally worried about the – presumably undue – influence of personal connections. What differences might be found between the parties? First, the parties of the right have traditionally had the more independent parliamentary party groups. We may thus expect to find more perceived intra-party democracy in the parties of the left, even though the party organizations of the 391 Downloaded from ppq.sagepub.com at TRINITY COLLEGE LIBRARY on October 13, 2010 PA RT Y P O L I T I C S 1 0 ( 4 ) Table 1. Perceptions of intra-party democracy among party members and Congress delegates, 2000–1 (percentage)* Leadership pays attention to the views of members PM AM Personal connections are crucial A problem that the leadership is too strong CD PM AM CD PM Agree completely 6 11 15 Agree somewhat 19 19 35 Neither agree nor 37 40 37 disagree Disagree somewhat 7 15 8 Disagree completely 4 7 4 Don’t know 27 8 1 Sum 100 100 100 Balance of opinion** 14 8 38 Significance*** 0.000 Unweighted N 1010 610 1154 22 29 18 23 38 19 19 40 26 6 11 20 5 7 9 1 2 4 25 11 2 100 100 100 45 52 46 0.000 977 594 1148 21 21 21 100 –25 AM CD 7 14 25 4 6 19 23 29 24 41 7 1 100 100 –26 –60 0.000 972 593 1148 Q: (a) The central party leadership is good at paying attention to the views of ordinary party members. (b) To influence decisions in the central party leadership, personal connections are crucial and much more important than formal positions in the party. (c) A problem with the party today is that the leadership is too strong. *PM: passive members (participation at less than two party events – branch meetings, seminars, gatherings, parties, etc. – last year); AM: active members (two events or more); CD: Congress delegates. Party member figures are weighted. Those who did not answer (1 percent of Congress delegates, and 8–11 percent of members) are excluded. **Percentage stating agreement minus percentage stating disagreement. ***Significance levels in all tables and figures are based on chi-square tests. left and right have become increasingly similar over time (Svåsand et al., 1997). Second, following Michels (1962 [1911]) we would expect lack of democracy to be more widespread in large parties, where the organization is complex and the distance between the individual member and the leadership is greater. Third, we expect intra-party democracy to be more vulnerable in governing parties, where adopted party policies often must yield to economic realities or the need for compromises. Labour minority governments were in power when our surveys were carried out. These expectations all share a common problem, however, which is that the perceptions of our respondents depend on both the actual state of democracy within their party and the respondent’s own standards for democracy. Consider, for example, a party with strong democratic traditions. This party may actually be more democratic than its competitors, but if its members set higher standards than the others do, they may be just as dissatisfied as the others. Table 2 presents the balance of opinion among members and delegates within the seven parties. Two general conclusions can be drawn from this table. First, the relationship between the members and the delegates was 392 Downloaded from ppq.sagepub.com at TRINITY COLLEGE LIBRARY on October 13, 2010 S A G L I E A N D H E I D A R : N O RW E G I A N I N T R A - P A R T Y D E M O C R A C Y Table 2. Perceptions of intra-party democracy among party members (M) and Congress delegates (CD) 2000–1, by party. Balance of opinion* Labour Conservative Liberal Centre Socialist Left Christian Progress M CD M CD M CD M CD M CD M CD M CD Leadership pays attention to members Personal connections are crucial A problem that the leadership is too strong Smallest N –2 –7 2 46 22 18 19 52 19 47 31 61 48 70 56 56 50 60 52 50 46 47 34 25 43 48 41 39 – 2 –52 –37 –78 –26 –42 –34 –77 –50 –48 –48 –67 –35 –62 231 219 182 185 259 137 206 145 287 152 193 179 204 129 *See Table 1 for question wording and definition of ‘Balance of opinion’. more or less unchanged after control for party affiliation. Second, Labour members and delegates perceived their party as less democratic than respondents from other parties did. Party differences regarding the ‘personal connections’ item were minor. Respondents from all groups agreed that personal connections are more important sources of influence than formal positions. Differences between parties were much clearer on the other two items. Labour members and delegates were the only groups with a negative balance of opinion on the question of attentiveness, i.e. that those who did not perceive the leadership as listening outnumber those who did. Conservative members were the only other group with a similar balance, while Progress Party members and delegates were the most satisfied. Regarding