BASIS AND PURPOSE FOR AMENDED RULE 1 The purpose of Rule 1 of the Colorado Lottery Commission is to present definitions of various terms used throughout Rules 2 through 6, Rule 8 and Rule 10, so that said rules can be uniformly applied and understood. The statutory basis for Rule 1 is found in C.R.S. 24-35-208(1)(a) and (2) and 24-35-201(5). RULE 1 GENERAL RULES AND REGULATIONS 1.1 Purpose and Statutory Authority These Rules and Regulations are adopted by the Colorado Lottery Commission governing the establishment and operation of the Colorado Lottery pursuant to the authority provided by Part 2, Article 35, Title 24, C.R.S. 1.2 Definitions Unless the context in these Rules and Regulations otherwise requires: a) “Act” or “Law” means Part 2, Article 35, Title 24, C.R.S. b) “Claims Center” means any location designated by the Director where a person may file a claim for a prize with respect to any Lottery game. c) “Commission” means the Colorado Lottery Commission established under the Act. d) “Director” means the Director of the State Lottery Division. e) “Division” means the State Lottery Division and any employee thereof, including the Director. f) “Executive Director” means the Executive Director of the Colorado Department of Revenue. g) “Field Representative” means the employee of the Division whose duties include the marketing, selling, handling, and distribution of lottery tickets to licensees. h) “Licensee” or “Retailer” means any person licensed as a lottery sales agent pursuant to the Act to sell Lottery tickets. i) “Lottery” or “Colorado Lottery” means any lottery created and operated pursuant to the Act. j) “Person” means and includes any individual; association; corporation; club; trust; estate; society; company; joint stock company; referee, receiver, trustee, guardian, custodian, personal representative or any other person acting in a representative capacity who is appointed by a court; charitable institution; or fraternal organization. “Person” shall also mean and include all departments, agencies, commissions, instrumentalities and political subdivisions of the State of Colorado, as well as any city, county, and city and county within the State of Colorado. k) “Prize” means the award, financial or otherwise, awarded by the State Lottery. l) “Provisional License” means a license issued by the Director which temporarily authorizes a licensee to conduct the sale of lottery tickets pending processing of the license application or renewal. m) “Ticket” means any lottery ticket approved by the Colorado Lottery for sale to the general public. “Instant Ticket” means a lottery ticket issued for participation in an instant game. “On-Line Ticket” means a computer-generated lottery ticket issued for participation in an on-line game. n) “Instant Game” means a lottery game which utilizes a lottery ticket with preprinted play symbols or characters. o) “On-Line Game” means a lottery game which utilizes a computer system to administer plays and in which a player selects a combination of numbers, the type of game and amount of play, for a specific drawing. p) “Bar Code Reader” means the computer hardware used by retailers to read bar coded information on instant game scratch tickets. q) “Activation” means the process used by retailers to make a book of bar coded instant tickets active or available for sale on the Lottery's computer. r) “Settlement” means the time at which a pack of bar coded tickets is determined to be billable pursuant to Lottery policy. BASIS AND PURPOSE FOR AMENDED RULE 2 The purpose of Rule 2 is to establish and provide the specific factors required for determining eligibility of an applicant desiring to obtain a license for the sale of Lottery tickets to the public; to specify certain duties of the licensees; to authorize the Director to establish bonding protection for the State of Colorado; to describe the types of limitations which may be placed upon licenses issued by the Director; to provide for the circumstances upon which the Director may terminate licenses and issue duplicate licenses; to specify certain terms, conditions and duties required of licensees authorized to sell Lottery game tickets; to specify the rights of the licensee, as well as the detailed operation of the Lottery at the retail sales level. The provisions of Rule 2 are necessary in order to promote the public interest, as well as the security and efficient operation of the Lottery. The statutory basis for Rule 2 is found in C.R.S. 24-35-206 and 24-35208(1)(a) and (2). RULE 2 LICENSING 2.1 Application for License to Sell Lottery Tickets a) Any person may apply to the Lottery for a license to sell Lottery tickets as a licensee by filing an “Application for Lottery Retail License.” Such application shall be completed under penalty of perjury on a form approved by the Director. b) A fee in an amount to be determined by the Director shall be paid by the applicant to the Lottery. This fee shall be paid at the time of the issuance of the license. 2.2 Licensee's Commission Each licensee shall be entitled to receive a payment for the sale or authorized disbursement of Lottery tickets by said licensee as provided for in Rules 5.10 and 10.14, 10.A.15, 10.D.9, and 14.11. 2.3 Eligibility for License a) The Director shall issue annual licenses for the sale of Lottery tickets in accordance with the provisions of C.R.S. 24-35-206 and these Rules and Regulations. The Director shall license only such persons who, in the Director's opinion, will best serve the public interest and trust in the Lottery and promote the sale of Lottery tickets. Prior to issuing any license, the Director shall consider the following factors: 1. The moral character and reputation of the applicant. 2. The financial responsibility and security of the applicant and its business or activity. 3. The accessibility of the public to the licensed premises proposed by applicant. 4. The number and sufficiency of existing licenses to serve the public interest. 5. The volume of applicant's expected Lottery ticket sales. 6. The security and efficient operation of the Lottery. 7. Whether the applicant is ineligible under the provisions of C.R.S. 24-35-206(4). b) In addition, the Director shall consider the following factors: 1. Business and security considerations which include but are not limited to: i) past security problems; ii) credit history of owners, officers and the business entity; iii) history of administrative or regulatory actions. 2. Marketing considerations which include but are not limited to: i) projected sales of Lottery products ii) willingness to promote Lottery products. c) The Director shall determine the total number of On-Line terminals to be installed throughout the state and establish procedures for On-Line site selection. In determining the order in which On-Line terminals will be installed, a Marketing Survey will be completed in which the factors considered may include but not be limited to: 1. Trade style of proposed site; 2. Store hours; 3. Estimated On-Line sales; 4. Instant weekly sales; 5. Instant/Scratch game sales history; 6. Instant/Scratch game accounts receivable record; 7. Nearest On-Line retailers; 8. The number of licensed outlets in an area; 9. The potential for revenue generation; 10. Demographics; 11. Public accessibility within that area; 12. The availability of telecommunications service to the area; 13. Territory Sales Manager's assessment; 14. District Sales Manager's assessment; 15. Sales Manager's assessment; 16. Such other factors or conditions as determined by the Director to best serve the public convenience; to promote the sale of Lottery tickets; to protect the security and integrity of the Lottery games; or as may be otherwise necessary or desirable for the efficient and economical operation and administration of the Lottery. 2.4 Duties of Licensees In order to promote the public interest and the security and efficient operation of the Lottery, each applicant shall agree, if granted a license, to perform the following terms, conditions and duties: a) To be bound by and comply with all lawful provisions of Part 2, Article 35, Title 24, C.R.S. and the Rules and Regulations adopted pursuant thereto; as well as with any lawful instructions or directives issued by the Director. b) To actively promote the sale of Colorado Lottery tickets and make them available for sale at all times the system is available and at the times that are consistent with the business hours of operation. c) To pay to Instant/Scratch game ticket bearer's prizes of up to and including $599.00 for any tickets validated by the retailer. All tickets validated by a retailer must be paid by that retailer. These prizes shall be paid during all normal business hours of the licensee or hours approved by the Director, provided the validation system is operational and claims can be validated. The licensee shall not charge the claimant any fee for payment of a prize or for cashing a business check drawn on the licensee's account. d) To maintain authorized displays, notices, and other materials used in connection with the sale of Lottery tickets in accordance with reasonable instructions or directives issued by the Director. e) To maintain and make available upon reasonable notice a complete and accurate set of books of account, correspondence and records of all Lottery transactions and operations, including but not limited to the receipt, sale, handling, inventory, and returns for credit for all Lottery game tickets received by licensee, and any books of account, correspondence, reports and records that may be required for Lottery game tickets. f) To make available during normal business hours, with or without prior notice of any kind, to any duly authorized representative of the Lottery, said books of account, correspondence and records for inspection and audit by an auditor selected by the Commission or Director. g) To allow inspections of the licensed premises by duly authorized representatives of the Division during normal business hours, to determine compliance with the provisions of the Act, Rules and Regulations, instructions and directives of the Lottery Director. h) To indemnify and hold the State of Colorado, the Colorado Lottery and the Colorado Lottery Commission harmless from any and all liabilities, claims, actions, and judgments of any kind or nature arising from or relating to the licensee's acts or omissions in the operation and conducting of the sale of Lottery tickets. i) To provide, as may be required by the Director, a certificate of insurance insuring the State of Colorado with respect to any liability which may arise from or relate to the licensee's acts or omission in the operation and conducting of the sale of Lottery tickets. j) To pay an administrative fee of 20% of the retail value of any unactivated Lottery tickets that are lost due to negligence of the licensee. k) To provide confirmation that the licensee is not an employee, agent or representative of the State of Colorado, Commission, or Lottery and shall not represent or hold himself out to be other than a licensee thereof. l) To agree that all Lottery tickets shall be deemed to have been purchased by the licensee as of the date each book of Instant/Scratch tickets is activated, at the price, less applicable commission, established by the Commission; and that the licensee shall make payment to the Lottery by electronic funds transfer (EFT) for any and all Lottery Instant/Scratch tickets which are activated and offered for sale to the public including tickets that have been sold, but not activated. m) To pay an administrative fee, if required, at the discretion of the Director in an amount to be determined by the Director to cover operational costs to the Lottery in servicing said retailer account. n) To file with the Division, as may be required by the Director, upon forms provided, reports of the licensee's receipts, sales, and other transactions relating to the disposition of Lottery tickets. o) To maintain in a safe place records of claims filed upon forms provided by the Director, and unsold Lottery tickets for delivery to the Field Representative upon instruction or directive by the Director. p) To prominently display its license in an area visible to the general public. Each licensee shall maintain and display Lottery point-of-sale promotional material only as approved by the Director. q) To agree that all unclaimed prizes as set forth by each game rule shall remain the property of the State of Colorado, subject to being claimed by the person entitled thereto within one hundred eighty (180) days after the announced end of the Scratch/Instant Lottery game or the drawing for which the On-Line ticket was purchased. r) To fully and timely pay the Division for all Lottery tickets received. s) To display any promotional advertising indicating the odds of winning and the average return on the dollar in prize money to the public. This information shall be displayed on: 1. All printed promotional and advertising materials for a specific lottery game, including, but not limited to, brochures, posters, billboards, placards, and point-of-sale displays; 2. A placard to be located on the licensed premises in close proximity to the display location of the license; 3. Instructions to licensees for the conduct of a specific game. t) The disclosure required hereunder shall not apply to: 1. Generic promotional and advertising materials publicizing the Colorado Lottery which do not promote a specific lottery game; and 2. Electronic advertising for a specific lottery game or non-printed advertising media for a specific lottery game, for which a printed disclosure is not feasible or practicable. u) In addition to the requirements listed in the previous sub-paragraphs of 2.4, a licensee authorized to sell Lottery tickets shall agree to the following terms, conditions and duties: 1. To pay, without reimbursement, all electricity charges in conjunction with the operation of the terminal equipment related to the sale of Lottery tickets; 2. To sell all Lottery games, including Scratch/Instant game tickets offered by the Lottery; 3. To provide adequate staffing to maximize Lottery revenues; 4. To attend Lottery training sessions and provide staff training; 5. To use signage identifying the location as a Lottery retailer. Nothing herein shall require retailer to install signage which is in violation of any state, local, or municipal code; 6. To maintain authorized displays, and other materials used in conjunction with the sale of Lottery tickets in accordance with reasonable instructions or directives issued by the Director; 7. To provide authorization for an account with EFT (Electronic Funds Transfer) capability to be used for weekly billing of all Lottery products; 8. To maintain a balance in the account sufficient to cover moneys due the Lottery for the established billing period. The Lottery shall withdraw by EFT the amount due the Lottery on the day specified by the Director. In the event the day specified for withdrawal occurs on a legal holiday, withdrawal shall occur on the following business day. v) Licensees are prohibited from playing Lottery games by using any method other than random, fair chance, or by any method contrary to the principle that every Lottery ticket has an equal and random chance of winning. w) In addition to the requirements listed in the previous sub-paragraphs of 2.4, a licensee authorized to sell On-Line game tickets shall agree to the following terms, conditions and duties: 1. To maintain sufficient funds to pay all On-Line prize claims of $150.00 or less by cash, check, or money order; 2. To pay to an On-Line game ticket bearer prizes of $599.00 or less for any tickets validated by the retailer. All tickets validated by a retailer must be paid by that retailer. These prizes shall be paid during all normal business hours of the licensee or hours approved by the Director, provided the validation system is operational and claims can be validated. The licensee shall not charge the claimant any fee for payment of prize or for cashing a business check drawn on the licensee's account; 3. To print On-Line tickets only on the specific ticket stock issued by the Lottery to the specific retail outlet and not transfer ticket stock to any other outlet; 4. To replace ribbons and On-Line ticket stock, and clear paper jams as required for the On-Line terminal per instructions provided by the Lottery; and 5. To acknowledge that the On-Line terminal and supplies issued by the Lottery or the On-Line vendor remain the property of Lottery or On-Line vendor. The licensee shall exercise due diligence in the operation of the On-Line terminal and immediately notify the Lottery and the central computer facility of any equipment, telephone line or On-Line systems malfunction, such as the issuance of an invalid On-Line ticket, or the inability to generate or redeem an On-Line ticket. The licensee shall not perform any mechanical or electrical maintenance on the On-Line terminal. 6. To provide without reimbursement the full cost of terminal installation and hookup charges any and all charges related to the sale of Lottery tickets, as specified by the Lottery. 7. To provide, without reimbursement, any requirement the Lottery deems necessary for terminal installation and maintenance of equipment related to the sale of Lottery tickets; 8. To pay, without reimbursement, all communication charges in conjunction with the operation of the terminal equipment related to the sale of Lottery tickets, unless otherwise specified by the Director. 2.5 Licensing Disqualifications The following shall not be granted a license: a) Any person who will engage in business exclusively as a Lottery sales agent, unrelated to any other commercial business activity. b) Any person who has been convicted of a gambling-related offense, notwithstanding the provisions of C.R.S. 24-5-101. c) A person who is or has been a professional gambler or gambling promoter. A professional gambler is a person whose profession is, or whose major source of income derives from, playing games of chance for profit. A gambling promoter is one whose profession is, or whose major source of income derives from, encouraging games of chance for profit. Notwithstanding any provisions contained herein to the contrary, a professional gambler or gambling promoter shall not be deemed to include any of the following persons: 1. Any person who has been licensed by the State of Colorado to promote or conduct any lawful gambling operation of any kind within the State of Colorado, including, but not limited to the promoting and conducting of pari-mutuel wagering at any race meet held pursuant to Article 60, of Title 12, C.R.S. 2. Any person who has been employed by any government-operated Lottery. d) Any person who has engaged in bookmaking or any other form of illegal gambling. e) Any person who is not of good character and reputation, notwithstanding the provisions of C.R.S., 245-101, in the community in which he resides. f) Any person who has been convicted of a crime involving fraud or misrepresentation, notwithstanding the provisions of C.R.S. 24-5-101. g) Any firm or corporation in which a person defined in sub-paragraph b), c), d, e. or f. of this Section 2.5 has a proprietary, equitable, or credit interest. h) Any organization in which a person defined in sub-paragraph b), c), d), e) or f) of this Section 2.5 is an officer, director, or managing agent, whether compensated or not; or i) Any organization in which a person defined in sub-paragraph b), c), d), e) or f). of this Section 2.5 is to participate in the management or sales of Lottery tickets or shares. j) Any person who has provided false or misleading information to the Lottery. k) Any person who is not financially responsible to purchase and sell Lottery tickets. A person shall be deemed “not financially responsible” when, upon a review of said person's financial statement or other information required by the Director, a reasonable person holding the position of Director would hesitate to extend any credit to the applicant for the purpose of applicant's engaging in the purchase and sale of Lottery tickets to the public. l) Any person whose proposed licensed premises is either a residence or, by reason of its location is not accessible to a sufficient number of persons so as to reasonably justify the Lottery's expenditure of public monies to provide and deliver Lottery tickets, services, and supplies to such a location. In making such a determination, the Director shall consider the possible economic benefit to the State and the convenience to the public to be gained from licensing such person. m) Any person whose volume of Lottery ticket sales projected or anticipated is such as not to reasonably justify the Lottery's expenditure of public monies to provide and deliver Lottery tickets, services, and supplies to such a location, when considering the possible economic benefit and convenience to the public to be gained therefrom. For the purpose of initial licensing, a projected or anticipated volume of instant game Lottery ticket sales must meet the current minimum sales requirement as determined by the Lottery Director. n) Any sole proprietor who is not a resident of the State of Colorado. o) Any corporation, that is neither incorporated in, nor authorized to do business in, the State of Colorado. p) Any Limited Liability Company (L.L.C.), that is neither incorporated in, nor authorized to do business in, the State of Colorado. q) Any partnership, or association, or other type of business entity, none of whose general partner(s), member(s), or representative(s) is a resident of the State of Colorado. r) A Lottery license may be denied if the applicant has been convicted, within ten years of an application, of a felony crime, including but not limited to, robbery, burglary, theft, trespass, criminal mischief, forgery, computer crime, bribery, perjury, offenses related to judicial and other proceedings, telecommunications crimes, racketeering, or the distribution, sale, manufacturing, dispensation or possession of drugs or drug paraphernalia. Other convictions, whether felony or misdemeanor, may relate to a determination that the person is not of good character and reputation and may lead to the denial of a license. 2.6 On-Line Game Licensee Disqualifications a) The Director may, after an On-Line terminal has been in operation for six months, order the removal of such terminal from a location after considering factors which include but are not limited to: 1. Sales volume which does not meet established standards; 2. Significant changes to On-Line site selection survey items which alter the scoring of the location; 3. Failure to generate sufficient sales volume to cover the Lottery's administrative costs. b) The Director may immediately suspend an On-Line terminal's operation, order removal of an On-Line terminal from a retail location, or take any other action necessary in the event the On-Line licensee: 1. Fails to comply with any rule established by the Commission or any instruction issued by the Director. 2. Tampers with or attempts to tamper with the On-Line terminal or On-Line system. 3. Fails to make payment of a validated prize or makes payment and the payment is dishonored for any reason. 4. Fails to make payment to the Lottery or makes payment to the Lottery and the payment is dishonored for any reason. 5. A licensee who issues payment for a prize with a check that is dishonored is subject to licensee suspension or revocation. 2.7 Bonding Requirement No license shall be issued or renewed by the Director, unless the applicant or licensee is first bonded in such an amount and type as may be required by the Director to protect the State against any monetary loss that may arise from the licensee's purchase and sale of Lottery tickets. Such bonding may take the form of any instrument that is determined by the Director to satisfy the requirements of C.R.S. 24-35206(1) and C.R.S. 24-35-219. 2.8 Limitations on Licenses a) Unless otherwise limited or conditioned pursuant to the provisions contained in subparagraph 2.8 c) hereof, each license issued by the Director for the sale of Lottery tickets shall limit the sale thereof solely to the licensed premises; and shall terminate unless timely renewed, one year from the date of issue. The Director may limit a licensee to sale of a particular type of Lottery game. b) A license may be renewed on an annual basis upon the timely payment of a renewal fee to be determined by the Director, unless the Director determines to deny the renewal of such license pursuant to the provisions of the Act and these Rules and Regulations. c) In order to protect the public interest and trust in the Lottery and to further the sale of Lottery tickets, the Director may, but shall not be required to, issue a license for special events containing reasonable limitations or conditions. Such limitations and conditions may include any one or all of the following: 1. The length of license period; 2. The hours and days of Lottery ticket sales; 3. The location of sale; 4. The specific person who may be allowed to sell Lottery tickets; 5. The specific sporting, charitable, social, or other special event where Lottery tickets may be sold; 6. Such other limitations or conditions of licensing as determined by the Director to best serve the public convenience; to promote the sale of Lottery tickets; to protect the security and integrity of the Lottery games; or as may be otherwise necessary or desirable for the efficient and economical operation and administration of the Lottery. d) For the purpose of 2.8 c), a special event shall mean a specific sporting, charitable, social event, or other specific location or activity, such as a fair, which, by reason of its limited duration or other special character requires the issuance of a license containing such limitations or conditions as described above in order to protect the security and integrity of Lottery games. 2.9 Provisional License a) The Director may issue a provisional license to an applicant pending the completion of the processing required under Paragraph 2.3, after receipt of the person's fully completed application and completion of a preliminary background check. The provisional license shall expire at the time of issuance of the general license or ninety (90) days from the date the provisional license is issued, whichever occurs first. The provisional license may be extended by the Director for one additional ninety (90) day period of time. b) The Director may issue a provisional license to an applicant for renewal of a general license when a determination has been made and it becomes necessary to authorize a licensee to sell tickets pending approval of the application for general license renewal. The provisional license shall expire at the time of the issuance of the general license renewal or ninety (90) days from the date the provisional license is issued, whichever occurs first. 2.10 Non-Transferability of License A license issued pursuant to these Rules and Regulations shall not be assignable or transferable. If either the person who has signed the application for licensure is no longer employed by the licensee in the capacity stated on the application or if the ownership of the licensee substantially changes, the Director reserves the right to terminate the license. The licensee shall notify the Director in writing at least thirty (30) days prior to any such proposed change. A substantial change in ownership shall mean a transfer of ten percent (10%) or more of either the equity of such business, or the decision-making authority thereof. In the case of a nonprofit organization, the licensee shall notify the Director in writing within ten (10) days after any such change has taken place. 2.11 Duplicate Licenses Upon the loss, mutilation or destruction of any license issued by the Director, a duplicate license can be issued by a Lottery Territory Sales Manager or a Lottery Investigator may verbally or in writing request a license reprint after verifying the location's license status. A mutilated license shall be surrendered to the Director upon issuance or denial of a duplicate license. A lost license, when found, must be immediately surrendered to the Director. Amended RULE 2.A General Rules and Regulations Basis and Purpose for Amended Rule 2.A – Licensing - Americans with Disability Act Compliance The purpose of Rule 2.A is to establish and provide the specific factors required for determining eligibility of an applicant desiring to obtain a license for the sale of Lottery Tickets to the public; to specify certain duties of the licensees; to describe the types of limitations which may be placed upon licenses issued by the Lottery Director; to provide for the circumstances upon which the Lottery Director may terminate licenses and issue. Duplicate licenses; to specify certain terms, conditions and duties required of licensees authorized to sell Lottery game tickets; and to ensure that access to Lottery products and services is directly related to a patron’s ability to enter a licensee’s premises and proceed to the location at which Lottery services are made available. The provisions of Rule 2.A are necessary in order to promote the public interest, as well as the security and efficient operation of the Lottery. The statutory basis for Rule 2.A is found in C.R.S. 24-35-206and 24-35-208 (1) (a) and (2). 2.A.1 Definitions Unless the context in this rule otherwise requires: a) "ADA" means the Americans with Disabilities Act of 1990 (Pub.L. 101-336, 104 Stat. 327, 42 United States Code, Sections 12101-12213 and 47 United States Code, Sections 225 and 611). b) "Disability" as referred to in this rule shall be as set forth in the ADA. c) "Lottery Licensed Facility" as set forth in C.R.S. 24-35-206 (6). d) "Applicant Retailer" means any person or entity applying for a license to sell Lottery tickets pursuant to Rule 2. e) "Lottery Retailer" means any person or entity licensed under C.R.S. 24-35-206. f) "Readily Achievable" as referred to in this rule shall be as set forth in the ADA. g) "Undue Burden" as referred to in this rule shall be as set forth in the ADA. 2.A.2 General Requirements a) Prohibition of discrimination. No Lottery retailer shall discriminate against any individual on the basis of disability in the full and equal enjoyment of Lottery-related goods, services, facilities, privileges, advantages, or accommodations of any Lottery Licensed Facility. b) Integrated accessibility. A Lottery Licensed Facility shall afford Lottery-related goods, services, facilities, privileges, advantages, and accommodations to any individual with a disability in the most integrated setting appropriate to the needs of the individual. c) The Lottery shall inspect the site of each applicant for compliance with this Rule 2.A prior to granting a permanent license. The Lottery will not grant a permanent license to an applicant who is not in compliance with this Rule 2.A. or who has not agreed to become compliant with the Rule within 60 days of noncompliance notification. For purposes of this section, the provisions of Sections 2.A.1 through 2.A.7 apply. d) The Lottery shall inspect current licensees, on a random basis to be determined by the Lottery Director, to establish compliance with this Rule 2.A. The Lottery Director shall submit an annual plan of action to the Lottery Commission in July of each year detailing the agency’s commitment to executing random inspection of current licensees. The annual plan shall be prepared with regard to available resources. e) The Lottery Director or designee (s) will receive and process all accessibility information concerning Lottery applicant retailers and may, at the Lottery Director’s discretion, provide an exemption to a current licensee or applicant. 2.A.3 Readily Achievable Barrier Removal a) General: An applicant/Lottery Retailer shall remove architectural and communication barriers in a Lottery Licensed Facility, where such removal is readily achievable. The requirement to engage in readily achievable barrier removal is not applicable to new construction, that is, any facility designed and constructed for first occupancy after January 26, 1993. A facility is designed and constructed for first occupancy after January 26, 1993 only if the last application (or extension) for a building permit was certified to be complete by the applicable local agency, and the certificate for first occupancy was issued after January 26, 1993. b) Examples of readily achievable steps to remove barriers shall include, but are not limited to, the following actions: 1) installing ramps; 2) making curb cuts in sidewalks and entrances; 3) creating designated accessible parking spaces; 4) widening doors; 5) rearranging tables, chairs, vending machines, display racks, and other furniture; 6) installing offset hinges to widen doorways; 7) installing accessible door hardware; 8) posting appropriate handicap parking, placards or signage and/or; 9) modification of certain exclusionary policies such as: c) allowing service animals to enter the facility; a service animal as referred to in this Rule shall be as set forth in the ADA and/or d) communicating with a Lottery player with a disability to the best of the Lottery retailer’s ability or the retailer’s employee. The liability of any Lottery retailer for the improper recording of entries on a playslip, whether negligent or intentional, shall be limited to reimbursement of the purchase price of the ticket. e) examples of factors of impacts to be considered of readily achievable steps to remove barriers shall include, but are not limited to, the following: 1) the nature and cost of the action needed; 2) the overall financial resources of the site or sites, the number of persons employed at the site; the effect on expenses and resources, legitimate safety requirements (including crime prevention measures); or the impact otherwise on the operation of the site. 2.A.4 Priority of ADA Compliance by Lottery Licensees An applicant/Lottery retailer will take readily achievable measures to comply with the barrier removal requirements of this Rule 2.A in accordance with the following order of priorities: a) First, an applicant/Lottery Retailer will take measures to provide access to a Lottery Licensed Facility from public sidewalks, parking, or public transportation. These measures include, for example, installing an entrance ramp, widening entrances, and providing accessible parking spaces. b) Second, an applicant/Lottery Retailer will take measures to provide access to those areas of a Lottery Licensed Facility where Lottery goods and services are made available to the public. c) Third, an applicant/Lottery Retailer will take any other reasonable measures necessary to provide access to Lottery goods and services. 2.A.5 Alternatives to Barrier Removal Where an applicant/Lottery Retailer can demonstrate that barrier removal in its Lottery Licensed Facility is not readily achievable in conjunction with federal guidelines and this Rule, the applicant/Lottery Retailer shall make Lottery-Related goods, services, facilities, privileges, advantages, or accommodations available through alternative methods, if those methods are readily achievable. Examples of alternatives to barrier removal include, but are not limited to, the following actions: a) providing curb service; and/or b) drive thru; and/or c) relocating activities to accessible licensed locations. 2.A.6 Future Alterations to a Lottery Licensed Facility Any alteration to a Lottery Licensed Facility shall be made to ensure that, to the maximum extent feasible, the altered portions of the facility are readily accessible to and usable by individuals with disabilities. 2.A.7 Complaints Relating to Non-Accessibility The Lottery Director or designee(s) will receive and process all accessibility complaints concerning Lottery retailers. a) Complaints 1) Complaints must be in writing and, where possible, submitted on a Lottery ADA complaint form 60 days after receipt of verbal notification of such complaint. The complaint shall be investigated by Lottery personnel who have completed ADA accessibility training developed and administered by the Lottery. Said training shall be based upon the text of the ADA, related rules and regulations promulgated by the federal government, together with any technical assistance materials issued by the United States Department of Justice. If the Lottery Licensed Facility is not in compliance, within, but no later than, 15 days after the completion of the investigation, a letter of impending non-compliance shall be issued to the Lottery retailer. A copy of said letter shall also be sent to the complainant. If the Lottery Licensed Facility is in compliance a letter will be mailed to the retailer and complainant. 2) If the Lottery, following an on-site inspection of a Lottery Licensed Facility, determines that there are violations of the ADA, the Lottery shall issue a letter of impending noncompliance within, but no later than, 15 days after the completion of the on-site inspection of the physical location. The Lottery Licensed Facility shall submit within, but no later than 30 days after mailing of the letter of impending non-compliance, a response for the apparent non-compliance with this Rule 2.A. The Lottery Director or designee(s) shall determine if the Lottery Licensed Facility’s response is acceptable under guidelines of this Rule 2.A and the ADA. If the Lottery Licensed Facility does not provide an explanation in the 30 day response period the Lottery, within 15 days after the 30 day response period, shall issue a letter of non-compliance. If the Lottery Licensed Facility is in compliance, a letter will be mailed to the retailer. b) Submission of Compliance Plan 1) If the letter of non-compliance shows deficiencies in the accessibility of the Lottery retailer’s physical location, the Lottery retailer, assisted by the Lottery Director or designee(s), shall submit a plan to the Lottery within 30 days of the issuance of the letter of noncompliance. The plan shall describe in detail how the Lottery retailer will achieve compliance with this Rule 2.A within 60 days of the issuance of the letter of noncompliance. The Lottery may grant the Lottery retailer additional time to submit the plan for good cause. Within 10 days of the submission of the plan, the Lottery shall notify the applicant/Lottery retailer of the Lottery’s acceptance or rejection of the plan, and the reasons for such decision. c) Construction 1) Readily achievable modifications must be made within 60 days of the date the letter of noncompliance is mailed to the Lottery retailer. If within 60 days, the Lottery retailer has not eliminated the deficiencies cited in the letter of noncompliance, but has submitted a written request for an extension of time, the Lottery may grant a 180-day extension for good cause. Notice of this extension will be sent to the complainant, if applicable, and the Lottery retailer, and any such extension will commence immediately upon expiration of the first 60-day period. 2) If the corrective action taken by the Lottery retailer corrects the deficiencies specified in the letter of non-compliance as originally issued or later revised, or, if the on-site inspection of the Lottery retailer’s physical location reveals compliance with this Rule 2.A, the Lottery will issue a notice of compliance. Until this notice is issued, a complaint will be considered pending. 3) Failure to make readily achievable modifications within the required time period and in agreement with the ADA compliance plan may result in the initiation of proceedings to suspend or revoke the license by the Lottery pursuant to the procedural requirements of State law. 2.A.8 Information regarding the ADA can be obtained from: Director, Colorado Lottery, P.O. Box 7, Pueblo, CO 81002-0007. This Rule was written following the guidelines enacted with the Federal ADA Act of 1990 and any requirements listed herein are requirements found in that Act and are not specific solely to the Colorado Lottery and its retailers. The ADA is promulgated and enforced by the United States Department of Justice. BASIS AND PURPOSE FOR AMENDED RULE 4 The purpose of Rule 4 is to provide specific notice of the causes for and procedures regarding denial, suspension, revocation, or non-renewal of a license to sell lottery tickets. The statutory basis for Rule 4 is found in C.R.S., Sections 24-35-206 and 208. RULE 4 SUSPENSION, REVOCATION, OR NON-RENEWAL OF LICENSE 4.1 Mandatory Revocation of License A license shall be revoked upon a finding by the Lottery Director that the licensee: a) Has provided false or misleading information to the Lottery; b) Has been convicted of any gambling-related offense; c) Has endangered the security of the Lottery; d) Has been a person whose character is no longer consistent with the protection of the public interest; or e) Has intentionally refused to pay a prize in his possession to a person entitled to receive the prize. 4.2 Discretionary Suspension. Revocation or Non-Renewal of License A license may be suspended, revoked or not renewed upon a finding by the Lottery Director that the licensee: a) Has changed its business location by the licensee without properly notifying the Lottery; b) Has insufficient sales volume; c) Has failed to remit or has been delinquent remitting money owed to the Lottery; d) Has endangered the efficient operation of the Lottery; e) Has been convicted of a felony, including but not limited to, robbery, burglary, theft, trespass, criminal mischief, forgery, computer crime, bribery, perjury, offenses related to judicial or other proceedings, telecommunications crimes, racketeering, accounting fraud, or the distribution, sale, manufacturing, dispensation or possession of drugs or drug paraphernalia. Other convictions, whether felony or misdemeanor, may relate to a determination that the licensee is a person whose character is no longer consistent with the protection of the public interest and trust in the Lottery and may lead to the suspension or revocation of a license. f) Has sold a Lottery ticket at a price greater or less than that fixed by the Commission except as provided in Section 24-35-214(1), C.R.S.; g) Has sold a Lottery ticket when not authorized to do so; h) Has sold a Lottery ticket to any person under the age of eighteen (18) years of age; i) Has sold a Lottery ticket at any place other than the place authorized and specified on the license; j) Has any violation of Part 2, Article 35, Title 24, C.R.S. or any Rule or Regulation adopted pursuant thereto; k) Has not reported a change in ownership to the Lottery. 4.3 Post-termination Matters Upon termination of a license for any reason, no further sales of Lottery tickets shall be conducted by said licensee. After such termination, at a date designated by the Lottery Director, said person shall appear before the Lottery Director for the purpose of rendering a final Lottery accounting and surrender his license, together with all other Lottery property. 4.4 Procedure for Issuance. Renewal, Denial, Revocation. Suspension. Limitation and Modification of License The procedures contained in Article 4 of Title 24, C.R.S. shall apply to the issuance, renewal, denial, revocation, suspension, limitation and modification of licenses for the sale of Lottery tickets. The Lottery Director may designate an administrative law judge to take evidence and make findings and report them to the Lottery Director. a) Any person entitled to a notice of hearing shall be given timely notice of the time, place, and nature thereof, the legal authority and jurisdiction under which it is to be held, and the matters of fact and law asserted. Such notice shall be served personally or by mailing by first-class mail to the last address furnished by the licensee, in accordance with the notice requirement set forth in C.R.S., section 24-4-105(2)(a). b) The proponent of an order shall have the burden of proof and every party to the proceeding shall have the right to present its case or defense by oral and documentary evidence, to submit rebuttal evidence, and to conduct such cross examination as may be required for a full and true disclosure of the facts. Subject to these rights and requirements, where a hearing will be expedited and the interests of the parties will not be substantially prejudiced thereby, the person conducting the hearing may receive all or part of the evidence in written form. The rules of evidence and requirements of proof shall conform, to the extent practicable, with those in civil non-jury cases in the district courts. However, when necessary to do so in order to ascertain facts affecting the substantial rights of the parties to the proceeding, the person so conducting the hearing may receive and consider evidence not admissible under such rules if such evidence possesses probative value commonly accepted by reasonable and prudent men in the conduct of their affairs. Objections to evidentiary offers may be made and shall be noted in the record. The person conducting the hearing shall give effect to the rules of privilege recognized by law and may exclude incompetent and unduly repetitious evidence. Documentary evidence may be received in the form of a copy or excerpt if the original is not readily available; but, upon request, the party shall be given an opportunity to compare the copy with the original. An agency may utilize its experience, technical competence, and specialized knowledge in the evaluation of the evidence presented to it. c) Any party, or the agent, servant, or employee of any party, permitted or compelled to testify or to submit data or evidence shall be entitled to the benefit of legal counsel of his own choosing and at his own expense, but a person may appear for himself. An attorney who is witness may not act as counsel for the party calling him as a witness. Any party, upon payment of a reasonable charge therefor, shall be entitled to procure a copy of the transcript of his testimony if it is recorded. 4.5 Felony Review Panel In any proceeding for the issuance, denial, suspension, or revocation of a Lottery retailer license in which a felony conviction or a conviction involving fraud is in issue, the following procedure shall follow the Lottery Director's entry of a final order granting, denying, suspending, or revoking the Lottery retailer license: a) If the matter has been heard by an Administrative Law Judge, the Lottery Director's order adopting or modifying the initial decision of the Administrative Law Judge shall be deemed the Lottery Director's final order, unless the Lottery Director orders the Administrative Law Judge to conduct additional proceedings. b) The licensee and the Lottery Division may, within fifteen(15) days of the date on which the Lottery Director signs the final order, file with the Lottery Director and serve upon the opposing party a motion directed to the Felony Review Panel to modify the Lottery Director's final order. The opposing party may, within fifteen (15) days of receipt of the motion, file with the Lottery Director and serve upon the moving party a brief opposing the motion. Within ten (10) days of receipt of the brief opposing the motion, the moving party may file with the Lottery Director and serve upon the opposing party a reply brief in support of the motion. Each party shall file with the Lottery Director the original and three (3) copies of each motion or brief filed by the party. The Lottery Director shall cause any initial decision, the Lottery Director's final order, and any motions and briefs to be delivered to the Felony Review Panel. The Lottery Director shall notify the parties of the date on which he forwarded the final order and any other material to the Felony Review Panel. c) The Director of the Department of Revenue shall be the Chairman of the Felony Review Panel. d) Each member of the Felony Review Panel shall notify the Director of the Department of Revenue in writing of the panel member's decision whether to accept or reject the Lottery Director's final order within thirty (30) days of the date on which the Lottery Director forwarded the final order and any other materials to the Felony Review Panel. If the panel member fails to notify the Director of the Department of Revenue of the panel member's decision within thirty (30) days of the date on which the Lottery Director forwarded the final order to the panel, the panel member shall be deemed to have accepted the Lottery Director's final order. e) If two or more members of the Felony Review Panel accept the Lottery Director's final order, the final order shall become the order of the Felony Review Panel. The Director of the Department of Revenue shall notify the Lottery Director and the licensee of such acceptance in writing, and the order of the Felony Review Panel shall be deemed final on the date of such written notice. f) If two or more members of the Felony Review Panel reject the Lottery Director's final order, the Director of the Department of Revenue shall notify the Lottery Director and the licensee of such rejection in writing and shall state the reasons for such rejection. The Lottery Director shall modify his final order, conduct additional proceedings, or dismiss the proceeding in accordance with the order of the Felony Review Panel. The Director of the Department of Revenue shall notify the licensee and the Lottery Division of such modification, additional proceeding, or dismissal in writing. A modified final order shall be subject to the procedure set forth in Rule 4.5 b). g) The order of the Felony Review Panel shall be considered final agency action for the purposes of Section 24-4-106, C.R.S., unless the order remands the matter to the Lottery Director for further action. BASIS AND PURPOSE FOR AMENDED RULE 5 The purpose for Rule 5 is to provide general rules for all Colorado Lottery Instant/Scratch games, which shall govern the sale of tickets, payment of prizes, method for selecting and validating winning tickets, as well as to establish the amount of commission for the licensee/retailer. The statutory basis for Rule 5 is found in C.R.S. 1973, 24-35-208(1)(a) and (2), and 24-35-212. RULE 5 LOTTERY INSTANT/SCRATCH GAMES 5.1 Commission to Adopt Specific Rules and Regulations for Lottery Instant/Scratch Games Instant/Scratch games are authorized to be conducted under the following Rules and Regulations and such further instructions and directives the Director may issue in furtherance thereof. The Commission shall adopt specific Rules and Regulations, from time to time, designating, among other things, the number and sizes of prizes, the manner of selecting winning tickets, and the allocation of total revenues among prizes and costs. To the extent not inconsistent with such specific Rules and Regulations as may be adopted, the following general provisions under this Rule 5 shall apply to each Instant/Scratch game conducted. If a conflict arises between Rule 5 and a Specific Game Playing Rule, the Specific Game Playing Rule shall apply. GENERAL PROVISIONS 5.2 Definitions In addition to the definitions provided by Rule 1.2, and unless the context in these Rules and Regulations otherwise requires: a) “Bar Code” means the unique bar coded representation of the game Pack-Ticket number and the Validation Number. b) “Book” means a pack of fan folded Instant/Scratch game tickets that are attached to each other by perforations, which perforations the licensee/retailer tears when selling a ticket, and which fan folded tickets are packed in plastic shrink-wrapping. In each Colorado Lottery Instant/Scratch Game every book shall consist of an equal number of tickets as set forth in Instant/Scratch Specific Game Playing Rules as part of the Prize Structure. Books are also commonly called “Packs” . c) “Book-Ticket Number” means the twelve-digit number printed on the back of each Colorado Lottery Instant/Scratch game ticket. The first three digits of the twelve-digit number are the “Game Number” , the next 5 digits are the “Book Number” , the ninth digit is a check digit and the last 3 digits are the “Ticket Number” . Tickets shall be numbered consecutively within each book of tickets beginning with “000” unless otherwise set forth in Specific Game Playing Rules. d) “Caption” means the computer-generated images appearing below each Play Symbol that verify and correspond with that Play Symbol. The Caption usually is a spelling out, in full or abbreviated form, of the Play Symbol. One and only one of these Captions shall appear under each Play Symbol unless otherwise specified in Specific Game Playing Rules and shall be printed as set forth in Specific Game Playing Rules. e) “Instant/Scratch Game” means an individual Lottery game as described in Specific Game Playing Rules utilizing paper tickets each of which is imaged with combinations of computer-generated Play Symbols that, in conjunction with security measures, identify a winning ticket. f) “Life” means the specific lifetime of a natural person or as set forth in Specific Game Playing Rules. g) “Play Area” means the portion of an Instant/Scratch ticket that is covered with a latex coating that the player removes. h) “Play Spot” means a component of the Play Area that contains one Play Symbol as set forth in Specific Game Playing Rules. i) “Play Symbols” mean the computer-generated images that appear within the Play Area of a ticket. One of these Play Symbols shall appear in each of the Play Spots in the Play Area on the front of the ticket. j) “Prize Expense” means the accrued portion of net sales from all Lottery products that has been paid or obligated for the payment of prizes. k) “Prize Expense Minimum” refers to C.R.S. 24-35-210(9) and means the total amount of prize expense must be a minimum of fifty percent (50%) of the annual aggregate net Lottery ticket sales from all games, including Instant/Scratch, On-Line and Multi-State. l) “Prize Pool” means the amount of money allocated for prizes as defined in the Prize Structure and the Specific Game Playing Rules for each Instant/Scratch game. m) “Prize Structure” means the number and amount of available prizes for an Instant/Scratch game as defined in the Specific Game Playing Rules for each Instant/Scratch game. n) “Product” means the specific game type produced by the Colorado Lottery i.e. Instant/Scratch, OnLine or Multi-State. o) “Retailer Validation Code” means the computer-generated images consisting of small letters found under the removable covering over the Play Symbols on the front of the ticket, which the licensee/retailer uses to verify and validate winners. For Colorado Lottery Instant/Scratch Games, the Retailer Validation Code used by the licensee/retailer to verify winners and the codes that correspond with and verify each of these winners shall be as set forth in Specific Game Playing Rules. All tickets have three (3) letter codes. Non-winning tickets will have different letter combinations than those set forth in Specific Game Playing Rules. p) “Specific Game Playing Rules” means the rules that are promulgated for each Instant/Scratch game. Wherever the term is used in this Rule it shall mean as though set forth verbatim “Specific Game Playing Rules which are incorporated by reference as though fully set forth herein” . q) “Special Lottery Prize” means any prize that is not part of the specific prize structure as set forth in the Specific Game Playing Rules. r) “Validation Number” means the twenty (20) digit number on the bottom of the front of the ticket unless otherwise set forth in the Specific Game Playing Rules. s) “Working Papers” means the document received from the Instant/Scratch ticket vendor and approved by the Lottery Director that describes and sets forth in detail all requirements for each Instant/Scratch game. 5.3 Sale of Tickets a) Licensees shall make Instant/Scratch tickets available for sale to the public during normal business hours. b) A licensee/retailer shall sell Instant/Scratch tickets only at the premises specified in the license issued to said licensee/retailer by the Colorado Lottery. c) All retail ticket sales are final and the licensee/retailer shall not accept the return of an Instant/Scratch ticket after sale, unless otherwise directed by the Director. d) The Lottery itself may sell Instant/Scratch tickets. e) Notwithstanding any provision contained in these Rules and Regulations to the contrary, a licensee/retailer may be permitted, upon prior approval of the Director, to make gifts of Instant/Scratch tickets as a means of promoting the sale of goods and services to the public. 