Research Center Pharmaceutical Engineering Annual Scientific Report 2010 / 2011 www.rcpe.at port Annual Scientific Re 2010/2011 research center L A C I T U E C A M R A H p g n i eer n i g n e www.rcpe.at Table of Contents Introduction Statement of the Directors Vision, Mission and Goals Highlights 2010 / 2011 Statement of the General Assembly Statement of the Chairperson of the Supervisory / Strategy Board Statement of the Speaker of the Program Committee 04 06 07 08 10 12 Organization and Management 14 Structure14 Facts and Figures 14 Our shareholders 14 Key Personnel 16 Human Resources 18 Recruiting & Personnel Planning 18 Human Resource Development 19 Gender Mainstreaming 23 Research25 26 Area I “Advanced Simulation Technology” 38 Area II “Products and Structures” Area III “Process Engineering and Manufacturing Science” 46 RCPS – A Business Unit of the RCPE 64 NonK Services 66 72 Test Facilities & Simulation Tools Scientific Output of the Center 77 77 Publications Diploma & Doctoral Theses 86 Patents89 Congresses90 Workshops90 Financial Annex 92 Bilanz92 94 Gewinn- und Verlustrechnung Boards and Partners General Assembly Supervisory Board / Strategy Board Scientific Advisory Board (SAB) Program Committee Business Partners Scientific Partners 96 96 96 96 97 98 100 Page 3 Statement of the Directors We cordially want to welcome interested readers to the annual scientific report of the Research Center Pharmaceutical Engineering GmbH (RCPE or the Center) for the business year 2010/2011! This report has a twofold mission: it should, on the one hand, provide an overview of the Center’s achievements and on the other hand, provide a detailed summary of our scientific output. In the last year the Center has made significant progress, both in terms of science and economic growth. However, this year we would also like to highlight our young and strong research team that is always looking for new scientific and technical challenges. As such, the report may be viewed as an invitation to industrial partners to discuss challenges and problems with us and our partners. Over 17% Growth in the K1 Area Thanks to the dedication of our employees and the scientific expertise of our key researchers, during the reporting period we successfully secured 3 new K1-projects with a total volume of over 2.7 million Euros. These new projects will affect the turnover during the second funding period, and demonstrate the successful concept and operation of the Center. Moreover, due to our exceptional acquisition performance, the number of partners has increased: this year alone, we could add 8 new partners. In summary, at the end of the reporting period, 46 enterprises and 10 scientific institutions were our partners in the K1 Area. Over 12% Increase in Turnover in the NonK Area As before, turnover in the NonK Area has increased. During the reporting period a 12.3% growth was achieved, and the turnover doubled compared to the previous year. The emphasis was on services and paid R&D-services. This significant accomplishment was in part possible thanks to the Center’s excellent international and national reputation. Human Resources and Infrastructure The budget growth of 23.5% compared to the previous year affected human resources. In fiscal year 2010/2011 the number of employees grew by 30% compared to the previous year. At the end of the reporting period, 55 FTE (full-time equivalents) were employed by RCPE. Currently, we have 73 employees, with an average age of 32, an academic quota of 70% and a female quota of 44%. Moreover, 13 FTE are employed at our industrial and scientific partners. In addition to highly-qualified personnel, one of RCPE’s main goals is a state-of-the-art infrastructure. Therefore, substantial investments were made during the reporting period. Together with the research and company partners, RCPE has built an outstanding testing, experimental and analytical facility. This present top-level infrastructure makes the Center even more attractive for industrial and academic co-operations and greatly contributes to our long-term development. Scientific Output The long-term strategic orientation of RCPE’s research projects is particularly important for the innovation culture of the national economy. A substantial improvement of products and processing technologies is linked to a targeted generation of new knowledge. The strong integration of university partners into the Center not only generates knowledge but affects other important aspects, such as scientific research within the institutional framework of the Center’s partner universities. As main strategic focus of the Center, the acquired knowledge is disseminated in peer-reviewed journals and conference presentations. Publishing research results in top-level journals ensures Page 4 that the newly-generated knowledge is evaluated by and discussed among the international scientific community, increasing RCPE’s international reputation. 51 scientific papers in reviewed journals, 49 conference contributions, 39 poster presentations, 22 completed and ongoing doctoral dissertations, and 36 completed and ongoing diploma/master theses clearly demonstrate that the Center has set new standards of research cooperation between business and science. We would like to thank all of our partner companies, which make this strategy possible through their financial contributions, allowing us to prioritize long-term competence building at the Center over short-term solutions. Outlook for the Next Year – Preparation for Evaluation The year 2010/2011 was the time for the COMET evaluation: in the fall of 2010, a review (i.e., the assessment of the first two research years) was performed and the Center’s performance was unanimously approved. The fourth-year evaluation by an international jury of experts will take place in October of 2011. A detailed “core document” prepared for this evaluation summarizes our operational achievements during the first 2 1/2 years and describes the strategic and technical ideas for the coming years. As a collective strategy of the Center, this document was prepared based on several strategy workshops including RCPE’s employees and partners. As the Center directors we are confident that the evaluation will be positive and will reflect the Center’s strong performance over the last years. Acknowledgements Our achievements have been made possible thanks to the support and cooperation – in kind and financial – provided by our business and research partners. We would like to express our gratitude for their commitment to RCPE. Furthermore, the success would not be possible without the dedicated work of the Center’s 73 employees and their professional project managers. We would like to thank them for their vigilant scientific work. The awards and prizes that they have won honor their achievements. We also wish to express our gratitude to the sponsors, owners and consultants who have ensured the optimal conditions at the Center and provided trust and support through the years. Lastly, we also thank the members of the Supervisory/Strategy Board for their dedication and for allowing us to grow the Center’s international reputation every year. Together, we look forward to the next business year and we are prepared to meet the new year’s challenges. Univ.-Prof. Dipl.-Ing. Dr. Johannes G. Khinast Scientific Director / Leader Mag. Dipl.-Ing. Dr. Thomas K. Klein Managing Director Page 5 Vision, Mission and Goals “RCPE” – We make tomorrow’s drugs possible It is our aim to transform pharmaceutical product- and process-development from an empirical approach to a rational science-based endeavor in accordance with ICH’s Quality-by-Design framework. Mission JJ Combination of multi-disciplinary knowledge for science-based drug-product and process development JJ Close collaboration with Austrian and international partners to foster competitiveness and to strengthen our partners’ economic success JJ Technology and innovation platform for science and industry JJ Integration of targeted educational and gender-mainstreaming activities to create tomorrow’s workforce JJ Raising public awareness of the importance of research and science Goal To be the national and European focal point for science-based development of structured drug products and diagnostics, as well as their manufacturing processes. Page 6 Highlights 2010 / 2011 August 6th, 2010 RCPE welcomes “Glatt GmbH” as 40th business partner. September 15th, 2010RCPE wins the Fast Forward Award 2010 with the project A3.3 “Cellulose based Carrier Matrices for Controlled Drug Delivery” (“Pills on Paper”). Sept. 16.-18.th 2010Successful “4th International Congress on Pharmaceutical Engineering (ICPE)”, as satellite symposium of the “8th Central European Symposium on Pharmaceutical Technology (CESPT)” at the University of Graz with more than 300 participants. October 1st, 2010 Additional office space at Plüddemanngasse 104, 1st floor. Implementation of the new technical lab (“Pharmaceutical Process October 1st, 2010 Development Lab”) for scale-up production. October 13th, 2010Site-Visit in the course of the 2-Year-Evaluation of the RCPE by the Austrian Research Promotion Agency (FFG). November 9th, 2010 2nd place in the category “Innovation” of “Tops of Styria 2010”. January 1st, 2011 Dr. Simon Fraser is appointed as Deputy Director. January 1st, 2011 Dr.in Christine Voura takes over Area III as Department Head. February 2011Eva Littringer, MSc., an RCPE employee, is the first graduate of the NAWI Graz Masters Course in “Chemical and Pharmaceutical Engineering”. March 3rd, 2011Christiane Loidl, an RCPE intern of Summer 2010, wins the generation. innovation Award. Stefan Leitgeb, Christiane´s mentor at RCPE is also awarded. March 15th, 2011RCPE wins the science2business award (2nd place) in the field of good cooperation between science and industry. June 20th, 2011Core Document for the 4-Year-Evaluation is submitted to the Austrian Research Promotion Agency (FFG). June 30th, 2011 RCPE successfully completes its 3rd business year. Staff: 73 (55.21 FTE) Quota of Female Employees: 43.84% 46 Business Partners, 10 Scientific Partners, 2 Other Partners Project Volume signed: € 20.80 Mio. (K1 and NonK) 1 Patent granted, 8 Patent Applications 32 Publications in Reviewed Journals Page 7 Statement of the General Assembly After its first three years of existence RCPE presents itself as a medium-sized research company internationally renowned in its field of activity. In this capacity it proved fruitful for both its partners and shareholders. After an initial build-up phase the Center has now consolidated at a volume of about 4 million Euros per year. Networking on international and national level The close cooperation with universities in Graz (the Graz University of Technology and the University of Graz) and JOANNEUM RESEARCH has been intensified in the last fiscal year. This cooperation included joint public appearances at the successful “Central European Symposium on Pharmaceutical Technology” (CESPT) in fall 2010. This well-attended event with about 330 participants from 30 different countries was accompanied by the 4th International Congress on Pharmaceutical Engineering (ICPE) as a satellite symposium. The high-level presentations of experts from all over the world and from Center employees characterize the high scientific standards set by the Center and its scientific and industrial partners. This event, which is directed both at industry and science, is an important instrument for increasing the public’s awareness of the Center. Planning for the 5th ICPE in September 2011 is underway. Such events support RCPE’s success in achieving the strategic goal of fostering visibility through networking. Furthermore, the numerous invitations the RCPE received to present at economic events testify to the success of ongoing efforts to expand networking in the industrial area. And finally, the addition of several new international partner companies is proof of the increasing international visibility of the Center, and therefore of the Center’s owners as well. The Center not only focuses on international contacts, but is equally engaged in building up and expanding local partnerships. The level of cooperation between the Center and the institutes of the universities is best illustrated by 17 ongoing Ph.D. theses and 11 diploma/master theses of RCPE employees, which are being supervised by faculty members of the Graz University of Technology and the University of Graz. Cooperation with the JOANNEUM RESEARCH (JR) is equally strong, as – among other things- JR is an important partner in the ‘Process Optimization for Liquid Formulations’ project in Area II ‘Products and Structures’. Furthermore, Center publications also reflect the close link with the universities: almost 50% of all publications by the Center are joint publications with scientific institutions. In summary, this is clear evidence of the strong integration of the owners and institutes in the Center. Research Results RCPE has again delivered numerous scientific success stories, which is reflected by 51 publications, 1 patent and 8 applications, 36 diploma/master theses and 22 Ph.D. theses either started or completed, various implemented processes, 49 conference talks and 39 posters at prominent international conferences. The Center has grown to a well-organized institution of considerable size and high international visibility, and has been able to attract additional international companies that are interested in partnering to invest in Austria as a pharmaceutical engineering stronghold. The Center will further provide an exciting environment to carry out leading research to enhance the interaction between academic research and industrial participation. Page 8 New Building – Building Infrastructure Together Infrastructure planning is well advanced. As of mid-2012 RCPE will find ideal conditions in the newly built research premise of TUG on the Inffeldgasse campus. This new production technology center (PTZ) with more than 1000 m2 will serve as an ideal facility for both offices and laboratories for the Institute for Process and Particle Engineering of the Graz University of Technology and the RCPE. Four-year Evaluation The fall of 2011 will be a critical time for RCPE, as the four-year evaluation by an international jury will judge the scientific and economic performance of the Center. However, the General Assembly is confident that RCPE will pass this evaluation with the highest distinction. In this context, we will continue to provide the essential conditions RCPE needs in order to establish an enduring link between science and industry and wish the Center good luck for the four-year evaluation in the fall of 2011. Ao. Univ.-Prof.in Mag.a Dr.in Renate Dworczak University of Graz Chairperson of the General Assembly Univ.-Prof. DDipl.-Ing. Dr.Dr.h.c. Harald Kainz Graz University of Technology Univ.-Prof. Dipl.-Ing. Dr. Wolfgang Pribyl, MBA JOANNEUM RESEARCH Forschungsgesellschaft mbH Page 9 Statement of the Chairperson of the Supervisory / Strategy Board Research, technology and innovation are of extraordinary importance for the economic growth of a country. From the moment it was founded, the competence center for pharmaceutical engineering RCPE has contributed to further strengthening Styria’s position as research and technology location by undertaking numerous R&D projects, developing patents and investing in highly qualified employees, who convert their knowledge into new solutions. RCPE has become one of the most important focal points for industry-oriented research in Styria and an internationally-recognized high-performance research institution. Not only companies that do research with the Center and profit from it, but world-renowned institutions rely on its expert knowledge. The present scientific report testifies to RCPE’s innovative strength. RCPE’s Key to Success The success of the Center is, on the one hand, evident from the many scientific publications and patents originating from the basic research made within the strategic projects. The RCPE, on the other hand, also managed to establish the NonK Area as very successful research service outside of the funded K1 Area. The NonK revenue doubled during the past fiscal year. The quality of the scientific work of the many outstanding employees is reflected not only by the relevant characteristic numbers (publications, dissertations, bachelor’s theses, etc.), but by the continuous development of the partner structure. The Center has over 40 national and international industrial partners. One of the most important events for fostering international cooperation is the International Congress on Pharmaceutical Engineering, which took place in September 2010 in Graz for the fourth time. The Congress (in 2010 together with CESPT) focused on recent developments in the areas of QbD, continuous processing, process understanding, modeling, pharmaceutical nanotechnology and PAT and attracted some 330 participants. The opening lecture was delivered by Prof. Carl Djerassi (inventor of the contraceptive pill). The keynote lectures featured internationally- Page 10 renowned scientists, including Iztok Grabnar, Ljubljana (Slovenia), Peter Kleinebudde, Duesseldorf (Germany), Steve Hammond, Pfizer (USA), Klaus Langer, Münster (Germany), Claus Michael Lehr, Saarbrücken (Germany), Wolfgang G. Kreyling, Helmholtz Zentrum München (Germany), Thomas Rades, Dunedin (New Zealand), Geza Regdon, Szeged (Hungary), Barbara Rothen Rutishauser, Bern (Switzerland), Jonathan PK Seville, Warwick (UK), Frantisek Stepanek, London (UK), Alexander Yarin, Chicago (USA) and Werner Weitschies, Greifswald (Germany). In summary, a successful mix of the Center’s long-term K1 projects, sponsored NonK projects and numerous services has created a foundation for successful year three. The Future / 4-Year Evaluation The results of the past fiscal year and all relevant parameters demonstrate that 3 years of the consistent structured work at the competence center RCPE were successful. I thank RCPE’s team, the partners and sponsors for the successful and trusting co-operation. I wish RCPE much creativity, commitment and innovative joy with regard to the future developments and, above all, the 4th year evaluation. Univ.-Prof. DDipl.-Ing. Dr.Dr.h.c. Harald Kainz Graz University of Technology Chairperson of the Supervisory / Strategy Board Page 11 Statement of the Speaker of the Program Committee Strong Development over the last three years Over the past three years, significant progress has been made. RCPE is now internationally recognized as a key player in the field of pharmaceutical engineering, supported by the fact that researchers of the Center are delivering keynote lectures at the top conferences of the field or are invited to be guest editors of special issues on pharmaceutical engineering in the premier scientific journals. The Center organized the fourth International Congress on Pharmaceutical Engineering with internationally renowned speakers in 2010, and will do so again in the Fall of 2011. Most Austrian pharmaceutical companies have joined RCPE and seven of the top ten pharmaceutical companies are working with RCPE in one way or another, including Roche, GlaxoSmithKline, Novartis, Sanofi Aventis, Abbott, Bayer and Merck. Projects are underway with the remaining companies. RCPE synergistically addresses pharmaceutical product- and process-related research problems, applications and challenges with a highly interdisciplinary team of researchers by combining expertise from the pharmaceutical sciences, chemical engineering, materials science, chemistry, nanotechnology and biotechnology. The Consortium of industrial and academic partners reflects this interdisciplinary approach and consists of national and international research institutions and company partners working in the areas of pharmaceutical development, process technology, process design, formulation science, biotechnology, materials science and modeling and simulation. Thus, the Consortium includes all critical elements of products and process development, combining this extensive expertise in a unique new Center. Due to the multi-disciplinary nature of the Center, spanning all relevant industrial sectors, RCPE has the ability to tackle “grand-challenge problems” that are relevant for a wide number of companies. This, for example, may include comprehensive modeling and simulation tools for rational and science-based product and process development. In that way, RCPE aims at eliminating the barriers for a science-based product and process development, rather than focusing on one-at-a-time solutions. RCPE – as an independent and science-based entity – acts as a mediator between research, industry and regulatory bodies. Thus, the Center has a unique position, providing “added-value” to the international community. Page 12 In the first three years RCPE researchers have published or submitted numerous publications to peer-reviewed journals, have given lectures at international conferences and have excelled at portraying the RCPE as a vibrant Center with innovative research. Despite some adaptations of the research program due to changes in company strategy and state-of-the-art, the overall focus of the center was transformed successfully into an internationally visible research Center, having more than 70 employees and a high women ratio. In summary, I believe that RCPE has developed into a successful and internationally recognized research Center in Europe’s scientific landscape. The Future / 4-year Evaluation As the Speaker of the Program Committee, I would like to thank all of the participating partners for their support in the last three years. One important milestone for the Center is the four-year evaluation in the fall of 2011. In order to build a strong foundation for the future of the RCPE, I would like to ask all partners to pledge their energetic support for the RCPE in the preparation of the core-document, strategic workshops, and the definition of specific new projects. In this way, we can contribute greatly to the Center’s economic security and long-term scientific orientation. Dipl.