Plant Physiology Preview. Published on March 28, 2017, as DOI:10.1104/pp.17.00120 1 Short title: Growth conditions affect fern stomatal responses 2 Corresponding Author: 3 Name: Ebe Merilo 4 Affiliation: Plant Signal Research Group, University of Tartu, Institute of Technology, 5 Nooruse 1, Tartu, 50411, Estonia 6 Address: Nooruse 1, Tartu, 50411, Estonia 7 E-mail: [email protected] 8 Article Type: Research Report 9 Research Area: stomatal responses, ferns, physiology, evolution 10 Fern stomatal responses to ABA and CO2 depend on species and growth conditions 11 Hanna Hõrak1, Hannes Kollist1, Ebe Merilo1* 12 1 Plant Signal Research Group, University of Tartu, Institute of Technology, Nooruse 1, Tartu, 13 50411, Estonia 14 One sentence summary: Growth conditions and species affect fern stomatal responsiveness to 15 ABA and CO2. 16 Funding information: This work was supported by Estonian Ministry of Science and 17 Education (PUT1133, E.M. and IUT2-21, H.K.) and by European Regional Development 18 Fund (Center of Excellence in Molecular Cell Engineering CEMCE). 19 * Address correspondence to [email protected] 20 Author contributions: E.M. and H.H. conceived and designed the study, E.M. performed most 21 of the experiments, E.M. analyzed the data, H.H. wrote the article with E.M. and H.K. 22 Keywords: stomata, guard cell, fern, ABA signaling, CO2 signaling 23 24 25 Downloaded from on June 15, 20171- Published by www.plantphysiol.org Copyright © 2017 American Society of Plant Biologists. All rights reserved. Copyright 2017 by the American Society of Plant Biologists 26 ABSTRACT 27 Changing atmospheric CO2 levels, climate and air humidity affect plant gas exchange that is 28 controlled by stomata, small pores on plant leaves and stems formed by guard cells. Evolution 29 has shaped the morphology and regulatory mechanisms governing stomatal movements to 30 correspond to the needs of various land plant groups over the past 400 million years. Stomata 31 close in response to the plant hormone abscisic acid (ABA), elevated CO2 concentration and 32 reduced air humidity. Whether the active regulatory mechanisms that control stomatal closure 33 in response to these stimuli are present already in mosses, the oldest plant group with stomata, 34 or were acquired more recently in angiosperms, remains controversial. It has been suggested 35 that the stomata of the basal vascular plants, such as ferns and lycophytes, close solely 36 hydropassively. On the other hand, active stomatal closure in response to ABA and CO2 was 37 found in several moss, lycophyte and fern species. Here we show that the stomata of two 38 temperate fern species respond to ABA and CO2 and an active mechanism of stomatal 39 regulation in response to reduced air humidity is present in some ferns. Importantly, fern 40 stomatal responses depend on growth conditions. The data indicate that the stomatal behavior 41 of ferns is more complex than anticipated before, and active stomatal regulation is present in 42 some ferns and has possibly been lost in others. Further analysis that takes into account fern 43 species, life history, evolutionary age and growth conditions is required to gain insight into 44 the evolution of land plant stomatal responses. 45 INTRODUCTION 46 Stomatal pores, formed by guard cells on plant leaves and stems, mediate CO2 uptake for 47 photosynthesis and water loss via transpiration. Adequate regulation of stomatal aperture in 48 response to changing environmental conditions is essential for thriving plant growth. In 49 angiosperms, whose stomatal regulation has been studied the most, stomata close in response 50 to abscisic acid (ABA), elevated CO2 concentration, reduced air humidity, darkness and air 51 pollutants, whereas they open in response to light, increased air humidity and decrease in CO2 52 concentration. 53 Over the recent years, the evolution of plant stomatal signaling pathways has become a 54 subject of intensive studies and passionate debate. The central role of ABA in angiosperm 55 stomatal responses has been known for a long time (Cutler et al., 2010). More recently, 56 experiments assessing stomatal responses to ABA have been conducted with mosses and 57 basal vascular plants such as ferns and lycophytes. Lack of stomatal closure in response to Downloaded from on June 15, 20172- Published by www.plantphysiol.org Copyright © 2017 American Society of Plant Biologists. All rights reserved. 58 ABA treatment in several fern and lycophyte species led to the hypothesis that these plant 59 groups use only hydropassive mechanisms for stomatal regulation (Brodribb and McAdam, 60 2011). Moreover, high ABA levels induced in response to drought did not inhibit the opening 61 of fern and lycophyte stomata upon rehydration, suggesting that endogenous ABA was not 62 controlling stomatal responses in these plant species (McAdam and Brodribb, 2012). 