The Danish and Norwegian Experiences during the Holocaust Kimberly Elizabeth Bloor Masters of Arts in Diplomacy and Military Studies Fall 2008 I We Certify that we have read this professional paper and that, in our opinion, it is satisfactory in scope and quality for the degree of Master of Arts in Diplomacy and Military Studies. Committee _____________________________ First Reader (name/date) ______________________________ Second Reader (name/date) II Abstract: The preamble to the Convention on the Prevention and Punishment of the Crime of Genocide, adopted by the United Nations General Assembly on December 9, 1948, notes genocides have occurred throughout history. The Convention recognizes genocides as criminal acts that should be prevented, or if not prevented, then punished. While it would be wonderful to put an end to all genocides by adopting a Convention, that has proven not to be the case. Genocides continue, as illustrated by the events in Rwanda and other places that have occurred after the Convention was adopted. Genocides and genocidal rescue operations are complex and need to be studied. This paper will study one aspect of the complexity ― rescue operations. This will begin by comparing two occupied states, Denmark and Norway, during the Holocaust of World War II and the rescue operations that occurred within them. By understanding what has worked in the past, one may hope to devise a better understanding of what may succeed in stopping, or at least significantly abating the effects of, future genocides. Denmark and Norway on the surface are similar in culture, history, politics, geography and general attitudes. Yet, during World War II their Jewish citizens experienced markedly III different outcomes, mostly due to breadth and success of rescue operations conducted by the citizens of each country. While rescue operations were mounted in both countries, the rescue operations conducted by the Danes were far more successful. How and why Denmark succeeded, when the rest of Western civilization, including Norway, failed is a complex and multifaceted problem. What made Denmark or perhaps the Danes different from the rest of Europe? Was it just random coincidence, or can something be learned from the Danish example? By comparing the various political, economic, social, religious and geographic differences between Denmark and Norway, this paper hopes to glean a list of factors that are influential in genocidal rescue operations and that can be applied to other genocidal rescue operations. In conclusion, while no genocide is the same and the circumstances in Denmark were unique and highly unlikely to be replicated in the future, there are universal traits that can be found in the Holocaust and in subsequent genocides during which people have tried to rescue their fellow citizens. By recognizing and understanding these universal traits more can be learned about the causes, and perhaps, the preventions of genocides. IV Table of Contents Part One ..................................................................................................................................... 7 Chapter One: History of Genocide and the Holocaust................................................................ 8 1.1 Genocides in History......................................................................................................... 8 1.2 The History of the Word Genocide ................................................................................. 13 1.3 The History of the Word Holocaust ................................................................................ 18 1.4 The Context of the Holocaust ― World War II ............................................................. 20 1.5 Hitler’s Racial Policies ................................................................................................... 25 1.6 Stories of Rescue............................................................................................................. 28 Chapter Two: Historiography on Denmark .............................................................................. 32 Chapter Three: Historiography on Norway .............................................................................. 47 Part Two Denmark and Norway ................................................................................................... 56 Chapter Four: In Denmark it Could Not Happen...................................................................... 57 4.1 Introduction ..................................................................................................................... 57 4.2 Assimilation: A Short History of Jews in Denmark ....................................................... 58 4.3 Denmark in World War II ............................................................................................... 66 4.4 Resistance Movement ..................................................................................................... 68 4.5 The Rescue of the Jews ................................................................................................... 70 4.7 Those Who Were Not Rescued ....................................................................................... 86 4.8 Conclusion ...................................................................................................................... 89 Chapter Five: Norway and the Nazis: How It Could Happen .................................................. 92 5.1 Introduction ..................................................................................................................... 92 5.2 History of Norway .......................................................................................................... 93 5.3 A Short History of Norway in WWII ............................................................................. 96 5.4 Norwegian Resources ..................................................................................................... 99 5.5 Norwegian Jews ............................................................................................................ 103 5.6 Jews that were rescued .................................................................................................. 105 5.7 Why the Jews were not rescued .................................................................................... 108 5.8 Conclusion .................................................................................................................... 112 Chapter Six: Comparing the Two; Why Denmark Was More Successful than Norway? ...... 114 6.1 Introduction ................................................................................................................... 114 6.2 Governments ................................................................................................................. 115 6.3 Anti-Semitic Views ....................................................................................................... 120 6.4 Nazis’ Needs ................................................................................................................. 124 6.5 Luck .............................................................................................................................. 127 6.6 Conclusion .................................................................................................................... 129 Part Three What Can We Learn? ................................................................................................ 131 Chapter Seven: Comparing Denmark and Norway to Today’s Problems .............................. 132 7.1 Introduction ................................................................................................................... 132 7.2 Yugoslavia. ................................................................................................................... 134 7.3 Cambodia ...................................................................................................................... 138 7.4 Darfur. ........................................................................................................................... 141 7.5 Conclusion .................................................................................................................... 147 Chapter Eight: Conclusion ...................................................................................................... 148 Bibliography ........................................................................................................................... 152 Primary Sources......................................................................................................... 152 V Secondary Sources .............................................................................................................. 154 7 Part One 8 Chapter One: History of Genocide and the Holocaust 1.1 Genocides in History The systematic killing of people, based on an ethnic, racial, religious, or national distinction, has been going on since the beginning of time. Even before the term genocide was coined, the idea, the ability to kill people based on who they were, what they believed, or how they looked, has long existed. Even so, the term genocide is relatively new. It was coined in 1944. There have been many different definitions offered, but no single definition has gained worldwide acceptance. Nonetheless, genocide for this discussion includes the deliberate intent to destroy or disable groups of people based on a characteristic of that group such as; religion, ethnicity, nationality or physical characteristics. 9 Genocide can include not only killing of people within an identifiable group, but also disabling those groups by mental or physical harm, discrimination to prevent a livelihood, or preventing their means to continue their culture. Some of the known genocides occurred during the times of antiquity. One problem with understanding genocides that occurred in the distant past is the difficulty in gathering accurate information. There are instances where evidence shows that in the distant past entire cities and even entire civilizations disappeared and that the cause could have been genocides. Still, it remains difficult to deduce whether the disappearance of these people actually represented genocide or was something else. Famine, natural disaster, war, or something else might have forced entire cities to move suddenly. Throughout human history it has been common that one group would consider themselves to be fully evolved humans, while seeing others as something less-something that did not merit the right, the respect, or the regard that should be accorded to “humans.” Historically and anthropologically peoples have always had a name for themselves. In a great many cases, that name meant 'the people' to set the owners of that name off against all other people who were considered of lesser quality in some way. If the differences between the people and 10 some other society were particularly large in terms of religion, language, manners, customs, and so on, then such others were seen as less than fully human: pagans, savages, or even animals. 1 For this reason, it is not always apparent why one group of people might have disappeared. genocides are documented. Even so, some Some of the earliest genocides are well known events in history, such as the destruction of Melos by Athens, and the stories of Amalekites and Midianites from the Old Testament, the destruction of the city of Carthage and the rampages of Genghis Khan. It is true that these events commonly have been considered wars, not genocides. Yet, in many respects they are genocides. People were killed because they belonged to a certain tribe, ethnicity, or group. These events and the evidence from these events - whole empires disappeared, extreme cruelty, the differences in religions of the two groups, and excavations today revealing entire cities suddenly depopulated with little explanation ― suggest that genocide was a common historical occurrence. 2 1 Chalk, Frank, and Kurt Jonassohn. The History and Sociology of Genocide. New Haven: Yale University Press, 1990. (28) 2 Chalk, Frank, and Kurt Jonassohn. The History and Sociology of Genocide. New Haven: Yale University Press, 1990. (64). 11 Along with the accounts of genocide, throughout history there are accounts of rescue and rescue operations. Understanding those events ― how and why rescues were successful and what motivated them ― becomes important in breaking the circle of death and destruction. Understanding how and why rescue operations occurred, and what made them successful, can be important in, perhaps, slowing or halting genocides. Genocides often resulted in the total destruction of entire tribes, cities or civilizations. However, an event can be genocide without the total destruction of a tribe, city, or group. For this reason, it sometime can be difficult to define precisely what events constitute genocide. Genocide sometimes can be identified by the motivation of the perpetrators. Is the motive to annihilate an entire tribe, religion, or ethnic people, or is the motive something else – such as territorial expansion or acquisition of resources? For example, the Holocaust of World War II was motivated by the desire of the Nazis to exterminate those 12 peoples and groups they deemed undesirable. 3 In contrast, the numerous wars between England and France in the 17th, 18th, and early 19th centuries were not genocides. They were motivated by empire, ambition of the monarchies, and trade competition. 4 The English were not motivated by a rage to kill every last Frenchman, and vice versa. Thus, motive is one element to consider in determining whether genocide occurred or was attempted, but motive is not always the clear signal for genocide. For instance, questions commonly arise in the case of the Natives in both North and South America. As Europeans colonized the Americas, many Native Americans died both of disease and of fighting the newcomers. Eventually, the total population of Native Americans was reduced to a fraction of what it was prior to colonization. Was the death of these people simply due to war and unintended consequences, or did the Europeans act with intent, killing and spreading disease among Native Americans for who they were? This question is often debated, but there is no final, authoritative conclusion. 3 United States Holocaust Memorial Museum. “The Third Reich-Overview” http://www.ushmm.org/wlc/article.php?lang=en&ModuleId=10005141 4 Chalk, Frank, and Kurt Jonassohn. The History and Sociology of Genocide. New Haven: Yale University Press, 1990. (6) 13 These examples illustrate that genocide is not always easy to recognize or to define. Without the entire, openly intentional destruction of a civilization, questions arise as to whether an event is genocide. Nonetheless, it is important to recognize it. To classify an action as genocide is to brand it as something distinct. The majority of the world has reached consensus that genocide should be condemned. To define some action as genocide is to classify it as morally wrong, unacceptable by any standard, something the force of the world should stop. Recognizing that genocides have occurred throughout history helps us today to question and define just what constitutes genocide. This, in turn, is important today because of the implications the question and the definition may have for millions of people. Genocide focuses the thought of the world. 1.2 The History of the Word Genocide There is ample evidence that throughout history one group has deemed itself superior to another, and on that basis has aimed to eradicate the other; but until recently that practice has not had an acceptable name. The word genocide was coined by 14 Raphael Lemkin in 1944 from the Greek word genos meaning race or tribe and –cide meaning to kill. 5 By combining the two meanings, kill and race, the word Genocide evokes ideas of mass murder, hatred, and wide-spread suffering. Raphael Lemkin coined the term genocide to describe atrocities that occurred in his own lifetime, such as the Holocaust in Europe, and the destruction of six-hundred Christians in Iraq in 1933 also known as the Simele Massacre and the Assyrian Genocide. 6 His mission in life was to put a name to the atrocities. Lemkin believed that international law was the only way in which to prevent further atrocities from taking place. Because of his desire to prevent future genocidal attacks from going unchecked, and because the Nuremberg trials did not attempt to assign individual responsibility for atrocities which occurred under Hitler before the outbreak of the war, Dr. Lemkin continued to work for the establishment of an international treaty prohibiting crimes against a nation. 7 5 Pacific Lutheran University. “Lemkin, A Brief Bibliography Sketch” http://www.plu.edu/~history/lemkinbio.doc 6 Martin, Joseph, Jones. The Man who Invented Genoide: The Public Career and Consequences of Ralph Lemkin. (University of California Press. 1984), 184. 7 Pacific Lutheran University. “Lemkin, A Brief Bibliography Sketch” http://www.plu.edu/~history/lemkinbio.doc 15 With Lemkin’s continuous work, the world genocide, and actions it describes, did gain greater recognition and concern. It was Dr. Lemkin’s goal that greater recognition would lead to increased prosecution of the acts that the word represents, the systematic mass killings of targeted groups it describes. The definition of the word Genocide, as coined by Lemkin is readily understood. However, to define an act or event as genocide is more problematical, as was discussed in the preceding section of this paper. Today, while there are several different definitions of the events, acts, or circumstances that constitute genocide, the different definitions encompass many different acts. The United Nations defines genocide in Article Two of the Convention on the Prevention and Punishment of the Crime of Genocide: as any of the following acts committed with intent to destroy, in whole or in part, a national, ethnical, racial or religious group, as such: killing members of the group; causing serious bodily or mental harm to members of the group; deliberately inflicting on the group conditions of life, calculated to bring about its physical destruction in whole or in part; imposing measures intended to prevent births 16 within the group; [and] forcibly transferring children of the group to another group. 8 This definition, perhaps, is too broad and paradoxically narrow at the same time. The United Nations’ definition includes so many actions and alternative criteria that too many events might be called genocide. Such a result would not be accepted in common understanding. Every hostility is not genocide. Additionally, a broad definition is contrary to Lemkin’s original purpose. He wanted a word to describe actions that the world would condemn. If the definition is so broad that many or most hostilities can be defined as genocide, there is the risk that people become numb to the use of the word. At the same time the United Nations’ definition might be too narrow. events that The took definition place was written specifically in during response the to 1940s. the Other events, both prior and subsequent, that the world recognizes as genocides have definition. not always Additionally, fallen some within events the United cannot classified under the United Nations’ definition. be Nations’ precisely The events 8 United Nations Office of the High Commissioner on Human Rights. “Convention on the Prevention and Punishment of the Crime of Genocide.” http://www.unhchr.ch/html/menu3/b/p_genoci.htm. 17 could be construed to fall within the definition, and at the same time, could be construed to not fall within the definition. One example of this would be the Ukrainian Genocide during the period around 1917. Today there is great debate as to whether those in charge were targeting a nationality, which in terms of the definition would be genocide, or whether it was simply a famine as the Russians have suggested it was. The United Nations’ definition does not help resolve this debate. Today, there is no single, universally accepted definition of genocide, which makes acknowledging and responding to events of mass killing more difficult. Why the murder of one man is deplorable, “genocide” is intended to denote actions of such magnitude malignity that they must be condemned by the entire world. In contrast, actions that expected to compel less attention. are not “genocide” can be For this reason, recognition of genocide can make a significant difference in how the world reacts to the event. That recognition, in turn, could make a significant difference to those who are involved, either as the target or the perpetrators. The Holocaust is the primary example where recognition of the actions for what they were was particularly important to the targeted groups. 18 1.3 The History of the Word Holocaust The Holocaust is an important event in the study of genocide. In the Holocaust millions of people were victims of genocide. Only after the Holocaust was there wide-spread recognition of genocide coupled with wide-spread will and determination to understand and prevent genocide. The word Holocaust means “sacrifice by fire” in Greek. From the original holòkauston, holò meaning complete and kauston meaning burned. Its Latin counterpart holocaustum was used to describe the persecution of Jews as early as the 1190s. It was not until the 1950s that the term Holocaust was used to describe the systematic attempts by the Nazis to exterminate Jews and other “racial undesirables” during the Second World War. 9 Another word commonly used is Shoah, which is a Hebrew word meaning disaster, while Hashoah commonly refers to the Holocaust specifically, and was used especially after the end of Holocaust. The world shoah has been used since the 1940’s in 9 Shoah, Resource Center. "About the Holocaust." http://www1.yadvashem.org/Odot/prog/index_before_change_table.asp?gate= 0-2 (accessed 07/25/2008). 19 relations to the mass murder of Jewish people during the Second World War. 10 Today, The Holocaust, as a term, is generally, but not universally, understood to refer to: the sum total of all anti-Jewish actions carried out by the Nazi regime between 1933 and 1945: from stripping the German Jews of their legal and economic status in the 1930s`; segregating and starvation in the various occupied countries; the murder of close to six million Jews in Europe. The Holocaust is part of a broader aggregate of acts of oppression and murder of various ethnic and political groups in Europe by the Nazis. 11 The religious underpinnings of both words Shoah and Hashoah do have a significance, but they are Jewish centric. Most scholars now recognize that other populations were victims of the Nazi’s practices, and they, too, are widely acknowledged as victims of the Holocaust. Today, the term Holocaust is used primarily for the genocide that occurred in Nazi occupied Europe, against Jews as well as others the Nazi’s classified as racial undesirables. 10 Shoah, Resource Center. "About the Holocaust." http://www1.yadvashem.org/Odot/prog/index_before_change_table.asp?gate= 0-2 (accessed 07/25/2008). 