5.4 Payment of Cash Prizes a) The holder of a ticket winning $1.00 – $50.00 may take the ticket to any licensee location during the licensee's normal business hours, or to any claims center of the Lottery for validation and payment. The holder of a ticket winning $51.00 - $599.00 may mail it to the Lottery per instructions on the back of the ticket or present it to any Lottery claim center for validation and subsequent payment. At their option, licensees may accept $51.00 – $599.00 prize-winning tickets for validation and payment. The prize shall be paid by the licensee/retailer or the Lottery upon presentation and validation of the ticket pursuant to instructions on the back of the Instant/Scratch ticket and/or pursuant to instructions in Specific Game Playing Rules. Each licensee/retailer shall pay all prizes authorized to be paid by the licensee/retailer during normal business hours and at the licensed premises. b) The holder of a prize-winning ticket of $600.00 or more shall fill out a claim form and submit the completed form and ticket by mail or in person to the Lottery, and the prize will be paid to the holder by warrant from the Lottery upon validation. c) A prizewinner or a prizewinner's legally authorized representative, if required, shall complete a claim form that is available free of charge from any Lottery retailer or Lottery claim center, and sign the winning Instant/Scratch ticket. The claim form shall incorporate the following information: 1. Verification that the prizewinner is not a person disqualified by law or by these Rules and Regulations to claim or otherwise accept a prize from the Lottery; 2. Notification that the prizewinner's name, city of residence and prize amount are public information. This same notification is given to one signing on behalf of an Instant/Scratch ticket owner under a disability that prevents the prizewinner from signing in his/her own behalf; 3. Indemnification of the Lottery for any loss occasioned by an untruth or misrepresentation by the Instant/Scratch ticket owner or the person claiming the prize on the winner's behalf. d) The claim form may contain any other provision that the Director may, from time to time, deem necessary and proper to promote the public interest and trust, or security and efficient operation of the Lottery. Each claim must have attached thereto the original Instant/Scratch ticket. e) No payment will be made on a winning ticket, unless all spaces provided on both the claim form and winning ticket are filled in with the required information or an acknowledgement that said information is unknown or unavailable. There is no obligation or duty of the Lottery, its employees or licensees to make any inquiry of the truthfulness of information that appears on the claim form before payment to the claimant. f) Payment of prizes shall be made in person to the claimant or by mail at the one address that the claimant makes available to the Lottery on the claim form, unless the Lottery is notified of a change of address. g) The winner, at the time of presentation of a valid winning ticket, will receive the cash prize and a copy of the claim form as provided in these Rules and Regulations as receipt for the ticket. h) All prizes shall be paid within a reasonable time after they are awarded and after the claims are validated by the Lottery. Any prize requiring annuitized or installment payments shall be paid as specified in Specific Game Playing Rules. In order to receive payments in accordance with the initial payment schedule, all recipients of annuitized or installment payments must provide the Lottery a notarized statement of their current address and telephone number on an annual basis. Payment will be held until the statement is received by the Lottery. i) The Director may, at any time, delay any payment in order to review a change of circumstances relative to the prize awarded, the payee, the claim, or any other matter that may have come to his/her attention. All delayed payments will be paid to date immediately upon the Director's confirmation that the payee is entitled to such payment; any remaining payments shall be paid per Specific Game Playing Rules. j) The Director's decision with respect to the validation and payment of any prize, whether during an Instant/Scratch game or any drawing related thereto, shall be final and binding upon all participants in the game. k) Any Instant/Scratch winning ticket identified in Specific Game Playing Rules as allowing only one win per ticket shall entitle the holder thereof only to the largest of any prizes won by virtue of ownership of such ticket. The Lottery shall not be responsible for tickets claimed in error for a lower prize at the licensee's location. l) The Director reserves the right to require of a claimant of any Instant/Scratch winning ticket the disclosure of the location or person from whom the claimant purchased such ticket. m) If a prize won is an opportunity to participate in a drawing, said opportunity shall be personal to the owner of any ticket winning such prize and, except as authorized by the Director or his/her designee in writing, no person other than said owner shall be entitled to participate in said drawing. The owner of a winning ticket has the right to appoint a proxy. The Director or his designee shall approve any such designated proxy. n) An Instant/Scratch prize must be claimed no later than one hundred eighty (180) days after the announced end-of-game date of the Instant/Scratch game for which the prize was won. Any person who fails to claim a prize which is held by the Lottery or its designee during the one hundred eighty (180) day claim period shall forfeit all rights to the prize and the amount of the prize shall remain in the Lottery Fund. Prizes claimed by mail must be documented as received by the 180 th day after the announced end of game date at Lottery Headquarters as specified on the back of the ticket and Specific Game Playing Rules. o) An Instant/Scratch game ticket with an opportunity to participate in a drawing must be claimed as specified in the Specific Game Playing Rules. If not claimed in the manner specified in the Specific Game Playing Rules, all rights to participate in the drawing shall be forfeit. p) Payment of any prize may be made to the holder of the Instant/Scratch ticket, and all liability of the State, its officers and employees, and the Commission terminates upon such payment. q) In the event that a claim is filed on behalf of a legal entity other than a natural person, for a prize payable for life, the legal entity shall designate an officer or director of that legal entity as the person on whose life such prize is to be paid, and shall execute an agreement evidencing such designation. Payment of an annuitized or installment prize begins at age 18 or older. If for any reason the legal entity fails to execute evidence of such designation, the Lottery director shall designate the person on whose life the prize is to be paid. 5.4.1 Payment of Non-Cash Prizes a) The holder of a ticket winning a non-cash prize is required to submit the ticket by mail or in person to the Lottery. b) No payment will be made on a non-cash prize unless the provisions in the Specific Game Playing Rule are met. There is no obligation or duty of the Lottery, its employees or licensees to make any inquiry of the truthfulness of information that appears on the claim form before payment to the claimant. c) A prizewinner or a prizewinner's legally authorized representative, if required by Specific Game Playing Rules, shall complete a claim form that is available free of charge from any Lottery retailer or Lottery claim center and sign the winning Instant/Scratch ticket. The claim form shall incorporate the following information: 1. Verification that the prizewinner is not a person disqualified by law or by these Rules and Regulations to claim or otherwise accept a prize from the Lottery; 2. Notification that the prizewinner's name, city of residence and prize amount may be made available for public information. This same notification is given to one signing on behalf of an Instant/Scratch ticket owner under a disability that prevents the prizewinner from signing in his/her own behalf; 3. Indemnification of the Lottery for any loss occasioned by an untruth or misrepresentation by the Instant/Scratch ticket owner or the person claiming the prize on the winner's behalf. d) All non-cash prizes shall be fulfilled within a reasonable time after they are awarded and after the claims are validated by the Lottery. e) The claim form may contain any other provision that the Director may, from time to time, deem necessary and proper to promote the public interest and trust or secure an efficient operation of the Lottery. Each claim must have attached thereto the original Lottery Instant/Scratch ticket. f) Payment of non-cash prizes shall be made in person to the claimant or by mail at the one address that the claimant makes available on the claim form, unless the Lottery is notified of a change of address. g) The winner, at the time of presentation of a valid winning ticket, will receive the prize and a copy of the claim form as provided in these Rules and Regulations as receipt for the ticket. h) The Director's decision with respect to the validation of any prize, whether during an Instant/Scratch game or any drawing related thereto, shall be final and binding upon all participants in the Lottery. i) The Director reserves the right to require of a claimant of any winning Instant/Scratch ticket the disclosure of the location or person from whom the claimant purchased such ticket. j) A prize must be claimed no later than one hundred eighty (180) days after the announced end of game as specified in Specific Game Playing Rules. If the claim is made by mail, it must be documented as received by the 180 th day after the announced end of game at Lottery headquarters as specified on the back of the ticket. If no claim is made for the prize within the one hundred eighty (180) days, the prize shall be retained in the Lottery fund and all rights to the prize shall be terminated. k) Payment of any prize may be made to the holder of the Lottery Instant/Scratch ticket, and all liability of the State, its officers and employees, and the Commission terminates upon such payment. 5.4.2 Assignment of Prizes The winner of an annuitized or installment payment prize in any Instant/Scratch game being paid in annuitized or installment payments who desires to assign the right to unpaid future annuitized or installment payments must comply with C.R.S. 24-35-212(1)(b) and (1.5). Pursuant to C.R.S. 24-35-212 (q.5)(f), reasonable fees to defray administrative expenses shall be reviewed and approved by the Colorado Lottery Commission on an annual basis. 5.4.3 Redemption of Bar Coded Coupons The Director, at his/her discretion, may from time to time deem it proper to authorize the use of bar coded coupons to promote Lottery products. In the event such use is authorized, retailers shall comply with all requirements and restrictions specified on the coupon and shall redeem and exchange said bar coded coupons for Lottery tickets only and not for cash. 5.4.4 Use of Coupons, Lottery Bucks, and Free Tickets a) Coupons, Lottery Bucks, and free tickets (hereafter referred to as “coupons” ) are marketing tools used by the Lottery for promotions. b) All coupons, when used for promotions, must be given to the consumer or public. In the event the Lottery uses a promotional partner to distribute coupons, the promotional partner must ensure all coupons are issued to the consumer or public and any unused coupons are returned to the Lottery. c) At no time may coupons be sold, used to purchase goods or services, pay off Lottery debts, reimburse a retailer(s) for any loss, or used for retailer incentives. d) At no time may a co-promoter who has received payment (cash) from the Lottery or a Lottery contractor as part of a promotional agreement purchase Lottery tickets for the promotion that the payment funded. e) On an annual basis, the Lottery Commission shall approve the number, the total dollar value (expenditure level), and the appropriate uses of coupons that may be used for promotional purposes 5.5 Payment of Prizes Upon the Death of the Prizewinner Under no circumstances will the payment of a prize requiring annuitized or installment payments be accelerated before its normal date of payments because of the death of the prizewinner. All prizes, or any portion thereof, that shall remain payable at the time of death of the prizewinner shall be paid to the estate of such deceased prizewinner (in accordance with the last will and testament of the deceased prizewinner), unless the Director is directed otherwise pursuant to an appropriate judicial order. If the deceased prizewinner died intestate, the payment will be made in accordance with the laws of descent and distribution of intestate property of the jurisdiction of domicile of the deceased prizewinner, unless the Director is directed otherwise pursuant to an appropriate judicial order. Upon payment as provided by this Rule, the Lottery shall be discharged of any further liability. 5.6 Ownership of Tickets a) Until such time as a name is imprinted or placed upon the rear portion of an Instant/Scratch ticket in the area designated for a name, the ticket shall be a bearer instrument, owned by the physical possessor of such ticket. b) The Director shall only recognize as the true owner of a winning Instant/Scratch ticket the person whose signature appears upon the ticket in the area designated for said purpose. c) Each winning ticket must have placed thereon the signature of the owner and should have, in the area designated for such purpose, the name and address of the owner or holder of the Instant/Scratch ticket. If approved by the Lottery, this information may be submitted by affidavit. The Lottery may make payment based upon the information submitted to it on the claim form or affidavit proving ownership. d) In the event there is an inconsistency in the information submitted on the claim form and as shown on the winning ticket being claimed, the Director shall make an investigation and withhold all winnings awarded to the ticket owner or holder until such time as he/she is satisfied that the prize is to be paid to the proper person. e) The Director shall recognize only one (1) person as claimant of a ticket. A claim may be made in the name of an organization only if the organization possesses a Federal Employer Identification Number (FEIN) issued by the Internal Revenue Service and such number is shown on the claim form. Groups, family units, clubs, or organizations without an FEIN shall designate one individual in whose name the claim is to be filed. If a claim is erroneously entered with multiple claimants, the claimants shall designate one of them as the individual recipient of the prize, or, if they fail to designate an individual recipient, the Director may designate any one of the claimants as the sole recipient. In either case, the claim shall then be considered as if it were originally entered in the name of the designated individual and payment of any prizes won shall be made to that single individual. (Once a ticket is validated, it will not be returned to the winner, but will be held by the Lottery, along with the completed claim form.) 5.7 Mutilated or Erroneous Tickets Unless the Director is satisfied that a mutilated Instant/Scratch ticket is genuine, no credit or prize will be issued to the holder of said ticket. Tickets printed in error shall be returned to the Lottery and licensees will be reimbursed for the purchase price of said tickets, less the commission. If a ticket printed in error has been sold, the ticket holder shall be reimbursed for the cost of the ticket; and such tickets shall not be eligible for any prize. 5.8 Lost or Stolen Tickets The Director reserves the right to hold prize money in escrow, pending the findings of an investigation, when the claimed ticket for the prize has been reported stolen or lost by a licensee/retailer. 5.9 Purchaser's Obligations In purchasing an Instant/Scratch ticket, the purchaser agrees to comply with all provisions of the Act, these Rules and Regulations, the Specific Game Playing Rules, all final decisions of the Director, and all instructions and directives established by the Director for the conduct of games. 5.10 Persons Ineligible to Purchase Tickets a) No person under the age of eighteen (18) may purchase Lottery Instant/Scratch tickets. b) No Instant/Scratch ticket shall be purchased by and no prize shall be paid to any of the following: 1. Any member of the Commission; 2. Any employee of the Lottery, except when authorized by the Director for investigative purposes. But, in no event shall such employee be entitled to payment of any prize; 3. Any officer, director, or employee of any supplier of Colorado Lottery Instant/Scratch ticket materials or equipment, or the subcontractors thereof that have participated, in any manner, in the supplying of Colorado Lottery Instant/Scratch ticket materials or equipment, except when authorized by the Director; 4. Any vendor precluded by its contract with the Lottery; 5. Any member of the immediate family of 1., 2., 3. and 4. above. c) No person who operates drawing equipment during a drawing or officially witnesses a drawing, and no member of the person's immediate family, shall purchase a ticket or receive a prize for the drawing in which said person operates drawing equipment or witnesses a drawing. d) For the purposes of this Rule, “immediate family” shall include any spouse, child, brother, sister, and/or parent residing in the same household in the principal place of abode of any of the persons specified in Paragraph 5.10. 5.11 Licensee/Retailer Commission a) Each licensee shall be entitled to receive a commission of seven percent (7%) for each Instant/Scratch Lottery ticket lawfully sold or disbursed by said licensee. In addition to said commission, the Director may provide such additional compensation to licensees/retailers as is deemed appropriate by the Director to further the sale of Lottery Instant/Scratch tickets, so long as such additional compensation is made equally available to all licensees and does not exceed a total of one and thirteen-hundredths percent (1.13%) of the total amount received by the Lottery from all Lottery Instant/Scratch tickets sold or disbursed in all Lottery games as of the date the Director determines to provide such additional compensation. In order to receive such additional compensation, a retailer must be a licensed retailer on the date additional compensation is declared. b) Sixty-three-hundredths of one percent (.63%) of sales from all Instant/Scratch tickets lawfully paid or disbursed by an Instant/Scratch retailer shall be accrued to pay Instant/Scratch retailers a One Per Cent (1%) Cashing Bonus for each prize paid by the licensee/retailer up to and including $599.99. c) Five-tenths of one percent (.5%) of sales from all Instant/Scratch tickets lawfully sold or disbursed by an Instant/Scratch retailer shall be accrued to pay Instant/Scratch retailers a marketing performance bonus. d) The requirements of the marketing performance bonus plan to be met by licensees shall be established by the Lottery Director or his designee. e) In order to receive the marketing performance bonus plan, each Instant/Scratch retailer must meet the following criteria: 1. A retailer must be a licensed retailer on the date the marketing performance bonus is declared; 2. A retailer must sell Instant/Scratch tickets up to and including the final sales day in which the marketing performance bonus is declared; 3. A retailer must meet or exceed the requirements of the marketing performance bonus plan for the period for which the marketing performance bonus is declared. f) In the event there is a residual resulting from the accrual of the one and thirteen-hundredths percent (1.13%) after the bonuses described in 5.11.b) and c) have been expensed, the Director may provide additional compensation to licensees as described in 5.11.a) or may revert the excess amount thereby decreasing the bonus expense. 5.12 Numbers and Sizes of Prizes a) The number and sizes of instant cash and non-cash prizes available to be won per each pool of tickets sold to the public in Colorado Lottery Instant/Scratch Games shall be as set forth in Specific Game Playing Rules. b) In addition to the instant cash and non-cash prizes referred to in Paragraph 5.12 a), there may be drawing prizes. If so, entry into drawings shall be in the manner set forth in Specific Game Playing Rules. The number and sizes of prizes available in those drawings shall be as set forth in Specific Game Playing Rules. 5.13 Determination of Instant Prizewinners a) Instant prizewinners for Colorado Lottery Instant/Scratch Games shall be determined as set forth in Specific Game Playing Rules and Drawing Guidelines. b) The number of times a person may win on a single ticket shall be set forth in Specific Game Playing Rules. c) No portion of the display printing, nor any extraneous material whatever shall be usable or playable as a part of Colorado Lottery Instant/Scratch Games. d) The determination of prizewinners shall be subject to the general ticket validation requirements set forth in Paragraph 5.17 of these Rules and Regulations and in the requirements set out on the back of each Instant/Scratch ticket and as set forth in Specific Game Playing Rules. 5.14 Termination Date and Claims Period a) The Director, at any time, may announce a termination date for each Colorado Lottery Instant/Scratch Game, after which date no further tickets for that game shall be activated. All Instant/Scratch cash prizes must be claimed within one hundred eighty (180) days after the announced end of the game. However, if applicable, the right to participation in any drawing shall be governed exclusively by the provisions of Paragraph 5.16 of Rule 5 and as set forth in Specific Game Playing Rules. b) Any prize not claimed within the period specified herein or in the Specific Game Playing Rules and in the manner specified on the back of each ticket shall remain the property of the Lottery. 5.15 Price of Tickets The purchase price of each ticket for Colorado Lottery Instant/Scratch Games shall be no less than $1 per Specific Game Playing Rules and as set forth per C.R.S. 24-35-208. However, the licensee/retailer may be permitted, upon prior approval of the Director, to make gifts of Instant/Scratch tickets as a means of promoting the sale of goods or services to the public. 5.16 Manner of Selecting Winning Tickets a) The winning of any instant cash and non-cash prizes set forth in Paragraph 5.12 a) and as set forth in Specific Game Playing Rules shall result from random purchases of Lottery tickets by the public and the removal by the ticket holder of the material covering the play area to reveal the Play Symbols which qualify for prizes as set forth in Specific Game Playing Rules. In addition, to be a valid instant winning ticket, all of the requirements of Paragraph 5.17 must be satisfied. b) The winning of any prize set forth in Paragraph 5.12 b) shall be determined by publicly held drawings. Participants in the drawings and deadline for participation in any drawing shall be as set forth in Specific Game Playing Rules and Drawing Guidelines. 1. The Director has the discretion to request a tentative claimant to execute an affidavit in lieu of obtaining the tentative claimant's signature on the ticket. Such potential claimant must return the properly executed affidavit not later than the announced drawing participation deadline. 2. Rule 5.6, “Ownership of Tickets,” shall govern Lottery actions in all questions of ticket ownership. 3. The holder of an entry eligible for participation in a drawing will only be eligible for participation in one drawing process for each eligible entry held. 4. Each drawing shall be conducted at a time and place to be announced and pursuant to methods to be announced by the Lottery Director. The Director reserves the right to change any of the provisions of Paragraph 5.16 b) 1) and 2) at any time. c) Any ticket holder who was entitled to entry into the drawing process, who was not entered, and who is subsequently determined to have been entitled to such entry, may be entered into a subsequent drawing without regard to the prizes available or may be offered an alternate prize at the sole discretion of the Director. d) Any finalist in a drawing who intentionally or unintentionally touches or otherwise interferes with any drawing equipment shall have his/her prize withheld until a Lottery security review can be conducted. Should the determination be made that the finalist altered or affected the natural functioning of the drawing equipment, his/her prize will be forfeit. e) Each drawing shall be witnessed by an independent certified public accountant, a citizen witness and a Lottery security investigator. A Commission member should, if possible, attend drawings to ensure adherence to all rules and procedures. All drawing equipment used shall be examined by the independent certified public accountant immediately prior to, but no sooner than thirty (30) minutes before a drawing and immediately after, but no later than thirty (30) minutes following the drawing. The certified public accountant shall document that the drawing was conducted as specified by the Lottery Commission and shall report any violations to the Lottery Director. f) Each drawing will be conducted by Lottery officials and comply with Colorado Revised Statutes. 5.17 Ticket Validation Requirements for Colorado Lottery Instant/Scratch Games a) Besides meeting all of the other requirements in these Rules and Regulations and as printed on the back of each Instant/Scratch ticket, the following validation requirements will apply with regard to tickets in Colorado Lottery Instant/Scratch Games. To be a valid winning Colorado Lottery Instant/Scratch Game ticket, all of the following requirements must be met: 1. Exactly one Play Symbol must appear in each of the Play Spots in the Play Area of the ticket. 2. Each of the Play Symbols must have a Caption underneath, and each must agree with its Caption if specified in the Specific Game Playing Rules for that game. 3. Each of the Play Symbols must be present in its entirety and be fully legible. 4. Each of the Captions must be present in its entirety and be fully legible if specified in the Specific Games Playing Rules for that game. 5. Each of the Play Symbols and its Captions, if specified in Specific Game Playing Rules, must be printed as described and set forth in working papers for that Instant/Scratch game and as set forth in the Specific Game Playing Rules for that game. 6. The ticket shall be intact. 7. The Book-Ticket Number, Validation Number and Retailer Validation Code must be present in their entirety and be fully legible. The Validation Number shall correspond to the Play Symbols on the ticket as confirmed by security verification. 8. The ticket must not be mutilated, altered, unreadable, reconstituted, or tampered with in any manner. 9. The ticket must not be counterfeit in whole or in part. 10. The Retailer Validation Code shall appear in the play area of the ticket and shall be printed as described and set forth in working papers for that Instant/Scratch game and as set forth in Specific Game Playing Rules. The code in all other respects must meet the definition in Paragraph 5.2 and as specified in the Specific Game Playing Rules for that game. 11. The ticket must have been issued by the Lottery in an authorized manner. 12. The ticket must not be stolen nor appear on any list of omitted tickets on file at the Lottery. 13. The Play Symbols, Captions, Validation Number, Retailer Validation Code, Book-Ticket Number and bar code must be right side up and not reversed in any manner. 14. The ticket must be complete, and not miscut, and have exactly one (1) Play Symbol and exactly one (1) Caption, if specified in Specific Game Playing Rules for that game, in each of the rub-off spots in the play area, exactly one (1) Book-Ticket Number, exactly one (1) bar code, exactly one (1) Retailer Validation Code, and exactly one (1) Validation Number. 15. The Validation Number of an apparent winning ticket shall appear on the Lottery's validation file, and a ticket with that Validation Number shall not have been previously paid. 16. The ticket must not be blank or partially blank, misregistered, defective, or printed or produced in error. 17. Each of the Play Symbols must be exactly one of those set forth in the Specific Game Playing Rule and each of the Captions to the Play Symbols, if specified, must be exactly one of those set forth in the Specific Game Playing Rule for that game. 18. Each of the Play Symbols on the ticket must be printed as described and set forth in working papers for that Instant/Scratch game and must correspond precisely to the artwork on file at the Lottery; each of the Captions, if specified in the Specific Game Playing Rule for that game, must be printed as described and set forth in working papers for that Instant/Scratch game and must correspond precisely to the artwork on file at the Lottery; the Book-Ticket Number must be printed as described and set forth in working papers for that Instant/Scratch game and must correspond precisely to the artwork on file at the Lottery; and the Validation Number must be printed as described and set forth in working papers for that Instant/Scratch game and must correspond precisely to the artwork on file at the Lottery. 19. The display printing must be regular in every respect and must correspond precisely with the artwork on file at the Lottery. 20. The ticket must pass all provisions of Rule 5 and all additional confidential validation tests of the Lottery. b) Any Instant/Scratch ticket not passing all the validation checks in this part and in the Specific Game Playing Rule for that game is void and ineligible for any prize and shall not be paid. In the event a defective ticket is purchased, the only responsibility or liability of the Lottery shall be the replacement of the defective ticket with another unplayed ticket or ticket of equivalent sales price from any other current Lottery game. BASIS AND PURPOSE OF RULE 6.KB The purpose for Rule 6.KB is to provide specific game details and requirements for Colorado Lottery Game Number 116, “MONEY MAZE,” such as numbers and sizes of prizes, the manner of selecting and validating winning tickets and the allocation of total revenues amongst prizes and costs. The statutory basis for Rule 6.KB is found in C.R.S. 24-35-208 (1) (a) and (2), and 24-35-212. Rule 6.KB Colorado Lottery Game Number 116 6.KB.1 Instant Winning Lottery An instant winner game to be called the Colorado Lottery Game Number 116, “MONEY MAZE,” is authorized to be conducted by the Director under the following Rules and Regulations. Rule 5 and under such further instructions and directives as the Director may issue in furtherance thereof. 6.KB.2 Definitions In addition to the definitions provided by Rule 1.2 and Rule 5, and unless the context in these Rules and Regulations for Colorado Lottery Game Number 116 otherwise requires: a) Tickets for Colorado Lottery Game Number 116 will have one play area with Play Symbols as follows: One such Play Symbol appears in each of the ninety-one play spots in the rub-off area on the front of the ticket. b) “Retailer Validation Code” referred to in Paragraph 5.11.g) of Rule 5, shall be used by the retailer or the Lottery to verify $3, $6, $9, $12, $18, $24, $36, $72, $100, $200, $500, $1,000, $10,000, and $75,000 winners and the code which corresponds with, and verifies, each of these winners is as follows: The same letters (W.O.F.T.E.N.I.V.S.H.M.R.X.L.) will be used on non-winning tickets, but other letter combinations will appear on these tickets. The Retailer Validation Code shall appear in a varying three of eighteen locations. c) “Legend” means the small printed material appearing below the Play Symbols which correspond with and give additional verification to those symbols, i.e., “ENTER” corresponds with and indicates “ENTER” Play Spot in the rub-off area on the front of the ticket. d) “Book” means a pack of fanfolded tickets attached to each other by perforations, which fanfolded tickets are packed in plastic shrink-wrapping. A “Book” shall consist of 100 fanfolded tickets bearing a common “Book Number” starting at 000 and continuing through 099. 6.KB.3 Determination of Instant Prize Winners An instant prize winner for Colorado Lottery Game Number 116 shall be determined as follows: a) Players shall play Game Number 116 “MONEY MAZE” by following the directions set forth on the back of the ticket under the caption “How To Play MONEY MAZE.” b) The holder of a ticket on which a player exits the “maze” on a prize amount shall win the dollar amount of the prize shown. c) The holder of a ticket on which a player exits the “maze” on the word “Exit” shall not win or be entitled to a prize. d) Players may win up to two times on a ticket in Colorado Lottery Game Number 116 and there may be more than one prize won on a ticket. e) In all events, the determination of prize winners shall be subject to the general ticket validation requirements set forth in Paragraph 5.17 of Rule 5, Paragraph 6.KB.8, and the requirements set out on the back of each instant ticket. 6.KB.4 Claims Period and Payment of Prizes a) All instant “cash” prizes must be claimed within 180 days after the announced end of the game. b) The holder of any $3, $6, $9, $12, $18, $24, or $36 prize-winning ticket may take it to any Lottery retailer location, mail it to Lottery Headquarters as provided on the ticket back or deliver the ticket to any Lottery Claims Center for validation - and subsequent payment. The holder of any $72, $100, $200, or $500 prize-winning ticket may mail it to Lottery Headquarters or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. Lottery retailers, at their option, may accept $72, $100, $200, or $500 prize-winning tickets for validation and payment. c) The holder of a $1,000, $10,000, or $75,000 prize-winning ticket shall fill out a claim form and send the completed form and the ticket to the Lottery for validation and payment pursuant to instructions on the back of the ticket or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. d) Any prize from a winning ticket which is not claimed within the period specified herein and in the manner specified on the back of each ticket shall remain the property of the Lottery. 6.KB.5 Price of Tickets For Colorado Lottery Game Number 116 The purchase price of each ticket shall be $3.00. However, a licensed retailer may be permitted, upon prior approval of the Director, to make gifts of tickets as a means of promoting the sale of goods or services to the public. 6.KB.6 Numbers and Sizes of Prizes for Colorado Lottery Game Number 116 a) Instant Prizes The numbers (plus or minus three (3%) percent) and sizes of instant prizes available per each quantity of 120,000 tickets sold to the public are approximately as follows: 1) 21,600 three dollar ($3.00) prizes; 2) 2,400 two (2) three dollar ($3.00) prizes for a total prize value of $6; 3) 2,400 six dollar ($6.00) prizes; 4) 1,200 one (1) three dollar ($3.00) prize plus one (1) six dollar ($6.00) prize for a total prize value of $9; 5) 1,200 nine dollar ($9.00) prizes; 6) 600 two (2) six dollar ($6.00) prizes for a total prize value of $12; 7) 600 twelve dollar ($12.00) prizes; 8) 300 two (2) nine dollar ($9.00) prizes for a total prize value of $18; 9) 300 eighteen dollar ($18.00) prizes; 10) 1,200 twenty-four dollar ($24.00) prizes; 11) 300 two (2) eighteen dollar ($18.00) prizes for a total prize value of $36; 12) 300 thirty-six dollar ($36.00) prizes; 13) 90 two (2) thirty-six dollar ($36.00) prizes for a total prize value of $72; 14) 90 seventy-two dollar ($72.00) prizes; 15) 50 one hundred dollar ($100.00) prizes 16) 5 two (2) one hundred dollar ($100.00) prizes for a total prize value of $200; 17) 5 two hundred dollar ($200.00) prizes; 18) 5 five hundred dollar ($500.00) prizes; 19) .65 two (2) five hundred dollar ($500.00) prizes for a total prize value of $1.000; 20) .60 one thousand dollar ($1.000.00) prize; 21) .75 ten thousand dollar ($10,000.00) prize; and 22) .20 seventy-five thousand dollar ($75.000.00) prize. b) All prizes in Colorado Lottery Game Number 116 will be instant prizes with a prize payout percentage of 65.00%. c) Odds of winning in each prize value category for Lottery Game Number 116 are: 6.KB.7 Manner of Selecting Winning Tickets a) The winning of any cash prizes in the amounts set forth in Paragraph 6.KB.6 a) results from ticket purchases by the public and removal by the ticket holder of the rub-off area revealing a winning combination of play symbols with corresponding captions as set forth in Paragraph 6.KB.3. In addition, to be a valid instant cash winning ticket, all of the requirements of Paragraph 5.17 of Rule 5 and 6.KB.8 must be satisfied. 6.KB.8 Ticket Validation Requirements for Colorado Lottery Game Number 116 In addition to meeting all the requirements in these Rules and Regulations, Paragraph 5.17 of Rule 5, and those printed on the back of each ticket, to be a valid instant winning ticket, the following validation requirements will apply: a) Exactly one Play Symbol must appear in each of the ninety-one play spots in the rub-off area on the front of the ticket. BASIS AND PURPOSE OF RULE 6.KV The purpose for Rule 6.KV is to provide specific game details and requirements for Colorado Lottery Game Number 136, “$50,000 TRIPLE PAYOUT,” such as numbers and sizes of prizes, the manner of selecting and validating winning tickets and the allocation of total revenues amongst prizes and costs. The statutory basis for Rule 6.KV is found in C.R.S. 24-35-208 (1)(a) and (2), and 24-35-212. RULE 6.KV COLORADO LOTTERY GAME NUMBER 136 6.KV.1 Instant Winning Lottery An instant winner game to be called the Colorado Lottery Game Number 136, “$50,000 TRIPLE PAYOUT,” is authorized to be conducted by the Director under the following Rules and Regulations, Rule 5 and under such further instructions and directives as the Director may issue in furtherance thereof. 6.KV.2 Definitions In addition to the definitions provided by Rule 1.2 and Rule 5, and unless these Rules and Regulations for Colorado Lottery Game Number 136 otherwise require, Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes are as set forth in Paragraph 6.KV.9 and Exhibits A through C of this Rule 6.KV. 6.KV.3 Determination of Instant Prize Winners An instant prize winner for Colorado Lottery Game Number 136 shall be determined as follows and as set forth in Exhibit A: a) For the purposes of determining instant prize winners in the Colorado Lottery Game Number 136, a “Hand” shall consist of thee (3) “Card” Play Symbols and one (1) “Prize” Play Symbol side by side in one horizontal row ie. “Hand 1” , “Hand 2” , “Hand 3” , “Hand 4” , “Hand 5” , “Hand 6” , “Hand 7” , “Hand 8” , “Hand 9” and “Hand 10” . b) The holder of a ticket on which the three (3) “Card” Play Symbols with corresponding captions in any Hand are the same shall be entitled to the dollar amount of the “Prize” Play Symbol with corresponding caption for that Hand. c) The holder of a ticket on which any two (2) of the “Card” Play Symbols with corresponding captions in a Hand are the same and the third Play Symbol in that Hand is a RED three (3) ” “Play Symbol with corresponding caption shall be entitled to a prize equal to three (3) times the dollar amount of the “Prize” Play Symbol with corresponding caption. d) The holder of a ticket on which any one of the “Card” Play Symbols in a Hand is a RED ten (10) ” “Play Symbol with corresponding caption shall be entitled to a prize equal to ten (10) times the dollar amount of the “Prize” Play Symbol with corresponding caption for that Hand. e) Players may win up to ten (10) times on a ticket in Colorado Lottery Game Number 136. f) In all events, the determination of prize winners shall be subject to the general ticket validation requirements set forth in Paragraph 5.17 of Rule 5, Paragraph 6.KV.8, and the requirements set out on the back of each instant ticket. 6.KV.4 Claim Period and Payment of Prizes a) All instant “cash” prizes must be claimed within 180 days after the announced end of the game. b) The holder of any $2, $4, $5, $10, $20, $40, or $50, prize-winning ticket may take it to any Lottery retailer location, mail it to Lottery Headquarters as provided on the ticket back or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. The holder of any $100 or $250 prize-winning ticket may mail it to Lottery Headquarters or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. Lottery retailers, at their option, may accept $100 or $250 prize-winning tickets for validation and payment. c) The holder of a $1,000 or $50,000 prize-winning ticket shall fill out a claim form and send the completed form and the ticket to the Lottery for validation and payment pursuant to instructions on the back of the ticket or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. d) Any prize from a winning ticket which is not claimed within the period specified herein and in the manner specified on the back of each ticket shall remain the property of the Lottery. 6.KV.5 Price of Tickets for Colorado Lottery Game Number 136 The purchase price of each ticket for Colorado Lottery Game Number 136 shall be $2.00. However, a licensed retailer may be permitted, upon prior approval of the Director, to make gifts of tickets as a means of promoting the sale of goods or services to the public. 6.KV.6 Numbers and Sizes of Prizes for Colorado Lottery Game Number 136 - Instant Prizes The numbers (plus five percent or minus three percent [+5% or -3%]) and sizes of instant prizes are as set forth in Exhibit B attached to this Rule 6.KV and incorporated by reference as though fully set forth herein. 6.KV.7 Manner of Selecting Winning Tickets The winning of any cash prizes in the amounts set forth in Paragraph 6.KV.6 results from ticket purchases by the public and removal by the ticket holder of the rub-off area revealing a winning combination of play symbols with corresponding captions as set forth in Paragraph 6.KV.3. In addition, to be a valid instant cash winning ticket, all of the requirements of Paragraph 5.17 of Rule 5 and 6.KV.8 must be satisfied. 6.KV8 Ticket Validation Requirements for Colorado Lottery Game Number 136 In addition to meeting all of the requirements in these Rules and Regulations, Paragraph 5.17 of Rule 5, and those printed on the back of each ticket, to be a valid instant winning ticket, the number and placement of Play Symbols and Prize Symbols on the ticket must conform precisely to those in Exhibit A and the Play Symbols, Prize Symbols, Play Symbol Captions, Prize Symbol Captions, Legends, Identifiers and Retailer Validation Codes must be present in their entirety and must conform to those in Exhibit C attached to this Rule 6.KV and incorporated by reference as though fully set forth herein. 6.KV.9 Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes for Colorado Lottery Game Number 136 Play Symbols, Prize Symbols, Play Symbol Captions, Prize Symbol Captions, Legends, Identifiers and Retailer Validation Codes are as set forth in Exhibit C attached to this Rule 6.KV and incorporated by reference as though fully set forth herein. Exhibit C (cont’d) 206_1_6KVc1'cont’.jpg Exhibit C (cont’d) 206_1_6KVc2'cont’.jpg BASIS AND PURPOSE OF RULE 6.MZ The purpose for Rule 6.MZ is to provide specific game details and requirements for Colorado Lottery Game Number 193, “WINNER TAKE ALL” , such as numbers and sizes of prizes, the manner of selecting and validating winning tickets and the allocation of total revenues amongst prizes and costs. The statutory basis for Rule 6.MZ is found in C.R.S. 24-35-208 (1)(a) and (2), and 24-35-212. RULE 6.MZ COLORADO LOTTERY GAME NUMBER 193 6.MZ.1 Instant Winning Lottery An instant winner game to be called Colorado Lottery Game Number 193, “WINNER TAKE ALL” , is authorized to be conducted by the Director under the following Rules and Regulations, Rule 5 and under such further instructions and directives as the Director may issue in furtherance thereof. 6.MZ.2 Definitions In addition to the definitions provided by Rule 1.2 and Rule 5, and unless these Rules and Regulations for Colorado Lottery Game Number 193 otherwise require, Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes are as set forth in Paragraph 6.MZ.9 and Exhibits A through C of this Rule 6.MZ. 6.MZ.3 Determination of Instant Prize Winners An instant prize winner for Colorado Lottery Game Number 193 shall be determined as follows and as set forth in Exhibit A: a) The holder of a ticket on which any one or more of the ten (10) “Your Numbers” Play Symbols with corresponding caption matches either of the two (2) “Winning Numbers” Play Symbols with corresponding caption shall be entitled to the dollar amount of the “Prize” Symbol with corresponding caption shown directly below the one or more “Your Numbers” Play Symbols that matches either of the “Winning Numbers” Play Symbols with corresponding caption. b) If a “ ” Play Symbol with corresponding caption is revealed in the “Bonus Box” section of the play area, the holder of the ticket shall automatically receive the total dollar value of all ten (10) “Prize” Symbols with corresponding caption shown directly below each of the “Your Numbers” play spots. c) Players may win up to ten (10) times on a ticket in Colorado Lottery Game Number 193. d) In all events, the determination of prize winners shall be subject to the general ticket validation requirements set forth in Paragraph 5.17 of Rule 5, Paragraph 6.MZ.8, and the requirements set out on the back of each instant ticket. 6.MZ.4 Claim Period and Payment of Prizes a) All instant “cash” prizes must be claimed within 180 days after the announced end of the game. b) The holder of any $2, $4, $5, $10, $20, $30 or $50 prize-winning ticket may take it to any Lottery retailer location, mail it to Lottery Headquarters as provided on the ticket back or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. The holder of any $100 or $500 prize-winning ticket may mail it to Lottery Headquarters or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. Lottery retailers, at their option, may accept $100 or $500 prize-winning tickets for validation and payment. c) The holder of a $1,000, $5,000 or $25,000 prize-winning ticket shall fill out a claim form and send the completed form and the ticket to the Lottery for validation and payment pursuant to instructions on the back of the ticket or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. d) Any prize from a winning ticket which is not claimed within the period specified herein and in the manner specified on the back of each ticket shall remain the property of the Lottery. 6.MZ.5 Price of Tickets for Colorado Lottery Game Number 193 The purchase price of each ticket for Colorado Lottery Game Number 193 shall be $2.00. However, a licensed retailer may be permitted, upon prior approval of the Director, to make gifts of tickets as a means of promoting the sale of goods or services to the public. 6.MZ.6 Numbers and Sizes of Prizes for Colorado Lottery Game Number 193 - Instant Prizes The numbers (plus five percent or minus three percent [+5% or -3%]) and sizes of instant prizes are as set forth in Exhibit B attached to this Rule 6.MZ and incorporated by reference as though fully set forth herein. Overall odds of winning include break-even prizes. 6.MZ.7 Manner of Selecting Winning Tickets The winning of any cash prizes in the amounts set forth in Paragraph 6.MZ.6 results from ticket purchases by the public and removal by the ticket holder of the rub-off area revealing a winning combination of play symbols with corresponding captions as set forth in Paragraph 6.MZ.3. In addition, to be a valid instant cash winning ticket, all of the requirements of Paragraph 5.17 of Rule 5 and 6.MZ.8 must be satisfied. 6.MZ.8 Ticket Validation Requirements for Colorado Lottery Game Number 193 In addition to meeting all of the requirements in these Rules and Regulations, Paragraph 5.17 of Rule 5, and those printed on the back of each ticket, to be a valid instant winning ticket, the number and placement of Play Symbols and Prize Symbols on the ticket must conform precisely to those in Exhibit A and the Play Symbols, Prize Symbols, Captions, Legends, Identifiers, and Retailer Validation Codes must be present in their entirety and must conform to those in Exhibit C attached to this Rule 6.MZ and incorporated by reference as though fully set forth herein. 6.MZ.9 Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes for Colorado Lottery Game Number 193 Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes are as set forth in Exhibit C attached to this Rule 6.MZ and incorporated by reference as though fully set forth herein. Exhibit A (cont’d) 206_1_186'cont’.jpg Exhibit C 206_1_6MZc1.jpg Exhibit C 206_1_6MZc2.jpg BASIS AND PURPOSE OF RULE 6.NA The purpose for Rule 6.NA is to provide specific game details and requirements for Colorado Lottery Game Number 194, “HOT HAND” , such as numbers and sizes of prizes, the manner of selecting and validating winning tickets and the allocation of total revenues amongst prizes and costs. The statutory basis for Rule 6.NA is found in C.R.S. 24-35-208 (1)(a) and (2), and 24-35-212. RULE 6.NA COLORADO LOTTERY GAME NUMBER 194 6.NA.1 Instant Winning Lottery An instant winner game to be called Colorado Lottery Game Number 194, “HOT HAND” , is authorized to be conducted by the Director under the following Rules and Regulations, Rule 5 and under such further instructions and directives as the Director may issue in furtherance thereof. 6.NA.2 Definitions In addition to the definitions provided by Rule 1.2 and Rule 5, and unless these Rules and Regulations for Colorado Lottery Game Number 194 otherwise require, Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes are as set forth in Paragraph 6.NA.9 and Exhibits A through C of this Rule 6.NA. 6.NA.3 Determination of Instant Prize Winners An instant prize winner for Colorado Lottery Game Number 194 shall be determined as follows and as set forth in Exhibit A: a) For “Game 1” : 1. For purposes of determining instant prize winners for “Game 1” , a “Roll” shall consist of two (2) “Roll” Play Symbols with corresponding captions and one (1) “Prize” Symbol with corresponding caption appearing side by side on one horizontal row on the ticket play area. 2. The holder of a ticket on which the sum of the two (2) “Roll” Play Symbols with corresponding captions in the same “Roll” , e.g. “Roll 1” , “Roll 2” or “Roll 3” of “Game 1” totals seven (7) or totals eleven (11) shall be entitled to the dollar amount of the “Prize” Symbol with corresponding caption for that “Roll” . b) For “Game 2” : 1. For purposes of determining instant prize-winners, a “Hand” shall consist of one (1) “Prize” Symbol with corresponding caption, and five (5) “Hand” Play Symbols with corresponding captions side by side in one horizontal line of the ticket. 