-Ing. Alexander Rinderhofer, MBA Speaker of the Program Committee Page 13 Organization and Management Structure For organization and administration, the Center has implemented a lean and modern management structure with the goal of translating research projects into true scientific progress and technological advantages for RCPE’s industrial partners. Legal Structure RCPE is a limited liability company (GmbH). This legal structure was considered the best choice due to its clear statuatory framework (the GmbH Act) and advantages in terms of liability issues. In addition, it offers a high degree of flexibility with regard to the reporting system and the tasks, functions and interactions of the corporate bodies. Location RCPE has its main location on TUG campus, which promotes close cooperation with TUG institutes. RCPE has access to TUG’s well-equipped laboratories and is in close proximity to the other scientific partners (KFU, JR and the OEAW). In addition, RCPE has established its own process and analytical laboratory with state-of-the-art equipment, such as a continuous extrusion system, a fully instrumented laboratory tablet press, a batch fluid bed system, a compaction simulator, granulators, nano-spray driers and many others. For details regarding RCPE’s state-of-the-art pharma-product and process science lab see Chapter “Test Facilities & Simulation Tools” on page 71. Currently, TUG is constructing a new building (1000 m2 of lab and office space exclusively for RCPE, including a GMP lab) on TUG campus that will be finished in the spring of 2012. Facts and Figures 73 employees JJ Signed projects’ volume K1: 18.2 million Euro (18 projects) JJ Signed projects’ volume NonK: 2.6 million Euro JJ 46 Industrial partners JJ 10 Scientific partners JJ 2 other partners JJ JJ JJ JJ JJ JJ JJ JJ 1 Patent, 8 Patent Applications 17 ongoing Doctoral Theses 5 finished Doctoral Theses 11 ongoing Diploma & Master Theses 25 finished Diploma & Master Theses 2 ongoing Baccalaureate Papers 4 finished Baccalaureate Papers Our shareholders 65 % Graz University of Technology 15 % JOANNEUM RESEARCH 20 % University of Graz Page 14 Structure of the RCPE General Assembly Program Committee Program Commission Supervisory/Strategy Board • Key Account • Strategic Leadership CEOs • Scientific Lead • Representation Deputy Director ITT2 Proteins ITT3 QbD • Internal and external consulting Reporting/Accounting • Area Integration • Scientific Output • Coordination of International Scientific Appearance • Patents & IPRs ITT1 Conti. Proc. Scientific Advisory Board • Marketing / PR • Human Resources • External Reporting • Accounting / Controlling Area I Area II Area III Advanced simulation Technology Products and structures Process Engineering ITT4 PAT Service & Research Contracts • Services • National Funding • International Funding RCPS • Regulatory Services • Consulting • CMC • Filing Infrastructure (Laboratory + Process Lab) A new organizational chart was implemented in January 2011. The structure consists of the Center’s management, a deputy director and reporting/accounting staff. The General Assembly and the Supervisory/Strategy Board act as governance bodies. Projects are divided between three areas. Four ITTs on continuous processing, proteins, QbD and PAT have been set up to strengthen the interaction between the areas. In order to perform contract work for companies the Center has created a separate business unit “NonK Area.” Page 15 Key Personnel Prof. Dr. Johannes G. Khinast Scientific Director/Leader Dr. Thomas K. Klein Managing Director Dr. Simon D. Fraser Deputy Director Page 16 Dr. Daniele Suzzi Department Head Area I Dr.in Christine Voura Department Head Area III Dr. Gerold Koscher Group Leader ITT1 Continuous Processing Dr. Stefan Leitgeb Group Leader ITT2 Proteins Dr. Siegfried Adam Group Leader ITT3 QbD Dr. Daniel Koller Group Leader ITT4 PAT Key Researcher Prof.in Dr.in Gabriele Berg JJ Biotechnology JJ Clean room technology JJ Microbiology Prof. Dr. Günter Brenn JJ Multiphase flows and stability JJ Rheology and rheometry JJ Heat and mass transfer Prof. Dr. Johannes G. Khinast JJ Pharmaceutical engineering JJ Multiscale simulation JJ Particle technology Prof. Dr. Robert Schennach JJ Infrared spectroscopy JJ Surface analysis Prof. Dr. Bernd Nidetzky JJ Protein technology JJ Biochemical engineering JJ Molecular and applied enzymology Prof.in Dr.in Nora Urbanetz JJ Pharmaceutical technology JJ Particle engineering JJ Pharmaceutical processing Assoc.- Prof.in Dr.in Michaela Flock JJ Computational chemistry JJ Material design JJ Property predictions Prof. Dr. Wolfgang Bauer JJ Paper and pulp technology JJ Fibre characterization JJ Specialty products Prof. Dr. Andreas Zimmer JJ Pharmaceutical nanotechnology JJ Drug delivery and drug targeting JJ Drug formulation Ass.- Prof.in Dr.in Eva Roblegg JJ Solid oral dosage forms JJ Oral biological barriers JJ Extrusion Prof. Dr. Peter Kleinebudde JJ Pharmaceutical technology JJ Solid dosage forms JJ Tablet coating Prof. Dr. Christoph Herwig JJ Integrated bioprocess design JJ Quality by Design JJ Integrated biotechnology Doz.in Dr.in Ruth Prassl JJ Biophysical chemistry JJ Nanostructure analysis JJ Process monitoring Priv.-Doz. Dr. Frank Sinner JJ Nanoanalytics JJ Biomedical technology JJ Nanosystems Prof. Dr. Benjamin J. Glasser JJ Granular flows JJ Powder drying JJ Continuous manufacturing Prof. Dr. Fernando J. Muzzio JJ Pharmaceutical engineering JJ Powder technology JJ Particle engineering Page 17 Human Resources Qualified and motivated employees ensure RCPE’s success and future performance. To this end, the following strategies and policies have been implemented: Core teams: A highly-qualified core team in each area is crucial for the Center. The core team consists of permanent staff that maintains the knowledge base in the respective area and of various Ph.D. and Master students. Critical mass: Achieving a critical mass in a particular area is crucial for RCPE. Thus, it is of strategic interest to structure each area such that a critical mass be reached in a respective field, e.g., in the simulation of pharmaceutical processes via CFD or in the area of powder characterization. Qualification: Special emphasis has been placed on building and maintaining a highly qualified team. It is accomplished by hiring senior and key researchers from all sectors, i.e., both from universities and the industry, and by providing access to continuing education for a wide range of topics, from leadership to simulation. Recruiting and Personnel Development Motivated and skilled staff members are a key factor to RCPE’s success. Thus, special emphasis was placed on personnel recruitment. The Center’s staff was primarily hired through (1) existing networks and contacts of the academic partners, (2) contacts with the associated partners, such as Rutgers University and the University of Birmingham, (3) contacts with the industrial partners and (4) the human.technology.styria cluster. Newspaper ads played only a minor role in successful recruiting. Personnel Development 10 0 Page 18 January 09 20 July 08 30 October 08 40 April 09 50 July 09 60 October 09 June 11 April 11 January 11 October 10 July 10 70 January 10 80 April 10 90 R&D K1 R&D NonK Admin Service Contracts Human Resource Development Continuing education is critical to RCPE’s success. As such, a targeted qualification program was created and implemented in 2008. The Center’s employees are encouraged to take advantage of the diverse training opportunities available to our staff. At RCPE, human resource development comprises two synergistic components: (1) formal education that incorporates activities associated with a specific educational program and (2) experiential education that allows individuals to informally participate in activities that broaden their general abilities to succeed in a contemporary society and today’s workplace environment. Non-Technical Continuing Education Program RCPE encourages employees to take part in non-technical continuing education courses. The following courses were offered to RCPE employees as part of continuing education: (a) communication and presentation skills, (b) teamwork, (c) English (advanced level I+II), (d) self- and time-management, (e) project management seminars, (f) leadership courses for area managers and (g) participation in MBA programs (e.g., one of the group leaders is attending the “Generic Management” MBA). Technical Training – Master’s Course in Pharmaceutical and Chemical Engineering In the fall of 2008, the Center supported the introduction of a new Master’s course in pharmaceutical and chemical engineering, which is run jointly by TUG and KFU (NAWI Graz). Until then, Austria (and most of Europe) had no such program at a university level. The concise Master of Science in Pharmaceutical Engineering offers engineers and pharmaceutical scientists the skills required for working in the rapidly evolving field of pharmaceutical product design and manufacturing processes. The curriculum emphasizes “Process Understanding” and “Risk-Based Regulation,” which have been identified by the US FDA and EMA as guiding principles for awarding licenses to manufacture and commercialize drug products in the 21st century. This program is free of charge to RCPE employees, who are encouraged to participate. We offer our team another unique opportunity: to teach courses at TU Graz (the Chemical and Pharmaceutical Engineering curriculum). Examples of high-level Masters and Ph.D. courses taught (or partially taught) by the Center’s staff include JJ Dr. Daniele Suzzi: “Modern Simulation Tools for Multiphase Systems” JJ Dr. Siegfried Adam: “Course on Quality by Design” JJ Dr. Daniel Koller: “Pharmaceutical Process and Analytical Technology” In-house Knowledge Transfer Regularly scheduled internal RCPE seminars on a wide variety of technical topics, from Multivariate Data Analysis (MVDA) to formulation development, promote the internal exchange of scientific excellence. They are scheduled via RCPE’s intranet and serve as a communication platform and a forum for scientific discussions. Page 19 Career Opportunities for Scientific and Technical Staff RCPE offers dual career paths, i.e., technical/scientific and managerial. JJ Technical/scientific career path: scientific careers, including the completion of Master’s and Ph.D. theses, habilitations (equivalent of tenure at US universities) or post-graduate studies, with different levels of seniority (technician, junior researcher, senior researcher and key researcher). JJ Managerial career path: due to RCPE’s lean management structure, only limited opportunities exist for area managers and group leaders. Nevertheless, extensive training is available to those who choose a managerial career. International Mobility Today’s research organizations rely on a high level of international communication and mobility to keep pace with the global research community. To that end, personnel exchange programs have been established between the Center and the company and academic partners. For example, an international exchange program with Rutgers University funds 3-12 months’ visits of students and researchers and visiting scientists. To date, 9 students have been sent to Rutgers. One of our Senior Scientists, Dr. N. Heigl, was on a one-year assignment at Rutgers University (from April of 2010 to April of 2011). Staff Loan to the Industry Partners In order to facilitate efficient knowledge transfer between RCPE and its company partners, personnel may be loaned (e.g., to implement a new technology at partner companies). This approach helps strengthen the ties between RCPE and its partners. Education & Training 41 % Technician 25 % JR 24 % SR Page 20 4 % KR 3 % Area Manager 3 % GF Page 21 Page 22 Gender Mainstreaming Since gender mainstreaming is of critical importance to RCPE, hiring female researchers has vigorously been pursued. Apart from a flexible work schedule, we offer part-time employment, telecommuting, day-care and flexible day-care opportunities. Based on our belief that equal opportunities must exist independent of gender, RCPE takes proactive measures to balance the gender ratio of its scientific and non-scientific staff. A low percentage of female students in the area of engineering is a well-known and internationally recognized problem. Thus, dynamic recruitment strategies are especially important. RCPE has developed the following plan to recruit and retain women: JJ JJ JJ JJ RCPE takes part in the existing TUG gender mainstreaming efforts initiated by the Office of Gender Equality and Affirmative Action (director: Johanna Klostermann). RCPE is an equal opportunity employer. When several candidates have the same qualifications, the preference is given to female candidates. RCPE participates in a program offered by TUG that places small children of their employees at TUG childcare facilities and/or flexible daycare. Furthermore, the Center offers flexible working hours or telecommuting to working parents of young children. New employees are mentored by and receive on-the-job training from experienced colleagues. During the 2nd Funding Period, a comprehensive mentoring / coaching program will be developed. Through the recruitment and integration of female junior staff, especially in the R&D area, RCPE currently has 40.63% of female employees in the scientific field and 43.84% of the total Center staff, which demonstrates the success of RCPE’s policies. RCPE enforces the use of gender-neutral language for company presentations, profiles, alerts, information materials and folders. In 2010 RCPE completed a regional project (generation innovation), which targeted talented young female high school students, and one FEMtech Career Project, whose aim was to increase the proportion of women in science and to strengthen the awareness regarding internal gender-related issues. Gender Mainstreaming: 4.55 % male admin 6.82 % female admin 38.64 % female R&D 50 % male R&D Page 23 Page 24 Research As a link between science and industry, RCPE performs applied R&D projects in the area of pharmaceutical and diagnostic product and process development. Our work extends over three areas of competence, (1) advanced simulation technology, (2) products and structures and (3) process engineering and manufacturing science. Our aim is to transfer our scientific results into innovations utilized by our industrial partners. Funded (K1) and non funded (NonK) projects In the RCPE we distinguish between: JJ a sponsored project area (K1) and JJ a non-sponsored (NonK) project area In the sponsored projects we are working on pre-competitive R&D projects with our partners from industry and academic institutions. These projects are supported by public funding. The NonK project area focuses on industry-oriented contract research and development. In this area we offer consulting, development or analytical services. Clearly, the interaction between the funded and non-funded project areas is of key importance to the organization, as in both areas we develop competence that can be used for other or future projects. In the area of the funded projects, we distinguish between two types of projects: industrial cooperation projects and strategic projects. In the industrial cooperation projects we work on pre-competitive R&D projects together with one or more industrial partners. These projects are intended to strengthen the innovative capabilities of our partners. The partnership agreement that all our partners have signed guarantees identical conditions for all partners. Strategic projects define projects that deal with basic scientific research which may be relevant in the future for our industry partners. In that sense, the strategic projects allow the RCPE to build up a profound scientific base for the future. Clearly, we cooperate closely with our scientific partners in the strategic projects. In the year 2010/11 75% of our project budget was spent on industrial cooperation projects. With the remaining 25%, we funded selected strategic projects in cooperation with our scientific partners. Page 25 area I Advanced Simulation Technology Process optimization n Numerical simulatio Granular flow Multi-scale Quality-by-Design Suzzi Dipl.-Ing. Dr. Danielea Manager Are t [email protected] Page 26 The ultimate goal and the “grand challenge problem” of pharmaceutical engineering are to develop products and processes in silico, i.e., based on computer simulations. Many industries, such as automobile and aircraft manufacturers and producers of microelectronics, are already designing their products using computational tools. However, little progress has been made in the field of pharmaceuticals and diagnostic products, primarily since the associated scientific questions are particularly difficult to answer. Some of them are: JJ JJ JJ JJ How do process parameters affect the quality of pharmaceutical products? How can models for scale-up, control and optimization of processes be used within the QbD and PAT framework? How do the level of structuring, the composition and the interaction of ingredients in a product affect its functionality and stability? How do different levels of structuring (molecular aggregate-nanostructure-microstructure) interact with each other, and what level of noise or structure needs to be considered with regard to the structure-functionality relationships? Thus, the goals of the Center include: JJ Development of multi-scale simulation/optimization tools for biopharmaceutical processes JJ Numerical simulation of multiphase flows JJ Simulation and design of controlled and robust particle synthesis processes JJ Computational analysis of powder and granular flows JJ Virtual Quality by Design JJ Compound property prediction JJ Molecular dynamics simulation Key Researcher: Univ.-Prof. Dipl.-Ing. Dr. Günter Brenn Univ.-Prof. Dipl.-Ing. Dr. Johannes Khinast Page 27 Project Simulation of Mixing and Dissolution Processes for the Production of Pharmaceutical Products Project Manager: Dipl.-Ing. Thomas Hörmann Duration: 01.03.2009 to 28.02.2011 Business Partners:AVL List GmbH Baumgartner & Co. GmbH Baxter AG Scientific Partner: Institute for Process and Particle Engineering (TUG) Associated Partner:Zeta Biopharma GmbH Abstract The production of highly concentrated bio-molecular solutions is a complex process due to variations between different batches (batch-to-batch variability) of the input materials. The resulting product and filtration losses reduce the efficiency of the process. Thus, the aim of this project is to optimize industrial mixing and dissolution processes for different tank geometries, impeller types and physico-chemical systems, including non-Newtonian rheology. In order to tackle this problem, advanced simulations and experimental tools are required to characterize mixing and dissolution in highly viscous non-Newtonian fluids and with shear-sensitive, dissolving materials. A tool that was developed to optimize such a production process is a novel three-dimensional CFD model for complex multi-phase systems in a stirred tank. Another aspect of the project is the scale-up of the process from the laboratory to the manufacturing scale, including the powder-conveying and mixing and dissolution steps. The combination of a high-level process understanding via simulation and advanced process analytics offers efficient optimization, as required by a modern regulatory framework. Project Goals JJ Development of a mechanistic understanding for selected production processes of solid / fluid pharmaceutical formulations. JJ Development of a deep understanding of the relationships between the physicochemical properties of a bulk powder, the process parameters and the quality of the final mixing product. Page 28 JJ JJ JJ Development of a mathematical dissolution model for solids in liquids to be used as a basis for the up-scaling to the industrial process. Development of a CFD simulation method to optimize typical mixing processes. Application of the CFD method for the selected use case. Present Project Results One of the main achievements of the project was the development of a CFD simulation method to calculate the liquid flow of non-Newtonian suspensions with dissolving particles in a pharmaceutical stirred tank reactor. In order to evaluate the quality of the numerical results, an experimental validation was performed. The fluid flow within a glass tank was analyzed by applying the Particle Image Velocimetry (PIV) technique. The experimental results agreed very well with the corresponding simulation outcome. Therefore, the simulation method has proved to be suitable for calculating the flow in different tank-impeller combinations and may be used for optimizing mixing operations. In the course of this project, the simulation method has already been used to characterize various mixing systems used in the pharmaceutical industry. In addition, physicochemical properties of different bulk powders were investigated experimentally. In order to understand and characterize the mass transfer phenomena between a bulk material and a buffer liquid, a model system equipped with an online NIR (near-infrared) spectroscopy probe was studied. Analyzing the dissolution behavior helps verify the numerical results and forms the basis of future control strategies for an industrial process. The information concerning the entire mixing system obtained via CFD simulations is much more powerful when coupled with Design of Experiment (DOE) techniques. DOE offers a relevant simulation plan that involves only the significant. The CFD-DOE coupling provides a refined and robust process control design. Finally, a mixing system (tank geometry, impeller type, process parameters, etc.) was defined and successfully introduced into an industrial production process. Project Challenges Mixing solids into liquids is a complex stirring operation with numerous critical process and material parameters. Yet bulk powder (i.e., biopharmaceutical protein) is expensive, making large-scale experiments impossible. Simulation techniques expand the knowledge of mixing effects occurring in real production tanks. The challenge to this project has been the development of a CFD simulation method that predicts the flow and mixing scenarios within a stirred tank. It requires considering all relevant effects, i.e., the rotating impellers, the temporally and locally changing non-Newtonian viscosity, the transport and dissolution of solid particles as a function of the temperature, the Reynolds number and the local mass concentration of the dissolving substances. Finally, the simulation method needs to be suitable for different selected use cases in the pharmaceutical industry. Project related Publications JJ T. Hörmann, D. Suzzi, M. Gsöll, J. Hofer, J.G. Khinast. Simulation of Fluid Mixing and Dissolution Processes. Poster Presentation at CESPT 2010, Graz (A) on Sep 16th-18th, 2010 JJ M. Gsöll: Optimization of Mixing and Dissolution Processes – Investigation of Physicochemical Properties. Master Thesis, Graz University of Technology (successfully completed) JJ T. Hörmann: 3D Simulation of Mixing-, and Dissolution Processes within the Pharmaceutical Industry. Doctoral Thesis, Graz University of Technology (ongoing) JJ J. Redlinger Pohn: Mixing of High Viscous Fluids. Bachelor Thesis, Graz University of Technology (successfully completed) JJ T. Hörmann, D. Suzzi, J.G. Khinast. Mixing and Dissolution Processes of Pharmaceutical Bulk Materials in Stirred Tanks: Experimental and Numerical Investigations. – Industrial & Engineering Chemistry Research 50 (21), p 12011–12025 (2011) Page 29 Project A PAT STRATEGY FOR MICROPARTICLE PRODUCTION PROCESSES Project Manager: Duration: Business Partners: Scientific Partners: Prof. Dr. Günter Brenn 01.06.2009 to 31.05.2012 Sandoz GmbH qpunkt GmbH Institute for Process and Particle Engineering (TUG) Institute of Fluid Mechanics and Heat Transfer (TUG) Institute of Biophysics and Nanosystems Research (OEAW) Abstract Microparticles are widely used in the pharmaceutical industry as delivery forms for proteins, peptides or drugs. Polymeric microparticles have extensively been studied as drug carriers in the pharmaceutical field, and microparticles show promise as carriers of active pharmaceutical ingredients (APIs). The idea behind a controlled drug delivery system is to incorporate the drug into a polymeric carrier that controls the drug’s delivery and release rate in the therapeutic window. Among the various classes of biodegradable polymers, poly(lactide-co-glycolide) (PLGA) is a most commonly-used drug carrier due to its excellent biocompatibility, biodegradability and mechanical strength. Solvent evaporation method is the most popular technique of preparing microparticles. Microsphere preparation via solvent extraction/evaporation consists of four major steps: JJ JJ JJ JJ Page 30 Dissolution or dispersion of the bioactive compound (API) in an organic solvent containing the matrix-forming material (PLGA polymer); Emulsification of the organic phase in the second continuous (often aqueous) phase. Emulsification is the most important step of the process because it determines the size (distribution) of the microspheres, which significantly affects the rate of drug release and the encapsulation efficiency; Extraction of the dispersed phase via solvent removal and transforming the droplets into solid microspheres; Harvesting and drying the microspheres. The aim of the project is to analyze the above steps in detail for a better understanding of microparticle production processes. Another objective is to establish a predictive model of the emulsion and particle formation. The ultimate goal of the project “A PAT Strategy for Microparticle Production Processes” is to develop product and process design spaces according to the Quality by Design (QbD) principles, both theoretically via simulation models and experimentally via laboratory measurements. Project Goals JJ Process Analytical Technology (PAT) and QbD: establishing a quantitative relationship between the process parameters (design variables) and the product properties (particle size distribution, morphology, residual moisture content of the particles, etc.) JJ Definition of the Critical Quality Attributes (CQAs) JJ Definition of design spaces JJ Development of a robust and scalable production process resulting in microparticles with tight particle size distribution and homogenous API JJ Research of simulation models and experimental verification to predict the particle size and the particle size distribution JJ Research of the extraction process step in order to optimize the particle’s properties (size, porosity, etc.) JJ Research of the effects of the microparticle harvesting on the product size and morphology Present Project Results The first work package of the project analyses the emulsification step using a static mixer with the objective of characterizing oil-in-water emulsions produced with SMX static mixers in the laminar flow regime. Dimensional analysis was applied to characterize and quantify this complex engineering exercise. This analytical method involves the conversion of process parameters into a smaller number of dimensionless groups. We used it to predict scale-up processes, to establish a relationship between the dimensionless groups and the resulting microparticle diameter and to minimize the experimental effort for future process optimization steps. Material properties (density, viscosity, interfacial tension, etc.) were measured and the experimental design was developed. Emulsion production experiments were carried out using SMX static mixers of two different diameters, with the mixing of the two liquids taking place in the laminar flow regime. In our first paper [1] we provided the results covering a wide range of all process parameters that influenced the droplet size of the emulsion. The obtained correlation related to the nondimensional drop-size based Ohnesorge number of the emulsification process and provided an accurate prediction of the mean oil droplet size, offering crucial information regarding the emulsion properties required for pharmaceutical applications. The studied emulsification process is the first step in the production of polymeric microparticles via the emulsion extraction method, which is a common technique for the preparation of controlled-release biodegradable microparticles for pharmaceutical applications. In the second part of our work particle formation experiments were carried out in an agitated vessel involving different agitation speeds, emulsion injection points and droplet size spectra of the initial emulsion as particle precursor. The local flow conditions during these experiments, i.e., local shear rates, dissipation rates and the particle-liquid mass transfer rates, were examined using a computer simulation. Page 31 Scanning Electron Microscopy (SEM) analysis showed that the API distribution in the cross section of the particles strongly depended on the extraction rate and the local flow in the stirred vessel, into which the emulsion was injected. The particle size spectra, porosity, residual solvent and API content were also affected by the controlling flow regime. Our results demonstrate how the stirrer’s speed, the emulsion injection point and the droplet size of the initial emulsion affect particle properties. Project Challenges The release behavior of polymer-based biodegradable microparticles is strongly affected by the final particle properties, which are determined during the production process. In order to control the process accordingly, it is important to understand the influence of the manufacturing process parameters on the microparticle properties. Such parameters as porosity, particle size and API distribution in relation to the release behavior of controlled release microspheres have been well investigated. However, the influence of the process parameters of the emulsion extraction technique on the above particle properties has rarely been considered. Numerous scale-up difficulties arise since the final particle properties strongly depend on the formation parameters that relate to the batch size. Computer simulation tools offer control over the particle formation process in different batch sizes and provide a basis for its the scale-up and optimization. In this work we will incorporate computer simulation results into the particle formation lab experiments. CFD (Computational Fluid Dynamics) models will enhance the understanding of the flow in the extraction vessel, in which the polymeric microparticles are produced. Project related Publications JJ N. Kiss; G. Brenn; H. Pucher; J. Wieser; S. Scheler; H. Jennewein; D. Suzzi; J. Khinast. Formation of O/W emulsions by static mixers for pharmaceutical applications. – in: Chemical Engineering Science 66 (2011) 5084-5094 (2011, in press) JJ N. Kiss; G. Brenn; S. Scheler; H. Jennewein; D. Suzzi; J. Khinast. Formation of O/W Emulsions and Production of Microparticles for Pharmaceutical Applications. Poster presentation at the 8th European Congress of Chemical Engineering, Berlin (2011) JJ N. Kiss; G. Brenn; S. Scheler; H. Jennewein; D. Suzzi; J. Khinast. Formation of O/W Emulsions and Production of Microparticles for Pharmaceutical Applications. Presentation at the 5th International Congress on Pharmaceutical Engineering (ICPE), Graz (2011) JJ N. Kiss; G. Brenn; S. Scheler; H. Jennewein; D. Suzzi; J. Khinast. Formation of O/W Emulsions and Production of Microparticles for Pharmaceutical Applications. Presentation at the AIChE Annual Meeting, Minneapolis, MN (2011) Page 32 Page 33 Project Development and Application of Advanced Quality by Design Concepts Project manager: Dr. Siegfried Adam Duration: 01.01.2011 to 31.12.2012 Business Partners:Ortner Reinraumtechnik GmbH VTU Engineering GmbH Zeta Biopharma GmbH Automatik Plastics Machinery GmbH Pharmig Scientific Partner: Institute for Process and Particle Engineering (TUG) Associated Partner: AGES PharmMed Abstract The new concept of Quality by Design (QbD) ensures the quality and performance of a medicinal product by designing effective and efficient manufacturing processes, whose product and process specifications are based on a mechanistic understanding of how the formulation and process factors affect the product’s performance. Based upon preliminary theoretical and practical work of project A1.5, project A1.5b primarily focuses on establishing practical approaches to QbD implementation in routine pharmaceutical manufacturing and quality management processes. The main objectives are to (i) develop and further elaborate process models for a systematic pharmaceutical development in the line of QbD and (ii) apply these models and associated expert tools to establish process knowledge with regard to the specific industrial partners’ use cases and (iii) leverage this understanding to generate quality-increasing and cost-saving benefits for the internal development and quality assurance approaches. The key focus is on using computer simulations to perform reliable data generation within a regulated pharmaceutical environment using efficient validation methods to prove the predictive capability and robustness of a simulation within a sufficiently small confidence interval. Project Goals A detailed generic process model that guides the systematic and science-based performance of an efficient and effective pharmaceutical development and the establishment of optimized manufacturing processes JJ Documented experience on leveraging QbD-generated process and product understandJJ Page 34 JJ JJ ing for the implementation in routine pharmaceutical manufacturing and quality assurance processes and with regard to regulatory expectations Establishment of added-value benefits for the industrial project partners with respect to understanding and controlling their specific products and processes Application strategies for computer simulations in a GMP-environment Present Project Results Based on the QbD guideline document established in the former project A1.5, the proposed concepts have been further developed and implemented with a special emphasis on the industrial partners’ use cases. Innovative tools for process and equipment development and optimization have systematically been used to achieve a sound understanding and to define process conditions and equipment design for optimized pharmaceutical manufacturing. Furthermore, computer-simulations-based data generation has been challenged. On the one hand, simulations have been used in combination with risk assessment tools at an early stage of process characterization as a screening application to determine potentially critical input factors (e.g., raw material characteristics, process parameters, equipment design) and to prioritize them for further “real-life” process characterization. On the other hand, simulation approaches have been used directly during the main phase of process characterization. In the pharmaceutical process development, both applications have great potential with regard to the streamlining development and the manufacturing resources and costs. Project Challenges An efficient validation strategy to prove the predictive capability and robustness of a simulation within a sufficiently small confidence interval is an indispensable prerequisite for using computer simulation tools in a pharmaceutical environment. To that extent, additional project activities will be performed to define verification strategies for the simulation approaches. The ultimate goal is to include simulations along with real-life data generation into a pharmaceutical dossier. Although much remains to be done with that regard, this project has laid an important foundation for future work. Project related Publications JJ S. Adam, D. Suzzi, C. Radeke, J.G. Khinast. An integrated Quality by Design (QbD) approach towards design space definition of a blending unit operation by Discrete Element Method (DEM) simulation. – in: European Journal of Pharmaceutical Science 42 (2011) 106-115 (Nov 4, 2010) JJ S. Adam, D. Suzzi, G. Toschkoff, J.G. Khinast. Application of Advanced Simulation Tools for Establishing Process Design Spaces within the Quality-by-Design Framework. – Submitted as book chapter (2011) JJ T. Hörmann, Suzzi D., S. Adam., J.G. Khinast. DOE-based CFD optimization of pharmaceutical mixing processes. Journal to be defined. JJ S. Adam, D. Suzzi, G. Toschkoff, T. Hörmann, C. Radeke, J.G. Khinast. An Integrated Qualityby-Design (QbD) Approach towards Design Space Definition of three Key Unit Operations in the manufacturing of solid and liquid dosage forms by Discrete Element Method (DEM) and Computational Fluid Dynamics (CFD) Simulation. CESPT 2010, Graz (A) on Sep 16th, 2010 JJ B. Gübitz, H. Schnedl, J.G. Khinast. A Risk Management Ontology for Quality-by-Design Based on a New Development Approach According GAMP 5.0. – Risk Analysis (2011, submitted) Page 35 Project Optimization and Scale-Up of a Coating Process Based on Detailed Experimental and Numerical Analysis Project manager: Dr. Daniele Suzzi Duration: 01.09.2010 to 31.08.2013 Business Partner:L.B. Bohle Maschinen + Verfahren GmbH Scientific Partners: Institute of Pharmaceutics and Biopharmaceutics (HeinrichHeine-University Düsseldorf) Institute for Process and Particle Engineering (TUG) Abstract In the pharmaceutical industry, drum coating is a common unit operation for the production of tablet films. The applied coating layer(s) may have various functions, such as taste masking and coloring, Active Pharmaceutical Ingredient (API) release modification or applying an additional API. The uniformity of the coating is crucial. In recent years, parallel to an increased experimental effort, numerical simulations of particle motion using the Discrete Elements Method (DEM) have proven to be an important tool for studying the tablet coating process. This project combines lab- and pilot-scale experiments with DEM simulations to investigate the influence of different process parameters and to optimize the coating uniformity. Page 36 Project Goals JJ Understanding the influence of process parameters on the morphology and inter- and intratablet uniformity of the coating layer. JJ Development of a modeling tool for the prediction of the coating process performance with regard to coating uniformity and coating quality. JJ Investigations of the scale-up performance of the process (moving from lab- to pilot- to industrial scale) JJ Application of experiments and computational simulations to investigate and optimize the product quality JJ Definition of Critical Quality Attributes (CQAs), i.e., those that must be ensured regardless of the system and operational parameters, description of the interconnections of product quality using a Quality-by-Design approach and application of Process Analytical Technology (PAT) to the monitoring and control of the process. JJ Development of a reliable and scalable process for the production of tablets with a welldefined coating mass distribution. Present Project Results During the current first phase of the project, measurements of important material properties that are crucial for the process and are needed as input for the DEM simulation (e.g., friction coefficients, coefficient of restitution, Young’s modulus) have been performed. For the experimental coating studies, a Bohle BFC5 lab coater has been set up. Various measurement techniques have been applied and evaluated. As for the simulation part, DEM investigations of Bohle BFC5/50 apparatus have been performed. The first simulation results have provided insights into the tablets’ behavior in a coating drum. Based on this, novel methods for the description of sprays for DEM simulations have been developed. Project Challenges Optimization of the coating process and, especially, of the coating uniformity requires a detailed understanding of how the process parameters affect the output quality. The challenges are the novel combination of experimental and computational investigations and the development of methods for obtaining new information regarding coating uniformity from both experiments and simulations. Page 37 area II ures Products und Struct ractions Product - process inte ent Formulation developm Product stability Protein aggregation ractions Product - device inte Dipl.-Ing. Dr. Stefan LEITGEB eins Group Leader ITT2 Prot [email protected] Page 38 The main focus of Area II is product engineering. Pharmaceuticals are complex products (or rather complex substance delivery systems) that deliver active pharmaceutical ingredients ranging from small molecules to complex proteins, which are often marginally soluble in water and yet must be delivered to patients by transport to and across cellular membranes or by injection. For that purpose, the active substance is frequently combined with solvents, fillers, disintegrants, surfactants or modified release agents. This makes pharmaceutical products complex systems that need to be carefully designed. Furthermore, manufacturing processes can significantly affect the product’s performance and quality. Area II nucleates research efforts focusing on experimental and computational studies to acquire an understanding of the product’s quality and behavior under process conditions, thus evaluating the process parameters that determine the product’s Critical Quality Attributes. Goals: JJ Product engineering JJ Development of stable formulations JJ Development of new delivery concepts JJ Improved understanding of the product-process interactions JJ Understanding protein aggregation propensities JJ Characterization of product-device interactions JJ Improvement of product performance and quality Source: picture taken in the laboratory of the Institute of Biotechnology and Biochemical Engineering, Graz University of Technology Key Researcher: Univ.-Doz.in Dipl.-Ing.in Dr.in Michaela Flock Univ.-Prof. Dipl.-Ing. Dr. Christoph Herwig Univ.-Prof. Dipl.-Ing. Dr. Bernd Nidetzky Ass.-Prof.in Mag.a Dr.in Eva Roblegg Priv.-Doz. Dipl.-Ing. Dr. Frank Sinner Univ.-Prof.in Dr.in Nora Urbanetz Univ.-Prof. Mag. Dr. Andreas Zimmer Page 39 Project Molecular Design Approaches to Improve Functionality and Manufacturing Process Compatibility of Pharmaceutical Proteins – Enzymes in Biosensors Project manager: Duration: Business Partner: Scientific Partner: Prof. Dr. Bernd Nidetzky 01.11.2008 to 31.08.2011 Roche Diagnostics GmbH Institute of Biotechnology and Biochemical Engineering (TUG) Abstract Protein stability has been a major challenge for medical applications of biomolecules. In the field of pharmaceuticals, the main problems are the loss of bioactive compounds and possible adverse immune reactions through aggregation of proteins. In diagnostics, the destabilization of proteins leads to imprecise results and determines the lifetime of medical devices. In biosensors enzymes are immobilized on a matrix and catalyze the conversion of substrates upon contact with the target fluid. The products trigger a response that is converted into a measurable signal (e.g., the amperometric measurement of H2O2 after reduction at an electrode). The current project’s objective was to extend the lifetime of biosensors by addressing the stability of the enzymes used for measuring. In multi-enzyme systems the limiting enzyme must be identified, and the critical process parameters for the activity loss – a consequence of destabilization – were evaluated. The results of the root-cause analysis were the basis for a rational approach to extend the lifetime of enzymes incorporated in medical devices. The initial focus of the project was to investigate the inactivation pathways of enzymes used in medical devices. This mechanistic approach was used to gain a profound understanding of factors that were responsible for the activity loss. Based on this investigation, several approaches were designed to tackle the activity loss during an operation. We used molecular dynamics simulations, chemical modifications and rational protein design. In addition to working on protein stability, we focused on protein selectivity. Further research efforts were targeted on the use of alternative electron acceptors rather than molecular oxygen. Project Goals JJ Detailed understanding of the inactivation mechanism of enzymes used in biosensors JJ Identification of factors influencing the stability of enzymes in biosensors JJ Detailed understanding of the enzymes’ reaction mechanism to avoid undesired sideproducts that lead to inaccurate results Page 40 JJ JJ JJ Generation of enzyme variants with changed (A) and improved (B) substrate selectivity to be used in biosensors for new substrates (A) and for more accurate results (B) Generation of enzyme variants with improved stability Generation of a biosensor with improved selectivity and longer lifetime Present Project Results The initial investigations revealed the critical process parameters that were responsible for the activity loss of enzymes used in biosensors and, therefore, for the enzymes’ limited lifetime. To gain a profound understanding of the interactions between the proteins and the process conditions, the inactivation mechanism was investigated in detail. A multi-step mechanism was discovered, upon which the design of further experiments was based. A combination of various methods was used in order to extend the lifetime of enzymes used in biosensors. Molecular dynamics simulations indicated regions in proteins that were susceptible to critical process components. An approach based on the rational design of proteins incorporated those results (as input parameters) and structural information on the enzymes investigated and the closely related ones. Chemical modifications were introduced to the enzyme using a complementary approach with the same goal of increasing its stability. These efforts identified 2 enzyme variants which showed improved stability compared to the reference enzyme used in a commercial biosensor. The patent covering these modifications is underway. In addition to the stability, the selectivity of enzymes used in biosensors has always been an issue since accepting other molecules than the target substrate can lead to substantially incorrect results. Using a similar approach, we identified an enzyme variant that showed an improved acceptance of the target substrate over undesired ones. Project Challenges Enzymes are very complex systems that are very difficult to predict. There are various levels of information in each enzyme / protein that are defining its properties. However, even when this information is available, in many cases it is impossible to predict the characteristics and behavior of enzymes in vivo and in vitro. Currently, the primary structure (sequence) of an enzyme can easily be established, and there is a variety of methods to determine the global structure of proteins. However, an enzyme’s functionality can only be predicted if there are similar enzymes that have been thoroughly studied. Improving enzymes requires a good understanding of their functionality and is usually based on a detailed biochemical investigation. Interpretation of the data generates ideas of how to improve the enzyme’s characteristics. The next step is to generate mutant enzymes that must be re-tested to determine if the approach was successful. The main challenge to the improvement of enzymes is to acquire a very good understanding of this very complex system. This requires a lot of information, including structural and biochemical data, that is not always available. To date, the behavior of enzymes could not be predicted without this data. Very often the exchange of a single amino acid can lead to total loss of activity, whereas the exchange of a different amino acid can change the substrate’s selectivity. The key is to identify and understand the most important interactions of the target enzyme to create a good basis for a knowledge-based product optimization. Another critical issue is the results’ transferability from in vitro to in vivo. Project related Publications JJ B. Unterweger, T. Stoisser, S. Leitgeb, R. Birner-Grünberger, B. Nidetzky. Engineering of Aerococcus viridans L-lactate oxidase for site-specific PEGylation: characterization and chemical modification of a S218C mutant. – Biotechnology Journal (2011, submitted) JJ S. Leitgeb, T. Stoisser, D. Neuhold, B. Nidetzky. Structure-function relationships of α-hydroxy acid oxidizing enzymes. (2011, in preparation) JJ Patent in preparation: Mutant Lactate Oxidase with Increased Stability and