the last statement that describes strong leadership as a problem, the predominant view in all parties and at both levels was disagreement. Labour members, however, stood out as the only group with an even balance. Intra-party democracy was put under stronger pressure in Labour than in most other parties. The negative evaluations of the Labour Party confirm our expectations regarding large parties and governing parties. However, the findings may also reflect the fact that Labour’s democratic traditions are probably more ‘demanding’ than for parties of the right and that the actual state of intra-party democracy may in fact have declined. The strong hold of informal connections in Labour Party decision-making, the perceptions of weak leadership attentiveness and the strong member segment holding that leadership is too strong all suggest a lack of confidence in the internal party democracy of the Labour Party. 393 Downloaded from ppq.sagepub.com at TRINITY COLLEGE LIBRARY on October 13, 2010 PA RT Y P O L I T I C S 1 0 ( 4 ) Returning to our discussion about the different party models, these data do not allow us to conclude in absolutes. Congress delegates and active members were more satisfied than passive members were, but there is no visible trend during the 1990s towards decreased satisfaction. The parties may well have become catch-all parties, but if so they were already that in the early 1990s. Views on Local Level Party Democracy According to the cartel thesis, a centralization of the national organization does not necessarily affect the way local branches work. The cartel thesis assumes a ‘stratarchy’, where the central party and the local parties operate relatively autonomously of each other (Katz and Mair, 1995: 21). If this is the case, members may view the national party and their local branch differently. We therefore turn to member evaluation of democracy within local branches to see if perceptions differ. A question on the likelihood of an ‘ordinary member’ winning the local party branch over to his/her point of view was asked both in 1991 and 2000. The results are reported in Figure 2. The most striking difference from Figure 1 is a very high percentage without any opinion – almost half the members. This may be reasonable, as members may form opinions on the national party organization on the basis of the mass media. Formation of attitudes towards the local branch requires, to a greater extent, personal Disagreement rarely expressed 13 Leadership usually wins 17 18 Members win occasionally 17 Members win quite often 20 1991 2000 20 4 4 42 Don't know 0 10 20 30 40 45 50 Figure 2. Perceptions of party member influence in local branches among party members, 1991 and 2000 (percent)* Q: What is your impression of the chance of an ordinary party member winning the local party branch over to his/her point of view? *Weighted figures; 4 percent did not answer the question and are excluded from the calculations. Unweighted N (1991/2000): 1812/1671. Significance (chi-square test) 0.002. 394 Downloaded from ppq.sagepub.com at TRINITY COLLEGE LIBRARY on October 13, 2010 S A G L I E A N D H E I D A R : N O RW E G I A N I N T R A - P A R T Y D E M O C R A C Y experience – which is obviously lacking for most members (Heidar and Saglie, 2003b). Since the level of participation is low, the lack of perceptions is no surprise. Another sign of low activity is that some of the members – 17 percent in 1991 and 13 in 2000 – reported that political disagreement was rarely expressed in the local branch. One in five, however, had the impression that the ordinary member occasionally won over the party leadership. Turning to what happened during the 1990s, the answer – again – is: nothing much! The ‘top-down score’, i.e. the percentage who stated that the leadership won most of the time minus those who felt that members won occasionally or quite often, revealed no sign of increasing member marginalization. The substantial change is weak: the top-down score changed from –1 to –6, which means that the democratic ‘bottom-up’ view only just outnumbered the oligarchic ‘top-down’ perception both in 1991 and 2000. Table 3a on party differences meets the expectations based on the effects of party size. The ‘bottom-up’ perception was most widespread in the smaller parties – especially among the Liberals. The Conservative Party stood out as the most leadership-dominated party in 1991, but by 2000 had become fairly average. The difference between Labour and the other larger parties was small. Labour’s status as a government party had presumably less effect at the local level, as different parties were in power in different municipalities. Table 3b brings to light the relationship between perceived influence and party activity. This question was not asked in the Congress delegate