2. The holder of a ticket on which any two (2) of the five (5) “Hand” Play Symbols with corresponding caption in any “Hand” , e.g., “Hand 1” , “Hand 2” , “Hand 3” or “Hand 4” of “Game 2” are the same (match) shall be entitled to the dollar amount of the “Prize” Symbol with corresponding caption for that “Hand” . c) For “Game 3” : The holder of a ticket on which the two (2) “Card” Play Symbols with corresponding captions in Game 3 are the same (match) shall be entitled to the dollar amount of the “Prize” Symbol shown immediately below the two matching “Card” Play Symbols. d) For “Game 4” : 1. For purposes of determining instant prize winners for “Game 4” , a “Pull” shall consist of three (3) “Pull” Play Symbols with corresponding captions and one “Prize” Symbol with corresponding caption appearing side by side on one horizontal row on the ticket play area. 2. The holder of a ticket on which all three (3) “Pull” Play Symbols with corresponding captions in “Pull 1” , “Pull 2” , “Pull 3” , “Pull 4” or “Pull 5” of “Game 4” are the same (match) shall be entitled to the dollar amount of the “Prize” Symbol for that “Pull” . e) For “Game 5” : 1. For purposes of determining instant prize winners for “Game 5” , a “Hand” shall consist of one (1) “Dealer's Low Card” with corresponding caption, one (1) “Your Card” with corresponding caption, one (1) “Dealer's High Card” with corresponding caption and one (1) “Prize” Symbol with corresponding caption, side by side in one horizontal row of the ticket. The order of value of the “Card” Play Symbols from highest to lowest shall be “A” , “K” , “Q” , “J” , “10” , “9” , “8” , “7” , “6” , “5” , “4” , “3” , “2” . 2. The holder of a ticket on which the value of the “Your Card” Play Symbol with corresponding caption is between the value of the “Dealer's Low Card” with corresponding caption and the “Dealer's High Card” Play Symbol with corresponding caption shall be entitled to the dollar amount of the “Prize” Symbol with corresponding caption for that “Hand” . f) For “Game 6” : 1. For purposes of determining instant prize winners for “Game 6” , a “Hand” shall consist of four (4) “Your Cards” Play Symbols with corresponding captions, one (1) “Prize” Symbol with corresponding caption and one (1) “Dealer's Card” Play Symbol with corresponding caption. The order of value of the “Card” Play Symbols from highest to lowest shall be “A” , “K” , “Q” , “J” , “10” , “9” , “8” , “7” , “6” , “5” , “4” , “3” . 2. The holder of a ticket on which the value of any of the four (4) “Your Card” Play Symbols with corresponding caption in any “Hand” , e.g., “Hand 1” , “Hand 2” , “Hand 3” or “Hand 4” of “Game 6” is greater than the “Dealer's Card” Play Symbol with corresponding caption for that “Hand” shall be entitled to the dollar amount of the “Prize” Symbol with corresponding caption for that “Hand” . g) Players may win up to twenty (20) times on a ticket in Colorado Lottery Game Number 194. h) In all events, the determination of prize winners shall be subject to the general ticket validation requirements set forth in Paragraph 5.17 of Rule 5, Paragraph 6.NA.8, and the requirements set out on the back of each instant ticket. 6.NA.4 Claim Period and Payment of Prizes a) All instant “cash” prizes must be claimed within 180 days after the announced end of the game. b) The holder of any $5, $10, $25, or $50 prize-winning ticket may take it to any Lottery retailer location, mail it to Lottery Headquarters as provided on the ticket back or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. The holder of any $100, $250 or $500 prize-winning ticket may mail it to Lottery Headquarters or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. Lottery retailers, at their option, may accept $100, $250 or $500 prize-winning tickets for validation and payment. c) The holder of a $1,000, $5,000, $25,000 or $50,000 prize-winning ticket shall fill out a claim form and send the completed form and the ticket to the Lottery for validation and payment pursuant to instructions on the back of the ticket or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. d) Any prize from a winning ticket which is not claimed within the period specified herein and in the manner specified on the back of each ticket shall remain the property of the Lottery. 6.NA.5 Price of Tickets for Colorado Lottery Game Number 194 The purchase price of each ticket for Colorado Lottery Game Number 194 shall be $5.00. However, a licensed retailer may be permitted, upon prior approval of the Director, to make gifts of tickets as a means of promoting the sale of goods or services to the public. 6.NA.6 Numbers and Sizes of Prizes for Colorado Lottery Game Number 194 The numbers (plus five percent [5%] or minus three percent [3%]) and sizes of instant prizes are as set forth in Exhibit B attached to this Rule 6.NA and incorporated by reference as though fully set forth herein. 6.NA.7 Manner of Selecting Winning Tickets The winning of any instant cash prizes in the amounts set forth in Paragraph 6.NA.4 results from ticket purchases by the public and removal by the ticket holder of the rub-off area revealing a winning combination of play symbols with corresponding captions as set forth in Paragraph 6.NA.9. In addition, to be a valid instant cash winning ticket, all of the requirements of Paragraph 5.17 of Rule 5 and 6.NA.8 must be satisfied. 6.NA.8 Ticket Validation Requirements for Colorado Lottery Game Number 194 In addition to meeting all of the requirements in these Rules and Regulations, Paragraph 5.17 of Rule 5, and those printed on the back of each ticket, to be a valid instant winning ticket, the number and placement of Play Symbols and Prize Symbols on the ticket must conform precisely to those in Exhibit A and the Play Symbols, Prize Symbols, Captions, Legends, Identifiers, and Retailer Validation Codes must be present in their entirety and must conform to those in Exhibit C attached to this Rule 6.NA and incorporated by reference as though fully set forth herein. 6.NA.9 Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes for Colorado Lottery Game Number 194 Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes are as set forth in Exhibit C attached to this Rule 6.NA and incorporated by reference as though fully set forth herein. Exhibit A (cont’d) 206_1_191'cont’.jpg Ticket Back Language: OVERALL ODDS OF WINNING ARE APPROXIMATELY 1 IN 3.73 INCLUDING BREAK-EVEN PRIZES. Claim winners up to and including $50 at any Lottery retailer; winners up to and including $599 may be claimed at participating retailers or mail signed ticket with your name and address to Colorado Lottery, P.O. Box 7, Pueblo, CO 81002-0007 for payment. Retailers have the option of paying up to $599. Claim prizes of more than $599 by mailing signed ticket and filled out claim form obtainable at Lottery retailers to P.O. Box 7, Pueblo, CO 81002-0007 or claim at a Lottery Office. Tickets must be received at the Lottery within 180 days of announced end of game. Ticket purchasers must be at least 18 years old. See brochure for additional information. All cash prizes not claimed within 180 days after end of game are forfeited. All tickets, transactions and winners are subject to Lottery Rules and State Law. Tickets are void and not entitled to prize payment if they fail to meet requirements of game rules or are irregular in any manner. Liability for a void ticket is limited to replacement of ticket or refund of retail sales price. Availability of prizes subject to prior sale. Exhibit C (cont’d) 206_1_194'cont’.jpg Exhibit c (cont) 206_1_6NA-9a'con.jpg Exhibit c (cont) 206_1_6NA-9b'con.jpg BASIS AND PURPOSE OF RULE 6.NE The purpose for Rule 6.NE is to provide specific game details and requirements for Colorado Lottery Game Number 198, “JUMBO BUCKS” , such as numbers and sizes of prizes, the manner of selecting and validating winning tickets and the allocation of total revenues amongst prizes and costs. The statutory basis for Rule 6.NE is found in C.R.S. 24-35-208 (1)(a) and (2), and 24-35-212. RULE 6.NE COLORADO LOTTERY GAME NUMBER 198 6.NE.1 Instant Winning Lottery An instant winner game to be called Colorado Lottery Game Number 198, “JUMBO BUCKS” , is authorized to be conducted by the Director under the following Rules and Regulations, Rule 5 and under such further instructions and directives as the Director may issue in furtherance thereof. 6.NE.2 Definitions In addition to the definitions provided by Rule 1.2 and Rule 5, and unless these Rules and Regulations for Colorado Lottery Game Number 198 otherwise require, Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes are as set forth in Paragraph 6.NE.9 and Exhibits A through C of this Rule 6.NE. 6.NE.3 Determination of Instant Prize Winners An instant prize-winner for Colorado Lottery Game Number 198 shall be determined as follows and as set forth in Exhibit A: a) The holder of a ticket on which any one or more of the ten (10) “Your Numbers” Play Symbols with corresponding caption matches either of the two (2) “Jumbo Numbers” Play Symbols with corresponding caption shall be entitled to the dollar amount of the “Prize” Symbol with corresponding caption shown directly below the one or more “Your Numbers” Play Symbols that matches either of the “Jumbo Numbers” Play Symbols with corresponding caption. b) If a “ ” Play Symbol with corresponding caption is revealed in any of the ten (10) “Your Numbers” play spots, the holder of the ticket shall automatically receive the dollar amount of the “Prize” Symbol with corresponding caption shown directly below that “Your Numbers” play spot. c) If a “ ” Play Symbol with corresponding caption is revealed in the “Bonus Spot” Play Spot, the holder of the ticket shall receive the total dollar amount won multiplied by the value shown in the “Bonus Spot” Play Spot. d) Players may win up to ten (10) times on a ticket in Colorado Lottery Game Number 198. e) In all events, the determination of prize winners shall be subject to the general ticket validation requirements set forth in Paragraph 5.17 of Rule 5, Paragraph 6.NE.8, and the requirements set out on the back of each instant ticket. 6.NE.4 Claim Period and Payment of Prizes a) All instant “cash” prizes must be claimed within 180 days after the announced end of the game. b) The holder of any $2, $4, $5, $10, $40 or $50 prize-winning ticket may take it to any Lottery retailer location, mail it to Lottery Headquarters as provided on the ticket back or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. The holder of any $100 or $200 prize-winning ticket may mail it to Lottery Headquarters or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. Lottery retailers, at their option, may accept $100 or $200 prize-winning tickets for validation and payment c) The holder of a $1,000, $5,000 or $25,000 prize-winning ticket shall fill out a claim form and send the completed form and the ticket to the Lottery for validation and payment pursuant to instructions on the back of the ticket or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. d) Any prize from a winning ticket which is not claimed within the period specified herein and in the manner specified on the back of each ticket shall remain the property of the Lottery. 6.NE.5 Price of Tickets for Colorado Lottery Game Number 198 The purchase price of each ticket for Colorado Lottery Game Number 198 shall be $2.00. However, a licensed retailer may be permitted, upon prior approval of the Director, to make gifts of tickets as a means of promoting the sale of goods or services to the public. 6.NE.6 Numbers and Sizes of Prizes for Colorado Lottery Game Number 198 - Instant Prizes The numbers (plus five percent or minus three percent [+5% or -3%]) and sizes of instant prizes are as set forth in Exhibit B attached to this Rule 6.NE and incorporated by reference as though fully set forth herein. Overall odds of winning include break-even prizes. 6.NE.7 Manner of Selecting Winning Tickets The winning of any cash prizes in the amounts set forth in Paragraph 6.NE.6 results from ticket purchases by the public and removal by the ticket holder of the rub-off area revealing a winning combination of play symbols with corresponding captions as set forth in Paragraph 6.NE.3. In addition, to be a valid instant cash winning ticket, all of the requirements of Paragraph 5.17 of Rule 5 and 6.NE.8 must be satisfied. 6.NE.8 Ticket Validation Requirements for Colorado Lottery Game Number 198 In addition to meeting all of the requirements in these Rules and Regulations, Paragraph 5.17 of Rule 5, and those printed on the back of each ticket, to be a valid instant winning ticket, the number and placement of Play Symbols and Prize Symbols on the ticket must conform precisely to those in Exhibit A and the Play Symbols, Prize Symbols, Captions, Legends, Identifiers, and Retailer Validation Codes must be present in their entirety and must conform to those in Exhibit C attached to this Rule 6.NE and incorporated by reference as though fully set forth herein. 6.NE.9 Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes for Colorado Lottery Game Number 198 Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes are as set forth in Exhibit C attached to this Rule 6.NE and incorporated by reference as though fully set forth herein. Exhibit A (cont’d) 206_1_215'cont’.jpg Ticket Back Language: Claim winners up to and including $50 at any Lottery retailer; winners up to and including $599 may be claimed at participating retailers or mail signed ticket with your name and address to Colorado Lottery, P.O. Box 7, Pueblo, CO 81002-0007 for payment. Retailers have the option of paying up to $599. Claim prizes of more than $599 by mailing signed ticket and filled out claim form obtainable at Lottery retailers to P.O. Box above or claim at a Lottery Office. Tickets must be received at the Lottery within 180 days of announced end of game. Ticket purchasers must be at least 18 years old. See brochure for additional information. All cash prizes not claimed within 180 days after end of game are forfeited. All tickets, transactions and winners are subject to Lottery Rules and State Law. Tickets are void and not entitled to prize payment if they fail to meet requirements of game rules or are irregular in any manner. Liability for a void ticket is limited to replacement of ticket or refund of retail sales price. Availability of prizes subject to prior sale. Exhibit C (cont’d) 206_1_6NEc1'cont’.jpg Exhibit C (cont’d) 206_1_6NEc2'cont’.jpg BASIS AND PURPOSE FOR AMENDED RULE 6.NK BONUS BLACKJACK GAME NUMBER 204 The purpose for Rule 6.NK is to provide specific game details and requirements for Colorado Lottery Game Number 204, "Bonus Blackjack", such as numbers and sizes of prizes, the manner of selecting and validating winning tickets and the allocation of total revenues, prizes and costs. The statutory basis for Rule 6.NK is found in C.R.S. 24-35-208 (1)(a) and (2), 24-35-212 and 24-35-212.5 RULE 6.NK General Rules and Regulations 6.NK.1 Purpose and Statutory Authority These Rules and Regulations are adopted by the Colorado Lottery Commission governing the establishment and operation of the Colorado Lottery pursuant to the authority provided by Part 2, Article 35, Title 24, C.R.S. 24-35-208 (1)(a) and (2), 24-35-212 and 24-35-212.5, Rule 5 and under such further instructions and directives as the Lottery Director may issue in furtherance thereof. 6.NK.2 Definitions In addition to the definitions provided by Rule 1 and Rule 5, and unless these Rules and Regulations for Colorado Lottery Game Number 204 otherwise require, Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes are as set forth in Paragraph 6.NK.9 and Exhibits A through C of this Rule 6.NK. 6.NK.3 Determination of Instant Prize Winners An instant prize-winner for Colorado Lottery Game Number 204 shall be determined as follows and as set forth in Exhibit A: a) For purposes of determining instant prize winners for Colorado Lottery Game Number 204, the "A" Play Symbol shall equal 11; the "K", "Q", and "J" Play Symbols shall equal 10; and the "10", "9", "8", "7", "6", "5", "4", "3", and "2" Play Symbols shall be equal in value to their Play Symbol numbers. A "Hand" shall consist of two "Your Hand" Play Symbols printed side by side separated by a "+ " with corresponding captions and one "Prize Symbol" with corresponding caption placed directly below the two "Your Hand" Play Symbols. b) The holder of a ticket on which the sum of the two "Your Hand" Play Symbols with corresponding caption in any one "Hand" is greater than the sum of the two (2) "Dealer's Hand" Play Symbols with corresponding caption shall be entitled to the dollar amount of the "Prize" Symbol with corresponding caption shown directly below the one or more "Hands" Play Symbols for that "Hand". c) If the "Your Hand" Play Symbols with corresponding captions within any "Hand" totals "21" (twentyone), the holder of the ticket shall automatically receive five (5) times the amount of the "Prize" Symbol with corresponding caption shown for that "Hand". d) If the "Your Hand" Play Symbols with corresponding caption within any "Hand" totals "21" (twenty-one) and is "Red", the holder of the ticket shall automatically receive ten (10) times the amount of the "Prize" Symbol with corresponding caption shown for that "Hand". e) If the " ” " Play Symbol with corresponding caption appears in the place of both "Dealer's Hand" Play Symbols the holder of the ticket shall automatically win the total amount of all ten (10) "Prize" Symbols on that ticket. f) Players may win up to ten (10) times on a ticket in Colorado Lottery Game Number 204. g) In all events, the determination of prize winners shall be subject to the general ticket validation requirements set forth in Paragraph 5.17 of Rule 5, Paragraph 6.NK.8, and the requirements set out on the back of each instant ticket. 6.NK.4 Claim Period and Payment of Prizes a) All instant "cash" prizes must be claimed within 180 days after the announced end of the game. b) The holder of any $2, $4, $10, $20, $40 or $50 prize-winning ticket may take it to any Lottery retailer location, mail it to Lottery Headquarters as provided on the ticket back or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. The holder of any $200 or $500 prize-winning ticket may mail it to Lottery Headquarters or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. Lottery retailers, at their option, may accept $200 or $500 prize-winning tickets for validation and payment. c) The holder of a $1,000 or $25,000 prize-winning ticket shall fill out a claim form and send the completed form and the ticket to the Lottery for validation and payment pursuant to instructions on the back of the ticket or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. d) Any prize from a winning ticket that is not claimed within the period specified herein and in the manner specified on the back of each ticket shall remain the property of the Lottery. 6.NK.5 Price of Tickets The purchase price of each ticket for Colorado Lottery Game Number 204 shall be $2.00. However, a licensed retailer may be permitted, upon prior approval of the Director, to make gifts of tickets as a means of promoting the sale of goods or services to the public. 6.NK.6 Numbers and Sizes of Prizes The numbers (plus five percent or minus three percent [+5% or -3%]) and sizes of instant prizes are as set forth in Exhibit B attached to this Rule 6.NK and incorporated by reference as though fully set forth herein. Overall odds of winning include break-even prizes. 6.NK.7 Manner of Selecting Winning Tickets The winning of any cash prizes in the amounts set forth in Paragraph 6.NK.6 results from ticket purchases by the public and removal by the ticket holder of the rub-off area revealing a winning combination of play symbols with corresponding captions as set forth in Paragraph 6.NK.3. In addition, to be a valid instant cash winning ticket, all of the requirements of Paragraph 5.17 of Rule 5 and 6.NK.8 must be satisfied. 6.NK.8 Ticket Validation Requirements In addition to meeting all of the requirements in these Rules and Regulations, Paragraph 5.17 of Rule 5, and those printed on the back of each ticket, to be a valid instant winning ticket, the number and placement of Play Symbols and Prize Symbols on the ticket must conform precisely to those in Exhibit A and the Play Symbols, Prize Symbols, Captions, Legends, Identifiers, and Retailer Validation Codes must be present in their entirety and must conform to those in Exhibit C attached to this Rule 6.NK and incorporated by reference as though fully set forth herein. 6.NK.9 Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes are as set forth in Exhibit C attached to this Rule 6.NK and incorporated by reference as though fully set forth herein. Basis and Purpose For Rule 6.NO THE MONEY GAME Game Number 208 The purpose for Rule 6.NO is to provide specific game details and requirements for Colorado Lottery Game Number 208, “The Money Game” , such as numbers and sizes of prizes, the manner of selecting and validating winning tickets and the allocation of total revenue among prizes and costs. The statutory basis for Rule 6.NO is found in C.R.S. 24-35-208 (1)(a) and (2), 24-35-212 and 24-35-212.5. RULE 6.NO General Rules and Regulations 6.NO.1 Purpose and Statutory Authority These Rules and Regulations are adopted by the Colorado Lottery Commission governing the establishment and operation of the Colorado Lottery pursuant to the authority provided by Part 2, Article 35, Title 24, C.R.S. 24-35-208 (1)(a) and (2), 24-35-212 and 24-35-212.5, Rule 5 and under such further instructions and directives as the Lottery Director may issue in furtherance thereof. 6.NO.2 Definitions In addition to the definitions provided by Rule 1 and Rule 5, and unless these Rules and ' Regulations for Colorado Lottery Game Number 208 otherwise require, Play Symbols, Prize # Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes are as set forth in Paragraph 6.NO.9 and Exhibits A through C of this Rule 6.NO. 6.NO.3 Determination of Instant Prize Winners An instant prize-winner for Colorado Lottery Game Number 208 shall be determined as follows and as set forth in Exhibit A: a) The holder of a ticket on which any of the four (4) “Corner” Play Symbols with corresponding caption match the “Center Prize” Play Symbol with corresponding caption shall be entitled to the dollar amount of the “Center Prize” Play Symbol. b) Players may win up to four (4) times on a ticket in Colorado Lottery Game Number 208. c) In all events, the determination of prize winners shall be subject to the general ticket validation requirements set forth in Paragraph 5.17 of Rule 5, Paragraph 6.NO.8 and the requirements set out on the back of each instant ticket. 6.NO.4 Claim Period and Payment of Prizes a) All instant cash prizes must be claimed within 180 days after the announced end of the game. b) The holder of any $1, $2, $3, $4, $5, $10, $20 or $50 prize-winning ticket may take it to any Lottery retailer location, mail it to Lottery Headquarters as provided on the ticket back or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. The holder of any $100 or $200 prize-winning ticket may mail it to Lottery Headquarters or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. Lottery retailers, at their option, may accept $100 or $200 prize-winning tickets for validation and payment. c) The holder of any $5,000 prize-winning ticket shall fill out a claim form and send the completed form and the ticket to the Lottery for validation and payment pursuant to instructions on the back of the ticket or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. 6.NO.5 Price of Tickets The purchase prize of each ticket for Colorado Lottery Game Number 208 shall be $1.00. However, a licensed retailer may be permitted, upon prior approval of the Director, to make gifts of tickets as a means of promoting the sale of goods or services to the public. 6.NO.6 Number and Sizes of Prizes The numbers (plus five percent of minus three percent [+5% or -3%]) and sizes of instant prizes are as set forth in Exhibit B attached to the Rule 6.NO and incorporated by reference as fully set forth herein. Overall odds of winning include break-even prizes. 6.NO.7 Manner of Selecting Winning Tickets The winning of any cash prizes in the amounts set forth in Paragraph 6.NO.6 results from ticket purchases by the public and removal by the ticket holder of the rub-off area revealing a winning combination of play symbols with corresponding captions as set forth in Paragraph 6.NO.3. In addition, to be a valid instant cash winning ticket, all of the requirements of Paragraph 5.17 of Rule 5 and 6.NO.8 must be satisfied. 6.NO.8 Ticket Validation Requirements In addition to meeting all of the requirements in these Rules and Regulations, Paragraph 5.17 of Rule 5, and those printed on the back of each ticket, to be a valid instant winning ticket, the number and placement of Play Symbols and Prize Symbols on the ticket must conform precisely to those in Exhibit A and the Play Symbols, Prize Symbols, Play Symbol Captions, Prize Symbol Captions, Legends, Identifiers and Retailer Validation Codes must be present in their entirety and must conform precisely to those in Exhibit C attached to this Rule 6.NO and incorporated by reference as fully set forth herein. 6.NO.9 Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions and Retailer Validation Codes Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions and Retailer Validation Codes are as set forth in Exhibit C attached to this Rule 6.NO and incorporated by reference as fully set forth herein. Exhibit A (cont’d) 206_1_NO_2'cont’.jpg Ticket Back Language: Claim winners up to and including $50 at any Lottery retailer; winners up to and including $599 may be claimed at participating retailers or mail signed ticket with your name and address to Colorado Lottery, P.O. Box 7, Pueblo, CO 81002-0007 for payment. Retailers have the option of paying up to $599. Claim prizes of more than $599 by mailing signed ticket and filled out claim form obtainable at Lottery retailers to P.O. Box above or claim at a Lottery Office. Tickets must be received at the Lottery within 180 days of the announced end of game. Ticket purchasers must be at least 18 years old. See brochure for additional information. All cash prizes not claimed within 180 days after end of game are forfeited. All tickets, transactions and winners are subject to Lottery Rules and State Law. Tickets are void and not entitled to prize payment if they fail to meet requirements of game rules or are irregular in any manner. Liability for a void ticket is limited to replacement of ticket or refund of retail sales price. Availability of prizes subject to prior sale. Exhibit C (cont’d) 206_1_NO_5'cont’.jpg Exhibit C (cont’d) 206_1_NO_6'cont’.jpg BASIS AND PURPOSE OF RULE 6.NT The purpose for Rule 6.NT is to provide specific game details and requirements for Colorado Lottery Game Number 213, “PIRATE'S COVE,” such as numbers and sizes of prizes, the manner of selecting and validating winning tickets and the allocation of total revenues amongst prizes and costs. The statutory basis for Rule 6.NT is found in C.R.S. 24-35-208 (1)(a) and (2), and 24-35-212. RULE 6.NT COLORADO LOTTERY GAME NUMBER 213 6.NT.1 Instant Winning Lottery An instant winner game to be called the Colorado Lottery Game Number 213, “PIRATE'S COVE” , is authorized to be conducted by the Director under the following Rules and Regulations, Rule 5 and under such further instructions and directives as the Director may issue in furtherance thereof. 6.NT.2 Definitions In addition to the definitions provided by Rule 1.2 and Rule 5, and unless these Rules and Regulations for Colorado Lottery Game Number 213 otherwise require, Grid Coordinates Play Symbols, Fixed Symbols and Retailer Validation Codes are as set forth in Paragraph 6.NT.9 and Exhibits A through C of this Rule 6.NT. 6.NT.3 Determination of Instant Prize Winners An instant prize-winner for Colorado Lottery Game Number 213 shall be determined as follows: a) In order to win instant prizes, players shall remove the latex from the “Treasure Map” portion of the ticket to reveal thirty-five (35) “Grid Coordinates” each consisting of one (1) letter between A and H and one (1) number between 1 and 10. Players shall then remove the latex from sections of the “Treasure Grid” that match each of the thirty-five (35) “Grid Coordinates” . The holder of a ticket on which one or more complete symbols on the “Treasure Grid” are revealed under the removed latex shall be entitled to the prize amount printed on that symbol. A complete symbol is defined as the illustration of an object and the background surrounding that object all of which is enclosed within a thick border. b) Players may win up to five (5) times on a ticket in Colorado Lottery Game Number 213. c) In all events, the determination of prize winners shall be subject to the general ticket validation requirements set forth in Paragraph 5.17 of Rule 5, Paragraph 6.NT.8, and all of the specific requirements set out in the back of the ticket as set forth in Exhibit A. 6.NT.4 Claims Period and Payment of Prizes a) All instant cash prizes must be claimed within 180 days after the announced end of the game. b) The holder of any $3, $5, $10, $20, $30, $40 or $50 prize-winning ticket may take it to any Lottery retailer location, mail it to Lottery Headquarters as provided on the ticket back or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. The holder of any $100, $200, $250 or $500 prize-winning ticket may mail it to Lottery Headquarters or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. Lottery retailers, at their option, may accept $100, $200, $250 or $500 prize-winning tickets for validation and payment. c) The holder of a $1,000, $10,000 or $40,000 prize-winning ticket shall fill out a claim form and send the completed form and the ticket to the Lottery for validation and payment pursuant to instructions on the back of the ticket or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. d) Any cash prize from a winning ticket that is not claimed within the period specified herein and in the manner specified on the back of each ticket shall remain the property of the Lottery. 6.NT.5 Price of Tickets For Colorado Lottery Game Number 213 The purchase price of each ticket for Colorado Lottery Game Number 213 shall be $3.00. However, a licensed retailer may be permitted, upon prior approval of the Director, to make gifts of tickets as a means of promoting the sale of goods or services to the public. 6.NT.6 Numbers and Sizes of Prizes for Colorado Lottery Game Number 213 The numbers (plus or minus three percent [3%]) and sizes of instant prizes are as set forth in Exhibit B attached to this Rule 6.NT and incorporated by reference as though fully set forth herein. 6.NT.7 Manner of Selecting Winning Tickets The winning of any cash prizes in the amounts set forth in Paragraph 6.NT.6 results from ticket purchases by the public and removal by the ticket holder of the rub-off area revealing a winning combination of play symbols as set forth in Paragraph 6.NT.3. In addition, to be a valid instant cash winning ticket, all of the requirements of Paragraph 5.17 of Rule 5 and 6.NT.8 must be satisfied. 6.NT.8 Ticket Validation Requirements for Colorado Lottery Game Number 213 In addition to meeting all of the requirements in these Rules and Regulations, Paragraph 5.17 of Rule 5, and those printed on the back of each ticket, to be a valid instant winning ticket, the number and placement of Grid Coordinates Play Symbols on the ticket must conform precisely to those in Exhibit A. Grid Coordinates Play Symbols, Fixed Symbols and Retailer Validation Codes must be present in their entirety and must conform to those in Exhibit C attached to this Rule 6.NT and incorporated by reference as though fully set forth herein. 6.NT.9 Play Symbols, Fixed Symbols and Retailer Validation Codes for Colorado Lottery Game Number 213 Play Symbols, Fixed Symbols and Retailer Validation Codes are as set forth in Exhibit C attached to this Rule 6.NT and incorporated by reference as though fully set forth herein. Exhibit A (cont’d) 206_1_285'cont’.jpg Exhibit C (cont’d) 206_1_6NT-9b'cont’.jpg Exhibit C (cont’d) 206_1_6NT-9c'cont’.jpg Exhibit C (cont’d) 206_1_6NT-9d'cont’.jpg BASIS AND PURPOSE OF RULE 6.NU The purpose for Rule 6.NU is to provide specific game details and requirements for Colorado Lottery Game Number 214, “7-11-21” , such as numbers and sizes of prizes, the manner of selecting and validating winning tickets and the allocation of total revenues amongst prizes and costs. The statutory basis for Rule 6.NU is found in C.R.S. 24-35-208 (1)(a) and (2), and 24-35-212. RULE 6.NU COLORADO LOTTERY GAME NUMBER 214 6.NU.1 Instant Winning Lottery An instant winner game to be called Colorado Lottery Game Number 214, “7-11-21” , is authorized to be conducted by the Director under the following Rules and Regulations, Rule 5 and under such further instructions and directives as the Director may issue in furtherance thereof. 6.NU.2 Definitions In addition to the definitions provided by Rule 1.2 and Rule 5, and unless these Rules and Regulations for Colorado Lottery Game Number 214 otherwise require, Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes are as set forth in Paragraph 6.NU.9 and Exhibits A through C of this Rule 6.NU. 6.NU.3 Determination of Instant Prize Winners An instant prize-winner for Colorado Lottery Game Number 214 shall be determined as follows and as set forth in Exhibit A. For purposes of determining instant prize winners for Colorado Lottery Game Number 214, a “Game” shall consist of three (3) “Your Numbers” Play Symbols in a horizontal row separated by “+” (plus) signs and one “Prize” Symbol directly to the right of the “Your Numbers” Play Symbols. a) The holder of a ticket on which the total of all three (3) “Your Numbers” Play Symbols with corresponding captions adds up to seven (7), eleven (11) or twenty-one (21) in Game 1, Game 2, Game 3 or Game 4 shall be entitled to the dollar amount of the “Prize” Symbol with corresponding caption for that game. b) Players may win up to four (4) times on a ticket in Colorado Lottery Game Number 214. c) In all events, the determination of prize winners shall be subject to the general ticket validation requirements set forth in Paragraph 5.17 of Rule 5, Paragraph 6.NU.8, and the requirements set out on the back of each instant ticket. 6.NU.4 Claim Period and Payment of Prizes a) All instant “cash” prizes must be claimed within 180 days after the announced end of the game. b) The holder of any $1, $2, $3, $7, $11, $21 or $50 prize-winning ticket may take it to any Lottery retailer location, mail it to Lottery Headquarters as provided on the ticket back or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. The holder of any $77 prizewinning ticket may mail it to Lottery Headquarters or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. Lottery retailers, at their option, may accept $77 prize-winning tickets for validation and payment. c) The holder of any $1,100, $7,700 or $21,000 prize-winning ticket shall fill out a claim form and send the completed form and the ticket to the Lottery for validation and payment pursuant to instructions on the back of the ticket or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. d) Any prize from a winning ticket which is not claimed within the period specified herein and in the manner specified on the back of each ticket shall remain the property of the Lottery. 6.NU.5 Price of Tickets for Colorado Lottery Game Number 214 The purchase price of each ticket for Colorado Lottery Game Number 214 shall be $1.00. However, a licensed retailer may be permitted, upon prior approval of the Director, to make gifts of tickets as a means of promoting the sale of goods or services to the public. 6.NU.6 Numbers and Sizes of Prizes for Colorado Lottery Game Number 214 - Instant Prizes The numbers (plus five percent or minus three percent [+5% or -3%]) and sizes of instant prizes are as set forth in Exhibit B attached to this Rule 6.NU and incorporated by reference as though fully set forth herein. Overall odds of winning include break-even prizes. 6.NU.7 Manner of Selecting Winning Tickets The winning of any cash prizes in the amounts set forth in Paragraph 6.NU.6 results from ticket purchases by the public and removal by the ticket holder of the rub-off area revealing a winning combination of play symbols with corresponding captions as set forth in Paragraph 6.NU.3. In addition, to be a valid instant cash winning ticket, all of the requirements of Paragraph 5.17 of Rule 5 and 6.NU.8 must be satisfied. 6.NU.8 Ticket Validation Requirements for Colorado Lottery Game Number 214 In addition to meeting all of the requirements in these Rules and Regulations, Paragraph 5.17 of Rule 5, and those printed on the back of each ticket, to be a valid instant winning ticket, the number and placement of Play Symbols and Prize Symbols on the ticket must conform precisely to those in Exhibit A and the Play Symbols, Prize Symbols, Play Symbol Captions, Prize Symbol Captions, Legends, Identifiers and Retailer Validation Codes must be present in their entirety and must conform to those in Exhibit C attached to this Rule 6.NU and incorporated by reference as though fully set forth herein. 6.NU.9 Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes for Colorado Lottery Game Number 214 Play Symbols, Prize Symbols, Play Symbol Captions, Prize Symbol Captions, Legends, Identifiers and Retailer Validation Codes are as set forth in Exhibit C attached to this Rule 6.NU and incorporated by reference as though fully set forth herein. Exhibit A (cont’d) 206_1_289'cont’.jpg Ticket Back Language: Claim winners up to and including $50 at any Lottery retailer; winners up to and including $599 may be claimed at participating retailers or mail signed ticket with your name and address to Colorado Lottery, P.O. Box 7, Pueblo, CO 81002-0007 for payment. Retailers have the option of paying up to $599. Claim prizes of more than $599 by mailing signed ticket and filled out claim form obtainable at Lottery retailers to P.O. Box above or claim at a Lottery Office. Tickets must be received at the Lottery within 180 days of the announced end of game. Ticket purchasers must be at least 18 years old. See brochure for additional information. All cash prizes not claimed within 180 days after end of game are forfeited. All tickets, transactions, and winners are subject to Lottery Rules and State Law. Tickets are void and not entitled to prize payment if they fail to meet requirements of game rules or are irregular in any manner. Liability for a void ticket is limited to replacement of ticket or refund of retail sales price. Availability of prizes subject to prior sale. Exhibit C (cont’d) 206_1_291'cont’.jpg Exhibit C (cont’d) 206_1_291'cont’.jpg BASIS AND PURPOSE OF RULE 6.NV The purpose for Rule 6.NV is to provide specific game details and requirements for Colorado Lottery Game Number 215, “BEGINNER'S LUCK” , such as numbers and sizes of prizes, the manner of selecting and validating winning tickets and the allocation of total revenues amongst prizes and costs. The statutory basis for Rule 6.NV is found in C.R.S. 24-35-208 (1)(a) and (2), 24-35-212 and 24-35-212.5. RULE 6.NV COLORADO LOTTERY GAME NUMBER 215 6.NV.1 Instant Winning Lottery An instant winner game to be called Colorado Lottery Game Number 215, “BEGINNER'S LUCK” , is authorized to be conducted by the Director under the following Rules and Regulations, Rule 5 and under such further instructions and directives as the Director may issue in furtherance thereof. 6.NV.2 Definitions In addition to the definitions provided by Rule 1.2 and Rule 5, and unless these Rules and Regulations for Colorado Lottery Game Number 215 otherwise require, Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes are as set forth in Paragraph 6.NV.9 and Exhibits A through C of this Rule 6.NV. 6.NV.3 Determination of Instant Prize Winners An instant prize winner for Colorado Lottery Game Number 215 shall be determined as follows and as set forth in Exhibit A: a) The holder of a ticket on which the three (3) Play Symbols with corresponding captions in the same horizontal row, vertical column or diagonal (top left to bottom right or top right to bottom left) are the same (match) shall be entitled to the dollar amount of the “Prize” Symbol with corresponding caption appearing in the Prize Box on the ticket. b) Play Symbols and only Play Symbols may be used to make a match as described in 6.NV.3a. Graphics printed on the latex that covers the Play Symbols may not be used to make a winning combination. c) Players may win one (1) time on a ticket in Colorado Lottery Game Number 215. d) In all events, the determination of prize winners shall be subject to the general ticket validation requirements set forth in Paragraph 5.17 of Rule 5, Paragraph 6.NV.8, and the requirements set out on the back of each instant ticket. 6.NV.4 Claim Period and Payment of Prizes a) All instant “cash” prizes must be claimed within 180 days after the announced end of the game. c) The holder of any $1, $2, $4, $5, $10, $20 or $50 prize-winning ticket may take it to any Lottery retailer location, mail it to Lottery Headquarters as provided on the ticket back or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. The holder of any $100 or $500 prize-winning ticket may mail it to Lottery Headquarters or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. Lottery retailers, at their option, may accept $100 or $500 prize-winning tickets for validation and payment. d) The holder of a $3,000 prize-winning ticket shall fill out a claim form and send the completed form and the ticket to the Lottery for validation and payment pursuant to instructions on the back of the ticket or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. e) Any prize from a winning ticket which is not claimed within the period specified herein and in the manner specified on the back of each ticket shall remain the property of the Lottery. 6.NV.5 Price of Tickets for Colorado Lottery Game Number 215 The purchase price of each ticket for Colorado Lottery Game Number 215 shall be $1.00. However, a licensed retailer may be permitted, upon prior approval of the Director, to make gifts of tickets as a means of promoting the sale of goods or services to the public. 6.NV.6 Numbers and Sizes of Prizes for Colorado Lottery Game Number 215 - Instant Prizes The numbers (plus five percent or minus three percent [+5% or - 3%]) and sizes of instant prizes are as set forth in Exhibit B attached to this Rule 6.NV and incorporated by reference as though fully set forth herein. Overall odds of winning include break-even prizes. 6.NV.7 Manner of Selecting Winning Tickets The winning of any cash prizes in the amounts set forth in Paragraph 6.NV.6 results from ticket purchases by the public and removal by the ticket holder of the rub-off area revealing a winning combination of play symbols with corresponding captions as set forth in Paragraph 6.NV.3. In addition, to be a valid instant cash winning ticket, all of the requirements of Paragraph 5.17 of Rule 5 and 6.NV.8 must be satisfied. 6.NV.8 Ticket Validation Requirements for Colorado Lottery Game Number 215 In addition to meeting all of the requirements in these Rules and Regulations, Paragraph 5.17 of Rule 5, and those printed on the back of each ticket, to be a valid instant winning ticket, the number and placement of Play Symbols and Prize Symbols on the ticket must conform precisely to those in Exhibit A and the Play Symbols, Prize Symbols, Play Symbol Captions, Prize Symbol Captions, Legends, Identifiers and Retailer Validation Codes must be present in their entirety and must conform to those in Exhibit C attached to this Rule 6.NV and incorporated by reference as though fully set forth herein. 6.NV.9 Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes for Colorado Lottery Game Number 215 Play Symbols, Prize Symbols, Play Symbol Captions, Prize Symbol Captions, Legends, Identifiers and Retailer Validation Codes are as set forth in Exhibit C attached to this Rule 6.NV and incorporated by reference as though fully set forth herein. Exhibit A (cont’d) 206_1_293'cont’.jpg Ticket back language: Claim winners up to and including $50 at any Lottery retailer, winners up to and including $599 may be claimed at participating retailers or mail signed ticket with your name and address to Colorado Lottery P.O. Box 7, Pueblo, CO 81002-0007 for payment. Retailers have the option of paying up to $599. Claim prizes of more than $599 by mailing signed ticket and filled out claim form obtainable at Lottery retailers to P.O. Box above or claim at a Lottery office. Tickets must be received at the Lottery within 180 days of the announced end of game. Ticket purchasers must be at least 18 year old. See brochure for additional information. All cash prizes not claimed within 180 days after end of game are forfeited. All tickets, transactions and winners are subject to Lottery Rules and State Law. Tickets are void and are not entitled to prize payment if they fail to meet requirements of game rules or are irregular in any manner. Liability for a void ticket is limited to replacement of ticket or refund of retail sales prize. Availability of prizes subject to prior sale. Exhibit C 206_1_6NVc1.jpg Exhibit C 206_1_6NVc2.jpg BASIS AND PURPOSE OF RULE 6.OJ The purpose for Rule 6.OJ is to provide specific game details and requirements for Colorado Lottery Game Number 229, “HANGMAN” , such as numbers and sizes of prizes, the manner of selecting and validating winning tickets and the allocation of total revenues amongst prizes and costs. The statutory basis for Rule 6.OJ is found in C.R.S. 24-35-208 (1)(a) and (2), 24-35-212, and 24-35-212.5. RULE 6.OJ COLORADO LOTTERY GAME NUMBER 229 6.OJ.1 Instant Winning Lottery An instant winner game to be called the Colorado Lottery Game Number 229, “HANGMAN” , is authorized to be conducted by the Director under the following Rules and Regulations, Rule 5 and under such further instructions and directives as the Director may issue in furtherance thereof. 6.OJ.2 Definitions In addition to the definitions provided by Rule 1.2 and Rule 5, and unless these Rules and Regulations for Colorado Lottery Game Number 229 otherwise require, Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes are as set forth in Paragraph 6.OJ.9 and Exhibits A through C of this Rule 6.OJ. 6.OJ.3. Determination of Instant Prize Winners An instant prize winner for Colorado Lottery Game Number 229 shall be determined as follows and as set forth in Exhibit A: a) For the purposes of determining a winning ticket, each Game, i.e. Game 1, Game 2, Game 3 and Game 4, shall consist of eleven (11) “Your Letters” Play Symbols, six (6) “Your Word” letters Play Symbols, six (6) “Hangman” squares and one “Prize” Play Symbol. b) The holder of a ticket on which all six (6) “Your Word” letters Play Symbols match six (6) of the eleven (11) “Your Letters” Play Symbols within one game, shall be entitled to the dollar amount of the “Prize” Play Symbol for that game. c) “Your Letters” Play Symbols may not be interchanged among “Games” . d) Players may win up to four (4) times on a ticket in Colorado Lottery Game Number 229. e) In all events, the determination of prize winners shall be subject to the general ticket validation requirements set forth in Paragraph 5.17 of Rule 5, Paragraph 6.OJ.8, and the requirements set out on the back of each instant ticket. 6.OJ.4 Claim Period and Payment of Prizes a) All instant “cash” prizes must be claimed within 180 days after the announced end of the game. b) The holder of any $3, $5, $7, $10, $15, $20, $25 or $50 prize-winning ticket may take it to any Lottery retailer location, mail it to Lottery Headquarters as provided on the ticket back or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. The holder of any $100, $200 or $500 prize-winning ticket may mail it to Lottery Headquarters or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. Lottery Retailers, at their option, may accept $100, $200 or $500 prize-winning tickets for validation and payment. c) The holder of a $1,000, $5,000, or $40,000 prize-winning ticket shall fill out a claim form and send the completed form and the ticket to the Lottery for validation and payment pursuant to instructions on the back of the ticket or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. d) Any cash prize from a winning ticket that is not claimed within the period specified herein and in the manner specified on the back of each ticket shall remain the property of the Lottery. 6.OJ.5 Price of Tickets for Colorado Lottery Game Number 229 The purchase price of each ticket for Colorado Lottery Game Number 229 shall be $3.00. However, a licensed retailer may be permitted, upon prior approval of the Director, to make gifts of tickets as a means of promoting the sale of goods or services to the public. 6.OJ.6 Numbers and Sizes of Prizes for Colorado Lottery Game Number 229 The numbers (plus or minus three percent [3%]) and sizes of instant prizes are as set forth in Exhibit B attached to this Rule 6.OJ and incorporated by reference as though fully set forth herein. 6.OJ.7 Manner of Selecting Winning Tickets The winning of any instant cash prizes in the amounts set forth in this rule results from ticket purchases by the public and removal by the ticket holder of the rub-off area revealing a winning combination of play symbols with corresponding captions as set forth in Paragraph 6.OJ.3. In addition, to be a valid instant cash winning ticket, all of the requirements of Paragraph 5.17 of Rule 5 and 6.OJ.8 must be satisfied. 6.OJ.8 Ticket Validation Requirements for Colorado Lottery Game Number 229 In addition to meeting all of the requirements in these Rules and Regulations, Paragraph 5.17 of Rule 5, and those printed on the back of each ticket, to be a valid instant winning ticket, the number and placement of Play Symbols on the ticket must conform precisely to those in Exhibit A, Play Symbols, Prize Symbols, Fixed Symbols and Retailer Validation Codes must be present in their entirety and must conform to those in Exhibit C attached to this Rule 6.OJ and incorporated by reference as though fully set forth herein. 6.OJ.9 Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes for Colorado Lottery Game Number 229 Play Symbols, Prize Symbols, Fixed Symbols and Retailer Validation Codes are as set forth in Exhibit C attached to this Rule 6.OJ and incorporated by reference as though fully set forth herein. Exhibit A (cont’d) 206_1_366'cont’.jpg Ticket Back Language: Claim winners up to and including $50 at any Lottery retailer; winners up to and including $599 may be claimed at participating retailers or mail signed ticket with your name and address to Colorado Lottery, P.O. Box 7, Pueblo, CO 81002-0007 for payment. Retailers have the option of paying up to $599. Claim prizes of more than $599 by mailing signed ticket and filled out claim form obtainable at Lottery retailers to P.O. Box above or claim at a Lottery Office. Tickets must be received at the Lottery within 180 days of the announced end of game. Ticket purchasers must be at least 18 years old. See brochure for additional information. All cash prizes not claimed within 180 days after end of game are forfeited. All tickets, transactions and winners are subject to Lottery Rules and State Law. Tickets are void and not entitled to prize payment if they fail to meet requirements of game rules or are irregular in any manner. Liability for a void ticket is limited to replacement of ticket or refund of retail sales price. Availability of prizes subject to prior sales. Exhibit C (cont) 206_1_6OJ-9a'con.jpg Exhibit C (cont) 206_1_6OJ-9b'con.jpg BASIS AND PURPOSE OF RULE 6. OO The purpose for Rule 6.OO is to provide specific game details and requirements for Colorado Lottery Game Number 234, “SNOW DOUGH” , such as numbers and sizes of prizes, the manner of selecting and validating winning tickets and the allocation of total revenues amongst prizes and costs. The statutory basis for Rule 6.OO is found in C.R.S. 24-35-208 (1)(a) and (2), 24-35-212 and 24-35-212.5. RULE 6.OO COLORADO LOTTERY GAME NUMBER 234 6.OO.1 Instant Winning Lottery An instant winner game to be called Colorado Lottery Game Number 234, “SNOW DOUGH” , is authorized to be conducted by the Director under the following Rules and Regulations, Rule 5 and under such further instructions and directives as the Director may issue in furtherance thereof. 6.OO.2 Definitions In addition to the definitions provided by Rule 1.2 and Rule 5, and unless these Rules and Regulations for Colorado Lottery Game Number 234 otherwise require, Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes are as set forth in Paragraph 6.OO.9 and Exhibits A through C of this Rule 6.OO. 6.OO.3 Determination of Instant Prize Winners for Colorado Lottery Game Number 234 An instant prize-winner for Colorado Lottery Game Number 234 shall be determined as follows and as set forth in Exhibit A: a) The holder of a ticket on which any three (3) of the six (6) Play Symbols with corresponding captions are the same (match) shall be entitled to a prize equal to the dollar amount of one of the three (3) matching Play Symbols. b) Players may win one (1) time on a ticket in Colorado Lottery Game Number 234. c) In all events, the determination of prize winners shall be subject to the general ticket validation requirements set forth in Paragraph 5.17 of Rule 5, Paragraph 6.OO.8, and the requirements set out on the back of each instant ticket. 6.OO.4 Claim Period and Payment of Prizes for Colorado Lottery Game Number 234 a) All instant “cash” prizes must be claimed within 180 days after the announced end of the game. b) The holder of any $1, $2, $4, $5, $10, $20, $40 or $50 prize-winning ticket may take it to any Lottery retailer location, mail it to Lottery Headquarters as provided on the ticket back or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. The holder of any $100 or $500 prize-winning ticket may mail it to Lottery Headquarters or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. Lottery retailers, at their option, may accept $100 or $500 prize-winning tickets for validation and payment. c) The holder of any $5,000 prize-winning ticket shall fill out a claim form and send the completed form and the ticket to the Lottery for validation and payment pursuant to instructions on the back of the ticket or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. d) Any prize from a winning ticket which is not claimed within the period specified herein and in the manner specified on the back of each ticket shall remain the property of the Lottery. 6.OO.5 Price of Tickets for Colorado Lottery Game Number 234 The purchase price of each ticket for Colorado Lottery Game Number 234 shall be $1.00. However, a licensed retailer may be permitted, upon prior approval of the Director, to make gifts of tickets as a means of promoting the sale of goods or services to the public. 