63 On the other hand, stomata in the epidermal strips of the lycophyte Selaginella uncinata and 64 in the sporophytes of the mosses Physcomitrella patens and Funaria hygrometrica closed in 65 response to ABA in a concentration-dependent manner (Chater et al., 2011; Ruszala et al., 66 2011), indicating a conserved role for ABA in the stomatal responses of plants. Recently, 67 dose-dependent ABA-induced stomatal closure was also shown to be present in the ferns 68 Polystichum proliferum and Nephrolepis exaltata (Cai et al., 2017). Several genes encoding 69 proteins involved in ABA signal transduction are expressed in the stomata-bearing sporophyte 70 of the moss P. patens (O’Donoghue et al., 2013) and in the epidermal fraction of the fern P. 71 proliferum (Cai et al., 2017). Furthermore, the P. patens and Selaginella moellendorffii 72 homologues of OPEN STOMATA 1 (OST1), a SnRK-type kinase that participates in ABA- 73 induced stomatal closure via phosphorylation of the central guard cell anion channel SLOW 74 ANION CHANNEL 1 (SLAC1) in Arabidopsis thaliana (Geiger et al., 2009; Lee et al., 2009; 75 Vahisalu et al., 2010), complemented the ABA-insensitivity of stomatal closure in A. thaliana 76 ost1 mutant (Chater et al., 2011; Ruszala et al., 2011). The P. patens deletion mutant that 77 lacked OST1 had impaired ABA-induced stomatal closure (Chater et al., 2011) and the P. 78 patens OST1 and several other OST1-like SnRKs from different non-vascular plants could 79 activate A. thaliana SLAC1 in oocytes (Lind et al., 2015). These data indicate that the core 80 stomatal ABA-signaling pathway is conserved in plants. Recently, a homologue of OST1 was 81 shown to regulate sex determination in the fern Ceratopteris richardii (McAdam et al., 2016), 82 suggesting that at least some of the components of the ABA-signaling pathway that control 83 stomatal responses in angiosperms could have different or additional functions in ferns. 84 Moreover, the ABA signal transduction pathways of ferns and angiosperms may be at least 85 partly different and thus the analysis of fern homologues of components involved in ABA- 86 response pathways of angiosperms is not sufficient to fully understand the mechanisms of 87 ABA-responsiveness in ferns. 88 Plant stomata open or close in response to sub-ambient or above-ambient CO2 concentration, 89 respectively. This is the basic mechanism through which the supply of photosynthetic CO2 is 90 regulated. The question of stomatal responsiveness to CO2 in plant groups older than Downloaded from on June 15, 20173- Published by www.plantphysiol.org Copyright © 2017 American Society of Plant Biologists. All rights reserved. 91 angiosperms remains controversial. Gas-exchange analysis of several fern and lycophyte 92 species indicated that the stomata of these plants open in response to sub-ambient CO2 93 concentrations but do not close at above-ambient CO2 levels (Brodribb et al., 2009; Brodribb 94 and McAdam, 2013). Similarly, stomata in the mosses P. patens and F. hygrometrica had 95 strong CO2-response in the range of 0 to 400 ppm CO2, but did not close markedly at above- 96 ambient CO2-levels (Chater et al., 2011). However, stomata of the lycophyte S. uncinata 97 responded to both sub-ambient and above-ambient CO2-concentration (Ruszala et al., 2011), 98 as did the stomata of the fern Phyllitis scolopendrium (Mansfield and Willmer, 1969). 99 Recently, several fern species were shown to close their stomata in response to CO2 elevation 100 from the ambient 400 ppm to 800 ppm, similar to the angiosperm A. thaliana (Franks and 101 Britton-Harper, 2016). It was hypothesized that different growth conditions and species- 102 specific behavior may account for the varied results obtained in the analysis of stomatal 103 responses of mosses, ferns and lycophytes (Roelfsema and Hedrich, 2016). For example, in 104 some fern species stomata closed in response to CO2 elevation from 0 to 400 ppm, in others 105 they did not respond or even opened, whereas in some species the response depended on 106 growth light intensity (Creese et al., 2014). Thus, a consensus on whether there is a universal 107 mechanism that governs stomatal responses to CO2 and ABA in all land plants, has not been 108 reached to date and further experiments assessing the effect of growth conditions and species 109 are required. Importantly, above-mentioned studies paid little attention to the fact that fern 110 stomata are morphologically different from those of angiosperms – they lack subsidiary cells 111 and there is little mechanical interaction between guard cells and epidermal cells during guard 112 cell swelling i.e. diminished mechanical advantage of epidermal cells over guard cells (Franks 113 and Farquhar, 2007). Large kidney-shaped stomata of ferns that grow in the forest understory 114 characterized by deep shade and more humid air, have been suggested to have slow dynamics 115 of stomatal movements (Hetherington and Woodward, 2003). These differences in guard cell 116 morphological and mechanical properties undoubtedly translate into differences in stomatal 117 functioning. 