COMPUTATIONAL STUDIES OF THE PROPERTIES OF BARE AND ZEOLITE SUPPORTED GOLD CLUSTERS Abstract With its alluring golden yellow hue, gold has fascinated mankind since ages, mostly for its widespread use in jewellery. In addition, it finds application in numerous fields ranging from investment and monetary exchange, electronics, dentistry, medical and chemical field, aerospace industry and as a symbol of status. Gold possess excellent properties that it does not tarnish on exposure to atmosphere and retains its beautiful lustre undiminished for years. Its resistance to oxidation and corrosion in air as well as its chemical inertness towards various reactions contributes largely to the noble behaviour of gold. However, the nobility diminishes when bulk gold is reduced to the nano dimension, thereby making it one of the excellent catalysts for reactions such as low temperature CO oxidation, direct formation of hydrogen peroxide etc. This makes the study of gold particularly interesting. The use of nanogold dates back to ancient ages and the most famous example is the Lycurgus Cup which was manufactured in the 5th to 4th century B.C and is now exhibited in the British Museum. In 1857, the legendary work of Michael Faraday on the formation of deep red solutions of colloidal gold by reduction of an aqueous solution of chloroaurate AuCl− 4 using phosphorus was the first scientific investigation on finely divided gold. Since, then synthesis and application of gold nanoparticle in fields of catalysis, biological labelling, optical and electronic devices etc have been steadily growing. Abstract The earliest report on the use of gold as a catalyst dates back to 1906 when Au gauzes were reported as catalysts for H2 oxidation. The work of Bone and Andrew in 1925 is one of the earliest reference where Au had been reported as catalyst for CO oxidation. Years later, Huber et al. in 1977 reported CO oxidation on Au atom based model and attempted to interrelate the results with actual heterogeneous oxidations of CO to CO2 . In the subsequent years, pioneering work of Haruta et al. demonstrated the catalytic activity of transition metal oxide supported ultrafine gold towards low temperature CO oxidation. This opened up new dimension towards catalytic activity of supported gold clusters. The catalytic activity has been attributed to various physicochemical parameters such as cluster size of gold particles, morphology, site-specificity and electronic state of gold clusters. Small gold particles differ significantly from the bulk due to the presence of low coordination atoms and the adoption of geometries which lead to more reactive electronic structures. Thus, catalytic properties of gold nanoparticles can be attributed partly to their geometric structures. Modification of the electronic properties by the support has been considered as an important factor in supported gold clusters. The concept of single atom catalysis has recently gained impetus in the field of contemporary catalytic research so as to maximize the efficiency of metal utilization. It is believed that catalysts with welldefined single active centres are necessary to understand the catalytic mechanisms better unlike the multiple active sites of subnanoclusters which are not always the most desirable centres for catalytic processes. Single atom catalysts have evolved as an effective way to utilize each and every metal atom of supported metal clusters. In this thesis, we have employed density functional theory to explore the catalytic activity of neutral and charged gas phase gold clusters towards CO oxidation. Further, the catalytic activity of zeolite supii Abstract ported neutral and charged gold monomer towards CO oxidation and water gas shift reaction has been studied with hybrid DFT method. The adsorption of CO and O2 on zeolite supported Au and the effect of the presence of moisture on their adsorption has been investigated. We also explore the structure and electronic properties of gas phase hydrogenated gold clusters with the aid of density functional theory. The reactivity properties have been investigated with DFT based global reactivity descriptors. The structure of zeolite supported hydrogenated gold and palladium clusters obtained due to reverse hydrogen spillover from bridging OH groups of the zeolite to the metal clusters has been studied. The thesis consists of seven (7) chapters: Chapter 1 gives a brief introduction about clusters with a special emphasis on gold clusters and its unique properties such as presence of aurophilic interactions and large relativistic effect. Gold clusters undergo substantial structural transition with increase in cluster size such that the small clusters are planar while larger clusters exhibit compact core-shell structure. The size and the charge state of the host gold cluster and presence of specific low coordination binding sites have been identified as some factors that on which the adsorption of O2 and CO depends. On oxide supported gold clusters, O2 preferentially adsorbs on the metal-support interface rather than the gold particles and with sufficient charge transfer, activation of O2 to superoxo state O− 2 is observed. Gold clusters as small as a single Au atom is an excellent catalyst towards