11 Shoah, Resource Center. "About the Holocaust." http://www1.yadvashem.org/Odot/prog/index_before_change_table.asp?gate= 0-2 (accessed 07/25/2008). 20 1.4 The Context of the Holocaust ― World War II World War II can be seen as a continuation of World War I. At the end of the First World War, all Europe was left in a state of disruption, but the effects were felt especially in Germany. The economic depression that hit the world in 1929 hit Germany especially hard. At the end of World War I, Germany was forced to pay reparations to other countries. That, alone, was a strain on Germany’s economy. The additional impact of a world- wide economic depression in the 1930s had a devastating effect on Germany’s economy. These economic hard times allowed Adolph Hitler and the National Socialist German Workers Party (Nazis) to rise to power. They did so by offering hope to the German people. The Nazi party under Hitler was nationalist, and ethno-centric. Germans were a race superior to others. at the hands of inferior peoples. They should not suffer Germans had a right to the lands lost during World War I, and Germany should increase its military strength to gain back its lost land. Hitler told the Germans that as a nation, as a race, they deserved preeminent national stature, economic vitality, and land lost at the end of World War I. Due particularly to the hard economic times, many Germans embraced this notion. Hitler’s message was well received 21 by most Germans; however, with the measures that Hitler put in place, free speech and non-Nazi political parties were banned. These restrictions made it more difficult for any other person or party to try to stop the growing power and unilateral dominance of the Nazi Party and Adolf Hitler. Hitler argued that Aryans were superior to other peoples. more. As such, Aryans deserved They should not endure the fate handed to them at the end of World War I. If necessary, they should take what was, by nature, their rightful, dominate place in the world. Hitler exercised his power in early 1938. Germany annexed Austria, followed shortly afterwards by the invasions of Czechoslovakia and Poland. A year later, on September 1, 1939 Germany’s invasion of Poland prompted England, the commonwealth countries, and France to declare war on Germany. These events are generally regarded as the beginning of World War II. At the beginning of World War II the Nazi leadership had not formulated a defined strategy for dealing with Jews and others they considered racially inferior. There are currently no known documents that expressly state a plan by the Nazi Party to exterminate the entire Jewish population or others that they deemed “inferior.” There are, nonetheless, documents that do describe the goals of the Nazi Party in regard to the “Jewish Question,” a 22 term used by the Nazis to imply that there was something undesirable, unfit with Jews and that some action was needed to correct it. There also are documents that collect and recite the reasons that the Nazi party believes the Jewish People to be a problem. Because it is necessary, because we no longer hear the world screaming, and finally because no power in the world can stop us, we shall therefore now take the Jewish Question towards its final solution. The program is clear. It is: total elimination, complete separation! It means not only the elimination of the Jews from the German national economy, a position which they brought upon themselves following their murderous attack and their incitement to war and murder. The Jews must therefore be driven out of our apartment houses and residential areas and put into series of streets or blocks of houses where they will be together and have as little contact as possible with Germans. 12 This document from 1938 shows the enmity that the Nazi Party had for Jewish people and enumerates some of the reasons they believed removal of those deemed “inferior” was essential to Germany’s future. 13 While the Nazi Party did advocate eliminating the Jews from Germany, they were careful to not announce explicitly that they intended to annihilate them all. 12 Yad Vasham , “SS Views on the Solution of the Jewish Question,” Das Schwarze Korps, No. 47, November 24, 1938. http://www1.yadvashem.org/about_holocaust/index_about_holocaust.html 13 Inferior people included not only Jewish People, but also Roma, Slavic peoples, homosexuals, Communists, Socialist, Jehovah Witnesses and those with physical or mental illnesses. 23 The same thoughts about “inferior” people were advanced and refined during the Wannssee Conference in January 1942. The Wannssee Conference is instructive in understanding how the changing course of World War II influenced the Holocaust. The reports of the conference show that, at the time, the Nazi party had plans that included Jews in all of Germany and the occupied countries as well. In early 1942 the principal aim of the Nazis was to deport the Jewish population to Eastern Europe. However, beginning in late 1942 and continuing with rising force through 1945, the Soviets pushed back the German lines. Also during this period, the fighting continued on the West front, and in 1943 preparations for an Allied attack on Germanoccupied France began. By 1944 Allied forces had enough strength to compete with German forces. In addition to the allied forces ready to invade France, on the Eastern Front the Russians had stopped the Germans at Stalingrad and Kursk. Due to the fighting on all fronts, the Germans were not able to dominate any longer and were defeated in many battles during this time. The German military was weakened, but this is did not stop the German Army from continuing to fight; the Germans did not fully surrender until May 1945. However, the weakened military and the inability to transport “inferior” people to Eastern Europe forced the Germans to alter plans for dealing with those they deemed 24 undesirable. feasible. Exportation to Eastern Europe was no longer For that reason, most of the Jews under German control were sent to concentration camps. The concentration camps were beginning to fill beyond capacity. This combination of factors resulted in mass extermination of Jews and other peoples in those camps. While the Nazi’s designs for the Jews were evolving during this period, 1939-1944, World War II was raging. By the year 1940 the Germany Army had invaded and taken extensive control over Norway, Denmark, the Netherlands, Belgium, Luxembourg and France. By this time, Europe and soon the United States would be engaged in the war. The fact of war dominated nearly every county. The means of the war ― ground, aerial, and navel actions ― were to utmost concern. This fog of war made it almost impossible for the rest of the world to know what was happening to the Jewish population in Europe at the time. Other countries were too preoccupied with their own safety to worry about how Jews were being treated, especially in countries that harbored some anti-Semitic views. Nazi concentration camps (camps were the Jewish population were “concentrated” and isolated from the German population) were already in use by 1943, some had been in use before the war. The broadening war and the German’s ability to move people 25 within occupied countries without detection allowed for a greater persecution of the Jewish people. By the end of the War, the concentration camps had grown in numbers, size, and scope unrecognized by the rest of the world. On April 11, 1945, American troops entered the Buchenwald concentration camp near Weimar, Germany. About 56,000 prisoners died there. Even though many of the American soldiers had fought in the worst battles of WWII, they were unprepared for the horrors they saw there. Edward R. Murrow was one of the reporters covering the event, and he was so disturbed that he couldn't even talk about it for days. 14 These horrors would soon be made public and the true ramifications of Hitler and the Nazi’s actions would be known. 1.5 Hitler’s Racial Policies For Hitler, the “Jewish problem” was one of race, not strictly religion. To this day, there are no known Nazi documents that explicitly state that Jewish people were a problem because of their religious beliefs. The problem, in the Nazi’s view, was with people who were inferior to what Hitler deemed the “master race.” Hitler believed that inferior people, 14 Edward R. Murrow, Buchenwald report, April, 1945. 26 such as the Jewish people, Gypsies, and those with disabilities were impeding the “master race” from ruling the rest of the world. Hitler believed that, more than other countries, German was encumbered by the deleterious influences of the “inferior” peoples. It was his role, he believed, to defend the German people from corrupting influences. “Hence today I believe that I am acting in accordance with the will of the Almighty Creator: by defending myself against the Jew, I am fighting for the work of the Lord” 15 Hitler believed that by exiling the Jewish people he was saving the world, and he believed that it was the Christian God’s view. Anti-Semitism was not uncommon at that time in Europe, though rarely to the intensity Hitler displayed. There is no clear evidence where or why Hitler acquired his vehement antiSemitic views. There is some evidence that Hitler’s initial hatred of Jewish people festered after being rejected from the Viennese School of Art and then contracting syphilis from a Jewish prostitute. There is no doubt, however, that to the Nazis and Hitler, survival of the “master race” depended on a solution to the “Jewish problem.” “’The Jewish problem’ was of cosmic 15 Hitler, A. Mein Kampf. (Houghton Mifflin, New York: Hutchinson Publ. Ltd., 1969) 60. 27 importance. Human survival itself depended on the fate of the 17 million Jews inhabiting the globe.” 16 Jews were a common enemy that could be seen. Germans could point to them. responsible for the ills that afflicted Germany. They were Jews, by their very existence, were subverting the “master race.” In essence, Hitler cast the blame on to others for the post World-War I suffering of Germany. The German people, the “master race,” could not be held responsible, for the aftermath of World War I. Others were to blame. Rid the nation of the inferior people, and the nation would be restored to its predestined place. This idea of blaming others was avidly received by the Germans. This idea of blaming others spread within the Nazi party and greatly contributed to the party’s future actions. In its formative years, the Nazi party did not fully express its views on Jewish people. It was deemed too extreme, and it might alarm voters. Gradually, the party did more directly blame many of the problems of Germany on the Jewish people, and in an environment of anti-Semitism the views of the Nazi party began to gain ground. Once the party gained control, laws against those people deemed inferior, specifically the 16 Chalk, Frank, and Kurt Jonassohn. The History and Sociology of Genocide. New Haven: Yale University Press, 1990. 339. 28 Jewish people increased, ending with the transporting of those people off to concentration camps. 1.6 Stories of Rescue The Holocaust was horrific. Nonetheless there are countless examples of inspiring rescues of people being persecuted by the Nazis. The lessons of these rescues and rescue operations are instructive. Rescues describe those instances in which a person or group, with the aid of others, evaded capture or death by the Germans. This term applies even if the person or group later was captured or killed. Rescue operations denote that a plan or spontaneous means were employed to affect a rescue. Rescue operations varied from small and impromptu to larger and more deliberate. Literally thousands of people were helped by others who believed it was the right thing to do. Sometimes, the device was to escape to another, friendly country. was concealment. Other times, the device Some Jews were able to survive the entire experience in hiding; others were caught while in hiding. But even delaying capture could be an advantage. Those who were caught and sent to concentration camps later in the war had a significantly better chance of survival than those who were 29 caught in the beginning. The rate of death in concentration camps dropped significantly due to fewer diseases that a person had to contest with. One of the best known families that sought refuge are the Franks, Anne Frank in particular. Anne Frank, only thirteen when she started her diaries, produced one of the most famous pieces of literature from WWII. Ann and her family of eight survived two years in a “secret annex” before being discovered and then shipped to a concentration camp where she later died. 17 Anne Frank’s accounts have been read by millions of children around the world. Her rescue, even though she did not survive the War, shows how ordinary people helped those that they found to be in need. Even though Ann Frank may be the most famous of those who were rescued during the Holocaust, thousands more received the same consideration, sometimes from perfect strangers, who themselves risked great personal harm and the possibility of death if captured with those that the Nazi’s wished to persecute. Le Chambon-sur-Ligon a town on the French-Spanish border was able to save 3,000-5,000 Jewish people. Johanna Hirsch was 17 Frank, Anne. Diary of a Young Girl. West Hatfield, MA: Pennyroyal Press with Jewish Heritage Publishing, 1985 30 one of the children saved by the Children’s Aid Society in Le Chambon-sur-Ligon. Hirsch remembers In 1940 we were deported to Gurs, a Vichy detention camp on the French-Spanish border. I learned from a social worker there that a pastor in Le Chambon village wanted to bring children out of the camp. This social worker, from the Children's Aid Society, got me out. Being free was heavenly. 18 Many in Le Chambon could sympathize with the Jewish people. Most in Le Chambon were Calvinist in a primarily Catholic country. Their ancestors had been the subject of religious persecution for several centuries. They had been provided shelter and refuge by others. Their geographic location provided a route to help and many in Le Chambon now felt that they were able to return the gifts that had earlier been bestowed upon them. 19 The stories of Anne Frank and Le Chambon are perhaps some of the best known stories of rescue during the Holocaust, but every story of rescue has a great significance. These stories show the ability of people to care for others. They give hope for future genocide 18 United States Holocaust Museums. “Personal Stories.” http://www.ushmm.org/wlc/idcard.php?lang=en&ModuleId=10006582 19 Rittner, Carol. Sondra Myers ed. York University Press, 1986), 99. The Courage to Care. (New York: New 31 prevention. By examining the various factors that contributed to successful rescues and rescue operations during the Holocaust, we may learn lessons or clues to prevent genocides in the future. 32 Chapter Two: Historiography on Denmark Denmark‘s role in the resistance movements of World War II often remains overlooked. Yet, Field-Marshall Montgomery praised the Danish resistance as “second to none.” The Danish resistance movement started small, with only a few people; but the movement grew. Eventually, almost the entire population participated in one way or another. Once the resistance began, the Danish engaged in it with enthusiasm. The unity of the Danes was one of the defining characteristics of the Danish resistance. 20 One mark of their distinction was the zest which they employed under German occupation; one of the most vivid stories of the Danish resistance includes posting signs, in Danish, on a Nazi road post that stated, “This Nazi is not wearing any trousers.” The Germans who understood did not find this amusing. The Danish resistance also established extensive rescue operations. Those rescue operations will be discussed in greater detail in a section later in this paper. The unity they enjoyed allowed the Danes to rescue over ninety-eight percent of their Jewish population, an accomplishment that no other country 20 Goldberger, Leo. The Rescue of the Danish Jews. (New York: New York University Press, 1987), xiii. 33 in Europe can claim or approach. The Danish example is the quintessential lesson in the importance of unity. Because of their constant resistance, sometimes passive and sometimes active, the Danish were able to keep their country free from major German interference. Many of the stories of the Danish resistance are retold in The Savage Canary: the Story of Resistance in Denmark by David Lampe. 21 This book remains one of the most extensive works on the underground movement in Denmark. His tome recounts many tales of the resistance. Just one such tale is that of Niels Bohr, the famous Danish Jewish physicist who would eventually work on the Manhattan project in the United States. And there is the commendable King Christian X who responded to his birthday telegraph from Hitler, with a simple, “thanks.” Hitler was furious for the lack of an effulgent response from King Christian. These are two notable figures of the resistance, but their stories are only two of many. Individual Danes, individuals not so notable as Bohr or the King, on their own initiative, would pour sugar in cement mixes that the Germans used to construct their guns pads, which caused 21 Lampe, David. The Savage Canary: the Story of Resistance in Denmark . (London: Cassell and Company Ltd, 1957). 34 them to shatter immediately after just one shot. To Lampe, these small actions undertaken by many, many individuals who did not seek or expect their names to be remembered, or even want their names to be known, are the backbone of the Danish resistance. Lampe’s thesis is that even the smallest and ill-equipped countries can succeed against an enemy, as long as people come together with the common cause of overthrowing the enemy. He writes his book to encourage other small countries to gain the courage they might need to defeat occupiers. While he writes with an agenda in mind, he does tell the story of how one country did achieve success. Lampe furthers his thesis with stories retold by those who were personally involved in the resistance movement. While the stories are anecdotal, they are typical of many other accounts. His examples illustrate that the Danes carried themselves in much the same manner as their King Christian, who actively defied Hitler more times than fate should have allowed, stating at the time of the initial occupation “Really, I’m much too old to take on the added responsibility of ruling Germany, too.” 22 He made this statement in 1940. It was widely understood to mean that Denmark would survive the rule of Hitler, but the Nazis 22 Lampe, David. The Savage Canary: the Story of Resistance in Denmark. (London: Cassell and Company Ltd, 1957.) xiii. 35 would not. It was a direct flaunt to the Nazis’ vision that the German Reich would survive all challenges. While King Christian was an active role model for his people, he by no means was a great instigator of actions. While many stories of the King are popular in Denmark, Lampe argues there is little credibility to some of these tales, such as King Christian wearing the Yellow Star of David, when the Germans made his Jewish citizens do the same. Such examples illustrate the unity among the Danish people, and that unity remains one of the central themes throughout Lampe’s book. It was this unity, he argues, that empowered the Danes to defy the Germans. One example of this unity is the strike that took place during the summer of 1944, the Folkestrejken. The strike was in response to the capture and transportation of the Danish Jews and to restrictions placed on Copenhagen, especially a curfew. Lampe writes that the Danes went on strike in reaction to these attempts to assert dominion over the population. The strike started out with just one factory but soon grew to involve the entire island of Sealand. People went without food, electricity, and transportation. They set off fireworks even though the Germans had strictly forbidden them; the Germans were even going as far as sending out death squads to kill those who 36 were disobeying their rules. And, they did kill many Danes. In spite of the mass killing, the Danes continued to band together. They would not buckle. They held bonfires with flames reaching up hundreds of feet, defying the blackout conditions that were supposed to be strictly enforced. In this manner, Lampe equates the strike with resistance to the German occupation. Lampe emphatically argues that more than simple nationalistic pride united the Danes. Unity was cultivated by the hundreds of underground newspapers that were being published. While many of these had a small readership, a few had thousands of ardent readers. Many of these publications were read openly in front of the Germans. Even some of the Germans read them. Lampe recounts twenty-two stories of this type of occurrence. By these stories, Lampe endeavors to illustrate the importance of unity as the defining characteristic of Danish resistance. Lampe, a British author, notably omits citations. Many of his histories are retold stories of people he personally interviewed. No doubt, Lampe’s who views might color his telling of some stories; however, the general messages of the stories still ring true. Lampe himself acknowledges that this book is far from a scholarly work. Even so, it has significant value because it retells memories that, otherwise, soon would be 37 forgotten. In this, Lampe has achieved an important accomplishment. A different view of the Danish resistance movement is presented by Robin Reilly. He expounds on one specific event in the Danish resistance movement, one of the more violent and significant actions. Reilly, a former military person and a current military historian, has written several books. In his book The Sixth Floor: the Danish Resistance Movement and the RAF Raid on the Gestapo Headquarters, March 1945, 23 Reilly argues that the RAF raid on the Gestapo headquarters in Copenhagen was significant even though it was a small raid and played no significance role in the Allies' strategy. Even though it lacked great strategic significance it was one of the most successful low-level daylight attacks directed and conducted by the RAF. 24 And, it highlights the effectiveness of the Danish resistance. In the course of describing preparations for the raid, Reilly does analyze many of the actions undertaken by the resistance movement. His thesis is that the actions leading up to the attack on the headquarters are just as important as the attack itself. The Danish resistance, as well as the RAF, risked 23 Reilly, Robin. The Sixth Floor: the Danish Resistance Movement and the RAF Raid on the Gestapo Headquarters, March 1945 (London: Cassell and Company, 2004). 24 Reilly, Robin. The Sixth Floor: the Danish Resistance Movement and the RAF Raid on the Gestapo Headquarters, March 1945 (London: Cassell and Company, 2004), 7. 