study, but the difference between active and passive members is clear. Not surprisingly, the ‘don’t know’ percentage was highest among the armchair members – among whom only about one-third formed an opinion. We also see that the balance between ‘top-down’ and ‘bottom-up’ perceptions levelled among the passive members, while the activists clearly perceived their local branch as democratic. The problem, however, is that the views Table 3. Perceptions of party member influence in local branches among party members (1991 and 2000), by party and activity a) By party Labour –91 –00 Top-down score* –4 –1 N 273 257 b) By activity** Top-down score* Percent don’t know Unweighted N Christian Conserv. Progress Centre Soc. Left Liberal –91 –00 –1 –3 272 217 –91 –00 9 –7 202 193 –91 –00 –7 –10 209 219 –91 –00 –11 –14 272 223 –91 –00 –20 –16 331 290 –91 –00 –21 –31 253 272 None, n.a. One –91 9 64 868 –91 3 41 212 –00 0 66 813 –00 0 48 239 Two to four Five or more –91 –13 19 355 –91 –24 6 377 –00 –7 23 288 –00 –28 7 331 Q: See Figure 2. *Top-down score: the percentage stating that the leadership won most of the time minus those who felt that members won occasionally or quite often – even against the leadership’s wishes. **Participation at party events during the past year. Weighted figures. 395 Downloaded from ppq.sagepub.com at TRINITY COLLEGE LIBRARY on October 13, 2010 PA RT Y P O L I T I C S 1 0 ( 4 ) of both groups may be less than reliable. The relatively negative evaluations among the passive members may be dismissed as hearsay, while the active members were more likely to hold party office, and as such may in fact have evaluated their own democratic qualities. In sum, there is no doubt that members evaluate national and local levels differently, but the difference is not the one assumed by the cartel thesis. First of all, members have more opinions on what is happening at the national level. It also appears that larger parties intrinsically have greater problems with maintaining democracy than smaller ones. Should Congress, Members or Voters Decide in Parties? Intra-party democracy in Norway is confined to members, and organized according to the principles of delegatory democracy. Debates on party decision-making have only recently questioned the members’ privileged position. We used two kinds of questions to measure support for different democratic models. The first question contrasts voter-oriented leadership (i.e. the catch-all party) with a leadership bound by membership democracy (the mass party). Second, three questions on democratic procedures measure the choice between the direct democracy of the cartel party and the delegatory democracy of the mass party. These questions were not asked in the 1991 survey, so we cannot study changes over time. In terms of what democratic parties should look like, and the norms sustaining such beliefs, our expectations are less ambiguous than our expectations about perceptions. We expect quite simply that each party grouping wants to increase or maintain its own power. Members will support direct democracy, whereas Congress delegates will be in favour of delegatory democracy (i.e. that decisions are made by the Congress). On this basis we would also expect all intra-party groups to be sceptical about increasing the party voters’ influence – at the expense of party members. However, the passive member has (and possibly wants) less influence anyway, and may be less sceptical than the other levels. Party differences might reflect party ideology: we would expect liberally inclined, individualistic parties to be stronger supporters of direct democracy, while more collectivist parties would lean more towards delegatory democracy. We also assume that ongoing debates within parties have an impact. Direct democracy has been discussed, and included in the party statutes, in some parties but not in all. The attitudes towards direct democracy may be more favourable where such debates have taken place. There have been few proposals put forward to open the parties to sympathizers or voters. Some argue that the party leadership must be given leeway to interpret and change party positions to maximize votes, but there is little pressure to create new channels of serious party decision-making to non-members.6 Figure 3 therefore pictures surprisingly large support 396 Downloaded from ppq.sagepub.com at TRINITY COLLEGE LIBRARY on October 13, 2010 S A G L I E A N D H E I D A R : N O RW E G I A N I N T R A - P A R T Y D E M O C R A C Y favouring the catch-all position – that the leadership should listen more to the voters than to the members. One in three passive members held this view and even among Congress delegates one in seven thought this was the right policy. Some members were clearly willing to reduce their own influence, and thus accept