118 Here, we provide evidence of growth condition- and species-dependent stomatal 119 responsiveness to ABA and CO2 in three temperate fern species. The results indicate that 120 while the stomata of some ferns can respond to ABA and CO2, the kinetics and thus 121 underlying mechanisms of stomatal regulation differ, at least partly, between ferns and 122 angiosperms. Furthermore, the stomatal response to decreased air humidity is slowed down at 123 low CO2 concentration in Athyrium filix-femina, indicating that fern stomatal responses are Downloaded from on June 15, 20174- Published by www.plantphysiol.org Copyright © 2017 American Society of Plant Biologists. All rights reserved. 124 not purely hydropassive. Thus, species and growth conditions affect fern stomatal 125 responsiveness and should be taken into account when drawing major conclusions about the 126 evolution of the mechanisms that control stomatal regulation in ferns. 127 RESULTS AND DISCUSSION 128 Stomatal response to ABA is species-specific and depends on growth conditions in ferns 129 As the presence of active stomatal responses in ferns has remained controversial to date, we 130 studied whether their stomatal responses to ABA and CO2 could be influenced by growth 131 conditions. Three temperate fern species (Athyrium filix-femina, Dryopteris carthusiana and 132 Dryopteris filix-mas) were collected from nature and transferred to the laboratory where they 133 were grown in two different growth conditions: in a growth cabinet characterized by constant 134 relative air humidity of 70% both day and night (from here on referred to as “the growth 135 cabinet”), or in a growth room with lower and variable relative air humidity (RH ~30-40% 136 during day and 40-65% at night, from here on referred to as “the growth room”). The light 137 regime was 16/8 and 12/12 hours light/dark in the growth room and the growth cabinet, 138 respectively. After the ferns had developed new leaves indoors, gas exchange analysis was 139 carried out with a custom-built device that enabled parallel recording of stomatal conductance 140 in four plants (see methods; one measurement cuvette is shown in Fig. 1A). Similar 141 experiments were carried out with an angiosperm Arabidopsis thaliana (Col-0) grown in 142 identical conditions and using another custom-built device that enabled parallel recording of 143 stomatal conductance in eight plants (see methods). Stomatal responses of the ferns and A. 144 thaliana to 10 μM ABA sprayed on leaves or changes in CO2 concentration were measured. 145 The stomatal conductance of the angiosperm A. thaliana strongly decreased in response to 10 146 μM ABA application both in plants grown in the growth cabinet as well as in the growth room 147 (Fig. 1B), pointing at prominent ABA-responsiveness of Arabidopsis stomata irrespective of 148 growth conditions. However, the growth conditions affected stomatal responsiveness in ferns. 149 When grown in the growth cabinet at 70% RH, the stomatal conductance of A. filix-femina 150 and D. filix-mas decreased in response to spraying with ABA, whereas D. carthusiana did not 151 respond to ABA-treatment (Fig. 1C). None of the tested fern species responded to ABA when 152 grown in the growth room at lower RH (Fig. 1C). Thus, fern species differ in their ability to 153 close stomata in response to ABA and stomatal responsiveness is affected by growth 154 conditions. Downloaded from on June 15, 20175- Published by www.plantphysiol.org Copyright © 2017 American Society of Plant Biologists. All rights reserved. 155 Air humidity has been shown to affect stomatal morphology and responsiveness in various 156 angiosperm species. High relative air humidity during growth has been associated with longer 157 and more open stomata (Torre et al., 2003; Nejad and van Meeteren, 2005; Fanourakis et al., 158 2011; Aliniaeifard et al., 2014), lower levels of ABA (Zeevaart, 1974; Nejad and van 159 Meeteren, 2007; Okamoto et al., 2009; Aliniaeifard et al., 2014) and decreased stomatal 160 responsiveness to ABA (Pospíšilová, 1996; Fanourakis et al., 2013; Pantin et al., 2013b; Arve 161 et al., 2014). Exposure to low RH can enhance stomatal ABA-responsiveness in the young 162 leaves that are constantly in a microenvironment with high RH (Pantin et al., 2013b). This 163 indicates that reduced RH is required to prime stomatal ABA responses, potentially via 164 increased ABA levels, as ABA application can restore stomatal ABA-responsiveness (Pantin 165 et al., 2013b) and results in normal stomatal development (Fanourakis et al., 2011) in the 166 plants grown at high RH. However, in these reports, the RH that led to reduced ABA- 167 sensitivity was very high: 90% or more. In our experiment, lower growth RH (30-65%) led to 168 the loss of stomatal ABA-responsiveness in two ferns as compared to growing them at 70% 169 RH (Fig. 1C). This could be explained by increased ABA levels induced by low air humidity 170 as observed in other species (Bauer et al., 2013; McAdam and Brodribb, 2015), that could 171 potentially lead to partial ABA-induced closure of the stomata of ferns grown in the growth 172 room and no further effect of ABA-treatment on stomatal conductance. If ABA-response is 173 already activated in ferns grown at lower RH, these plants would be expected to have lower Downloaded from on June 15, 20176- Published by www.plantphysiol.org Copyright © 2017 American Society of Plant Biologists. All rights reserved. 