38 so much for this objective, and it is a singular illustration of the dedication and the cunning of the resistance. Reilly devotes much of his book to airpower and communications. The RAF needed Danes to assist with planning the raid, but Danes could not openly travel to England. To assist those in England with attack strategies, Danes had to slip secretly through a German blockade. One way was by air. Reilly recounts that the resistance was so well organized that it managed, undetected, to construct several serviceable airplanes from old plane shells that had not been confiscated because the Germans believed they were either in too poor a condition to be usable or they were antiques in a museum. Then, with airplanes at hand, the Danes needed inventive ways of fueling their resurrected aircraft because only the Germans were allowed access to petroleum. Reilly describes how insightful and cunning the Danes were in supplying the needed fuel. They did secure fuel, again, undetected. 25 Communication was another essential element that allowed the attacks to take place. Resourcefulness, again, was a key. A Danish BBC broadcast was used to convey messages from England to 25 Reilly, Robin. The Sixth Floor: the Danish Resistance Movement and the RAF Raid on the Gestapo Headquarters, March 1945 (London: Cassell and Company, 2004). 39 Denmark, through codes embedded in the broadcast text. In addition, messages were sent through Sweden to England. This book, while lacking citations, does have a good bibliography. As with the other book, however, much of the history seems to be colored by the author's rendering. As the author himself states, these are his interpretations of the events. Both of the aforementioned books focus on the resistance of the Danes during the German occupation. Both of them show the link between the Danish resistance and the rescue operations. While both are poorly cited, they do give a fairly accurate and rounded description of the resistance. They illustrate that sometimes resistance was passive and sometimes it was aggressive depending on the purpose or motivation for the actions being taken. These books describe German reactions to the Danish resistance, both active and passive, as being subdued, tolerant, and restrained. The authors do not address the question of why the Germans did not react more harshly to Danish resistance, as they did in some other occupied countries. Why did the Germans let the Danes retain so much autonomy and initiative? No other occupied country was allowed to keep its government, police and laws. The Germans were very lenient. They allowed the Jews to 40 escape, and they allowed strikes to take place. Overall, they countenanced a general ruckus. One answer is found in Philip Giltner’s book In the Friendliest Manner: German-Danish Economic Cooperation during the Nazi Occupation of 1940-1945. 26 Giltner received his PhD in History from the University of Toronto. As the title of the book suggests, Giltner argues that economics were the main reason that the Germany’s occupation of Denmark appears comparatively benign. The Germans depended on the resources, primarily the agricultural and manufacturing resources that Denmark had. Hitler, therefore, ordered the Germans to behave “in the friendliest manner” with the Danish. Denmark is not mineral rich, and Giltner argues, that Denmark’s agriculture was of great importance because Germany was in desperate need of food. It takes time, care and manpower to produce corps. The Germans needed the Danes to willingly produce large crops, and do so without enormous investments of German power to oversee the efforts. In addition, many of the Danish factories could easily be converted, without much extra capital being expended, from their original purposes to 26 Giltners, Philip. In the Friendliest Manner: German-Danish Economic Cooperation during the Nazi Occupation of 1940-1945 (New York: Peter Lang Publishing, 1988). 41 manufacture some of the war materials that the Germans desperately needed. Also, Giltner argues, Denmark also fit the “racial Aryan” profile that Hitler found so appealing. His argument is that several other occupied countries also fit the characteristics of Denmark. Many other countries were as “Aryan” as Denmark. Many were larger and could provide more resources than Denmark. Why, then, did Denmark experience such an easy occupation? Giltner’s thesis is that Denmark was primarily a military and resource area, but he adds it was also important because of geography. He viewed Denmark’s location as the “gatekeeper of the Baltic.” In addition Giltner states that the Germans were not concerned about Denmark’s military prowess. a military threat to Germany. Denmark was not Rather, the Germans believed that, while the Danes could be willful and unruly at times, like temperamental children, they did not, and could not, threaten Germany’s military objectives. Therefore, a more lenient occupation was warranted. Giltner says another cause of the leniency was the absence of a German plan to fundamentally alter the Danish economy. While the Germans did change some of the products that factories manufactured, factories were still producing, and crops were 42 still being grown. Wehrwirtschaftsstab Dänemark, the German plenipotentiary in Denmark, provided Danish factories with a continual stream of orders to keep workers employed and plants operating. In fact, Denmark experienced some economic growth during the German occupation because of the increased value of its products, and this allowed some sectors of the Danish economy to grow in because of the greater production outputs within certain factories and industries. 27 Also, the Germans never attempted to fully control the Danish economy, allowing each segment of the economy to maintain a significant amount of autonomy. This allowed each segment to establish its own market equilibrium. One interesting fact that Giltner points out is that the Germans did not fully exploit the Danish economy. The Germans could have pushed more from the Danish economy to aid the German war effort, but they did not push. According to Glitner the Germans did not demand more of the Danish because the Germans were cautious not to over-extend the Danish economy. They did not understand how robust it already was. The Germans thought that cooperation was the only glue holding the Danish economy intact. Cooperation with the Danes, therefore, remained a priority of the Germans. 27 Giltners, Philip. In the Friendliest Manner: German-Danish Economic Cooperation during the Nazi Occupation of 1940-1945 (New York: Peter Lang Publishing, 1988). 43 Even so Giltner concludes, there was no single reason for the lenient occupation of Denmark. The Aryan features of the Danish population may have played a role, but it can be argued that Norway is just as much part of the “master race” as Denmark was. Therefore, part of the explanation why Denmark received lenient treatment, at least until more evidence comes about, remains unidentified. Giltner lists a fifteen page bibliography. He uses both German and Danish archives and economic data from the period of the occupation. The breadth and depth of his sources lend to the credibility of his thesis. The Danish resistance was an important element in the overall resistance to German forces during World War II. But despite their contributions, the actions of the Danish resistance are not well known -- something that the above mentioned authors have tried to correct. While the first two do so by telling a good story, they are limited in scope. The third, while more thorough and academic, lacks the narrative quality of the first two. All contribute to an understanding of the Danish resistance in World War II. All three authors, no matter their stance on the most important reason behind Denmark’s successes during World War II, would agree that Denmark should be proud of its role in World War II. However, 44 not everyone views the Danish resistance as a proud accomplishment. Some believe that, while there was a Danish resistance, its significance has become exaggerated with the aid of historical myth. Niels Aage Skov articulates this in his article "The Use of Historical Myth." 28 Skov contends that, while many of the celebrated events of the Danish resistance did take place, their significance has been embellished. Historical myth, he argues, is the method people use to adorn the truth, to tell the story of what happened in a favorable light; and by doing this, they have made the events seem more heroic than they actually were. Skov uses several examples of historical embellishment to suggest that Demark was trying to soothe its wounds after being occupied by Germany for the second time in less than a century. Skov cites the fact that many people did not even know about the resistance movement until the general strike in 1944. In fact, and in contrast to the ideal of a national resistance, many Danes joined Frikorps Danmark, a Danish regiment that served with the Germans on the Eastern front. Skov argues that because so many people joined this voluntarily, not everyone could have thought of the Germans as evil occupiers. Collaboration was more extensive than the resistance stories of Giltner, Lampe and 28 Skov, Niels Aage, “The Use of Historical Myth,” Scandinavian Studies 72 (2000). 45 Rieley might suggest. In addition, Skov notes, it was difficult, even in Denmark, to form a resistance group. population had the fortitude. Not all the Many people joined the strike only because it contributed to their personal contentment. It allowed them to enjoy more of the summertime daylight, which the Danes particularly enjoyed due to their short days in the winter. Skov also argues that the Danish resistance movement was able to gain ground only with the help of the British, who in 1943 started dropping supplies that were essential to the resistance movement. 29 While Skov does not argue that the Danish resistance was entirely myth, he simply does not agree that the resistance was as forceful and consequential as some authors portray. He believes that the resistance has been glorified. He says that individual stories of the resistance and rescues, have been inflated to represent all Danes and to make the Danes look better than they actually were. Myth also helped them to come to terms with the war in general and in particular with many of their friends and family being sent to concentration camps or killed by the Germans. 29 Skov, Niels Aage, “The Use of Historical Myth,” Scandinavian Studies 72 (2000). 46 Perhaps today we cannot know the absolute facts about the Danish Resistance. Still, there is no doubt that a significant Danish resistance existed and that, even if it were weak in other respects, it accomplished the most successful rescues in all of Europe. There is no doubt that the Danish Resistance movement remains a matter of pride for the Danish, even if some historians do accept the heroic depiction and significance claimed for its actions. Also, there is no doubt that the resistance movement still remains an often overlooked piece of history. So, despite the arguments that Skov makes about the use of historical myth, the successes of the resistance are documented, and those successes still retain their imprint on the history of World War II. 47 Chapter Three: Historiography on Norway There are many similarities between Denmark and Norway. They have a similar history, language group, mores and ancestors. And like Denmark, the history of the resistance in Norway is not widely known. Yet, while Norway was similar to Denmark in many respects, the rescue operations and resistance movements in Norway were profoundly different from those in Denmark. Numerous reasons for this fact have been identified by the authors who write on the subject. Douglas C. Dildy in his book Denmark and Norway 1940: Hitler’s Boldest Operation lays out numerous differences between the events in Denmark and the events in Norway, the reasons for those differences, and the consequences of the differences, particularly with regard to the resistance movement and rescue operations. Dildy provides a comprehensive tome, complete with maps and pictures to help highlight his thesis that the quintessential differences between Denmark and Norway resulted not so much from differing treatment by the Germans but rather more from the reaction of each to the German forces. Dildy focuses most of his attention on the battle to conquer Norway. As he points out, the battle to conquer Denmark was over within a few hours of its starting. Norway, Dildy 48 points out, is the only Scandinavian country that mounted serious military resistance against the German forces and that at the time it was the only land-air-sea campaign and the only campaign coordinated and launched by three branches of the Wehrmacht. 30 Dildy focuses on five main themes within his book: the military plans of the Germans and of the Norwegians, the orders of battle of both, and the campaign in itself. Dildy begins by stating two reasons Hitler so determinedly sought Denmark and Norway. One reason was minerals and other natural resources, such as iron ore, that was necessary for machinery that Germany desperately needed. They were available in Denmark and Norway. The ports and airfields located in both countries was the second reason Hitler and the German forces wanted the Nordic lands. The German military strategy was based on the premise that the German military must control the sea and air over and around the northern countries. In the view of German strategists, if Germany were to have any hope of winning the war, control of the north would keep Russia weak, interrupt the flow of war materials, and would prevent Allied action in German occupied Europe. Without these two countries, Hitler believed, the German army faced a real threat of Allied action from the west. 30 Dildy, Douglas. Denmark and Norway 1940: Hitler’s Boldest Operation. (Oxford, Osprey Publishing, 2007). 9. 49 To give context to the occupation of Norway, Dildy goes into great detail about the military of Norway. As Norway was a new country, less than forty years old at this time, it had no blue-water navy and had only six army divisions. These divisions were formed by an intermittent and sporadic draft throughout the six military districts in Norway. For these reasons, the author argues, Norway’s military was weak and immature. Norway, as a new country, simply did not have the equipment or the manpower necessary to defeat the Germans even with what help the Allies gave. Interestingly, and in parallel, Norway’s resistance to Germany’s occupation was comparatively weak and ineffective. Dildy gives that context to the resistance in Norway, but he does not discuss the resistance efforts in any detail. Dildy’s book remains important to the overall literature of the Norwegian Holocaust because it shows how Norway came to be occupied despite its own military and Allied support. Dildy does an excellent job of explaining how Norway was invaded and why the German military was so harsh in controlling Norway. Yet, he does not address the question that arises from his narrative: what happened in Norway after it was invaded? Answers to that question come in Samuel Abrahamsen’s Norway’s Response to the Holocaust a Historical Perspective. 50 Abrahamsen’s book was the undertaking of “Thanks to Scandinavia” an organization whose purpose is to publicize the acts of humanity and bravery that occurred in Denmark, Finland, Norway and Sweden during World War Two. This tome focuses in particular on the Norwegian’s ability to rescue only 50% of their fellow Jewish citizens. The author focuses on the German effort to produce a Jew-free country in Norway. He posits that the Germans succeeded in eliminating around 50% of the Jews in Norway is due to several factors: the history of Jews in Norway, including pre-war policies; the overall anti-Semitism in Norway; the Vidkun Quisling’s National Union Party and its racist ideology, which led to the Norwegian Jews’ removal from Norway; and the fact that some Norwegians were moved to help to rescue Norwegian Jews once information about the Holocaust became known in Norway One of the author’s most interesting juxtapositions to Denmark is that Norway, on the whole, was very anti-Semitic prior to and in the early part of the German occupation. He cites numerous instances in which Norwegians tried to persecute and remove their Jewish citizens. Quisling’s party and the national police went to great lengths to remove Norwegian Jews from their country, and with the deportation of over 750 Jews during one raid, they greatly succeeded at this. However, when 51 knowledge of the Holocaust spread, some Norwegians tried to stop the violence against Jews. By 1943, the attitudes of at least some Norwegians had changed. 31 The author argues that this shift in attitudes of many Norwegians demonstrates how sympathy for other human beings can sometimes override xenophobic attitudes. By arguing that, while Norway was anti-Semitic and had generally been trying to get rid of its Jewish population for as long as Norway has been a country, some Norwegians were willing to risk their own lives to help Norwegian Jews. This is one example of how the Norwegians’ attitudes toward Jews were conflicted in the latter part of World War II. Early in its history, Norway itself persecuted Jews, but after 1943 many helped rescue Norwegian Jews from Nazi persecution. From 1943 to the end of the war the government-in-exile, residing in London, attempted on several occasions to arrange trades of German prisoners of war held by their allies for their own Jewish citizens. The attempt was totally unsuccessful because the Nazis would not release transported Jews. Even so, the author cites this action as an attempt, on some level, to atone for the wrongs Norway itself committed against the Jews. Abrahamsen says it also illustrates the confusion in the 31 Abrahamsen, Samuel. Norway’s Response to the Holocaust a Historical Perspective. (New York, Holocaust Library1991). 52 attitudes and actions toward Jews of the Norwegian people and its official laws. The author’s extensive use of Norwegian and German records provides this book with a historical provenance that is unrivaled in regards to historical works on Norway and the Holocaust. Research in Great Britain, the United States, Israel, Germany, and Norway produced a book that is a comprehensive, clear, and historically accurate piece. 32 While Abrahamsen discusses at length the rescue actions of both the government and the general population of Norway, some authors put less emphasis on the actions of the government. Two such authors are Olav Riste and Berit Nokleby. These writers believe that the people of Norway, not the government, deserve all the credit for efforts and actions to resist the Nazis and the German occupation. Their book, Norway 1940-45 the Resistance Movement, argues this thesis. 33 By focusing more on the resistance movement, this short book shows how the people of occupied Norway worked independently of any government, after being defeated by the Nazis in 1940, to build a large resistance network that enabled 32 33 Abrahamsen, Samuel. Norway’s Response to the Holocaust a Historical Perspective. (New York, Holocaust Library1991). Riste, Olav, and Berit Nokleby. Norway 1940-45 The Resistance Movement. 3rd ed. 2nd, (Oslo: Nor-Media A/S, 1970.) 53 them to strike back at their occupiers. This book focuses on the common citizens. The thesis is that these common Norwegian people, without aid or direction from an organized government, on their own did much that was monumental. The resistance movement managed to gather arms, train a shadow army, and counter the propaganda disseminated by the Nazi-occupied Norwegian government. The Norwegian resistance scored several military successes, but it also was instrumental in rescue operations. 34 The previously mentioned authors accept the idea that the government of Norway, until about 1943, sanctioned the persecution of the Jews. A different view is presented by Wolfgang Seibel in “The Strength of Perpetrators-The Holocaust in Western Europe, 1940-1944.” Seibel asks the question: did different governments as in the case of Norway and Denmark lead to the different results in rescues and general persecution. 35 He argues that there is no research that links the success of rescue operations to different governments’ policies and attitudes during the German occupation. This author argues that, in the instances of Norway and Denmark in WWII, formal government policies did not have any affect on the fate of the 34 35 Riste, Olav, and Berit Nokleby. Norway 1940-45 The Resistance Movement. 3rd ed. 2nd, (Oslo: Nor-Media A/S, 1970.) Seibel, Wolfgang. “The Strength of Perpetrators-The Holocaust in Western Europe, 1940-1944” Governance: An International Journal of Policy, Administration and Institutions. 15. 54 Jews in that country during the war. He argues that the attitudes and actions of the common citizens had more effect on the outcome than did the formal policies of the governments. Seibel admits that since research projects that compare different occupied countries are fairly rare, it is difficult to reach any definite conclusions. In addition, the Germans did not administer occupied countries uniformly. This makes any comparisons unreliable. Seibel states three types of administrations were present in occupied territories. The first were annexed areas. These were occupied territories into which the Reich military administration was extended. The second category were territories with German civilian administrations. These included Denmark and Norway. The last was German military administration. This was the equivalent of martial law under the German army. Seibel argues that interference from Hitler or conflict within the SS could not account for the different outcomes in various countries. He posits that the common people will act the same, regardless of the social structures imposed by a government. It is important to remember, he says, that people murder, not governmental polices, not policies, not structures. So, even though the structure might encourage persecution of the 55 Jews, it could not force the people of a country to murder or turn in Jews. 36 Seibel’s argument in this article runs counter to the authors’ theses previously mentioned. The previous authors imply that Norway’s government, both pre-war and during the occupation, inhibited rescue operations ― that government policy constrained the citizens’ humanitarian instincts to rescues those in peril. Seibel rejects that as an excuse. Seibel argues that people act and react on innate human values that are not altered as easily or as frequently as government manifestos are changed. A common theme of much of the Norwegian literature is that the German administration imposed by the Nazi occupation influenced the behavior of the Norwegian people. In contrast, Seibel argues that the primary reason behind the Norwegians’ actions was their own human feelings of resentment towards the occupation and of compassion to Jewish people in general. This argument makes sense. The Norwegians who chose to help the Jews of Norway did so because they felt that was the ethical thing to do. 36 Seibel, Wolfgang. “The Strength of Perpetrators-The Holocaust in Western Europe, 1940-1944” Governance: An International Journal of Policy, Administration and Institutions. 15. 