6.OO.6 Numbers and Sizes of Prizes for Colorado Lottery Game Number 234 The numbers (plus five percent or minus three percent [+5% or -3%]) and sizes of instant prizes are as set forth in Exhibit B attached to this Rule 6.OO and incorporated by reference as though fully set forth herein. Overall odds of winning include break-even prizes. 6.OO.7 Manner of Selecting Winning Tickets for Colorado Lottery Game Number 234 The winning of any cash prizes in the amounts set forth in Paragraph 6.OO.6 results from ticket purchases by the public and removal by the ticket holder of the rub-off area revealing a winning combination of play symbols with corresponding captions as set forth in Paragraph 6.OO.3. In addition, to be a valid instant cash winning ticket, all of the requirements of Paragraph 5.17 of Rule 5 and 6.OO.8 must be satisfied. 6.OO.8 Ticket Validation Requirements for Colorado Lottery Game Number 234 In addition to meeting all of the requirements in these Rules and Regulations, Paragraph 5.17 of Rule 5, and those printed on the back of each ticket, to be a valid instant winning ticket, the number and placement of Play Symbols and Prize Symbols on the ticket must conform precisely to those in Exhibit A and the Play Symbols, Prize Symbols, Play Symbol Captions, Prize Symbol Captions, Legends, Identifiers and Retailer Validation Codes must be present in their entirety and must conform to those in Exhibit C attached to this Rule 6.OO and incorporated by reference as though fully set forth herein. 6.OO.9 Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes for Colorado Lottery Game Number 234 Play Symbols, Prize Symbols, Play Symbol Captions, Prize Symbol Captions, Legends, Identifiers and Retailer Validation Codes are as set forth in Exhibit C attached to this Rule 6.OO and incorporated by reference as though fully set forth herein. Exhibit A (cont’d) 206_1_397'cont’.jpg Ticket Back Language: OVERALL ODDS OF WINNING ARE APPROXIMATELY 1 IN 4.26 INCLUDING BREAK-EVEN PRIZES.Claim winners up to and including $50 at any Lottery retailer; winners up to and including $599 may be claimed at participating retailers or mail signed ticket with your name and address to Colorado Lottery, P.O. Box 7, Pueblo, CO 81002-0007 for payment. Retailers have the option of paying up to $599. Claim prizes of more than $599 by mailing signed ticket and filled out claim form obtainable at Lottery retailers to P.O. Box above or claim at a Lottery Office. Tickets must be received at the Lottery within 180 days of the announced end of game. Ticket purchasers must be at least 18 years old. See brochure for additional information. All cash prizes not claimed within 180 days after end of game are forfeited. All tickets, transactions, and winners are subject to Lottery Rules and State Law. Tickets are void and not entitled to prize payment if they fail to meet requirements of game rules or are irregular in any manner. Liability for a void ticket is limited to replacement of ticket or refund of retail sales price. Availability of prizes subject to prior sale. Exhibit C (cont’d) 206_1_6OOc1'cont’.jpg Exhibit C (cont’d) 206_1_6OOc2'cont’.jpg Basis and Purpose For Rule 6.OW Black Jack Game Number 242 The purpose for Rule 6.OW is to provide specific game details and requirements for Colorado Lottery Game Number 242, “BLACK JACK” , such as numbers and sizes of prizes, the manner of selecting and validating winning tickets and the allocation of total revenues amongst prizes and costs. The statutory basis for Rule 6.OW is found in C.R.S. 24-35-208 (1)(a) and (2), 24-35-212 and 24-35-212.5. RULE 6.OW General Rules and Regulations 6.OW.1 Purpose and Statutory Authority These Rules and Regulations are adopted by the Colorado Lottery Commission governing the establishment and operation of the Colorado Lottery pursuant to the authority provided by Part 2, Article 35, Title 24, C.R.S. 24-35-208 (1)(a) and (2), 24-35-212 and 24-35-212.5, Rule 5 and under such further instructions and directives as the Lottery Director may issue in furtherance thereof. 6.OW.2 Definitions In addition to the definitions provided by Rule 1.2 and Rule 5, and unless these Rules and Regulations for Colorado Lottery Game Number 242 otherwise require, Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes are as set forth in Paragraph 6.OW.9 and Exhibits A through C of this Rule 6.OW. 6.OW.3 Determination of Instant Prize Winners An instant prize winner for Colorado Lottery Game Number 242 shall be determined as follows and as set forth in Exhibit A: a) For purposes of determining instant prize winners for Colorado Lottery Game Number 242, the “A” Play Symbol shall equal 11; the “K” , “Q” , and “J” Play Symbols shall equal 10; and the “10” , “9” , “8” , “7” , “6” , “4” , “3” , and “2” Play Symbols shall be equal in value to their Play Symbol numbers. A “Hand” shall consist of two “Your Hand” Play Symbols printed side by side separated by a ” +” with corresponding captions and one “Prize Symbol” with corresponding caption placed directly to the right of the two “Your Hands” Play Symbols. b) The holder of a ticket on which the sum of the two (2) “Your Hand” Play Symbols with corresponding caption in any one “Hand” is greater than the “Dealer's Total” Play Symbol with corresponding caption shall be entitled to the dollar amount of the “Prize” Symbol with corresponding caption shown directly to the right of the two “ Your Hands” Play Symbol for that “Hand” . c) If the two (2) “Your Hand” Play Symbols with corresponding caption within any “Hand” total “21” (twenty-one), the holder of the ticket shall automatically receive two (2) times the amount of the “Prize” Symbol with corresponding caption shown for that “Hand” . d) Players may win up to four (4) times on a ticket in Colorado Lottery Game Number 242. e) In all events, the determination of prize winners shall be subject to the general ticket validation requirements set forth in Paragraph 5.17 of Rule 5, Paragraph 6.OW.8, and the requirements set out on the back of each instant ticket. 6.OW.4 Claim Period and Payment of Prizes a) All instant “cash” prizes must be claimed within 180 days after the announced end of the game. b) The holder of any $1, $2, $4, $5, $10, $15, $25 or $50 prize-winning ticket may take it to any Lottery retailer location, mail it to Lottery Headquarters as provided on the ticket back or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. The holder of any $100 prize-winning ticket may mail it to Lottery Headquarters or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. Lottery retailers, at their option, may accept $100 prize-winning tickets for validation and payment. c) The holder of a $2,100 prize-winning ticket shall fill out a claim form and send the completed form and the ticket to the Lottery for validation and payment pursuant to instructions on the back of the ticket or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. d) Any prize from a winning ticket that is not claimed within the period specified herein and in the manner specified on the back of each ticket shall remain the property of the Lottery. 6.OW.5 Price of Tickets for Colorado Lottery Game Number 242 The purchase price of each ticket for Colorado Lottery Game Number 242 shall be $1.00. However, a licensed retailer may be permitted, upon prior approval of the Director, to make gifts of tickets as a means of promoting the sale of goods or services to the public. 6.OW.6 Numbers and Sizes of Prizes for Colorado Lottery Game Number 242 - Instant Prizes The numbers (plus five percent [5%] or minus three percent [3%]) and sizes of instant prizes are as set forth in Exhibit B attached to this Rule 6.OW and incorporated by reference as though fully set forth herein. Overall odds of winning include break-even prizes. 6.OW.7 Manner of Selecting Winning Tickets The winning of any cash prizes in the amounts set forth in Paragraph 6.OW.6 results from ticket purchases by the public and removal by the ticket holder of the rub-off area revealing a winning combination of play symbols with corresponding captions as set forth in Paragraph 6.OW.3. In addition, to be a valid instant cash winning ticket, all of the requirements of Paragraph 5.17 of Rule 5 and 6.OW.8 must be satisfied. 6.OW.8 Ticket Validation Requirements for Colorado Lottery Game Number 242 In addition to meeting all of the requirements in these Rules and Regulations, Paragraph 5.17 of Rule 5, and those printed on the back of each ticket, to be a valid instant winning ticket, the number and placement of Play Symbols and Prize Symbols on the ticket must conform precisely to those in Exhibit A and the Play Symbols, Prize Symbols, Play Symbol Captions, Prize Symbol Captions, Captions, Legends, Identifiers, and Retailer Validation Codes must be present in their entirety and must conform to those in Exhibit C attached to this Rule 6.OW and incorporated by reference as though fully set forth herein. 6.OW.9 Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes for Colorado Lottery Game Number 242 Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes are as set forth in Exhibit C attached to this Rule 6.OW and incorporated by reference as though fully set forth herein. Exhibit A (cont’d) 206_1_6.OW.9_2'cont’.jpg Exhibit C (cont’d) 206_1_6.OW.9_5'cont’.jpg Exhibit C (cont’d) 206_1_6.OW.9_6'cont’.jpg Basis and Purpose For Rule 6.OZ Poker Night Game Number 245 The purpose for Rule 6.OZ is to provide specific game details and requirements for Colorado Lottery Game Number 245, “POKER NIGHT” , such as numbers and sizes of prizes, the manner; of selecting and validating winning tickets and the allocation of total revenues, prizes and costs. The statutory basis for Rule 6.OZ is found in C.R.S. 24-35-208 (1)(a) and (2), 24-35-212 and 24-35-212.5. RULE 6.OZ General Rules and Regulations 6.OZ.1 Purpose and Statutory Authority These Rules and Regulations are adopted by the Colorado Lottery Commission governing the establishment and operation of the Colorado Lottery pursuant to the authority provided by Part 2, Article 35, Title 24, C.R.S; 24-35-208 (1)(a) and (2), 24-35-212 and 24-35-212:5, Rule 5 and under such further instructions and directives as the Lottery Director may issue in furtherance thereof. 6.OZ.2 Definitions In addition to the definitions provided by Rule 1 and Rule 5, and unless these Rules and Regulations for Colorado Lottery Game Number 245 otherwise require, Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes are as set forth in Paragraph 6.OZ.9 and Exhibits A through C of this Rule 6.0Z. 6.OZ.3 Determination of Instant Prize Winners An instant prize-winner for Colorado Lottery Game Number 245 shall be determined as follows and as set forth in Exhibit A: a) For purposes of determining instant prize winners for Colorado Lottery Game Number 245; the nine (9) winning card combinations shown on the front left shall consist of: 1. Any “Royal Flush” (comprised of an “Ace” , “King” , “Queen” , “Jack” and “Ten” Card Symbol within the same card suit: Diamond, Heart, Spade or Club); 2. Any “Straight Flush” (comprised of any five (5) consecutive cards within the same suit: Diamond, Heart, Spade or Club); 3. Any “Four of a Kind” (comprised of any four (4) matching face or number cards); 4. Any “Full House” (comprised of three (3) matching face or number cards plus two (2) additional matching face or number cards); 5. Any “Flush” (comprised of any five (5) cards within the same suit: Diamond, Heart, Spade or Club); 6. Any “Straight” (comprised of any five (5) cards in consecutive order); 7. Any “Three of a Kind” (comprised of three (3) matching face or number cards); 8. Any “Two Pairs” (comprised of two (2) matching face or number cards plus two (2) additional matching face or number cards); or 9. Any “Pair” (consisting of two(2) matching face or number cards). b) A “Hand” shall consist of five (5) “Card” Play Symbols in a horizontal line. “Card” Play Symbols may not be interchanged among “Hands” . c) The holder of a ticket matching any of the combinations listed in 6.OZ.3.a) in one(1) or more of the fifteen (15) “Hands” indicated on the ticket shall win the prize shown for that winning combination. d) The holder of a ticket on which either of the two (2) “Bonus Spot” Play Symbols is an “ 206_1_ 6OZinline.jpg ” Play Symbol shall automatically win $50.00. e) Players may win up to fifteen (15) times on a ticket in Colorado Lottery Game Number 245. f) In all events, the determination of prize winners shall be subject to the general ticket validation requirements set forth in Paragraph 5.17 of Rule 5, Paragraph 6.OZ.8, and the requirements set out on the back of each instant ticket 6.OZ.4 Claim Period and Payment of Prizes a) All instant “cash” prizes must be claimed within 180 days after the announced end of the game. b) The holder of any $5, $10, $20, $25 or $50 prize-winning ticket may take it to any Lottery retailer location, mail it to Lottery Headquarters as provided on the ticket back or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. The holder of any $100, $150 or $500 prize-winning ticket may mail it to Lottery Headquarters or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. Lottery retailers, at their option, may accept $100, $150 or $500 prize-winning tickets for validation and payment. c) The holder of a $1,000, $5,000, $10,000, $15,000 or $50,000 prize-winning ticket shall fill out a claim form and send the completed form and the ticket to the Lottery for validation and payment pursuant to instructions on the back of the ticket or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. d) Any prize from a winning ticket that is not claimed within the period specified herein and in the manner specified on the back of each ticket shall remain the property of the Lottery. 6.OZ.5 Price of Tickets The purchase price of each ticket for Colorado Lottery Game Number 245 shall be $5.00. However, a licensed retailer may be permitted, upon prior approval of the Director, to make gifts of tickets as a means of promoting the sale of goods or services to the public. 6.0Z.6 Numbers and Sizes of Prizes The numbers (plus five percent or minus three percent [+5% or-3%]) and sizes of instant prizes are as set forth in Exhibit B attached to this Rule 6.0Z and incorporated by reference as though fully set forth herein. Overall odds of winning include break-even prizes. 6.OZ.7 Manner of Selecting Winning Tickets The winning of any cash prizes in the amounts set forth in Paragraph 6.OZ.6 results from ticket purchases by the public and removal by the ticket holder of the rub-off area revealing a winning combination of play symbols with corresponding captions as set forth in Paragraph 6.O0Z.3. In addition, to be a valid instant cash winning ticket, all of the requirements of Paragraphs 5.17 of Rule 5 and 6.OZ.8 must be satisfied. 6.OZ.8 Ticket Validation Requirements In addition to meeting all of the, requirements in these Rules and Regulations, Paragraph 5.17 of Rule 5, and those printed on the back of each ticket, to be a valid in number and placement of Play symbols and Prize ]Symbols on the ticket must conform precisely to those in Exhibit A and the Play Symbols, Prize Symbols, Captions, Legends, Identifiers, and Retailer Validation Codes must be present in their entirety and must conform to those in Exhibit C attached to this Rule 6.OZ and incorporated by reference as though fully set forth herein. 6.OZ.9 Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes Play Symbols, Prize Symbols, Legends, identifiers, Play Symbol Captions, Prize; Symbol Captions, and Retailer Validation Codes are as set forth in Exhibit C attached to this Rule 6.OZ and incorporated by reference as though fully set forth herein. Exhibit A (cont’d) 206_1_OZ_3'cont’.jpg OVERALL ODDS OF WINNING ARE APPROXIMATELY IN 3.17INCLUDING BREAK-EVEN PRIZES. Claim winners up to and including $50 at any Lottery retailer; winners up to and including $599 may be claimed at participating retailers or mail signed ticket with your name and address to Colorado Lottery, P.O. Box 7, Pueblo, CO 81002-0007 for payment. Retailers have the option of paying up to $599. Claim prizes of more than $599 by mailing signed ticket and filled out claim form obtainable at Lottery retailers to P.O. Box7, Pueblo, CO 81002-0007 or claim at a Lottery Office. Tickets must be received at the Lottery within 180 days of announced end of game. Ticket purchasers must be at least 18 years old. See brochure for additional information. All cash prizes not claimed within 180 days after end of game are forfeited. All tickets, transactions and winners are subject to Lottery Rules and State Law. Tickets are void and not entitled to prize payment if they fail to meet requirements of game rules or are irregular in any manner. Liability for a void ticket is limited to replacement of ticket or refund of retail sales price. Availability of prizes subject to prior sale. PLAY INSTRUCTIONS to win a prize, one of the following card combinations must appear in one hand: - 1 Pair – A pair of cards , the pair being two cards of the same value. (Prize $5) - 2 Pair – Two different pairs of cards, each pair being two cards of the same value. (Prize $10) - 3 of a Kind – Any three cards of the same value.(Prize $25) - Straight – Any five consecutive cards of any suit(Prize $50) - Flush – Any five cards of the same suit (Prize$100) - Full House – Three cards of the same value combined with a pair of cards with a different value. For example, three 4's and two9's. (Prize $250) - 4 of a Kind – Any four cards of the same value.(Prize $500) - Straight Flush – Any five consecutive cards of the same suit. (Prize $5,000) - Royal Flush – The 10, Jack, Queen, King and Ace of the same suit (Prize $50,000) Exhibit C (cont’d) 206_1_OZ_6'cont’.jpg Exhibit C (cont’d) 206_1_OZ_7'cont’.jpg Basis and Purpose For Rule 6.PA Mountains of Cash Game Number 246 The purpose for Rule 6.PA is to provide specific game details and requirements for Colorado Lottery Game Number 246, “MOUNTAINS OF CASH” , such as numbers and sizes of prizes, the manner of selecting and validating winning tickets and the allocation of total revenues, prizes and costs. The statutory basis for Rule 6.PA is found in C.R.S. 24-35-208 (1)(a) and (2), 24-35-212 and 24-35-212.5. RULE 6.PA General Rules and Regulations 6.PA.1 Purpose and Statutory Authority These Rules and Regulations are adopted by the Colorado Lottery Commission governing the establishment and operation of the Colorado Lottery pursuant to the authority provided by Part 2, Article 35, Title 24, C.R.S. 24-35-208 (1)(a) and (2), 24-35-212 and 24-35-212.5, Rule 5 and under such further instructions and directives as the Lottery Director may issue in furtherance thereof. 6.PA.2 Definitions In addition to the definitions provided by Rule 1 and Rule 5, and unless these Rules and Regulations for Colorado Lottery Game Number 246 otherwise require, Play Symbols, Prize Symbols, Legends, Identifiers and Retailer Validation Codes are as set forth in Paragraph 6.PA.9 and Exhibits A through C of this Rule 6.PA. a) “Mountain” means any of the three (3)triangular play areas on the right side of the ticket. b) “Mountain Number” means any of the ten (1) numbers within the boarders of “Mountain 1” containing ten (10) numbers, “Mountain 2” containing fifteen (15) numbers and “Mountain 3” containing twenty-one (21) numbers. 6.PA.3 Determination of Instant Prize Winners An instant prize-winner for Colorado Lottery Game Number 246 shall be determined as follows and as set forth in Exhibit A: a) The holder of a ticket on which any one (1) or more of the twenty (20) “Your Numbers” Play Symbols match all of the “Mountain Numbers” Play Symbols on the same horizontal (across) line within the same “Mountain” (i.e. Mountain 1, Mountain 2 and Mountain 3” ) shall be entitled to the dollar amount of the “Prize” Symbol shown directly to the side of the corresponding horizontal line. b) “Your Number” Play Symbols may appear on more than one “Mountain” . Players can win more than one time on each “Mountain” . Players can win on more than one “Mountain” . c) Players may win up to seven (7) times on a ticket in Colorado Lottery Game Number 246. d) In all events, the determination of prize winners shall be subject to the general ticket validation requirements set forth in Paragraph 5.17 of Rule 5, Paragraph 6.PA.8, and the requirements set out on the back of each instant ticket. 6.PA.4 Claim Period and Payment of Prizes a) All instant “cash” prizes must be claimed within 180 days after the announced end of the game. b) The holder of any $3, $4, $6, $7, $10, $18, $20 or $50 prize-winning ticket may take it to any Lottery retailer location, mail it to Lottery Headquarters as provided on the ticket back or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. The holder of any $100, $150, $200 or $500 prize-winning ticket may mail it to Lottery Headquarters or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. Lottery retailers, at their option, may accept any $100, $150, $200 or $500 prize-winning tickets for validation and payment. c) The holder of a $800, $1,000, $5,000 or $40,000 prize-winning ticket shall fill out a claim form and send the completed form and the ticket to the Lottery for validation and payment pursuant to instructions on the back of the ticket or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. d) Any prize from a winning ticket which is not claimed within the period specified herein and in the manner specified on the back of each ticket shall remain the property of the Lottery. 6.PA.5 Price of Tickets The purchase price of each ticket for Colorado Lottery Game Number 246 shall be $3.00. However, a licensed retailer may be permitted, upon prior approval of the Director, to make gifts of tickets as a means of promoting the sale of goods or services to the public. 6.PA.6 Numbers and Sizes of Prizes Instant Prizes The numbers (plus or minus three percent [+ or -3%]) and sizes of instant prizes are as set forth in Exhibit B attached to this Rule 6.PA and incorporated by reference as though fully set forth herein. Overall odds of winning include break-even prizes. 6.PA.7 Manner of Selecting Winning Tickets The winning of any cash prizes in the amounts set forth in Paragraph 6.PA.6 results from ticket purchases by the public and removal by the ticket holder of the rub-off area revealing a winning combination of play symbols with corresponding captions as set forth in Paragraph 6.PA.3. In addition, to be a valid instant cash winning ticket, all of the requirements of Paragraph 5.17 of Rule 5 and 6.PA.8 must be satisfied. 6.PA.8 Ticket Validation Requirements In addition to meeting all of the requirements in these Rules and Regulations, Paragraph 5.17 of Rule 5, and those printed on the back of each ticket, to be a valid instant winning ticket, the number and placement of Play Symbols and Prize Symbols on the ticket must conform precisely to those in Exhibit A and the Play Symbols, Prize Symbols, Captions, Legends, Identifiers, and Retailer Validation Codes must be present in their entirety and must conform to those in Exhibit C attached to this Rule 6.PA and incorporated by reference as though fully set forth herein. 6.PA.9 Play Symbols, Prize Symbols, Legends, identifiers and Retailer Validation Codes Play Symbols, Prize Symbols, Legends, Identifiers, and Retailer Validation Codes are as set forth in Exhibit C attached to this Rule 6.PA and incorporated by reference as though fully set forth herein. Exhibit A (cont’d) 206_1_PA_8'cont’.jpg Ticket Back Language: Claim winners up to and including $50 at any Lottery retailer; winners up to and including $599 may be claimed at participating retailers or mail singed ticket with your name and address to Colorado Lottery, P.O. Box 7, Pueblo, Co 81002-0007 for payment. Retailers have the option of paying up to $599. Claim prizes of more than $599 by mailing signed ticket and filled out claim form obtainable at Lottery retailer to P.O. Box 7, Pueblo, Co 81002-0007 or claim at a Lottery Office. Tickets must be received at the Lottery within 180 days of the announced end of game. Ticket purchasers must be at least 18 years old. See brochure for additional information. All cash prizes not claimed within 180 days after end of game are forfeited. All tickets, transactions and winners are subject to Lottery rules and State Law. Tickets are void and not entitled to prize payment if they fail to meet requirements of game rules or are irregular in any manner. Libility for a void ticket is limited to replacement of ticket or refund of retail sales price. Availability of prizes subject ot prior sale. HOW TO PLAY 1. Scratch "YOUR NUBMERS". 2. Scratch the corresponding number on Mountains 1,2 and 3. 3. If you match all the numbers on the same horizontal line within a Mountain, win prize for that same line. 4. The same number can appear in more than one Mountain. 5. Players can win more than one time on each Mountain. 6. Players can win on more than one Mountain. Exhibit C (cont’d) 206_1_PA_11'cont’.jpg Exhibit C (cont’d) 206_1_PA_12'cont’.jpg Basis and Purpose For Rule 6.PB The Price is Right Game Number 247 The purpose for Rule 6.PB is to provide specific game details and requirements for Colorado Lottery Game Number 247, THE PRICE IS RIGHT” , such as numbers and sizes of prizes, the manner of selecting and validating winning tickets and the allocation of total revenues among prizes and costs. The statutory basis for Rule 6.PB is found in C.R.S. 24-35-208 (1)(a) and (2), 24-35-212 and 24-35-212.5. RULE 6.PB General Rules and Regulations 6.PB.1 Purpose and Statutory Authority These Rules and Regulations are adopted by the Colorado Lottery Commission governing the establishment and operation of the Colorado Lottery pursuant to the authority provided by Part 2, Article 35, Title 24, C.R.S. 24-35-208 (1)(a) and (2), 24-35-212 and 24-35-212.5, Rule 5 and under such further instructions and directives as the Lottery Director may issue in furtherance thereof. 6.PB.2 Definitions In addition to the definitions provided by Rule 1 and Rule 5, and unless these Rules and Regulations for Colorado Lottery Game Number 247 otherwise require, Play Symbols, Prize Symbols, Fixed Symbols, Legends, Identifiers and Retailer Validation Codes are as set forth in Paragraph 6.PB.9 and Exhibits A through C of this Rule 6.PB. 6.PB.3 Determination of Instant Prize Winners An instant prize-winner for Colorado Lottery Game Number 247 shall be determined as follows and as set forth in Exhibit A: a) Play Area: “What's Up For Bid” 1. For the purpose of determining instant prize-winners, a “Game” shall consist of one (1) “Your Bid” symbol, one (1) “Actual Retail Price” symbol and one (1) “Prize” symbol. 2. The holder of a ticket on which “Your Bid” matches the “Actual Retail Price” in any Game, i.e. Game 1, Game 2, Game 3 or Game 4, shall be entitled to the dollar amount of the “Prize” symbol with corresponding caption shown directly to the right of the corresponding horizontal line. b) Play Area: “Spin the Wheel” 1. For the purpose of determining instant prize-winners, a “Spin” shall consist of one (1) “Your Spin” symbol, one (1) “Their Spin” symbol and one (1) “Prize” symbol. 2. The holder of a ticket on which “Your Spin” is closer to $1.00 than “Their Spin” in any “Spin” , i.e. “Spin #1” , “Spin #2” , “Spin #3” or “Spin #4” , shall be entitled to the dollar amount of the “Prize” with corresponding caption for that “Spin” . 3. The holder of a ticket on which “Your Spin” exactly matches $1.00 in any “Spin” , i.e. Spin #1, Spin #2, Spin #3 or Spin #4, shall be entitled to the dollar amount of all four (4) “Prize” symbols with corresponding captions shown for “Spin #1” , “Spin #2” , “Spin #3” and “Spin #4'. c) Play Area: “Punch A Bunch” 1. The holder of a ticket on which any of the four (4) “Your Punchboard Numbers” matches either of the two (2) “Lucky Numbers” shall be entitled to the dollar amount of the “Prize” with corresponding caption shown for that “Punchboard” Number. 2. The holder of a ticket on which any of the four (4) “Your Punchboard Numbers” is a “$$” symbol shall be entitled to the dollar amount of all four (4) “Prize” symbols with corresponding captions shown for the four (4) “Punchboard Numbers” . d) Play Area: “Cliff Hangers” 1. The holder of a ticket on which “Lucky Step Numbers” match all of the numbers in any “Game” , i.e. “Game 1” , “Game 2” , “Game 3” or “Game 4” , shall be entitled to the dollar amount of the “Prize” with corresponding caption shown directly above the corresponding “Game” . e) Play Area: “Showcase Showdown” 1. For the purpose of determining instant prize-winners, a “Showcase” shall consist of one (1) “Your Bid” symbol, one (1) “Actual Retail Price” symbol and one (1) “Prize Box” symbol in “Showcase 1” and “Showcase 2” . 2. The holder of a ticket on which “Your Bid” matches the “Actual Retail Price” within the same “Showcase” i.e., “Showcase 1” and “Showcase 2’ shall be entitled to the dollar amount of the “Prize” with corresponding caption shown in the “Prize Box” for the corresponding “Showcase” . f) Players may win up to eight (8) times on a ticket in Colorado Lottery Game Number 247. g) In all events, the determination of prize winners shall be subject to the general ticket validation requirements set forth in Paragraph 5.17 of Rule 5, Paragraph 6.PB.8, and the requirements set out on the back of each instant ticket. 6.PB.4 Claim Period and Payment of Prizes a) All instant “cash” prizes must be claimed within 180 days after the announced end of the game. b) The holder of any $3, $6, $9, $10, $15, $20, $30 or $50 prize-winning ticket may take it to any Lottery retailer location, mail it to Lottery Headquarters as provided on the ticket back or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. The holder of any $100 prize-winning ticket may mail it to Lottery Headquarters or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. Lottery retailers, at their option, may accept any $100 prize-winning tickets for validation and payment. c) The holder of a $1,000, $10,000 or $40,000 prize-winning ticket shall fill out a claim form and send the completed form and the ticket to the Lottery for validation and payment pursuant to instructions on the back of the ticket or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. d) Any prize from a winning ticket which is not claimed within the period specified herein and in the manner specified on the back of each ticket shall remain the property of the Lottery. 6.PB.5 Price of Tickets The purchase price of each ticket for Colorado Lottery Game Number 247 shall be $3.00. However, a licensed retailer may be permitted, upon prior approval of the Director, to make gifts of tickets as a means of promoting the sale of goods or services to the public. 6.PB.6 Numbers and Sizes of Prizes Instant Prizes The numbers (plus or minus three percent [3%]) and sizes of instant prizes are as set forth in Exhibit B attached to this Rule 6.PB and incorporated by reference as though fully set forth herein. Overall odds of winning include break-even prizes. 6.PB.7 Manner of Selecting Winning Tickets The winning of any cash prizes in the amounts set forth in Paragraph 6.PB.6 results from ticket purchases by the public and removal by the ticket holder of the rub-off area revealing a winning combination of Play Symbols as set forth in Paragraph 6.PB.3. In addition, to be a valid instant cash winning ticket, all of the requirements of Paragraph 5.17 of Rule 5 and 6.PB.8 must be satisfied. 6.PB.8 Ticket Validation Requirements In addition to meeting all of the requirements in these Rules and Regulations, Paragraph 5.17 of Rule 5, and those printed on the back of each ticket, to be a valid instant winning ticket, the number and placement of Play Symbols and Prize Symbols on the ticket must conform precisely to those in Exhibit A and the Play Symbols, Prize Symbols, Play Symbol Captions, Prize Symbol Captions, Fixed Symbols, Legends, Identifiers and Retailer Validation Codes must be present in their entirety and must conform to those in Exhibit C attached to this Rule 6.PB and incorporated by reference as though fully set forth herein. 6.PB.9 Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes Play Symbols, Prize Symbols, Play Symbol Captions, Prize Symbol Captions, Fixed Symbols, Legends, Identifiers and Retailer Validation Codes are as set forth in Exhibit C attached to this Rule 6.PB and incorporated by reference as though fully set forth herein. Exhibit A (cont’d) 206_1_PB_14'cont’.jpg Exhibit A (cont’d) 206_1_PB_15'cont’.jpg Exhibit C (cont’d) 206_1_PB_18'cont’.jpg Exhibit C (cont’d) 206_1_PB_19'cont’.jpg Exhibit C (cont’d) 206_1_PB_20'cont’.jpg Basis and Purpose For Rule 6.PC DECADE OF DOLLARS Game Number 248 The purpose for Rule 6.PC is to provide specific game details and requirements for Colorado Lottery Game Number 248, “DECADE OF DOLLARS” , such as numbers and sizes of prizes, the manner of selecting and validating winning tickets and the allocation of total revenues, prizes and costs. The statutory basis for Rule 6.PC is found in C.R.S. 24-35-208 (1)(a) and (2), 24-35-212 and 24-35-212.5. RULE 6.PC General Rules and Regulations 6.PC.1 Purpose and Statutory Authority These Rules and Regulations are adopted by the Colorado Lottery Commission governing the establishment and operation of the Colorado Lottery pursuant to the authority provided by Part 2, Article 35, Title 24, C.R.S. 24-35-208(1)(a) and (2), 24-35-212 and 24-35-212.5, Rule 5 and under such further instructions and directives as the Lottery Director may issue in furtherance thereof. 6.PC.2 Definitions In addition to the definitions provided by Rule 1 and Rule 5, and unless these Rules and Regulations for Colorado Lottery Game Number 248 otherwise require, Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes are as set forth in Paragraph 6.PC.1.9 and Exhibits A through C of this Rule 6.PC. 6.PC.3 Determination of Instant Prize Winners An instant prize-winner for Colorado Lottery Game Number 248 shall be determined as follows and as set forth in Exhibit A: a) The holder of a ticket on which any one (1) or more of the thirty (30) “Your Numbers” Play Symbols with corresponding captions match any of the four (4) “ Winning Numbers“ Play Symbols with corresponding captions shall be entitled to the dollar amount of the ” Prize“ Symbol with corresponding caption shown directly below the one (1) or more ” Your Numbers“ Play Symbols that match a “ Winning Numbers” Play Symbol. b) The holder of a ticket that does not win an instant cash prize may enter the non-winning ticket into a second chance drawing for the opportunity to win one additional top prize of $50,000 per year for ten (10) years. c) Players may win thirty (30) times on a ticket in Colorado Lottery Game Number 248. d) In all events, the determination of prize winners shall be subject to the general ticket validation requirements set forth in Paragraph 5.17 of Rule 5, Paragraph 6.PC.8, and the requirements set out on the back of each instant ticket. 6.PC.4 Claim Period and Payment of Prizes a) All instant cash prizes must be claimed within 180 days after the announced end of the game. b) The holder of any $10, $20, $30 or $50 prize-winning ticket may take it to any Lottery retailer location, mail it to Lottery Headquarters as provided on the ticket back or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. The holder of any $100, $200 or $500 prize-winning ticket may mail it to Lottery Headquarters or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. Lottery retailers, at their option, may accept any $100, $200 or $500 prize-winning ticket for validation and payment. c) The holder of a $1,000, $5,000, $10,000, $20,000 or $50,000 per year for ten (10) years prize-winning ticket shall fill out a claim form and send the completed form and the ticket to the Lottery for validation and payment pursuant to instructions on the back of the ticket or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. d) To be eligible for the second chance drawing associated with Colorado Lottery Game Number 248, the holder of a non-cash-winning ticket must enter the ticket in accordance with the instructions listed on the back of the ticket. Non-cash-winning tickets received at the Colorado Lottery Headquarters, P.O. Box 18017, Pueblo, CO 81008-0317, within 60 days after the announced end of game shall be entered into a drawing for one additional prize of $50,000 per year for ten (10) years to be conducted in accordance with drawing guidelines and procedures approved by the Lottery Commission. Tickets may be accepted at alternate locations at the Lottery Director's discretion. e) Any cash prize from a winning ticket or any eligible non-cash-winning ticket that is not claimed within the period specified herein and in the manner specified on the back of each ticket shall remain the property of the Lottery. f) The owner of the non-cash-winning ticket that is drawn to win the additional $50,000 per year for ten (10) years prize shall be required to fill out a claim form and send it to the Lottery in order to receive the prize. 6.PC.5 Price of Tickets The purchase price of each ticket for Colorado Lottery Game Number 248 shall be $10.00. However, a licensed retailer may be permitted, upon prior approval of the Director, to make gifts of tickets as a means of promoting the sale of goods or services to the public. 6.PC.6 Numbers and Sizes of Prizes a) Instant Prizes: The numbers (plus five percent or minus three percent [+5% or -3%]) and sizes of instant prizes are as set forth in Exhibit B attached to this Rule 6.PC and incorporated by reference as though fully set forth herein. Overall odds of winning include break-even prizes. b) Drawing Prize: In addition to the Instant prizes available in Colorado Lottery Game Number 248, one (1) prize of $50,000 per year for ten (10) years will be awarded in a drawing. 6.PC.7 Manner of Selecting Winning Tickets a) The winning of any Instant cash prizes in the amounts set forth in this rule results from ticket purchases by the public and removal by the ticket holder of the rub-off area revealing a winning combination of play symbols with corresponding captions as set forth in Paragraph 6.PC.3. In addition, to be a valid instant cash winning ticket, all of the requirements of Paragraph 5.17 of Rule 5 and 6.PC.8 must be satisfied. b) The winning of the additional top prize set forth in Paragraph 6.PC.6(b) shall be determined at a publicly held drawing. c) The drawing shall be conducted at a time and place to be announced and pursuant to methods to be announced by the Lottery Director. The Director reserves the right to change any of the foregoing at any time. d) Participants in the drawing process, which may include preliminary and final drawings, shall be those holders of valid non-cash-winning tickets that have all required information provided and are claimed in accordance with 6.PC.4. e) Tickets with disputed ownership will not be entered into the drawing process. Rule 5.5, “Ownership of Tickets” , shall govern Lottery actions in all questions of ticket ownership. 6.PC.8 Ticket Validation Requirements. In addition to meeting all of the requirements in these Rules and Regulations, Paragraph 5.17 of Rule 5, and those printed on the back of each ticket, to be a valid instant winning ticket, the number and placement of Play Symbols and Prize Symbols on the ticket must conform precisely to those in Exhibit A and the Play Symbols, Prize Symbols, Play Symbol Captions, Prize Symbol Captions, Captions, Legends, Identifiers, and Retailer Validation Codes must be present in their entirety and must conform to those in Exhibit C attached to this Rule 6.PC and incorporated by reference as though fully set forth herein. 6.PC.9 Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes are as set forth in Exhibit C attached to this Rule 6.PC and incorporated by reference as though fully set forth herein. Exhibit A (cont’d) 206_1_PC_9'cont’.jpg Ticket Back Language: OVERALL ODDS OF WINNING ARE APPROXIMATELY 1 IN 2.81 INCLUDING BREAK-EVEN AND DRAWING PRIZES - In order to be eligible for the Decade Of Dollars drawing, mail ticket to DECADE OF DOLLARS DRAWING, P.O. BOX 18017, PUEBLO, COLORADO 81008-0317. Eligible tickets must be received no later than 60 days after the game end date.- Send non-cash winning ticket to P.O. Box 18017, Pueblo, CO 81008-0317. Complete the back of the ticket with signature, printed name, address, city, state, zip code and telephone number.- Include one ticket only in each standard size 4.5" x 10" envelope mailed. See brochure for additional information or go to coloradolottery.com website.- Entries should be mailed in a standard size envelope and will not be accepted at Lottery retailers.- Odds of winning a Drawing Prize are dependent on number of entries. Claim winners up to and including $50 at any Lottery retailer; winners up to and including $599 may be claimed at participating retailers or mail signed ticket with your name and address to Colorado Lottery, P.O. Box 7, Pueblo, CO 81002-0007 for payment. Retailers have the option of paying up to $599. Claim prizes of more than $599 by mailing signed ticket and filled out claim form obtainable at Lottery retailers to P.O. Box 7 , Pueblo, CO 81002-0007 or claim at a Lottery Office. Tickets must be received at the Lottery within 180 days of announced end of game. Ticket purchasers must be at least 18 years old. See brochure for additional information. All cash prizes not claimed within 180 days after end of game are forfeited. All tickets, transactions and winners are subject to Lottery Rules and State Law. Tickets are void and not entitled to prize payment if they fail to meet requirements of game rules or are irregular in any manner. Liability for a void ticket is limited to replacement of ticket or refund of retail sales price. Availability of prizes subject to prior sale. Exhibit C (cont’d) 206_1_PC_12'cont’.jpg Exhibit C (cont’d) 206_1_PC_13'cont’.jpg Basis and Purpose For Rule 6.PG Series of 7s Game Number 252 The purpose for Rule 6.PG is to provide specific game details and requirements for Colorado Lottery Game Number 252, “Series of 7s” , such as numbers and sizes of prizes, the manner of selecting and validating winning tickets and the allocation of total revenues, prizes and costs. The statutory basis for Rule 6.PG is found in C.R.S. 24-35-208 (1)(a) and (2), 24-35-212 and 24-35-212.5. RULE 6.PG General Rules and Regulations 6.PG.1 Purpose and Statutory Authority These Rules and Regulations are adopted by the Colorado Lottery Commission governing the establishment and operation of the Colorado Lottery pursuant to the authority provided by Part 2, Article 35, Title 24, C.R.S. 24-35-208 (1)(a) and (2), 24-35-212 and 24-35-2.12.5, Rule 5 and under such further instructions and directives as the Lottery Director may issue in furtherance thereof. 6.PG.2 Definitions In addition to the definitions provided by Rule 1 and Rule 5, and unless these Rules and Regulations for Colorado Lottery Game Number 252 otherwise require, Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes are as set forth in Paragraph 6.PG.9 and Exhibits A through C of this Rule 6.PG. 6.PG.3 Determination of Instant Prize Winners An instant prize-winner for Colorado Lottery Game Number 252 shall be determined as follows and as set forth in Exhibit A: a) The holder of a ticket on which any one (1) or more of the ten (10) “Your Numbers” Play Symbols with corresponding caption matches either of the two (2) “Winning Numbers” Play Symbols with corresponding captions shall be entitled to the dollar amount of the “Prize” Symbol with corresponding caption shown directly below the one or more “Your Numbers” Play Symbols that matches either of the “Winning Numbers” Play Symbols. b) The holder of a ticket on which any one (1) or more of the ten (10) “Your Numbers” Play Symbols with corresponding caption is a Lucky Red “ ” Play Symbol with corresponding caption shall automatically win the dollar amount of the “Prize” Symbol with corresponding caption shown directly below the Lucky Red “ ” Play Symbol with corresponding caption. c) The holder of a ticket on which any one (1) or more of the ten (10) “Your Numbers” Play Symbols with corresponding caption is a red ” ” Play Symbol with corresponding caption shall be entitled to the total dollar amount of the (10) “Prize” Symbol with corresponding caption shown directly below the one(1) or more ” ” Play Symbols with corresponding captions. d) Players may win up to ten (10) times on a ticket in Colorado Lottery Game Number 252. e) In all events, the determination of prize winners shall be subject to the general ticket validation requirements set forth in Paragraph 5.17 of Rule 5, Paragraph 6.PG.8, and the requirements set out on the back of each instant ticket. 6.PG.4 Claim Period and Payment of Prizes a) All instant “cash” prizes must be claimed within 180 days after the announced end of the game. b) The holder of any $2, $4, $7, $14, or $21 prize-winning ticket may take it to any Lottery retailer location, mail it to Lottery Headquarters as provided on the ticket back or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. The holder of any $77 or $177, prize-winning ticket may mail it to Lottery Headquarters or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. Lottery retailers, at their option, may accept $77 or $177 prize-winning tickets for validation and payment. c) The holder of a $777, $7,777 or $27,777 prize-winning ticket shall fill out a claim form and send the completed form and the ticket to the Lottery for validation and payment pursuant to instructions on the back of the ticket or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. d) Any prize from a winning ticket that is not claimed within the period specified herein and in the manner specified on the back of each ticket shall remain the property of the Lottery. 6.PG.5 Price of Tickets The purchase price of each ticket for Colorado Lottery Game Number 252 shall be $2.00. However, a licensed retailer may be permitted, upon prior approval of the Director, to make gifts of tickets as a means of promoting the sale of goods or services to the public. 6.PG.6 Numbers and Sizes of Prizes The numbers (plus five percent or minus three percent [+5% or -3%]) and sizes of instant prizes are as set forth In Exhibit B attached to this Rule 6.PG and incorporated by reference as though fully set forth herein. Overall odds of winning include break-even prizes. 6.PG.7 Manner of Selecting Winning Tickets The winning of any cash prizes in the amounts set forth in Paragraph 6.PG.6 results from ticket purchases by the public and removal by the ticket holder of the rub-off area revealing a winning combination of play symbols with corresponding captions as set forth in Paragraph 6.PG.3. In addition, to be a valid instant cash winning ticket, all of the requirements of Paragraph 5.17 of Rule 5 and 6.PG.8 must be satisfied. 6.PG.8 Ticket Validation Requirements In addition to meeting all of the requirements in these Rules and Regulations, Paragraph 5.17 of Rule 5, and those printed on the back of each ticket, to be a valid instant winning ticket, the number and placement of Play Symbols and Prize Symbols on the ticket must conform precisely to those in Exhibit A and the Play Symbols, Prize Symbols, Captions, Legends, Identifiers, and Retailer Validation Codes must be present in their entirety and must conform to those in Exhibit C attached to this Rule 6.PG and incorporated by reference as though fully set forth herein. 6.PG.9 Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes are as set forth in Exhibit C attached to this Rule 6.PG and incorporated by reference as though fully set forth herein. Exhibit A (cont’d) 206_1_PG_24'cont’.jpg Exhibit A (cont’d) 206_1_PG_25'cont’.jpg Ticket Back Language OVERALL ODDS OF WINNING ARE APPROXIMATELY 1 IN 3.69 INCLUDING BREAK-EVEN PRIZES. Claim winners up to and including $50 at any Lottery retailer; winners up to and including $599 may be claimed at participating retailers or mail signed ticket with your name and address to Colorado Lottery, P.O. Box 7, Pueblo, CO 81002-0007 for payment. Retailers have the option of paying up to $599. Claim prizes of more than $599 by mailing signed ticket and filled out claim form obtainable at Lottery retailers to P.O. Box above or claim at a Lottery Office. Tickets must be received at the Lottery within 180 days of announced end of game. Ticket purchasers must be at least 18 years old. See brochure for additional information. All cash prizes not claimed within 180 days after end of game are forfeited. All tickets, transactions and winners are subject to Lottery Rules and State Law. Tickets are void and not entitled to prize payment if they fail to meet requirements of game rules or are irregular in any manner. Liability for a void ticket is limited to replacement of ticket or refund of retail sales price. Availability of prizes subject to prior sale. Exhibit C (cont’d) 206_1_PG_28'cont’.jpg Exhibit C (cont’d) 206_1_PG_29'cont’.jpg Basis and Purpose For Rule 6.PL SAND DOLLAR SLOTS Game Number 257 The purpose for Rule 6.PL is to provide specific game details and requirements for Colorado Lottery Game Number 257, "SAND DOLLAR SLOTS", such as numbers and sizes of prizes, the manner of selecting and validating winning tickets and the allocation of total revenues consistent with prizes and costs. The statutory basis for Rule 6.PL is found in C.R.S. 24-35-208 (1)(a) and (2), 24-35-212 and 2435-212.5. Rule 6.PL General Rules and Regulations 6.PL.1 Purpose and Statutory Authority These Rules and Regulations are adopted by the Colorado Lottery Commission governing the establishment and operation of the Colorado Lottery pursuant to the authority provided by Part 2, Article 35, Title 24, C.R.S. 24-35-208 (1)(a) and (2), 24-35-212 and 24-35-212.5, Rule 5 and under such further instructions and directives as the Lottery Director may issue in furtherance thereof. 6.PL.2 Definitions In addition to the definitions provided by Rule 1 and Rule 5, and unless these Rules and Regulations for Colorado Lottery Game Number 257 otherwise require, Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes are as set forth in Paragraph 6.PL.9 and Exhibits A through C of this Rule 6.PL. 6.PL.3 Determination of Instant Prize Winners An instant prize winner for Colorado Lottery Game Number 257 shall be determined as follows and as set forth in Exhibit A: a) For purposes of determining instant prize winners for Colorado Lottery Game Number 257, a "Pull" shall consist of three (3) "Pull" Play Symbols with corresponding captions and one (1) "Prize" Prize Symbol with corresponding caption appearing side by side in one (1) horizontal row on the ticket play area. b) The holder of a ticket on which the three (3) "Pull" Play Symbols with corresponding captions in "Pull 1", "Pull 2", "Pull 3" or "Pull 4" are the same (match) shall be entitled to the prize amount with corresponding caption shown to the right of the "Pull" for the three (3) matching Play Symbols. c) Players may win up to four (4) times on a ticket in Colorado Lottery Game Number 257. d) In all events, the determination of prize winners shall be subject to the general ticket validation requirements set forth in Paragraph 5.17 of Rule 5, Paragraph 6.PL.8, and the requirements set out on the back of each instant ticket. 6.PL.4 Claim Period and Payment of Prizes a) All instant "cash" prizes must be claimed within 180 days after the announced end of the game. b) The holder of any $1, $2, $4, $5, $10, $15, $20 or $50 prize-winning ticket may take it to any Lottery retailer location, mail it to Lottery Headquarters as provided on the ticket back or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. The holder of any $100 or $500 prize-winning ticket may mail it to Lottery Headquarters or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. Lottery retailers, at their option, may accept $100 or $500 prize-winning tickets for validation and payment. c) The holder of a $5,000 prize-winning ticket shall fill out a claim form and send the completed form and the ticket to the Lottery for validation and payment pursuant to instructions on the back of the ticket or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. d) Any prize from a winning ticket that is not claimed within the period specified herein and in the manner specified on the back of each ticket shall remain the property of the Lottery. 6.PL.5 Price of Tickets The purchase price of each ticket for Colorado Lottery Game Number 257 shall be $1.00. However, a licensed retailer may be permitted, upon prior approval of the Director, to make gifts of tickets as a means of promoting the sale of goods or services to the public. 6.PL.6 Numbers and Sizes of Prizes The numbers (plus five percent or minus three percent [+5% or -3%]) and sizes of instant prizes are as set forth in Exhibit B attached to this Rule 6.PL and incorporated by reference as though fully set forth herein. Overall odds of winning include break-even prizes. 6.PL.7 Manner of Selecting Winning Tickets The winning of any cash prizes in the amounts set forth in Paragraph 6.PL.6 results from ticket purchases by the public and removal by the ticket holder of the rub-off area revealing a winning combination of play symbols with corresponding captions as set forth in Paragraph 6.PL.3. In addition, to be a valid instant cash winning ticket, all of the requirements of Paragraph 5.17 of Rule 5 and 6.PL.8 must be satisfied. 6.PL.8 Ticket Validation Requirements In addition to meeting all of the requirements in these Rules and Regulations, Paragraph 5.17 of Rule 5, and those printed on the back of each ticket, to be a valid instant winning ticket, the number and placement of Play Symbols and Prize Symbols on the ticket must conform precisely to those in Exhibit A and the Play Symbols, Prize Symbols, Play Symbol Captions, Prize Symbol Captions, Captions, Legends, Identifiers, and Retailer Validation Codes must be present in their entirety and must conform to those in Exhibit C attached to this Rule 6.PL and incorporated by reference as though fully set forth herein. 