174 stomatal conductance. However, as the magnitude of ABA-induced stomatal closure was 175 modest even in the ferns grown at 70% RH, such a difference in stomatal conductance could 176 remain undetected. It has been shown that the ABA levels of ferns do not increase in response 177 to short-term low humidity treatment (McAdam and Brodribb, 2015), but ABA levels in ferns 178 subject to long-term growth at low RH remain to be characterized. 179 Guard cell ABA response appears to be present in some fern species and not in others (Fig. 180 1C, Brodribb and McAdam, 2011; Cai et al., 2017), suggesting that the ABA responsiveness 181 may have been lost in some lineages of ferns. In addition to the direct effect on stomata, ABA 182 reduces leaf hydraulic conductance in angiosperms (Shatil-Cohen et al., 2011; Pantin et al., 183 2013a). Thus, the ABA-induced decrease in stomatal conductance in A. filix-femina and D. 184 filix-mas grown at 70% RH could have occurred due to changes in leaf hydraulics and not due 185 to the direct effect of ABA on guard cells. Different procedures for ABA application could 186 explain the varying ABA-responsiveness of ferns and lycophytes found in experiments. It is 187 possible that ABA applied via the transpiration stream is incapable of inducing stomatal 188 closure in ferns and lycophytes, whereas ABA applied to epidermal peels or by leaf spraying 189 enters guard cells directly and thus is more efficient in promoting stomatal closure (compare 190 Fig.1 C, Brodribb and McAdam, 2011; Ruszala et al., 2011; Cai et al., 2017). 191 Although the stomata of two fern species closed in response to ABA, the extent of the closure 192 was small compared to the angiosperm A. thaliana (Fig. 1, B and C). This indicates that while 193 several ferns are capable of ABA-perception and response, the kinetics and underlying 194 molecular mechanisms of this response could be different in ferns and in angiosperms. The 195 components of core stomatal ABA signaling pathway have been shown to be present in 196 mosses, lycophytes, ferns and angiosperms (Hanada et al., 2011; Cai et al., 2017), indicating 197 an early origin of ABA signal transduction. Nevertheless, it is possible that not all of these 198 proteins have strictly stomata-related functions in ferns as was shown recently for a 199 homologue of the OST1 kinase that participates in sex determination in a fern (McAdam et 200 al., 2016). However, other kinases besides OST1 can activate anion channels towards 201 stomatal closure and although OST1 is the most important among them in Arabidopsis 202 (Kollist et al., 2014), ABA-induced signaling pathways do not have to be identical in ferns 203 and angiosperms. Thus, it is possible that the classical stomatal ABA-response pathway 204 functions only partially in ferns, and is not capable of inducing stomatal closure in response to 205 ABA treatment in all fern species. A wider study of stomatal ABA-responsiveness across the 206 evolutionary tree of ferns would be required to understand how guard cell ABADownloaded from on June 15, 20177- Published by www.plantphysiol.org Copyright © 2017 American Society of Plant Biologists. All rights reserved. 207 responsiveness has evolved. For example, an analysis of different fern classes showed that 208 whereas the stomatal opening in response to blue light is present in lycophytes and most 209 classes of ferns, it has been lost in the fern group Polypodiopsida (Doi et al., 2015). Thus, it is 210 conceivable that the stomatal ABA-responsiveness has been lost in some branches of the 211 evolution tree of ferns and systematic analysis of stomatal responses in different taxa is 212 required to bring further insight into this question. 213 Stomatal responses to sub-ambient and above-ambient CO2 concentrations differ and depend 214 on growth conditions in ferns 215 Next we studied stomatal responses to sub- and above-ambient CO2 concentrations in 216 Arabidopsis and the three fern species. In A. thaliana, strong and steady stomatal opening 217 occurred in response to the reduction of CO2 concentration from 400 to 100 ppm and stomata 218 closed quickly, when CO2 was returned to 400 ppm (Fig. 2, A and B, Supplemental Table 1). 219 Fast stomatal closure occurred also in response to further elevation of CO2 concentration from 220 400 ppm to 800 ppm (Fig. 2, A and B, Supplemental Table 1). Stomatal responsiveness to 221 changes in CO2 levels did not markedly depend on growth conditions in Arabidopsis. 