product, methods and uses involving the same Page 41 Project Molecular Design Approaches to Improve Functionality and Manufacturing Process Compatibility of Pharmaceutical Proteins Aggregation Project manager: Prof. Dr. Bernd Nidetzky 01.01.2009 to 31.10.2011 Duration: Business Partner:Sandoz GmbH Scientific Partners:Institute of Biotechnology and Biochemical Engineering (TUG) Institute of Pharmaceutical Sciences (KFU) Abstract Pharmaceutical biotechnological products, such as proteins, have great potential with regard to medical treatments. However, they are often difficult to handle and have limited lifetimes. Our research focuses on recombinant pharmaceutical proteins and, especially, on improving their quality in terms of stability. The functionality of pharmaceutical proteins is governed, on the one hand, by its bioavailability and efficiency and, on the other hand, by the stability during production, storage and application. An important task for the pharmaceutical industry is to eliminate the weaknesses that affect the functionality of formulations. This includes problems both in product and process development and in quality control. The main problem is the aggregation of pharmaceutical proteins that can reduce bioactive compounds and lead to immunogenic responses. The aim of this project is to develop reliable prediction methods for aggregation propensities of therapeutic proteins under well-defined process conditions. The scientific approach includes a combination of computer simulation tools with an experimental validation of the predictions. The basis for a successful implementation of a simulation tool for the prediction of the aggregation propensity of proteins is the reduction of the complexity of the system, otherwise the simulation time would be by orders of magnitude too long for a routine operation. The focus of the simulation work, therefore, is to develop a reliable and fast routine. Our experimental work focuses on the investigation of aggregation mechanisms to gain a better understanding of the underlying mechanisms and to use the results as input for the simulation. The predictions of protein stability Page 42 under varying conditions must be verified experimentally. The other part of the project aims at the optimization of protein formulations to improve stability. The results of the stability data for different excipients will be used as input for later-stage simulations as well. Project Goals JJ Development of a simulation tool for the prediction of aggregation propensities JJ Simulation as the basis for in-silico formulation development JJ Experimental validation of the predictions JJ Identification of critical parameters for the aggregation of selected therapeutic proteins JJ Better understanding of the aggregation mechanism for selected therapeutic proteins JJ Development of formulations with higher stability that are less susceptible to aggregation Present Project Results Various simulation routines have been developed within the framework of this project based on molecular dynamics simulations and coarse-grained models. These models can be used for qualitative predictions of a protein’s stability under different conditions. The simulation routines are based on models that have been developed in the course of the current work and will be used to rank proteins according to their aggregation propensities and to predict conditions of the improved stability. The experimental work identified critical process parameters of protein stability for a set of pharmaceutical proteins. It has been shown that different proteins react variably to the same stressing method and that different kinds of stress applied to the same protein trigger variable responses. The current work greatly helps to understand the underlying aggregation mechanisms of pharmaceutical proteins. A high-throughput method for formulation development and optimization has been developed, and its results have been correlated with the long-term stability data. Project Challenges Aggregation of biomolecules is a big problem for the pharmaceutical industry. In addition to the limited patients’ acceptance of turbid protein solutions, it bears a high risk of immune responses. Aggregates have an altered structure compared to the native protein and, therefore, may bind at different receptors or initiate non-predictable immune reactions. Aggregation mechanisms are very complex and extremely difficult to understand and model. Aggregation can include degradation of proteins, modifications, unfolding, dissociation of subunits and many more effects. The problem is that, generally, it is not a single defined process but rather several processes running in parallel, which can lead to different aggregation products. The lack in uniformity is another big challenge to the characterization of aggregates. As such, the pharmaceutical industry is extremely interested in a better understanding of the aggregation mechanism and, even more importantly, of the factors that lead to the aggregation of therapeutic proteins. A better insight into the aggregation pathway would make predictions for new drug candidates easier and would help reduce the risk of the aggregate formation that may lead to an immune response. Project related Publications JJ E. Ablinger, S. Wegscheider, W. Keller, R. Prassl, A. Zimmer: Effect of protamine on the solubility of human growth hormone. – European Journal of Pharmaceutics and Biopharmaceutics (2011, submitted) JJ U. Roessl, J. Wiesbauer, S. Leitgeb, R. Birner-Gruenberger, B. Nidetzky. Non-native Aggregation of Recombinant Human Granulocyte-Colony Stimulating Factor (rhG-CSF) under Simulated Process Stress Conditions. – Biotechnology and Bioengineering (2011, submitted) Page 43 Project Interaction between Packaging Materials and Pharmaceutical Formulations Disposable Freeze/Thaw Systems: Design and Experimental Analysis Project manager: Dr. Stefan Leitgeb 01.11.2008 to 30.06.2012 Duration: Business Partner:Zeta Biopharma GmbH Scientific Partners: Institute of Biotechnology and Biochemical Engineering (TUG) Institute for Process and Particle Engineering (TUG) Abstract The freezing of biologics is an increasingly common unit operation in the production of protein therapeutics, which is used for storing bulk solutions before they are processed into the final drug product. Proteins are interacting with water in the liquid phase as well as with the frozen ice matrix and are subject to structural perturbations that can induce freeze damage. The freezing process leads to the cryoconcentration of proteins and solutes, inducing hot spots with higher concentrations than in the bulk solution. The concentration effects may lead to pH shifts of the buffering solutions, which may harm the proteins. A change in ionic strength or in the protein concentration itself may also have adverse effects on the product’s quality. The cryoconcentration can be explained by the dendritic ice formation that moves the solute in front of the ice. The solutes become trapped and form the local maxima since water is their only compound that can change its aggregation state. The solutes and proteins can either crystallize or form a glassy state. It has been proposed that proteins tend to unfold at the hydrophobic ice patches, which induce the unfolding of the native state. This unfolding is not always reversible and may lead to the protein damage that can eventually result in the protein aggregation. Protein aggregates have been addressed by regulatory agencies due to their potential to trigger adverse immune reactions. During the formulation step of new protein drugs, the freezing and thawing are standard tests during the protein’s investigation. However, due to the lack of small-scale freezing units, these tests are commonly carried out in uncontrolled conditions by placing simple flasks in a freezer, which often makes working under defined boundary conditions impossible. Additionally, it is impossible to transfer the results of such a system to a large-scale unit. Small-scale tests are performed because of the high costs of protein therapeutics. To date, the influence of the freezing and thawing unit operations on pharmaceutical proteins has remained poorly understood. There is very limited evidence of structural changes occurring in Page 44 proteins under these conditions. Therefore, a better overall understanding of the freezing process and of its influence on the protein structure and quality in general is of great interest to the pharmaceutical industry. It is crucial to know at each point in time what the quality of the product is, which calls for a system that can transfer the results from a small scale to an industrial scale. Project Goals JJ Development of a simulation routine for the prediction of the freezing and thawing processes in a commercial freeze container JJ Prediction of the solute distribution in a frozen matrix JJ Investigation of the freezing and thawing effects on model proteins JJ Development of a lab-scale freeze container JJ Development of a scale-down model of the commercial freeze container based on the simulation results JJ Experimental validation of the simulations Present Project Results A simulation routine has been developed that can predict the freezing behavior of water in a commercial freeze container. The simulation results have been verified using the published literature data. The multi-phase model involves the liquid and solid phases. Further improvement of the simulation routine made it possible to predict the movement of the proteins, the evolution of the ice front, the convective effects and the zone of the phase transition. Based on the simulation results, a lab-scale freeze container was built to investigate the freezing process on a smaller scale and, especially, to evaluate the freezing damage to the proteins. It has a working volume of 200 ml and offers a controlled freezing and thawing process, temperature mapping and an easy sample removal. A set of enzymes was tested experimentally to function as a reference protein. Biochemical and biophysical methods were established to address especially the freezing-induced protein damage. First experiments in the lab-scale freeze container successfully reproduced the expected cryo-concentration of the solutes at the last point of freeze. Project Challenges The freezing of protein solutions is a common process for both industry and science. However, this process is typically not considered a key process and, therefore, the research effort in that field has been limited. Scientific publications dealing with the freeze-damage of proteins are very rare. Companies do not pay much attention to this process and accept a certain amount of product loss during the freeze step. A big challenge to a scientific investigation of the freezing and thawing process is the limited availability of methods to evaluate changes in the protein. Most biophysical methods are aiming at proteins in the solution. For structure characterization of proteins in the solid state (e.g., X-ray crystallography) a well-ordered crystal state is required. It is therefore necessary to establish methods to evaluate changes in the protein structure in the ice state. The next step is the development of tools for process control. Currently, the only parameter that can be followed is the temperature, which only provides limited information. Project related Publications JJ M. Iannuccelli; D. Suzzi; B. Sirnik; A. Rinderhofer; J.G. Khinast. Numerical Simulation of Freeze-Thaw Biopharmaceutical Process. – in: Chemical Engineering Transactions 24 (2011) 907-912 Page 45 area III and Process Engineering ce Manufacturing Scien t Process developmen Process analysis Process control t Process improvemen chnology (PAT) Process Analytical Te n) turing (e.g., Extrusio Continuous Manufac in in tine Vour a Dipl.-Ing. Dr. Chris Area Manager .at christine.voura@rcpe Page 46 Area III is devoted to developing, testing, optimizing and controlling (bio)pharmaceutical production processes. A wide range of methods and tools is developed and applied to overcome the limitations of the current pharmaceutical production technology. State-of-the-art process analyzers with online and inline capabilities are used in real-time process and product analysis applications. Predictive modeling tools that are jointly developed with Area I are coupled with advanced process analysis tools for robust and knowledge-based process control with real-time quality assurance and continuous checking of the product for compliance with respect to predefined Critical Quality Attributes. In addition, innovative processes and conceptually new approaches to process design and control are developed in order to make future pharmaceutical production operations more effective and efficient. Area III also focuses on the implementation of a continuous operation mode for the manufacture of pharmaceutical end and intermediate products, such as the production of pellets by extrusion. Goals: JJ Development and analysis of processes and concepts for future pharmaceutical production applications (e.g., continuous manufacturing approaches) JJ Development and implementation of Process Analytical Technology (PAT) tools for robust and knowledgebased process control JJ Development and implementation of Quality by Design (QbD) concepts for advanced processing JJ Coupling of experimental analysis and predictive modeling tools for process improvement, scale-up and process control applications JJ Design of engineering prototypes and operation of lab-scale process equipment for experimental investigations JJ Implementation and development of continuous processing of pharmaceutical products (e.g., extrusion) Key Researcher: Univ.-Prof. Dipl.-Ing. Dr. Wolfgang Bauer Univ.-Prof.in Dipl.-Biol.in Dr.in Gabriele Berg Univ.-Prof. Dipl.-Ing. Dr. Günter Brenn Univ.-Prof. Dipl.-Ing. Dr. Christoph Herwig Univ.-Prof. Dipl.-Ing. Dr. Johannes Khinast Ass.-Prof.in Mag.a Dr.in Eva Roblegg Univ.-Prof. Mag. Dr. Robert Schennach Univ.-Prof. Mag. Dr. Andreas Zimmer Page 47 Project Particle Technology, Process Analytics and Continuous Manufacturing Project Manager: Dr. Simon Fraser Duration: 15.09.2008 to 30.09.2011 (strategic part extended to 31.03.2012) Business Partners: G.L. Pharma GmbH Hecus X-Ray Systems GmbH Scientific Partner: Institute for Process and Particle Engineering (TUG) Associated Partner:AVL List GmbH Abstract In the future, pharmaceutical manufacturing operations will be developed and controlled based on a mechanistic understanding of how the formulation and process factors affect the product’s performance, rather than on the predominantly empirical approaches applied to the state-of-the art production process design. In addition, real time quality assurance concepts will replace testing samples collected from raw materials and products. However, a mechanistic understanding of the production processes is quite limited with regard to solid pharmaceutical formulations, and the tools for real time quality assurance are unavailable or have not yet reached the level of maturity required for the actual process integration. The aim of this project is to expand the limited understanding of manufacturing processes and to develop a detailed understanding of the complex interdependency between raw materials, production processes and the product’s properties. The project is primarily focused on two aspects: (1) the development of a mechanistic understanding of selected production processes for solid formulations based on combined particle and process models, and (2) the investigation of Process Analytical Technology (PAT) in laboratory conditions and using industrial manufacturing equipment. Specifically, the processes under investigation are granular mixing steps and tablet coating operations. The PAT tools applied include NIR and Raman spectroscopy as well as Small- und Wide-Angle X-Ray Scattering (SWAXS). The combination of a comprehensive process understanding and advanced process analytical tools with online or inline capabilities will offer up-todate pharmaceutical production techniques based on the concepts of PAT and QbD. Project Goals Development of a mechanistic understanding of selected production processes for solid pharmaceutical formulations based on particle and process models JJ Development of simulation tools to investigate selected production processes based on validated mechanistic models JJ Development and implementation of process analytics for particulate systems JJ Page 48 JJ JJ Application of simulation-based and process analytical tools in the combined analysis and optimization of industrial-scale production equipment Conceptual development of PAT and QbD approaches for industrial production equipment Present Project Results To gain a deeper understanding of the tablet compaction process, numerical simulations based on the Finite Element Method have been applied. A Drucker-Prager Cap model with adjusted parameters was used to capture the compaction behavior of a powder. Based on data gathered from detailed measurements, a simulation of the compaction process for lactose at different compaction speeds and forces was performed. The results for the force-displacement curves are in good agreement with the experiment. One main advantage of the simulation is that it yields data that is difficult or impossible to measure. For example, an investigation of the internal stress distribution was performed to study the mechanisms that lead to certain failures in tablet compaction. Parallel to the simulation-based investigations, Near-Infrared spectroscopy is used for inline process monitoring applications under realistic operating conditions. A special emphasis is placed on investigating powder homogeneity inside the filling shoe of a tablet press and on monitoring the moisture content of powder granules to determine the end point of a fluidized bed granulation in real time. The results are promising in terms of process time reduction and quality assurance. Moreover, significant progress has been made with regard to the application of SWAXS to the pharmaceutical raw material and product analysis. The European patent application submitted in 2010 for SWAXS-based analysis of granular material was further developed and filed as a PCTApplication in 2011. Furthermore, an applications catalog for the use of SWAXS and SWAXS/ DSC in pharmaceutical laboratories was compiled to describe the benefits of this method for product characterization and the fields of its application. Project Challenges The key challenge is to bridge the gap between theoretical and/or lab-based investigations and industrial manufacturing processes. Significant progress has been made with regard to understanding the fundamental processes and parameters governing pharmaceutical manufacturing operations based on simulations and process as well as product analysis. The next step will be to move away from specific processes and process conditions in order to develop a general understanding of production processes for solid formulations. This know-how can then be applied to analyzing, optimizing and ultimately developing robust production processes for the pharmaceutical industry. Project related Publications JJ D.M. Koller, A. Posch, G. Hörl, C. Voura, S. Radl, N. Urbanetz, S.D. Fraser, W. Tritthart, F. Reiter, M. Schlingmann, J.G. Khinast. Continuous quantitative monitoring of powder mixing dynamics by near-infrared spectroscopy. – in: Powder Technology 205 (2011) 87-96 (Sep 16, 2010) JJ N. Heigl, G. Hoerl, D.M. Koller, G. Toschkoff, S.D. Fraser, W. Tritthart, F. Reiter, M. Schlingmann, J.G. Khinast. Comparison of Raman Spectroscopic Sub-Sampling with NIR Spectroscopy for the Tablet Coating Thickness Determination. – International Journal of Pharmaceutical Sciences (2011, accepted) JJ A. Hodzic, P. Laggner, W. Tritthart, 2010. A System for Analyzing a Granulate for Producing a Pharmaceutical Product. EP 10 152 977.4 JJ A. Hodzic, M. Llusa, S.D. Fraser, O. Scheibelhofer, D. M. Koller, F. Reiter, J.G. Khinast and P. Laggner, 2011. Small- and Wide-Angle X-Ray Scattering (SWAXS) for Quantification of Aspirin Content in a Binary Powder Mixture. To be submitted. JJ A. Hodzic, M. Llusa, N. Heigl, W. Tritthart, S.D. Fraser, J.G.Khinast and P. Laggner, 2011. Effect of process variables on the Small-Angle X-Ray Scattering patterns of powders, granules and pharmaceutical tablets. To be submitted. JJ G. Toschkoff, D. Suzzi, J.G. Khinast, 2010. Numerical and Experimental Analysis of Spray Losses in Pharmaceutical Coating Processes. To be submitted to Chemical Engineering Science. Page 49 Project Development of a Pharmaceutical Production Technology Platform for Value-Added Products Project manager: Dr. Gerold Koscher Duration: 01.12.2009 to 31.12.2012 Business Partners: G.L. Pharma GmbH Coperion GmbH Automatik Plastics Machinery GmbH Scientific Partners: Institute for Process and Particle Engineering (TUG) Institute of Pharmaceutical Sciences (Uni Graz) Abstract Value-added products will play an increasingly important role in the future pharmaceutical manufacturing. These include retard formulations, controlled release formulations, flexible dosing and multi-unit dosage forms primarily supplied as pellets or capsules. The objective of this cooperation project between a pharmaceutical company, two equipment manufacturing companies and two scientific partners is to develop a production technology platform based on extrusion and to demonstrate the potential of this technology with regard to future pharmaceutical manufacturing applications using a specific value-added product developed within the framework of this cooperation project. The objective of the process engineering part of the project is to develop, investigate and test a production technology platform in a lab-scale system that has all of the elements of an industrial production system (e.g., a twin-screw extruder, powder feeders, a pelletizing system and process monitoring and control systems). The lab-scale production system has been extensively tested under a wide range of operating conditions, applying the state-of-the-art design of experiments principles in order to obtain as much information as possible from a limited number of experiments. The concept of Process Analytical Technology (PAT) has been directly implemented from the very beginning, providing real time process monitoring based on Near-Infrared and/or Raman spectroscopy. In addition, a wide range of offline analytics has been applied to investigate raw materials and products. Generating a comprehensive and mechanistic process understanding is a key issue of this project. Thereby, scale-up and transfer of the production technology to other products can easily be performed, creating an effective platform for future production of a wide range of value-added products. The objective of the formulation part of the project is to develop two specific value-added products defined on the basis of a market analysis. These products will specifically be developed in Page 50 close interaction with the production technology platform. Once the project is completed, the products will be transferred to the pharmaceutical company and produced using an industrial version of the production technology platform. As such, the cooperation project ideally bridges the gap between scientific research required to develop the product and the process and the actual industrial production. Project Goals JJ Development of a production technology platform based on (hot-melt) extrusion JJ Development of value-added