6.PL.9 Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes are as set forth in Exhibit C attached to this Rule 6.PL and incorporated by reference as though fully set forth herein. Exhibit A 0206_1_20040530_6PLa1.jpg Exhibit A (cont’d) 0206_1_20040530_6PLa2'cont’.jpg Exhibit B 0206_1_20040530_6PLb1.jpg Exhibit C 0206_1_20040530_6PLc1.jpg Exhibit C (cont’d) 0206_1_20040530_6PLc2'cont’.jpg Exhibit C (cont’d) 0206_1_20040530_6PLc3'cont’.jpg Exhibit C (cont’d) 0206_1_20040530_6PLc4'cont’.jpg Basis and Purpose For Rule 6.PM Solid Gold Game Number 258 The purpose for Rule 6.PM is to provide specific game details and requirements for Colorado Lottery Game Number 258, "Solid Gold", such as numbers and sizes of prizes, the manner of selecting and validating winning tickets and the allocation of total revenues, prizes and costs. The statutory basis for Rule 6.PM is found in C.R.S. 24-35-208 (1)(a) and (2), 24-35-212 and 24-35-212.5 Rule 6.PM General Rules and Regulations 6.PM.1 Purpose and Statutory Authority These Rules and Regulations are adopted by the Colorado Lottery Commission governing the establishment and operation of the Colorado Lottery pursuant to the authority provided by Part 2, Article 35, Title 24, C.R.S. 24-35-208 (1)(a) and (2), 24-35-212 and 24-35-212.5, Rule 5 and under such further instructions and directives as the Lottery Director may issue in furtherance thereof. 6.PM.2 Definitions In addition to the definitions provided by Rule 1 and Rule 5, and unless these Rules and Regulations for Colorado Lottery Game Number 258 otherwise require, Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes are as set forth in Paragraph 6.PM.9 and Exhibits A through C of this Rule 6.PM. 6.PM.3 Determination of Instant Prize Winners An instant prize-winner for Colorado Lottery Game Number 258 shall be determined as follows and as set forth in Exhibit A: a) Game 1: 1. For the purposes of determining a winning ticket in Game 1, a "Play" shall consist of one (1) "Your Symbol" Play Symbol with corresponding caption, one (1) "Prize" Symbol with corresponding caption and one (1) "Their Symbol" Play Symbol with corresponding caption. 2. The holder of a ticket on which the "Your Symbol" Play Symbol with corresponding caption in "Play 1" or "Play 2" matches the "Their Symbol" Play Symbol with corresponding caption in that "Play" shall be entitled to the dollar amount of the "Prize" Symbol with corresponding caption shown directly between the "Your Symbol" Play Symbol and the "Their Symbol" Play Symbol. 3. "Play Symbols in "Play 1" and "Play 2" may not be interchanged. b) Game 2: 1. The holder of a ticket on which a revealed shall win $10 instantly. Play Symbol with corresponding caption is c) Game 3: 1. The holder of a ticket on which the three (3) "Numbers" Play Symbols with corresponding captions equals twenty-four (24) shall be entitled to the amount of the "Prize" Symbol with corresponding caption. d) Game 4: 1. The holder of a ticket on which any one (1) or more of the six (6) "Your Numbers" Play Symbols with corresponding captions matches either of the two (2) "Winning Numbers" Play Symbols with corresponding captions shall be entitled to the dollar amount of the "Prize" Symbol with corresponding caption shown directly below the one (1) or more " Your Numbers" Play Symbols with corresponding captions. e) Players may win up to ten (10) times on a ticket in Colorado Lottery Game Number 258. f) In all events, the determination of prize winners shall be subject to the general ticket validation requirements set forth in Paragraph 5.17 of Rule 5, Paragraph 6.PM.8, and the requirements set out on the back of each instant ticket. 6.PM.4 Claim Period and Payment of Prizes a) All instant "cash" prizes must be claimed within 180 days after the announced end of the game. b) The holder of any $2, $4, $7, $10, $20 or $50 prize-winning ticket may take it to any Lottery retailer location, mail it to Lottery Headquarters as provided on the ticket back or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. The holder of any $100 or $500, prize-winning ticket may mail it to Lottery Headquarters or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. Lottery retailers, at their option, may accept $100 or $500 prize-winning tickets for validation and payment. c) The holder of a $1,000, $5,000 or $20,000 prize-winning ticket shall fill out a claim form and send the completed form and the ticket to the Lottery for validation and payment pursuant to instructions on the back of the ticket or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. d) Any prize from a winning ticket that is not claimed within the period specified herein and in the manner specified on the back of each ticket shall remain the property of the Lottery. 6.PM.5 Price of Tickets The purchase price of each ticket for Colorado Lottery Game Number 258 shall be $2.00. However, a licensed retailer may be permitted, upon prior approval of the Director, to make gifts of tickets as a means of promoting the sale of goods or services to the public. 6.PM.6 Numbers and Sizes of Prizes The numbers (plus five percent or minus three percent [+5% or -3%]) and sizes of instant prizes are as set forth in Exhibit B attached to this Rule 6.PM and incorporated by reference as though fully set forth herein. Overall odds of winning include break-even prizes. 6.PM.7 Manner of Selecting Winning Tickets The winning of any cash prizes in the amounts set forth in Paragraph 6.PM.6 results from ticket purchases by the public and removal by the ticket holder of the rub-off area revealing a winning combination of play symbols with corresponding captions as set forth in Paragraph 6.PM.3. In addition, to be a valid instant cash winning ticket, all of the requirements of Paragraph 5.17 of Rule 5 and 6.PM.8 must be satisfied. 6.PM.8 Ticket Validation Requirements In addition to meeting all of the requirements in these Rules and Regulations, Paragraph 5.17 of Rule 5, and those printed on the back of each ticket, to be a valid instant winning ticket, the number and placement of Play Symbols and Prize Symbols on the ticket must conform precisely to those in Exhibit A and the Play Symbols, Prize Symbols, Captions, Legends, Identifiers, and Retailer Validation Codes must be present in their entirety and must conform to those in Exhibit C attached to this Rule 6.PM and incorporated by reference as though fully set forth herein. 6.PM.9 Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes are as set forth in Exhibit C attached to this Rule 6.PM and incorporated by reference as though fully set forth herein. Exhibit A 0206_1_20040530_6PMa1.jpg Exhibit A (cont’d) 0206_1_20040530_6PMa2'cont’.jpg Exhibit A (cont’d) 0206_1_20040530_6PMa3'cont’.jpg Exhibit B 0206_1_20040530_6PMb1.jpg Exhibit C 0206_1_20040530_6PMc1.jpg Exhibit C (cont’d) 0206_1_20040530_6PMc2'cont’.jpg Exhibit C (cont’d) 0206_1_20040530_6PMc3'cont’.jpg Exhibit C (cont’d) 0206_1_20040530_6PMc4'cont’.jpg Basis and Purpose For Rule 6.PN Coral Cash Game Number 259 The purpose for Rule 6.PN is to provide specific game details and requirements for Colorado Lottery Game Number 259, "Coral Cash", such as numbers and sizes of prizes, the manner of selecting and validating winning tickets and the allocation of total revenues, prizes and costs. The statutory basis for Rule 6.PN is found in C.R.S. 24-35-208 (1)(a) and (2), 24-35-212 and 24-35-212.5 RULE 6.PN General Rules and Regulations 6.PN.1 Purpose and Statutory Authority These Rules and Regulations are adopted by the Colorado Lottery Commission governing the establishment and operation of the Colorado Lottery pursuant to the authority provided by Part 2, Article 35, Title 24, C.R.S. 24-35-208 (1)(a) and (2), 24-35-212 and 24-35-212.5, Rule 5 and under such further instructions and directives as the Lottery Director may issue in furtherance thereof. 6.PN.2 Definitions In addition to the definitions provided by Rule 1 and Rule 5, and unless these Rules and Regulations for Colorado Lottery Game Number 259 otherwise require, Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes are as set forth in Paragraph 6.PN.9 and Exhibits A through C of this Rule 6.PN. 6.PN.3 Determination of Instant Prize Winners An instant prize-winner for Colorado Lottery Game Number 259 shall be determined as follows and as set forth in Exhibit A: a) The holder of a ticket on which any one (1) or more of the ten (10) "Your Symbols" Play Symbols with corresponding captions matches either of the two (2) "Winning Symbols" Play Symbols with corresponding captions shall be entitled to the dollar amount of the "Prize" Symbol with corresponding caption shown directly below the one (1) or more "Your Symbols" Play Symbols that matches either of the "Winning Symbols" Play Numbers. b) The holder of a ticket on which any one (1) or more of the ten (10) "Your Numbers" Play Symbols with corresponding caption is a " " Play Symbol with corresponding caption shall be entitled to double (2x) the dollar amount of the "Prize" Symbol with corresponding caption shown. c) Players may win up to ten (10) times on a ticket in Colorado Lottery Game Number 259. d) In all events, the determination of prize winners shall be subject to the general ticket validation requirements set forth in Paragraph 5.17 of Rule 5, Paragraph 6.PN.8, and the requirements set out on the back of each instant ticket. 6.PN.4 Claim Period and Payment of Prizes a) All instant "cash" prizes must be claimed within 180 days after the announced end of the game. b) The holder of any $2, $4, $5, $10, $20 or $50 prize-winning ticket may take it to any Lottery retailer location, mail it to Lottery Headquarters as provided on the ticket back or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. The holder of any $75, $100 or $250, prize-winning ticket may mail it to Lottery Headquarters or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. Lottery retailers, at their option, may accept $75, $100 or $250 prize-winning tickets for validation and payment. c) The holder of a $1,000, $5,000 or $25,000 prize-winning ticket shall fill out a claim form and send the completed form and the ticket to the Lottery for validation and payment pursuant to instructions on the back of the ticket or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. d) Any prize from a winning ticket that is not claimed within the period specified herein and in the manner specified on the back of each ticket shall remain the property of the Lottery. 6.PN.5 Price of Tickets The purchase price of each ticket for Colorado Lottery Game Number 259 shall be $2.00. However, a licensed retailer may be permitted, upon prior approval of the Director, to make gifts of tickets as a means of promoting the sale of goods or services to the public. 6.PN.6 Numbers and Sizes of Prizes a) The numbers (plus five percent or minus three percent [+5% or -3%]) and sizes of instant prizes are as set forth in Exhibit B attached to this Rule 6.PN and incorporated by reference as though fully set forth herein. Overall odds of winning include break-even prizes. b) Drawing Prizes: In addition to the Instant prizes available in Colorado Lottery Game 259, players may be eligible to win two (2) Caribbean Vacations for two (2) to be awarded in a Second Chance Drawing as set forth in the Drawing Guidelines. 6.PN.7 Manner of Selecting Winning Tickets a) The winning of any cash prizes in the amounts set forth in Paragraph 6.PN.6 results from ticket purchases by the public and removal by the ticket holder of the rub-off area revealing a winning combination of play symbols with corresponding captions as set forth in Paragraph 6.PN.3. In addition, to be a valid instant cash winning ticket, all of the requirements of Paragraph 5.17 of Rule 5 and 6.PN.8 must be satisfied. b) The winning of Second Chance Drawing prizes set forth in Paragraph 6.OB.6 b) shall be determined at a publicly held drawing as set forth in the Drawing Guidelines. c) The Second Chance Drawing shall be conducted at a time and place to be announced and pursuant to methods to be announced by the Lottery Director. The Director reserves the right to change any of the foregoing at any time. d) Participants in the Second Chance Drawing process shall be those entrants who have provided the required information in accordance with the Drawing Guidelines. 6.PN.8 Ticket Validation Requirements In addition to meeting all of the requirements in these Rules and Regulations, Paragraph 5.17 of Rule 5, and those printed on the back of each ticket, to be a valid instant winning ticket, the number and placement of Play Symbols and Prize Symbols on the ticket must conform precisely to those in Exhibit A and the Play Symbols, Prize Symbols, Captions, Legends, Identifiers, and Retailer Validation Codes must be present in their entirety and must conform to those in Exhibit C attached to this Rule 6.PN and incorporated by reference as though fully set forth herein. 6.PN.9 Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes are as set forth in Exhibit C attached to this Rule 6.PN and incorporated by reference as though fully set forth herein. Exhibit A (con't) 206_1_20040630_6PNa3'con'.jpg Ticket Back Language: INTERNET SECOND CHANCE DRAWING (must present ticket to claim prize/must have a valid email address)For information on registering non-cash-winning CORAL CASH tickets to be eligible for a drawing to win a Caribbean vacation, go to: coloradolottery.com and select Coral Cash ticket graphic.OVERALL ODDS OF WINNING ARE APPROXIMATELY 1 IN 3.61 INCLUDING BREAK-EVEN PRIZES.Claim winners up to and including $50 at any Lottery retailer; winners up to and including $599 may be claimed at participating retailers or mail signed ticket with your name and address to Colorado Lottery, P.O. Box 7, Pueblo, CO 81002-0007 for payment. Retailers have the option of paying up to $599. Claim prizes of more than $599 by mailing signed ticket and filled out claim form obtainable at Lottery retailers to P.O. Box above or claim at a Lottery Office. Tickets must be received at the Lottery within 180 days of announced end of game. Ticket purchasers must be at least 18 years old. See brochure for additional information. All cash prizes not claimed within 180 days after end of game are forfeited. All tickets, transactions and winners are subject to Lottery Rules and State Law. Tickets are void and not entitled to prize payment if they fail to meet requirements of game rules or are irregular in any manner. Liability for a void ticket is limited to replacement of ticket or refund of retail sales price. Availability of prizes subject to prior sale. Exhibit C (con't) 206_1_20040630_6PNc2'con'.jpg Exhibit C (con't) 206_1_20040630_6PNc3'con'.jpg Basis and Purpose For Rule 6.PO NIFTY 9s Game Number 260 The purpose for Rule 6.PO is to provide specific game details and requirements for Colorado Lottery Game Number 260, "NIFTY 9s", such as numbers and sizes of prizes, the manner of selecting and validating winning tickets and the allocation of total revenues, prizes and costs. The statutory basis for Rule 6.PO is found in C.R.S. 24-35-208 (1)(a) and (2), 24-35-212 and 24-35-212.5. Rule 6.PO General Rules and Regulations 6.PO.1 Purpose and Statutory Authority These Rules and Regulations are adopted by the Colorado Lottery Commission governing the establishment and operation of the Colorado Lottery pursuant to the authority provided by Part 2, Article 35, Title 24, C.R.S. 24-35-208 (1)(a) and (2), 24-35-212 and 24-35-212.5, Rule 5 and under such further instructions and directives as the Lottery Director may issue in furtherance thereof. 6.PO.2 Definitions In addition to the definitions provided by Rule 1 and Rule 5, and unless these Rules and Regulations for Colorado Lottery Game Number 260 otherwise require, Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes are as set forth in Paragraph 6.PO.9 and Exhibits A through C of this Rule 6.PO. 6.PO.3 Determination of Instant Prize Winners An instant prize-winner for Colorado Lottery Game Number 260 shall be determined as follows and as set forth in Exhibit A: a) The holder of a ticket on which any one (1) or more of the twenty (20) "Your Numbers" Play Symbols with corresponding captions matches one (1) or more of the three (3) "Winning Numbers" Play Symbols with corresponding captions shall be entitled to the dollar amount of the "Prize" Symbol with corresponding caption shown directly below the one (1) or more "Your Numbers" Play Symbols that matches a "Winning Numbers" Play Symbol. b) If a “ ” Play Symbol with corresponding caption is revealed in any of the twenty (20) "Your Numbers" Play Spots, the holder of the ticket shall automatically receive nine (9) times the dollar amount of the "Prize" Symbol with corresponding caption shown directly below that "Your Numbers" Play Spot. c) Players may win up to twenty (20) times on a ticket in Colorado Lottery Game Number 260. d) In all events, the determination of prize winners shall be subject to the general ticket validation requirements set forth in Paragraph 5.17 of Rule 5, Paragraph 6.PO.8, and the requirements set out on the back of each instant ticket. 6.PO.4 Claim Period and Payment of Prizes a) All instant "cash" prizes must be claimed within 180 days after the announced end of the game. b) The holder of any $5, $9, $18, $27 or $50 prize-winning ticket may take it to any Lottery retailer location, mail it to Lottery Headquarters as provided on the ticket back or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. The holder of any $99 or $500 prize-winning ticket may mail it to Lottery Headquarters or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. Lottery retailers, at their option, may accept $99 or $500 prize-winning tickets for validation and payment. c) The holder of a $999, $5,000, $9,999 or $50,000 prize-winning ticket shall fill out a claim form and send the completed form and the ticket to the Lottery for validation and payment pursuant to instructions on the back of the ticket or deliver the ticket to any Lottery Claims Center for validation and subsequent payment. d) Any prize from a winning ticket that is not claimed within the period specified herein and in the manner specified on the back of each ticket shall remain the property of the Lottery. 6.PO. 5 Price of Tickets The purchase price of each ticket for Colorado Lottery Game Number 260 shall be $5.00. However, a licensed retailer may be permitted, upon prior approval of the Director, to make gifts of tickets as a means of promoting the sale of goods or services to the public. 6.PO.6 Numbers and Sizes of Instant Prizes The numbers (plus five percent or minus three percent [+5% or -3%]) and sizes of instant prizes are as set forth in Exhibit B attached to this Rule 6.PO and incorporated by reference as though fully set forth herein. Overall odds of winning include break-even prizes. 6.PO.7 Manner of Selecting Winning Tickets The winning of any cash prizes in the amounts set forth in Paragraph 6.PO.6 results from ticket purchases by the public and removal by the ticket holder of the rub-off area revealing a winning combination of play symbols with corresponding captions as set forth in Paragraph 6.PO.3. In addition, to be a valid instant cash winning ticket, all of the requirements of Paragraph 5.17 of Rule 5 and 6.PO.8 must be satisfied. 6.PO.8 Ticket Validation Requirements In addition to meeting all of the requirements in these Rules and Regulations, Paragraph 5.17 of Rule 5, and those printed on the back of each ticket, to be a valid instant winning ticket, the number and placement of Play Symbols and Prize Symbols on the ticket must conform precisely to those in Exhibit A and the Play Symbols, Prize Symbols, Captions, Legends, Identifiers, and Retailer Validation Codes must be present in their entirety and must conform to those in Exhibit C attached to this Rule 6.PO and incorporated by reference as though fully set forth herein. 6.PO.9 Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes Play Symbols, Prize Symbols, Legends, Identifiers, Play Symbol Captions, Prize Symbol Captions, and Retailer Validation Codes are as set forth in Exhibit C attached to this Rule 6.PO and incorporated by reference as though fully set forth herein. Exhibit A 0206_1_20040530_6POa1.jpg Exhibit A (cont’d) 0206_1_20040530_6POa2'cont’.jpg Exhibit A (cont’d) 0206_1_20040530_6POa3'cont’.jpg Exhibit B 0206_1_20040530_6POb1.jpg Exhibit B (cont’d) 0206_1_20040530_6POb2'cont’.jpg Exhibit C 0206_1_20040530_6POc1.jpg Exhibit C (cont’d) 0206_1_20040530_6POc2'cont’.jpg Exhibit C (cont’d) 0206_1_20040530_6POc3'cont’.jpg Exhibit C (cont’d) 0206_1_20040530_6POc4'cont’.jpg BASIS AND PURPOSE OF AMENDED RULE 9 The purpose of Rule 9 is to provide specific details and requirements for Colorado Lottery Procurement, Contracts and Leases. The statutory basis for Rule 9 is found in C.R.S. 24-35-204(3)(i) and 24-35-205(7) and (8). 9.1 Procurement The Commission shall approve, prior to issuance, any Request for Proposal (RFP) or Invitation for Bid (IFB) that may result in a contract having a value of one hundred thousand dollars ($100,000) or more. Such approval shall not be required when the State Purchasing Director has determined that a threat to public health, welfare or safety exists. 9.2 Contracts and Leases Contracts and leases having a value of one hundred thousand dollars ($100,000) or more shall be approved by the Commission prior to initial execution or renewal extension. 9.3 Evaluation Committees The committee recommended by the Lottery Director for the evaluation of an RFP that may result in a contract having a value of one hundred thousand dollars ($100,000) or more shall include one or more persons who are not Lottery employees. The Lottery may reimburse said person for time spent in the evaluation of an RFP. If any such person is an employee of a state agency, the Lottery may reimburse that agency for the time spent by the employee on the evaluation committee. 9.4 Liquidated Damages The Lottery Director must report any breach of contract that may result in the assessment of liquidated damages to the Commission. The Commission shall approve any assessment of liquidated damages. 9.5 Contracts in which Felony Convictions Are An Issue Section 24-35-205 (5) (a), C.R.S. is clarified as follows: a) The chairman of the panel shall be the Executive Director of the Department of Revenue. b) The determination submitted to the panel by the Lottery Director shall be in writing and accompanied by a statement of the reasons for the determination and all supporting documentation and materials. c) Each panel member's decision whether to accept or reject the Lottery Director's determination shall be submitted to the panel chairman in writing within fifteen (15) days of the date on which the Lottery Director's determination was submitted to the panel. Failure of a panel member to submit a decision within this timeframe shall be deemed as approval of the Lottery Director's determination. d) The decision of the panel shall be to accept the Lottery Director's determination if at least two members of the panel accept the Lottery Director's determination; and, conversely, the decision of the panel shall be to reject the Lottery Director's determination if at least two members of the panel reject the Lottery Director's determination. The chairman of the panel shall notify the Lottery Director of such decision in writing within seven (7) days, and the decision of the panel shall be deemed final on the date of such written notice. e) If the Lottery Director determines that the security, integrity, or efficient and economical operation of the Lottery may be adversely affected, the Lottery Director may, with the approval of the Commission, contract with another supplier of the goods or services during the timeframe of the panel's review of the Lottery Director's determination. BASIS AND PURPOSE OF AMENDED AND RESTATED RULE 10 The purpose for Rule 10 is to provide details and requirements for all Colorado Lottery In-State On-Line games such as the sale of tickets, payment of prizes, method for selecting and validating winning tickets, as well as to establish the amount of commission for the licensee. The statutory basis for Rule 10 is found in C.R.S. 24-35-201(5), 24-35-208(1)(a) and (2), and 24-35-212. RULE 10 IN-STATE ON-LINE LOTTERY GAMES 10.1 Commission to Adopt Specific Rules and Regulations for In-State On-Line Lottery Games. In-State On-Line Lottery games are authorized to be conducted under the following Rules and Regulations and such further instructions and directives as the Director may issue in furtherance thereof. For the purposes of this Rule 10 “On-Line” shall mean “In-State On-Line Lottery Games”. To the extent not inconsistent with such specific Rules and Regulations as may be adopted, the following general provisions under this Rule 10 shall apply to each Lottery On-Line game conducted. 10.2 Definitions In addition to the definitions provided in Paragraph 1.2 of Rule 1, and unless the context in these Rules and Regulations otherwise requires: a) “Additional Lottery Prizes” may include cash, merchandise, and/or services as determined by the Director. b) “Aggregate Limit” means the maximum prize liability established for each drawing for a specified matching combination. c) “Aggregate Prize Fund” means the maximum percentage of sales for each On-Line Lottery game approved by the Lottery Commission that may be used to pay prizes in the game. d) “Certified Drawing” means a drawing in which the Lottery and an independent certified public accountant attest that the drawing equipment functioned properly and that a random selection of a winning combination occurred in accordance with the rules of the game as set forth in Specific Game Playing Rules. e) “Draw Break” means the period of time sales activity is suppressed and during which no On-Line tickets may be sold, purchased, or validated for the suppressed game(s). f) “Drawing” means the procedure by which a random selection process of a winning combination of, but not limited to, digits, numbers or symbols, is conducted in accordance with the rules of the game as set forth in Specific Game Playing Rules. g) “Drawing Sales Period” means the period of time between ticket sales activation (during which OnLine tickets may be sold, purchased or validated) and the draw break. h) “Duplicate Ticket” means a ticket produced by any unauthorized method. i) “Indirect Prize Category Contribution” means the difference between the “Aggregate Prize Fund” and actual prize expense that the Director, at his discretion, may authorize to be used to increase prizes or pay additional prizes. j) “Net Sales” means gross sales less cancellations. k) “On-Line Game” means an individual Lottery game as described in specific game playing rules that utilizes a computer system to administer plays and in which a player or the computer system selects a combination of digits, numbers, or symbols. The Lottery will conduct periodic drawings to determine the winning combination(s) in accordance with the Specific Game Playing Rules for each On-Line game. l) “On-Line Retailer” means a Lottery retailer authorized by the Lottery to sell On-Line tickets. On-Line retailers shall sell all Lottery games including, but not limited to, instant game tickets offered by the Lottery. m) “On-Line System” means the computer system(s) consisting of On-Line terminals, central processing equipment, and a communication network utilized to conduct On-Line games. n) “On-Line Terminal” means the computer hardware through which On-Line tickets are generated. o) “On-Line Ticket” means a computer-generated ticket issued by an On-Line retailer to a player as a receipt for the combination of digits, numbers, or symbols selected. That ticket shall be the only acceptable evidence of the combination of digits, numbers, or symbols selected. On-Line tickets may be purchased only from On-Line retailers. p) “Player-Selected Item” means a number or item or group of numbers or items selected by a player in connection with an On-Line game. Player-selected items shall include selections generated randomly by the On-Line computer system. Such computer-generated numbers or items are also known as “quick-picks.” q) “Prize Amounts” means the amount of money payable in each prize category to each share or the annuitized future value of each share in a prize category for each drawing. r) “Prize Category” means the matching combinations as described in Specific Game Playing Rules. s) “Prize Expense” means the accrued portion of net sales from all Lottery products that has been paid or obligated for the payment of prizes. t) “Prize Expense Minimum” refers to C.R.S. 24-35-210 (9) and means the total amount of prize expense must be a minimum of fifty percent (50%) of the annual aggregate net Lottery ticket sales from all games, including instant. On-Line and multi-state games. u) “Product” means all On-Line games. v) “Specific Game Playing Rules” means the rules that are promulgated to govern separate On-Line games and shall include, as though set forth verbatim, the term “Specific Game Playing Rules that are incorporated by reference as though fully set forth herein.” w) “Ticket Bearer” means the person who has signed the On-Line ticket or who has possession of an unsigned ticket. x) “Validation” means the process of determining whether an On-Line ticket presented for payment is a winning ticket. y) “Validation Number” means the number printed on the front of each On-Line ticket that is used for validation. z) “Winning Combination” means one or more digits, numbers, or symbols randomly selected by the Lottery in a drawing that has been certified. 10.3 Sale of Tickets a) Licensees shall make Lottery On-Line tickets available for sale to the public between the hours of 7:00 a.m. and 10:00 p.m. if those hours are included in the licensee's normal business hours and if the On-Line system is available. Licensees may sell On-Line tickets at any other time the On-Line system is available. b) A licensee shall sell Lottery On-Line tickets only at the premises specified in the license. c) All retail On-Line ticket sales are final and the return of a Lottery On-Line ticket after sale shall not be accepted by the licensee, unless otherwise directed by the Director or as set forth in Paragraph 10.10 and Paragraph 10.17 d) of Rule 10 or as may be set forth in Specific Game Playing Rules. d) The Division itself may sell Lottery On-Line tickets. e) Notwithstanding any provision contained in these Rules and Regulations to the contrary, a licensee may be permitted, upon prior approval of the Director or his/her designee, to make gifts of Lottery tickets as a means of promoting the sale of goods and services to the public. 10.4 Payment of Cash Prizes a) The holder of a winning On-Line ticket may take the ticket of $150.00 or less to an On-Line licensee during the hours set forth in Paragraph 10.3 a). mail it to Headquarters as provided on the back of the ticket, or take it to any claims center of the Lottery for validation pursuant to Paragraph 10.15 f). Lottery On-Line retailers, at their option, may accept prize-winning tickets of more than $150.00 but less than $600.00 for validation and payment. b) The holder of a prize-winning ticket of $600.00 or more shall fill out a claim form and submit the completed form and ticket by mail or in person to the Lottery, and the prize will be paid to the holder by check or warrant from the Lottery upon validation. c) A prize-winner or a prize-winner's legally authorized representative, if required, shall complete a claim form that is available free of charge from any Lottery retailer or Lottery claims center, and sign the winning On-Line ticket. The claim form shall incorporate the following information: 1. Verification that the prize-winner is not a person disqualified by law or by these Rules and Regulations to claim or otherwise accept a prize from the Lottery; 2. Notification that the prize-winner's name, city of residence and prize amount may be made available for public information. This same notification is given to one signing on behalf of an On-Line ticket owner under a disability that prevents the prize-winner from signing in their own behalf; 3. Indemnification of the Lottery for any loss occasioned by an untruth or misrepresentation by the On-Line ticket owner or the person claiming the prize on the winner's behalf; 4. The claim form may contain any other provision that the Director may, from time to time, deem necessary and proper to promote the public interest and trust, or security and efficient operation of the Lottery. Each claim must have attached thereto the original Lottery OnLine ticket. d) No payment will be made on a winning On-Line ticket, unless it is signed and, if required, all spaces provided on both the claim form and winning ticket are filled in with the required information or an acknowledgement that said information is unknown or unavailable. There is no obligation or duty of the Division, its employees or licensees to make any inquiry of the truthfulness of information that appears on the claim form before payment to the claimant. e) Payment of prizes shall be made in person to the claimant or by mail at the one address that the claimant makes available to the Lottery on the claim form unless the Division is notified of a change of address. f) The winner, at the time of presentation of a valid winning On-Line ticket, will receive payment or a copy of the claim form as provided in these Rules and Regulations as receipt for his ticket. g) Any Lottery On-Line ticket shall entitle the holder thereof only to the largest of any prizes won by virtue of ownership of such ticket. The Lottery shall not be responsible for tickets claimed in error for a lower prize at a licensee's location. h) All prizes shall be paid within a reasonable time after they are awarded and after the claims are validated by the Division. Any prize requiring annuitized or installment payments shall be paid as specified in the Specific Game Playing Rule. In order to receive payments in accordance with the initial payment schedule, all recipients of annuitized or installment payments must provide the Lottery a notarized statement of their current address and telephone number. Payment will be held until the statement is received by the Lottery. i) The Director may, at any time, delay any payment in order to review a change of circumstances relative to the prize awarded, the payee, the claim, or any other matter that may have come to his/her attention. All delayed payments will be paid to date immediately upon the Director's confirmation that the payee is entitled to such payment. Any remaining payments shall be paid as per the Specific Game Playing Rule. j) The Director's decision with respect to the validation and payment of any prize, whether during an OnLine game or any drawing related thereto, shall be final and binding upon all participants in the lottery. k) The Director reserves the right to require of a claimant of any winning On-Line ticket the disclosure of the location or person from whom the claimant purchased such ticket. l) A prize must be claimed no later than 180 days after the drawing for which the On-Line ticket was purchased. If the claim is made by mail, it must be documented as received by the 180 th day after said drawing at Lottery Headquarters as specified on the back of the ticket. If no claim is made for the prize within the 180 days, the prize shall be retained in the Lottery fund and all rights to the prize shall be terminated. m) Payment of any prize may be made to the holder of the Lottery On-Line ticket, and all liability of the State, its officers and employees, and the Commission terminates upon such payment. 10.5 Payment of Non-Cash Prizes a) The holder of a ticket winning a non-cash prize is required to submit the ticket by mail or in person to the Lottery. b) A prize-winner or a prize-winner's legally authorized representative, if required by Specific Game Playing Rules, shall complete a claim form that is available free of charge from any Lottery retailer or Lottery claims center, and sign the winning On-Line ticket. The claim form shall incorporate the following information: 1. Verification that the prize-winner is not a person disqualified by law or by these Rules and Regulations to claim or otherwise accept a prize from the Lottery; 2. Notification that the prize-winner's name, city of residence and prize amount may be made available for public information. This same notification is given to one signing on behalf of an On-Line ticket owner under a disability that prevents the prize-winner from signing in their own behalf; 3. Indemnification of the Lottery for any loss occasioned by an untruth or misrepresentation by the On-Line ticket owner or the person claiming the prize in his behalf. c) All non-cash prizes shall be fulfilled within a reasonable time after they are awarded and after the claims are validated by the Division. d) The claim form may contain any other provision that the Director may, from time to time, deem necessary and proper to promote the public interest and trust, or security and efficient operation of the Lottery. Each claim must have attached thereto the original Lottery On-Line ticket. e) No payment will be made on a non-cash prize, unless the provisions in 10.5 b) and the Specific Game Playing Rules are met. There is no obligation or duty of the Division, its employees or licensees to make any inquiry of the truthfulness of information that appears on the claim form before payment to the claimant. f) Payment of non-cash prizes shall be made in person to the claimant or by mail at the one address that the claimant makes available to the Lottery, unless the Division is notified of a change of address. g) The winner will receive a copy of the claim form as provided in these Rules and Regulations as receipt for the non-cash prize. h) The Director's decision with respect to the validation of any prize, whether during an On-Line game or any drawing related thereto, shall be final and binding upon all participants in the lottery. i) The Director reserves the right to require of a claimant of any winning On-Line ticket the disclosure of the location or person from whom the claimant purchased such ticket. j) A prize must be claimed no later than 180 days after the drawing for which the On-Line ticket was purchased. If the claim is made by mail, it must be documented as received by the 180 th day after said drawing at Lottery headquarters as specified on the back of the ticket. If no claim is made for the prize within the 180 days, the prize shall be retained in the Lottery fund and all rights to the prize shall be terminated. k) Payment of any prize may be made to the holder of the Lottery On-Line ticket, and all liability of the State, its officers and employees, and the Commission terminates upon such payment. 10.6 Redemption of Bar-Coded Coupons The Director, at his discretion, may from time to time deem it proper to authorize the use of bar-coded coupons to promote Lottery products. In the event such use is authorized, retailers shall comply with all requirements and restrictions specified on the coupon and shall redeem and exchange said bar-coded coupons for Lottery tickets only and not for cash. 10.7 Use of Coupons, Lottery Bucks, and Free Tickets Coupons, Lottery Bucks and free tickets (hereafter referred to as “coupons”) are marketing tools used by the Lottery for promotions. All coupons, when used for promotions, must be given to the consumer or public. In the event the Lottery uses a promotional partner to distribute coupons, the promotional partner must ensure all coupons are issued to the consumer or public and any unused coupons are returned to the Lottery. At no time may coupons be sold, used to purchase goods or services, pay off Lottery debts, reimburse a retailer(s) for any loss, or used for retailer incentives. At no time may a co-promoter, who has received a cash payment from the Lottery or a Lottery contractor as part of a promotional agreement, use the cash payment to purchase Lottery tickets for the promotion that the payment funded. On an annual basis, the Lottery Commission shall approve the number, the total dollar value (expenditure level) and the appropriate uses of coupons that may be used for promotional purposes. This information shall be included in the Lottery's Marketing Plan for the fiscal year in which Commission approval has been received. 10.8 Payment of Prizes Upon the Death of the Prize Winner Under no circumstances will the payment of a prize requiring annuitized or installment payments be accelerated before its normal date of payments because of the death of the prize winner. All prizes, or any portion thereof, that shall remain payable at the time of death of the prize winner shall be paid to the estate of such deceased prize winner (in accordance with the last will and testament of the deceased prize winner), unless the Director is directed otherwise pursuant to an appropriate judicial order. If the deceased prize winner died intestate, the payment will be made in accordance with the laws of descent and distribution of intestate property of the jurisdiction of domicile of the deceased prize winner, unless the Director is directed otherwise pursuant to an appropriate judicial order. Upon payment as provided by this Rule, the Division shall be discharged of any further liability. 10.9 Ownership of Tickets a) Until such time as the On-Line ticket is signed in the area designated, a Lottery On-Line ticket shall be a bearer instrument, owned by the physical possessor of such ticket. b) The Director shall only recognize as the true owner of a winning Lottery On-Line ticket the person whose signature appears upon the ticket in the area designated for said purpose. c) Each winning On-Line ticket must have placed thereon the signature of the owner in the area designated for such purpose. The Division may make payment based upon information submitted to it on an affidavit proving ownership. d) In the event there is an inconsistency in the information submitted on a claim form and as shown on the winning On-Line ticket, the Director shall make an investigation and withhold all winnings awarded to the ticket owner or holder until such time as the Director is satisfied that the proper person is being paid. e) The Director shall recognize only one (1) person as claimant on an On-Line ticket. A claim may be made in the name of an organization only if the organization possesses a Federal Employer Identification Number (FEIN) issued by the Internal Revenue Service and such number is shown on the claim form. Groups, family units, clubs, or organizations without an FEIN shall designate one individual in whose name the claim is to be filed. If a claim is erroneously entered with multiple claimants, the claimants shall designate one of them as the individual recipient of the prize, or, if they fail to designate an individual recipient, the Director may designate any one of the claimants as the sole recipient. In either case, the claim shall then be considered as if it were originally entered in the name of the designated individual and payment of any prizes won shall be made to that single individual. Once an On-Line ticket is validated, it will not be returned to the winner, but remains the property of the Lottery. 10.10 Mutilated or Erroneous Tickets Unless the Director is satisfied that a mutilated Lottery On-Line ticket is genuine, no credit will be issued to the holder of said ticket. If the On-Line ticket is mutilated at the time of purchase, it must be returned to the licensee by the ticket holder within one (1) hour of purchase provided that the licensee is open, the On-Line system is available for wagering and the On-Line system has not converted to the next drawing period. In the event that the ticket cannot be cancelled at the terminal, the ticket must be submitted to the Lottery for investigation to determine if credit should be issued. A ticket submitted to the Lottery by the licensee for credit becomes the property of the Lottery and said ticket is invalid and ineligible for a prize. 10.11 Lost or Stolen Tickets The Director reserves the right to hold any prize, pending the findings of an investigation, when the OnLine ticket presented for validation has been reported stolen or lost. At the Director's discretion, On-Line tickets that are determined to be stolen will not be paid. 10.12 Purchaser's Obligations In purchasing an On-Line ticket, the purchaser agrees to comply with all provisions of the Act, these Rules and Regulations, all final decisions of the Director, and all instructions and directives established by the Director for the conduct of On-Line games. 10.13 Persons Ineligible to Purchase Tickets a) No person under the age of eighteen (18) may purchase Lottery On-Line tickets. b) No On-Line ticket shall be purchased by and no prize shall be paid to any of the following: 1. Any member of the Commission; 2. Any employee of the Division, except when authorized by the Director for investigative purposes. But, in no event shall such employee be entitled to payment of any prize; 3. Any officer, director, or employee of any supplier of Colorado Lottery On-Line ticket materials or equipment, or the subcontractors thereof that have participated, in any manner, in the supplying of Colorado Lottery On-Line ticket materials or equipment, except when authorized by the Director for investigative purposes. But, in no event shall any of such persons be entitled to payment of any prize; 4. Any vendor precluded by its contract with the Lottery; 5. Any member of the immediate family of 1., 2., 3. and 4. above. c) No person who operates drawing equipment during a drawing or officially witnesses a drawing, and no member of the person's immediate family, shall purchase a ticket or receive a prize for the drawing in which said person operates drawing equipment or witnesses a drawing. d) For the purposes of this Rule, “immediate family” shall include any spouse, child, brother, sister, and/or parent residing in the same household in the principal place of abode of any of the persons specified in Paragraph 10.13. 10.14 Licensee Commission Each licensee shall be entitled to receive a commission of Six Percent (6%) for each On-Line Lottery ticket lawfully sold or disbursed by said licensee. In addition to said commission, the Director may provide such additional compensation to licensees as is set forth in Specific Game Playing Rules. 10.15 Price of Tickets, Prizes and Drawings a) The purchase price of each On-Line ticket shall be as set forth in Specific Game Playing Rules. b) The prize amounts or total amount of prize money allocated to the prize categories for On-Line games shall be set forth in Specific Game Playing Rules. In the event the prize expense is less than the Lottery Commission approved “Aggregate Prize Fund” for a specific game, the Director. in his discretion, may authorize the difference to be used to increase Lottery prize amounts or pay additional prizes for that game. c) The manner and frequency of drawings shall be as set forth in Specific Game Playing Rules. d) The drawings shall be conducted at times and locations to be announced and pursuant to methods to be announced by the Lottery Director. e) A ticket bearer claiming a prize shall submit the apparent winning ticket as set forth in Section 10.15 f) and Specific Game Playing Rules. The ticket must be validated as set forth in Section 10.17 by the Lottery or an On-Line retailer through the use of the validation number and the Lottery's validation procedures. f) Procedures for claiming On-Line prizes are as follows: 1. To claim an On-Line game prize of $150.00 or less the claimant may present the winning OnLine ticket to an On-Line retailer, mail it to Lottery Headquarters as provided on the back of the ticket, or present the ticket to any Lottery claims center for validation and payment. Lottery On-Line retailers, at their option, may accept prize-winning tickets of more than $150.00 but less than $600.00 for validation and payment. All tickets validated by a retailer must be paid by that retailer. (i) If the claim is presented to an On-Line retailer, the On-Line retailer may validate the claim and, if determined to be a winning ticket and validated, make payment of the amount due the claimant. If the On-Line retailer cannot validate the claim, the claimant shall submit a completed claim form, if required for submission, with the disputed ticket to the Lottery by mail or in person. Upon determination that the ticket is a winning ticket, the Lottery shall present or mail a check to the claimant in payment of the amount due. If the ticket is determined to be a non-winning ticket, the claim shall be denied and the claimant shall be promptly notified. Nonwinning tickets will be not returned to the claimant. (ii) If the claim is presented to the Lottery, the claimant shall fill out a claim form, if required, and submit it with the apparent winning ticket to the Lottery by mail or in person. Upon determination that the ticket is a winning ticket, the Lottery shall present or mail payment of the amount due. If the ticket is determined to be a non-winning ticket, the claim shall be denied and the claimant shall be promptly notified. Non-winning tickets will not be returned to the claimant. 2. To claim an On-Line prize of $600.00 or more, the claimant shall obtain and complete a claim form, as provided in Paragraph 10. 4 c) and submit it with the apparent winning ticket to the Lottery by mail or in person. Upon determination that the ticket is a winning ticket, the Lottery shall present or mail a check to the claimant in payment of the amount due, less the withholding required by the Internal Revenue Code and Colorado Revised Statutes. If the ticket is determined to be a non-winning ticket, the claim shall be denied and the claimant shall be promptly notified. Non-winning tickets will not be returned to the claimant. 3. To claim a non-cash On-Line game prize, the claimant shall fulfill all the requirements of the Specific Game Playing Rules. 10.16 Drawings and End of Sales Prior To Drawings a) Drawings shall be conducted at a location and on days and at times to be announced. Drawing results are not official until verified. b) The Director shall determine for each type of On-Line game the draw break or time for the end of sales prior to the drawings. On-Line Terminals will not process orders for On-Line tickets for that drawing after the time established by the Director. c) The Director shall designate the type of equipment to be used and shall establish procedures to randomly select the winning combination for each type of On-Line game. 10.17 Validation Requirements a) To be a valid winning On-Line ticket, all of the following conditions must be met: 1. All printing on the ticket shall be present in its entirety, be legible, and correspond, using the computer validation file, to the combination and date printed on the ticket. 2. The ticket shall be intact. 3. The ticket shall not be mutilated, altered, or tampered with in any manner. 4. The ticket shall not be counterfeit or an exact duplicate of another winning ticket. 5. The ticket must have been issued by an authorized On-Line retailer in an authorized manner. 6. The ticket must not have been stolen. 7. The ticket must not have been canceled or previously paid. 8. The ticket shall pass all other confidential security checks of the Lottery. b) Any ticket failing any validation requirement listed in Section (a) above is invalid and ineligible for a prize. Provided, if a court of competent jurisdiction determines that a claim based on a ticket that has failed to validate solely because of subsection a) 7. of this section is valid, the claim shall be paid as a prize pursuant to Section 10.4, Paragraph 10.15 and Specific Game Playing Rules. The retailer that canceled or paid such ticket shall indemnify the Lottery for payment of the prize and shall also indemnify the Lottery from any other claim, suit, or action based on that ticket. c) The Director may require the payment of the prize for a ticket that is partially mutilated or is not intact if the On-Line ticket can still be validated by other validation methods and requirements. d) In the event a defective On-Line ticket is purchased, the only responsibility or liability of the Lottery or the On-Line retailer shall be the replacement of the defective On-Line ticket with another On-Line ticket (or a ticket of equivalent sales price from any other current Lottery game). 10.18 Payment of Prizes by On-Line Retailers a) An On-Line retailer shall pay to the ticket bearer On-Line game prizes of $150.00 or less for any validated claims presented to that On-Line retailer. Lottery On-Line retailers, at their option, may accept cash prize-winning tickets of more than $150.00 but less than $600.00 for validation and payment. All tickets validated by a retailer must be paid by that retailer. These prizes shall be paid during retailer business hours as specified in Paragraph 10.3 a) of Rule 10 provided the On-Line system is operational and claims can be validated. The On-Line retailer shall not charge the claimant any fee for payment of the prize or for cashing a business check drawn on the licensed retailer's account. b) An On-Line retailer may pay prizes in cash or by business check, certified check, or money order. If the check is returned for insufficient funds and the Lottery reimburses the claimant, the retailer's Lottery account will be charged for the amount of the check plus an amount as set forth in writing by the Director. An On-Line retailer that pays a prize with a check which is dishonored may be subject to suspension or revocation of its license, pursuant to Rule 4 or suspension or removal of the On-Line terminal pursuant to Rule 2. 