56 Part Two Denmark and Norway 57 Chapter Four: In Denmark it Could Not Happen 4.1 Introduction When thinking of Denmark, many might believe that Legos have been the country’s greatest achievement. Denmark, however, should be acclaimed for saving over ninety-eight percent of its Jewish citizens from extermination during the Holocaust in Europe. No other country achieved a similar record of rescues. This chapter will discuss how and why the rescue of Danish Jews was so successful. In broad terms, the Danes were so successful because they had both the motivation and the means to carry out the extensive rescue operations. Several different factors contributed to the Danes’ accomplishment in saving so many of their fellow countrymen: the overall Danish resistance to the Germans; Sweden’s open-door policy in regards to accepting Danish Jews; geography, the country’s geographic proximity to Sweden; and German dependence on Danish goods. None of these factors is independent of the others. While those factors were important and significant in the rescue of the Danish Jews, probably the most crucial factor is 58 that the Danish Jews had been assimilated into the Danish culture. Assimilation provided the motivation for the extensive rescue operations. 4.2 Assimilation: A Short History of Jews in Denmark Jews first arrived in Denmark in the seventeenth century, allowing a prolonged time to assimilate into Danish culture before World War II. 37 When the Jews first came, the Danes were interested only in the wealth and international connections the Jews possessed; 38 but their acceptance and assimilation into the Danish community grew relatively quickly. At the end of the 17th century the right of two such Ashkenazi 39 to settle in Copenhagen was officially recognized. They were the goldsmith Israel David and his partner, Meir Goldschmidt (also known as Stadthagen), who came from Hamburg, Germany. They were even granted 40 permission to hold prayer in their homes. 37 38 Leni Yahil, The Rescue of the Danish Jewry, (Philadelphia: Jewish Society of America, 1969), 3. Ibid. 39 Ashkenazi refers to Jews of European origin rather then Mediterranean or “Oriental” Jews. Oriental in this context is an antiquated term. The modern term would be Middle-Eastern or Asian Jews. 40 Leni Yahil, The Rescue of the Danish Jewry,(Philadelphia: Jewish Society of America, 1969)4. 59 Permission to hold private prayer in their homes was significant. It demonstrates a trait that was instrumental in the future acceptance of Jews into the Danish community. It illustrates an early acceptance by the Danes of Judaism on the whole. The Danish acceptance of the Jewish religion carried over to a general acceptance of the Jews into Danish society as well. 41 The long history between the Danes and their Jewish citizens is the single most important reason behind the success of the Danish rescue operations. “The larger society regarded them as ‘Danes like any other Danes,’ not as members of some stigmatized out-group.” 42 The Danes did not consider Danish Jews part of the “problem” that Hitler wanted to exterminate. For the Danes, killing a Danish Jew was as offensive as killing any other Dane. During World War II, over ninety-eight percent of the Danish Jews reached safety in Sweden. Long acquaintances and assimilation were the keys that motivated the Danish rescue operations. The Danish Jews, over time, had become integrated into Danish society. Among European countries, such acceptance was, 41 Leni Yahil, The Rescue of the Danish Jewry, (Philadelphia: Jewish Society of America, 1969) 12-13. 42 Andrew Buckser, “Rescue and Cultural Context During the Holocaust: Grundtvigian Nationalism and the Rescue of the Danish Jews,” Shofar 19, no. 2 (2001), 6. 60 of course, not the norm. Denmark was an exception, and several circumstances combined to encourage that acceptance. Danes have always been recognized as a tolerant, accepting people, a characteristic which became especially evident in post-World War II legal actions. Denmark was among the first countries in the world to allow same-sex marriages, legalize pornography, and legalize some “recreational” drugs. While these events happened after the end of World War II, they demonstrate the accepting nature of Danish culture, a characteristic that was extant well before World War II. These national characteristics contributed to the acceptance of their Jewish citizens. Jews have been in Denmark since the 1600s, and they had enjoyed full civil rights since 1814. As a result, it is argued, they identified strongly with the larger Danish culture. They spoke Danish, they dressed like other Danes, and they participated actively in the social and cultural life of the nation. 43 Well before World War II, Danish Jews had fully assimilated into Danish life. They were Jewish but thought of themselves as 43 Andrew Buckser, “Rescue and Cultural Context During the Holocaust: Grundtvigian Nationalism and the Rescue of the Danish Jews,” Shofar 19, no. 2 (2001), 5. 61 Danes. 44 They had thought of themselves as such for several hundred years by the time of the occupation of Denmark by the Germans. They had no reason to fear being characterized as an affliction on the Danish culture. When an identifiable foreign group immigrates, integration into the society of the new country, or lack of integration, can be influenced by a variety of factors. In the case of Denmark, integration of the Jews was facilitated by two circumstances. The assimilation of the Jews into the Danish nation was the product, first of time. A long history, over four-hundred years worth, led to nearly universal acceptance of the Jews into Danish culture. That long history created a deep connection between Danish Jews and indigenous Danes. Assimilation allowed Danish Jews to see themselves as Danes and the Danes to view the Jews as their equals. The Danes also saw the Danish Jews as nothing more than Danes who happened to believe differently than they did. Because of this assimilation, most Danish people did not believe that Hitler’s ideas about the extermination of inferior races pertained to the Jewish citizens of Denmark. That belief, in turn, inspired the rescue to take place. 44 Andrew Buckser, “Group Identities and the Construction of the 1943 Rescue of the Danish Jews,” Ethnology 37, no. 3 (1998), 215. 62 The second factor that aided assimilation of the Jews into the Danish nation was Grundtvigian nationalism, which helped to unite the country in the previous century. This political philosophy has been a large part of Danish political and social thought since its inception. It was an important force because it furthered the assimilation between the Danes and the Danish Jews, and that was an important factor in the Danish rescue of the Jews. Assimilation of the Jews in Denmark, and in general the tolerance of Danish society, was encouraged and strengthened by Grundtvigian nationalism. Grundtvig was a Dane who helped to unify the Danes after a war with Germany in the mid 1860s. During that war, Denmark lost some of its territories to German forces. Grundtvig helped to restore national pride, purpose, and unity in the aftermath. He became a leader in Danish society, his view permeated through Danish culture, politics, and religion. His cultural-religious opinions excluded any notion of racism or anti-Semitism. …Grundtvig was convinced that the Danish people were chosen by God as a ‘divine experiment,’ and he spoke of Denmark as ‘the Palestine of history.’ 45 45 Leni Yahil. “National Pride and Defeat: A Comparison of Danish and German Nationalism.” Journal of Contemporary History 26, no. ¾ (1991), 462. 63 Grundtvig started a folk school in Denmark. The school welcomed all Danes to attend. At his school there were no assignments, and people came to class whenever they wanted. This school taught people to become rational thinkers. 46 He taught openness towards different races and religions. his teachings. People loved Grundtvig’s first school was replicated throughout Denmark. He preached his ideas at these schools. Over the decades the ideas sunk in, particularly the ideas of openness to others, and this helped the Danish Jews assimilate. Grundtvig, who died in 1872, had great influence over Danish culture. His ideas played a huge part in the Danish resistance and assimilation process. “The Danes, on the other hand — officialdom, society and individuals – acted from the beginning as though by pre-established agreement, and when the danger for Jews became acute, united with remarkable ease in a national act of deliverance.” 47 In World War II, the Jews were experiencing something that in the 1800s, the Danes had experienced and fought against. Both experienced losing their land, their culture, and in the more extreme instances, their 46 47 Leni Yahil. “National Pride and Defeat: A Comparison of Danish and German Nationalism.” Journal of Contemporary History 26, no. ¾ (1991), 465. Ibid. At 453. 64 lives. 48 The Danes were simply living up to what they had been taught ― that the Danish Jews, while a different religion, were in no way any more different from any other Dane. Since the Danish Jews assimilated well into the culture, the Danes saw them first as Danes, not as Jews. They “…therefore regarded the Jews first of all as Danish citizens, equal in all respects to Christians. To round them up was as great an outrage as to round up any other Dane, and the popular reaction was inevitable.” 49 The outrage was patent. In part, the success of the Danish rescue of Jews lay in the ability of Danish political leaders to demonstrate that Danish Jews as fully equal Danish citizens. King Christian X, King of Denmark and Iceland (1912-1947) was such a leader. He defied the Germans in ways calculated to promote unity between the Danes and the Danish Jews. There is a national myth in Denmark that when the Germans ordered the Danish Jews to wear the Yellow Star of David, King Christian X said that if any of his citizens had to wear the star he would wear the star as well. In reality, Germany never forced the Star 48 Andrew Buckser, “Rescue and Cultural Context During the Holocaust: Grundtvigian Nationalism and the Rescue of the Danish Jews,” Shofar 19, no. 2 (2001), 9. 49 Andrew Buckser, “Group Identities and the Construction of the 1943 Rescue of the Danish Jews,” Ethnology 37, no. 3 (1998), 25. 65 of David requirement on the Danish Jews, 50 nor did King Christian X ever wear a star. Nevertheless, the myth illustrates national unity. It helped to show the Danes that, with unity, they could pull through anything. Due to such myths and other acts of Danish leaders, solidarity with the Danish Jews, fellow Danish citizens, remained strong, even when the Danes were aware of the dangers that could potentially threaten their lives. Not only did King Christian X help promote unity of the Danish people, which was an essential part of the Danish rescue, but also he helped to build a defiant attitude towards the Germans. One method he used to accomplish this was angering the Germans. As an example, when Hitler telegraphed King Christian on his seventy-second birthday, 51 King Christian replied with nothing more than a casual “my best thanks.” From that moment on Hitler despised Denmark. The attitude demonstrated by King Christian X (1912-1947) gave the Danes a role model. They saw the King actively defying the Germans. They could do the same. That attitude strengthened the resolution of the Danes to rescue their fellow citizens. 50 51 Emmy E. Werner, A Conspiracy of Decency, (Boulder: Perseus Books Group, 2002), 15. Th. Thaulow. Denmark During the German Occupation. (Copenhagen: The Scandinavian Publishing Company, 1946), 139. 66 4.3 Denmark in World War II Adolf Hitler came to power in Germany with the Nazi party. As the Nazi Party’s power increased, Hitler began to articulate his “solution” to the Jewish “problem.” His goal was to create a perfect race, 52 and the Jews were a major part of the “problem” that impeded achievement of that goal. It later would be his idea to take over Europe and exterminate what he saw as a “problem,” the Jewish people and other races categorized as “inferior”. Danish Jews, even if they did see themselves as thoroughly Danish, were included in what Hitler deemed the “problem.” This was one motivation for Germany’s occupation of Denmark, but there other motives as well. Germany regarded Denmark as occupying a strategic position, and Germany needed goods and supplies from Denmark. For all of these reasons, Germany invaded Denmark in April 1940. The invasion itself was surprisingly complaisant, almost a bureaucratic transaction. “There he 53 learned that German troops 52 “For a racially pure people which is conscious of its blood can never be enslaved by the Jew. In this world he will forever be master over bastards and bastards alone.” Hitler, Mein Kampf, p. ___. For more information of the Final Solution, refer to the mentioned text. 53 He here refers to a Danish General stationed at the Danish-German border. This is where Germany first invaded Denmark due to the shared border. 67 and planes had crossed the Danish frontier, that the German Ambassador had handed a note to the Danish Foreign Minister to the effect that German forces were taking over the protection of Denmark…” 54 There was no military resistance, and Germany began occupation of Denmark almost immediately. In the occupation, Germany was comparatively tolerant towards Denmark. “The moderate attitude of the Germans toward the Danes is usually explained by the economic benefits that could be reaped from Denmark – and only from a tranquil Denmark whose internal affairs operated without disturbance.” 55 The Danes had some weapon factories, but most importantly, Denmark had farms. The food that Denmark provided became essential to Germany at a time when many German farms were not optimally productive (too many German males in military service rather than working on farms), and Germany needed the extra food needed for the war. To preserve Danish productivity, the Germans allowed the Danes, unlike other occupied countries in Europe, to retain their current government, their police, and their other local services vital to the running of the country. Even so, most 54 Harold, Flender, Rescue in Denmark, (Washington D.C.: Holocaust Library, 1963), 20. 55 Leni Yahil, The Rescue of the Danish Jewry, (Philadelphia: Jewish Society of America, 1969), 117. 68 Danes ― who remembered a German occupation following the forceful takeover of Danish lands during the Schleswig-Holstein 56 war (1864) in the previous century ― were furious at Germany. 57 Although there had been no military resistance to the invasion, most Danes did not willingly accept the occupation. 4.4 Resistance Movement In hopes that the Germans would leave Denmark and stop taking Danish supplies, the Danes did whatever they could to frustrate the German military. Some acts were small jabs at the Germans. Another story that made the rounds described a traffic post the Germans had set up at a main intersection in the capital. Inside a waist-high circle of sandbags stood a lone soldier, directing traffic. One morning, as the streets filled with people…traffic halted. …A black uniformed officer got out of the car and tore down a sign that someone had tacked to the traffic post. It read (in Danish): ‘Attention! This soldier is not wearing any trousers.’ 58 56 Leni Yahil. “National Pride and Defeat: A Comparison of Danish and German Nationalism.” Journal of Contemporary History 26, no. ¾ (1991) 454 57 Ibid. At 458. 58 Emmy E. Werner, A Conspiracy of Decency, (Boulder: Perseus Books Group, 2002), 12-13. 69 But as the occupation wore on, the Danes employed more assertive resistance tactics. Many were intended to demoralize and discourage the Germans. Danish resistance escalated as the occupation continued and as subsequent raids on the Danish Jews occurred. 59 The resistance and the tactics employed demonstrated national unity against the German occupiers. The tactics solidified the will of the Danes at the beginning of the occupation and later would prove essential in rescuing the Danish Jews. One such method was communication. Early in the occupation, the Danes developed methods of communication developed to coordinate passive resistance. These same methods would later be important in the rescue operations. Underground newspapers were the most wide-spread and pervasive method of communication. Underground newspapers helped to coordinate passive resistance and later violent resistance against the German occupying forces in Denmark. Underground newspapers helped to coordinate both local and nation-wide events. The newspapers allowed the Danes to coordinate the details ― when, where, and 59 Emmy E. Werner, A Conspiracy of Decency, (Boulder: Perseus Books Group, 2002), 126. 70 how ― they would hold certain events. Alsang 60 is one example of the influence of underground newspapers. The paper Alsang, early in the war, helped to coordinate the first rescue operations. This means of communication not only helped to sustain Danish resistance during the occupation but also facilitated the rescue operations. 4.5 The Rescue of the Jews The cohesiveness of Danish society and the ability of the Danes to communicate were important factors, but not the only factors, that contributed to the rescue of Danish Jews. Geography, Sweden’s open-door policy and the assimilation of the Jews into Danish society were other important factors. Intriguingly, the Germans themselves also became a factor in the rescue. 60 “Alsang, where Danes gathered and sang patriotic community songs to manifest national solidarity against the German occupation forces, had created a Danish nationalism which, after the Liberation and the Judicial Purge of Nazi collaborators in 1945, was to show its viability in peacetime as the unifying ideology. This nationalism also colored the development of Danish music at the end of the 1940s and in the 1950s.” Royal Danish Ministry of Foreign Affairs. Danish Contemporary Music. (Copenhagen: Danish MIC, 2000), 3. 71 The key Nazi in Denmark was Dr. Best. 61 Danish society. He understood He understood the Danes felt outrage from the occupation, and he understood that the Danes would not quietly acquiesce to large scale raids by the Germans against Danish Jews. It was Dr. Best who first advised Hitler that the raids against the Danish Jews should be carried out while Denmark was under the state of emergency enforced by the Germans at the beginning of the occupation. 62 In a telegram to Hitler, Dr. Best expressed his views on Denmark and the occupation: Before a government is set up and the state of emergency terminated, adequate German police forces must be set up in Denmark. Just as that policy begun in 1942, namely, to direct Denmark with the help of the country’s own political factors has hitherto been consistently carried out… The resistance movement must not in the future be fought with the aid of the Danish forces. 63 61 Dr. Best was a Gestapo officer in the Reich main office. He was in charge of Jewish affairs policy in the Gestapo. In 1942 Dr. Best was appointed as Reich Plenipotentiary to occupied Denmark. He held this position until 1945, the end of the war in Europe. He was later sentenced to the death penalty in Danish courts. In 1951 he was pardoned and released. He was later charged 70,000 Deutsch Marks (around $16,000) for his actions. 62 Leni Yahil, The Rescue of the Danish Jewry, (Philadelphia: Jewish Society of America, 1969), 153. 63 Best, Doctor. Telegraph 1001, The Rescue of the Danish Jewry. edited by Leni Yahil. Translated by Morris Gradel. 174-175. United States: Jewish Publication Society of America, 1969. From Beretning til Folketinget. Afgivet af den af Tinget Under 19. Dec. 1945 Nedsatte Kommission i Henhold til Grundlovens §45, Bd. I-Bd. XV, J.H Schultz A/S, Universitets-Bogtrykkerri, Kobenhaven, 1945-1958. 72 Dr. Best succeeded in making the German government aware of the situation in Denmark by this telegram and several others similar in nature. However, Dr. Best may have had ambivalent motives. Some suggest that Dr. Best simply wanted a promotion within the Nazi Government. 64 Dr. Best knew that if the Germans tried to capture the Danish Jews without the protection of the state of emergency, they would excite significant resistance among the Danes. So, perhaps, Dr. Best warned the German government about this to demonstrate his thoughtful insight into the situation in Denmark. 65 By this means, he hoped to gain recognition and promotion. In contrast to that line of thought, others suggest that Dr. Best secretly may have intended to aid the Danish Jews. One fact that supports this idea is that on September 11, 1943, Dr. Best informed G.F Duckwitz, who worked for the Germans as a shipping agent, of the upcoming raids on the Danish Jews. Duckwitz did not support the Nazi Party. He never made a secret of the fact that he was sympathetic to the Danes. Dr. Best had regular contact with Duckwitz, and it can be inferred that Dr. Best knew of Duckwitz’s sympathies. If so, why 64 Leni Yahil, The Rescue of the Danish Jewry, (Philadelphia: Jewish Society of America, 1969), 136. 65 Leni Yahil, The Rescue of the Danish Jewry, (Philadelphia: Jewish Society of America, 1969), 136. 73 would Dr. Best give information on upcoming raids? One conclusion is that Dr. Best intended that the Danes know of the planned raids so that they could evade them. This conclusion is bolstered by the fact that, even after news of the raids was well known among the Danish population, the Nazis did not alter their plans or take added precautions to assure the success of the raids. Even so, many historians believe it unlikely that Dr. Best was motivated to save the Danish Jews. They point out that there is some controversy as to whether Dr. Best even knew Duckwitz’s sympathies. 66 More significantly, Dr. Best was committed and loyal to the Nazi party. A third possibility, and perhaps more plausible, is that Dr. Best tried to appease both sides. Dr. Best tried to impress the Nazi leaders with his insight and advice on the situation in Denmark. 67 He also tried to appease the Danes by giving information that would aid their rescue operations. The intriguing possibility is that Dr. Best may have calculated that appeasing the Danes was the most certain way for the Germans to 66 Harold Flender, Rescue in Denmark, “Duckwitz told Best that he would be ashamed of being a member of the German Embassy Staff if Best participated in Jewish Persecution. Best replied that he was personally unsympathetic to the Nazis’ treatment of the Jews, but claimed that it was necessary to obey orders.” 47. This view is not stated in other sources. 67 Leni Yahil, The Rescue of the Danish Jewry, (Philadelphia: Jewish Society of America, 1969), 139. 74 obtain their most important goals in Denmark. What the Germans wanted most from Denmark was production ― food and manufactured goods. Dr. Best knew that massive, successful raids against the Danish Jews would arose significant, wide-spread antagonism against the Germans and likely would result in reduced production. Perhaps Dr. Best took actions calculated to avoid such wide-spread reductions in production. In the end, there is no conclusive evidence to demonstrate the private motives of Dr. Best. Nonetheless, there is the object evidence of the raids and the results of them. The raids took place exactly as planned, exactly as the Danes knew they would, and exactly as the Nazis knew the Danes would know. The results were that almost all Jews escaped. Duckwitz was instrumental in that mass escape. Immediately after meeting with Dr. Best, Duckwitz used his connections and contacts as a shipping agent to arrange a meeting with the Swedish and Danish governments. “A meeting with the Swedish Prime Minister, Albin Hasson, was arranged.” 