222 Fast stomatal opening in response to a reduction of CO2 concentration from 400 ppm to 100 223 ppm occurred in all ferns irrespective of growth conditions (Fig. 2, C and D, Supplemental 224 Tables 2 and 3). Elevation of CO2 from 100 ppm back to 400 ppm and then further to 800 225 ppm caused stomatal closure in nearly all tested fern species and conditions (Fig. 2, C and D, 226 Supplemental Tables 2 and 3). There was one exception: D. filix-mas grown in the growth 227 room did not respond significantly to above-ambient levels of CO2, whereas its stomatal 228 opening in response to a change from 400 ppm to 100 ppm and closure induced by CO2 229 elevation from 100 ppm to 400 ppm was one of the largest (Fig. 2, C and D, Supplemental 230 Tables 2 and 3). Previously, high RH has been shown to enhance the response to CO2 231 elevation in Vicia faba (Talbott et al., 2003). In accordance with this, stomatal responses to 232 CO2 elevation were at least partially reduced in ferns grown at lower RH. In addition to D. 233 filix-mas, the low RH of the growth room also affected CO2 responsiveness in A. filix-femina, 234 whose final stomatal conductance achieved after transition from 100 to 400 ppm was 235 significantly higher than the pre-treatment value at 400 ppm, indicating a slowed-down 236 closure response (Fig. 2D, Supplemental Table 2). Thus, as in experiments with ABA, growth 237 in the growth room with lower RH tended to reduce the stomatal sensitivity in D. filix-mas 238 and A. filix-femina. As stomatal responses to CO2 are tightly coupled with ABA-responses Downloaded from on June 15, 20178- Published by www.plantphysiol.org Copyright © 2017 American Society of Plant Biologists. All rights reserved. 239 (Xue et al., 2011; Merilo et al., 2013; Chater et al., 2015), the analogous dampening of 240 responses to ABA and elevated CO2 found in A. filix-femina and D. filix-mas when grown at 241 low RH suggests that the underlying mechanisms responsible for the effect of growth 242 conditions could be similar and potentially related with ABA levels. 243 All the fern species studied here had the ability to open stomata due to CO2 withdrawal and 244 close stomata due to CO2 enrichment, both in the sub-ambient and above-ambient range of 245 CO2 levels. However, their stomatal opening in response to low CO2 was markedly faster than 246 stomatal closure in response to elevated CO2 (Fig. 2C). Thus, the previously documented Downloaded from on June 15, 20179- Published by www.plantphysiol.org Copyright © 2017 American Society of Plant Biologists. All rights reserved. 247 presence and absence of stomatal responses to sub-ambient and above-ambient CO2 248 concentration, respectively (Brodribb et al., 2009; Brodribb and McAdam, 2013), could be 249 explained by the relatively slow response to elevated CO2 in ferns. The closure kinetics of 250 elevated CO2 response was clearly different between the studied ferns and the angiosperm A. 251 thaliana; the latter showed a fast drop in stomatal conductance in response to transition from 252 400 ppm to 800 ppm compared to the steady decrease in ferns, whereas in ferns the opening 253 under sub-ambient CO2 levels was faster than in Arabidopsis (Fig. 2, A and C). A similar 254 difference in the kinetics of high CO2-induced stomatal closure in ferns and A. thaliana has 255 been found before (Franks and Britton-Harper, 2016). These differences in the kinetics of CO2 256 responses between ferns and angiosperms may result from their different stomatal 257 morphology and related mechanical properties. Ferns have lower stomatal conductance and 258 diminished mechanical advantage of epidermal cells over guard cells (Franks and Farquhar, 259 2007) that could result in faster opening of their stomata. However, ferns also show reduced 260 rate of changes in stomatal aperture compared to angiosperms due to less lateral movement of 261 guard cells and reduced shuttling of osmotica between guard and epidermal cells that could 262 explain their slower closure responses (Franks and Farquhar, 2007). 263 Interestingly, the pre-treatment stomatal conductance of Arabidopsis plants grown at lower 264 humidity in the growth room was higher than in the plants grown in the growth cabinet both 265 in experiments with ABA and CO2 (Fig. 1B, 2A and 2B, Students t-test, p < 0.05). This seems 266 counterintuitive, as previous studies have shown higher stomatal conductance or wider 267 stomatal aperture at higher RH in several angiosperm species (Torre et al., 2003; Nejad and 268 van Meeteren, 2005; Fanourakis et al., 2011; Aliniaeifard et al., 2014). However, here the 269 measurements of stomatal behavior were carried out at ~70% RH, which was higher than the 270 growth room RH of ~40%. Thus, it is possible that in Arabidopsis, stomatal opening occurred 271 when plants were transferred from the growth room to the measurement chamber. This fast 272 opening response was not present in any of the tested fern species, where stomatal 273 conductance of plants grown in the growth room was similar to that in the growth cabinet 274 (Fig. 1B, 2C and 2D, two-way ANOVA with Tukey post hoc test where appropriate, 275 Supplemental Tables 4 and 5). These data suggest a greater flexibility and faster stomatal 276 responsiveness to changes in vapor pressure deficit (VPD) in angiosperms. This could be 277 expected as the responses to changes in VPD are linked with the biosynthesis and presence of 278 ABA (Bauer et al., 2013; McAdam and Brodribb, 2015) as well as ABA signaling (Merilo et Downloaded from on June 15, 201710 - Published by www.plantphysiol.org Copyright © 2017 American Society of Plant Biologists. All rights reserved. 