a catch-all strategy. On the other hand, one in four passive members opposed increased voter influence – or, as they would probably have seen it, increased leadership influence. There is clearly much old ‘mass party’ thinking left. The more integrated in party culture and the closer to the top, moreover, the less support for the view that voters should have increased attention from the leadership. The balance of opinion on this issue changed from a majority of 7 percentage points in favour among the passive members to negative balances of –9 and –31 among active members and Congress delegates, respectively. Quite a few saw both advantages and disadvantages in listening more to the voters, and ambivalence was in fact highest among the delegates; 39 percent neither agreed nor disagreed at this level. On the whole, these figures support the argument that no group within the parties likes to lose power. The passive members are less integrated in the channel Agree completely 12 4 Agree somewhat 10 16 14 17 28 Neither agree nor disagree 14 Disagree somewhat 12 Disagree completely Don't know 2 Congress delegates 39 27 16 18 13 5 0 19 34 10 20 Active members 30 40 50 Passive members Figure 3. Norms on member and voter influence among party members and Congress delegates, 2000–1 (percent)* Q: The leadership should listen more to the voters than to the members. *See Table 1 for definition of active and passive members. Party member figures are weighted. Those who did not answer (1 percent of Congress delegates and 8 percent of members) are excluded. Unweighted N: passive members 998; active members 604; Congress delegates 1150. Significance (chi-square test) 0.000. 397 Downloaded from ppq.sagepub.com at TRINITY COLLEGE LIBRARY on October 13, 2010 PA RT Y P O L I T I C S 1 0 ( 4 ) of decision-making and the ‘cost’ of paying more attention to voters is lower – which was as expected. Turning to party differences on this issue, Table 4 upholds the clear difference between members and delegates. The higher negative balance of opinion, the more sceptical to upgrading the voter impact on party decisionmaking. The overall most negative party was the Socialist Left Party, where the balance of opinion was massively negative: –37 for the members and –52 for the delegates. These figures definitely indicate strong support for the member-oriented mass party model. This was perhaps due to the fact that shortly before the survey the party had been through an intense debate over the role of its controversial former party leader. He was seen by many activists as too much of a public relations man pursuing the maximum vote rather than member influence. At the opposite end of the spectrum we find the Labour, Conservative and Progress Party members, where a slight majority was voter-oriented, more ‘catch-all’. In the party debates the question of holding membership ballots has been central (Heidar and Saglie, 2003a). Rules on consultative membership ballots have for some years been in the statutes of the Liberal and Progress parties, while the Labour Party adopted a new paragraph on this at its 2000 Congress. The Socialist Left Party introduced both consultative and binding membership ballots in its statutes at the 2001 Congress, but the Congress rejected a motion for an election of the party leader by membership ballot. However, the traditional practice remains. No party has actually held any national level membership ballot yet. We asked for opinions on the choice between the delegatory democracy of the mass party model and the individualized procedures of the cartel party model (see Table 5). The first two questions concern policy formation and election of the party leader. It is clearly possible to take up different positions on the use of ballots depending on the nature of the decision involved. We can see from Table 5 that this is indeed the case, as more favoured the use of ballots when deciding on important policy issues than when electing the party leader. One of our expectations is partially confirmed in Table 5: the more one presumably has to lose in terms of power, the less one favours direct democracy. The delegates strongly preferred to select the leader and decide important issues by themselves. Table 4. Norms on member and voter influence among party members and Congress delegates (2000–1), by party. Balance of opinion Labour Conserv. Progress M M CD CD M CD Centre M CD Christian Liberal Soc. Left M M M CD CD CD Balance 14 –23 6 –9 1 –22 –2 –40 –11 –50 –14 –25 –37 –52 N 244 220 185 185 208 127 211 146 202 181 260 139 292 152 Q: The leadership should listen more to the voters than to the members. 