10.19 Retailer Settlement a) Each On-Line retailer shall provide authorization for an account with E.F.T. (Electronic Funds Transfer) capability to be used for weekly billing of all Lottery products. b) Each On-Line retailer shall maintain an account balance sufficient to cover monies due the Lottery for the established billing period. The Lottery shall withdraw by E.F.T. the amount due the Lottery on the day specified by the Director. In the event the day specified for withdrawal occurs on a legal holiday, withdrawal shall occur on the following business day. c) Retailers shall receive credit on their Lottery account for redeeming winning tickets of less than six hundred ($600) dollars. If a retailer's total accounts receivable balance for all Lottery products is a credit that meets or exceeds the amount specified in writing by the Director, the Lottery shall deposit, by E.F.T., the amount due to the retailer on the day specified by the Director. 10.20 Assignment of Prizes The winner of a prize in any On-Line game being paid in annuitized or installment payments who desires to assign the right to unpaid future annuitized or installment payments must comply with C.R.S. 24-35-212 (1) (b) and (1.5). Pursuant to C.R.S. 24-35-212 (1.5) (f), reasonable fees to defray administrative expenses shall be reviewed and approved by the Colorado Lottery Commission on an annual basis or as recommended by Lottery staff. BASIS AND PURPOSE OF AMENDED AND RESTATED RULE 10.A The purpose of Rule 10.A is to provide specific game details and requirements for the Colorado Lottery On-Line Game “LOTTO” such as type of play, prizes, method of selecting winning numbers, drawings, and the allocation of revenues. The statutory basis for Rule 10.A is found in C.R.S. 24-35-208 (1) (a) and (2), and 24-35-212. Rule 10.A COLORADO LOTTERY ON-LINE GAME, “LOTTO” 10.A.1 A Colorado Lottery On-Line game to be known as “Lotto” is authorized to be conducted by the Director under the following Rules and Regulations and under such further instructions and directives as the Director may issue in furtherance thereof. If a conflict arises between Rule 10 and this Rule 10.A, Rule 10.A shall apply. 10.A.2 Definitions In addition to the definitions provided in Paragraph 1.2 of Rule 1 and Rule 10, and unless the context in this Rule 10.A otherwise requires: a) “Advance Play” means the ability to purchase tickets for more than one drawing. b) “Board” means a field of the 42 numbers found on the play slip. c) “Direct Prize Category Contribution” means a percentage of net sales allocated to the prize categories as described in Paragraph 10.A.5 d). d) “Drawing Guidelines” means the document that outlines the procedures and eligibility requirements for game or promotional drawings. e) “Drawing Pool” means the amount of money available for all prize categories for a specific drawing. f) “Lotto Base Annuity Fund” means a portion of the prize liability established for the accumulation of funds designated to pay for the present value of a guaranteed $1,000,000 annuity prize. g) “Net Sales” means gross sales less cancellations. h) “Number” means any play integer from 1 through 42 inclusive. i) “Play” means the six numbers selected on each Board and printed on the ticket. j) “Play slip” means a mark-sense game card used by players of Lotto to select plays. There shall be ten game grids on each play slip identified as A, B, C, D, E, F, G, H, I, and J. A play slip has no pecuniary value and shall not constitute evidence of ticket purchase or of numbers selected. k) “Prize Category Contribution” means and refers to contributions for each drawing to the prize categories from the prize pool, including direct and indirect prize category contributions. l) “Roll-over” means the amount from the direct prize category contribution from previous drawing(s) in the first prize (Jackpot) category that is carried forward to the first prize category (Jackpot) for the next drawing. m) “Shares” means the total number of matching combinations within each prize category as determined for each drawing. n) “Subscriber” means the individual designated on the subscription application. o) “Subscription Application” means the form used to play Lotto by mail. p) “Subscription Confirmation Card” means the card mailed to the subscriber confirming the game numbers for each board played, the subscription plan start date and subscription plan end date. q) “Subscription Plan” means the number of Boards played on the Subscription Application and the duration of the Subscription as determined by the number of drawings selected by the subscriber. r) “Subscription Plan End Date” means the last drawing date in which a subscription is eligible to participate. s) “Subscription Plan Start Date” means the first Lotto drawing date for which a subscription becomes effective. 10.A.3 Price of Lotto Ticket The price of each Lotto play shall be $1.00. A player may use a Play Slip to purchase up to ten plays as follows: 1 play: 2 plays: 3 plays 4 plays 5 plays 6 plays 7 plays 8 plays 9 plays 10 plays 10.A.4 Play for Lotto a) Type of play: $1 $2 $3 $4 $5 $6 $7 $8 $9 $10 - One Board Any Two Boards Any Three Boards Any Four Boards Any Five Boards Any Six Boards Any Seven Boards Any Eight Boards Any Nine Boards All Ten Boards A Lotto player must select six numbers in each play. A winning play is achieved only when 3, 4, 5, or 6 of the numbers selected by the player match, in any order, the six winning numbers drawn by the Lottery. b) Method of play: The player may use play slips to make number selections. The On-Line Terminal will read the play slip and issue ticket (s) with corresponding plays. If a play slip is not available, the On-Line retailer may enter the selected numbers via the keyboard. A player may leave all or a portion of his/her play selections to a random number generator operated by the computer, commonly referred to as “quick pick” or “partial quick pick.” A player may cancel a ticket for any draw and, if the player has paid for the ticket, obtain a refund of the price if and only if, the player delivers a legible ticket to the On-Line retailer from whom the player purchased it within one (1) hour of purchase provided that the retailer is open, the On-Line system is available for wagering and the On-Line system has not converted to the next drawing period. 10.A.5 Prizes For Lotto a) The prize amounts for each drawing paid to each Lotto player who selects a matching combination of numbers will vary due to a parimutuel calculation. The prize amounts are based on the total amount in the prize category for that Lotto drawing distributed equally over the number of matching combinations in each prize category. MATCHING COMBINATIONS PRIZE CATEGORY ODDS OF WINNING (ONE PLAY) All six matching numbers in one play Any five but not six matching numbers in one play Any four but not five or six matching numbers in one play Any three but not four, five, or six matching numbers in one play First Prize (Jackpot) 1: 5,245,786 Second Prize 1: 24,287 Third Prize 1:556 Fourth Prize 1: 37 b) The projected aggregate prize fund for Lotto is Fifty-seven and One-half Percent (57.5%). c) Prize Categories 1. First Prize (Jackpot) - The total prize category contribution for a drawing may include the following: (i) A direct prize category contribution of twenty-two and one-half percent (22.5%) of net sales for the drawing. (ii) A contribution from the Lotto base annuity fund equal to the present value of a fixed progressive 25-year $1 Million annuity. The present value of a $1 Million annuity shall be based on the current annuity factor consistent with the current market rate as authorized by the Director. (iii) A roll-over contribution as defined in Paragraph 10.A.2 1) of this Rule 10.A. (iv) An indirect prize category contribution authorized by the Director. 2. Second Prize - The second prize category may include the following: (i) A direct prize category contribution of two percent (2%) of the net sales for the drawing. (ii) An indirect prize category contribution as authorized by the Director. A prize amount shall be calculated by dividing the prize category contribution by the number of shares for the prize category. A share is the matching combination, in one play, of any five of the six numbers drawn (in any sequence). 3. Third Prize - The third prize category may include the following: (i) A direct prize category contribution of seven and one-half percent (7.5%) of the net sales for the drawing. (ii) An indirect prize category contribution as authorized by the Director. A prize amount shall be calculated by dividing the prize category contributions by the number of shares for the prize category. A share is the matching combination, in one play, of any four of the six numbers drawn (in any sequence). 4. Fourth Prize - The fourth prize category may include the following: (i) A direct prize category contribution of ten percent (10%) of the net sales for the drawing. (ii) An indirect prize category contribution as authorized by the Director. A prize amount shall be calculated by dividing the prize category contributions by the number of shares for the prize category. A share is the matching combination, in one play, of any three of the six numbers drawn (in any sequence). 5. Additional Lottery Prizes may be awarded as authorized by the Director from the Indirect Prize Category contribution as specified in Specific Game Playing Rules. 6. All prize amounts will be rounded down to the nearest dollar except that no prize amount shall be less than one dollar ($1). d) The Lotto base annuity fund shall be increased by a percentage consistent with the current market rate as authorized by the Director. 10.A.6 Payment of Prizes a) The holder of a winning ticket may win only one prize per play in connection with the winning numbers drawn and shall be entitled only to the highest prize category won by those numbers. b) Players will be given the option of receiving their share of the first prize (Jackpot) over a period of 25 years through a fixed progressive 25-year annuity or a one-time lump sum payment equal to fifty percent (50%) of their share of the annuitized jackpot amount. If no option for payment is designated by the player at the time the claim is presented, the Director, in his discretion, may award the prize as an annuity. c) The annuitized future value of the first (Jackpot) prize category shall be determined by the current annuity factor consistent with the current market rate. d) To determine the annuitized future value of each jackpot share (prize amount), the annuitized future value of the prize category is divided by the shares. A share is the matching combination, in one play, of all six numbers drawn (in any sequence). e) If the annuitized future value of each jackpot share (prize amount) results in an initial or first payment of ten thousand dollars ($10,000) or more and the annuity option has been selected, the prize amount shall be a fixed progressive 25-year annuity. The initial annuity payment shall be 2.5% of the future value of the annuity. Each subsequent annual payment shall increase by 3.7% of the previous annual payment. f) If the annuitized future value of each jackpot share (prize amount) results in an initial or first payment of less than ten thousand dollars ($10,000) and the annuity option has been selected, the prize amount will be paid in one payment for each share and shall be fifty percent (50%) of the annuitized future value. 10.A.7 Ticket Purchases a) Lotto tickets may be purchased only from a Lottery retailer authorized by the Director to sell On-Line tickets. b) Lotto tickets shall show, at a minimum, the numbers selected, the boards played, drawing date and validation and reference numbers. c) The Lottery shall not directly and knowingly sell a combination of tickets to any person or entity that would guarantee such purchaser a First Prize (Jackpot) win. d) Plays may be entered manually using the On-Line terminal keypad or by means of an original play slip provided by the Lottery. Facsimiles of play slips, copies of play slips, or other materials that are inserted into the On-Line terminal's play slip reader and that have not been printed or approved by the Lottery shall not be used to enter a play. No device shall be connected to an On-Line terminal to enter plays, except as may be approved by the Lottery. Unapproved play slips or other devices may be seized by the Lottery. e) All plays made in the game shall be marked on the play slip by hand. No machine-printed play slips shall be used to enter plays. Machine-printed play slips may be seized by the Lottery. Nothing in this regulation shall be deemed to prevent a person with a physical disability who would otherwise be unable to mark a play slip manually from using any device intended to permit such person to make such a mark (for his/her sole personal use or benefit). 10.A.8 Drawings a) The Lotto drawings shall be held twice each week on Wednesday and Saturday evenings, except that the drawing schedule may be changed by the Director, if necessary. b) The drawings will be conducted by Lottery officials and comply with Colorado Revised Statutes. c) Each drawing shall determine, at random, six winning numbers in accordance with Drawing Guidelines. Any numbers drawn are not declared winning numbers until the drawing is certified by the Lottery in accordance with paragraph 10.A.8 d). The winning numbers shall be used in determining all Lotto winners for that drawing. If a drawing is not certified, another drawing will be conducted to determine actual winners. d) Each drawing shall be witnessed by an independent certified public accountant and a citizen witness. A Commission member should, if possible, attend drawings to ensure adherence to all rules and procedures. All drawing equipment used shall be examined by the independent certified public accountant immediately prior to, but no sooner than thirty (30) minutes before a drawing and immediately after, but no later than thirty (30) minutes following the drawing. The certified public accountant shall document that the drawing was conducted as specified by the Lottery Commission and shall report any violations to the Lottery Director. e) The drawing shall not be invalidated based on the liability of the Lottery. 10.A.9 Advance Play Advance play provides the facility to purchase Lotto tickets for more than one drawing. Advance play tickets shall be available for purchase in increments of 2, 4, 6, 8 or 10 drawings only. 10.A.10 Lotto Subscription Play a) Lotto Subscription provides the facility to play Lotto by mail using the same number selections for a period of consecutive game draws. Entry into the Lotto Subscription program requires the completion of a Subscription Application. b) Once a subscription application is entered, funds remitted to the Lottery as payment are not refundable, except at the option of the Lottery as indicated in Section 10.A.12 c). c) Subscription application shall be made available from the Lottery and at licensed retail locations throughout the State. d) Not all Lottery promotions include Lotto subscriptions. However, if a promotion is offered for Lotto subscription, the Lottery reserves the right to limit such offering to one per subscriber or one promotion per subscription application. e) The Lotto Subscription program may be ended at the discretion of the Director. The director may announce a date after which no applications for Lotto subscriptions will be accepted (application cutoff date) and a date after which all Subscription Plans shall end (program end date). f) All valid Subscription Plans entered on the Lottery's computer file on the application cutoff date, will be valid for the duration of the current Subscription Plan if their Subscription Plan End Dates do not extend beyond the program end date. Renewals will not be allowed. g) If valid Subscription Plans entered on the Lottery's computer file on the application cutoff date exceed the program end date, the plans will be valid until the program end date. These Subscribers will be reimbursed for unused plays at the prorated value determined by the length of their Subscription Plans. 10.A.11 Subscription Price a) The following number of boards and time periods are available at the price shown: One Board 26 drawings 52 drawings $ 25.00 $ 50.00 Any Two Boards Any Three Boards Any Four Boards All Five Boards 104 drawings 26 drawings 52 drawings 104 drawings 26 drawings 52 drawings 104 drawings 26 drawings 52 drawings 104 drawings 26 drawings 52 drawings 104 drawings $100.00 $ 50.00 $100.00 $200.00 $75.00 $150.00 $300.00 $100.00 $200.00 $400.00 $125.00 $250.00 $500.00 b) In the event that a subscriber sends in a dollar amount that does not correspond to the board pricing denoted in 10.A.11 a), the Lottery shall proceed in the following manner: 1. If the received amount is less than required to fulfill the requested subscription length and number of boards, the Lottery shall allocate the payment equally among the number of boards requested at the rate of $1.00 per board, per drawing. The Lottery will add one (1) additional drawing at no charge for each increment of twenty-five (25) drawings paid for that subscription. 2. If the received dollar amount is more than required to fulfill the requested subscription length and number of boards, the Lottery shall add drawings at $1.00 per board, per drawing to fulfill the subscription. The Lottery will add one (1) additional drawing at no charge for each increment of twenty-five (25) drawings paid for that subscription. 3. The Lottery Director reserves the right to reject dollar amounts received that would extend the subscription for longer than one hundred four (104) drawings. 10.A.12 Subscription Application Requirements a) To be accepted for entry without changes, each board must contain six unduplicated play numbers that are selected from the range of 1 through 42. The same numbers may be used on more than one board. b) An application may be accepted with corrective entries required as follows: 1. If more than six (6) numbers are marked on any board, the first six (6) numbers in ascending sequence will be accepted. All other numbers will be disregarded. 2. If fewer than six (6) numbers are marked on any board, the Lottery's computer will assign, at random, additional number(s) in order to process the application. 3. If no numbers are marked on any board being played, the Lottery's computer will assign, at random, additional number(s) in order to process the application. c) An application may be rejected if the payment received with the subscription application is not acceptable to the Lottery, i.e., check not signed. Both the payment and the application will be returned to the subscriber with a letter of explanation. d) An application may be terminated after initial acceptance if, after the subscription plan start date, the Lottery is notified that the payment received for the subscription is invalid, i.e., a check returned for insufficient funds. In such event. the subscription shall be deemed invalid and no prizes, if won, will be to the subscriber. e) A Subscription Confirmation Card will be mailed to the subscriber after the Lottery has processed the information received on the subscriber's application. This Subscription Confirmation Card includes the effective dates of the subscription and is confirmation that the Lottery has correctly recorded the subscriber's name, numbers selected and number of drawings for the subscription. f) It is the responsibility of the subscriber to notify the Lottery if confirmation of a subscription is not received. It is the responsibility of the subscriber to review all information pertaining to the subscription listed on the Subscription Confirmation Card upon receipt. It is the responsibility of the subscriber to notify the Lottery if the information listed on the Subscription Confirmation Card is incorrect. If there is a discrepancy, the Colorado Lottery Subscription Unit in Pueblo, Colorado, must receive WRITTEN notification of corrections from the subscriber by the date specified on the Subscription Confirmation Card. If notification is not received by the Lottery, the numbers on the Subscription Confirmation Card shall be the subscriber's official play. g) Six weeks prior to the Subscription Plan end date, the subscriber will be mailed a subscription renewal application containing the subscriber's name, subscriber's address, member number, current subscription numbers, number of subscription boards currently being played, number of drawings for each board and the subscription plan end date. If the subscriber wishes to continue with the subscription with no interruptions, a subscription entry renewal must be received by the Lottery at least three (3) weeks (or six (6) draws) prior to the subscription plan end date of the current subscription entry. The Lottery will make every reasonable effort to process renewal applications received to ensure no interruption in the subscriber's plan; however, the Lottery is not responsible for an interruption in the subscriber's plan if a renewal application is not processed in sufficient time. h) On a renewal application, in the event no numbers are marked in any board being played, the Lottery will automatically reassign the numbers currently being played for that board. If less than six (6) numbers are marked in any board, the Lottery will assign at random additional number(s) in order to process the application. i) If more than six (6) numbers are marked in any board on the renewal application, the first six (6) numbers in ascending sequence will be accepted. All other numbers will be disregarded. j) On a renewal application, if the payment option is not marked, the Lottery will automatically reassign the option currently recorded on the Lottery subscription file. The Subscriber will have the opportunity to accept or change this option at the time the Subscription Confirmation Card is received by the subscriber. k) The Colorado Lottery reserves the right to suspend or cancel any drawing or the game itself, change the prize structure, frequency of drawings, or drawing dates. In the event of such changes, all subscribers will receive participation in the revised game, equivalent in value to the remainder of their subscription or a refund, at the sole option of the Lottery. 10.A.13 Valid Subscription Entry To be a valid entry the application and game numbers selected by the player must be entered on the appropriate Lottery computer file, which is the official record of subscription entry. 10.A.14 Payment of Subscription Prizes a) All prizes won less applicable tax withholding, except the Jackpot Prize, will be paid by warrant to the name appearing on the Subscription Confirmation Card. The prize warrant will be mailed directly to the player. b) In the case of a subscription ticket winning the Jackpot Prize, the Lottery will notify the subscriber, who must then come to the Lottery to claim the prize. For payment of the Jackpot prize, refer to Rule 10.15 f) 2. and Rule 10.A.6. c) A group subscription entry will be treated as a single share in the prize category and shall also be determined as one share when determining if a prize should be paid in accordance with Rule 10.9 e) and Rule 10.A.6. 10.A.15 Licensee Commission a) In addition to the six percent (6%) Commission set forth in Paragraph 10.14 of Rule 10, the Director may provide such additional compensation to the licensees as is deemed appropriate by the Director to further the sale of Lotto tickets, so long as such additional compensation is made equally available to all licensees and does not exceed a total of seven-tenths of one percent (0.7%) of the total amount received by the Division from all Lotto tickets sold or disbursed as of the date the Director determines to provide such additional compensation. The seven-tenths of one percent (0.7%) described above shall consist of the following: (i) Two-tenths of one percent (0.2%) of sales from Lotto tickets lawfully sold or disbursed by an On-Line retailer shall be accrued to pay On-Line retailers a one percent (1%) cashing bonus for each Lotto prize redeemed by On-Line retailers up to and including $599.99. (ii) One-half of one percent (0.5%) of sales from Lotto tickets lawfully sold or disbursed by an OnLine retailer shall be accrued to pay On-Line retailers a marketing performance bonus. b) In order to receive the marketing performance bonus, each On-line retailer must meet the following criteria: (i) A retailer must be a licensed retailer on the date the marketing performance bonus is declared; (ii) A retailer must sell Lotto tickets up to and including the final sales day for the period in which the marketing performance bonus is declared; (iii) A retailer must meet or exceed the requirements of the Marketing Performance Bonus Plan for the period for which the marketing performance bonus is declared; and (iv) The requirements of the Marketing Performance Bonus Plan to be met by On-Line retailers shall be established by the Lottery Director or his/her designee. c) In the event there is a residual resulting from the accrual of the seven-tenths of one percent (0.7%) of sales after the bonuses described in 10.A.15 a) (i) and (ii) have been expensed, the Director may provide additional compensation to licensees as described in 10.A.15 a) or may revert the excess amount thereby decreasing the bonus expense. BASIS AND PURPOSE OF AMENDED RULE 10.D The purpose of Rule 10.D is to provide specific game details and requirements for the Colorado Lottery On-Line Game “CASH 5” such as type of play, prizes, method of selecting winning numbers, drawings, and the allocation of revenues. The statutory basis for Rule 10.D is found in C.R.S. 24-35-208 (1)(a) and (2), and 24-35-212. RULE 10.D COLORADO LOTTERY ON-LINE GAME, “CASH 5” 10.D.1 A Colorado Lottery On-Line game to be known as “Cash 5” is authorized to be conducted by the Director under the following Rules and Regulations and under such further instructions and directives as the Director may issue in furtherance thereof. If a conflict arises between Rule 10 and this Rule 10.D, Rule 10.D shall apply. 10.D.2 Definitions: In addition to the definitions provided in Paragraph 1.2 of Rule 1 and Rule 10, and unless the context in this Rule 10.D otherwise requires: a) “Advance Play” means the ability to purchase tickets for more than one drawing. b) “Board” means a field of the 32 numbers found on the play slip. c) “Net Sales” means gross sales less cancellations. d) “Number” means any play integer from 1 through 32 inclusive. e) “Play” means the five numbers selected on each Board and printed on the ticket. f) “Play Slip” means a mark-sense game card used by players of Cash 5 to select plays. There shall be ten game grids on each play slip identified as A, B, C, D, E, F, G, H, I, and J. A play slip has no pecuniary value and shall not constitute evidence of ticket purchase or of numbers selected. 10.D.3 Price Of Cash 5 Tickets The price of each Cash 5 play shall be $1.00. A player may use a play slip to purchase up to ten boards as follows: 1 play: 2 plays: 3 plays: 4 plays: 5 plays: 6 plays: 7 plays: 8 plays: 9 plays: 10 plays: $1 $2 $3 $4 $5 $6 $7 $8 $9 $10 - One Board Any Two Boards Any Three Boards Any Four Boards Any Five Boards Any Six Boards Any Seven Boards Any Eight Boards Any Nine Boards All Ten Boards 10.D.4 Play For Cash 5 a) Type of play: A Cash 5 player must select five numbers in each play. A winning play is achieved only when 2, 3, 4, or 5 of the numbers selected by the player match. in any order, the five winning numbers drawn by the Lottery. b) Method of play: The player may use play slips to make number selections. The On-Line terminal will read the play slip and issue ticket(s) with corresponding plays. If a play slip is not available, the On-Line retailer may enter the selected numbers via the keyboard. A player may leave all or a portion of his/her play selections to a random number generator operated by the computer, commonly referred to as “quick pick” or “partial quick pick.” A player may cancel a ticket for any draw and, if the player has paid for the ticket, obtain a refund of the price if and only if the player delivers a legible ticket to the On-Line retailer from whom the player purchased it within one (1) hour of purchase provided that the retailer is open, the On-Line system is available for wagering, and the On-Line system has not converted to the next drawing period. 10.D.5 Prizes For Cash 5 a) Cash 5 prize amounts, for each drawing, are paid to those players who select a matching combination of numbers from the five (5) numbers selected by the Lottery in a random drawing. The prize amounts for each prize category and odds of winning are as follows: MATCHING COMBINATIONS All Five matching numbers in one play Any four but not five matching numbers in one play Any three but not four or five matching numbers in one play Any two but not three, four or five matching numbers in one play PRIZE CATEGORY $20,000.00 ODDS OF WINNING (ONE PLAY) 1:201,376 $ 200.00 1:1,492 $ 10.00 1:58 $ 1.00 1:7 b) Aggregate Limit — In the event more than ten (10) tickets win the top prize in any one drawing (correctly match five numbers in any one play), all top prize winning tickets will receive an equal share of Two Hundred Thousand Dollars ($200,000.00). c) The projected aggregate prize fund for Cash 5 is Fifty-five and Twenty-nine One Hundredths Percent (55.29%). d) Additional Lottery prizes may be awarded as authorized by the Director from the Indirect Prize Category Contribution as specified in Specific Game Playing Rules. e) The holder of a winning ticket may win only one prize per play in connection with the winning numbers drawn and shall be entitled only to the highest prize category won by those numbers. 10.D.6 Ticket Purchases a) Cash 5 tickets may be purchased only from a Lottery retailer authorized by the Director to sell On-Line tickets. b) Cash 5 tickets shall show at a minimum, the numbers selected, boards played, drawing date and validation and reference numbers. c) The Lottery shall not directly and knowingly sell a combination of tickets to any person or entity which would guarantee such purchaser a first prize (match 5 of 5) win. d) Plays may be entered manually using the On-Line terminal keypad or by means of an original play slip provided by the Lottery. Facsimiles of play slips, copies of play slips, or other materials which are inserted into the On-Line terminal's play slip reader and which have not been printed or approved by the Lottery shall not be used to enter a play. No device shall be connected to an On-Line terminal to enter plays, except as may be approved by the Lottery. Unapproved play slips or other devices may be seized by the Lottery. 10.D.7 Drawings a) Cash 5 drawings shall be held six times each week on Monday, Tuesday, Wednesday, Thursday, Friday, and Saturday evenings, except that the drawing schedule may be changed by the Director, if necessary. b) The drawings will be conducted by Lottery officials and comply with Colorado Revised Statutes. c) Each drawing shall determine, at random, five winning numbers in accordance with Drawing Guidelines. Any numbers drawn are not declared winning numbers until the drawing is certified by the Lottery in accordance with paragraph 10.D.7 d). The winning numbers shall be used in determining all Cash 5 winners for that drawing. If a drawing is not certified, another drawing will be conducted to determine actual winners. d) Each drawing shall be witnessed by an independent certified public accountant and a citizen witness. A Commission member should, if possible, attend drawings to ensure adherence to all rules and procedures. All drawing equipment used shall be examined by the independent certified public accountant immediately prior to, but no sooner than thirty minutes before, a drawing and immediately after, but no later than thirty (30) minutes following, the drawing. The certified public accountant shall document that the drawing was conducted as specified by the Lottery Commission and shall report any violations to the Lottery Director. e) The drawing shall not be invalidated based on the liability of the Lottery. 10.D.8 Advance Play Advance play provides the facility to purchase Cash 5 tickets for more than one drawing. Advance play tickets shall be available for purchase in increments of 2, 4, 6, 8, or 10 drawings only. The cost of each play shall be $1.00 per drawing, i.e., one play for two drawings, $2.00, one play for four drawings, $4.00, etc. 10.D.9 Licensee Commission a) In addition to the six percent (6%) Commission set forth in Paragraph 10.14 of Rule 10, the Director may provide such additional compensation to licensees as is deemed appropriate by the Director to further the sale of Cash 5 tickets, so long as such additional compensation is made equally available to all licensees and does not exceed a total of ninety-six hundredths of one percent (0.96%) of the total amount received by the Division from all Cash 5 tickets sold or disbursed as of the date the Director determines to provide such additional compensation. The ninety-six hundredths of one percent (0.96%) described above shall consist of the following: 1. Forty-six hundredths of one percent (0.46%) of sales from all Cash 5 tickets lawfully sold or disbursed by an On-Line retailer shall be accrued to pay On-Line retailers a one percent (1%) cashing bonus for each Cash 5 prize redeemed by On-Line retailers up to and including $599.99. 2. One-half of one percent (0.5)% of sales from all Cash 5 tickets lawfully sold or disbursed by an On-Line retailer shall be accrued to pay On-Line retailers a marketing performance bonus. b) In order to receive the marketing performance bonus each On-Line retailer must meet the following criteria: 1. A retailer must be a licensed retailer on the date additional compensation is declared; 2. A retailer must sell On-Line tickets up to and including the final sales day for the period in which additional compensation is declared; 3. A retailer must meet or exceed the requirements of the Marketing Performance Bonus Plan for the period in which additional compensation is declared; and 4. The requirements of the Marketing Performance Bonus Plan to be met by On-Line retailers shall be established by the Lottery Director or his designee. c) In the event there is a residual resulting from the accrual of the ninety-six hundredths of one percent (0.96%) of sales after the bonuses described in 10.D.9 a)1. and 2. have been expensed, the Director may provide additional compensation to licensees as described in 10.D.9 a) or may revert the excess amount thereby decreasing the bonus expense. BASIS AND PURPOSE OF AMENDED RULE 11 The purpose for Rule 11 is to provide specific guidelines in compliance with C.R.S. 24-35-209(1)(b) regarding gifts, gratuities, employment, or other things of value. The statutory basis for Amended Rule 11 is found in C.R.S. 24-35-208(1)(a) and C.R.S. 24-35-209(1)(b). RULE 11 11.1 a) The acceptance of certain nonpecuniary items of insignificant value on an infrequent basis in the normal course of business as set forth in Section (1)(b) of C.R.S. 24-35-209, is further defined in the following paragraphs. b) Members of the Commission or employees of the division, including the Director, or members of their immediate family may accept an item as set forth in subparagraph a) above if: 1) They are in attendance at lottery related conferences where vendor or contractorrelated hospitality or dinner invitations may occur over the course of the conference, as long as these events are extended to and attended by other state lottery representatives in addition to the State of Colorado Lottery Commissioners, employees or members of their immediate families; 2) They are in attendance at a meeting for the purpose of providing day-to-day direction for contractual activities which results in a lunch or a dinner paid for by a contractor, provided such lunches or dinners do not occur at regular intervals and do not occur more frequently than either once a week or four times in one month; or 3) They are in attendance at a working session, which may result in the offering of food and/or drink during the course of conducting business. c) Gifts, which are infrequently sent and given to the Lottery as an institution. For example, on a holiday or as a thank you in providing service; and further, if a gift (food items) comes in parts, it should be distributed to all employees; or, if a single gift arrives (a book), it should either be used by the Lottery as an institution, or if unusable, given to charity. d) Gifts, which are infrequently sent and given to a Lottery employee on an individual basis, not to exceed a value of $50. For example, consumable items and/or items such as a jacket or t-shirt, a round of golf, event tickets, etc. e) Reimbursement of expenses to the State by an association of lottery officials which association is supported by no fewer than three vendors, for papers, talks, demonstrations or appearances made by employees for which they otherwise would not be compensated and which would be at their own expense, not to exceed the amount of actual expenses. 11.2 All persons who are recipients of items listed above shall submit a report to the Executive Director of the Department of Revenue or his/her designee detailing the date, benefactor, item received, number of people in attendance, and nature of business within two days of returning to their main place of work. However, employees of the Lottery, including the Director, may accept beverages (nonalcoholic only) and snack food of insignificant value on an infrequent basis in the normal course of business without submitting a report. 11.3 Members of the Commission, employees of the division, and their immediate families, and any person serving on the Evaluation Committee for the Request For Proposal for the same or similar services are prohibited from accepting any item from any prospective bidder or agent of a prospective bidder, including those listed in 11.1 above, during any procurement process unless specifically provided for in the request for proposal for vendor services. BASIS AND PURPOSE OF RULE 12 The purpose for Rule 12 of the Colorado Lottery Commission is to establish and provide specific factors and requirements for Conducting promotions by the Colorado Lottery. The provisions of Rule 12 are necessary in order to promote the public interest as well as the security and efficient operation of the Colorado Lottery. The statutory basis for Rule 12 is found in C.R.S. 24-35-208 (1)(a) and (2), and 24-35212. RULE 12 COLORADO LOTTERY PROMOTIONS 12.1 Definitions Unless the context of this rule otherwise requires: a) “Promotion” means any statewide contest participated in by the Lottery in which the purchase of a Lottery scratch (instant) and/or on-line ticket is required for entry into the promotional process. b) “Promotional Prize” means the prize or prizes to be awarded in the statewide contest (promotion) and may include cash, merchandise, and/or services as determined by the Director. c) “Entry” means the method designated by the Lottery to enter a promotion. d) “Drawing” means the method used to select winners in the statewide contest (promotion). e) “Drawing Guidelines” means the document approved by the Lottery Director which describes and sets forth in detail how drawings for promotions will be conducted for the determination of winners of promotional prizes. f) “Special Prize Drawings” means a contest participated in by the Lottery in which prizes are. awarded but which contests are not statewide and/or do not require the purchase of a Lottery scratch (instant) and/or on-line ticket. Prizes for Special Prize Drawings may include cash, merchandise, and/or services as determined by the Director. g) “Cash Prize” means any prize paid in cash in its entirety. h) “Non-Cash Prize” means any prize paid in a combination of cash and/or merchandise. 12.2 Commission to Adopt Specific Rules and Regulations for Lottery Promotions Promotions are authorized to be conducted under the following Rules and Regulations and such further instructions and directives the Director may issue in furtherance thereof. The Commission shall adopt specific Rules and Regulations, from time to time, designating, among other things, the number and sizes of prizes and the manner of selecting winning promotion entries. To the extent not inconsistent with such specific Rules and Regulations as may be adopted, the following provisions under this Rule 12 shall apply. 12.3 Promotion Entry The method for entry in a promotion shall be as set forth in Specific Promotion Rules which are incorporated by reference as though fully set forth herein. 12.4 Payment and/or Delivery of Promotional Prizes a) Payment and/or delivery of a Promotional prize shall be as set forth in Specific Promotion Rules which are incorporated by reference as though fully set forth herein. b) If required by Specific Promotion Rules, incorporated by reference as though fully set forth herein, the holder of a winning entry, or his/her representative, shall fill out a claim form which is available free of charge from any Lottery office or claims center and submit the completed form to the Lottery, and the prize will be paid and/or delivered as set forth in said Specific Promotion Rules. The claim form shall incorporate the following provisions: 1) Verification that the holder of the winning entry is not a person disqualified by law or by these Rules and Regulations to claim or otherwise accept a prize from the Lottery. 2) Notification that his/her name, city of residence and prize may be made available for public information. This same notification is given to one signing on behalf of the winning entry owner under a disability which prevents him/her from signing in his/her own behalf; 3) Indemnification of the Lottery for any loss occasioned by an untruth or misrepresentation by the winning entry owner or the person claiming the prize in his/her behalf; d) The claim form may contain any other provision which the Director may, from time to time, deem necessary and proper to promote the public interest and trust, or security and efficient operation of the Lottery. Each claim must have attached thereto the original winning entry. e) No payment will be made or prize delivered on a winning entry, unless all spaces provided on the claim form and winning entry are filled in with the required information or an acknowledgment that said information is unknown or unavailable. There is no obligation or duty of the Division, its employees or licensees to make any inquiry of the truthfulness of information that appears on the claim form before payment or delivery to the claimant. f) Payment and/or delivery of prizes shall be made in person to the claimant or by mail at the one address that the claimant makes available to the Lottery on the claim form, unless the Division is notified of a change of address. g) The winner, at the time of presentation of the completed claim form, will receive either the prize, or a copy of the claim form as provided in these Rules and Regulations as receipt for his winning entry. h) All prizes shall be paid within a reasonable time after they are awarded and after the claims are validated by the Division. Any prize requiring annuitized or installment payments shall be paid on the anniversary date of the first installment payment as specified in the payment schedule. In order to receive payments in accordance with the initial payment schedule, all recipients of annuitized or installment payments must provide the Lottery a notarized statement of their current address and telephone number on an annual basis. The Director may, at any time, delay any payment in order to review a change of circumstances relative to the prize awarded, the payee, the claim, or any other matter that may have come to his/her attention. All delayed payments will be paid to date immediately upon the Director's confirmation that the payee is entitled to such payment, and any remaining payments shall be paid on each original anniversary date thereafter. i) The Director's decision with respect to the validation and payment and/or delivery of any prize shall be final and binding upon all participants. j) The Director reserves the right to require of a claimant of any winning entry, the disclosure of the location or person from whom the claimant purchased the ticket entered in the promotion. k) If a prize won is an opportunity to participate in a drawing, said opportunity shall be personal to the owner of the winning entry and, except as authorized by the Director or his/her designee in writing, no person other than said owner shall be entitled to participate in said drawing. The owner of a winning entry has the right to appoint a proxy. The Director or his/her designee shall approve any such designated proxy. The Director may, at his discretion, appoint a proxy for the owner of a winning entry to participate in said drawing. l) Payment and/or delivery of any prize may be made to the holder of the winning entry, and all liability of the State, its officers and employees, and the Commission terminates upon such payment. m) The term “life” as used in these rules means the life of a natural person. In the event that a claim is filed on behalf of a legal entity other than a natural person, for a prize payable for life, the legal entity shall designate an officer or director of that legal entity as the person on whose life such prize is to be paid, and shall execute an agreement evidencing such designation. Payment of an annuitized or installment prize begins at age 18 or older and payment of prize amount up to the minimum designated in promotion-specific rule. If for any reason the legal entity fails to execute evidence of such designation, the lottery director shall designate the person on whose life the prize is to be paid. 12.5 Payment of Prizes Upon The Death of A Prize Winner Under no circumstances will the payment of a prize requiring annuitized or installment payments be accelerated before its normal date of payments because of the death of the prize winner. All prizes, or any portion thereof, which shall remain payable at the time of death of the prize winner shall be paid to the estate of such deceased prize winner (in accordance with the last will and testament of the deceased prize winner), unless the Director is directed otherwise pursuant to an appropriate judicial order. If the deceased prize winner died intestate, the payment will be made in accordance with the laws of descent and distribution of intestate property of the jurisdiction of domicile of the deceased prize winner, unless the Director is directed otherwise pursuant to an appropriate judicial order. Upon payment as provided by this Rule, the Division shall be discharged of any further liability. 12.6 Ownership of Tickets/Entries a) Until such time as a name is imprinted or placed upon the promotion entry in the area designated for a name, the entry shall be a bearer instrument, owned by the physical possessor of such entry. b) The Director shall not accept any claim that a winning entry was stolen, if the stolen ticket was in bearer form. The Director shall only recognize as the true owner of a winning entry, the person whose signature appears upon the entry in the area designated for said purpose. c) Each winning entry must have placed thereon the information required by Specific Promotion Rules. d) In the event there is an inconsistency in the information submitted on the claim form and as shown on the winning entry, the Director shall make an investigation and withhold all winnings awarded to the entry owner or holder until such time as he/she is satisfied that the prize is to be paid to the proper person. e) The Director shall recognize only one (1) person as claimant of a winning entry. A claim may be made in the name of an organization only if the organization possesses a Federal Employer Identification Number (FEIN) issued by the Internal Revenue Service and such number is shown on the claim form. Groups, family units, clubs, or organizations without an FEIN shall designate one individual in whose name the claim is to be filed. If a claim is erroneously entered with multiple claimants, the claimants shall designate one of them as the individual recipient of the prize, or, if they fail to designate an individual recipient, the Director may designate any one of the claimants as the sole recipient. In either case, the claim shall then be considered as if it were originally entered in the name of the designated individual and payment of any prizes won shall be made to that single individual. Once a winning entry is validated, it will not be returned to the winner, but will remain the property of the Lottery. 12.7 Entrant's Obligations In entering a promotion, the entrant agrees to comply with all provisions of the Act, these Rules and Regulations, the Specific Promotion Rules incorporated by reference as though fully set forth herein, all final decisions of the Director, and all instructions and directives established by the Director for the conduct of the specific promotion. 12.8 Persons Ineligible to Enter Promotions a) No person under the age of eighteen (18) may enter a promotion. This does not preclude entry by persons under the age of eighteen (18) if such entry was received as a gift. b) No promotion entry shall be submitted by and no prize shall be paid to any of the following: 1) Any member of the Commission. 2) Any employee of the Division, except when authorized by the Director for investigative purposes. But, in no event shall such employee be entitled to payment of any prize. 3) Any officer, director, or employee of any corporation or firm that contracts with the Division or that offers services, supplies, materials, or equipment used by the Division in the normal course of its operations or the subcontractors thereof which have participated, in any manner, in the supplying of services, supplies, materials or equipment, except when authorized by the Director for investigative purposes. But, in no event shall any of such persons be entitled to payment of any prize. 4) Any member of the immediate family of 1), 2), and 3) above. c) No person who operates drawing equipment during a drawing or witnesses a drawing, and no member of the person's immediate family, shall enter the promotion or receive a promotional prize for the drawing in which said person operates drawing equipment or witnesses a drawing. d) For the purposes of this Rule, “immediate family” shall include any spouse, child, brother, sister, and/or parent residing in the same household in the principal place of abode of any of the persons specified in Paragraph 12.8 b). 12.9 Numbers and Sizes of Prizes a) The number, kind, and sizes of Promotional Prizes shall be shall be as set forth in Specific Promotion Rules. b) In the event that selection of promotional prize winners includes a drawing, entry into drawings shall be through random process in the manner set forth in Specific Promotion Rules. The number and sizes of prizes available in those drawings shall be as set forth in Specific Promotion Rules. 12.10 Determination of Promotion Prize Winners Promotional prize winners shall be determined as set forth in Specific Promotion Rules. 12.11 Manner of Selecting Promotion Prize Winners a) The winning of any prize set forth in Paragraph 12.9 shall be as set forth in Specific Promotion Rules. b) 1) The winning of any promotional drawing prizes set forth in Paragraph 12.9 b) shall be determined by publicly held drawings. Participants in the drawings and deadline for participation in any drawing shall be as set forth in Specific Promotion Rules. 2) The Director has the discretion to request a tentative winner to execute an affidavit in lieu of obtaining the tentative winner's signature on the entry. Such potential claimant must return the properly executed affidavit not later than the announced drawing participation deadline. 3) Paragraph 12.6 of this Rule, “Ownership of Tickets,” shall govern Lottery actions in all questions of entry ownership. 4) The holder of an entry eligible for participation in a drawing will only be eligible for participation in the drawing process for each eligible entry held. 5) Each drawing shall be conducted at a time and place to be announced and pursuant to methods to be announced by the Lottery Director. The Director reserves the right to change the location of a drawing, the time of a drawing and the prizes to be awarded at a drawing at any time. c) Finalists will participate in the drawing as specified in Drawing Guidelines or Specific Promotional Rules. Any finalist in a drawing who intentionally or unintentionally touches or otherwise interferes with any drawing equipment shall receive only the smallest prize available in the drawing. Any direct or indirect action which is initiated by the finalist and which in any manner alters or affects the natural functioning of the drawing equipment shall constitute interference. d) Each drawing shall be witnessed by an independent certified public accountant. A Commission member should, if possible, attend drawings to ensure adherence to all rules and procedures. All drawing equipment used shall be examined by the independent certified public accountant immediately prior to, but no sooner than thirty (30) minutes before, a drawing and immediately after, but no later than thirty (30) minutes following, that drawing. BASIS AND PURPOSE OF RULE 12.C The purpose of Rule 12.C is to provide specific details and requirements for the Colorado Lottery “Cash 5 Doubler” Promotion such as method of entry, prizes, drawings and method of selecting winning entries. The statutory basis for Rule 12.C is found in C.R.S. 24-35-208 (1)(a) and (2), and 24-35-212. RULE 12.C COLORADO LOTTERY CASH 5 DOUBLER PROMOTION 12.C.1 A Colorado Lottery promotion to be known as the “Cash 5 Doubler” (Promotion) is authorized to be conducted by the Director under the following Rules and Regulations and under such further instructions and directives as the Director may issue in furtherance thereof. 12.C.2 In addition to the definitions provided in Paragraph 1.2 of Rule 1, the definitions and provisions of Rule 10 which governs the conduct of on-line games, the definitions and provisions of Rule 10.D which governs the conduct of the Cash 5 game, and the definitions and provisions of Rule 12 which governs the conduct of promotions, and unless the context in this Rule 12.C otherwise requires: a) “Promotion Dates” means the period of time from the start of the promotion to the end of the promotion, as determined by the Director b) “Drawings” means the Cash 5 drawings held on Mondays, Tuesdays, Thursdays, and Fridays during the Promotion. 