279 al., 2013), and stomatal ABA-responses in angiosperms are faster and stronger than in ferns 280 (Brodribb and McAdam, 2011; Fig. 1B and C). 281 Dampening of the response to high VPD at low CO2 concentration suggests the presence of 282 active stomatal regulation in ferns 283 Stomatal responses of ferns have been proposed to be regulated solely hydropassively by leaf 284 water status (Brodribb and McAdam, 2011). If fern stomata indeed act as purely passive 285 valves, it would be expected that the stomatal response to increased VPD would be faster in 286 plants with higher stomatal conductance, as this would result in higher transpiration, greater 287 loss of water and more negative leaf water potential. To test this, we analyzed stomatal 288 responsiveness to reduction in RH corresponding to higher VPD in either low (50 ppm) or 289 ambient (400 ppm) CO2 concentration in ferns grown in the growth room and the growth 290 cabinet. As the stomata of A. filix-femina responded to ABA and those of D. carthusiana did 291 not, we chose these two species for the experiments. As expected, the stomatal conductance 292 was higher in low CO2 concentration in both species albeit the difference was greater for A. 293 filix-femina (Fig. 3A, Supplemental Fig. 1A). Downloaded from on June 15, 201711 - Published by www.plantphysiol.org Copyright © 2017 American Society of Plant Biologists. All rights reserved. 294 Stomata of A. filix-femina closed in response to a rapid increase in VPD from 0.7-1 kPa to 2- 295 2.2 kPa both in low and ambient CO2 concentration (Fig. 3A, 3B and 3C). However, the 296 response to high VPD was significantly slower in low than in ambient CO2 (Fig. 3C). This 297 was true for both ferns grown in the growth room as well as in the growth cabinet, indicating 298 the robustness of the response. This finding is not in accordance with the model of passive 299 VPD-dependent stomatal regulation in ferns since stomatal conductance was roughly two 300 times higher at low CO2 and this should have caused a faster hydropassive response to VPD. 301 This experiment indicates that there is more than just a passive mechanism that regulates the 302 stomatal response to a change in VPD in this fern species. As ABA and the components of its 303 signaling pathway mediate stomatal responses to changes in VPD in angiosperms (Bauer et 304 al., 2013; Merilo et al., 2013; McAdam and Brodribb, 2015) and A. filix-femina is a fern with 305 ABA-responsive stomata (Fig. 1C), ABA is an obvious candidate as a mediator of stomatal 306 response to high VPD in A. filix-femina. Stomatal closure in response to increased VPD 307 appeared to be delayed in low CO2 concentration also in D. carthusiana (Supplemental Fig. 1) 308 grown both in the growth room and the growth cabinet, but there was no statistically 309 significant difference between stomatal half-response times to increased VPD at low and 310 ambient CO2 concentrations. Thus, it is possible that in D. carthusiana, hydropassive stomatal 311 control is more important in VPD-responses. 312 Interestingly, despite the low stomatal conductance of ferns, their net CO2 assimilation rate 313 ranged between 4.1 to 4.5 μmol m-2 s-1 compared to 5.5 in Arabidopsis. This resulted in twice 314 as high instantaneous water use efficiency of ferns in comparison with Arabidopsis. As ferns 315 naturally grow in the shaded conditions of forest understory, where CO2 concentration is 316 higher than in upper layers (Bazzaz and Williams, 1991), it is possible that the low stomatal Downloaded from on June 15, 201712 - Published by www.plantphysiol.org Copyright © 2017 American Society of Plant Biologists. All rights reserved. 317 conductance of ferns is an adaptive trait associated with growth habitat. Adaptation to growth 318 in shade and increased CO2 concentration could also explain the strong stomatal sensitivity to 319 CO2 withdrawal in ferns. 