products according to a defined target product profile and specifically designed for the production technology platform JJ Development of a comprehensive process understanding based on experimental investigations with design-of-experiment methods, offline raw material and product analysis and inline process analytics JJ Conceptual development of PAT and QbD approaches for the production technology platform Present Project Results In June of 2011, a new die face pelletising system, which was specified based on the initial results of the process and formulation development, was installed in the RCPE technical center. The system provides an opportunity to gain a deep understanding of the pellet formation process and to investigate the optimal process parameters. Formulation development has been pursued in parallel to the process engineering applications, investigating Active Pharmaceutical Ingredients (APIs) alone and in combination with relevant excipients. State-of-the-art methods, such as Differential Scanning Calorimetry (DSC), for raw material and product characterization have been applied to identify advantageous formulations, which have subsequently been tested in the extrusion system and the corresponding pelletising system under realistic production conditions. The feedback from these tests has been directed to the formulation development, closing the loop between product and process development. Project Challenges The key challenge is to successfully develop an innovative production technology platform, to test this platform with specific value-added products developed within the framework of the project and to generate a comprehensive process understanding required to achieve an efficient transfer to industrial production applications. This can only be achieved by assuring a very close interaction between the two key disciplines of the RCPE, process engineering and pharmaceutical sciences, in combination with an application-oriented implementation of the PAT and QbD concepts. Project related Publications JJ S. Adam, S.D. Fraser, D. Koller, S. Radl, D. Suzzi, E. Roblegg, J.G. Khinast. Continuous Manufacturing & the Role of HME in Pharmaceutical Production. Hot Melt Extrusion Congress, Stuttgart (D) on Apr 15th, 2010 JJ E. Roblegg, E. Jäger, S. Mohr, A. Hodzic, A. Zimmer, J.G. Khinast. Development of lipophilic calcium stearate pellets via hot melt extrusion – in: European Journal of Pharmaceutical and Biopharmaceutical (2011, in press) Page 51 Project Development of an Industrial HME Process for Pharmaceutical Pellet Production Project manager: Dr. Gerold Koscher Duration: 01.06.2010 to 31.05.2012 Business Partners:AstraZeneca UK Limited Automatik Plastics Machinery GmbH Scientific Partners: Institute for Process and Particle Engineering (TUG) Institute of Pharmaceutical Sciences (Uni Graz) Abstract A formulation platform for melt-extruded pellets helps to rapidly select and develop Active Pharmaceutical Ingredient (API) formulations without extensive work specific to each API. Developing a novel continuous pelletisation process and gaining an in-depth knowledge of it allow the process optimisation to be rapidly completed. The experimental work conducted using the HME system and the associated downstream process will not only provide extensive information about the process and the product’s properties derived from online and offline analytics, but will be used as the basis for process optimization procedures. For a continuous pelletisation process, a die face pelletizing system employs a knife that rotates directly in front of a die plate. A blend of an active ingredient, a polymeric matrix and several processing aids are heated and melted inside the extruder and then extruded through the die into a strand. The strand is cut immediately at the outlet of the die plate with the rotating knife and is formed into small pellets. The size and shape of the pellets are determined by the properties of the molten mass, the rotation speed of the knife, the cooling and the direction of the airflow inside the pelletising system. In order to expand the process understanding, a mechanistic model will be developed and extensively used for the simulation-based and simulation-assisted process optimization. Project Goals JJ Identify and develop a generic formulation platform(s) for drug products, such as directly usable melt-extruded pellets. JJ Develop a robust, scaleable, transferable, cost-effective continuous process JJ Develop modeling and simulation predictive tools for the extrusion and pelletisation processes JJ Develop workflows for the selection of an initial formulation based on the API characteristics Page 52 Present Project Results In the course of an Failure Mode and Effects Analysis (FMEA), critical process parameters have been identified. Based on the results, an adequate screw configuration has been developed and the first tests with different matrix polymers and several excipients have been performed. The results have been used as the basis for the next steps in the formulation development. A novel hot die face pelletiser was specified and built, making it possible to investigate the influence of the critical process parameters on the pellet formation and to gain a deep understanding of the pellet formation process. The first steps in the simulation of the processes inside the extruder have been completed. A 1-D model of the basic processes has been developed, and validation experiments have been defined. Approaches to full 3-D simulations of extrusion processes have been identified. Project Challenges Several challenges must be overcome to obtain pellets with the desired properties. The accuracy of the feeding systems for the dosing of raw materials, the cooling regime of the die cut system, the inline process control (PAT) and the selection of the screw configuration are some of the factors that must be taken into account. Another issue is the development of an adequate formulation since not every polymeric matrix can be processed using die face pelletizing technology (the processability of the extrudate depends on various parameters, such as the glass transition temperature and the viscosity, stickiness and elasticity of the materials used). Page 53 Project Cellulose-Based Carrier Matrices for Controlled Drug Delivery Project manager: Duration: Business Partner: Scientific Partners: Dr.in Christine Voura 01.01.2009 to 31.03.2011 G.L. Pharma GmbH Institute of Pharmaceutical Sciences (KFU) Institute for Paper, Pulp and Fibre Technology (TUG) Institute of Fluid Mechanics and Heat Transfer (TUG) Institute for Process and Particle Engineering (TUG) Abstract A new method for the production of personalized medicine using microdrop technology has been developed. Drug solutions or suspensions containing Active Pharmaceutical Ingredients (APIs) and excipients are printed on eatable paper carrier materials utilizing ultra-precise printing techniques. The printed paper can then be inserted into a gelatine capsule for peroral application. One objective of this project is the production of personalized drugs that are tailored to age, gender or lifestyle of the individual patient. It is achieved by a precise dosing of the API. Another aspect of this technology is the formulation and exact dosing of low-dose medicines with the API contents of less than 2 mg or 2% w/w. Compared to powder dosing, liquid formulations provide much better dose homogeneity and a higher accuracy, especially for drug products with a low therapeutic dose range. Liquid dosing can successfully be used in the formulation development of clinical trial studies supplies to reduce the costs and of the development time. In addition, this new pharmaceutical dosage form allows applying multiple drugs or APIs in one dosage form using barrier coatings. Drug release can be controlled with barrier coatings by applying time-release layers. Moreover, barrier coatings can separate single deposits of different drugs, reducing the number of drugs that must be taken per day and thus leading to less effort and error when taking the medications. Various paper grades have been evaluated as a pharmaceutical carrier material, considering the intended registration as a pharma-excipient. Furthermore, models have been developed to describe the main phenomena during the printing process and to simulate the application to, impact of, penetration into and drying of fluids on porous materials. Project Goals Development of a procedure for applying pharmaceutical solutions or suspensions to paper with sufficient accuracy JJ Page 54 JJ JJ JJ Identification of suitable paper grades and production, characterization and further development of adequate solutions and suspensions Analytical examination of paper structure, distribution and release of an API, and the interaction between pharmaceutical ingredients and paper Process modeling describing the penetration behavior of fluids in porous materials Present Project Results During the last stages of the project, the application of the microdrop technology to the production of pharmaceutical dosage forms has been tested. In the area of formulation, pharmaceutical solutions or suspensions were prepared from the three model drugs (vitamin B6, vitamin B12 and folic acid), which were suitable for processing using a microdosing system. The prepared solutions and suspensions have been extensively characterized, e.g., in terms of surface tension, density and viscosity. The dosing of the drug-containing solutions and suspensions on paper has been performed using the microdosage system, which has a sufficient pharmaceutical dosing accuracy. The aim was to define suitable operating windows and to develop predictive models for the droplet diameter and droplet velocity. The analytical detection of disintegration properties, drug release, stability and of interactions between drugs and paper have been carried out by means of HPLC and MS analysis of the paper printed with the model drugs. Furthermore, paper that consists only of fibers or is filled with different pigments has been analyzed to determine the influence of these two main components on the drug absorption and release. Project Challenges A faster and more cost-effective development of drugs that are tailored to age, gender or lifestyle of the individual patient will be achieved by developing a new production method and by using accurate dosing of active compounds on cellulose-based paper carrier materials. This new technology for the production of personalized medicine, which is customized and individually tailored to the physique and habits of a single patient, can significantly reduce problems caused by a medical treatment, such as drug overdose and minimized or negative effects of the pharmaceuticals. Drugs are targeted at a desired place in the body, and the active ingredients are distributed with a well-defined time profile for controlled drug-delivery. Optimizing the development and production of new pharmaceuticals can not only reduce the costs and the development time but expedite the response to new diseases and epidemics. Moreover, this development opens new possibilities in the fields of low-dose medicine and multidosing of different APIs with regard to dose accuracy and homogeneity and the reduction or avoidance of negative interactions of single APIs. This form of liquid dosing can also be successfully used in formulation development of clinical trials studies supplies to reduce of the costs and the development time. Project Related Publications JJ N. Schrödl, 2010. Charakterisierung und Dosierung von pharmazeutischen Lösungen und Polymer-Coatings auf Papier zur Herstellung von personalisierten Medikamenten. Diploma Thesis (ongoing) JJ D. Strohmeier, 2011. Nanosuspensionen als Druckertinte zur exakten Dosierung von schwerlöslichen Arzneistoffen. Diploma Thesis (ongoing) JJ C. Voura, N. Schroedl, M. Gruber, D. Strohmeier, B. Eitzinger, W. Bauer, G. Brenn, J.G. Khinast, A. Zimmer. Printable medicines: a microdosing device for producing personalised medicines. – in: Pharmaceutical Technology Europe 23 (2011) 32 - 36 (Jan 7, 2011) JJ J. Pardeike; D.M. Strohmeier; N. Schroedl; C. Voura; M. Gruber; J.G. Khinast; A. Zimmer. Nanosuspensions as advanced printing ink for accurate dosing of poorly soluble drugs in personalized medicines. – in: International Journal of Pharmaceutics (2011, in press) JJ G. Brenn, N. Schrödl, C. Voura, M. Gruber, J.G. Khinast, A. Zimmer. Scaling Laws in drop formation by drop-on-demand generators, Physics of fluids (2011, submitted). Page 55 Project Innovative Concepts for Clean Room Technology Project manager: Dr. Stefan Liebminger Duration: 01.01.2009 to 30.06.2012 Business Partners:Ortner Reinraumtechnik GmbH Dastex Reinraumzubehör GmbH & Co. KG Scientific Partners: Institute for Environmental Biotechnology (TUG) Institute for Process and Particle Engineering (TUG) Institute of Fluid Mechanics and Heat Transfer (TUG) Abstract Existing concepts for personnel lockers in clean rooms involve costly and time-consuming procedures. Clean room personnel must change their clean room garments in personnel lockers when moving from one clean room class to another. The changing process is a source of contamination. In fact, the major source of airborne microbes in the clean room environment is the human body. Clean room clothing is intended to hinder contaminating the environment with particles from the wearer’s body. To avoid the spreading of microbes in a clean room, new concepts of textiles and innovative personnel locker systems are necessary. Innovation will require either the modification of the textile or the design of new cleaning systems for personnel lockers. Much progress has been made with regard to understanding microbial ecology of natural habitats and artificial environments hidden in microbial communities. Clean rooms, in which the number of particles and microbes is drastically reduced via chemical and physical management, are used to produce pharmaceuticals, food or spacecraft. All of them harbor specifically adapted microbial communities. Sterility – the total absence of microbes – is only possible in small systems. On a large scale, such as in production clean rooms with human workers, alternative solutions to control microbial communities are necessary. We adapted the concept of a naturally-occurring antagonist to control plant pathogens to clean room conditions, combined with non-conventional approaches for surface disinfection. Our interdisciplinary team will completely reconsider common processes to create new standards in clean room technology. This will be achieved by screening for new bio-based antimicrobials, using light-activated disinfection and modeling the behavior of particles on textiles and in the clean room environment. The great challenge is to create an innovative concept with the basic requirement of maximum safety for the wearer’s body and the associated processes. Page 56 Project Goals JJ Development of new fabrics and textiles for clean room facilities JJ Development and evaluation of new decontamination methods for clean room lockers JJ Development of new technology and design for clean room lockers JJ Development of new materials for clean room lockers JJ Development of new garment systems for clean rooms JJ Adapting and optimizing the established clothing systems Present Project Results Natural Resources Ecological niches on and in plants are characterized by a great diversity of organisms. Various biotic and a-biotic stresses negatively affect plant growth and vitality. Bacterial antagonists suppress the growth of other organisms, including plant pathogens, by secreting antimicrobial substances, siderophores and lytic enzymes. In this context, volatile organic compounds demonstrate a novel mechanism for “biological control agents” and their use in man-made artificial environments. Screening for Naturally-Occurring Antagonists A new test method has been developed to identify antagonistic microbes releasing gaseous antimicrobials. Based on a dual-culture assay, pathogens have been applied to textile carriers and co-incubated with potential antagonists. Isolates from plants proved to be very potent in producing highly active volatile antimicrobials, which irreversibly inhibited the growth of (multiresistant) bacteria, yeast and fungi. Antimicrobial Activity of Volatiles on Textiles A two-color fluorescent assay of bacterial viability was used to demonstrate the antimicrobial action of volatile organic compounds. This very sensitive type of determination in combination with fluorescent microscopy allows a fast and reliable qualitative and quantitative distinction between living and dead cells. Light-Induced Disinfection Clean room textiles based on polyester have been modified using photosensitisers, which upon irradiation with visible light have a strong antimicrobial effect based on the production of singlet oxygen. The multi-target mechanism of those radical species has inactivated both Gram type bacteria within minutes. This unconventional approach of self-sterilizing surfaces is a powerful tool for contamination control in clean rooms. Project Challenges The main challenge to this project is to guarantee maximum safety, not only for related production processes but, first and foremost, for the clean room personnel. The application of new sterilization techniques and the design of innovative personnel locker systems require a deep and critical assessment. Project related Publications Patent JJ G. Berg, K. Hartenberger, S. Liebminger. Methods and compositions for biologically controlling microbial growth on clean room equipment. EP 09 180 492.2 – 22.12.2009 Patent applications JJ G. Berg, S. Liebminger, L. Oberauner, T. Klein, R. Stampf. Photodynamic control of microbial growth on surfaces. EP 10 196 674.5 – 22.12.2010 JJ G. Berg, S. Liebminger, M. Fürnkranz, M. Aichner. Volatile organic compounds as antagonists for controlling microbial growth. EP 10 196 672.9 – 22.12.2010 Page 57 Publications JJ G. Berg, K. Hartenberger, S. Liebminger, C. Zachow. Antagonistic endophytes from mistletoes as bio-resource to control clean room pathogens. – in: IOBC/WPRS Bulletin (2010) JJ M. Aichner, L. Oberauner, S. Liebminger, M. Fürnkranz, G. Berg. Volatile organic compounds of plant-associated bacteria to reduce microbial contamination on clean room textile. – in: IOBC/WPRS Bulletin (2010) JJ S. Liebminger, M. Aichner, L. Oberauner, M. Fürnkranz, M. Cardinale, G. Berg. A new assay to assess antimicrobial activity of volatiles on textiles. – Journal of Textile Research (2011, submitted) Oral presentations JJ S. Liebminger. Antimikrobielle Textilien unter der Lupe. Intensivtraining – Reinraumbekleidung/ Der einzige Filter zwischen Mensch und Produkt, Heidelberg (D) on Dec 2nd, 2010 Poster JJ S. Liebminger, D. Suzzi, S. Fraser, G. Schinagl, S. Radl, L. Oberauner, M. Aichner, M. Cardinale, J.G. Khinast, G. Berg. Innovative Concepts for Personnel Locks in Clean Room Technology. CESPT 2010, Graz (A) on Sep 16th-18th, 2010 JJ S. Liebminger, M. Cardinale, L. Oberauner, C. Moschner, G. Berg. Survival of HumanAssociated and Environmental Bacteria on Clean Room Textiles. International Microscopy Conference, Rio de Janeiro (Brasilien) on Sep 19th, 2010 JJ S. Liebminger, M. Aichner, L. Oberauner, G. Berg. How much sterility is possible? New concepts for clean room environments based on plant-associated bacteria. 11th Conference on Bacterial Genetics and Ecology – BAGECO11. Corfu (Greece) on May 29th, 2011 Award JJ Science2Business Award 2011. Innovative Konzepte in der Reinraumtechnologie. Vienna (A) on Mar 15th, 2011 Page 58 Page 59 Project Online Monitoring and Modeling of Selected Pharmaceutical Manufacturing Processes Project manager: Duration: Business Partner: Scientific Partner: Associated Partner: Prof. Dr. Johannes Khinast 01.01.2009 to 31.12.2011 none – 100% strategic project Institute for Process and Particle Engineering (TUG) Rutgers University, ERC for Structured Organic Particulate Systems Abstract The goal of this project is to investigate fluid-bed processes both experimentally and theoretically. The experimental part deals with the development of an online monitoring system for pharmaceutical manufacturing processes based on Near-Infrared (NIR) spectroscopy. Once tested in laboratory conditions, the monitoring system will be transferred to the production facility of an RCPE industrial partner and evaluated with regard to selected industrial applications. Parallel to developing the monitoring system, a coupled Discrete Element Modeling / Computational Fluid Dynamics (DEM/CFD) simulation tool for fluid-bed processes will be developed. Via a combination of particle and fluid dynamics simulations, fluid-bed drying systems can be studied in unprecedented detail, which CFD simulations alone cannot offer. The coupled models will be used to investigate relevant process design issues, such as optimal drying and gas feeding strategies, scale-up and reactor design. In addition, the models will be applied to developing and analyzing concepts for continuous drying systems. Project Goals JJ Development and implementation of an online NIR process monitoring system JJ Investigation of fluid-bed drying systems via an online NIR process monitoring system JJ Using a NIR process monitoring system for laboratory- and production-scale applications JJ Development of a DEM/CFD simulation tool for fluid-bed processes JJ Investigation of fluid-bed drying processes using a combined DEM/CFD tool Present Project Results An assessment of NIR systems with regard to applying Process Analytical Technology (PAT) to monitoring granular manufacturing processes was carried out by conducting both NIR equipment performance (i.e., spectral resolution, sensitivity, measurement time, detector stability, etc.) and measurement probe design (i.e., directly attached spectrometer, single fiber probe, multiple Page 60 fiber probe systems, etc.). These different monitoring principles were experimentally implemented and tested on a fluidized bed process at Rutgers University to monitor powder particle size and moisture content. Based on the assessment and evaluation, a PAT approach to an industrial fluidized bed granulation process was developed. Thereby, an industrial NIR spectrometer was successfully utilized for in-line process monitoring in GMP environment. For spectral data analysis, multivariate data analysis (MVDA) software packages were utilized for powerful data preprocessing and statistical model building. An emphasis was placed on qualitative analysis based on principal component analysis (PCA) to determine the granulation end point. Currently, the PAT monitoring strategy is tested for robustness and will further be developed for real-time process monitoring. The DEM code, which runs on a single graphics processing unit (GPU), can now incorporate two million particles per GigaByte of graphics memory in a single-phase operation. For two-phase operations, a two-way coupled simulation of over 600,000 particles forming a bubbling bed in an air stream was performed. In tandem with the experimental research, we will continue working on realistically simulating and understanding the processes in a fluid bed dryer. Project Challenges The application of PAT to pharmaceutical manufacturing processes yields a mechanistic process understanding and provides not only a feedback but feed-forward control of a process that allows to meet product quality for direct release. However, for a robust and valid monitoring, knowledgebased selection