398 Downloaded from ppq.sagepub.com at TRINITY COLLEGE LIBRARY on October 13, 2010 S A G L I E A N D H E I D A R : N O RW E G I A N I N T R A - P A R T Y D E M O C R A C Y Table 5. Attitudes to delegatory and direct intra-party democracy among party members and Congress delegates, 2000–1 (percentage)* Forming party policy PM Delegatory democracy** Direct democracy Don’t know Sum Balance of opinion*** Significance Unweighted N AM Election of party leader CD PM AM Selection of the party’s MPs CD PM AM CD 46 64 84 69 79 92 46 56 68 30 24 100 16 28 8 100 36 13 3 100 71 17 14 100 52 16 5 100 63 7 1 100 85 41 13 100 5 40 4 100 16 29 3 100 39 1062 0.000 0.000 0.000 623 1152 1055 619 1155 1050 617 1152 Q: Party procedures for selection of personnel and policy formation have recently been discussed. We would like to ask for your opinion on some proposals in three different areas: (A) Forming party policy –The national Congress should have the final say on important issues. –There should be membership ballots on important issues. (B) Election of party leader –The party leader should be elected by the national Congress. –The party leader should be elected by a membership ballot. (C) Selection of the party’s MPs –The members should – through the constituency nomination convention – select their constituency party’s MPs. –The voters should influence the selection of their party’s MPs directly, e.g. by crossing out or giving extra votes to candidates on the party list. *Party member figures are weighted. Those who did not answer (1 percent of Congress delegates and 3–4 percent of members) are excluded. **The first answer in all three items above is taken to be in support of delegatory democracy, the second in support of direct democracy. ***Percentage in favour of delegatory democracy minus percentage in favour of direct democracy. These decisions are much too important to be left to the ordinary members. Contrary to our expectations, however, the members also favoured a procedure that gave the Congress the final say. Representative or delegatory democracy – i.e. the old mass party model – clearly has a strong standing in Norwegian parties. Our results contrast with the British, Danish and Canadian party member surveys, where majorities approved of postal ballots (Pedersen, 2001: 16; Seyd, 1999: 395; Young and Cross, 2002: 687–8). Different question formats have presumably influenced the answers. British and Danish members were asked to indicate agreement with a statement that postal ballots strengthened party democracy. The Canadian and Norwegian items, however, are fairly comparable, as respondents in both countries were given an explicit choice between the two kinds of democracy.7 The Norwegian enthusiasm for delegatory democracy contrasts sharply with the Canadian support for direct election of party leaders. This difference in attitudes corresponds to 399 Downloaded from ppq.sagepub.com at TRINITY COLLEGE LIBRARY on October 13, 2010 PA RT Y P O L I T I C S 1 0 ( 4 ) organizational practice in the two countries, as some Canadian parties have elected their leaders by membership ballots. The last question presented in Table 5 on how to select the party’s MPs gives a choice between the traditional internal nomination process and giving the voters a greater say. Norwegian parties select their parliamentary candidates by delegatory democracy at the county level (Valen, 1988; Valen et al., 2002). The only effective choice for Norwegian voters at parliamentary elections is the choice between party lists. The Electoral Reform Commission unanimously proposed the introduction of preferential voting in Norway (NOU, 2001: Ch. 8), but this proposal was rejected by the Parliament in 2003. Here we find the familiar pattern that the higher the level of party involvement, the less support for giving the voters a say. At the same time, however, within each group there was stronger support for voter influence over the selection of MPs than for member influence on internal matters. About 40 percent of both passive and active members, as well as 29 percent of the delegates, would welcome more voter influence in this field. In a way the party people seem to differentiate between the affairs of the party and the affairs of the voters. With that said, however, a majority at all levels would still like to keep selection of MPs ‘inside’ the party. The mass party prevails! Turning finally to the different party profiles on these issues in Table 6 Table 6. Attitudes to delegatory and direct intra-party democracy among party members and Congress delegates, by party. Balance of opinion (delegatory minus direct democracy) Progress Conservative Christian Labour Centre Liberal Socialist Left M CD M CD M CD M CD M CD M CD M CD Forming party policy Election of party leader Selection of the party’s MPs Party organization protection points* Smallest N 8 69 28 83 23 86 25 61 21 64 28 69 29 65 39 83 54 89 59 91 55 79 60 90 65 79 69 81 –12 33 –1 22 3 62 17 44 19 65 18 –13 24 59 35 185 81 194 85 239 97 184 100 219 111 135 122 205 220 131 191 186 213 179 253 218 222 146 272 136 291 154 Q: See Table 5. *Sum of the opinion balances on the three items. 