320 CONCLUSIONS 321 The results presented here indicate that while the stomatal responses of some ferns may be 322 hydropassive as described before (Brodribb and McAdam, 2011), other fern species have 323 active mechanisms for stomatal regulation as well. Large-scale studies of stomatal 324 responsiveness in ferns from different families and evolutionary age would be necessary to 325 gain further insight into the evolution of passive and active stomatal control mechanisms in 326 ferns. Moreover, as shown here, growth conditions can have strong effects on stomatal 327 responsiveness in ferns – for example, responses to ABA and CO2 were weakened in ferns 328 grown at relative air humidity of 30-40% compared to 70% RH, while fast stomatal responses 329 were maintained in the angiosperm A. thaliana grown in both conditions. Whether contrasting 330 patterns of stomatal ABA-sensitivity detected for ferns in this study are accompanied with 331 differences in ABA synthesis in variable conditions remains to be studied in the future. 332 MATERIALS AND METHODS 333 Plant material and growth conditions 334 The ferns Athyrium filix-femina, Dryopteris carthusiana and Dryopteris filix-mas were used 335 in experiments. Specimens of Dryopteris filix-mas were collected from wild gardens in 336 Kooraste and Näräpää in Põlvamaa, Southern Estonia in August 2016. Specimens of 337 Dryopteris carthusiana were collected from a clear cut forest area in Kooraste and specimens 338 of Athyrium filix-femina from forest in Näräpää between August and October 2016. All the 339 ferns were transported to the laboratory, transplanted into 4:2:3 peat:vermiculite:water 340 mixture and grown either in a growth room at 16/8h light/dark regime, low relative air 341 humidity (30-40% during the day and 40-65% at night) and 100-150 µmol m-2 s-1 light, or in a 342 growth cabinet (MCA1600, Snijders Scientific, Drogenbos, Belgia) at 12/12h light/dark 343 regime, 70% relative air humidity and 100 µmol m-2 s-1 light. These growth conditions are 344 hereafter referred to as the growth room and the growth cabinet, respectively. Only leaves 345 developed indoors in the respective conditions were used for gas exchange measurements. 346 Arabidopsis thaliana (Col-0) plants used for comparison were grown in identical conditions, 347 and were 23-27 days old during experiments. Downloaded from on June 15, 201713 - Published by www.plantphysiol.org Copyright © 2017 American Society of Plant Biologists. All rights reserved. 348 Gas-exchange experiments 349 Stomatal conductance of ferns was recorded with a thermostated 4-chamber custom-built 350 flow-through gas exchange device. The main body of the system consists of four thermostated 351 gas exchange cuvettes formed by two glass cylinders (inner diameter 10.6 cm, height 15.6 352 cm) and thermostated water jacket between them. The cuvettes are placed on a stand 353 composed of two well-fitted glass plates that form a bottom of the gas exchange cuvette. One 354 of these plates contains perforations for plant stem and is removable. The other glass plate 355 contains gas input and output ports, a temperature sensor, and a fan to guarantee high 356 turbulence and uniform gas mixing. Fan ensured that boundary layer conductance was high 357 (11-12 cm s-1) and, further, that heat exchange between leaves and chamber air was very 358 good, reducing the effect of transpiration on leaf temperature. Modeling gum was used to 359 ensure an airtight separation of plant shoots within the cuvette from roots in the soil. 360 Chambers are hermetically sealed and operate under slight overpressure of a few millibars to 361 avoid uncontrolled intake of ambient air. Air flow rate through the chamber was 2.5 l min-1. 362 Ambient air passing through a large buffer volume of 25 l was used. The air temperature 363 inside the chambers was continuously measured with negative temperature coefficient 364 thermistors (model -001; RTI Electronics, Anaheim, CA, USA) and was between 24-25°C. 365 Leaf temperature was determined from leaf energy balance based on absorbed light and 366 transpiration. All tubing and connections were made of Teflon and stainless steel. For 367 illumination, four 50W halogen lamps provided PPFD of 500 μmol m−2 s−1 to each cuvette. 368 Concentrations of CO2 and water vapor in the reference channel (i.e air entering the 369 measuring cuvette) and measurement channel (air coming out from the cuvette) were 370 measured with an infrared gas analyzer (Li-7000, Li-Cor, Nebraska, USA) and stomatal 371 conductance and net assimilation rate were calculated with a custom-written program as 372 described in Kollist et al., 2007. 373 Stomatal conductance of the plants was measured at ~70% RH, 500 µmol m-2 s-1 light and 24- 374 25°C air temperature. When stomatal conductance had stabilized, plants were treated with 375 ABA, change in CO2 concentration or change in VPD. For ABA treatment, cuvette covers 376 were removed, 10 μM ABA with 0.012% Silwet L-77 (Duchefa) and 0.05% ethanol was 377 sprayed on leaves, cuvette covers were returned and measurement of stomatal conductance 378 continued. In experiments with CO2, CO2 concentration in the chamber was reduced from 400 379 ppm to 100 ppm for 2 hours, thereafter returned to 400 ppm for two hours and then elevated 380 to 800 ppm for two hours. In experiments with high VPD, stomatal conductance of the plants Downloaded from on June 15, 201714 - Published by www.plantphysiol.org Copyright © 2017 American Society of Plant Biologists. All rights reserved. 