68 This meeting eventually led to the Swedish open door policy, a policy that would be essential to the Danish Jews’ safety. 68 Emmy E. Werner, A Conspiracy of Decency, (Boulder: Perseus Books Group, 2002), 34. 75 A few days before the planned raids, Sweden announced its policy to the world through different newspaper articles and radio announcements. A New York Times article tells the story: In a sweeping humanitarian gesture Sweden offered asylum today to some 7,000 Jews arrested by the Gestapo in Denmark Sept. 30 during the [traditional Jewish New Year – Rosh Hashanah] New Year festivities. Stockholm political circles entertained no illusion that the Swedish remarks in Berlin would receive a favorable answer if they receive any at all. 69 The Swedish open-door policy allowed Danes, Jew and nonJews alike, to seek asylum in Sweden no matter the reason behind the need for refuge. Without this commitment from Sweden, conveying Jews to safety would have been more problematic and risky. Without Sweden, there were few good options. Sea passages to Great Britain were a much longer and, more perilous, journey. Thus, geography was an additional factor that helped the Danish Jews escape to Sweden. Denmark and Sweden are separated only by a narrow strand of ocean. Boat transportation between Sweden and Denmark is relatively quick and simple because of the short distance, in some places no more then a few miles separate the two 69 George Axelsson. “Sweden Offers Aid to Denmark’s Jews.” The New York Times (New York: New York: October 3, 1943), 29. 76 countries. 70 Also, a majority of the Danish Jews lived in Copenhagen, an island close to Malmo, Sweden. This made for an even shorter journey. Once hidden from Germans patrolling the country, the Danish Jews lived in safe houses until they could leave the country. Then they would finally take a boat to Sweden. For many refugees transported between Sweden and Denmark the journey was easy. In the area there were many fisheries and fishing boats. German forces (for the most part) did not check the fishing boats traveling the Sound. 71 Navy is provided below.) (More on the German An unmolested escape and return could be made in a single night. Sweden had opened its border at a critical time. Danish Jews and Danes alike took advantage of Sweden’s open-door policy. About one-half of the Danes who took advantage of the policy were non-Jews. “Of the 17,020 Danish refugees in Sweden, 9,114 belonged to the non-Jewish group.” 72 They were Danes who felt they needed protection because they had enraged the Germans 70 At their closest points Denmark and Sweden are only 4.5 KM apart. This is from Elsinore (Hamlet’s Castle) at Helsingør, Denmark to Helsingborg, in Sweden. http://www.encyclopedia-online.info/Oresund 71 Some boats were caught ferrying Danish Jews to Sweden and those people either drowned trying to escape or they were arrested. 72 Harold Flender, Rescue in Denmark, (Washington D.C.: Holocaust Library, 196), 241. 77 with their actions against the occupation. They took refuge in Sweden for fear that they, too, would be shipped off to concentration camps. Although Sweden’s open-door policy was announced to the world, the German government did not comment or respond, and the Germans did not alter their plans or conduct in Denmark. It was as if they did not hear, or chose to ignore, the message. They did not mount a campaign to interrupt the Swedish open door policy. This action, or lack of action, corroborates the theory that the Germans’ highest priority in Denmark was the cooperation of the Danes and the continued consistent production of Danish food and materials. The Germans did not want to make any public statement or engage in overt action that would indicate any Dane had anything to fear from the Germans. Their main focus remained on Danish resources and not Danish Jews: The reason did not lie in German affection for the Danes but in their awareness that ‘surplus production in so decentralized a system as Danish agriculture, with its large number of independent farms, would evaporate completely” if there did not exist what the Germans called Lieferungsfreude (willingness to supply). 73 73 Leni Yahil, The Rescue of the Danish Jewry, (Philadelphia: Jewish Society of America, 1969), 117. 78 The Germans knew, or at least they believed, that if they captured the Danish Jews, the Danes would be even more enraged and uncooperative. The arrest of you Jews has caused quite a commotion in Copenhagen. The students have gone out on strike, the University has closed down all week and protests are pouring in from the church and businessmen’s organizations. I know of no other country where this has happened. 74 The Commandant from Horserod Concentration Camp in Denmark spoke this to the Danish Jews on their arrival. There are numerous instances when the German military seemed to disregard or ignore Danish efforts to rescue the Danish Jews. The Germans, in many, many instances, seemed to abet, rather than hinder, the Danes’ efforts. The first example of this is the fact that, due to Dr. Best and Duckwitz, almost everyone knew about the Nazi’s planned raids against the Danish Jews. After he learned of the Nazi’s planned raids, Duckwitz informed Rabbi Melchior, Rabbi of Copenhagen’s main Synagogue at the time. Rabbi Melchior later informed the Jewish community in Copenhagen of the upcoming raids during a worship service. 74 Harold Flender, Rescue in Denmark, (Washington D.C.: Holocaust Library, 1963), 210. 79 There will be no service this morning, said Rabbi Melchior. Instead, I have very important news to tell you. Last night I received word that tomorrow the Germans plan to raid Jewish homes throughout Copenhagen to arrest all of the Danish Jews for shipment to concentration camps. …So that two or three hours from now everyone will know what is happening. By nightfall tonight we must be in hiding. 75 The warning issued by Rabbi Melchior was the first credible alarm given for Danish Jews in Copenhagen. Because of Rabbi Melchior’s actions the Danish Jews knew they needed to escape. Because of the possible consequences to himself, Rabbi Melchior’s actions are seen as an act of bravery. Thus, information about the planned raids was widely known. Yet, the Nazis did not alter those plans or take any extra measures to capture the Danish Jews. Another example of the Nazi’s lax attitude is found in their tolerance toward Danish civil officials. Duckwitz also informed a leading Dane in the Social Democratic party, 76 Hans Hedtoft. While the government itself played only a small role in ferrying of people to Sweden, the government did assist rescue 75 76 Harold Flender, Rescue in Denmark, (Washington D.C.: Holocaust Library, 1963), 15. One of the parties in governmental power. 80 operations by collecting and forwarding information. This allowed better coordination of the rescue operations. Each piece of aid allowed more people to escape. Others civil authorities, too, played roles that contributed to the rescue operations. Danish police, for example, who had Jews in police custody often ignored German orders to surrender Danish Jews to the Germans. “In Denmark the Germans found the Danish police to be almost totally uncooperative. The Danish police played a large role in the rescue of the Jews and, later, in the sabotage actions against the Germans.” 77 On more than one occasion the police would simply release the Danish Jews from custody. 78 Danish civilians also, all occupations and classes, at some level, contributed. Doctors and nurses helped to hide people by faking deaths, funerals, and surgeries. Although Germans patrolled the area, Bisperbjerg Hospital in Copenhagen was a spot from which many of the Danish Jews escaped to Sweden. Not once did the Germans penetrate the hospitals, even though one evening Bisperbjerg was surrounded by soldiers. On that night, 200 Jews were hidden in the hospital… …Promptly at nine oclock in the morning a funeral procession rolled 77 Harold Flender, Rescue in Denmark, (Washington D.C.: Holocaust Library, 1963), 237. 78 David Lampe, The Savage Canary, (London: Cassell and Company Ltd., 1957), 214-215. 81 out of the chapel. In the rented cars, which the Germans did not check, were two hundred Jews on their way to Sweden. 79 This account is just one example of behavior that occurred repeatedly during the occupation of Denmark: often Germans seemed by inaction to allow, or by assumed ignorance to ignore, Jews slipping away to safety. In the action recounted above, the Jews escaped in a rather elementary and obvious manner. Yet, they were not challenged. Why did the Germans not check those cars? In previous situations the Germans had been vigilant in checking cars. Did the Germans believe that a funeral was taking place and that checking the cars would have been an inappropriate action? Or had the Germans been ordered to let the Danish Jews go because they knew that their situation would be worse if they caught the Danish Jews? Just as the German army often was lax, as in the Bisperbjerg Hospital example, so too the German navy, at critical times took actions that, viewed objectively, seemed to smooth, rather than hinder, the passage of Jews to safety in Sweden. 79 Emmy E. Werner, A Conspiracy of Decency, (Boulder: Perseus Books Group, 2002), 49. 82 For example, Hanne Seckel was one of the Danish Jews rescued. She traveled to Sweden by boat. intercepted. The boat was She wrote in her diary “The German soldiers with their bayonets, they were walking on the top of the boat…To this day, I think the German must have known…that we were there.” 80 But, they did not look below. There are similar accounts: In October 1943, the Jews of Denmark were being hidden in order to keep them from being sent to concentration camps by the occupying German forces, my neighbor organized and ran a fishing boat service which took groups of Jews across the sea… He was caught in the searchlight of a German Navy patrol boat which ordered him to stop and kept him covered. The German captain shouted: ‘what are you carrying?’ And Ole shouted back, ‘fish.” The captain jumped onto the deck, leaving his crew to cover him, and demanded that the hatches to the fish-hold be removed. He stared a long time at several dozen frightened people looking up at him. Finally, he turned and said to Ole, in a loud voice that could be heard by his own crew as well: ‘ah, fish!’ Then he returned to his boat and sailed into the night. 81 Often they (the Germans) would simply take the Captain’s word that no one else was on board. Even when the Germans did board the boats, they rarely checked in the holds under the 80 81 Emmy E. Werner, A Conspiracy of Decency, (Boulder: Perseus Books Group, 2002) 80. Ibid. at 82. 83 decks, which under normal circumstances would be the most logical place for hiding people because the holds are out of the normal line of sight. In short the German navy gave the handling of naval tasks priority over police surveillance. The use of German patrolling vessels was terminated on October 1, when the crews were transferred to mine sweeping duties. The German navy did not take any part in the surveillance of the civilian traffic on the Sound before November 8, 1943. 82 Since the Germans knew that the Danes knew about the upcoming raids, it would have been advantageous for the Germans to intensely patrol the waters during the time before the raids. They did the opposite. The Germans put several of their naval vessels in dry dock for repairs or ordering the boats into mine sweeping missions. 83 This action, at the time, was seen as evidence that the Germans did not care if they caught the Danish Jews. There is no documentary evidence that establishes the Germans in Denmark adopting a formal plan allowing Jews to 82 Michael Morgensen. “October 1943-The Rescue of the Danish Jews.” In Denmark and the Holocaust, edited by Mette Bastholm Jensen and Steven L.B. Jensen. (Copenhagen: Institute for International Studies Department for Holocaust and Genocide Studies, 2003), 54. 83 Emmy E. Werner, A Conspiracy of Decency, (Boulder: Perseus Books Group, 2002), 37-38. 84 escape. This is not to say the Germans never took action. However, most action taken was on a small scale. For example, Rabbi Melchior faced prosecution if caught by the Germans. 84 Also, many individual Danish police officers who had released Jews in defiance of German orders themselves became targets of the Nazis. To be a target was a serious thing. Such Danish police officers, and other activists, all non-Jews, made up approximately one half of those who escaped to Sweden to avoid German prosecution. Nonetheless, the evidence of the events mentioned above, and many more of similar effect, suggest to an impartial observer that the Germans did not want to interfere, on a large scale, with the rescue of Danish Jews. The Germans did not exercise the terrifying efficiency that they could have employed to capture the Danish Jews and quash the rescues. This suggests the Germans did believed the Danes’ willingness to cooperate ― to produce food and materials for Germany ― would suffer if Germans made large scale raid and transported Danish Jews. The Germans’ larger war effort could not afford disruption of the Danish contributions of food and materials. 84 If Rabbi Melchior would have been caught, he would have been treated as any other person who was caught helping Jews. He would have been sentenced to a concentration camp, even though that would have been his fate anyway because he was Jewish. 85 In summary, a number of factors combined to help the rescue of the Danish Jews. First, the Danes had the means: the Danish resistance to the Germans, the Swedish open-door policy regarding Danes, and geography. Second, the Germans depended on Danish goods that were critical to German war effort. 85 The situation in Denmark, in addition to the announcement by Sweden that it had an open-door policy in regard to Danes, might have led to a harsh and aggressive German reaction. This proved to not be the case. The Germans’ reaction seemed calculated. The Germans knew of the Danish Jews assimilation into Danish culture, and therefore, the Germans concluded that aggressively capturing the Danish Jews en masse would have caused more resistance, and loss of productivity, from the Danes. Finally, the Danes had the motivation to rescue Danish Jews. Assimilation was the key factor. Without it, none of the other factors would have mattered. If the Danes did not see the Danish Jews as their own, they would not have wanted to help them to safety. Without all these factors, the rescue of the Danish Jews could not have taken place on the scale that it did. 85 Emmy E. Werner, A Conspiracy of Decency, (Boulder: Perseus Books Group, 2002) 82. 86 4.7 Those Who Were Not Rescued Despite the combination of these factors, the rescue operation did not achieve the perfection the Danes desired. Of the Jews living in Denmark at the time, around 8,000, some 480 were captured during October 1943. 86 The Germans sent those Danish Jews to Theresiensdtadt. 87 This is consistent with the German purpose to make Denmark free of Jews, but the Germans did not act with determination to exterminate Danish Jews. For many Jews that camp simply remained a stopover before being shipped to Auschwitz, but not for Danish Jews. Due to an unwritten, but nonetheless acknowledged, arrangement between the Danish government and the German government, the Danish Jews escaped being taken to Auschwitz. 88 Almost all Danish Jews survived the captivity in Theresienstadt, thanks, in part to the attempts made by the Danish authorities to protect them. 86 Harold Flender, Rescue in Denmark, (Washington D.C.: Holocaust Library, 1963), 209. 87 Theresiendtadt was a concentration camp in the former Czechoslovakia. The Nazis hoped to hide the extermination of the Jews in Europe by making this camp, a model one. Agencies were allowed to only visit this camp in which there were fake schools, libraries and cafes. There was even a propaganda video that detailed life in Theresiendtadt as ideal for every Jew. Theresiendtadt was later handed over to the International Red Cross near the end of the war. http://www1.yadvashem.org/odot_pdf/Microsoft%20Word%20-%205875.pdf 88 Herbert Pundik, In Denmark it Could not Happen (Hewlett, New York: Gefen Publishing House, 1998), 85. 87 They were given preferential treatment by the Germans, and the Danish Red Cross sent packages with food and medicine. 89 The Danish Red Cross, helped in saving the Danish Jews held captive in Theresienstadt by sending them food packages. “Thanks also to this vigilance; Danish prisoners were allowed to receive some Red Cross parcels from home which provided a precious supplement to their meager diets.” 90 While not enough food to keep the Danish Jews hearty, the food kept them alive. Many packages sent by other international relief agencies to concentration camps never reached people in those camps. The Danish packages escaped confiscation by the Nazis because of their agreement with the Danish Government. 91 The Danish Government, through its relationship with the Nazis, got the Danish Jews out of the concentration camps earlier ― on Friday, April 13, 1945 ― than those whose liberation came at the hands of the Allied forces. 92 In exchange for this unwritten agreement, the Danish government agreed not 89 Herbert Pundik, In Denmark it Could not Happen (Hewlett, New York: Gefen Publishing House, 1998), 85. 90 Knud Dyby, Boats in the Night, as told by Martha Loeffler, (Blair, Nebraska: Lur Publications, 2000), 61. 91 Leni Yahil, The Rescue of the Danish Jewry, (Philadelphia: Jewish Society of America, 1969), 298. 92 Harold Flender, Rescue in Denmark, (Washington D.C.: Holocaust Library, 1963), 249. 88 to incite mass strikes or production declines. Himmler bartered an early release for the Danish Jews in a vain attempt to impose preconditions for surrender in the west. Once released, the Danish Jews took ships to Sweden where they lived until the end of the war. 93 Of the Danes taken to concentration camps, only about fifty of them died (this number varies depending of the sources). 94 These actions are further evidence that the Danes possessed strength through their unity. They were able to afford some protection even to the Jews who had been captured and transported by the Germans. An affront to one Dane was an affront to all, and the Germans knew that if the entire country became openly defiant, production of food and war materials in Denmark would decline. In addition, it would be necessary to deploy more soldiers to Denmark to support the occupation. Those outcomes would hinder Germany’s ability to wage the on-going war. 93 Leni Yahil, The Rescue of the Danish Jewry, (Philadelphia: Jewish Society of America, 1969), 291. 94 “It is difficult to determine the exact number of Jews sent to Theresienstadt. The numbers quoted vary from 470 to 475. Most sources, however, confirm that there were in fact 464 Danish Jews in the camp.” Leni Yahil, The Rescue of the Danish Jewry, (Philadelphia: Jewish Society of America, 1969), 291. 89 4.8 Conclusion Germany needed and obtained food, war materials, and resources from many countries. So the question remains, why did the Danish Jews and Danes receive better treatment from the Germans than other occupied countries? The most likely answer is that materials that the Danes provided to the Germans were, in the eyes of the Germans, more essential to their efforts, than the “final solution.” Denmark provided several different war materials to Germany, including guns, artillery, and similar military supplies essential to the business of war. Equally important, the Danes had farmland and food. The Germans, who during the war were required to import more food than usual, needed a reliable, close source of food. The Danes, through passive, and later active, resistance efforts made it clear to the Germans, that if they harmed significant numbers of fellow Danish citizens, that there would be a huge price to pay. Danes considered Danish Jews as their fellow citizens. Finally, the Danes shared with the Germans many of the racial features and characteristics. Danes were commonly considered to be Aryan of Nordic stock. Thus, Danes were high 90 in the Nazi’s racial hierarchy. They were a favored group in Hitler’s racial politics. As a result, the Germans may have been less inclined to be harsh in all aspects of their dealings with the Danes. There is no lack of evidence to show the Nazis could be harsh in occupied countries, but the reasons mentioned above all combine to explain why the Nazis were comparatively tolerant in dealing with the Danes. The Danish Jews escaped the hands of Nazi Germany because of the Danish resistance; Sweden’s open-door policy; geography; German dependence on Danish goods; and the recognition by the Germans that, if they wanted the Danes to reliably produce guns and food for the German war effort, the Germans needed to placate the Danes. While all of these measures were essential to the Danish rescue, none of this would have mattered if the Danes had not viewed the Danish Jews as their own. If the Danes would have seen the Danish Jews as outsiders, they might not have put as much effort into the rescue operations. While Denmark did a great humanitarian deed, the Danes were by no means saints. At the beginning of the war many Danes were pro-Nazi. After the atrocities that the Nazis committed came to light that sentiment quickly faded. The Danes unified. While not saints, they followed the teaching of Grundtvig who 91 “was convinced that the Danish people were chosen by God as a ‘divine experiment,’ and he spoke of Denmark as ‘the Palestine of history.’” 95 They set out to prove this by doing what no other nation in Europe did. They stopped the Germans. In Denmark there was no Holocaust. 95 Leni Yahil. “National Pride and Defeat: A Comparison of Danish and German Nationalism.” Journal of Contemporary History, 26, no. ¾ (1991), 462. 92 Chapter Five: Norway and the Nazis: How It Could Happen 5.1 Introduction On a map or globe, Norway and Denmark are near to each other. The people of both countries, in general, fit the category of Scandinavian. Nazis during World War II. populations. Both countries were occupied by the Both had recognized Jewish The majority of histories written about World War II give little attention to Norway, just as most give little attention to Denmark. An average American today probably knows little about the history of Norway, and might have difficulty identifying Norway on the map. Notwithstanding these similarities, Denmark and Norway have significant differences that were important during World War II. In general, the population of Norway, unlike Denmark, was antiSemitic. And, of course, the geography is different. Looking at a map, one would know that Denmark, located nearer to Great Britain than Norway, would be strategically significant to Germany during World War II. Due to its geographic features and location, Norway might appear to have been of little use to the Nazi war effort. However, Norway was important in the Nazis’ strategic planning. Norway’s geographic location, available 93 resources, and potential contribution to a nuclear weapons program, all combined with a government and people who were generally anti-Semitic, made Norway an important feature in the Nazis’ strategic plans. These same factors caused the greater loss of Norwegian Jewish people than Denmark experienced. 