12.C.3 Promotion Entries Entry into the Promotion requires the purchase of a Cash 5 ticket. 12.C.4 Requirements for Eligible Entries a) Those persons set forth in Paragraph 12.8 of Rule 12 are not eligible to participate in the Promotion. 12.C.5 Prizes For The Promotion a) During the Cash 5 Doubler promotion time period before Cash 5 drawings are conducted, the citizen witness will randomly select one of four envelopes. If the envelope selected contains the word “Doubler”, all prizes won in that drawing will automatically be doubled. If the envelope contains the words “Not A Doubler”, prizes for that drawing will not be doubled. One of the four envelopes used for the random envelope selection will contain the word “Doubler.” b) Prizes not claimed within 180 days from the date of the drawing are forfeited. 12.C.6 Drawings a) All drawings will be held as set forth in Paragraph 10.D.7 of Rule 10.D. 12.C.7 Payment of Prizes In addition to the provisions and requirements set forth in Paragraph 10.3 of Rule 10 and Paragraphs 12.4 and 12.5 of Rule 12, the following shall apply: a) Winners of prizes in the Promotion must claim their prizes as set forth in Paragraph 10.3 of Rule 10. b) All prizes in “Doubler” drawings will automatically be doubled at the site the prizes are claimed by players. Prizes when doubled shall be as follows: MATCHING COMBINATIONS All five matching numbers in one play Any four but not five matching numbers in one play Any three but not four or five matching numbers in one play Any two but not three, four or five matching numbers in one play PRIZE CATEGORY $20,000.00 DOUBLED PRIZE AMOUNT $40,000.00 $200.00 $400.00 $10.00 $20.00 $1.00 $2.00 c) The prize-winning ticket shall be subject to the validation requirements set forth in Paragraph 10.14 of Rule 10. 12.C.8 Prizes Subject to Intercept a) Pursuant to C.R.S. 24-35-212(5) and Paragraph 12.12 of Rule 12, prizes may be subject to intercept by the Colorado Department of Social Services. BASIS AND PURPOSE OF RULE 12.I The purpose of Rule 12.I is to provide specific details and requirements for the Colorado Lottery “POWERBALL® Sunday” Promotion such as method of entry, prizes, drawings and method of selecting winning entries. The statutory basis for Rule 12.I is found in C.R.S. 24-35-208 (1) (a) and (2), 24-35-212, and 24-35-212.5. RULE 12.I COLORADO LOTTERY POWERBALL® SUNDAY PROMOTION 12.1.1 A Colorado Lottery promotion to be known as the “POWERBALL® Sunday” Promotion is authorized to be conducted by the Director under the following Rules and Regulations and under such further instructions and directives as the Director may issue in furtherance thereof. 12.I.2 Definitions In addition to the definitions provided in Paragraph 1.2 of Rule 1, the definitions and provisions of Rule 14, Rule 14.A and Rule 14.B, which govern the conduct of multi-state Lottery games, POWERBALL®, and Power Play respectively, and the definitions and provisions of Rule 12 which governs the conduct of promotions, and unless the context in this Rule 12.I otherwise requires: a) “Board” means the area of the POWERBALL® playslip that contains a set of two (2) grids, the first grid containing fifty-three (53) squares numbered one (1) through fifty-three (53), and the second grid containing forty-two (42) squares numbered one (1) through forty-two (42). b) “Drawings” means the POWERBALL® drawings held on Wednesdays and Saturdays during the Promotion Period. c) “Qualifying Entry” means a non-winning Colorado POWERBALL® ticket with a minimum purchase of five (5) boards with the Power Play option (minimum total cost $10) purchased for a drawing during the Promotion Period from a Colorado Lottery retailer. The purchase must be made on a single ticket. d) “Promotion Period” means the period of time encompassing sixteen (16) Powerball drawings from October 15, 2003, through and including December 6, 2003. e) “Promotional Drawing(s)” means the drawing(s) associated with the POWERBALL® Sunday Promotion at which Special Lottery Prizes will be awarded. f) “Special Lottery Prizes” means the prizes defined in 12.I.5. g) “Ticket” means a computer-generated segment of ticket stock issued by an On-Line retailer terminal to a player as a receipt for the combination of digits, numbers, or symbols selected. A ticket may include one or multiple boards and may be valid for one or multiple drawings. 12.I.3 Promotion Entries To enter the Promotion, a player must purchase a Qualifying Entry during the Promotion Period and return it to the Colorado Lottery by a date to be determined by the Director in order to be eligible for a Promotional Drawing(s) to be held at a date to be determined by the Director. a) To be eligible for the Promotional Drawing(s) the Qualifying Entry must consist of a minimum of a five (5) board POWERBALL® play with the Power Play option, a total $10 minimum purchase, on which none of the five (5) boards wins a prize defined in Rule 14.A.6. The Qualifying Entry must be purchased for drawings occurring during the Promotion Period. Advance Play tickets are eligible as only one (1) entry into the Promotional Drawing(s) and must meet all other requirements for eligibility, i.e., a minimum purchase of five (5) boards with Power Play for one (1) drawing, all drawings for which the ticket is valid have occurred, and all boards are non-winners for all drawings purchased. Exchange tickets are eligible if all of the requirements in this section have been met. b) Qualifying Entries must be mailed to the Colorado Lottery, P.O. Box 18016, Pueblo, CO 81008-0316. Entries must be received at Colorado Lottery Headquarters by 5:00 p.m. on a date(s) to be determined, as specified in Promotional Drawing Guidelines approved by the Lottery Commission to qualify for the Special Lottery Prizes in the “POWERBALL® Sunday” promotion. Only one entry per envelope will be accepted. c) Players with a Qualifying Entry who do not claim their entry as specified in Rule 12.I.3 b) shall forfeit their eligibility for a Special Lottery Prize. 12.I.4 Requirements for Eligible Entries a) Those persons set forth in Paragraph 12.8 of Rule 12 are not eligible to participate in the Promotion. b) Entrants are required to provide their name, address and telephone number on entries as specified in the Promotional Drawing Guidelines to qualify for this promotion. c) Entrants must be at least 18 years of age to participate in the promotion. 12.I.5 Scope of The Promotion In addition to the provisions and requirements set forth in Paragraphs 12.4 and 12.5 of Rule 12, the following shall apply: a) Entry into the “POWERBALL® Sunday” Promotion requires that a player purchase a Qualifying Entry during the Promotion Period and mail or deliver it to the Colorado Lottery in accordance with Rule 12.I.3. b) A minimum of seven (7) winning entries will be drawn by the Lottery from the Qualifying Entries at a publicly held Promotional Drawing(s) according to procedures specified in Promotional Drawing Guidelines approved by the Lottery Commission and may include preliminary and final drawings. c) Each of the seven (7) or more Special Lottery Prizes awarded in the “POWERBALL® Sunday” Promotion shall consist of a trip for two (2) persons to the professional football game to be played in Houston, Texas, February 1, 2004. Winners shall receive the following: i) airfare for two from a major Colorado airport to Houston, TX ii) all ground transportation for the period of Friday, January 30, 2004-Sunday, February 1, 2004 excluding personal trips iii) three (3) nights lodging (Friday, January 30, 2004-Sunday, February 1, 2004) iv) an invitation to the “Lynn Swann MVP Party” Saturday, January 31, 2004 v) a cash spending allowance of $500 vi) entry for two to the Stadium Club level of the football stadium on the day of the game including access to and use of the private suites vii) stadium credentials for two allowing access to all levels of the football stadium except press box, locker rooms and other secured areas viii) two Commemorative Leather Jackets to be shipped within 120 days following February 1, 2004, or as soon as they become available. d) No substitutions to the Special Lottery Prizes will be allowed. The prize is transferable one time. e) The estimated value of each Special Lottery Prize is approximately $27,600. The prize value includes the cost of withholding taxes. f) Odds of winning are dependent upon the number of Qualifying Entries received during the Promotion Period. 12.I.6 Preliminary and Final Promotional Drawings All preliminary and final Promotional Drawing(s) will be conducted by Lottery officials as set forth in the Promotional Drawing Guidelines. 12.I.7 Payment of Prizes In addition to the provisions and requirements set forth in Paragraphs 12.4 and 12.5 of Rule 12, the following shall apply: a) “POWERBALL® Sunday” Special Lottery Prize winners shall fill out a claim form in order to claim their prizes. b) Arrangements for fulfilling the elements of the Special Lottery Prize trips will be handled by the MultiState Lottery Association. Basis and Purpose for Rule 12.J “Catch the Lotto Bug” Promotion The purpose of Rule 12.J is to provide specific details and requirements for the Colorado Lottery ‘Catch the Lotto Bug’ Promotion such as method of entry, prizes, drawings and method of selecting winning entries. The statutory basis for Rule 12.J is found in C.R.S. 24-35-208 (1) (a) and (2), 24-35-212 and 2435-212.5. RULE 12.J General Rules and Regulations 12.J.1 Purpose and Statutory Authority A Colorado Lottery promotion to be known as the “Catch the Lotto Bug” (Promotion) is authorized to be conducted by the Colorado Lottery Director under the following Rules and Regulations and under such further instructions and directives as the Director my issue in furtherance thereof. 12.J.2 Definitions In addition to the definitions provided in Paragraph 1.2 of Rule 1, the definitions and provisions of Rule 10 and Rule 10.A which govern the conduct of on-line games, and the definitions and provisions of Rule 12 which governs the conduct of promotions, and unless the context in this Rule 12.J otherwise requires: a) “Board” means six (6) numbers from the field of 42 that appear on the Lotto ticket. b) “Eligible Ticket” means Lotto tickets containing a minimum of five (5) boards purchased during the Promotional Period. c) “Lotto Drawings” means the Lotto Drawings held during the promotional period between April 11,2004 and the Lotto drawing held on May 12, 2004. d) “Promotion Drawing” means the “Catch the Lotto Bug” promotion drawings held on April 23, April 30, May 7 and May 19,2004. e) “Promotion Period” means the period of time from April 11, 2004 through and including tickets purchased prior to the Lotto drawing held on May 12, 2004. f) “Special Lottery Prizes” means the prizes defined in 12.J.5. 12.J.3 Promotion Entries a) To participate in the “Catch the Lotto Bug” promotion, a player must purchase a minimum of five (5) boards on one (1) Lotto ticket during the promotion period. Subscription plays are ineligible for the promotion. b) Players may enter non-cash-winning “Lotto” tickets during the Promotion Period at all four Colorado Lottery offices. Non-cash-winning “Lotto” tickets may be mailed to the Colorado Lottery, P.O. Box 18003, Pueblo, Colorado 81008-0303 and must be documented as received no later than 5:00 p.m. on April 22, April 29, May 6 or May 18,2004 to be eligible to qualify for the Special Lottery Prizes in the “Catch the Lotto Bug” promotion, as specified in the Drawing Guidelines. c) One (1) drawing for each of the four (4) prizes will be held on April 23, April 30, May 7 and May 19,2004. Entry tickets will only be eligible for one (1) drawing during the Promotional Period. Each valid Entry ticket is eligible for only one (1) drawing. d) The Lottery will randomly select one (1) weekly winner from the entries received during the Promotion Period as defined in 12.J.3.C) and the Drawing Guidelines. The winner will be eligible to win one (1) of four (4) Volkswagen Beetles. 12.J.4 Requirements for Eligible Entries a) Those persons set forth in Paragraph 12.8 of Rule 12 are not eligible to participate in the “Catch the Lotto Bug” promotion. b) Entrants are required to provide their name, address and telephone number on mailed entries as specified in the Drawing Guidelines to qualify for this promotion. 12.J.5 Scope of the Promotion In addition to the provisions and requirements set forth in Paragraphs 12.4 and 12.5 of Rule 12, the following shall apply: a) Entry into the “Catch the Lotto Bug” promotion requires that a player purchase at least one (1) five-board Colorado Lottery “Lotto” ticket during the Promotion Period. Non-cash-winning “entry” tickets will be accepted by the Lottery as described in 12.J.3. b) Each of the four (4) finalists will be determined through a drawing held by the Colorado Lottery from the valid claimed entries as defined in 12.J.3 and as specified in the Drawing Guidelines. c) The Colorado Lottery will award four (4) Volkswagen Beetles as set forth in the Drawing Guidelines for the Promotion. d) No substitutions to the Special Lottery Prize will be allowed. e) The Colorado Lottery will pay applicable sales and withholding taxes, license and registration fees for each of the four (4) Volkswagen Beetles. f) Odds of winning will vary by drawing. Odds of winning are dependent upon the number of entries received by the Colorado Lottery. 12.J.6 Preliminary and Final Drawings Lottery officials will conduct all preliminary and final drawings as set forth in the Drawing Guidelines for the Promotion. 12.J.7 Payment of Prizes In addition to the provisions and requirements set forth in Paragraph 10.3 of Rule 10 and Paragraphs 12.4 and 12.5 of Rule 12, the following shall apply: a) All “Catch the Lotto Bug” Special Lottery Prize winners will be required to fill out a claim form when claiming their prize. b) “Catch the Lotto Bug” Special Lottery Prize winners may only win one (1) Special Lottery Prize. 12.J.8 Prizes Subject to Intercept Pursuant to C.R.S. 24-35-212.5 and Paragraph 12.12 of Rule 12, prizes may be subject to intercept by the Colorado Department of Social Services. BASIS AND PURPOSE OF RULE 13 The purpose of RULE 13 is to establish and provide the specific factors and guidelines required for the Colorado Lottery to participate in multi-state lottery games. The statutory basis for RULE 13 is found in C.R.S. 24-35-201(5), 24-35-208 (1) (a) and (2), and 24-35-212. RULE 13 MULTI-STATE LOTTERY GAMES 13.1 Commission to Adopt Specific Guidelines for Multi-State Lottery Games Multi-state lottery games are authorized to be conducted under the following Rules and Regulations and such further instructions and directives the Director may issue in furtherance thereof. The Colorado Lottery (hereafter referred to as Lottery) and the Lottery Commission must approve all guidelines of any multi-state governing organization, with which the Lottery operates a multi-state lottery game, and decisions made by any oversight committee thereof, prior to implementation of said guidelines and decisions. The Director will be a voting member of any multi-state governing organization's oversight committee during the timeframe in which the Lottery is a member of the multi-state governing organization. The Director will also be a voting member of any multi-state governing organization's specific product group the Lottery joins. At any time the Lottery Director determines that any provisions of a multi-state governing organization or of an organization's specific game playing rules do not sufficiently provide for the security and integrity necessary to protect the Lottery, he/she shall recommend to the Lottery Commission that the Lottery end its membership with that multi-state governing organization or the specific product group. Upon concurrence by the Lottery Commission, membership can end at any time. To the extent not inconsistent with such specific Rules and Regulations as may be adopted, the following general provisions under this Rule 13 shall apply to each Lottery multi-state game conducted. 13.2 Definitions In addition to the definitions provided in Paragraph 1.2 of Rule 1, and unless the context in these Rules and Regulations otherwise requires: a) “MULTI-STATE AGREEMENT” means the legal document the Lottery signs, stipulating the mutual covenants that the Lottery agrees to. b) “MULTI-STATE GOVERNING ORGANIZATION” means a multi-state lottery association owned and operated by the Party Lotteries. c) “MULTI-STATE GOVERNING ORGANIZATION GUIDELINES” means the multi-state governing organization's statements of policy having authority over an activity. d) “MULTI-STATE LOTTERY GAME” means any lottery game that is conducted simultaneously in several jurisdictions at the same time and in which all or a portion of the prize pool for the game is shared among winners in all jurisdictions. e) “PARTY LOTTERY” means a state lottery or lottery of a political subdivision or entity which has joined a multi-state governing organization and, in the context of the product group rules, which has joined in selling the specified multi-state lottery game. f) “PRODUCT” means any multi-state lottery game. g) “PRODUCT GROUP” means a group of lotteries which have joined together to offer a product pursuant to the terms of a multi-state lottery agreement and the group's own rules. BASIS AND PURPOSE OF RULE 14 The purpose of RULE 14 is to provide details and requirements for all Colorado Lottery multi-state on-line games conducted as a member of the Multi-State Lottery Association (MUSL), such as the sale of tickets, payment of prizes, method for selecting and validating winning tickets. The statutory basis for RULE 14 is found in C.R.S. 24-35-201(5), 24-35-208 (1) (a) and (2), and 24-35-212. RULE 14 MULTI-STATE LOTTERY ASSOCIATION ON-LINE LOTTERY GAMES 14.1 Commission to Adopt Specific Guidelines for Multi-State Lottery Association On-Line Lottery Games Multi-State Lottery Association on-line lottery games are authorized to be conducted under the following Rules and Regulations and such further instructions and directives the Director may issue in furtherance thereof. All MUSL guidelines and MUSL Board decisions must be approved by the Colorado Lottery (hereafter referred to as Lottery) and the Lottery Commission. prior to implementation within Colorado. The Director will be a voting member of the MUSL Board during the timeframe in which the Lottery shall be a member of MUSL. The Director will also be a voting member of any MUSL Specific Product Group the Lottery joins. At any time the Lottery Director determines that any provisions of MUSL or of MUSL's Specific Game Playing Rules do not sufficiently provide for the security and integrity necessary to protect the Lottery, he/she shall recommend to the Lottery Commission that the Lottery end its membership with MUSL or with the MUSL Specific Product Group. Upon concurrence by the Lottery Commission, membership can end at any time. To the extent not inconsistent with such specific Rules and Regulations as may be adopted, the following general provisions under this Rule 14 shall apply to each Lottery on-line game conducted as a member of MUSL. 14.2 Definitions In addition to the definitions provided in Paragraph 1.2 of Rule 1, and unless the context in these Rules and Regulations otherwise requires: a) “CERTIFIED DRAWING” means a drawing in which an independent certified public accountant attests that the drawing equipment functioned properly and that a random selection of a winning combination occurred. b) “DRAW BREAK” means the period of time sales activity is suppressed and during which no multi-state on-line tickets may be sold or purchased or validated for the suppressed game(s). c) “DRAWING” means the procedure by which a random selection process, such as a selection of digits, numbers or symbols, is conducted in accordance with the rules of the game as set forth in Specific Game Playing Rules. d) “DRAWING SALES PERIOD” means the period of time between ticket sales activation (during which multi-state on-line tickets may be sold, purchased and validated) and the draw break. e) “DUPLICATE TICKET” means a ticket produced by photograph, xerography or any other method other than generation by an on-line terminal. f) “GAME PRIZE FUND” means the projected prize payout percentage as approved by the Colorado Lottery Commission for each Lottery game. g) “MULTI-STATE AGREEMENT” means the document made and entered into by the Party Lotteries, containing the mutual covenants agreed to by the Party Lotteries. h) “MULTI-STATE LOTTERY ASSOCIATION” or “MUSL” means the government-benefit association wholly owned and operated by the Party Lotteries. i) “MULTI-STATE ON-LINE GAME” means an individual lottery game as described in specific game playing rules which utilizes a computer system to administer plays and in which a player or the computer system selects a combination of digits, numbers, or symbols. The Lottery, in conjunction with all other Product Group members, will either conduct or oversee a drawing to determine the winning combination(s), used by all Product Group members, in accordance with the Specific Game Playing Rules for each multi-state on-line game. j) “MULTI-STATE ON-LINE GAME PRIZE” means an award for matching combinations as described in Specific Game Playing Rules. These awards are valid only for those multi-state on-line tickets purchased at an authorized Lottery retailer. k) “MULTI-STATE ON-LINE TICKET” means a computer-generated ticket issued by an on-line retailer to a player as a receipt for the combination of digits, numbers or symbols selected in a multi-state on-line game. That ticket shall be the only acceptable evidence of the combination of digits, numbers or symbols selected. Multi-state on-line tickets may be purchased only from Lottery authorized on-line retailers. l) “MULTI-STATE SCRATCH TICKET GAME” means a scratch ticket played in multiple jurisdictions which includes a random drawing to award prizes. m) “MUSL BOARD” means the governing body of MUSL, which is comprised of the chief executive officer of each Party Lottery. n) “MUSL GUIDELINES” means the MUSL statements of policy having authority over an activity. o) “ON-LINE RETAILER” means a retailer authorized by the Lottery to sell all on-line tickets, both on-line and multi-state. On-line retailers shall sell all Lottery games including but not limited to instant game tickets, multi-state on-line game tickets and on-line game tickets offered by the Lottery. p) “ON-LINE SYSTEM” means the computer system(s) consisting of on-line terminals, central processing equipment and a communication network utilized to conduct multi-state on-line games. q) “ON-LINE TERMINAL” means the computer hardware through which the on-line retailer enters the combination(s) selected by a player and by which multi-state on-line tickets are generated and claims are validated. r) “PARTY LOTTERY” means a state lottery or lottery of a political subdivision or entity which has joined MUSL and, in the context of the Product Group Rules, has joined in selling the specified multistate on-line game. s) “PLAYER-SELECTED ITEM” means a number or item or group of numbers or items selected by a player in connection with a multi-state on-line game. Player-selected numbers or items shall include selections generated randomly by the on-line computer system. Such computergenerated numbers or items are also known as “QUICK-PICKS”. t) “PRIZE AMOUNTS” means the amount of money payable in each prize category or to each share or the annuitized future value of each share in a prize category for each drawing. u) “PRIZE CATEGORY” means the matching combinations as described in Specific Game Playing Rules. v) “PRIZE EXPENSE” means the accrued portion of net sales from all Lottery products that has been paid or obligated for the payment of prizes. w) “PRIZE EXPENSE MINIMUM” refers to C.R.S. 24-35-210 (9) and means the total amount of prize expense must be a minimum of fifty percent (50%) of the annual aggregate net Lottery ticket sales from all games, including instant, on-line, multi-state on-line and multi-state instant. x) “PRODUCT” means any multi-state on-line game. y) “PRODUCT GROUP” means a group of lotteries which have joined together to offer a product pursuant to the terms of the Multi-State Agreement and the Group's own rules. z) “SPECIFIC GAME PLAYING RULES” In each instance where the term “Playing Rules” and/or “Specific Game Playing Rules” is used, it shall mean and include as though set forth verbatim, the term “Specific Game Playing Rules which are incorporated by reference as though fully set forth herein.” aa) “TICKET BEARER” means the person who has signed the multi-state on-line ticket or who has possession of an unsigned multi-state on-line ticket. bb) “VALIDATION” means the process of determining whether a multi-state on-line ticket presented for payment is a winning ticket. cc) “VALIDATION NUMBER” means the number printed on the front of each multi-state on-line ticket that is used for validation. dd) “WINNING COMBINATION” means one or more digits, numbers or symbols randomly selected during a Certified Drawing. GENERAL PROVISIONS 14.3 Sale of Tickets a) On-line retailers shall make Lottery multi-state on-line tickets available for sale to the public between the hours of 7:00 a.m. and 10:00 p.m. if those hours are included in the retailer's normal business hours and if the on-line system is available. On-line retailers may sell multi-state on-line tickets at any other time the on-line system is available. b) An on-line retailer shall sell Lottery multi-state on-line tickets only at the premises specified in the license. c) All retail multi-state on-line ticket sales are final and the return of a Lottery multi-state on-line ticket after sale shall not be accepted by the on-line retailer, unless otherwise directed by the Director or as set forth in Paragraphs 14.7 and 14.14 d) of this Rule 14 or as may be set forth in Specific Game Playing Rules. d) The Lottery itself may sell Lottery multi-state on-line tickets. 14.4 Payment of Prizes a) 1) The holder of a winning multi-state on-line ticket may take the ticket of $150.00 or less to a Lottery on-line retailer during the hours set forth in Paragraph 14.3 a) of this Rule 14, mail it to Lottery Headquarters as provided on the back of the ticket, or take it to any claims center of the Lottery for validation pursuant to Paragraph 14.12 f) of this Rule 14. Lottery on-line retailers, at their option, may accept prize-winning tickets of more than $150.00 but less than $600.00 for validation and payment. 2) The holder of a prize-winning multi-state on-line ticket of $600.00 or more shall fill out a claim form and submit the completed form and ticket by mail or in person to the Lottery for validation and payment. b) If required by these Rules and specifically Paragraph 14.12 f) of this Rule 14, the holder of a winning multi-state on-line ticket shall fill out a claim form and submit the completed form by mail or in person to the Lottery for validation and payment. 1) A prize winner or a prize winner's representative, if required, shall complete a claim form. which is available free of charge from the on-line retailer or from any Lottery office or claims center, and sign the winning multi-state on-line ticket. The claim form shall incorporate the following provisions: i) Verification that the prizewinner is not a person disqualified by law or by these Rules and Regulations to claim or otherwise accept a prize from the Lottery. ii) Notification that the prize winner's name, city of residence and prize amount may be made available for public information. This same notification is given to one signing on behalf of a multi-state on-line ticket owner under a disability, which prevents the prize winner from signing in his/her own behalf. iii) Indemnification of the Lottery for any loss occasioned by an untruth or misrepresentation by the multi-state on-line ticket owner or the person claiming the prize in his behalf. 2) The claim form may contain any other provision, which the Director may, from time to time, deem necessary and proper to promote the public interest and trust, or secure and efficient operation of the Lottery. Each claim must have attached thereto the original Lottery multi-state on-line ticket. 3) No payment will be made on a winning multi-state on-line ticket, unless it is signed and. if required, all spaces provided on both the claim form and winning ticket are filled in with the required information or an acknowledgement that said information is unknown or unavailable. There is no obligation or duty of the Division, its employees or on-line retailers to make any inquiry of the truthfulness of information that appears on the claim form before payment to the claimant. 4) Payment of prizes shall be made in person to the claimant or by mail at the one address that the claimant makes available to the Lottery on the claim form, unless the Division is notified of a change of address. 5) The winner, at the time of presentation of a valid winning multi-state on-line ticket, will receive either the check or warrant, or a copy of the claim form as provided in these Rules and Regulations as receipt for his ticket. 6) All prizes shall be paid within a reasonable time after they are awarded and after the claims are validated by the Division. Any prize requiring annuitized or installment payments shall be paid as specified in the Specific Game Playing Rule. In order to receive payments in accordance with the initial payment schedule, all recipients of annuitized or installment payments must provide the Lottery a notarized statement of their current address and telephone number when a change of address is requested. The Director may, at any time, delay any payment in order to review a change of circumstances relative to the prize awarded, the payee, the claim, or any other matter that may have come to his/her attention. All delayed payments will be paid to date immediately upon the Director's confirmation that the payee is entitled to such payment. Any remaining payments shall be paid as per the Specific Game Playing Rule. c) Any Lottery multi-state on-line ticket shall entitle the holder thereof only to the largest of any prizes won by virtue of ownership of such ticket. The Lottery shall not be responsible for tickets claimed in error for a lower prize at an on-line retailer's location. d) The Director reserves the right to require of a claimant of any winning multi-state on-line ticket the disclosure of the location or person from whom the claimant purchased such ticket. e) A prize must be claimed no later than 180 days after the drawing for which the multi-state on-line ticket was purchased. If no claim is made for the prize within the 180 days, the prize shall be retained in the Lottery fund and all rights to the prize shall be terminated. f) Payment of any prize may be made to the holder of the Lottery multi-state on-line ticket, and all liability of the State, its officers and employees, and the Commission terminates upon such payment. 14.4.1 Redemption of Bar-Coded Coupons The Director, or his/her designee, at the Director's discretion, may from time to time deem it proper to authorize the use of bar-coded coupons to promote Lottery products. In the event such use is authorized, retailers shall comply with all requirements and restrictions specified on the coupon and shall redeem and exchange said bar-coded coupons for Lottery tickets only and not for cash. 14.4.2 Use of Coupons, Lottery Bucks and Free Tickets a) Coupons, Lottery Bucks and free tickets (hereafter referred to as “coupons”) are marketing tools used by the Lottery for promotions. b) All coupons, when used for promotions, must be given to the consumer or public. In the event the Lottery uses a promotional partner to distribute coupons, the promotional partner must ensure all coupons are issued to the consumer or public and any unused coupons are returned to the Lottery. c) At no time may coupons be sold, used to purchase goods or services, pay off Lottery debts, reimburse a retailer(s) for any loss or be used for retailer incentives. d) At no time may a co-promoter, who has received payment (cash) from the Lottery or a Lottery contractor as part of a promotional agreement, purchase Lottery tickets for the promotion that the payment funded. e) On an annual basis, the Lottery Commission shall approve the number, the total dollar value (expenditure level) and the appropriate uses of coupons that may be used for promotional purposes. This information shall be included in the Lottery's Marketing Plan for the fiscal year in which Commission approval has been received. 14.5 Payment of Annuity Prizes upon the Death of the Prize Winner The MUSL's Finance & Audit Committee, of which the Director is eligible to be a voting member, shall have the authority to grant an estate's request for acceleration of the payment of all remaining Lottery prize proceeds unless such authority is specifically reserved by a product group. In the event of the death of a Lottery winner during the payment period, the MUSL's Finance & Audit Committee, in its sole discretion, upon the petition of the estate of the Lottery winner (the ‘Estate’) to the Lottery, and subject to federal, state, or district applicable laws, may accelerate the payment of all of the remaining lottery proceeds to the Estate. If the Finance & Audit committee makes such a determination, then securities and/or cash held to fund the deceased Lottery winner's annuitized prize may be distributed to the Estate. The identification of the securities to fund the annuitized prize shall be at the sole discretion of the Finance & Audit Committee. 14.6 Ownership of Tickets a) Until such time as the multi-state on-line ticket is signed in the area designated, a Lottery multi-state on-line ticket shall be a bearer instrument, owned by the physical possessor of such ticket. b) The Director shall only recognize as the true owner of a winning Lottery multi-state on-line ticket the person whose signature appears upon the ticket in the area designated for said purpose. c) Each winning multi-state on-line ticket must have placed thereon the signature of the owner in the area designated for such purpose. The Division may make payment based upon information submitted to it on an affidavit proving ownership. d) In the event there is an inconsistency in the information submitted on a claim form and as shown on the winning multi-state on-line ticket, the Director shall make an investigation and withhold all winnings awarded to the ticket owner or holder until such time as the Director is satisfied that the proper person is being paid. e) The Director shall recognize only one (1) person as claimant of a multi-state on-line ticket. A claim may be made in the name of an organization only if the organization possesses a Federal Employer Identification Number (FEIN) issued by the Internal Revenue Service and such number is shown on the claim form. Groups, family units, clubs or organizations without an FEIN shall designate one individual in whose name the claim is to be filed. If a claim is erroneously entered with multiple claimants, the claimants shall designate one of them as the individual recipient of the prize, or, if they fail to designate an individual recipient, the Director may designate any one of the claimants as the sole recipient. In either case, the claim shall then be considered as if it were originally entered in the name of the designated individual and payment of any prizes won shall be made to the single individual. Once a multi-state on-line ticket is validated,It will not be returned to the winner, but remain the property of the Lottery. 14.7 Cancellation of Tickets A multi-state on-line ticket can not be cancelled in anyway. Tickets accepted by retailers, as returned tickets and which cannot be re-sold, shall be deemed owned by the bearer thereof. Retailers must submit evidence of machine-damaged or non-printed ticket(s) along with the appropriate claim form(s) to the Lottery. The appropriate claim form(s) must include retailer identification number, date and time of incident and any evidence of mechanical or communication failure. Upon presentation of said form(s) to the Lottery (and following an investigation of circumstances), the Director may issue a credit or payment in the amount of the purchase price to the holder of said ticket should the claim be deemed genuine. A ticket submitted to the Lottery by the retailer for credit becomes the property of the Lottery and said ticket is invalid and ineligible for any prize. Valid, sellable tickets resulting from clerk error will not be eligible for credit. 14.8 Lost or Stolen Tickets The Director reserves the right to hold any prize, pending the findings of an investigation, when the multistate on-line ticket presented for validation has been reported stolen or lost. At the Director's discretion, multi-state on-line tickets, which are determined to be stolen, will not be paid. 14.9 Purchaser's Obligations In purchasing a multi-state on-line ticket, the purchaser agrees to comply with all provisions of the ACT, these Rules and Regulations, all final decisions of the Director, all instructions and directives established by the Director, all MUSL guidelines, which have been approved by the Lottery, and all MUSL Board decisions for the conduct of the multi-state on-line games. It shall be the sole responsibility of the player to verify the accuracy of the game play or plays and other data printed on the ticket. The placing of plays is done at the player's own risk through the on-line retailer, who is acting on behalf of the player in entering the play or plays. 14.10 Persons Ineligible to Purchase Tickets a) No person under the age of eighteen (18) may purchase Lottery multi-state on-line tickets. b) No Lottery multi-state on-line ticket shall be purchased by and no prize shall be paid to any of the following: 1) Any member of the Commission 2) [Rule 14.10.b.2 adopted or amended on or after November 1, 2000 and before November 1, 2001 was not extended by H.B. 02-1203 and therefore expired May 15, 2002.] 3) Any officer, director or employee of any supplier of Colorado Lottery multi-state on-line ticket materials or equipment, or the subcontractors thereof which have participated, in any manner, in the supplying of Colorado Lottery multi-state on-line ticket materials or equipment, except when authorized by the Director for investigation purposes. But, in no event shall any such persons be entitled to payment of any prize. 4) Any member of the immediate family of 1), 2) and 3) above. c) No person who operates drawing equipment during a drawing or witnesses a drawing, and no member of the person's immediate family, shall purchase a ticket or receive a prize for the drawing in which said person operates drawing equipment or witnesses a drawing. d) For the purpose of this Rule, “immediate family” shall include any spouse, child, brother, sister, and/or parent residing in the same household in the principal place of abode of any of the persons specified in Paragraph 14.10 b) or c) of this Rule 14. e) Any persons described in b), c) or d) above may not purchase tickets or be entitled to payment of a prize from any multi-state on-line game, conducted in a state other than Colorado, which is the same multi-state on-line game conducted by the Lottery. 14.11 On-Line Retailer Commission Six point six-five percent (6.65%) of sales shall be accrued for the purpose of paying on-line retailer's sales commissions and bonuses as follows: a) Six Percent (6%) of sales shall be paid to on-line retailers as a sales commission for each multi-state on-line ticket lawfully sold or disbursed by an on-line retailer. b) In addition to the Six Percent (6%) Commission set forth in a) of this section 14.11 of this Rule 14, fifteen hundredths of one percent (.15%) of sales from multi-state on-line tickets lawfully sold or disbursed by an on-line retailer shall be accrued to pay on-line retailers a one percent (1%) cashing bonus for each multi-state on-line prize redeemed by on-line retailers up to and including $599.99. c) One-half of One Percent (.5%) of sales from multi-state on-line tickets lawfully sold or disbursed by an on-line retailer shall be accrued to pay online retailers a marketing performance bonus and a jackpot-selling bonus. 1) In order to receive the marketing performance bonus, each On-line retailer must meet the following criteria: i) A retailer must be a licensed retailer on the date the marketing performance bonus is declared; ii) A retailer must sell multi-state on-line tickets up to and including the final sales day for the period in which the marketing performance is declared; iii) A retailer must meet or exceed the requirements of the Marketing Performance Bonus Plan for the period for which the marketing performance bonus is declared; and iv) The requirements of the Marketing Performance Bonus Plan to be met by on-line retailers shall be established by the Lottery Director or his/her designee. 2) In order to receive a jackpot-selling bonus, the following criteria must be met: i) A retailer must have sold a grand-prize-winning, multi-state, on-line, game ticket for a drawing for which the announced jackpot prize is at least ten million dollars ($10,000,000) or more; ii) Payment of the jackpot-selling bonus will occur when the grand prize winning ticket is validated by the Lottery; iii) A retailer must be selling multi-state on-line tickets up to and including the day that the ticket is validated by the Lottery and must be the same licensed retailer who sold the winning ticket. iv) The amount of the jackpot-selling bonus shall be ten thousand dollars ($10,000) for each grand-prize-winning ticket sold. d) In the event the amount due retailers for the marketing performance bonus and the jackpot-selling bonus for a fiscal year exceeds the one-half of one percent (.5%) accrual, the Director may use residual funds from the cashing bonus accrual to offset the deficit or may reduce the percentage paid to retailers for the marketing performance bonus. e) In the event that a fiscal year's accrual for the cashing bonus, marketing performance bonus and/or jackpot-selling bonus is greater than actual expenses, the residual funds may be used to pay online retailers a Director approved discretionary bonus. The Director may provide additional bonus compensation to on-line retailers as deemed appropriate to further the sale of Lottery tickets as long as the bonus compensation is made equally available to all on-line retailers and does not exceed the total bonus accrual of sixty-five hundredths of one percent (.65%) of sales. PROVISION FOR MULTI-STATE ON-LINE GAMES 14.12 Price of Tickets, Prizes and Drawings a) The purchase price of each multi-state on-line ticket shall be as set forth in Specific Game Playing Rules. b) The prize amounts or total amount of prize money allocated to the prize categories for multi-state online games shall be set forth in Specific Game Playing Rules. c) The manner and frequency of drawings shall be as set forth in Specific Game Playing Rules. d) The drawings shall be conducted at times and locations to be announced and pursuant to methods to be announced by the MUSL guidelines. e) A ticket bearer claiming a prize shall submit the apparent winning ticket as set forth in Paragraph 14.4 of this Rule 14 and Specific Game Playing Rules. The ticket must be validated as set forth in Paragraph 14.14 of this Rule 14 by the Lottery or an on-line retailer through the use of the validation number and the Lottery's validation procedures. f) Procedures for claiming multi-state on-line prizes are as follows: 1) To claim a multi-state on-line game prize of $150.00 or less the claimant may present the winning multi-state on-line ticket to an on-line retailer, mail it to Lottery Headquarters as provided on the back of the ticket, or present the ticket to any Lottery claims center for validation and payment. Lottery on-line retailers, at their option, may accept prize-winning tickets of more than $150.00 but less than $600.00 for validation and payment. All tickets validated by a retailer must be paid by that retailer. i) If the claim is presented to an on-line retailer, the on-line retailer may validate the claim and, if determined to be a winning ticket and validated, make payment of the amount due the claimant. If the on-line retailer cannot validate the claim, the claimant shall submit a completed claim form, if required for submission, with the disputed ticket to the Lottery by mail or in person. Upon determination that the ticket is a winning ticket, the Lottery shall present or mail a check to the claimant in payment of the amount due. If the ticket is determined to be a non-winning ticket, the claim shall be denied and the claimant shall be promptly notified. Nonwinning tickets will not be returned to the claimant. ii) If the claim is presented to the Lottery, the claimant shall fill out a claim form, if required, and submit it with the apparent winning ticket to the Lottery by mail or in person. Upon determination that the ticket is a winning ticket, the Lottery shall present or mail a check to the claimant in payment of the amount due. If the ticket is determined to be a non-winning ticket, the claim shall be denied and the claimant shall be promptly notified. Non-winning tickets will not be returned to the claimant. 2) To claim a multi-state on-line prize of $600.00 or more, the claimant shall obtain and complete a claim form, as provided in Paragraph 14.4 of this Rule 14 and submit it with the apparent winning ticket to the Lottery by mail or in person. Upon determination that the ticket is a winning ticket, the Lottery shall present or mail a check to the claimant in payment of the amount due, less the withholding required by the Internal Revenue Code. If the ticket is determined to be a non-winning ticket, the claim shall be denied and the claimant shall be promptly notified. Non-winning tickets will not be returned to the claimant. 14.13 Drawings and End of Sales Prior to Drawings a) Drawings shall be conducted at a location and on days and at times to be announced. b) The Director shall determine for each type of multi-state on-line game the draw break or time for the end of sales prior to the drawings. On-Line terminals will not process orders for multi-state on-line tickets for that drawing after the time established by the Director. c) The Lottery Commission must approve the MUSL guidelines that determine the type of equipment to be used and procedures to randomly select the winning combination for each type of multi-state on-line game. d) The Lottery Commission shall adopt whatever additional State guidelines, as it deems appropriate for the conducting of the drawings. 14.14 Validation Requirements a) To be a valid winning multi-state on-line ticket, all of the following conditions must be met: 1) All printing on the ticket shall be present in its entirety, be legible and correspond, using the computer validation file, to the combination and date printed on the ticket. 2) The ticket shall be intact. 3) The ticket shall not be mutilated, altered or tampered with in any manner. 4) The ticket shall not be counterfeit or an exact duplicate of another winning ticket. 5) The ticket must have been issued by a Colorado authorized on-line retailer in an authorized manner. 6) The ticket must not have been stolen. 7) The ticket must not have been previously paid. 8) The ticket shall pass all other confidential security checks of the Lottery. b) Any ticket failing any validation requirement listed in Section (a) above is invalid and ineligible for a prize. Provided, if a court of competent jurisdiction determines that a claim based on a ticket which has failed to validate solely because of subsection (a) (7) of this section is valid, the claim shall be paid as a prize pursuant to Paragraphs 14.4 and 14.12 f) of this Rule 14 and Specific Game Playing Rules. The retailer that paid such ticket erroneously shall indemnify the Lottery for payment of the prize and from any other claim, suit or action based on that ticket. c) The Director may pay the prize for a multi-state on-line ticket that is partially mutilated or is not intact if the multi-state on-line ticket can still be validated by the other validation methods and requirements. d) In the event a defective multi-state on-line ticket, pursuant to paragraph 14.7 of this rule 14, is purchased, the only responsibility or liability of the Lottery or the on-line retailer shall be the replacement of the defective multi-state on-line ticket with another multi-state on-line ticket (or a ticket of equivalent sales price from any other current Lottery game). 14.15 Payment of Multi-State Prizes by On-Line Retailers a) An on-line retailer shall pay to the ticket bearer, multi-state on-line game prizes of $150.00 or less for any validated claims presented to that on-line retailer. Lottery on-line retailers, at their option, may accept prize-winning tickets of more than $150.00 but less than $600.00 for validation and payment. All tickets validated by a retailer must be paid by that retailer. These prizes shall be paid during hours as specified in writing by the Director, provided the on-line system is operational and claims can be validated. The on-line retailer shall not charge the claimant any fee for payment of the prize or for cashing a business check drawn on the licensed retailer's account. b) An on-line retailer may pay prizes in cash or by business check, certified check or money order. If the check is returned for insufficient funds and the Lottery reimburses the claimant, the retailer's Lottery account will be charged for the amount of the check plus an amount as set forth in writing by the Director. An on-line retailer that pays a prize with a check, which is dishonored, may be subject to suspension or revocation of its license, pursuant to Rule 4 or suspension or removal of the on-line terminal pursuant to Rule 2. 14.16 Retailer Settlement a) Each on-line retailer shall provide authorization for an account with E.F.T. (Electronic Funds Transfer) capability to be used for weekly billing of all Lottery products. b) Each on-line retailer shall maintain an account balance sufficient to cover monies due the Lottery for the established billing period. The Lottery shall withdraw, by E.F.T., the amount due the Lottery on the day specified by the Director. In the event the day specified for withdrawal occurs on a legal holiday, withdrawal shall occur on the following business day. c) Retailers shall receive credit on their Lottery account for redeeming winning tickets of less than six hundred ($600) dollars. If a retailer's total accounts receivable balance for all Lottery products is a credit which meets or exceeds the amount specified in writing by the Director, the Lottery shall deposit, by E.F.T., the amount due to the retailer on the day specified by the Director. 14.17 Assignment of Prizes The winner of an annuitized or installment payment prize in any multi-state on-line game being paid in annuitized or installment payments who desires to assign the right to unpaid future annuitized or installment payments must comply with C.R.S 24-35-212 (1) (b) and (1.5). Pursuant to C.R.S. 24-35-212 (1.5) (f), reasonable fees to defray administrative expenses shall be reviewed and approved by the Colorado Lottery Commission on an annual basis or as recommended by Lottery staff. 14.18 Expenses a) Prior to July 1st of each year, MUSL's Executive Director shall prepare and submit a budget of the estimated expenditures of MUSL for the fiscal year beginning July 1 st, and estimate the portion of the total budget to be paid to MUSL by each Party Lottery in accordance with estimated sales as described in the Multi-State Agreement. b) MUSL's annual budget shall include a narrative description of each major function or task of MUSL with the estimates for each clearly identified and further defined by the following cost categories: 1) number, classification, and base salary of full-time employees, overtime and temporary hours, dollars and fringe benefits, 2) travel and subsistence, 3) supplies and printing (except facilities and Data Processing (DP)), 4) communications (telephone and data-fax equipment), 5) facilities (including rentals, utilities, supplies and services), 6) contracted services and maintenance (except facilities and DP), 7) data processing (including equipment, supplies, maintenance and contracted services), 8) reimbursement to Party Lotteries, 9) equipment (except facilities, communications and DP), 10) external audit services, 11) other expenses All items shall be identified as being either recurring or non-recurring. 14.19 Annuity Payments MUSL shall act as an agent for the Party Lotteries jointly operating games requiring annuitized payments and shall purchase investments for the benefit of the Party Lotteries who receive valid claims for each prize paid as an annuity. The investment purchase process shall be handled by MUSL (solicitation of bids, selection of investment, premium payment, etc.). The investment so purchased shall be held in the trust account for the benefit of each Party Lottery for eventual distribution to a prizewinner. 14.20 Colorado Drawing Certification Drawings shall be certified by two (2) Certified Public Accountants (CPA's). One CPA must personally observe each drawing at the multi-state game drawing site. Another CPA must personally observe each drawing at the Lottery's internal control room site. Each CPA will observe each multi-state drawing and document compliance or non-compliance to drawing procedures required by the MUSL Board and the Lottery as described in the Lottery's drawing guidelines. Each CPA must submit a report after each drawing that documents compliance or non-compliance to established drawing procedures as described in the drawing guidelines. The report must include each discrepancy detected, if any, during the drawing procedure and recommendations, if any, that may strengthen the integrity of the drawings. Each report will become a part of the Lottery's drawing work papers. Reports that include a discrepancy and/or a recommendation must be distributed to the Lottery Commission, the Director, the Lottery Security Director and the Lottery Chief Financial Officer (CFO). All drawing equipment used shall be examined by the CPA located at the multi-state drawing site immediately prior to, but no sooner than thirty (30) minutes before, a drawing and immediately after, but no later than thirty (30) minutes following the drawing. 