381 was allowed to stabilize in the measurement cuvette with either 50 ppm or 400 ppm CO2. 382 Thereafter the air humidity in the chamber was lowered from ~70% to ~30-40%, yielding a 383 change in VPD from 0.7-1 kPa to 2-2.2 kPa. 384 Stomatal conductance of A. thaliana was recorded with an 8-chamber custom-built 385 temperature-controlled gas-exchange device analogous to the one described before (Kollist et 386 al., 2007). Stomatal conductance of the plants was measured at ~70% RH, 150 µmol m-2 s-1 387 light and 24-25°C air temperature. When stomatal conductance had stabilized, plants were 388 treated similar to ferns with either ABA spraying or changes in CO2 concentration. 389 Data analysis and statistics 390 In ABA and CO2 experiments, stomatal conductance values before and after application of 391 these stimuli were compared by repeated measures ANOVA with Tukey post hoc test. In 392 experiments with reduced air humidity, stomatal half-response times were calculated by 393 scaling the whole 42-min stomatal response to a range from 0 to 100% and by calculating the 394 time when 50% of stomatal closure was achieved. Half-response times were compared by 395 two-way ANOVA with Tukey post hoc test. All statistical analyses were carried out with 396 Statistica (StatSoft Inc., Tulsa, OK, USA). All effects were considered significant at p < 0.05. 397 398 Supplemental data 399 The following material is available in the online version of this report. 400 Supplemental Figure S1. Stomatal response of Dryopteris carthusiana to reduced air humidity 401 at different CO2 concentrations. 402 Supplemental Table 1. Repeated measures ANOVA with Turkey HSD post hoc test for Fig 403 2B. 404 Supplemental Table 2. Repeated measures ANOVA with Turkey HSD post hoc test for Fig 405 2D, plants grown in the growth room. 406 Supplemental Table 3. Repeated measures ANOVA with Turkey HSD post hoc test for Fig 407 2D, plants grown in the growth cabinet. Downloaded from on June 15, 201715 - Published by www.plantphysiol.org Copyright © 2017 American Society of Plant Biologists. All rights reserved. 408 Supplemental Table 4. Two-way ANOVA for pre-treatment stomatal conductances in Fig. 409 1C. 410 Supplemental Table 5. Two-way ANOVA with Turkey HSD post-hoc test for pre-treatment 411 stomatal conductances in Fig. 2D. 412 413 ACKNOWLEDGMENTS 414 We are grateful to Toomas Kukk for help with fern species determination. 415 FIGURE LEGENDS 416 Figure 1. Stomatal responses of ferns and A. thaliana grown in two different conditions to 417 foliar ABA spraying (10 µM). A, D. filix-mas in the gas-exchange measurement chamber. B, 418 Mean ± SEM stomatal conductance before and 47 min after treatment with ABA in A. 419 thaliana grown in the growth room and in the growth cabinet (n=7). C, Mean ± SEM stomatal 420 conductance before and 47 min after treatment with ABA in ferns A. filix-femina, D. filix-mas 421 and D. carthusiana grown at different conditions, n=7 and n=9 for A. filix-femina, n=4 and 422 n=7 for D. filix-mas, n=5 and n=4 for D. carthusiana, grown in the growth room or the 423 growth cabinet, respectively. Statistically significant differences are denoted with asterisks 424 (Repeated measures ANOVA with Tukey post hoc test). 425 Figure 2. Stomatal responses of ferns and A. thaliana grown in different conditions to 426 changes in CO2 concentration. A, Time-resolved stomatal conductance of the angiosperm A. 427 thaliana grown at different conditions. At time point 0, CO2 was decreased from 400 to 100 428 ppm, at time point 120 it was elevated back to 400 ppm and at time point 240 increased 429 further to 800 ppm. Mean ± SEM is shown, n=8. B, Last stomatal conductance values from 430 panel A at each CO2 concentration, mean ± SEM is shown. C, Time-resolved stomatal 431 conductance of the ferns A. filix-femina, D. filix-mas and D. carthusiana grown at different 432 conditions. CO2 treatments were applied as described above for A. thaliana. Mean ± SEM is 433 shown, n=7 and n=6 for A. filix-femina, n=4 and n=8 for D. filix-mas, n=6 and n=6 for D. 434 carthusiana grown in the growth room and the growth cabinet, respectively. D, Last stomatal 435 conductance values at each CO2 concentration from panel C. 436 Figure 3. Stomatal response of Athyrium filix-femina to reduced air humidity at different CO2 437 concentrations. A, Time-resolved stomatal conductance of A. filix-femina. At time point 0, Downloaded from on June 15, 201716 - Published by www.plantphysiol.org Copyright © 2017 American Society of Plant Biologists. All rights reserved. 438 VPD was increased from 0.7-1 kPa to 2-2.2 kPa. Mean ± SEM is shown, n=7 and n=8 for the 439 growth room or the growth cabinet, respectively. 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