5.2 History of Norway Norway has a long and varied history prior to World War II. This history helps to shape how Norwegians reacted to the events of World War II. In 1450, Norway, like the rest of Europe was suffering from the results of the plague. The economy suffered a downturn due to loss of population in great parts of Norway. Due to this economic downturn, the Norwegian nobility declined and lost importance in Europe. A treaty with Denmark allowed Norway to continue to be an equal with the Kingdom of Denmark, but in 1536 Norway ceased to be an independent state. The results of this union with Denmark were especially hard for the Norwegian people. Not only were they pulled into wars which they did not initiate, but also they lost land when those wars were not won. While their land was being lost by the King of Denmark, the Norwegian state leaders were able to persuade 94 the Danish King to retain a few benefits for the Norwegian people, such as keep the tidings from the grain sales. 96 By the mid 18th century the Danish King sought a monopoly on the grain and iron ore produced within Norway. The economic restraints put on by the Danish King would not allow Norway to regain its statehood. About this time, the Norwegian people were beginning to realize their potential both for financial independence and autonomy. They started to pursue ventures that the Danish King found disturbingly in favor of independence, such as a Norwegian National Bank and a National University. The Danish King, of course, stopped all of these endeavors. During the Napoleonic Wars of 1807-1814 Denmark/Norway was allied with the French; however, a blockade isolated Norway from Denmark and did not allow Copenhagen to govern and at the same time it blocked Norway from markets. The resulting loss of shipping and exports of timber caused a widespread famine. The Battle of Leipzig in 1813 proved to be an instrumental battle in the Napoleonic War for Denmark and Norway. Sweden, one of the opponents of Napoleon, after losing Finland to the east, wanted Norway as a buffer zone. Denmark and King Fredrik IV 96 Norwegian Embassy in the United States of America. “Norway after 1814.” http://www.norway.org/history/after1814/ 95 wanted nothing of this, but after losing territory to a military attack on Holstein conceded. Thus in 1814, the Danish King surrendered Norway to Sweden, cut ties with Napoleon; and thus ended the 434 year union between Denmark and Norway, a tie that even though strained would allow some of the same values of the two to remain. 97 Norway, through an agreement between Denmark and its opponents, was allowed to return to independent status. Then, Norway began to coalesce. From 1814-1905 Norway began to improve economically and politically: telegraph and railroad lines were laid, political parties were formed and elections were held. With the implementation of a free democracy the people of Norway was able to eventually dissolve the ties with Sweden in 1903. From this time onward, Norway would be a neutral, independent state. 98 Norway would continue growing its economy and its democracy until WWI and WWII. Norway declared neutrality in both wars. Yet Norway, while practicing democracy, was experiencing suffering instability as a result of extremist political parties, ones that were generally anti-Semitic. 97 Norwegian Embassy in the United States of America. “Norway after 1814.” http://www.norway.org/history/after1814/ 98 Norwegian Embassy in the United States of America. “Norway after 1814.” http://www.norway.org/history/after1814/ 96 5.3 A Short History of Norway in WWII When German forces invaded, Norway and its people had to face its past and its prospects for the future. After 125 years of being on the periphery of Europe, Norway now had to come face-to-face with direct involvement in a potentially dark future. Part of the dark future came from its own political system. Norway, like other countries in Scandinavia at the time, did not have strong and evolved political parties. In 1933 Vidkum Quisling’s Nasjonal Samling (National Unity Party) began to gain political strength with a campaign philosophy that can be described as fascist. 99 The Norwegian Labor party described Quisling as “Herr Hitler’s Norwegian department.” 100 Initially, this was nothing more than political bantering, a ploy to keep the party from being elected. Prior to the invasion of Norway, only one party, Quisling’s, National Unity Party, was sympathetic to Hitler’s 99 Vidkum Quisling is commonly known as one of World War II most infamous traitors. Quisling, after the war was charged with treason and shot before a firing squad. Quisling visited Hitler the year before Norway was invaded. During this time, Quisling and Hitler became close political friends and when Norway was invaded, Quisling was appointed the head of government by Hitler himself. After only a week, Joseph Terboven, a former Nazi, took over as the head of government only to be usurped in 1943 by Quisling again. Jewish Virtual Library [MORE DETAILS] 100 Dahl, Hans. “Behind the Fronts: Norway.” Journal of Contemporary History. 1970. 37-49. 97 cause. However, as the war evolved the Party gained a significant following, and Quisling became an important player in the Norwegian entrance into the war. Under his influence, it seemed inevitable that Norway would be swept up in the war. While neither Quisling nor his party aided in the invasion of Norway, they did very little to stop it. Quisling wanted Norway on the German side, and wanted Norway in the war with little impact on the Norwegian homeland. Quisling, sought contact with the Nazi party during several meetings held in December 1939 with Hitler. The meeting ended with Quisling believing that the Nazis had agreed to a peaceful takeover of Norway and that Hitler would install him as prime minister. In the initially stages of Germany’s war in Europe, Norway was ambivalent toward the Nazis. (Norway did have a declaration of neutrality, but it was nothing more than paper.) April 1940, Norway was invaded by German forces. Then, in On June 10th, Norway surrendered to German forces, losing approximately 5,000 soldiers in the process. This is in contrast to the bloodless takeover of Denmark; but like Denmark, the Royal Family, the Government, and many Ministry heads left for Great Britain following the surrender of Norway to Germany. 101 101 Norwegian Embassy in the United States of America. “Norway after 1814.” http://www.norway.org/history/after1814/ 98 After the invasion, Quisling assumed power and remained there as an unpopular ruler for a very short time before Hitler himself asked Quisling to step down. After that, Joseph Terboven, a former Nazi, led the occupying government. Later, in February 1942, Quisling would be appointed by Hitler President of Norway for a second time. After the invasion was complete, Hitler declared that the Norwegian economy would be exploited by the Nazi party for the war effort because Norway was deemed an enemy county, even though Quisling had thought that his previous meetings with the Nazis would have prevented this characterization. This is a subtle, but important, difference when compared to Denmark. From Denmark, Hitler wanted production of food and materials. Demark was an occupied country, but Norway was an enemy country. Despite these circumstances, it is estimated that over 200,000 Norwegian workers helped the Nazi war effort by volunteering to work at a variety of different occupations such as roads, submarines, barracks, and many other war necessities. 102 For the reminder of the war, the Norwegian government in exile worked from Great Britain until it returned to Oslo at the 102 Abrahamsen, Samuel. Norway's Response to the Holocaust. (New York: The Holocaust Library, 1991), 24 99 end of the war. During this time as well, Norwegian military forces loyal to the exiled government were re-trained in Great Britain. Later, near the end of the war, these forces would fight against the Germans in concert with the allies to help regain their Norwegian homeland. But, that was later. During the height of the war, the Nazi forces in Norway, primarily the German 6th SS Mountain Division, strategically supported the larger war effort. The 6th SS Mountain Division was mainly charged with supporting the Nazi fight against the Soviet front at Salla and were used to fight the Lapland war against the Finnish. In regard to those campaigns, Norway was in a strategic position to help the Germans with their war effort, just as Denmark occupied a strategic position on the North Sea. As the Nazi war effort grew and resources were needed in other places the 6th SS Mountain Division was moved to other areas. This left the occupying force in Norway weak. Nonetheless, Norway would remain occupied until the end of the war, when Germany surrendered to Allied forces. 5.4 Norwegian Resources Norway, like Denmark, was vital to the German war effort in many ways. Just as in Denmark, in Norway land and air resources 100 were the most important element in the German war effort. Also important were the Norwegian people willing to work toward manufacturing a variety of materials, both experimental and immediately deployable, that were needed to further the war effort. One of the most potentially significant and controversial, of these materials is the production of rare components that could have been used to make a nuclear weapon. These were of great interest to the Germans at that time. 103 While nuclear or atomic weapons had not been fully developed and tested, scientists knew of the great destructive powers that these weapons potentially could produce. The Germans, therefore, were very interested, and in view of the progress of the war almost desperate, to acquire these weapons. Norway was import to that effort. Well before World War II, a Norwegian facility, Norke Hydro, began producing heavy water in 1934. Heavy water was important in the early development of an atomic bomb. After the German invasion and occupation of Norway, the Germans closely monitored and protected the facility. Soon they began shipping the heavy water back to Germany to experiment with nuclear fission. Due to the fact that the technology was still in its infancy, Norke Hydro was not 103 Norke Hydro. “1943: The Heroes of Telemark.” http://www.hydro.com/en/About-Hydro/Our-history/1929---1945/1943-TheHeroes-of-Telemark/ 101 producing enough heavy water to satisfy the German’s needs. Therefore, the Germans insisted on increasing output to over 100 kilos of heavy water per month. Due to the importance of the operation, the Germans insisted that these operations remain a secret, and those who did not comply were sent to concentration camps. However, information about the intentions of the Germans soon found its way to the Norwegian government in exile and then to London and Washington. The Allied governments were greatly worried about the possibilities of nuclear power in the hands of Hitler. The Allies contrived several plans to thwart the Germans’ nuclear ambitions. The first attempt, in 1941, at sabotage failed. The second, a modest attempt to disable the heavy water plant, succeeded. It was a remarkable story. Twelve men lived off of raw reindeer while doing the primary scouting of the heavy water plant and area. They detonated explosives. Escaping by skis, the twelve men made it out alive and successfully completed the mission of disabling the heavy water plant. The Nazis would later rebuild the plant, but in 1943, the Allied forces sent airplanes to bomb the plant again. Yet, the Nazis salvaged and 102 transported to Germany those pieces that had not been destroyed. 104 This story of the heavy water shows the importance that Norwegian resources occupied in the German war effort. Hitler and his top men knew that with an atomic weapon their chances of winning the war, or at least ending the war with an outcome acceptable to them, would have increased ten-fold. While nuclear power would have been a great advantage to the German war effort, it was seen as a long-range goal in the overall war effort for the Germans. Short-term goals mattered most day-to-day. The first thing that the Germans needed to accomplish was make sure that Allied forces did not have easy access to the continent. Even without heavy water, that strategic goal makes the occupation of Norway a high priority for the Germans. Norway was ideally situated to control air and sea routes to the continent. In this perspective, Norway was regarded much as Denmark ― its geographic position gave it importance in the battle to control Europe. In the war plans of the Germans, access to water ways into the Baltic remained high on the list of priorities. Germany saw Norway as occupying a strategic position for access to the 104 Norke Hydro. “1943: The Heroes of Telemark.” http://www.hydro.com/en/About-Hydro/Our-history/1929---1945/1943-TheHeroes-of-Telemark/ 103 continent. From Norway the Germans could best keep out enemy submarines, and Norway could also serve as a U-Boat base. The many fjords and existing naval bases provided hiding places and infrastructure that the Nazis could use. build them. They did not have to With the war depleting supplies, this was an essential consideration. 5.5 Norwegian Jews As far back as the year 1000 the Norwegian King Olav den Hellige forbad anyone who was not Christian from living in Norway. However, it was not until the 16th century that people of the Jewish faith specifically were forbidden from living in Norway. The Jews referred to in the 16th century decrees were those driven out of Spain and Portugal in 1492. All of those Jews who arrived in Norway around that time had to be given special permission by the King to enter Norway. Over time, many of these Jews let themselves be baptized in order to further integrate themselves within the Norwegian community. By 1630 King Christian IV allowed Jews freedom of religion and travel around both Denmark and Norway. But later, under restrictions King Fredrick III put in place, and Jews were not allowed to stay in the country without a visa. King Fredrick III’s 104 successor, King Christian V, reinstated the prohibition against Jews entering the country. 105 One hundred fifty years later attitudes towards Jewish people were tempered, and “Portuguese Jews” were allowed to enter freely. However, countering that, Norway in 1815 gained its constitution. Paragraph two of the constitution stated that the official religion of Norway was Lutheranism and that Judaism and Jesuits were strictly forbidden from the Kingdom of Norway. The Norwegian poet Henrik Wergeland lobbied to overturn this Constitutional provision, and in 1851 it was repealed. By the late 1800s a Jewish community had been established within Oslo. With only a few hundred people, many of the members of the community decided that it would be best not to practice Hasidic or ultra-orthodox Jewish traditions, so to better fit in within the larger Norwegian community. By the beginning of WWII there were around 2,000 Jewish people within Norway, many of whom lived in the greater Oslo area. By the beginning of WWII, the community was well established and growing. It had established its own Jewish schools, tutors and choirs. Being well established was no protection for the Jews in Norway. Unlike the situation in Denmark, and for all their history in Norway, Jews were not assimilated into Norwegian society. At 105 Abrahamsen, Samuel. Norway's Response to the Holocaust. (New York: The Holocaust Library, 1991) 105 the beginning of WWII, Jews still were viewed as outsiders to native Norwegians. By 1942, 750 Norwegian Jewish people were deported to Nazi Concentration Camps. population in Norway. That was nearly 40% of the Jewish Of those, only 25 survived. Most of the remaining Jewish population survived either by escaping to Sweden or hiding within Norway for the remainder of the war. 5.6 Jews that were rescued Norwegians did rescue a number of their Jewish citizens, and those Norwegians who risked their lives to rescue them should be thought of as heroes. They did so at extreme peril to themselves. Unlike the conditions in Denmark, in Norway the occupying Germans were not ambivalent toward rescue efforts. Many of those who participated in the rescue operations were caught by the Germans and had to either flee Gestapo persecution or commit suicide to prevent themselves from going to concentration camps. One of the most heroic stories of the rescue operations from Norway is that of fourteen orphans who were living in an orphanage in Oslo. These orphans had been rescued from Austria 106 and sent to Norway. The Germans in Norway somehow learned of the orphans and sought out their benefactors. Luckily for the orphans, someone tipped off the people who were hiding then, and the children were smuggled out just a few hours before a raid occurred. The children lived in various apartments in Oslo for a week, and then were walked to Sweden. Another story of rescue involved Norwegian Rabbi Elchanan Samuel. Samuel and many others were rescued during December 4-5, 1942. They were rescued in a very unique way. A farmer invited them to help him pick potatoes and haul them away. They consented. The “potatoes” turned into a truck full of Jewish people; and the truck, along with Rabbi Elchanan Samuel, was sent to Sweden where they escaped persecution. Many of those who were able to escape Norway did so by a combination of vehicles and walking. Another route, but more dangerous, was by boat. Most of those who escaped by boat arrived in Scotland or the Shetland Islands. One of those Jews who escaped by boat was Jo Benkow, who would later become the President of the Norwegian Parliament. Jo and his uncle were secreted to Bergen. There they were given a row boat. They had to row themselves to safety in Sweden. Within a few weeks all of their male relatives had arrived. None of his female relatives ever arrived; all of the females died in Auschwitz. 107 These tales tell a small part of the rescue operations. The center from which the rescue operations began to materialize was Oslo, Norway. From there many anonymous people risked their lives to save Jewish people they did not know. In many cases they did so simply because they felt that it was the right thing to do. Even so, a smaller percentage of Jews were rescued from Norway than in other countries. As was true in Denmark, in Norway acts of resistance, particularly later in the war, joined with the efforts to rescue the Jews. Both the rescue efforts and the resistance by the Norwegians were aimed at asserting control over their own county, ridding their county of the occupying force. The National Church of Norway, the Lutheran Church, actively preached against the Nazi occupying forces. The Lutheran Church helped to disseminate information about the fates of Norwegian Jewish citizens and about the occupation in general. The Catholic Church offered to baptize Jewish people into the Catholic faith, which they hoped would protect Jews from Quisling’s anti-Jewish Laws. 106 While this did not succeed, it shows that even those who did not actively rescue Jewish people did try to protect the Jews through various means they thought 106 Abrahamsen, Samuel. Norway's Response to the Holocaust. (New York: The Holocaust Library, 1991), 143 108 would thwart the Nazis. However, prayer and offers of good works did not stop the deportation of Jewish people. 5.7 Why the Jews were not rescued Anti-Semitism was rampant in Norway even before the pressures of the Nazi Party. On May 14, 1814, with a vote of 94 in favor and 7 against the constitutional provision banning Jewish people from entering the country, article two of the constitution was passed ― banning Jews from entering Norway. These actions were taken not so much because Jews themselves were feared, but because of an imagined visage of the Jews: “it is not the Jew who is hated, but an imaginary picture of the Jew which is confounded with reality.” 107 By the time of the Second World War, Quisling’s influences played a large role in the attitudes of most of the populace in Norway. In Norway, under Quisling, Jews were disliked for many reasons that were common among Europeans of that time; mostly, fear drove the masses to feel this way. While Quisling and his party did not gain control through a democratic process, his ideas were inculcated into the populace. Theodore Hamerow argues that the combination of the already existing attitudes of the 107 Abrahamsen, Samuel. Norway's Response to the Holocaust. (New York: The Holocaust Library, 1991), 126 109 Norwegian people combined with the influences of Quisling’s rhetoric brought about the factor greatest in importance to the Norwegian Jews not being rescued: apathy. Professor Leo Eltinger, a Norwegian psychiatrist and an Auschwitz survivor who testified at Quisling’s trial, stated that, without a doubt, the actions of Quisling facilitated the deportation of Norwegian Jews to concentration camps. 108 A Supreme Court Justice from Denmark, Karsten Meyer, stated: “What happened in Norway must be attributed to the initiatives of Quisling.” 109 For Example, in Norway, the populace deemed Jewish women who married Aryans to be racially inferior. As such, they could be arrested. Such arrests were uncommon among countries occupied by the Germans. Such arrests made easy the work of occupying forces, and therefore made the occupation and the removal of Jewish people even easier than in other occupied countries. Hamerow argues that “the annihilation of European Jewry could not have taken place without the active participation of the population.” 110 Without the apathy, and sometimes direct 108 Abrahamsen, Samuel. Norway's Response to the Holocaust. (New York: The Holocaust Library, 1991), 126 109 Abrahamsen, Samuel. Norway's Response to the Holocaust. (New York: The Holocaust Library, 1991), 126 110 Theodore S. Hamerow. “The Hidden Holocaust.” Commentary 79, 3, 1985. pg. 34 110 hostility, of the Norwegian people to their Jewish citizens the processes to remove people from their homes could not have taken place. In Norway, for example, Hamerow argues that the Jews could not have been rounded up without the help of the Norwegian police. This is a notable contrast to the police in Denmark, who often released Jewish arrestees. As an example, beginning in May 1940, the Norwegian police systematically confiscated radios belonging to Jewish families. This was followed by house arrests, sale of Jewish property, and finally deportation. While some of these actions were common in Nazi occupied countries, many of the actions specific to Norway were due simply to fear and apathy of the populace. Many people were simply too afraid of what would happen to them if they helped the Jews. Also, many just did not care. The Norwegians, in contrast to the Danes, did not see the Jewish citizens as their fellow citizens. The Norwegian police were neither a Nazi-led group nor where they Nazi supporters outright. However, the propagandainspired fear about Jewish people, as well as fear of persecution by the Nazis for not following orders, promoted a general attitude that inhibited rescue efforts. Even the Norwegian government in exile did not attempt to align the moral compass of the country. Tore Gjelsvik, the head 111 of the civil resistance movement, did nothing to aid the Jews in Norway. The Norwegian occupation government’s actions differed from those in Denmark. The effect was to quell rescue efforts. The Norwegian government in exile did nothing to aid the Jews in Norway. In December 1942 Norwegian Foreign Minister Trygve Lie wrote the World Jewish Congress that he never expected to have to tell his citizens to act against the Nazis, that they were capable of making these decisions for themselves. It has never been found necessary for the Norwegian Government to appeal to the people of Norway to assist and to protect other individuals or classes in Norway who have been selected for persecution by German aggressors, and I feel convicted that such an appeal is not needed in order to urge the population to fulfill their human duty towards the Jews of Norway. 