of parameters that are critical to the quality, appropriate equipment for in-line measurements and powerful data management tools must be developed and implemented. With regard to process monitoring based on spectral data acquisition, such as NIR spectroscopy, external influences (e.g., temperature, humidity, etc.) have a strong impact on the monitoring performance, which must be incorporated according to the product’s design space. In addition to these experimentally challenging issues, data logging for licensed processes and model handling on different levels with univariate (e.g., temperature, pressure, etc.) and multivariate (e.g., spectra, images, etc.) data must be correlated and organized through smart meta-models. Numerical simulations have been applied to understand granular flows better. We are using the Discrete Element Method (DEM). Thereby, particles are (still) modeled as spheres, and their translational and rotational motions are computed based on the forces exerted on the interparticle contacts. In the DEM algorithm all particles scan for their neighbors independently, which allows parallelization. Due to the cutting-edge Nvidia/CUDA technology, our unique DEM code can include up to 8 million particles in a simulation. Suitable extensions for spraying and wetting of powders are developed to study the influence of liquid bridges between particles, blending homogeneity and mixedness of the spheres. The calibration of simulation parameters plays an important role. The adjustments require the PAT and NIR data from the experimental project branch in order to predict process simulation results using DEM. Numerical simulations of drying in fluidized beds require the coupling of CFD and DEM. Our development strategy is to use the lattice-Boltzmann Method (LBM) as CFD solver because of its numerical robustness and excellent parallelization features. A CUDA implementation of an LBM solver is under development. In order to apply simulations to production processes, further development will target the inclusion of complex geometrical shapes and validations of the fluid phase. Project related Publications JJ C.A. Radeke, B.J. Glasser, J.G. Khinast. Large-scale Powder Mixer Simulations Using Massively Parallel GPU Architectures. – in: Chemical Engineering Science 65 (2010) 6435-6442 (Oct 1, 2010) Page 61 JJ JJ JJ D. Koller, N. Balak, O. Scheibelhofer, J.G. Khinast. Spatially Resolved Real-time Monitoring of Pharmaceutical Processes with a Multiple NIR-Probe Setup. – in: Journal to be defined (2011) N. Heigl, D. Koller, B.J. Glasser, F.J. Muzzio, J.G. Khinast. Quantitative On-line vs. Off-line NIR Analysis of Fluidized Bed Drying with Consideration of the Spectral Background. – in: Journal to be defined (2011) N. Heigl, D. Koller, B.J. Glasser, F.J. Muzzio, J.G. Khinast. Near-infrared Spectroscopy with Experimental Design for the Characterization of Fluidized Bed Dried Dibasic Calcium Phosphate Anhydrous. – in: Journal to be defined (2011) Doctoral Thesis JJ O. Scheibelhofer: Spectroscopical Methods in Pharmaceutical Applications (ongoing) Diploma Theses JJ J. Moor: Application of NIR-Imaging and Multivariate Data Analysis for Pharmaceutical Products (2010) JJ A. Monitzer: Integration of the Lattice-Boltzmann-Method and the Discrete Element Method in CUDA (2010) JJ O. Scheibelhofer: Combining Rheometric Powder Characterisation Techniques with NearInfrared Spectroscopy based on Experimental Design and Multivariate Data Analysis (2010) JJ H. Preiß: Untersuchung von Pulvergemischen hinsichtlich deren Homogenität mittels spektroskopischer Methoden (2011) Page 62 Page 63 RCPS – A Business Unit of the RCPE Objective The potential that Graz offers in the fields of analytics, toxicology, biomedicine and clinical studies called for the creation of a new business unit focusing on drug-approval-process related services. The available resources and know-how led to the establishment of the Business Unit “Research Center Pharmaceutical Services” (RCPS). The goal of the Business Unit RCPS is to offer the pharmaceutical industry evaluation/production/refiling services with regard to the drug’s certification documents. Certification documents provided by RCPS comply with the latest requirements and the relevant European and international guidelines (ICH). They are prepared in close co-operation with the clients. Furthermore, expertise in new areas within the certification field, such as Quality by Design (QbD) or electronic submission (eCTD), is developed and can be offered to clients in the context of RCPS’s service. Implementation The starting phase (the first 6 months) begun in September of 2009 and was financed by the State of Styria. To achieve the above-mentioned goals, a search for experienced specialists from the pharmaceutical industry was conducted. Currently, Business Unit RCPS has 3 employees (1 Business Unit manager and 2 Regulatory Affairs managers). During the startup phase, contacts with numerous pharmaceutical companies were established, offers were made, and projects were planned. After establishing the employee structure, positioning and defining the RCPS service areas and networking with all relevant Graz research organizations, the first projects were started and completed at RCPS. Today RCPS is a One-Stop-Shop for drug certification. In many areas RCPS offers international and national pharmaceutical companies a complete package of certification services, from the production of documentation relevant for certification, reformatting existing documents, liaising with other scientific research organizations, obtaining certification-supporting documentation to providing post-certification support or finalizing a variation/renewal. Page 64 Service Focus Today, with regard to the service activity, RCPS is a service provider, where industry and research units can effectively and efficiently exchange ideas, complete projects and implement them in accordance with the appropriate guidelines. The emphasis is placed on 4 areas: Consulting Data Collection Documentation Submission Generally, every certification issue can be addressed. A special emphasis is placed on upgrading of old certification dossiers, reformatting existing dossiers in electronic formats (eCTD) and applying data generation based on Quality by Design. Outlook After successfully establishing the Business Unit RCPS, the next step is its supervisory-boardapproved spin-off as an independent enterprise. The preparations for the spin-off are underway, and the establishment of a separate company is planned for January of 2012. This highlights the significance of the RCPE as competence Center that serves as a starting point of economically independent enterprises. Page 65 NonK-Services Page 66 NonK-Services In addition to the K1 research area, it is our intention to make our research capabilities and technological background available for companies in other funded and contractual research projects, as well as on a service basis. Typical examples include measurements using our vast experimental and analytical capabilities, literature studies, feasibility studies, design studies, simulation work and other types of services. Our state-of-the-art experimental facilities include: • Full biomolecular and biophysical characterization • Biopharmaceutical properties • Particle analysis • Powder analysis • Process characterization and online methods • Detailed chemical characterization • Bench- & pilot-scale process lab • Scale-up facility Furthermore, numerical simulations and design studies for industrial processes are part of our services. Some examples are: • Mixing processes, both for fluids and granular matters • Bubbly and multiphase flows • Spraying, drying and wetting processes • Computer-aided analysis of room air flows • Model development • Feasibility studies Our highly-motivated and experienced research team assures rapid results and customer satisfaction. In summary, we see ourselves as a “one stop shop” for our customers by providing whole package solutions for the scientific, research and development challenges of the future. customer RCPE RCPs one stop shop for … Research Projects Fundedand Contractual R esearch RCPE connects customers to … TU GRAZ, KF UNI, JR, ... RESEARCH FACILITIES K1 Services INDUSTRIAL PARTNERS Page 67 Research Project “SIMNET Styria” Abstract The project “SIMNET Styria”, founded by the Styrian government, is developed together with the coordination partners University of Leoben (Montanuniversität Leoben) and JOANNEUM RESEARCH Forschungsgesellschaft mbH. The purpose is to create a scientific and industrial network dealing with numerical and mathematical simulation. Research Project “NANOHEALTH” Abstract The network-project “Nano-Structured Materials for Drug Targeting, Release and Imaging” aims at creating a platform for the development of new multifunctional nanoparticles for non-invasive targeted drug administration in the therapy of chronic diseases. The RCPE’s contribution deals with the development and the scale-up of a suitable production process. The project is initiated and coordinated by the BioNanoNet network. Page 68 Service Project “Engineering services in the field of chemical and biochemical engineering” Abstract The objective of this service project is to support one of the Center’s industrial partners in internal research and production projects. Based on the Center’s expertise in chemical and biochemical engineering, the RCPE can thus provide target-oriented engineering services in a very quick and efficient way. Service Project “A preliminary study on surface modification of glass vessels for preventing alkali diffusion” Abstract One of the leading manufacturers for pharmaceutical glasses in Europe, Stölzle-Oberglas GmbH, requested a contractual service for an intelligent and manufacturing-process-aligned surface modification of their products to prevent alkali diffusion into pharmaceutical liquids. On the basis of smart surface modification techniques, developed at the RCPE, follow-up projects were initiated aiming at improvements and development of strategies for an implementation within the manufacturing process. Page 69 Research Project “Fast Forward PAT” Abstract The project ‘Fast Forward PAT’ is accomplished together with the company EVK DI KERSCHHAGGL GmbH and funded by the Austrian Research Promotion Agency (FFG). The objective is the development of a process analytical measurement system for continuous pharmaceutical manufacturing processes. A prototype system based on an already established near-infrared camera technology will be further developed towards a flexibly applicable for divers measurement probes enabling spatially resolved, fast and simultaneous process monitoring. Service Project “Numerical Simulation and Up-Scale of a crystallization process” Abstract The project “Numerical Simulation and Up-Scale of a Crytallization Process” with the company Boehringer Ingelheim RCV GmbH & Co KG dealt with the numerical CFD-simulation of crystal suspensions in a stirred tank. The objective was to optimize the reactor geometry, as well as to identify the optimal process parameters at different equipment scales. Page 70 Service Project “Development of a Pharma Qualification and Validation Package” Abstract The objective of the service project with Anton Paar was the shared development of GMPcompliant qualification documents. Both generic templates as well as documents for specific existing instruments used in the pharmaceutical applications were created and reviewed. Page 71 Analytics The RCPE’s analytical equipment allows characterization of a wide variety of materials and samples from our partners. Four main fields of analysis are available: Spectroscopy, SWAXS, Chromatography and Powder Analysis. In the field of spectroscopy, the laboratory is equipped with Near Infrared Spectroscopy (NIR), Ultraviolet and Visible (UV-Vis) as well as Raman Spectroscopy, furthermore facilitated by NIR and Raman imaging technology. Spectroscopic methods are widely used as process analyzers in Process Analytical Technology (PAT), which is an important research area at the RCPE. A Zetasizer, based on photon correlation spectroscopy, enables the measurement of Zetapotential and size of nanoparticles and emulsions. For small and wide angle X-ray-scattering (SWAXS) we have a Hecus S3 Micro apparatus which renders information on structure, specific inner surface, average pore size, radius of gyration and polymorphism. Fields of application are pharmaceutical technology, structural biology, proteomics, nanomaterials, nanoparticle sizing, thin films, liquid crystals, phase transitions and heterophase characterization. In the area of powder technology, the RCPE provides measurement techniques for particle size distribution, particle shape, powder rheology and moisture analysis on a cutting-edge level. Particle size distributions are measured by sieve analysis, laser diffraction and direct imaging systems. Our Helos and QicPic systems are made by Sympatec, one of the leading manufacturers of imaging systems, and thus widely used for standard tests in industry. Powder Rheology-measurements are carried out by a FT 4 powder rheometer manufactured by Freeman Technology. The FT 4 combines multiple aspects of powder characterization in an innovative simple unit design. Powder Rheology, for example, gives information on flowability, segregation, influence of ambient conditions on powders, storage and processing parameters. Furthermore, GC and HPLC analyses are available. A Waters Acquity Ultra High Pressure Liquid Chromatography (UPLC) with Mass Spectrometer (MS) is available to investigate, e.g., degradation products, dissolution rates and identification of by-products. Page 72 Analytics Equipment Raman Infrared Spectrometer NIR NIR Probes UV/VIS spectrometer Porosimeter Porosimeter Spray dryer Powder Rheometer Rheometer SWAXS Dissolution Tester Friability Tester Contact angle measurement Microscope Stirring Device Refrigerated Centrifuge Scales UPLC + MS GC Shape and Size Image Analysis Laser Diffraction Size Analysis Zetasizer Gas Pycnometer DSA Name RamanStation 400 Spectrum 400 SentroPAT FO DR LS 300 PE 950 Tristar II 3020 ASAP 2000 Nano Spray Dryer B-90 FT4 Physica MCR300 S3-Micro DT 840 low head PTF10E Easydrop DM4000 RZR 2102 Universal 320 R High Precision Scales Acquity UPLC + MS Clarus500 QicPic Helos NanoZS AccuPic II 1340 DSA 5000M Manufacturer PerkinElmer PerkinElmer Sentronic Dynisco PerkinElmer Micromeritics Micromeritics BÜCHI Labortechnik Freeman Anton Paar Hecus Erweka Pharmatest Krüss Leica Heidolph Hettich Sartorius Waters PerkinElmer Sympatec Sympatec Malvern Micromeritics Anton Paar Page 73 Process Equipment The RCPE’s process equipment allows experimental investigations of pharmaceutical production processes at pilot-plant scale. Thus, the gap between laboratory-scale investigations and production-scale applications can be closed and state-of-the-art process analytical and simulation tools can be tested under realistic operating conditions. A pharmaceutical extrusion system from Coperion is extensively used for process development, testing of process analytical tools and model validation. A fluid bed system from Glatt Process Technology is used in similar applications. A laboratory tablet press from Fette Compacting and a compaction simulator from Medelpharm are applied in experimental investigations of tableting operations. Additional process equipment will be included in the future, if required. Equipment Strand Granulator Die Face Pelletizer Conditioning Cabinet Extrusion system High Shear Mixer Laboratory tablet press Batch fluid bed system Extrusion system Compaction simulator Shake Mixer Page 74 Name P60E Prototype ZSK 18 P25 102i GPCG1 Micro 27 STYLCAM 200R Turbula T2F Manufacturer Automatik Automatik Binder Coperion Diosna Fette Compacting Glatt Process Technology Leistritz MEDELPHARM WAB Simulation Tools The RCPE’s simulation tools cover the multiscale nature (i.e., from the molecular towards the reactor scale) of the production processes in the pharmaceutical industry. Different computational approaches are used to reproduce the physical behavior of: JJ Multiphase flows: Computational Fluid Dynamics (CFD) and Lattice Boltzmann Method (LBM) Software: AVL FIRE® JJ Granular flows: Discrete Element Method (DEM) Software: EDEM, XPS (in-house code) JJ Molecular Modeling: Molecular Dynamics (MD) Software: AMBER, GROMACS The focus is the development and integration of computational methods for the description, simulation, design, optimization and control of product function and the corresponding manufacturing processes. The targeted coupling of different tools (e.g. CFD-DEM) is also a main issue of RCPE’s computational development. In this way we are able to reproduce the intrinsic nature of multiscale phenomena. The strong interaction with the Quality by Design (QbD) team allows the development of in-silico design spaces, leading to a deep understanding of the correlations between process parameters, material attributes and the quality of the final product. Some example of our established know-how in modeling and simulation are: JJ Development of multi-scale simulation/optimization tools for biopharmaceutical processes (e.g., stirred vessels, bio reactors) JJ Tools for the prediction of powder flow properties (blending, feeding, cohesive materials) JJ Coupled simulations of granular/multiphase flows (coating, granulation, fluidized bed) JJ Simulation and design of controlled and robust particle synthesis processes JJ Design, testing and optimization of complex three-dimensional sensors JJ Virtual Quality by Design Spray drying / granulation Spray Multiphase flow CFD (Computational Software: AVL-Fire® Fluid Bubbly flows Room flow Dynamics) Coating Molecular modeling MD (Molecular dynamics) Software: AMBER, GROMACS Mixing Blending Particle flow DEM (Discrete Element Method) Software: EDEM, XPS (in-house code) Page 75 source: Graz University of Technology Page 76 Scientific Output of the Center Publications In the year to be reported the scientific output was shown in: 51 refereed Publications in international journals 49 Conference Talks 39 Poster Presentations 3 Other Publications The exact quotations of the publications, lectures and poster presentations can be found in the list below. Publications (refereed) JJ E. Ablinger, S. Wegscheider, W. Keller, R. Prassl, A. Zimmer: Effect of protamine on the solubility of human growth hormone. – European Journal of Pharmaceutics and Biopharmaceutics (2011, submitted) JJ S. Adam, D. Suzzi, C. Radeke, J.G. Khinast. An integrated Quality by Design (QbD) approach towards design space definition of a blending unit operation by Discrete Element Method (DEM) simulation. – in: European Journal of Pharmaceutical Science 42 (2011) 106-115 (Nov 4, 2010) JJ S. Adam, D. Suzzi, G. Toschkoff, J.G. Khinast. Application of Advanced Simulation Tools for Establishing Process Design Spaces within the Quality-by-Design Framework. – Submitted as book chapter (2011) JJ M. Aichner, L. Oberauner, S. Liebminger, M. Fürnkranz, G. Berg. Volatile organic compounds of plant-associated bacteria to reduce microbial contamination on clean room textile. – in: IOBC/WPRS Bulletin (2010) JJ G. Berg, K. Hartenberger, S. Liebminger, C. Zachow. Antagonistic endophytes from mistletoes as bio-resource to control clean room pathogens. – in: IOBC/WPRS Bulletin (2010) JJ J. M. Bolivar; J. Wiesbauer; B. Nidetzky. Biotransformations in microstructured reactors: more than flowing with the stream?. – in: Trends in Biotechnology 29/7 (2011) 333-342 (2011, in press) JJ G. Brenn, N. Schrödl, C. Voura, M. Gruber, J. Khinast, A. Zimmer. Scaling laws in drop formation by drop-on-demand generators. – Physics of Fluids (2011, submitted) JJ R.J.P. Eder, E.K. Schmitt, J. Grill, S. Radl, H. Gruber-Woelfler, J.G. Khinast. Seed Loading Effects on the Mean Crystal Size of Acetylsalicylic Acid in a Continuous-Flow Crystallization Device. – in: Crystal Research and Technology 46/3 (2011) 227 - 237 (Feb 11, 2011) JJ A. Eitzlmayr; C. Petschacher; S. Radl; D. Suzzi; A. Zimmer; J. G. Khinast. Modeling and simulation of polyacrylic acid/protamine nanoparticle precipitation. – in: Soft Matter (2011) JJ P. Feenstra, M. Brunsteiner, J. Khinast. Prediction of Drug-Packaging Interactions via Molecular Dynamics (MD) Simulations. – Journal of Chemical Physics (2011, submitted) JJ B. Gübitz, H. Schnedl, J.G. Khinast. A Risk Management Ontology for Quality-by-Design Based on a New Development Approach According GAMP 5.0. – Risk Analysis (2011, submitted) JJ N. Heigl, G. Hoerl, D.M. Koller, G. Toschkoff, S.D. Fraser, W. Tritthart, F. Reiter, M. Schlingmann, J.G. Khinast. Comparison of Raman Spectroscopic Sub-Sampling with NIR Spectroscopy for the Tablet Coating Thickness Determination. – International Journal of Pharmaceutical Sciences (2011, accepted) Page 77 JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ Page 78 A. Hodzic, M. Llusa, N. Heigl, W. Tritthart, S.D. Fraser, J.G.Khinast, P. Laggner. Effect of process variables on the Small-Angle X-Ray Scattering patterns of powders, granules and pharmaceutical tablets. – Powder Technology (2011, submitted) T. Hörmann, D. Suzzi, J.G. Khinast. Mixing and Dissolution Processes of Pharmaceutical Bulk Materials in Stirred Tanks: Experimental and Numerical Investigations. – Industrial & Engineering Chemistry Research (2011, submitted) M. Iannuccelli; D. Suzzi; B. Sirnik; A. Rinderhofer; J.G. Khinast. Numerical Simulation of Freeze-Thaw Biopharmaceutical Process. – in: Chemical Engineering Transactions 24 (2011) 907-912 S. Karner, N.A. Urbanetz. The impact of electrostatic charge in pharmaceutical powders with specific focus on inhalation-powders. – in: Journal of Aerosol Science 42 (2011) 428-445 (Mar 3, 2011) J. Khinast, F. Muzzio. Pharmaceutical engineering science— New approaches to pharmaceutical development and manufacturing. – in: Chemical Engineering Science 65 (2010) 4-7 (Nov 1, 2010) N. Kiss; G. Brenn; H. Pucher; J. Wieser; S. Scheler; H. Jennewein; D. Suzzi; J. Khinast. Formation of O/W emulsions by static mixers for pharmaceutical applications. – in: Chemical Engineering Science 66 (2011) 5084-5094 (2011, in press) D.M. Koller; G. Hannesschläger; M. Leitner b; J.G. Khinast. Non-destructive analysis of tablet coatings with optical coherence tomography. – in: European Journal Pharmaceutical Science 44 (2011) 142-148 (2011, in press) D.M. Koller, A. Posch, G. Hörl, C. Voura, S. Radl, N. Urbanetz, S.D. Fraser, W. Tritthart, F. Reiter, M. Schlingmann, J.G. Khinast. Continuous quantitative monitoring of powder mixing dynamics by near-infrared spectroscopy. – in: Powder Technology 205 (2011) 87-96 (Sep 16, 2010) S. Liebminger, M. Aichner, L. Oberauner, M. Fürnkranz, M. Cardinale, G. Berg. A new assay to assess antimicrobial activity of volatiles on textiles. – Journal of Textile Research (2011, submitted) E.M. Littringer, A. Mescher, S. Eckhard, H. Schröttner, C. Langes, M. Fries, U. Griesser, P. Walzel, N.A. Urbanetz. Spray drying of mannitol as a drug carrier – The impact of process parameters on the product properties. –Drying Technology (2011, submitted) S. G. Maas; G. Schaldach; E.M. Littringer; A. Mescher; U.J. Griesser; D.E. Braun; P.E. Walzel; N.A. Urbanetz. The impact of spray drying outlet temperature on the particle morphology of mannitol. – in: Powder Technology 213 (2011) 27-35 (2011, in press) S.G. Maas, G. Schaldach, P.E. Walzel, N.A. Urbanetz. Tailoring dry powder inhaler performance by modifying carrier surface topography by spray