400 Downloaded from ppq.sagepub.com at TRINITY COLLEGE LIBRARY on October 13, 2010 S A G L I E A N D H E I D A R : N O RW E G I A N I N T R A - P A R T Y D E M O C R A C Y we find few exceptions to the overall picture. The positive opinion balances show that delegates in all parties (with one exception) wanted to maintain delegatory democracy, and they were more strongly convinced about this than their membership. This was also true for the Labour and Socialist Left delegates, regardless of the fact that they voted in favour of opening for membership ballots at the 2000–1 Congresses. The exception is that the delegates in the Liberal Party favoured stronger voter influence in the selection of MPs. The support for delegatory democracy was also massive among members of all parties. But when it came to selection of MPs, a majority of Progress Party members would like to give the voters a say, a view also just favoured by the Conservative membership. Summarizing the figures for the opinion balances in all parties into a kind of delegatory party democracy ‘protection points’ we find the highest scores among Christian, Centre and Socialist Left parties’ Congress delegates. The Progress Party members had the lowest score, indicating that they were not that keen on keeping decisions delegatory and within the party. The difference between members and delegates was smallest among the Liberals, as it was in Table 4. The Liberal members were relatively favourable to the traditional procedures, while the delegates were more change-oriented, particularly so compared with their colleagues in other parties. All in all, this supports the view that the parties with a liberal or – perhaps better – individualistic ideology are most open to rearrange the pyramids of power and to open up to the voters. The Liberal delegates along with the ‘anti-politicians’ in the Progress Party seem to be the least anchored in the mass party model. Institutional Inertia in Declining Organizations Our starting point was the catch-all argument: that political parties suffer from increasing centralization, increased focus on the voters and decreased internal democracy. We found little evidence for such a change taking place during the 1990s. With regard to member perceptions of intra-party democracy, very little has changed between 1991 and 2000. The stability is striking, also in view of the loss of members during the 1990s. The data indicate that the members were reasonably satisfied with their leaderships. Some participants were nevertheless more satisfied than others. Respondents from larger parties, especially the governing party of that time, were more critical of their leaders. Across the parties, those in positions of power were more satisfied than the grassroots. Both members and Congress delegates in all parties perceived personal connections and informal networks as crucial in the decision-making process. We have earlier used the term ‘network party’ to describe modern party organizations, where formal procedures seem to lose importance (Heidar and Saglie, 2003a). Party members apparently agree – even though 401 Downloaded from ppq.sagepub.com at TRINITY COLLEGE LIBRARY on October 13, 2010 PA RT Y P O L I T I C S 1 0 ( 4 ) it should be mentioned that personal connections were not unknown in the ‘golden age’. In this respect the organizational practice breaks with the highly formalized mass party model. The cartel party thesis assumes that delegatory democracy yields to direct decision-making. This is – at least so far – not the case in Norwegian parties. Regardless of recent debates on membership ballots, the decision-making structures and practices of Duverger’s mass party model prevail. Our data show that the demand for new procedures is limited. Again, those in a position of power were the most satisfied with the status quo. But those who preferred traditional procedures outweighed those who favoured direct democracy at all organizational levels. Even passive members – who might gain influence if postal ballots were introduced – preferred the delegatory system. One explanation is pure institutional inertia, an organizational conservatism. But our respondents might also have considered the democratic qualities of the mass party structure. The traditional structure is admittedly hierarchical, but it may also ensure accountability. Organizational pyramids can be torn down, but fluid and informal network structures are not necessarily less oligarchic. Including voter support at the expense of member support as a legitimate basis of leadership decisions would actually make party leadership more oligarchic – at least by the organizationally confined definition of Robert Michels (1962 [1911]). Briefly, our data on perceptions and norms indicate that there is complacency – rather than pressure for change – in Norwegian parties. Since the demand for change was strongest among the non-participants, we might have concluded that organizational change was unlikely. These data, however, do not tell the whole story. As mentioned above, the parties are losing members and passive membership is widespread. Even if parties use internally democratic procedures, very few people actually participate in party policy and personnel decisions. And although the remaining members are reasonably satisfied with intra-party democracy, those on the outside are more critical. Norwegian, Swedish and Danish voter surveys have shown that the citizens were sceptical of the democratic qualities of the party organizations, non-members more so than members (Heidar and Saglie, 2002: 42; Petersson et al., 2000: 74). Declining membership, inactivity within the organizations and anti-party sentiments among the voters threaten the legitimacy of the parties and their policies. Party organizers try almost desperately to make their parties more attractive. Delegatory democracy is often regarded as unsuitable for the new information society, where individualization, decentralization and flat structures are required. This may lead to experiments with new structures and procedures, regardless of current member satisfaction. Our data indicate, however, that if more extensive reforms are adopted, the party Congresses will do it rather grudgingly. 402 Downloaded from ppq.sagepub.com at TRINITY COLLEGE LIBRARY on October 13, 2010 S A G L I E A N D H E I D A R : N O RW E G I A N I N T R A - P A R T Y D E M O C R A C Y Notes Earlier drafts were presented at the Norwegian Political Science Conference, Os, 7–9 January 2002, and at the Danish–Norwegian party research seminar at Sandbjerg Estate, Denmark, 14–16 March 2002. We thank the seminar and workshop participants and Patrick Seyd for their comments. 1 Schattschneider did not, however, discuss democracy within parties with an organized membership. His famous statement was aimed at the American parties, and their equation of party voting with ‘party membership’. Schattschneider saw this ‘membership’ concept as mere fiction, because the party had no control over its ‘membership’ and the ‘members’ had no obligations to the party. The question of oligarchy therefore became ‘irrelevant once it [was] realized that party membership [was] unreal’ (Schattschneider, 1942: 60). 2 See, e.g., Kitschelt (1989), Iversen (1994), Herrera and Taylor (1994), Norris (1995), Esaiasson and Holmberg (1996: 97–9) and Narud and Skare (1999). 3 The Labour Party held its Congress in November 2000, and the other party Congresses took place during the spring of 2001. 4 The exception is the Labour Party, where the leading politicians are non-voting participants at the Congress (and are therefore excluded from our survey). 5 Similar, but not identical, questions were asked in Seyd’s 1990 and 1997 surveys of British Labour Party members (1999: 395). The general results are similar: a large majority in Seyd’s study rejected the notion that a powerful leader was a problem, while a slight majority was satisfied with the leadership’s attentiveness. 6 The Labour Party used to regulate county representation at party Congresses on the basis of a combined ‘member and voter strength’ formula, but that is now replaced with a ‘membership strength only’ system. 7 UK: ‘Postal ballots of all individual members strengthen party democracy’; Denmark: ‘Postal ballots are necessary for a strengthening of party democracy’. Canada: ‘In your opinion, which one of the following is the best way to elect a party leader? (a) A convention with delegates elected from each constituency; (b) A direct election, with every member voting; (c) Some combination of direct election and a convention’. References Downs, Anthony (1957) An Economic Theory of Democracy. New York: Harper and Row. Duverger, Maurice (1954) Political Parties. London: Methuen. 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[email: [email protected]] KNUT HEIDAR is Professor at the Department of Political Science, University of Oslo. His research focuses on political parties, party systems, parliaments and West European politics in general. His latest publication is Norway. Elites on Trial (Westview Press, 2001). ADDRESS: Department of Political Science, University of Oslo, P.O. Box 1097 Blindern, NO-0317 Oslo, Norway. [email: [email protected]] Paper submitted December 2002; accepted for publication March 2003. 405 Downloaded from ppq.sagepub.com at TRINITY COLLEGE LIBRARY on October 13, 2010
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