111 Without the support of the Norwegian government in exile, the efforts of those common Norwegian citizens who might have helped their Jewish countrymen were dampened. If the government in exile did not appear to care about the Jews, Norwegian citizens, who might risk their lives in rescue efforts, questioned whether they should care. This was unlike the situation in Denmark, where all Danes felt that an offense to one Dane was an offense to all. 111 Abrahamsen, Samuel. Norway's Response to the Holocaust. (New York: The Holocaust Library, 1991), 11 112 5.8 Conclusion The common people of Norway viewed Jews with general apathy, if not the outright dislike. This being the common attitude, it becomes more clear why more Jewish people of Norway were not rescued. There were a few brave people who risked their lives to save their Jewish citizens, but more risked their lives to defy the Nazis in general resistance to the occupation. The overall effort was uncoordinated and ill equipped. The effort failed to have a substantial impact on the Nazi’s efforts within Norway. The resistance in Norway did not have the same effects or consequences as that in Denmark. Some argue that Denmark was given more control over their Jews because of the food that Denmark could provide to Germany: The moderate attitude of the Germans toward the Danes is usually explained by the economic benefits that could be reaped from Denmark – and only from a tranquil Denmark whose internal affairs operated without disturbance. 112 112 Leni Yahil, The Rescue of the Danish Jewry, (Philadelphia: Jewish Society of America, 1969), 117. 113 In September 1941, Norway went on strike, over the children’s milk supply as a form of resistance against the Nazis, but it was an ineffective effort. arose from it. No unified front In all, the Danes were more successful because they were more cohesive. Norway reacted to the Nazi invasion as a multitude of individuals. Many resisted, but the resistance was ill-organized. Denmark reacted to the Nazi invasion as a single nation repelling, sometimes passively and sometimes aggressively, an invader. The Danes acted with a cohesion that the Norwegians could not marshal. 114 Chapter Six: Comparing the Two; Why Denmark Was More Successful than Norway? 6.1 Introduction Comparing Denmark and Norway, the possibilities for both comparisons and contrasts are considerable. There are many similarities and many differences. The similarities cannot account for the significantly different outcomes of the rescue efforts in the two countries. Those different outcomes must be explained by the contrasts between the countries; and those differences, those that seem to have had the most impact on the success of rescue efforts, can be identified. The great differences in the outcomes of the rescue operations can be attributed to four factors: the governments, anti-Semitic views, the Nazis’ designs for each country, and finally luck. To discern why these factors produced results that differed so greatly between the two countries, each of these factors will be examined. 115 6.2 Governments At the beginning of World War II, Norway had been independent from Denmark for about one hundred twenty years, not long enough to developed marked distinctions. The countries still had much in common. With a common shared history ― in terms of government, language, and culture ― it would seem logical to assume that the rescue efforts and the outcomes should be similar. Nevertheless, the composition of the two governments, and their reactions to Nazi occupation, was one factor that contributed to the two very different outcomes. Key players in both governments were the police. While the police might not be thought of as motivated by political ends, they are law enforcement agents of the government. They are, therefore, a reflection of the will of the government. In Denmark, the police often acted informally, and sometimes overtly, to stop the impact of the Nazis, and they unofficially assisted in rescuing the Jews. For instance, they would arrest Jews and then take them to safe houses or give the Nazis wrong directions to a Jewish person’s house. 116 In Denmark, there is evidence that the police often knew in advance of planned raids for the purpose of capturing Jews. The police in Norway, in contrast, seemed not to have equivalent motivation to aid the Jews or to ferret out the exact time and place of Nazi raids against the Jews. Rather than help the Jews, the police in Norway, generally, did more to aid the Nazis. They would, for example, confiscate the radios of Jewish families, and often would bring Jews in for crimes that would have gone unnoticed if committed by gentiles. These actions, and the general predisposition of the police forces in Norway, helped the Nazis to round up Jews in Norway. It cannot be said that either the Danish or the Norwegian police force was uniformly or consistently for or against the rescue operations. Yet, the predominate actions of the Danish police forces aided the rescue operations, and the actions of the Norwegian police forces aided the Nazis. The actions of the police forces set an example for the populace. By their example, they influenced the actions of the people. Likewise, other governmental 117 authorities in each country, by their examples, influenced and guided the behavior and attitudes of the people. Of the two governments, the Danish government was the more active in cultivating in its people a sense that the Nazis’ actions were ethically wrong. The Norwegian government, as exemplified by its police, seemed to believe that such an active role was not necessary. Norwegian authorities adopted more of a laissez-faire approach. This is illustrated by a statement of a Norwegian Jurist and supporter of the resistance movement who said: It has never been found necessary for the Norwegian Government to appeal to the people of Norway to assist and to protect other individuals or classes in Norway who have been selected for persecution by German aggressors, and I feel convicted that such an appeal is not needed in order to urge the population to fulfill their human duty towards the Jews of Norway. 113 The Norwegian officials simply did not feel that they needed to coach the Norwegian people to help those being persecuted. In contrast, the government of Denmark adopted a different principle. The government in Denmark acted on 113 Abrahamsen, Samuel. Norway's Response to the Holocaust. (New York: The Holocaust Library, 1991), 11 118 the premise that people, especially in stressful situations such as being in an occupied country, needed guidance. A psychological experiment that is commonly discussed in Introduction to Psychology classes is the Milgram experiment. During this experiment the examiner directs a teacher to “teach” the learner sets of words. Whenever the learner answers a question incorrectly a continuously higher electrical shock was given to the learner by the teacher. The teacher was told that the highest electric shock could kill the student. Nonetheless, around 70% of the teachers ended up giving the final, and they thought lethal, electric shock of 450 volts. This experiment was designed to test the degree of obedience in normal people. 114 The Milgram experiment was first published just years after the end of World War II, and some wondered if those who helped to commit the crimes of World War II were simply following the examiners wishes ― just as the teachers in the Milgram experiment were directed to “teach” and then could not turn back. Another common psychological phenomenon is the bystander effect. The foremost example of this is the Kathy Genovese murder of 1964. Genovese was murdered on a street 114 Milgram, S. “The Behavioral Study of Obedience.” Journal of Abnormal Social Psychology, 67 (1963) 371. 119 in New York. At least 38 witnesses observed, yet no one did anything to help. Every person believed that they did not need to do anything. Each believed that someone else would be rushing to the rescue or calling the police. No one wanted to tangle up the phone lines. This example, like the Milgram experiment, demonstrates that people are not inherently self-motivated when they face horrific circumstances. People, generally, prefer to wait, let someone else rush in to stop a situation and help. The more people present, the longer it takes for one person to intervene. 115 Numerous other studies demonstrate that the inaction of most citizens of Norway, and most of Europe, was within the normal boundaries of human reaction to a stressful and unfamiliar situation, particularly when their governments did nothing to point them toward different behavior. What distinguished Denmark compared to Norway is that more people in power, such as the King and the police, openly opposed the Nazis. In comparison, the King of Norway fled. The studies described above do suggest that the actions of the police and others in charge in Denmark 115 Darley, J. M., & Latane, B. (1968). Bystander intervention in emergencies: diffusion of responsibility. J Pers Soc Psychol, 8(4), 377-83. 120 probably did help to demonstrate to their fellow Danes the correct actions under the difficult circumstances. clear example, most Danes followed. With a Whether this was a psychological effect or was ethically based, the result was the same. The Danish Jews fared better. 6.3 AntiSemitic Views Across Europe, anti-Semitic views were not new or unknown at the beginning of World War II. have existed since there were Jews. Such prejudices During World War II, many traditional white European cultures still felt that Jewish people were a threat to their ways. By the mid 1930s those feelings were moderating. In most countries such feelings were not as manifest and pointed as expressed by Hitler, but under the surface, the feelings were acknowledged. So, when Hitler said that he would take care of the “problem,” most Europeans immediately knew what the “problem” was. Many Europeans, like the Norwegians, but unlike the Danes, did not resist Hitler’s solution to the “problem” because they shared a dislike of the Jewish people. Others had no active dislike of the Jews, but they were intimidated by the Nazis. The fear was enough to 121 suppress any thoughts they may have had to aid the Jews. Either way, it was due to these feelings that the Holocaust was allowed to occur and succeed in murdering a great percentage of the Jewish population of Europe. Both Denmark and Norway had varied populations, as was true in most European countries. In each, some were anti- Semitic, and in each, there were those who sympathized with the plight of the Jews. The difference is that in Denmark those who had compassion for the Jewish people did something about it in greater numbers than those in Norway. Any person who risked his life to save a person from persecution by the Nazis is a great and honorable person, but Norway seemed to have fewer people willing to do the honorable thing. In addition to the attitude of the Norwegian government, another reason can be inferred from the history of Jewish people within the two respective countries. Both countries, at one point in their history, had banned Jewish people from entering, and both had rules against practicing Judaism in public and in private well into the mid-19th century. The difference is that Norway never did assimilate Jews, as did Denmark. In Norway, Jews were not admitted into the Norwegian society, or chose not to join. They 122 kept apart; and Norwegians, in general, were content to leave them isolated. In Norway, Jews tended to live in Jewish communities and did not participate in the culture or activities of the Norwegians. Jews in the same manner. Most Norwegians treated Jews were Jews, and Jews were not Norwegians. Neither group seemed to want or need much interaction with the other. In Norway, both sides are to blame for this lack of assimilation. Norwegian Jews mostly stayed within their own communities. Norwegians did everything within their power to keep the Jews from intermingling in their normal, daily lives. For a while, Jews even were forbidden even by express language in the Norwegian Constitution. These mutually accepted deportments effectively inhibited any significant assimilation. Neither side wished to help the other because neither felt they had any communal connection to the other. In Norway, the Jews dressed differently, spoke differently, kept different traditions, and did not participate in Norwegian social and cultural life. The Danes, on the hand, did assimilate their Jews people into national culture and society. 123 Jews have been in Denmark since the 1600s, and they had enjoyed full civil rights since 1814. As a result, it is argued, they identified strongly with the larger Danish culture. They spoke Danish, they dressed like other Danes, and they participated actively in the social and cultural life of the nation. 116 Denmark was less anti-Semitic because of its history; it, over time, came not to fear Jewish people. The Danes embraced the Jews within Danish culture. In turn, Jewish people thought of themselves as Danes first and Jews second. The Jews observed their Sabbath on a day different than Christian Danes, but that was commonly viewed as an insignificant matter. Assimilation both caused and allowed the Danes to view what was happening to the Jewish people in a different light than the Norwegians viewed the same events. In Norway, the Jews were just a foreign people. In Denmark the Jews were Danish, just like them, their neighbors. The differing anti-Semitic views of the two countries remain one of the key reasons more Danish Jews were rescued. Danes felt they were rescuing their neighbors, 116 Andrew Buckser, “Rescue and Cultural Context During the Holocaust: Grundtvigian Nationalism and the Rescue of the Danish Jews,” Shofar 19, no. 2 (2001), 5. 124 while the Norwegians did not have similar feelings for the Jews. 6.4 Nazis’ Needs Nazis had different plans for the two countries. Each provided the Nazis with different resources. Because the Nazis wanted different resources from each country, they deployed forces differently in Norway than in Denmark according to the resources the Nazis thought to be valuable. This dictated the number of Nazis stationed within each country and where the troops were concentrated. When a greater number of Nazis were stationed in one area in particular, a predictable effect was to cause people to grow more cautious and less likely to help Jewish people to escape. So, the Nazis’ designs for each country was a factor that had some influence on the rescue of Jews. Each country provided different types of resources. Norway provided naval resources, manufacturing capabilities, and possible atomic weapon resources. Denmark provided foodstuffs, farmland, and some manufacturing capabilities. Denmark was more important to the immediate survival of the German forces. It provided food and guns 125 that were immediately useful. The reliable, steady production the Nazis wanted required a stable, cooperative population. Therefore, the occupation in Denmark was relatively unassertive. Norway was thought to be more important in the overall, long-term, strategic war effort. location prevented a mainland invasion. Norway’s Also, Norway provided materials that, the Nazis’ hoped, held nuclear weapon capabilities, and with that capability the ability to ultimately end the war decisively. In Norway, the Nazis could take the geographic strong points and the mineral resources. And so in Norway, the occupation, generally, was more forceful. The resources provided by each country could not be easily replaced by the other. Therefore, it seems each would have been equally, but differently, important to the Germans. Yet, in fact, the Germans seemed to be more complaisant in their occupation of Denmark. Whether by design or by accident, the Germans allowed more of the Danish Jews to escape, and did so without harsh reprisals to the country. Does this signify that the Nazis counted the cooperation of the Danes to be of greater significance than that of the Norwegians? 126 At least in terms of the documented history, the answer is, no. There is no direct evidence that the resources of either country, in the view of the Nazis, dictated that greater liberty should be given to the Danes than to the Norwegians. From the records of the time, it appears that Norwegian resources were just as important to the Nazi war effort, just in a different way. So, in the end, the different resources of the two countries probably did not play a large of role in the different events. Nonetheless, the methods employed to gain those resources do seem to play a role in the different outcomes of rescue operations. In Denmark, the Nazis relied predominately on cooperation. More of the population in Denmark engaged in rescue efforts. In Norway, they used more force, and the occupation has harsher. in Norway engaged in rescue efforts. Fewer people That, together with other factors ― anti-Semitic views, the role of government, and luck ― did play an important role in the outcome of the rescue efforts. 127 6.5 Luck Luck is something that cannot be quantified. However, it would seem as though the Danish Jews had a generous share of it going in their favor. In World War II, the Jews in Denmark benefited from of confluence of favorable factors. While this confluence might be deemed just coincidences, it seems as though luck had a part to play. A rationalist would argue that there is no such thing as luck, that believing so would be committing the “post hoc, ergo procter hoc” fallacy. 117 Notwithstanding the rules of formal logic, it is undeniable that many Danish rescue operations were successful due to odd, seemingly inexplicable events. For example, the story of Ulrik Plesner who escaped by boat to Sweden in October 1943. This journey included 23 other people and several crew. During this time the Germans boarded the boat and asked to look in the fishing holds where the Jews were being held. The German Captain insisted on looking in the fish holds. Even when he saw a hold full of people, he declared it to be fish to his crew, and they sailed away. It would seem as 117 A logical fallacy. Post hoc ergo propter hoc means “after which hence by which.” The most common version of this fallacy, mistakes temporal sequence for causal connection—as when a misfortune is attributed to a “malign event,”... "post hoc ergo propter hoc." Encyclopædia Britannica. 2009. Encyclopædia Britannica Online. 08 Jul. 2009 <http://www.britannica.com/EBchecked/topic/472047/post-hoc-ergo- 128 though luck played some part in the German Captain not telling that there were Jewish people in the boat hold. 118 Another story is that of Elsebeth Kiler and her brothers Jorgen and Flemming. All were medical students and part of the underground movement. One night they decided to go to a gala event held at a local estate and they asked people for money to help transport the Jews across the sound. By exposing their plans to hundreds of people they did risk their lives, but no one exposed them. In the end they raised over one million kroner, enough for about 1,000 rescues to take place. 119 Not every failure of a Norwegian rescue attempt can be attributed to the logic and efficiency of the Nazi troops; not every success of a Danish rescue can be attributed to luck. Even so, the sheer number of successful Danish rescue operations that turned on some propitious turn of events or unexpected act cannot be ignored. worked diligently at rescue operations. The Danes Several factors favored the Danes’ efforts ― support of the Danish government, a comparatively relaxed occupation by the Nazis, support from Sweden, geography, and assimilation of 118 Werner, Emmy. A Conspiracy of Decency. Press, 2002). 82. 119 Ibid., at 62 (Boulder, Colorado.: Westview 129 the Jews. Even so, many things had to go right for the Danish Jews to be rescued in such large numbers. The stories of the rescues reveal that objective, quantifiable factors alone do not account for the overwhelming success of the Danish rescue efforts. In addition to the objective and quantifiable, something must have gone right; perhaps even a little bit of luck can be the reason. 6.6 Conclusion Why did Denmark succeed in rescuing so many Jews, and Norway did not? There is no single, overall reason. Many disparate factors fell into place for the Danish Jews to be rescued. The Danish government, the assimilation of the Jews within Denmark, the Nazis’ comparatively benign occupation of Denmark, and a little luck allowed the Danes to succeed. These factors, coming together as they did, allowed Denmark to accomplish rescue operations that were unequaled. Norway did not fail entirely. It saved around 50% of the Jewish population from Concentration camps. Norway accomplished that while facing obstacles not present in Denmark. The Norwegian government was not as concerned or 130 compassionate toward the Jews. anti-Semitic. The population was largely The Norwegian rescue operations did not have the frequent turns of luck that seemed to favor the Danish rescue operations. These were obstacles that impeded the well-intended rescue operations that originated in Norway. Due to these obstacles, fewer people were saved. Would the outcome have been different if one of the obstacles had been switched? Would the outcome have been different, for example, if Denmark had a more stringent police system and Norway had a more sympathetic one? Perhaps the outcome would have been different, but only a novelist can argue now. 131 Part Three What Can We Learn? 