drying. – in: Atomization and Sprays 20 (2010) 763-774 V. Mykhaylova; K. Dresely; F. Klar; N.A. Urbanetz. Carrier-free Formulation of Dry Powder Inhalates. – in: Pharmaceutical Industry (2011, in press) J. Pardeike; D.M. Strohmeier; N. Schroedl; C. Voura; M. Gruber; J.G. Khinast; A. Zimmer. Nanosuspensions as advanced printing ink for accurate dosing of poorly soluble drugs in personalized medicines. – in: International Journal of Pharmaceutics (2011, in press) K.E. Pickl, V. Adamek, R. Gorges, F.M. Sinner. Headspace-SPME-GC/MS as a simple cleanup tool for sensitive 2,6-diisopropylphenol analysis from lipid emulsions and adaptable to other matrices. – in: Journal of Pharmaceutical and Biomedical Analysis 55 (2011) 12311236 (Mar 17, 2011) C. Potamitis, P. Chatzigeorgiou, E. Siapi, K. Viras, T. Mavromoustakos, A. Hodzic, G. Pabst, F. Cacho-Nerin, P. Laggner, M. Rappolt: Interactions of the AT1 Antagonist valsartan with dipalmitoyl-phosphatidylcholine bilayers. – in: Biochimica et Biophysica Acta 1808 (2011) 1753 - 1763 (Feb 18, 2011). JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ C.A. Radeke, B.J. Glasser, J.G. Khinast. Large-scale Powder Mixer Simulations Using Massively Parallel GPU Architectures. – in: Chemical Engineering Science 65 (2010) 6435-6442 (Oct 1, 2010) S. Radl, D. Suzzi, J.G. Khinast. Fast Reactions in Bubbly Flows: Film Model and Micromixing Effects. – in: Industrial & Engineering Chemistry Research 49 (2010) 10715-10729 (Sep 15, 2010) S. Radl, J.G. Khinast. Multiphase Flow and Mixing in Dilute Bubble Swarms. – in: AIChE Journal 56/9 (2010) 2421–2445 (Sep, 2010) S. Radl, S. Larisegger, D. Suzzi, J.G. Khinast. Quantifying Absorption Effects during Hydrogen Peroxide Decontamination. – in: Journal of Pharmaceutical Innovation (2011, accepted) B. Remy, J.G. Khinast, B.J. Glasser. Polydisperse Granular Flows in a Bladed Mixer: Experiments and Simulations of Cohesionless Spheres. – in: Chemical Engineering Science 66 (2011) 1811-1824 (Dec 22, 2010) B. Remy, J.G. Khinast, B.J. Glasser. Wet granular flows in a bladed mixer: Experiments and simulations of monodisperse spheres. – Chemical Engineering Science (2011, submitted) E. Roblegg, E. Jäger, A. Hodzic, G. Koscher, S. Mohr, A. Zimmer, J.G. Khinast: Development of sustained-release lipophilic calcium stearate pellets via hot melt extrusion. – in: European Journal of Pharmaceutics and Biopharmaceutics (2011) E. Roblegg, S. Schrank, M. Griesbacher, S. Radl, A. Zimmer, J.G. Khinast: Use of the Direct Compression Aid Ludiflash® for the preparation of pellets via wet extrusion/spheronization. – in: Drug Development and Industrial Pharmacy (2011, accepted) E. Roblegg, E. Jäger, S. Mohr, A. Hodzic, A. Zimmer, J.G. Khinast. Development of lipophilic calcium stearate pellets via hot melt extrusion – in: European Journal of Pharmaceutical and Biopharmaceutical (2011, in press) U. Roessl, J. Wiesbauer, S. Leitgeb, R. Birner-Gruenberger, B. Nidetzky. Non-native Aggregation of Recombinant Human Granulocyte-Colony Stimulating Factor (rhG-CSF) under Simulated Process Stress Conditions. – Biotechnology and Bioengineering (2011, submitted) S. Schrank, A. Hodzic, A. Zimmer, B. Glasser, J. Khinast, E. Roblegg. Calcium Stearate Pellets for Oral Administration: Drying-Induced Variations in Dosage Form. – International Journal of Pharmaceutics (2011, submitted) M.S. Siraj; S. Radl; B.J. Glasser; J.G. Khinast. Effect of blade angle and particle size on powder mixing performance in a rectangular box. – in: Powder Technology 211 (2011) 100113 (Apr 9, 2011) M. Smikalla, A. Mescher, P. Walzel, N.A. Urbanetz. Impact of excipients on coating efficiency in dry powder coating. – in: International Journal of Pharmaceutica 405 (2011) 122-131 (Dec 8, 2010) S. Stegemann, F. Ecker, M. Maio, P. Kraahs, R. Wohlfart, J. Breitkreutz, A. Zimmer, D. BarShalom, P. Hettrich, B. Broegmann. Geriatric drug therapy: Neglecting the inevitable majority. – in: Ageing Research Reviews 9 (2010) 384-398 S. Stegemann, I. Klebovich, I. Antal, H. H. Blume, K. Magyar, G. Németh, T. L. Paál, W. Stumptner, G. Thaler, A. Van de Putte, V. P. Shah: Improved therapeutic entities derived from known generics as an unexplored source of innovative drug products. – in: European Journal of Pharmaceutical Sciences (2011, accepted) R. Sungkorn; J.J. Derksen; J.G. Khinast. Euler–Lagrange Modeling of a Gas–Liquid Stirred Reactor with Consideration of Bubble Breakage and Coalescence. – in: AIChE Journal (2011) R. Sungkorn, J.J. Derksen, J.G. Khinast. Modeling of Aerated Stirred Tanks with NonNewtonian Liquids. – Industrial & Engineering Chemistry Research (2011, submitted) D. Suzzi, S. Radl, J.G. Khinast. Local analysis of the tablet coating process: Impact of operation conditions on film quality. – in: Chemical Engineering Science 65 (2010) 5699-5715 (Aug 6, 2010) Page 79 JJ JJ JJ JJ JJ D. Suzzi, G. Toschkoff, S. Radl, D. Machold, S.D. Fraser, B.J. Glasser, J.G. Khinast. DEM Simulation of Continuous Tablet Coating: Effects of Tablet Shape and Fill Level on Inter-Tablet Coating Variability. – Chemical Engineering Science (2011, submitted) G. Toschkoff; D. Suzzi; W. Tritthart; F. Reiter; M. Schlingmann; J.G. Khinast. Detailed Analysis of Air Flow and Spray Loss in a Pharmaceutical Coating Process. – in: AIChE Journal (2011, in press) G. Toschkoff, D. Suzzi, S. Adam, J.G. Khinast. Numerical Simulation of Pharmaceutical Tablet Coating Processes: First Steps Towards an in-silico Design Space. – Pharmaceutical Technology Europe (2011, submitted) B. Unterweger, T. Stoisser, S. Leitgeb, R. Birner-Grünberger, B. Nidetzky. Engineering of Aerococcus viridans L-lactate oxidase for site-specific PEGylation: characterization and chemical modification of a S218C mutant. – Biotechnology Journal (2011, submitted) C. Voura, N. Schroedl, M. Gruber, D. Strohmeier, B. Eitzinger, W. Bauer, G. Brenn, J.G. Khinast, A. Zimmer. Printable medicines: a microdosing device for producing personalised medicines. – in: Pharmaceutical Technology Europe 23 (2011) 32 - 36 (Jan 7, 2011) Conference Talks JJ E. Ablinger, A. Zimmer, R. Prassl. Stabilization of human growth hormone against deamidation by interaction with strongly basic protamines from salmon. CESPT 2010, Graz (A) on Sep 17th, 2010 JJ S. Adam, D. Suzzi, S. Radl, G. Toschkoff, T. Hörmann, J.G. Khinast. Quality-by-Design Based Characterization of Pharmaceutical Processes by Means of Numerical Simulations. CESPT 2010, Graz (A) on Sep 16th, 2010 JJ S. Adam, D. Suzzi, G. Toschkoff, T. Hörmann, C. Radeke, J.G. Khinast. An Integrated Qualityby-Design (QbD) Approach towards Design Space Definition of three Key Unit Operations in the manufacturing of solid and liquid dosage forms by Discrete Element Method (DEM) and Computational Fluid Dynamics (CFD) Simulation. CESPT 2010, Graz (A) on Sep 16th, 2010 JJ S. Adam, S.D. Fraser, D. Koller, S. Radl, D. Suzzi, E. Roblegg, J.G. Khinast. Continuous Manufacturing & the Role of HME in Pharmaceutical Production. Hot Melt Extrusion Congress, Stuttgart (D) on Apr 15th, 2010 JJ N. Balak, O. Scheibelhofer, D.M. Koller, J.G. Khinast. Quantitative Quasi-Simultaneous and Spatially Resolved Real-time Monitoring of Powder Mixing Processes with a Multiple NIRProbe Setup. AIChE 2010, Salt Lake City (USA) on Nov 9th, 2010 JJ M. Besenhard, A. Eitzlmayer, D. Suzzi, J.G. Khinast, R. Eder. Theory and Application of Population Balance Equations in Chemical Engineering. 7. Minisymposium VT, Graz (A) on Jun 30th, 2011 JJ A. Eitzlmayr, D. Suzzi, J.G. Khinast. CFD-Simulation eines Nanopartikel-Präzipitationsprozesses. ProcessNet-Jahrestagung 2010 und 28. Jahrestagung der Biotechnologen, Aachen (D) on Sep 21st, 2010 JJ N. Heigl, G. Hörl, D. Koller, G. Toschkoff, S.D. Fraser, J.G. Khinast, W. Tritthart, F. Reiter, M. Schlingmann. Raman Chemical Mapping vs. NIR Spectroscopy for Assessing the API Distribution and Coating Thickness of Tablets. AIChE 2010, Salt Lake City (USA) on Nov 7th, 2010 JJ N. Heigl, A. Hodzic, M. Lachmann, S.D. Fraser, J.G. Khinast, M. Kriechbaum, P. Laggner, W. Tritthart. Raman Spectroscopy Combined with Small-and Wide-Angle X-Ray Scattering as a Non-destructive Quality Control Tool for Powder Compression in Pharmaceutical Applications. AIChE 2010, Salt Lake City (USA) on Nov 7th, 2010 JJ A. Hodzic. SAXS and SWAXS/DSC Laboratory Pharmaceutical Applications. Workshop on SAXS Laboratory Practice, New Approaches and Integrated Techniques, Graz (A) on May 3rd, 2011 Page 80 JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ D. Koller, N. Balak, O. Scheibelhofer, J. Moor, G. Hörl, N. Heigl, S.D. Fraser, J.G. Khinast. Real-time Monitoring of Powder Mixing Dynamics with Spectroscopic PAT-Tools. CESPT 2010, Graz (A) on Sep 16th, 2010 D. Koller, N. Balak, J. Moor, N. Heigl, S.D. Fraser, J.G. Khinast, M. Burgstaller P. Kerschhaggl. Real-time Process Monitoring with Spatially Resolved Spectroscopic PAT-Tools. AIChE 2010, Salt Lake City (USA) on Nov 8th, 2010 D. Koller, N. Balak, O. Scheibelhofer, J.G. Khinast. Quantitative Monitoring of Batch and Continuous Powder Mixing Processes with Spatially Resolved Spectroscopic PAT-Tools. IFPAC – Process Analytical Technology, Baltimore (USA) on Jan 18th, 2011 D. Koller, O. Scheibelhofer, S. Fraser, J.G. Khinast. Spatially Resolved Process Monitoring with Spectroscopic PAT-Tools. European Conference on Process Analytics and Control Technology, Glasgow (UK) on Apr 28th, 2011 S. Leitgeb, T. Stoisser, D. Neuhold, B. Nidetzky. Structure-function relationships for substrate selectivity in 2-hydroxy acid oxidizing enzymes. The 24th Annual Symposium of the Protein Society, San Diego (USA) on Aug 5th, 2010 S. Leitgeb, M. Iannuccelli, B. Sirnik, D. Suzzi, J.G. Khinast, A. Rinderhofer. Validation of the freezing process of bio-pharmaceuticals in a scale-down container. PepTalk 2011, San Diego (USA) on Jan 11th, 2011 S. Liebminger. Antimikrobielle Textilien unter der Lupe. Intensivtraining – Reinraumbekleidung/ Der einzige Filter zwischen Mensch und Produkt, Heidelberg (D) on Dec 2nd, 2010 S. Liebminger, B. Nidetzky, G. Straganz. The 3-His iron center – a distinct motif of catalytic function in non-heme metal dependent enzymes. Transition metals in biochemistry, Norwich (UK) on Jun 25th, 2011 E. Littringer, N.A. Urbanetz, H. Schröttner, P. Walzel, A. Mescher. Kinetic Pathway Analysis of Aggregation of Therapeutic Proteins. Drug delivery to the lungs 21, Edinburgh (UK) on Dec 9th, 2010 E. Littringer, N.A. Urbanetz. Influence of surface roughness on the quality attributes of dry powder inhalers. Summerschool/workshop “Rheologie und Phasengrenzen bei der Zerstäubung”, Bremen (D) on Jun 9th, 2011 E. Littringer, N.A. Urbanetz, Schrötter, P. Walzel, A. Mescher. Tailoring particle morphology of spray dried mannitol carrier particles by variation of the outlet temperature. ILASS Europe 2010, Brno (CZ) on Sep 6th, 2010 E. Littringer, N.A. Urbanetz, H. Schröttner, M. Maier, P. Walzel, A. Mescher. Surface modification of dry powder inhaler carrier particles by spray drying. 2. Workshop des SPP ProzessSpray, Erlangen (D) on Sep 13th, 2010 E. Littringer, H. Schröttner, P. Walzel, A. Mescher, A. Maas, R. Paus. Influence of droplet size on the crystallization behaviour of aqueous D-mannitol solutions during spray drying. 7. Minisymposium VT, Graz (A) on Jun 30th, 2011 C. Radeke, J.G. Khinast. Parcel-Based Approach for the Simulation of Gas-Particle Flows. 8th International Conference on CFD in Oil & Gas, Metallurgical and Process Industries, Trondheim (N) on Jun 22nd, 2011 C. Radeke, J.G. Khinast. Wet-Mixing of Powders, a Sarge Scale GPU Implementation. DEM5, London (UK) on Aug 25th, 2010 C. Radeke, J.G. Khinast. Wet-Mixing Simulations of Powders in a Blade Mixer. AIChE 2010, Salt Lake City (USA) on Nov 9th, 2010 S. Radl, J.G. Khinast, B. Glasser, H. Haimburg, D. Brandl. Single Blade Experiments on Granular Flow and Mixing. AIChE 2010, Salt Lake City (USA) on Nov 8th, 2010 D. Reischl, S. Adam, S. Windhaber, E. Roblegg, J.G. Khinast. Quality by Design based Study on the Optimization of a Tablet Formulation. PharmSciFair, Prag (CZ) on Jun 16th, 2011 Page 81 JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ Page 82 E. Roblegg, G. Koscher, K. Hirmann, J.G. Khinast, E. Jäger. Continuous Manufacturing and Hot Melt Extrusion. APV Experts’ Workshop on Hot Melt Extrusion, Tarrytown (USA) on Apr 12th, 2011 U. Rößl, J. Wiesbauer, S. Leitgeb, B. Nidetzky. Aggregation of Recombinant Human Granulocyte-Colony Stimulating Factor under Process Conditions. Annual Meeting AIChE 2010, Salt Lake City (UT, USA) on Nov 10th, 2010 U. Rößl, J. Wiesbauer, S. Leitgeb, B. Nidetzky. Kinetic Pathway Analysis of Aggregation of Therapeutic Proteins on CESPT 2010, Graz (A) on Sep 17th, 2010 U. Rößl, J. Wiesbauer, S. Leitgeb, B. Nidetzky. Aggregation of Recombinant Human Granulocyte-Colony Stimulating Factor under Process Conditions. XV School of Pure and Applied Biophysics, Venice (I) on Jan 26th, 2011 S. Schrank, J.G. Khinast, E. Roblegg, A. Zimmer. Entwicklung eines Extrusions-Spheronisationsprozesses zur Herstellung von rasch zerfallenden Pellets. ProcessNet-Jahrestagung 2010 und 28. Jahrestagung der Biotechnologen, Aachen (D) on Sep 21st, 2010 W. Stumptner, S. Adam, D. Koller, D. Suzzi, J.G. Khinast. Use of Advanced Quality by Design Concepts and Tools in Generic Drug Development. 1st Open Forum on Pharmaceutics and Biopharmaceutics Supergenerics – the Space for Innovative Medicines Hungarian Academy of Sciences, Budapest (HU) on May 24th, 2011 D. Suzzi, G. Toschkoff, D. Machold, S. Radl, J.G. Khinast. Combined Numerical Method for Multi-Scale Analysis of Tablet Coating Processes. CESPT 2010, Graz (A) on Sep 16th, 2010 D. Suzzi, S. Adam, M. Iannuccelli, G. Toschkoff, C. Radeke, J.G. Khinast, S. Radl. Use of Computer Simulations as Process Characterization Tool for Generation of Mechanistic Process Understanding within the Quality by Design Environment. 2nd European Conference on Process Analytics and Control Technology (EuroPact 2011), Glasgow (UK) on Apr 27th, 2011 D. Suzzi. Multi-Phase and Multi-Scale Simulation in the Pharmaceutical Industry. SIMNET Days 2011, Leoben (A) on May 3rd, 2011 G. Toschkoff, D. Suzzi, D. Machold, S. Radl, J.G. Khinast. Investigation of a Tablet Coating Processes using a Multi-Model Simulation Approach. AIChE 2010, Salt Lake City (USA) on Nov 8th, 2010 G. Toschkoff, D. Suzzi, J.G. Khinast. A deeper understanding of tablet coating processes through Discrete Element Method simulations. EDEM Conference, Glasgow (UK) on Mar 31st, 2011 G. Toschkoff, D. Suzzi, J.G. Khinast. Investigation of tablet coating processes using Discrete Element Method simulations. 7. Minisymposium VT, Graz (A) on Jun 30th, 2011 N.A. Urbanetz, E. Littringer, H. Schröttner, P. Walzel, A. Mescher. The use of design of experiments to study the effect of process parameters on surface topography and size of spray dries D- mannitol, Conference Proceedings. International Drying Symposium, Magdeburg (D) on Oct 4th, 2010 N.A. Urbanetz, E. Littringer. Carrier particle engineering for pulmonary drug delivery via spray drying. Pharmazeutisches Kolloquium – Uni Innsbruck (A) on Jan 24th, 2011 N.A. Urbanetz. Development of sustained release formulations by dry powder coating in a rotary fluid bed. AAPS Annual Meeting, Los Angeles (USA) on Nov 9th, 2010 N.A. Urbanetz, E. Littringer. Sprühtrocknungsverfahren zur Erzeugung inhalierbarer Pulver. Sprühtrocknung zur Herstellung fester Arzneiformen, Fulda (D) on Feb 28th, 2011 N.A. Urbanetz, E. Littringer. Tailoring the performance of carrier based dry powder inhalates by surface modification of the carrier using spray drying. Berichterstattung und Begutachtung zur zweiten Periode des SPP 1423 “Prozess-Spray”, Frankfurt/Main (D) on Jan 10th, 2011 P. Wahl, T. Traußnig, S. Landgraf, S. Electrochemical tuning of the electrical resistance of nanoporous gold prepared by dealloying. International Conference on Nanostructured Materials, Rome (I) on Sep 13th, 2010 JJ JJ JJ P. Wahl, O. Scheibelhofer, D. Koller, J.G. Khinast. Application of Process Analytical Technology (PAT) in Pharmaceutical Production. 7. Minisymposium VT, Graz (A) on Jun 30th, 2011 J. Wiesbauer, S. Leitgeb, B. Nidetzky. Human growth hormone – insights into its aggregation behavior using denaturation pathway characterization. CESPT 2010, Graz (A) on Sep 17th, 2010 J. Wiesbauer, U. Rößl, S. Leitgeb, B. Nidetzky. Kinetic Pathway Analysis of Aggregation of Therapeutic Proteins. AIChE 2010, Salt Lake City (USA) on Nov 8th, 2010 Poster Presentations E. Ablinger, S. Wegscheider, T. Pavkov, A. Zimmer, W. Keller. Electrostatic complexation of human growth hormone with protamine for stabilization against deamidation. 2010 Workshop on Protein Aggregation and Immunogenicity, Breckenridge (USA) on Jul 21st, 2010 JJ E. Ablinger, S. Wegscheider, T. Pavkov, A. Zimmer, W. Keller, R. Prassl. Stabilization of human growth hormone against deamidation by interaction with strongly basic protamines from salmon. CESPT 2010, Graz (A) on Sep 16th-18th, 2010 JJ N. Balak, O. Scheibelhofer, D. Koller, J.G. Khinast. Quantitative Quasi-Simultaneous and Spatially Resolved Real-time Monitoring of Powder Mixing Processes with a Multiple NIRProbe Setup. CESPT 2010, Graz (A) on Sep 16th-18th, 2010 JJ M. Besenhard, S. Schrank, H. Gruber-Wölfler, J.G. Khinast. API-Kristallisation in einem Rohr. 7. Minisymposium VT, Graz (A) on Jun 30th, 2011 JJ M. Brunsteiner, M. Eichinger, H. Gruber-Wölfler, J.G. Khinast, P. Feenstra. Investigation of the interaction between drug product solutions and packaging materials. 7. Minisymposium VT, Graz (A) on Jun 30th, 2011 JJ A. Eitzlmayr, D. Suzzi, J.G. Khinast. Modeling of Pharmaceutical Hot Melt Extrusion. 7. Minisymposium VT, Graz (A) on Jun 30th, 2011 JJ G. Hörl, N. Heigl, D. Koller, J.G. Khinast, W. Tritthart, F. Reiter, M. Schlingmann. Evaluation of API-Distribution and Coating Thickness by NIR Spectroscopy and Raman Chemical Mapping. CESPT 2010, Graz (A) on Sep 16th-18th, 2010 JJ T. Hörmann, D. Suzzi, M. Gsöll, J. Hofer, J.G. Khinast. Simulation of Fluid Mixing and Dissolution Processes. CESPT 2010, Graz (A) on Sep 16th-18th, 2010 JJ S. Leitgeb, T. Stoisser, D. Neuhold, B. Nidetzky. Structure-function relationships for substrate selectivity in 2-hydroxy acid oxidizing enzymes. The 24th Annual Symposium of the Protein Society, San Diego (USA) on Aug 4th, 2010 JJ S. Leitgeb, M. Iannuccelli, B. Sirnik, D. Suzzi, J.G. Khinast, A. Traußnig, A. Rinderhofer. Validation of the freezing process of bio-pharmaceuticals in a scale-down container. PepTalk 2011, San Diego (USA) on Jan 9th-13rd, 2011 JJ S. Liebminger, D. Suzzi, S. Fraser, G. Schinagl, S. Radl, L. Oberauner, M. Aichner, M. Cardinale, J.G. Khinast, G. Berg. Innovative Concepts for Personnel Locks in Clean Room Technology. CESPT 2010, Graz (A) on Sep 16th-18th, 2010 JJ S. Liebminger, M. Aichner, L. Oberauner, G. Berg. How much sterility is possible? New concepts for clean room environments based on plant-associated bacteria. 11th Conference on Bacterial Genetics and Ecology – BAGECO11. Corfu (GR) on May 29th, 2011 JJ S. Liebminger, G. Berg. How much sterility is possible? New concepts for clean room environments based on plant-associated bacteria. 11th Conference on Bacterial Genetics and Ecology – BAGECO11, Corfu (GR) on May 29th, 2011 JJ S. Liebminger, M. Cardinale, L. Oberauner, C. Moschner, G. Berg. Survival of HumanAssociated and Environmental Bacteria on Clean Room Textiles. International Microscopy Conference, Rio de Janeiro (BR) on Sep 19th, 2010 JJ Page 83 JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ Page 84 E. Littringer, N.A. Urbanetz, M. Maier, H. Schröttner, A. Mescher P. Walzel. Influence of carrier particle morphology on the performance of dry powder inhalers. CESPT 2010, Graz (A) on Sep 16th-18th, 2010 E. Littringer, N.A. Urbanetz, H. Schröttner, P. Walzel, A. Mescher. Surface modification of mannitol inhaler carrier particles via spray drying. Drug delivery to the lungs 21, Edinburgh (UK) on Dec 8th, 2010 E. Littringer, N.A. Urbanetz, H. Schröttner, P. Walzel, A. Mescher A., A. Maas, R. Paus. Studien zur Ausbildung der Partikelmorphologie im Sprühtrocknungsprozess zur Steuerung der Leistungsmerkmale von Pulverinhalaten. Berichterstattung und Begutachtung zur zweiten Periode des SPP 1423 “Prozess-Spray”, Frankfurt (D) on Jan 10th, 2011 J. Mohr. Qualification of NIR Spectral Imaging for the Pharmaceutical Industry. CESPT 2010, Graz (A) on Sep 16th-18th, 2010 J. Moor, D. Koller, N. Heigl, N. Balak, J.G. Khinast, M. Burgstaller P. Kerschhaggl. Qualification of NIR Spectral Imaging for the Pharmaceutical Industry. CESPT 2010, Graz (A) on Sep 16th-18th, 2010 C. Radeke, J.G. Khinast. Particle Simulations using DEM on GPUs. Gpu Technologie Conference 2010 (GTC), NVIDIA Research Summit, San Jose (USA) on Sep 22nd-27th, 2010 E. Roblegg, B. Teubl, E. Fröhlich, A. Zimmer. Transport Studies of Polystyrene Nanoparticles across the Buccal Mucosa. PharmSciFair, Prag (CZ) on Jun 14th, 2011 U. Rößl, J. Wiesbauer, S. Leitgeb, B. Nidetzky. Aggregation of Recombinant Human Granulocyte-Colony Stimulating Factor under Process Conditions. Annual Meeting AIChE 2010, Salt Lake City (USA) on Nov 10th, 2010 U. Rößl, J. Wiesbauer, S. Leitgeb, B. Nidetzky. Kinetic Pathway Analysis of Aggregation of Therapeutic Proteins. CESPT 2010, Graz (A) on Sep 16th-18th, 2010 U. Rößl, J. Wiesbauer, S. Leitgeb, B. Nidetzky. Aggregation of Recombinant Human Granulocyte-Colony Stimulating Factor under Process Conditions. XV School of Pure and Applied Biophysics, Venice (I) on Jan 24th-28th, 2011 O. Scheibelhofer, N. Balak, D. Koller, S.D. Fraser, J.K. Khinast, T. Freeman. Linking Rheological Key Parameters of Pharmaceutical Powders to Mixing Properties. CESPT 2010, Graz (A) on Sep 16th-18th, 2010 S. Schrank, J.G. Khinast, E. Roblegg, A. Zimmer. Development of micropellets for buccal drug delivery. CESPT 2010, Graz (A) on Sep 16th-18th, 2010 S. Schrank, J.G. Khinast, E. Roblegg. Calcium Stearate Micro-pellets: Impact of Drying Conditions on Pellet Dissolution. ProcessNet, Aachen (D) (2011) S. Schrank, E. Roblegg, P. Heidinger. Preparation of Fast Disintegrating Micro-Pellets using Ludiflash® and Functional Additives. PharmSciFair, Prag (CZ) on Jun 15th, 2011 S. Schrank, J.G. Khinast, E. Roblegg, D. Reischl, A. Zimmer. Calcium-Stearate Micro-pellets: Impact of Drying on Final Pellet Characteristics. PharmSciFair, Prag (CZ) on Jun 15th, 2011 S. Schrank, E. Roblegg, M. Besenhard, H. Gruber-Wölfler, J. Khinast, R. Eder, J. Grill, E. Schmitt. Continuous Flow Crystallization of Active Pharmaceutical Ingredients. PharmSciFair, Prag (CZ) on Jun 16th, 2011 G. Toschkoff, D. Suzzi, J.G. Khinast, M. Schlingmann, F. Reiter, W. Tritthart. Numerical simulation of film formation in tablet coating. CESPT 2010, Graz (A) on Sep 16th-18th, 2010 N.A. Urbanetz, S. Karner. Electrostatic charge on pharmaceutical powders for pulmonary application. CESPT 2010, Graz (A) on Sep 16th-18th, 2010 N.A. Urbanetz. Sustained release formulations by dry powder coating – Influence of starter cores on dissolution behavior. AAPS 2009 Annual Meeting and Exposition, Los Angeles (USA) on Nov 8th-12th, 2010 N.A. Urbanetz. Sustained release formulations by dry powder coating – Influence of starter cores on dissolution behavior. AAPS 2009 Annual Meeting and Exposition, Los Angeles (USA) on Nov 8th-12th, 2010 JJ JJ JJ JJ JJ N.A. Urbanetz, S. Karner. Dry Powder Inhalers –the dependence of particle size and mixing time on triboelectrification. Drug delivery to the lungs 21, Edinburgh (UK) on Dec 8th, 2010 N.A. Urbanetz, S. Karner. Einflussgrößen auf die triboelektrische Aufladung von Mannitol als Trägerstoff für Dry Powder Inhaler. 