carbon monoxide oxidation. However, the inevitable presence of moisture in practical catalytic systems can affect the adsorption behaviour of CO and O2 and consequently the catalytic activity towards CO oxidation. One of the emerging trends in the field of catalytic research is the concept of single atom catalysis. Single Au atoms supported on zeolites, oxides, BN-monolayer exhibit potential as catalysts for CO oxidation, water gas shift reaction etc. We have iii Abstract included these aspects in the introductory chapter of the thesis. The objectives of the present work are included in this chapter. Chapter 2 describes the computational tools like molecular mechanics (MM), quantum mechanics (QM), density functional theory (DFT), and various basis sets and functionals used within the realm of DFT. Hybrid quantum mechanics/molecular mechanics (QM/MM) methods are discussed in detail. We have also included the concepts of potential energy surface, electron correlation etc in this chapter. DFT, hybrid QM/MM methods have been utilized in our calculations. Chapter 3 is divided into two sections: Section 3.1 presents the results of the DFT investigation of the structures, electronic and reactivity properties of Au6 Hn (n = 1 − 12) clusters. In this study, we have calculated different parameters like bond lengths, average Hirshfeld charges, electronic properties like HOMO-LUMO gap, chemical hardness, vertical ionization potential, adiabatic ionization potential and binding energy. DFT based reactivity descriptors have been used to calculate the reactivity properties of the hydrogenated clusters. Section 3.2 summarizes the results of reverse hydrogen spillover from bridging OH groups of the faujasite support to Pd6 and Au6 clusters using DFT. We utilize the distorted octahedral structures for Pd6 and Au6 and the geometries of the model clusters are optimized without imposing symmetry constraints. To investigate the reactivity of the metal clusters with the OH groups of the zeolite fragment, we have calculated the energy of reverse hydrogen spillover from bridging OH groups to the metal cluster, M6 and Hirshfeld population analysis (HPA) has been used to characterize the electronic charge distribution. Chapter 4 investigates the catalytic activity of neutral and charged gold hexamer, Au6 cluster towards CO oxidation which elucidates the effect of cluster charge state on the catalytic activity. We also present iv Abstract the results of CO and O2 adsorption on neutral, anionic and cationic Au6 clusters. For our study, we have considered the conventional bimolecular Langmuir-Hinshelwood mechanism with co-adsorbed CO and O2 at the neighbouring sites in all the clusters. Chapter 5 presents the results of hybrid quantum mechanics molecular mechanics calculations on the adsorption of small molecules such as CO and O2 on faujasite supported gold monomer in three oxidation states viz. 0, +1 and +3. We have considered three different modes viz. top, bridge and dissociative for O2 adsorption. The parameters such as bond length, binding energy, amount of charge transferred to O2 and CO are calculated. These results are summarized in Section 5.1. We have also considered the adsorption of CO and O2 on Aun /FAU (n = 0, +1and + 3) in the presence of pre-adsorbed water using QM/MM method and the results are summarized in Section 5.2. The effect of the pre-adsorbed H2 O on CO and O2 adsorption accompanied by the changes in binding energies, mode of adsorption and structural changes encountered are presented. We have also investigated the process of proton sharing between H2 O and O2 and consequently forming a hydroperoxyl-hydroxyl species on the supported Au monomer. The barrier involved in H2 O dissociation is calculated. Chapter 6 discusses the catalytic activity of faujasite supported gold monomer towards reactions like CO oxidation, water-gas shift reaction using hybrid quantum mechanics molecular mechanics method. Section 6.1 focuses on the activity of faujasite supported neutral (Au0 ) and cationic (Au+ andAu3+ ) gold monomer towards CO oxidation (2CO + O2 → 2CO2 ). We have considered different CO- O2 co-adsorption configurations and their interaction energies have been determined. Based on that different oxidation pathways have been appraised for this study and the catalytic activity of neutral and cationic Au monomer has been compared. The results of hybrid quanv Abstract tum mechanics molecular mechanics calculations on the activity of neutral and cationic gold monomer towards water-gas shift reaction (CO+H2 O → CO2 +H2 ) are summarized in Section 6.2. We have initially considered two different CO − H2 O co-adsorption configurations for all the oxidation states viz. Au0 /FAU, Au+ /FAU and Au3+ /FAU. The parameters such as bond length, binding energy of CO/H2 O in presence of pre-adsorbed H2 O/CO have been calculated. The reaction mechanism has been investigated with the more favourable co-adsorbed configuration and the catalytic activity of the different Au oxidation states has been compared. Chapter 7 recapitulate the salient observations of the entire work presented in the thesis and presents future prospects to refine and reinforce the research work. vi
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