132 Chapter Seven: Comparing Denmark and Norway to Today’s Problems 7.1 Introduction The Holocaust of World War II is today the best known and worst genocide, but it was not the first or last genocide. Notable genocides have occurred within recent history. The events in Yugoslavia, Cambodia, and Darfur are just a few. A reasonable person should presume that others will occur in the future. In World War II several factors combined to allow Denmark to succeed in rescuing so many Jews. Norway did not rescue as many. There was no single reason for this division. Several causes contributed. The government of Denmark was more disposed to assist in rescue operation. Sweden offered express aid to the Danish Jews. The assimilation of the Jewish people within Denmark gave the Danes greater compassion and concern for the Jews, whom they considered to be equal citizens. The perpetrators of the genocide, the Germans, for their own reasons were more lenient with Denmark than with Norway. An incalculable factor, luck, allowed the Danes to succeed in some rescues that could have been exposed and interdicted. These 133 factors, coming together as they did, allowed Denmark to accomplish rescue operations that were unequaled. Norway's rescue operations must not be dismissed as a complete failure. Norway did save around 50% of its Jewish population, while facing obstacles not present in Denmark. The Norwegian government was not as concerned or compassionate toward the Jews. And, no other government offered express assistance to the Norwegian Jews, as Sweden offered express assistance to Denmark. population was largely anti-Semitic. The Norwegian The German occupation forces in Norway were more oppressive than those in Denmark. The Norwegian rescue operations did not benefit from the frequent “luck” that seemed to favor the Danish rescue operations. These were obstacles that impeded the well-intended rescue operations that originated in Norway. It is worthwhile to contemplate the characteristics that aided Denmark in rescuing its citizens – the attitude of the government, international aid, the degree to which the oppressors were determined, resolute, and unyielding, assimilation, and luck. These still are important today because genocides continue, and these factors can affect the outcome. Genocides are occurring in situations and 134 places that are remote from the events in Europe, but the acts and consequences are the same. The last chapter compared Denmark and Norway during World War II. The rescue operations that occurred in those countries took place in circumstances and a context that, most probably, will not be replicated in future genocides. Nevertheless, the examples of Denmark and Norway do provide lessons that might show the world, facing future genocides, what elements contribute to strengthen and invigorate rescue operations. To examine this suggestion, we will consider recent genocides. Of these, three prominent examples are Yugoslavia, Cambodia, and Darfur. 7.2 Yugoslavia. In World War II, Germany occupied many countries and forced its Nazi racial policies on the occupied populace. The occupied countries, left alone, probably would not have joined in the Holocaust. That certainly was true of Denmark. In contrast, following World War II, it has frequently been the case that genocides are not the result of an occupying force. Rather, in recent history, genocides 135 frequently are motivated by those all ready in charge of a particular state or area. In these instances, those in authority prompt the genocide because they believe the genocide will advance some purpose of their own; and they rely on the military, or sometimes the police, to implement the deadly policies. Those are the organizations with the weapons and the brute force to execute the will of the rulers, and the rulers demand and depend upon the wholehearted commitment of those forces. They are an essential, ingredient of the genocide. These circumstances present an immediate contrast to the circumstances in Denmark. There, the national government was sympathetic to the victims, and the police forces did not cooperate with those carrying out the genocide. Rather, in Denmark, the police often were part of the solution. Therefore, a military/police force that is not aligned with the aggressor, and that has the power to make a difference in the outcome, could be an important part in preventing genocides and enabling rescues in the future. As an example of this, consider the genocide in Yugoslavia. The genocide in Yugoslavia involved three different groups: Serbs, Croats and Muslims, all residing in the same 136 country. From 1992-1995 approximately 200,000 people were killed in what most consider to be a genocide. As Yugoslavia began to break up, Bosnia, which has a majority Muslim population, was attacked by Serbia, which has a majority Orthodox Christian population. In this genocide, the military was unquestionably aligned with the Serbs and was used to carry out mass killings of Bosnia’s Muslims. Unlike Denmark in World War II, the international community responded with only ineffectually measures. No other nation would help the Bosnians in a way similar to the specific and directed aid that Sweden offered to the Jews in Denmark. News reports that Bosnians were subject to mass shootings and concentration camps were widely circulated, and yet, no other state offered the kind of bold aid that Sweden did. In Denmark, compared to Norway, one of the keys to rescue was having a military/police that wanted to help the Jews and had the ability to help. In Bosnia, the local military/police, in fact, did have compassion for the Bosnians, as they were themselves Bosnians, but they did not have the ability to prevent mass murders. They were strictly and effectively under the minute rule of their leaders. So, even though a majority of the military and 137 police in Yugoslavia had compassion for the Bosnians, they did not have the ability to aid the Bosnians. In part, that inability was due to the lack of international support. There was no demonstrable action, internal or from the international community, in support of the Bosnians or of the military and police who might have helped the Bosnians. The genocide resulting from the breakup of Yugoslavia provides a negative example of the role of the international community in the genocides. The plight of the Bosnians was well known as it was happening, and the international community perceived the events in Yugoslavia as wrong. Direct and meaningful action, such as offered by Sweden to Danes, could have made a difference. The evidence suggests that international aid could have tipped the favor for the military/police forces to have the institutional will necessary to stop the murders. International action could have prevented people from losing their lives, yet there was no international intervention. Considering all these factors, one principle that can be derived from the comparison of Yugoslavia to Denmark is the following: large-scale, successful rescue operations 138 are enabled by a combination of two conditions, first a military/police force with the means, either direct or indirect, and the compassion to assist in rescues; and second, direct assistance from the international community in support of rescue operations. The study of Denmark and Norway, and the comparison with Yugoslavia, show that the combination of these factors could have the effect of deterring or lessening a genocide. And, if these factors combine strongly, similar outcomes as those in Denmark might be achieved. 7.3 Cambodia One predominant reason supporting the Danish rescues during the Holocaust was that the Danish people saw the Danish Jews countrymen as Danes first and foremost. One of the key differences between Denmark and Norway was the degree of assimilation that was felt between Jewish people and their fellow countrymen. Identifying with people has always been part of helping them. Identity solidifies individuals within a group, such as race, ethnicity, nationality, religion and 139 other constructs. Within Denmark, nationality was the primarily identifier. Within societies people broadly identify themselves in four ways. First, they identify categories of people – a soccer fan, a basketball player, a devout follower of a religion, and similar categories. Second, they identify themselves with a particular category – for instance I am a soccer player. Third, they distinguish – I am a soccer player and soccer players are different than basketball players. Finally, they make comparisons – soccer players are superior to basketball players. Denmark and its people identified themselves as Danes within the first category. Danes were Danes, and Jewish Danes were Danes. Therefore, other classifications did not matter as much. Assimilation allows people to see themselves all as soccer players. All soccer players are good and are better than non-soccer-players. This had good effect in Denmark, but assimilation is not always proof against genocide, A genocide in which all the people were “soccer players” to begin with occurred in Cambodia. all the victims were countrymen. In Cambodia Yet, Pol Pot was able to murder over 25% of the people of Cambodia. The identifying 140 factor in Cambodia was not nationality, but rather ideology. Pol Pot wished to form a communist utopia and did so through the infamous killing fields. Pol Pot did not kill people based on their ethnicity, although he did expel all foreigners and target ethnic minorities. Pol Pot killed people who were against his ideas. It was simple. Everyone against Pol Pot were targets – they could have been intellectuals, ex-military, or anyone whom Pol Pot thought was would contaminate his utopian society. In Cambodia there was no tangible identifying factor that distinguished those who were killed from those that were not. All in Cambodia were assimilated – all were Cambodians. Yet, some were killed because of what they were thought to believe or support. This was strikingly much unlike the situation in Denmark. There, the Jewish Danes openly supported a religion different than the majority. Yet, they were not persecuted, at least by their fellow Danes. If people in Cambodia, who were essentially all the same, could not help each other, is the Danish example situation still valid? yes. On reflection, the answer must be There are contrasts between the two situations. While 141 it is important for people within the community to be assimilated, as the people in Cambodia were, that alone is not enough. occur. Other elements must be in place for rescues to One of those other elements that is important is the support or pressure of the international community. In Denmark, there was direct and effective assistance from Sweden. There was no equivalent in Cambodia. 7.4 Darfur. When a genocide is occurring within a country or a region, the administration of that country or region can have a tremendous affect on the success or failure of rescue operations. Both Denmark and Norway were occupied by Germany, but the Germans allowed much of the national administration of each country to remain in place. This was particularly true in Denmark, but even in Norway, the Germans did not attempt to supplant all governmental functions. The fact that local, sympathetic administrations were still in place did assist the rescue operations. The administration or government within a region where genocide is occurring has the ability to assist rescue operations, or condone then, or actively resist them. The 142 administration within a region can influence whether rescue operations can be organized internally and whether outside, international efforts will be allowed or banned. Thus, in the future, it will be essential to rescue operations that the administration of a region allows international operations to assist and for rescue operations to occur. No place can demonstrate this as much as Darfur. Recently, the Genocide in Darfur was a favorite cause of the celebrity world. Hundreds of celebrities and other influential people asked the rest of the world to help. mass killings are real. There can be no doubt. The Celebrities have done much to raise awareness to a part of the world that was little known to most modernized peoples. But solutions, still, are not simple. The problems with Sudan are numerous. In contrast to Denmark, Norway, Yugoslavia, and Cambodia, most elements of a modern state are absent in Darfur. There is no effective police force, and no credible administration. In Darfur, the status has degenerated to a primitive contest of one tribe against the other: “when the state is too weak or unwilling to constrain preemptive action by one group, the other group becomes fearful, loses confidence in institutional arrangements, deepens the perception of the hostility of its ethnic rival and prepares for 143 violence.” 120 This is exactly what has happened in the Darfur, Sudan. One group routinely perpetrated violence against another group. The state could, or would, do nothing to halt the violence; and therefore the cycle of violence continued to perpetuate itself indefinitely. Yet, the responses of the international community were muddled and muted. In western countries, the first response was to avoid entanglement in an inscrutable affair. The West cannot hope to change an ingrained, foreign character where tribal groups have been fighting each other for many years. 121 Closer to the killings, the African Union has tried to help, but it is weak. Without money and mandate, the Union can do little more than watch. Darfur’s problems are not exclusive to Sudan. To some extent, Africa as a whole suffers from the same conditions. They are a result of European rule followed by years of neglect. In terms of governance, the situation is unlike Denmark and Norway as any that could be imagined. No other country is stepping up to try to end the conflict. Military action by an outside force on the ground in Darfur is 120 Stein, Janice Gross. “Image, Identity and the Resolution of Violence Conflict” Turbulent Peace. 193 121 Peace. Luttwak, Edward. “The Curse of Inconclusive Intervention.” Turbulent 266. 144 nearly impossible. Sanctions and other diplomatic measures might be applied on the anemic government in Khartoum, but the reaction to such sanctions is not assured. Since Khartoum is relatively weak, it is questionable whether any pressure applied to Khartoum could influence events in Darfur. contrast to the situation in Denmark. This is a marked Even during the Nazi occupation, Demark had a vital and influential government. This type of indecision by the international community remains a part of the modern African experience; many other countries in Africa experience the same indecisiveness. It could be explained by a realist perspective adopted by outside nations. Since many local wars in Africa do not harm central western interests, unlike conflict in the Balkans, the need to intervene is not as high. Of course, without intervention, the lives of thousands are lost while other states stand silently and watch, doing nothing. There have been numerous efforts to bring United Nations peace-keepers into Sudan. Khartoum, however, has resisted. Unlike the African Union troops, the UN entry, Khartoum claims, would constitute a violation of its sovereignty. Khartoum only wants other Africans to solve the problem. Therefore, only African nations can be part of the 145 peacekeeping force. In deference to Khartoum, the United Nations does not intervene. The United Nations debates ― when does a country lose its right to sovereignty if its people are being killed by the thousands and nothing is being done? Nations intervene? Will the United At least in the case of the Sudan, the answer is that that the United Nations has not taken decisive action. The United Nations, under the Comprehensive Peace Agreement 122 has United Nations peacekeepers in Southern Sudan. 123 The United Nations mandate, however, is even less than that of the African Union. The UN forces can only watch the African Union troops, who can only watch as well. Beyond that, and a few Security Council and General Assembly resolutions – words on paper-- little has been done to try to stop the atrocities in Darfur. Compared to the rescue operations in Denmark, the lack of action, at all levels, in Darfur is striking. In World War II, Denmark’s government stated that the Danes should help the Jewish people. Without that first acknowledgment, 122 The Comprehensive Peace Agreement is a series of agreements, some of which include a permanent cease-fire, a constitution and an national oil commission. Embassy of Sudan. “The Comprehensive Peace Agreement.” 12-31-2006. http://www.sudanembassy.org/default.asp?page=viewstory&id=484 123 Feinstein, Lee. Darfur and Beyond: What is Needed to Prevent Mass Atrocities. (Council on Foreign Relations, 2007). 38. 146 intervention will not happen. international assistance. The citizens of Denmark took action to rescue Danish Jews. respect. There was direct and positive Darfur is different in every Khartoum is weak and has no influence. One tribe sees no reason to stop the violence against another tribe. The international community, it seems, looks only for convenient excuses not to become involved. To combat the problems in the Sudan, the United States, the European Union, and the United Nations will have to revisit the lessons of World War II. They must step up diplomatic, military, and humanitarian presence in the area. They can be the international agencies to support an end to the mass killings. Some believe that only then can peace be achieved. Yet currently, the United States and the European Union have done little more than acknowledge the genocide in Darfur. 124 As shown in Denmark, this is one important step in taking action, it cannot be the only step. If in the future genocides can be prevented or the scale lessened, lessons from Denmark need to be learned and applied. Governments and the international community need to intervene. 124 Feinstein, Lee. Darfur and Beyond: What is Needed to Prevent Mass Atrocities. (Council on Foreign Relations, 2007). 42. 147 7.5 Conclusion It will never be possible to stop people from killing each other. Perhaps though, mass killings can be stopped or mitigated. The lessons from Denmark – a government disposed to assist, international aid, assimilation, a compassionate police force, and a bit of luck – are important. What cannot be changed is the way people view each other. Over time, acceptance and tolerance can be taught. Denmark shows us that if rescue operations are to be successful, some degree of assimilation must have taken place before the genocide starts. In addition, other genocides show us that the military/police must have some compassion and must be flexible enough to work with the people being persecuted on some level. Lastly, the international community must intervene or aid the people being persecuted in some useful way, unlike what happened in Bosnia and Darfur. 148 Chapter Eight: Conclusion The essential nature of genocides have not really changed since the first occurred thousands of years ago. What has changed is the way of thinking about genocides, what they mean for our collective future and ways to prevent them from occurring or ways to stop them once they have started. However, understanding alone is not prevention, just as understanding that germs cause a cold does not prevent you from catching one. In order to prevent genocide the world must invent antibiotics for genocides and armed conflict which often lead to genocides. The example of Denmark is a good beginning in this investigation. It shows that genocides can be thwarted, and it is an example of the basic ingredients needed to create a genocide antibiotic. Denmark, and to some extent Norway, show us successful rescue operations during genocide. The lessons learned, particularly from Denmark, are that several elements can combine to produce successful rescue operations. These include a government that is active and is disposed to assist, international aid, assimilation, a compassionate 149 police force, and a bit of luck. Not all of these elements must exist, but the lack of some of them makes efforts to thwart the genocide or to rescue victims less effective. In Norway, the Jews were not fully assimilated, as they were in Denmark. Also, the government was not demonstrative in supporting rescue efforts. That dampened rescue efforts in Norway, as compared to Denmark. In Denmark the police were sympathetic to the Jews, and they frequently took affirmative actions to assist rescue efforts. And, in Denmark, Sweden offered a safe refuge alike to Jews and to those who aided the Jews. In Yugoslavia the military/police forces were sympathetic to the Bosnians, but they did not aid them. No international support was offered to the Bosnians or to anyone who might aid them. In Denmark the Jews were fully assimilated into Danish society. In Norway, the Jews were not assimilated, and that fact did decrease the success of rescue efforts in Norway. However, in Cambodia almost all victims of the genocide were Cambodians. They were fully assimilated, yet they were victims of genocide. This illustrates that a single factor cannot explain a genocide. Although the victims in Cambodia were assimilated, there was not 150 international aid, there was no sympathetic police, and the government itself encouraged, rather than resisted, the genocide. In Darfur, there is no influential government at all. There is no international influence or aid. rather than assimilation prevails. Tribalism, There is no common police or military force to preserve the peace, let alone attempt to aid the victims. A final element was mentioned in connection with the Danish rescue operations that was not mentioned in connection to any of the other examples. That is luck. As commonly understood, luck cannot be invoked or summoned on command. It comes and goes according to its own will. It is included in this discussion, particularly, in regard to Denmark, to remind that even people with the best intentions do not have perfect control over all events. It is inevitable that some element of random chance will affect all these activities. So it was that, even with the most favorable set of conditions, not all Danish rescue efforts were successful. And so it has been that, even with dismal circumstances, some rescues from Cambodia and from Darfur have been successful. It is important to remember that “luck” does play some role, and we do not 151 control it. So, the lesion is those things we can control ―- the attitude of the government, assimilation, or at least tolerance and acceptance, international concern and aid, and sympathy of one citizen for another ― must be focused to present genocide. While identifying differences and applying them to genocides cannot actually prevent them, learning about them can possibly prevent future genocides. The ability to protect citizens from those persecuting them is one of the greatest lessons that can be learned by studying the genocides and rescue efforts that have occurred at different times and places. We must further explore genocides that have happened so that we can learn if there are possible warning signs of potential problems. Denmark shows us that a successful rescue can happen. The question is: can it happen again? The exact context and circumstances cannot be replicated, but perhaps work can be done to make sure that some of the conditions can be met so that there will be a greater chance of success. 152 Bibliography Primary Sources Newspaper Articles “700 Danes Killed Diplomats report.” New York Times, April 15, 1940. Axelsson, George. “15,000 Armed Danes Defy Nazi Tanks in Copenhagen.” New York Times, July 2, 1944. 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