7. Minisymposium VT, Graz (A) on Jun 30th, 2011 P. Wahl, O. Scheibelhofer, D. Koller, J.G. Khinast. Application of Process Analytical Technology (PAT) in Pharmaceutical Production. 7. Minisymposium VT, Graz (A) on Jun 30th, 2011 J. Wiesbauer, S. Leitgeb, B. Nidetzky. Stirred, not shaken –process-relevant parameters and their effects on stability of human growth hormone. 2010 Workshop on Protein Aggregation and Immunogenicity, Breckenridge (USA) on Jul 20th, 2010 J. Wiesbauer, S. Leitgeb, B. Nidetzky. Human growth hormone – insights into its aggregation behavior using denaturation pathway characterization. CESPT 2010, Graz (A) on Sep 16th18th, 2010 Other Publications C. Radeke, S. Radl, J.G. Khinast. Wet Mixing of Powders. Proceedings of DEM5 (2010, submitted) JJ S. Radl, J.G. Khinast. Mathematische Modellierung und Simulationstechniken. Roadmap der chemischen Reaktionstechnik (Tagungsbericht) (2010) JJ S. Radl, J.G. Khinast, M.C. Gruber. Scalar Variance and fast Chemical Reactions in Bubble Column Reactors. 12th Workshop on Two-Phase-Flow-Predictions (Tagungsbericht) (in Press) JJ Page 85 Diploma & Doctoral Theses Baccalaureate Papers JJ Gruber Michael: Quantitative Bestimmung von oxidiertem und reduziertem Glutathion (successfully completed) JJ Redlinger-Pohn Jakob: Mixing of high viscous fluids (ongoing) JJ Reiter Eva: Zytotoxizitäts- und Permeabilitätsstudien von pflanzlichen Arzneistoffen (successfully completed) JJ Rieger Thomas: Microwave Resonance Technology for Moisture Content Analysis of Pharmaceutical Products (successfully completed) JJ Taucher Thomas: Validierung, Analyse und Lösung von linearen Gleichungssystemen (successfully completed) JJ Treschnitzer Karin: Dosiersysteme (ongoing) Diploma & Master Theses JJ Aichner Martin: Screening of new bio-based antimicrobials from plant endophytes (successfully completed) JJ Cernava Tomislav: Identifikation von flüchtigen organischen Verbindungen aus Bakterien (ongoing) JJ Dobersberger Stefan: Entwicklung eines gastrointestinalen Modells zur Untersuchung von nanostrukturierten Materialien (successfully completed) JJ Eitzlmayr Andreas: Modellierung und Scale-up eines Prezipitationsprozesses zur Herstellung von Nanopartikeln (successfully completed) JJ Fuchs Katrin: Schmelzextrustion (ongoing) JJ Gärtner Stephanie: Role of Tyr-215 in the catalytic cyle of lactate oxidase (ongoing) JJ Gsöll Martina: Optimierung von Misch- und Lösungsprozessen – Physikalisch-chemische Parameter (successfully completed) JJ Hellweger Monika: Thermostability-Screening of therapeutical proteins (ongoing) JJ Jäger Evelyn: Buccale Permeabilitätsstudien von nanostrukturierten Materialien (successfully completed) JJ Jedinger Nicole: Entwicklung eines Überzugverfahrens für Kaliumchlorid Kristalle zur oralen Applikation mit retardiertem Freisetzungsprofil (successfully completed) JJ Judmeier Christine: Entwicklung eines buccalen alternativen in-vitro Systems (successfully completed) JJ Knauss Günter: Simulation und experimentelle Validierung eines Mischprozesses für pulverförmige Substanzen (ongoing) JJ Larisegger Silvia: Kondensations- und Absorptionseffekte bei der Reinraumdekontamination mittels Wasserstoffperoxid (successfully completed) JJ Markl Daniel: Demonstration of a Pharmaceutical Hot Melt Extrusion Process with SIPAT (ongoing) JJ Martinez Alberto: Untersuchungen zur Partikelablösung (successfully completed) JJ Metzler Michael: SWAXS / Nano-Analytik (successfully completed) JJ Michelitsch Stefan: Entwicklung von lipophilen Mikropellets in Kombination mit Arzneistoffen des biopharmazeutischen Klassifizierungssystems (successfully completed) JJ Monitzer Andreas: Development of an Efficient Neighbor List Implementation for ParticleParticle Interactzions in coupeld Discrete Element and Fluid Dynamics Simulation Tools (successfully completed) JJ Moor Johann: Application of NIR-Imaging and Multivariate Data Analysis for Pharmaceutical Products Master’s thesis (successfully completed) Page 86 JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ Neuhold Daniela: Improving the substrate selectivity of an oxidase used in commercially available biosensors (successfully completed) Oberauner Lisa: Survival of Staphylococcus aureus on clean room textiles (successfully completed) Preiß Hannes: Untersuchung von Pulvergemischen hinsichtlich deren Homogenität mittels spektroskopischer Methoden (successfully completed) Pucher Hannes: Modeling of the hardening process of microparticles (successfully completed) Rößl Ulrich: Prozesskinetische Analyse des Aggregationsverhaltens von therapeutischen Proteinen (successfully completed) Scheibelhofer Otto: Combining Rheometric Powder Characterisation Techniques with near Infrared Spectroscopy based on Experimental Design and Multivariate Analysis (successfully completed) Schinwald Christoph: Validation of Tablet Coating Charateristics (ongoing) Schitnig Verena: Influence of formulation excipients on protein degradation (ongoing) Schrank Simone: Development of an extrusion process for fast disintergrating pellets (successfully completed) Schrödl Nina: Charakterisierung und Dosierung von pharmazeutischen Lösungen und Polymer - Coatings auf Papier zur Herstellung von personalisierten Medikamenten (ongoing) Strohmeier Daniela: Nanosuspensionen als Druckertinte zur exakten Dosierung von schwerlöslichen Arzneistoffen (ongoing) Unterweger Birgit: Improving the operational stability of oxidases in biosensors (successfully completed) Velasco Roberto: Simulation of Pharmaceutical Tableting Processes (successfully completed) Waal Andreas: Untersuchung der prinzipiellen Anwendbarkeit eines innovativen onlineViskosimeters beim Prozessmonitoring von Bioreaktoren (successfully completed) Windhaber Katharina: QbD basierte Reformulierung von Neurobion: Etablierung eines Formulierungsdesignspace (ongoing) Zäuner Julia: Untersuchung der Dissolutionseigenschaften von Fenofibrat Pellets (successfully completed) Zaversky Michaela: Permeabilitätsstudien an Franz Zellen mit nanostrukturierten Materialien (successfully completed) Doctoral Theses JJ Ablinger Elisabeth: Entwicklung von Strategien zur Stabilisierung von Proteinen in flüssigen Arzneiformen (ongoing) JJ Feenstra Peter: Tailoring and Characterisation of Silica Based Monoliths for the Use in Continuous Annular Electro-Chromatography (ongoing) JJ Gübitz Brigitte: Die Rolle des Risikomanagements im Quality by Design (ongoing) JJ Hörmann Thomas: 3D Simulation of Mixing-, and Dissolution Processes within the Pharmaceutical Industry (ongoing) JJ Jäger Evelyn: Development of a Pharmaceutical Production Technology Platform for ValueAdded Products (ongoing) JJ Jakobs Markus: Thermoanalytische Untersuchungen zu Reaktionskinetiken in Formulierungen (ongoing) JJ Kiss Nikolett: The formation of particles with highly controlled properties in stirred reactors (ongoing) Page 87 JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ JJ Page 88 Lachmann Marek: Synthese, Anwendung und Untersuchung von neuartigen Disulfidpolymeren zur gezielten Wirstofffreisetzung im Dickdarmbereich (ongoing) Leitgeb Stefan: Structure-function relationships for the atypical 3-His non-heme Fe(II) catalytic site of beta-diketone-cleaving dioxygenase (successfully completed) Littringer Eva Maria: Steuerung der Leistungsmerkmale trägerbasierter Pulverinhalate durch gezielte Oberflächenmodifikation des Trägers mittels Sprühtrocknung (ongoing) Mohr Stefan: Entwicklung und Validierung von chromatographischen und elektrophoretischen Trennmethoden zur Wirkstoffbestimmung (ongoing) Mürb Reinhardt-Karsten: Entwicklung eines Pelletierverfahrens für organische Partikel (ongoing) Radl Stefan: Modeling of Multiphase Systems in Pharmaceutical Applications (successfully completed) Schaffer Markus: Einsatz der 3D-CFD Simulation zur Optimierung von Großdieselmotoren (successfully completed) Scheibelhofer Otto: Spectroscopic Methods for Pharmaceutical Process and Product Quality Monitoring (ongoing) Schinagl Gerhild: Innermotorische Massnahmen zur Reduktion von Formaldehydemissionen von Großgasmotoren (successfully completed) Schrank Simone: Entwicklung von Mikropellets (ongoing) Stoisser Thomas: Improvement of stability and optimization of oxidases for usage in biosensors (ongoing) Suzzi Daniele: Diesel Nozzle Flow and Spray Formation: Coupled Simulations with Real Engine Validation (successfully completed) Toschkoff Gregor: Investigation of pharmaceutical tablet-coating processes using numerical simulations based on CFD and Discrete Element methods (ongoing) Wahl Patrick: Measuring and controlling critical process parameters of pharmaceutical manufacturing by PAT (ongoing) Wiesbauer Johanna: Prozesskinetische Analyse des Aggregationsverhaltens von therapeutischen Proteinen (ongoing) Patents Patent Application EP 10152 977.4: A System for Analyzing a Granulate for Producing a Pharmaceutical Product. Europ. Filing Date Feb 8th, 2010, Applicant: Hecus X-Ray Systems GmbH. Patent Application WO 2010/012470 A1: A System and Method for Manufacturing a Medication. Int. Filing Date Jul 30th, 2008, Int. Publication Date Feb. 4th, 2010, Applicant: Research Center Pharmaceutical Engineering GmbH. Patent Application US61 155 780: Clean Room Suit and Clean Room Lock for Mutual Cooperation in a Clean Room. Filing Date Feb 26th, 2009, Assignor: Josef Ortner. Patent Application EP 09180492.2: Methods and Compositions for Biologically Controlling Microbial Growth on Clean Room Equipment. Europ. Filing Date Dec 22nd 2009, Applicant: Research Center Pharmaceutical Engineering GmbH. Patent EP 11 413 67 B1: Synthetic Nucleic Acid Particle. Filing Date Dec 13th, 1999, Publication. Date Oct 10th, 2001. Applicant: Andreas Zimmer. Patent Application EP 10 169 097.2: Multi-layer tablet formation by adhering tablet bodies together. Filing Date Jul 9th, 2010, Applicant: Research Center Pharmaceutical Engineering GmbH. Patent Application EP 10 196 672.9: Volatile organic compounds from bacterial antagonists for controlling microbial. Filing Date Dec 22nd, 2010, Applicant: Research Center Pharmaceutical Engineering GmbH. Patent Application EP 11 162 850.9-1223: Photodynamic control of microbial growth on surfaces. Filing Date Apr 18th, 2011, Applicant: Ortner Reinraumtechnik GmbH. Patent Application R58816: Oral retardierende Formulierung. Filing Date May 26th, 2011 Page 89 Congresses 4th International Graz Congress for Pharmaceutical Engineering (ICPE) as a Satellite Symposium of 8th Central European Symposium on Pharmaceutical Technology (CESPT) Sep 16th-18th, 2010 http://www.cespt2010.org Graz, Austria Hosted by the Institute for Process and Particle Engineering (TUG), Institute of Pharmaceutical Sciences (KFU) and the RCPE Workshops Quality by Design: New Concepts for Development & Manufacturing – A Hands-on Course for Pharma (a joint DIA/Pharmig Academy training course) Dr. Siegfried Adam (RCPE, Austria) Dr. Fritz Erni (Consultant, Switzerland) Prof. Dr. Johannes Khinast (TUG and RCPE, Austria) Nov 4th-5th, 2010 Graz, Austria Continuous Manufacturing in the Pharmaceutical Industry Prof. Dr. Johannes Khinast (TUG and RCPE, Austria) Feb 8th, 2011 Graz, Austria Ausgewählte Aspekte der pharmazeutischen Technologien und ihre biopharmazeutische Relevanz Dr. Jörg Breitenbach (Abbott, Germany) Apr 6th-8th, 2011 Graz, Austria QbD Workshop Dr. Siegfried Adam (RCPE, Austria) Dr. Fritz Erni (Consultant, Switzerland) Prof. Dr. Johannes Khinast (TUG, Austria) Dr.in Christa Wirthumer-Hoche (AGES PharmMed, Austria) June 9th-10th, 2011 Basel, Switzerland Page 90 Page 91 Financial Annex Bilanz AKTIVA 1. Immaterielle Vermögensgegenstände 2. Sachanlagen 3. Finanzanlagen 4. Summe Anlagevermögen 5. noch nicht abrechenbare Leistungen 6. Forderungen aus Lieferungen und Leistungen 7. Forderungen aus Geld u.Sachleistungen Partner K1 8. Forderungen aus Projektförderungen und Subventionen 9. sonstige Forderungen und Vermögensgegenstände 10. Kassenbestand Guthaben bei Kreditinstituten 11. ARA SUMME AKTIVA Page 92 30.06.2011 EURO 62.428,10 1.015.338,15 31.903,90 1.109.670,15 99.733,58 101.571,29 629.851,54 145.034,82 367.525,52 904.271,57 25.939,94 30.06.2010 EURO 99.856,27 1.001.843,15 17.037,67 1.118.737,09 27.170,64 90.912,35 807.490,01 128.684,85 227.355,45 404.800,29 8.235,00 3.383.598,41 2.813.385,68 Passiva 12. Kapital 13. Unversteuerte Rücklagen 14. Investitionszuschüsse 15. Rückstellungen 30.06.2011 EURO -923.526,19 -17.797,75 -588.996,43 -393.432,00 30.06.2010 EURO -486.653,09 -16.350,40 -916.511,70 -250.010,00 16. 17. 18. 19. -244.039,20 -235.102,55 -554.839,54 -425.864,75 -61.802,00 -417.137,42 -333.274,54 -331.646,53 -3.383.598,41 -2.813.385,68 erhaltene Anzahlungen auf Bestellungen Verbindlichkeiten aus Lieferungen und Leistungen sonstige Verbindlichkeiten PRA SUMME Passiva Page 93 Gewinn- und Verlustrechnung Nr Bezeichnung 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. Umsatzerlöse Erträge aus Geld und Sachleistungen K1 Förderungen und Zuschüsse öffentl. Hand Veränderung des Bestandes an noch nicht abrechenbaren Leistungen andere aktivierte Eigenleistungen sonstige betriebliche Erträge Aufwendungen für Material und bezog.Leistungen Personalaufwand Abschreibungen sonstige betriebliche Aufwendungen Zwischensumme aus 1 bis 10 Betriebserfolg Zinsen und ähnliche Erträge Zinsen und ähnliche Verspätungszuschläge Zwischensumme aus 11 bis 12 Finanzerfolg Ergebnis der gewöhnlichen Geschäftstätigkeit Steuern vom Einkommen Jahresüberschuss 18. 19. 20. 21. 22. Auflösung unversteuerter Rücklagen Zuweisung zu unversteuerten Rücklagen Zuweisung zu Gewinnrücklagen Jahresgewinn Gewinnvortrag aus dem Vorjahr 23. Bilanzgewinn Page 94 30.06.2011 EURO 550.409,69 2.433.403,56 2.305.952,28 72.562,94 0,00 1.137.454,88 -1.490.273,38 -2.896.633,88 -727.254,13 -921.562,74 464.059,22 8.328,31 -2,46 8.325,85 472.385,07 -34.064,62 438.320,45 34.148,17 -35.595,52 30.06.2010 EURO 263.815,28 2.070.119,22 1.260.647,17 27.170,64 590.732,51 -1.101.721,34 -1.941.047,22 -384.839,71 -502.501,50 282.375,05 8.505,39 8.505,39 290.880,44 -26.009,74 264.870,70 436.873,10 86.653,09 21.435,67 -16.350,40 -100.000,00 169.955,97 116.697,12 523.526,19 286.653,09 Page 95 Boards and Partners The main objective of the consortium of industrial, scientific and associated partners is the development of the scientific base for the effective and cost-efficient development of next-generation drugs and the corresponding manufacturing technology. By equally involving partners with scientific and industrial background, not only the development, but also the subsequent implementation in industrial development and manufacturing is assured. RCPE’s partner structure has been developed to achieve this goal. General Assembly Renate DWORCZAK, Ao. Univ.-Prof.in Mag.a Dr.in Chairperson University of Graz (20%) Harald KAINZ, Univ.-Prof. DDipl.-Ing. Dr.Dr.h.c. Graz University of Technology (65%) Wolfgang PRIBYL, Univ.-Prof. Dipl.-Ing. Dr. MBA JOANNEUM RESEARCH Forschungsgesellschaft mbH (15%) Supervisory Board / Strategy Board Harald KAINZ, Univ.-Prof. DDipl.-Ing. Dr.Dr.h.c. Chairperson Graz University of Technology Renate DWORCZAK, Ao. Univ.-Prof.in Mag.a Dr.in Representative Chairperson University of Graz Karin SCHAUPP, Mag.a pharm. Dr.in Graz University of Technology Wolfgang PRIBYL, Univ.-Prof. Dipl.-Ing. Dr. MBA JOANNEUM RESEARCH Forschungsgesellschaft mbH Thomas KRAUTZER, Mag. Dr. Land Steiermark Scientific Advisory Board (SAB) Karin SCHAUPP, Mag.a pharm. Dr.in Chairperson Fernando J. MUZZIO, Prof. Dr. Rutgers University, USA Jonathan SEVILLE, Prof. Dr. Warwick University, United Kingdom Peter KLEINEBUDDE, Prof. Dr. University of Duesseldorf, Germany Sven STEGEMANN, Dr. Pfizer / Capsugel, Germany Fritz ERNI, Dr. Novartis, Switzerland Alois JUNGBAUER, Prof. Dipl.-Ing. Dr. University of Natural Resources and Applied Life Sciences, Austria Page 96 Program Committee The Program Committee consists of at least 14 representatives of academic and industry partners which are involved in the research projects. The Graz University of Technology has the right to nominate 5 of the members. Each of the other academic and industrial partners at the RCPE involved in projects has the right to send one member. Chairperson Alexander RINDERHOFER, Dipl.-Ing. MBA Program Commission Chairperson: Johannes G. KHINAST, Univ.-Prof. Dipl.-Ing. Dr. Representatives Scientific Partners Ferdinand HOFER, Ao.Univ.-Prof. Dipl.-Ing. Dr. Graz University of Technology Christoph HERWIG, Univ.-Prof. Dipl.-Ing. Dr. Vienna University of Technology Bernd NIDETZKY, Univ.-Prof. Dipl.-Ing. Dr. Graz University of Technology Andreas ZIMMER, Univ.-Prof. Mag. Dr. University of Graz Representatives Business Partners Karl-Heinz HOFBAUER, Dipl.-Ing. Baxter Austria AG Peter KARLE, Dr. Sandoz GmbH Franz REITER, Dr. G.L. Pharma GmbH Norbert RASENACK, Dr. Novartis Pharma AG Page 97 Business Partners RCPE has attracted 46 company partners to date. It is important to state that the company consortium equally reflects national and international companies. RCPE has already managed to engage a major share of the Austrian companies in a cooperation and has also successfully attracted major international companies. Melt extrusion projects, for instance, are currently carried out for Austrian and British companies in combination with German process equipment manufacturers. Additional extrusion projects are underway with various partners. The company consortium also reflects the various elements of product and process development and includes (bio-)pharmaceutical companies, as well as companies developing or manufacturing process equipment, measurement and control technology and simulation tools. It is important to note that some companies prefer to cooperate with the RCPE on a non-K-service contract basis, rather than joining the company consortium. Abbott GmbH http://www.abbott.at Acino Holding AG http://www.acino-pharma.com Anton Paar GmbH http://www.anton-paar.com AstraZeneca UK Limited http://www.astrazeneca.co.uk Automatik Plastics Machinery GmbH http://www.automatikgroup.com AVL List GmbH http://www.avl.com Baumgartner & Co GmbH http://www.baumgart-co.at Baxter AG http://www.baxter.at Bayer Schering Pharma AG http://www.bayerpharma.com Page 98 Bioland d.o.o. BIRD-C GmbH http://www.bird-c.com Boehringer Ingelheim RCV GmbH & Co KG http://www.boehringer-ingelheim.at Coperion GmbH http://www.coperion.com Dastex Reinraumzubehör GmbH & Co KG http://www.dastex.de Dr. Franz Feurstein GmbH http://www.delfortgroup.com/lang_en/mills_ feurstein.htm DRIAM Anlagenbau GmbH http://www.driam.com Düsen-Schlick GmbH http://www.duesen-schlick.de Fette Compacting GmbH http://www.fette.com Freeman Technology Ltd. http://www.freemantech.co.uk Fresenius Kabi Austria GmbH http://www.fresenius-kabi.at G.L. Pharma GmbH http://www.gl-pharma.at Gericke Holding AG http://www.gericke.net Glatt GmbH http://www.glatt.com GlaxoSmithKline Research & D evelopment Limited http://www.glaxosmithkline.at Innojet Herbert Hüttlin http://www.innojet.de Innoweld Metallverarbeitung GesmbH http://www.innoweld.at L.B. Bohle Maschinen + Verfahren GmbH http://www.lbbohle.de The Lifecycle Intelligence Group GmbH http://www.lifecycle-ig.com Merck KGaA http://www.merck.at MG2 s.r.l. http://www.mg2.it Microinnova Engineering GmbH http://www.microinnova.com Montavit Ges.m.b.H. http://www.montavit.com Mynadis Thomas Tritthart Novartis Pharma AG http://www.novartis.com onepharm Research & Development GmbH http://www.onepharm.com Ortner Reinraumtechnik GmbH http://www.ortner-cls.de qpunkt GmbH http://www.qpunkt.at Roche Diagnostics Graz GmbH http://www.roche.at SamTech Extraktionstechnik GmbH http://www.samtech.at Sandoz GmbH http://www.sandoz.at Sanochemia Pharmazeutika AG http://www.sanochemia.at Sanofi Aventis GmbH http://www.sanofi-aventis.at Savira Pharmaceuticals GmbH http://www.savira.at Stölzle-Oberglas GmbH http://www.stoelzle.com VTU Technology GmbH http://www.vtu.com ZETA Holding GmbH http://www.zeta.com RECREATE PMS(FROM PDF) Page 99 Scientific Partners Scientific partners are academic or non-academic research facilities, which participate in our research projects through their key, senior and junior researchers and technicians. They bring to the table their scientific competence and thus assure a research programme at the highest scientific level. Moreover, they provide a wide range of laboratory and technical infrastructure. The relevant institutes of the participating universities and research facilities have significantly shaped the RCPE. Their commitment is an important source for success and provides the Center with a constant stream of young and dedicated staff. Austrian Academy of Sciences http://www.oeaw.ac.at Institute of Biophysics and Nanosystems Research Joanneum Research Forschungsgesellschaft mbH http://www.joanneum.at Institute of Medical Technologies and Health Management University of Graz http://www.uni-graz.at Institute of Pharmaceutical Sciences Graz University of Technology http://www.tugraz.at/ Institute for Process and Particle Engineering Institute of Biotechnology and Biochemical Engineering Institute of Fluid Mechanics and Heat Transfer Institute for Chemical Engineering and Environmental Technology (TVTUT) Institute for Electron Microscopy and Fine Structure Research (FELMI) Institute for Chemistry and Technology of Materials Institute for Inorganic Chemistry Institute for Paper, Pulp and Fibre Technology Institute for Environmental Biotechnology Institute of Solid State Physics Page 100 Vienna University of Technology http://www.tuwien.ac.at Department of Pharmaceutical Technology and Biopharmaceutics Rutgers University http://www.rutgers.edu Department of Chemical and Biochemical Engineering FH Joanneum – University of Applied Sciences http://www.fh-joanneum.at University of Duesseldorf http://www.uni-duesseldorf.de Institute of Pharmaceutics and Biopharmaceutics University of Cambridge http://www.cam.ac.uk Research Center for Non Destructive Testing http://www.recendt.at Other Partners AGES, Österreichische Agentur für Gesundheit und Ernährungssicherheit GmbH http://www.ages.at Pharmig, Verband der Pharmazeutischen Industrie Österreichs http://www.pharmig.at Page 101 Research Center Pharmaceutical Engineering GmbH Managing Director: Mag. Dipl.-Ing. Dr. Thomas K. KLEIN Scientific Director: Univ.-Prof. Dipl.-Ing. Dr. Johannes G. KHINAST Inffeldgasse 21a/II 8010 Graz, Austria Telephone: +43 316 873 9701 Telefax: +43 316 873 9702 E-Mail: [email protected] Internet: http://www.rcpe.at Legal Reg: FN 312899x, LGZRS Graz VAT (UID): ATU64272307 Funding Institutions: within the framework of the Austrian K1 - Program: FFG Austrian Research Promotion Agency, Structural Programs Land Steiermark (Styrian provincial government – Dept. for Science and Research) – SFG – Steirische Wirtschaftsförderung (Styrian Business Promotion Agency) Shareholders: Graz University of Technology (65%) University Graz (20%) JOANNEUM RESEARCH (15%) Share capital: € 100.000,– Page 102 Published by: Research Center Pharmaceutical Engineering GmbH, Inffeldgasse 21a/II, A-8010 Graz Printed by: Medienfabrik Graz GmbH, Dreihackengasse 20, A-8020 Graz Design-Layout: Rubikon Werbeagentur GmbH, Schumanngasse 26, A-8010 Graz Photos: Research Center Pharmaceutical Engineering GmbH, Salon Deluxe, Das Kunztfoto Photos of test facilities: copyright belongs to the respective manufacturer www.rubikon.at Inffeldgasse 21a/II A-8010 Graz Telefon: +43 316 873 9701 Telefax: +43 316 873 9702 E-Mail: [email protected] www.rcpe.at
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