14.21 Audit of Lottery Contributions To MUSL The Lottery is responsible for verifying all MUSL prize fund and reserve allocations, interest earnings and expenditures received or paid on behalf of the Lottery. If funding is available, the Lottery shall perform one (1) on-site audit per year of MUSL's records to assure: a) that MUSL accounting procedures, internal control processes and investment practices are adequate to safeguard Lottery assets; b) that the Lottery's internal controls and procedures are adequate to verify and reconcile MUSL's use of Lottery funds, and; c) that the Lottery's accounting process and financial reports are free of mis-statements. 14.22 Interest Earnings The Director shall request MUSL to distribute all interest paid on amounts held by MUSL except interest earned on the MUSL operating cash account and interest earned on grand prize securities that mature prior to the actual payment date. The interest not distributed shall be recorded as interest income for the purpose of complying with Colorado Statute. BASIS AND PURPOSE OF AMENDED RULE 14.A The purpose of Rule 14.A is to provide specific game details and requirements for the Colorado Lottery Multi-State On-Line Game “POWERBALL®” such as type of play, prizes, method of selecting winning numbers, drawings, and the allocation of revenues. The statutory basis for Rule 14.A is found in C.R.S. 24-35-201, 24-35-208 (1) (a) and (2), 24-35-212, and 24-35-212.5. Rule 14.A COLORADO LOTTERY MULTI-STATE ON-LINE GAME, “POWERBALL®” 14.A.1 A Colorado Lottery multi-state on-line game to be known as “POWERBALL®” is authorized to be conducted by the Director under the following Rules and Regulations and under such further instructions and directives as the Director may issue in furtherance thereof. If a conflict arises between Rule 14 and this Rule 14.A, Rule 14.A shall apply. All MUSL (Multi-State Lottery Association) guidelines and MUSL Board decisions must be approved by the Colorado Lottery (hereafter referred to as Lottery) and the Lottery Commission, prior to implementation. The Director will be a voting member of the MUSL Board during the timeframe in which the Lottery shall be a member of MUSL The Director will also be a voting member of any MUSL Specific Product Group the Lottery joins. At any time the Lottery Director determines that any provisions of MUSL or of MUSL's Specific Game Playing Rules do not sufficiently provide for the security and integrity necessary to protect the Colorado Lottery, he/she shall recommend to the Lottery Commission that the Lottery end its membership with MUSL or with the specific Product Group. Upon concurrence by the Lottery Commission, membership can end at any time. 14.A.2 Definitions In addition to the definitions provided in Paragraph 1.2 of Rule 1 and Rule 14, and unless the context in this Rule 14.A otherwise requires: a) “ADVANCE PLAY” means the ability to purchase tickets for more than one drawing. b) “BREAKAGE” means the results of rounding prize amounts down to the nearest whole dollar. c) “GAME BOARD(S)” or “BOARD(S)” means that area of the playslip that contains a set of two (2) grids. The first grid containing fifty-three (53) squares numbered-one (1) through fiftythree (53) and the second grid containing forty-two (42) squares, numbered one (1) through forty-two (42). d) “GRAND PRIZE” means a pari-mutuel prize that is advertised to be paid with per-winner annuities or as a lump sum cash payment, unless otherwise specified by the Lottery. e) “GRID” means the area of a playslip that contains a set of numbered squares to be marked by the player. f) “MATCHING COMBINATIONS” means the numbers on a play that coincide with the numbers randomly selected at a drawing for which that play was purchased. g) “MATCH 5 BONUS PRIZE” means the bonus money-won when a Grand Prize has reached a new high level and bonus prize monies have been declared by the MUSL POWERBALL® Product Group in accordance with Rule 14.A.6 b) 2). The Match 5 Bonus Prize does not include the original amount declared for the Match 5 prize in Rule 14.A.6 a). h) “MUSL” means the Multi-State Lottery Association, a government-benefit association wholly owned and operated by the Party Lotteries. i) “MUSL BOARD” means the governing body of MUSL, which is comprised of the chief executive officer of each Party Lottery. j) “NUMBER” means any play integer from 1 through 53 inclusive. k) “PLAY” means the six (6) numbers selected on each Board and printed on the ticket. l) “PLAYSLIP” means a mark-sense game card used by players of POWERBALL® to select plays. A playslip has no pecuniary value and shall not constitute evidence of ticket purchase or of numbers selected. m) “PRIZE AMOUNT” means the pari-mutuel and/or set prize values established for a game. n) “PRIZE CATEGORY” means and refers to a specific prize within the prize pool. o) “PRIZE POOL” means a defined percentage of sales as specified in this rule. p) “RECORD LEVEL” means the largest recorded jackpot since the inception of POWERBALL®. q) “ROLL-OVER” means the amount from the direct prize category contribution from previous drawing(s) in the Grand Prize category, that is not won, that is carried forward to the Grand Prize category for the next drawing. r) “SET PRIZE” means all other prizes except the Grand Prize that are advertised to be paid by a single cash payment and, except in instances outlined in these rules, will be equal to the prize amount established within the Specific Game Playing Rules. s) “SET PRIZE PAYOUT VARIANCE” means an account held by MUSL that holds the temporary balances, transferred to MUSL from party lotteries, that result from having fewer-than- expected winners in the set prize categories. This money is paid out to party lotteries in subsequent drawings that have more winners than are statistically expected in the set prize categories. s) “SHARE(S)” means the total number of matching combinations within each prize category as determined for each drawing. t) “WINNING NUMBERS” means the six (6) numbers, the first five (5) from a field of fifty-three (53) numbers and the last one (1) from a separate field of forty-two (42) numbers, randomly selected at each drawing, which shall be used to determine winning plays contained on a multi-state on-line ticket. 14.A.3 Price of POWER.BALL® Play/Board The price of each POWERBALL® play shall be $1.00. A player may use a playslip to purchase up to ten plays/boards in any combination of up to five (5) player selected boards, plus five (5) quick pick boards as follows: Number of Plays 1 play 2 plays 3 plays 4 plays 5 plays 6 plays 7 plays 8 plays 9 plays 10 plays Cost of Plays $1 $2 $3 $4 $5 $6 $7 $8 $9 $10 Number of Boards One Board Any Two Boards Any Three Boards Any Four Boards Any Five Boards Any Six Boards Any Seven Boards Any Eight Boards Any Nine Boards All Ten Boards A player may purchase up to ten boards using the Quick Pick method, or up to five boards using Manual Entry. 14.A.4 Ticket Purchases a) POWERBALL® tickets may be purchased only from a Lottery retailer authorized by the Director to sell multi-state on-line tickets. b) POWERBALL® tickets shall show, at a minimum, the player's selection of numbers, the boards played, drawing date and validation and reference numbers. c) The Lottery shall not directly and knowingly sell a combination of tickets to any person or entity that would guarantee such purchaser a winning ticket. d) Plays may be entered manually using the on-line terminal keypad or by means of a playslip provided by the Lottery. Facsimiles of playslips, copies of playslips, or other materials which are inserted into the terminal's playslip reader and which are not printed or approved by the Lottery shall not be used to enter a play. No device shall be connected to an on-line terminal to enter plays, except as may be approved by the Lottery. Unapproved playslips or other devices may be seized by the Lottery. e) All plays made in the game shall be marked on the playslip by hand. No machine-printed playslips shall be used to enter plays. Machine-printed playslips may be seized by the Lottery. Nothing in this regulation shall be deemed to prevent a person with a physical handicap who would otherwise be unable to mark a playslip manually from using any device intended to permit such person to make such a mark (for his/her sole personal use or benefit). 14.A.5 Play for POWERBALL® a) Type of play: A POWERBALL® player must select six numbers in each play, five (5) numbers out of fifty-three (53) plus one (1) out of forty-two (42). A winning play is achieved only when the following combinations of numbers selected by the player match, in any order, the five plus one winning numbers drawn by the Lottery. Those combinations are 5+1, 5+0, 4+1, 4+0, 3+1, 3+0, 2+1, 1+1 and 0+1. b) Method of play: The player will use playslips, as provided in Paragraph 14.A.4 of this Rule 14.A. to make number selections. The on-line terminal will read the playslip and issue a ticket with corresponding play(s). If a playslip is not available, the on-line, retailer may enter the selected numbers via the keyboard. If offered by the Lottery, a player may leave all or a portion of his/her play selections to a random number generator operated by the computer, commonly referred to as “QUICK PICK” or “PARTIAL QUICK PICK.” 14.A.6 Prizes For POWERBALL® MATCHING COMBINATIONS All five (5) of first set plus one (1) of second set All five (5) of first set plus none of second set Any four (4) of first set, but not five, plus one (1) of second set Any four (4) of first set, but not five, plus none of second set Any three (3) of first set, but not four or five, plus one (1) of second set Any three (3) of first set, but not four or five, plus none of second set Any two (2) of first set, but not three, four or five, plus one (1) of second set Any one (1) of first set, but not two, three, four or five, plus one (1) of second set PRIZE CATEGORY Grand Prize ODDS OF WINNING (ONE PLAY) 1:120,526,770.000000 Second Prize 1:2,939,677.317073 Third Prize 1:502,194.875000 Fourth Prize 1:12,248.655488 Fifth Prize 1:10,684.997340 Sixth Prize 1:260.609691 Seventh Prize 1:696.847653 Eighth Prize 1:123.884027 None of first set plus one (1) of second set Ninth Prize 1:70.388652 a) The prize pool contribution for all prize categories shall consist of fifty percent (50%) of each drawing period's sales unless, as described in Paragraph 14.A.7 c) of this Rule 14.A, the prize reserve accounts are not funded at the balances set by the POWERBALL Product Group. Any amount remaining in the prize pool at the end of this game shall be carried forward to a replacement game or expended in a manner as directed by the Product Group in accordance with state law. 1) Additional prize amounts may be awarded as authorized by the Director from the prize pool contribution. PRIZE POOL Prize Category Prize Amounts Allocation of Prize Pool Grand Prize Second Prize Third Prize Fourth Prize Fifth Prize Sixth Prize Seventh Prize Eighth Prize Ninth Prize TOTAL Announced Jackpot $100,000 $5,000 $100 $100 $7 $7 $4 $3 65.3378% 6.8035% 1.9913% 1.6328% 1.8718% 5.3720% 2.0090% 6.4577% 8.5241% 100.00% Prize Pool Percenta Sales 32.6689% 3.4017% 0.9956% 0.8164% 0.9359% 2.6860% 1.0045% 3.2288% 4.2621 50.00% b) Prize Categories - The Grand Prize shall be determined on a pari-mutuel basis. Except as provided in 3) below, all other prizes awarded shall be paid as set prizes with the foregoing expected prize payout percentages: 1) The prize money allocated to tile Grand Prize category shall be divided equally by the number of game boards matching all five (5) of the first set plus one (1) of the second set. 2) In the event that the “POWERBALL®” Grand Prize reaches a new high annuitized amount, through a procedure as determined by the “POWERBALL®” Product Group, the maximum amount to be allocated to the Grand Prize pool from the Grand Prize percentage shall be the previous high amount plus $25 million (annuitized), or as otherwise set by the Product Group, for each future drawing until the Grand Prize is won. i) Any amount of the Grand Prize percentage which exceeds the amount needed to fund the increase shall be placed in a separate Match 5 Bonus Prize pool. The Match 5 Bonus Prize pool thereby created shall accumulate until the Grand Prize is won. ii) When the Grand Prize is won, the money in the Match 5 Bonus Prize pool shall be divided equally by the number of tickets winning the Second (Match 5) Prize for that drawing. If there are no Second (Match 5) Prize winners for the drawing in which the Grand Prize is won, the Match 5 Bonus Prize pool shall be divided iii) Winners of shares of the Match 5 Bonus Prize Pool also shall be awarded the original amount won on the ticket, i.e. the Second Prize or Third Prize as defined in 14.A.6.a) and, if applicable, the Power Play Option prize as defined in Rule 14.B.7 in addition to their share of the Match 5 Bonus Prize pool. iv) Bonus prizes shall be paid in one cash lump sum. 3) The prize pool percentage allocated to the set prizes shall be carried forward to subsequent draws if all or a portion of it is not needed to pay the set prizes awarded in the current draw. If the total of all party lotteries' set prizes awarded in a drawing exceeds the percentage of the prize pool allocated to the set prizes, then the amount needed to fund the set prizes awarded Shall be drawn from the following sources, in the following order: i) The amount available in the set prize payout variance account. ii) If the set prize payout variance account is not sufficient to pay the set prizes awarded, an amount from the set prize reserve account is used, if available, not to exceed an amount established by MUSL. iii) If after these sources are depleted, sufficient funds do not exist to pay the set prizes awarded, then the highest set prize shall become a pari-mutuel prize. If the amount of the highest set prize, when paid on a pari-mutuel basis, drops to or below the next highest set prize and there are still not sufficient funds to pay the remaining set prizes awarded, then the next highest set prize shall become a pari-mutuel prize. This procedure shall continue down through all set prize levels, if necessary, until all set prize levels become pari-mutuel prize levels. 14.A.7 Prize Reserve Accounts a) The MUSL Board manages three (3) prize reserve accounts (pools) associated with POWERBALL®. The MUSL Board holds these reserves in crust on behalf of the Lottery, and interest is earned by the Lottery. All deposits will be reported on Lottery records as “Cash Held by MUSL”. 1) Set-Aside Pool (Grand Prize Base Reserve) is used to guarantee payment of the minimum or starting grand prize as established by the Product Group. 2) Prize Reserve Trust (Grand Prize Reserve) is used to guarantee payment of valid, but unanticipated, grand prize claims that may result from a system error or for any other reason the normal contributions from sales are not adequate. 3) Set-Prize Reserve Pool is used to guarantee the payment of the set cash prize 4) The Product Group may determine to expend all or a portion of the funds in the prize reserve accounts for the payment of prizes or special prizes in the game. b) Initial Contributions to the Reserves When the Lottery becomes a member of the POWERBALL® Product Group, the MUSL Board determines an initial contribution to be made by the Lottery to the foregoing reserves. The Lottery must deposit the specified amounts with the MUSL Board in accordance with the payment plan established between the Lottery and MUSL. c) Subsequent Contributions to the Reserves In the event any reserve balance(s), specified above, falls below the balance established by the MUSL Board, a portion of the prize pool contribution shall be used to replenish the reserve(s). Should any reserve(s) require replenishment, the contribution from sales to the Grand Prize shall be reduced from 32.6689% of sales to no less than 30.6689% of sales (up to two percent (2%) of sales). Replenishment of the Grand Prize Base Reserve (Set-Aside Pool) shall have priority over the Prize Reserve Trust and the Set-Prize Reserve Pool. d) In the event the Lottery decides to withdraw from the Product Group, the remaining balances of the Lottery's contribution will be refunded to the Lottery. 14.A.8 Prize Payment a) Grand Prizes. 1) Grand Prizes shall be paid, at the election of the ticket bearer by a single cash payment or in a series of annuity payments. The ticket bearer becomes entitled to the prize at the time the prize is validated as a winner. The election to take the cash payment or annuity payments may be made at the time the prize is validated or within 60 days after the ticket bearer becomes entitled to the prize. An election made after the ticket bearer becomes entitled to the prize is final and cannot be revoked, withdrawn or otherwise changed. If the ticket bearer does not make the election at the time the prize is validated and requests the 60day election period, the Lottery will cancel the prize warrant that was generated during validation. The validation record will be kept secured and on file at the Lottery office until the ticket bearer makes an election. If the ticket bearer does not make the payment election within 60 days after validation, then the prize shall be paid as an annuity prize. 2) Shares of the Grand Prize shall be determined by dividing the cash available in the Grand Prize pool equally among all boards matching all five (5) of the first set plus one (1) of the second set of drawn numbers. Winner(s) who elect a cash payment shall be paid their share(s) in a single cash payment. The annuitized option prize shall be determined by multiplying a winner's share of the Grand Prize pool by the MUSL annuity factor. Neither MUSL nor the party lotteries shall be responsible or liable for changes in the advertised or estimated annuity prize amount and the actual amount purchased after the prize payment method is actually known to MUSL. In certain instances announced by the Product Group, the Grand Prize shall be a guaranteed amount and shall be determined pursuant to Paragraph 14.A.8 e) of this Rule 14.A. If individual shares of the cash held to fund an annuity are less than $250,000, the Product Group, in its sole discretion, may elect to pay the winners their share of the cash held in the Grand Prize pool. 3) All annuitized prizes shall be paid annually in thirty (30) equal payments with the initial payment being made in cash, to be followed by twenty-nine (29) payments funded by the annuity. 4) Funds for the initial payment of an annuitized prize or the lump sum cash prize shall be made available by MUSL for payment by the Lottery no earlier than the fifteenth calendar day (or the next banking day if the fifteenth day is a holiday) following the drawing. If necessary, when the due date for the payment of a prize occurs before the receipt of funds in the prize pool trust sufficient to pay the prize, the transfer of funds for the payment of the full lump sum cash amount may be delayed pending receipt of funds from the party lotteries. The Lottery may elect to make the initial payment from its own funds after validation, with notice to MUSL. 5) Subsequent annuity payments shall be made by the Lottery. The Grand Prize amount held by MUSL for subsequent payment to annuity winners shall be transferred to the Lottery seven days preceding the first working day preceding the anniversary of the awarded Grand Prize. 6) In the event of the death of a lottery winner during the annuity payment period, the POWERBALL® Product Group, in its sole discretion, upon the petition of the estate of the lottery winner (the “Estate”) to the Lottery, and subject to federal, state, or district applicable laws, may accelerate the payment of all of the remaining lottery proceeds to the Estate. If the Product Group makes such a determination, then securities and/or cash held to fund the deceased lottery winner's annuitized prize may be distributed to the Estate. The identification of the securities to fund the annuitized prize shall be at the sole discretion of the Product Group. b) Set Prizes The Director's decision with respect to the validation and payment of set prizes, whether during a POWERBALL® game or any drawing related thereto, shall be final and binding upon all participants in the Lottery. All set prizes (all prizes except the Grand Prize) shall be paid by the Lottery. The Lottery may begin paying set prizes after receiving authorization to pay from the MUSL central office. c) Prizes Rounded Annuitized payments of the Grand Prize or a share of the Grand Prize may be rounded to facilitate the purchase of an appropriate funding mechanism. Breakage on an annuitized Grand Prize win shall be added to the first cash payment to the winner or winners. Set Prizes, which, under these rules, may become pari-mutuel prizes, may be rounded down so that prizes can be paid in multiples of whole dollars. Breakage resulting from rounding these prizes shall be carried forward to the prize pool for the next drawing. d) Roll-over If the Grand Prize is not won in a drawing, the prize money allocated for the Grand Prize shall roll-over and be added to the Grand Prize pool for the following drawing. e) Funding of Guaranteed Prizes The POWERBALL® Product Group may offer guaranteed minimum Grand Prize amounts or minimum increases in the Grand Prize amount between drawings or make other changes in the allocation of prize money where the POWERBALL® Product Group finds that it would be in the best interest of the game. If a minimum Grand Prize amount or a minimum increase in the Grand Prize amount between drawings is offered by the POWERBALL® Product Group, then the Grand Prize shares shall be determined as follows. If there are multiple Grand Prize winners during a single drawing, each selecting the annuitized option prize, then a winner's share of the guaranteed annuitized Grand Prize shall be determined by dividing the guaranteed annuitized Grand Prize by the number of winners. If there are multiple Grand Prize winners during a single drawing and at least one of the Grand Prize winners has elected the annuitized option prize, then the best bid submitted by MUSL's pre-approved qualified brokers shall determine the cash pool needed to fund the guaranteed annuitized Grand Prize. If no winner of the Grand Prize during a single drawing has elected the annuitized option prize, then the amount of cash in the Grand Prize pool shall be an amount equal to the guaranteed annuitized amount divided by the average annuity factor of the most recent three best quotes provided by MUSL's pre-approved qualified brokers submitting quotes. In no case shall quotes be used which are more than two weeks old and if less than three quotes are submitted, then MUSL shall use the average of all quotes submitted. Changes in the allocation of prize money shall be designed to retain approximately the same prize allocation percentages, over a year's time, set out in these rules. Minimum guaranteed prizes or increases may be waived if the alternate funding mechanism set out in Paragraph 14.A.6 b) 2) of this Rule 14.A becomes necessary. 14.A.9 Prize Accounts a) Prize Funds Transferred to MUSL The Lottery shall transfer to the MUSL in trust an amount as determined to be its total proportionate share of the prize account less actual set prize liability. If this results in a negative amount, the MUSL central office shall transfer funds to the Lottery. b) Grand Prize and Match 5 Bonus Prize Funds Transferred to Lottery Grand Prize and Match 5 Bonus Prize amounts held by MUSL shall be transferred to the Lottery immediately after the Lottery validates the prize claim and after MUSL has collected the prize pool shares from all member lotteries, except that MUSL may transfer any Match 5 Bonus amount immediately if it has funds sufficient to do so. c) Unclaimed Grand Prize and Match 5 Bonus Prizes All funds to pay a Grand Prize or a Match 5 Bonus Prize that is unclaimed shall be returned to the Lottery in proportion to sales by the Lottery for the Grand Prize or a Match 5 Bonus Prize in question after the claiming period set by the lottery selling the winning ticket expires. 14.A.10 Funds Transfer a) Draw Receivables from Member Lotteries Funds shah be collected by MUSL from each Party Lottery weekly by wire transfer or other means acceptable to the POWERBALL® Product Group. The POWERBALL® Product Group shall determine collection days. The amount to be transferred shall be calculated in accordance with game rules. The draw reports determine whether the member lotteries owe funds to MUSL or MUSL needs to transfer money to the member lotteries. Each Party Lottery shall transfer to MUSL an amount as determined by MUSL and the Product Group to be its total proportionate share of the prize account less actual set prize liability. If this results in a negative amount, the MUSL central office shall transfer funds to the Party Lottery. b) Initial Grand Prize Funds Transferred to Lottery The Grand Prize amount held by MUSL shall be transferred to the Lottery after the Lottery validates the Grand Prize claim and after MUSL has collected the prize pool shares from all member lotteries. c) Subsequent Grand Prize Payments from MUSL to Member Lotteries. The Grand Prize amount held by MUSL for subsequent payment to annuity winners shall be transferred to the Lottery seven days preceding the first working day preceding the anniversary of the awarded grand prize. The Lottery will then make payment to the annuity winner. 14.A.11 Drawings a) The POWEPBALL® drawings shall be held twice each week on Wednesday and Saturday evenings, except that the drawing schedule may be changed by the MUSL Board. b) Each drawing shall determine, at random, six winning numbers in accordance with drawing guidelines. The Lottery Commission shall review and approve drawing guidelines. Any numbers drawn are not declared winning numbers until the drawing is certified by MUSL in accordance with the POWERBALL® drawing guidelines. The winning numbers shall be used in determining all POWERBALL® winners for that drawing. If a drawing is not certified, another drawing will be conducted to determine actual winners. c) Each drawing shall be witnessed by an independent certified public accountant. All drawing equipment used shall be examined by the independent certified public accountant immediately prior to, but no sooner than thirty (30) minutes before, a drawing and immediately after, but no later than thirty (30) minutes following the drawing. d) The drawing shall not be invalidated based on the liability of the Lottery. e) The drawing procedures shall provide that a minimum of fifty-nine (59) minutes elapse between the close of the game ticket sales and the time of the drawing for those tickets sold. All drawings shall be open to the public and shall be witnessed by an independent certified public accountant and other Lottery officials as may be required by statute or rule. Any equipment used in a drawing shall be inspected and tested in the presence of an independent certified public accountant, both before and after the drawing. All drawings, inspections and tests shall be recorded on videotape. 14.A.12 Advance Play Advance play provides the facility to purchase POWERBALL® tickets for more than one drawing. Advance play rickets shall be available for purchase in increments of 2, 4, 6, 8 or 10 drawings only. The cost of each play shall be $1.00 per drawing; e.g., one play for two drawings equals $2.00. one play for four drawings equals $4.00. with a maximum of ten plays for ten drawings equaling $100.00. 14.A.13 MUSL Accounting and Finance a) Prize Reserve and Set Prize Reserve contributions from member lotteries At the time the Lottery joins the POWER.BALL® Product Group, MUSL revises the existing budget and assesses the Lottery for the additional costs. The Lottery receives a copy of these costs and an election form. MUSL also determines an amount that the Lottery must contribute to any Prize Reserves. MUSL and the Lottery will consult to establish a payment schedule for these contributions. b) Draw receivables from member lotteries The draw reports determine whether the Lottery owes and needs to transfer funds to MUSL. or MUSL owes and needs to transfer funds to the Lottery. (The procedures and corresponding time lines documenting the timely and effective transfer of funds between the Lottery and MUSL can be found in the Lottery's financial procedures.) Three different transfers are made on a continual basis: (1) Draw receivables transferred from the Lottery to MUSL. (2) Set prize payments and initial Grand Prize payments transferred from MUSL to the Lottery, and (3) Subsequent Grand Prize annuity payments from MUSL to the Lottery. BASIS AND PURPOSE OF RULE 14.B The purpose of Rule 14.B is to provide specific game details and requirements for the Colorado Lottery Multi-State On-Line Game “POWERBALL®'s” “POWER PLAY OPTION” such as type of play, prizes, method of selecting winning numbers and drawings. The statutory basis for Rule 14.B is found in C.R.S. 24-35-201, 24-35-208 (1) (a) and (2), and 24-35-212. Rule 14.B COLORADO LOTTERY MULTI-STATE ON-LINE GAME, “POWERBALL®” “POWER PLAY OPTION” 14.B.1 A Colorado Lottery multi-state on-line game known as “POWER.BALL®” shall have a game option known as “POWER PLAY”, which allows players the option to pay an additional one dollar ($1) for a chance to increase any Set Prize they may win on that purchase. This game option is authorized to be conducted by the Director under the following Rules and Regulations and under such further instructions and directives as the Director may issue in furtherance thereof. If a conflict arises between Rule 14 and this Rule 14.B, Rule 14.B shall apply. The Lottery and the Lottery Commission, prior to implementation, must approve all MUSL guidelines and MUSL Board decisions associated with this “POWER PLAY OPTION”. The Director will be a voting member of the MUSL Board during the timeframe in which the Lottery shall be a member of MUSL The Director will also be a voting member of any MUSL Specific Product Group the Lottery joins. At any time the Lottery Director determines that any provisions of the MUSL or of MUSL's Specific Game Playing Rules do not sufficiently provide for the security and integrity necessary to protect the Colorado Lottery, he/she shall recommend to the Lottery Commission that the Lottery end its membership with MUSL or with the Specific Product Group. Upon concurrence by the Lottery Commission, membership can end at any time. 14.B.2Definitions Refer to the definitions provided in Paragraph 1.2 of Rule 1, Paragraph 13.2 of Rule 13, Paragraph 14.2 of Rule 14, and Paragraph 14.A.2 of Rule 14.A. 14.B.3Price of “POWER PLAY OPTION” The price of each “POWER PLAY OPTION” play selected shall be $1.00. A player will have the retailer manually enter the “POWER PLAY OPTION” into the on-line terminal to purchase up to ten POWERBALL® plays with ten “POWER PLAY OPTIONS” for a singie draw as follows: Number of Powerball® plays Number of Powerball® boards Cost of Powerball® boards Number of “POWER PLAY OPTION” boa 1 2 3 4 5 6 7 8 9 10 One Board Two Boards Three Boards Four Boards Five Boards Six Boards Seven Boards Eight Boards Nine Boards Ten Boards $1.00 $2.00 $3.00 $4.00 $5.00 $6.00 $7.00 $8.00 $9.00 $10.00 One Board Two Boards Three Boards Four Boards Five Boards Six Boards Seven Boards Eight Boards Nine Boards Ten Boards The “POWER PLAY OPTION” is an add-on to the POWERBALL 5/53 + 1/42 game. Players who elect to pay an extra $1 per POWERBALL® play will have the opportunity to multiply their set prizes (all prizes except the Grand Prize) by the Power Play number that is randomly selected at draw time. 14.B.4 Ticket Purchases a) POWERBALL® tickets with the “POWER PLAY OPTION” may be purchased only from a Lottery retailer authorized by the Director to sell multi-state on-line tickets. b) POWERBALL® tickets with the “POWER PLAY OPTION” shall show, at a minimum, the player's selection of numbers, the boards played, drawing date, “POWER PLAY OPTION” chosen and validation and reference numbers. c) A purchaser of a POWERBALL® ticket must choose, at the time of purchase, whether or not he/she wants the “POWER PLAY OPTION”. If the purchaser chooses the “POWER PLAY OPTION” for the ticket, the cost of the “POWER PLAY OPTION” will be $1.00 per board. (See Paragraph 14.B.3 of this Rule 14.B for detailed Power Play costs.) The Option applies to all boards on a single ticket and cannot be purchased on a board by board basis. 14.B.5 Method of play There will be no change in play for the POWERBALL® 5/53 + 1/42 game. The “POWER PLAY OPTION” is effective only for players who choose the “POWER PLAY OPTION” at time of purchase and pay an additional $1.00 per board. 14.B.6 Drawings a) The POWERBALL® “POWER PLAY OPTION” drawings shall be held twice each week on Wednesday and Saturday evenings immediately after the POWERBALL® drawings, except that the drawing schedule may be changed by the MUSL Board. b) Each “POWER PLAY OPTION” drawing shall determine, at random, a single number in accordance with drawing guidelines. The Lottery Commission shall review and approve the drawing guidelines. Any number drawn is not declared a winning number until the drawing is certified by MUSL in accordance with the Power Play drawing guidelines. The number drawn shall be used to determine all POWERBALL® “POWER PLAY OPTION” prize amounts for that drawing. If a Power Play drawing is not certified, another drawing will be conducted to determine the number drawn. c) Each “POWER PLAY OPTION” drawing shall be witnessed by an independent certified public accountant. All drawing equipment used shall be examined by the independent certified public accountant immediately prior to, but no sooner than thirty (30) minutes before, a drawing and immediately after, but no later than thirty (30) minutes following the drawing. d) The drawing shall not be invalidated based on the liability of the Lottery. e) All “POWER PLAY OPTION” drawings shall be open to the public and shall be witnessed by an independent certified public accountant and other Lottery officials as may be required by statute or rule. Any equipment used in a drawing shall be inspected and tested in the presence of an independent certified public accountant, both before and after the drawing. All drawings, inspections and tests shall be recorded on videotape. f) Upon certification of the POWERBALL® drawing, per Paragraph 14.A.11 of Rule 14.A, an additional random selection will occur. A single number from a set of fifteen (15) numbers will be drawn. The fifteen (15) numbers will consist of “2”, “2”, “2”, “3”, “3”, “3”, “4”, “4”, “4”, “5”, “5”, “5”, “5”, “5”, “5”. 14.B.7 Prizes For POWERBALL® with “POWER PLAY OPTION” Selected a) Players who choose the “POWER PLAY OPTION” and pay the extra $1.00 per board and who win any set prize (any prize except the Grand Prize) will receive an amount equal to the set prize multiplied by the “POWER PLAY OPTION” number selected at the drawing. See the following table for prizes won if “POWER PLAY OPTION” is chosen and the set prizes are not pari-mutuel as defined in Paragraph 14.A.6 b) of Rule 14.A. POWERBALL® Prize Category Grand Prize Second Prize Third Prize Fourth Prize Fifth Prize Sixth Prize Seventh Prize Eighth Prize Ninth Prize POWERBALL® Prize Amounts Jackpot $100,000 $5,000 $100 $100 $7 $7 $4 $3 Power Play “2” Drawn Power Play “3” Dra N/A $200,000 $10,000 $200 $200 $14 $14 $8 $6 N/A $300,000 $15,000 $300 $300 $21 $21 $12 $9 b) If the set prizes are pari-mutuel as defined in Paragraph 14.A.6 d) of Rule 14.A, and the player has selected and paid for the “POWER PLAY OPTION”, the amount of the pari-mutuel set prize will be multiplied by the “POWER PLAY OPTION” number drawn for that drawing. c) The prize pool contribution for all “POWER PLAY OPTION” prize categories shall consist of a percent of sales to be determined by the MUSL Board. d) The probability of each “POWER PLAY OPTION” multiplier being drawn on any given drawing are: # of Balls Probability Odds Power Play “2” 3 20.00% 1 in 5 Power Play “3” 3 20.00% 1 in 5 Power Play “4” 3 20.00% 1 in 5 14.B.8 Prize Payment a) Set Prizes All set prizes (all prizes except the Grand Prize) with the “POWER PLAY OPTION” shall be paid by the Lottery. The Lottery may begin paying set prizes after receiving authorization to pay from the MUSL central office. b) Prizes Rounded All prizes, including those with the “POWER PLAY OPTION”, other than the Grand Prize, which, under these rules, may become pari-mutuel prizes, may be rounded down so that prizes can be paid in multiples of whole dollars. Breakage resulting from rounding these prizes shall be carried forward to the prize pool for the next drawing. 14.B.9 Advance Play Advance play provides the facility to purchase POWERBALL® tickets for more than one drawing. A purchaser of POWERBALL® tickets may also purchase the “POWER PLAY OPTION” for all Advance Play plays. Advance play tickets shall be available for purchase in increments of 2, 4, 6, 8 or 10 drawings only. The cost of each Power Play ticket shall be an additional $1.00 per board per drawing. E.g.: one POWERBALL® play for two drawings with “POWER PLAY OPTION”, $4.00, one POWERBALL® play for two drawings with “POWER PLAY OPTION”, $8.00, with a maximum of ten plays for ten drawings with “POWER PLAY OPTION”, $200.00. The Option applies to all drawings for which the ticket is purchased and the “POWER PLAY OPTION” is selected. Players cannot elect the option on a drawing by drawing basis when purchasing Advance Play tickets. BASIS AND PURPOSE OF RULE 15 The purpose of RULE 15 is to provide details and requirements for all Colorado Lottery multi-state instant games conducted as a member of the Multi-State Lottery Association (MUSL), such as the sale of tickets, payment of prizes, method for selecting and validating winning tickets. The statutory basis for RULE 15 is found in C.R.S. 24-35-201(5), 24-35-208 (1) (a) and (2), and 24-35-212. RULE 15 MULTI-STATE LOTTERY ASSOCIATION INSTANT LOTTERY GAMES 15.1 Commission to Adopt Specific Rules and Regulations for Instant Games Operated in Association with the Multi-State Lottery Association Multi-State Lottery Association Instant lottery games are authorized to be conducted under Colorado Lottery Rule 5, Colorado Lottery Rule 13, and the following Rules and Regulations and such further instructions and directives the Director may issue in furtherance thereof. If a conflict arises between either Rule 5 or Rule 13 and this Rule 15, Rule 15 shall apply. All MUSL guidelines and MUSL Board decisions must be approved by the Colorado Lottery (hereafter referred to as Lottery) and the Lottery Commission, prior to implementation within Colorado. The Director will be a voting member of the MUSL Board during the timeframe in which the Lottery shall be a member of MUSL. The Director will also be a voting member of any MUSL Specific Product Group the Lottery joins. At any time the Lottery Director determines that any provisions of MUSL or of MUSL's Specific Game Playing Rules do not sufficiently provide for the security and integrity necessary to protect the Lottery, he/she shall recommend to the Lottery Commission that the Lottery end its membership with MUSL or with the MUSL Specific Product Group. Upon concurrence by the Lottery Commission, membership can end at any time. To the extent not inconsistent with such specific Rules and Regulations as may be adopted, the following general provisions under this Rule 15 shall apply to each Lottery Instant game conducted in conjunction with MUSL. 15.2 Definitions In addition to the definitions provided in Paragraph 1.2 of Rule 1, Paragraph 5.11 of Rule 5 and unless the context in these Rules and Regulations otherwise requires: a) “CERTIFIED DRAWING” means a drawing in which an independent certified public accountant attests that the drawing equipment functioned properly and that a random selection of winning drawn item(s) occurred. b) “DRAWING” means the procedure by which a random selection process, is conducted in accordance with the rules of the game as set forth in Specific Game Playing Rules. c) “GAME” means a quantity of Instant tickets having the same ticket graphics, the same prize structure and the same game number. d) “GAME PRIZE FUND” means the projected prize payout percentage as approved by the Colorado Lottery Commission for each Instant game. e) “MULTI-STATE LOTTERY ASSOCIATION” or “MUSL” means the government-benefit association wholly owned and operated by the Party Lotteries. f) “MULTI-STATE INSTANT TICKET GAME” means an Instant Lottery game in which all or a portion of the of the same prize fund is shared by winners in all participating lotteries. g) “MUSL BOARD” means the governing body of MUSL, which is comprised of the chief executive officer of each Party Lottery. h) “PARTY LOTTERY” means a state lottery or lottery of a political subdivision or entity which has joined MUSL and, in the context of the Product Group Rules, has joined in selling the specified multistate Instant game. i) “PRIZE STRUCTURE” means the delineation of prize amounts and the frequency of winning each prize amount that will be offered in each “GAME”. j) “PRODUCT” means any multi-state Instant game. k) “PRODUCT GROUP” means a group of lotteries which have joined together to offer a product pursuant to the terms of the Multi-State Agreement and the Group's own rules. l) “TICKET BEARER” means the person who has signed the multi-state Instant ticket or who has possession of an unsigned multi-state Instant ticket. m) “VALIDATION” means the process of determining whether a multi-state Instant ticket presented for payment is a winning ticket. n) “VALIDATION NUMBER” means the number printed on the front of each multi-state Instant ticket that is used for validation. o) “WINNING COMBINATION” means a “Play Symbol” or a combination of “Play Symbols” as determined in specific game playing rules that is entitled to a prize. GENERAL PROVISIONS 15.3 Sale of Tickets The Sale of Instant Tickets is governed as set forth in Paragraph 5.2 of Rule 5. 15.4 Payment of Prizes The Payment of Prizes in multi-state Instant tickets shall be governed as set forth in Paragraph 5.3 of Rule 5. 15.4.1 Assignment of Prizes The Assignment of Prizes shall be governed as set forth in Paragraph 5.3.1 of Rule 5. 15.4.2 Redemption of Bar-Coded Coupons Redemption of Bar-Coded Coupons shall be governed as set forth in Paragraph 5.3.2 of Rule 5. 15.4.3 Use of Coupons, Lottery Bucks and Free Tickets Use of Coupons, Lottery Bucks and Free Tickets shall be governed as set forth in Paragraph 5.3.3 of Rule 5. 15.5 Payment of Prizes upon the Death of the Prize Winner The MUSL's Finance & Audit Committee, of which the Director is eligible to be a voting member, shall have the authority to grant an estate's request for acceleration of the payment of all remaining Lottery prize proceeds unless such authority is specifically reserved by a product group. In the event of the death of a Lottery winner during the payment period, the MUSL's Finance & Audit Committee, in its sole discretion, upon the petition of the estate of the Lottery winner (the ‘Estate’) to the Lottery, and subject to federal, state, or district applicable laws, may accelerate the payment of all of the remaining lottery proceeds to the Estate. If the Finance & Audit committee makes such a determination, then securities and/or cash held to fund the deceased Lottery winner's annuitized prize may be distributed to the Estate. The identification of the securities to fund the annuitized prize shall be at the sole discretion of the Finance & Audit Committee. 15.6 Ownership of Tickets a) Ownership of Tickets shall be governed as set forth in Paragraph 5.5 of Rule 5. b) The Director shall recognize only one (1) person as claimant of a multi-state Instant ticket. A claim may be made in the name of an organization only if the organization possesses a Federal Employer Identification Number (FEIN) issued by the Internal Revenue Service and such number is shown on the claim form. Groups, family units, clubs or organizations without an FEIN shall designate one individual in whose name the claim is to be filed. If a claim is erroneously entered with multiple claimants, the claimants shall designate one of them as the individual recipient of the prize, or, if they fail to designate an individual recipient, the Director may designate any one of the claimants as the sole recipient. In either case, the claim shall then be considered as if it were originally entered in the name of the designated individual and payment of any prizes won shall be made to the single individual. Once a multi-state Instant ticket is validated, it will not be returned to the winner, but remain the property of the Lottery. 15.7 Mutilated or Erroneous Tickets Mutilated or Erroneous Tickets shall be governed as set forth in Paragraph 5.6 of Rule 5. 15.8 Lost or Stolen Tickets Lost or Stolen Tickets shall be governed as set forth in Paragraph 5.7 of Rule 5. 15.9 Purchaser's Obligations Purchaser's Obligations shall be governed as set forth in Paragraph 5.8 of Rule 5. 15.10 Persons Ineligible to Purchase Tickets a) Persons Ineligible to Purchase Tickets shall be governed as set forth in Paragraph 5.9 of Rule 5. b) Any persons described in Paragraph 5.9 b 1-4), c) or d) as set forth in Rule 5 may not purchase tickets or be entitled to payment of a prize from any multi-state Instant game sold in a state other than Colorado which: ● is the same multi-state Instant game sold by the Lottery; ● has as an element(s) of its prize structure the same prize as a multi-state Instant game sold by the Lottery. 15.11 Retailer Commission Retailer Commissions shall be governed as set forth in Paragraph 5.10 of Rule 5. PROVISION FOR MULTI-STATE INSTANT GAMES 15.12 Price of Tickets The Price of Tickets shall be governed as set forth in Paragraph 5.15 of Rule 5. 15.13 Manner of Selecting Winning Tickets The Manner of Selecting Winning Tickets shall be governed as set forth in Paragraph 5.16 of Rule 5. 15.14 Validation Requirements a) Validation Requirements shall be governed as set forth in Paragraph 5.17 of Rule 5. b) The Director may pay the prize for a multi-state Instant ticket that is partially mutilated or is not intact if the multi-state Instant ticket can still be validated by the other validation methods and requirements. c) In the event a defective multi-state Instant ticket, pursuant to paragraph 5.6 of Rule 5, is purchased, the only responsibility or liability of the Lottery or the Instant retailer shall be the replacement of the defective multi-state Instant ticket with another multi-state Instant ticket (or a ticket of equivalent sales price from any other current Lottery game). 15.15 Payment of Multi-State Prizes by Retailers Payment of Multi-State Prizes by Retailers shall be governed as set forth in Paragraph 5.3 m) of Rule 5. 15.16 Retailer Settlement a) Each retailer shall provide authorization for an account with E.F.T. (Electronic Funds Transfer) capability to be used for weekly billing of all Lottery products. b) Each retailer shall maintain an account balance sufficient to cover monies due the Lottery for the established billing period. The Lottery shall withdraw, by E.F.T., the amount due the Lottery on the day specified by the Director. In the event the day specified for withdrawal occurs on a legal holiday, withdrawal shall occur on the following business day. c) Retailers shall receive credit on their Lottery account for redeeming winning tickets of less than six hundred ($600) dollars. If a retailer's total accounts receivable balance for all Lottery products is a credit which meets or exceeds the amount specified in writing by the Director, the Lottery shall deposit, by E.F.T., the amount due to the retailer on the day specified by the Director. 15.17 Assignment of Prizes Assignment of Prizes shall be governed as set forth in Paragraph 5.3.1 of Rule 5. 15.18 Expenses a) Prior to July 1st of each year, MUSL's Executive Director shall prepare and submit a budget of the estimated expenditures of MUSL for the fiscal year beginning July 1 st, and estimate the portion of the total budget to be paid to MUSL by each Party Lottery in accordance with estimated sales as described in the Multi-State Agreement. b) MUSL's annual budget shall include a narrative description of each major function or task of MUSL with the estimates for each clearly identified and further defined by the following cost categories: 1) number, classification, and base salary of full-time employees, overtime and temporary hours, dollars and fringe benefits, 2) travel and subsistence, 3) supplies and printing (except facilities and Data Processing (DP)), 4) communications (telephone and data-fax equipment), 5) facilities (including rentals, utilities, supplies and services), 6) contracted services and maintenance (except facilities and DP), 7) data processing (including equipment, supplies, maintenance and contracted services), 8) reimbursement to Party Lotteries, 9) equipment (except facilities, communications and DP), 10) external audit services, 11) other expenses All items shall be identified as being either recurring or non-recurring. 15.19 Audit of Lottery Contributions To MUSL a) The Lottery is responsible for verifying all MUSL prize fund and reserve allocations, interest earnings and expenditures received or paid on behalf of the Lottery. b) That the Lottery's internal controls and procedures are adequate to verify and reconcile MUSL's use of Lottery funds, and; c) That the Lottery's accounting process and financial reports are free of mis-statements. 15.20 Interest Earnings The Director shall request MUSL to distribute all interest paid on amounts held by MUSL except interest earned on the MUSL operating cash account and interest earned on grand prize securities that mature prior to the actual payment date. The interest not distributed shall be recorded as interest income for the purpose of complying with Colorado Statute. BASIS AND PURPOSE OF RULE 16 The purpose for Rule 16 is to establish procedures and methods for terminating controversies or determining the applicability to an individual of any statutory provisions or any rule or order of the agency. The statutory basis for Rule 16 is found in C.R.S. 24-35-208(1)(b) and 24-4-105(11) RULE 16 16.a1) A person may petition the Commission for a declaratory order to terminate controversies or to remove uncertainties as to the applicability to the petitioner of any statutory provisions or any rule or order of the agency. 16.a2) Any petition filed pursuant to this rule shall set forth the name and address of the petitioner; the statute, rule, or order to which the petition relates; a concise statement of all of the facts necessary to show the nature or controversy or uncertainty; the manner in which the statute, rule, or order applies to the petitioner; and the precise issue to be answered by the Commission. The petition shall also disclose related proceedings. The petition shall be signed by the petitioner or petitioner's counsel. The petitioner shall file an original and seven copies of the complaint. The complaint may be filed in the Pueblo or Denver offices. 16.a.3) The Commission initially shall determine, at its discretion and without notice to petitioner, whether to rule upon the filed petition. In determining whether to rule upon a petition, the Commission shall consider whether the ruling will terminate a controversy or remove uncertainties as to the applicability to the petitioner of any statutory provision, whether the petition involves any subject, question, or issue that is currently pending before the Commission, and whether the petition seeks a ruling on a moot or hypothetical question. 16.a.4) If the Commission decides to rule on the petition, the Commission may rule upon the petition based solely on the facts presented in the petition. In such a case, any ruling by the Commission shall apply only to the extent of the facts presented in the petition. The Commission may order the petitioner to file a written brief, memorandum or statement of position. The Commission may set the petition, upon due notice to the petitioner, for oral argument. The Commission may request the petitioner to submit additional facts in writing. The submission will be deemed an amendment to the petition. The Commission may take administrative notice of facts pursuant to the Administrative Procedures Act and may utilize the experience, technical competence and specialized knowledge of the Lottery Division. 16.a.5) The Commission, in its discretion, may set the petition for hearing. The petitioner shall be deemed the proponent of the order and shall have the burden of proof. The hearing shall be subject to the provisions of section 24-4-105, C.R.S. The parties to the proceeding shall be Director and the petitioner. Any other person may seek leave to intervene by filing a petition. 16.a.6) The order disposing of the petition shall constitute agency action subject to judicial review. 16.b.1) Complaints alleging violations of the laws and regulations affecting the operation of the Lottery shall be in writing. The complaint shall set forth the nature of the complaint and the matters of fact and law asserted. The complaint shall be signed by the complainant or complainant's counsel. The complainant shall file an original and seven copies of the complaint. The complaint shall be filed in the Pueblo or Denver offices. The Commission shall hold hearings on the complaints. Hearings shall be conducted pursuant to section 24-4-105, C.R.S. The Commission may delegate the hearing to an administrative law judge, who shall render an initial decision. The complainant shall be deemed the proponent of the order.
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