Journal of Rural Studies 15 (1999) 431}446 Social norms, rationales and policies: reframing farmland protection in Israel Eran Feitelson Department of Geography The Hebrew University of Jerusalem, Mount Scopus, Jerusalem 91905, Israel Abstract This paper analyzes the role of legitimization processes in the struggle over farmland protection policies in Israel. In the early sixties a centralized farmland protection program was institutionalized, curtailing private land owners& and leaseholders' property rights on farmlands. The legitimacy accorded to such measures is explained as a function of the congruence between social norms, power structure and dominant ideology at the time. Then, the paper follows the changes in power, ideology, social norms, sanctioned discourse and the role of agriculture in the economy. These changes undermined the basis of the farmland protection rationales, and led to a crisis of legitimacy in the early nineties. As a result of several institutional and policy shifts in the early nineties, a time of rapid growth, concern shifted to the implications of growth for the future of open spaces. This concern over the loss of positive externalities was shared by environmentalists, urban and exurban consumption interests, planners and several elements within the rural establishment. As a result a new set of plans was introduced. Focusing on the central district, where the most severe development pressures are felt, the paper compares the sanctioned discourse and use of rationales in the new plans and documents to those of previous plans. These plans focus on averting the loss of positive externalities, rather than productive capacity, and are couched in economic terms, rather than ideological terms, re#ecting the shift in language of the sanctioned discourse. It shows that the choice of rationales for legitimizing countryside conservation re#ects the struggle over rural landscapes, as the rationales are used to cobble a coalition of planners, environmentalists, farmers, urbanites and exurbanites, against a powerful development coalition. 1999 Elsevier Science Ltd. All rights reserved. 1. Introduction Farmland protection programs in Israel have been among the most stringent and comprehensive in western democratic market-based societies (Alterman, 1997). Yet, these programs currently face a crisis of legitimacy, arising from a widening discrepancy between the programs' structure and rationales and the dominant social norms. Social norms change as a result of macro social trends and shifts in power structures. Processes of legitimization need to re#ect these macro social trends, and the shifts in sanctioned discourse brought about by such trends. At the same time the rationales advanced in order to legitimize programs a!ect the programs' goals and structure. The shifts in the rationalization of farmland protection and conservation programs are thus an important linchpin in the adaptation process of such programs to macro social trends. Both Farmland protection programs and the e!ects of macro social shifts for the rural sector have been analyzed extensively (Cloke, 1989a; Cloke and Goodwin, 1992; Flynn and Murdoch, 1995; Goodwin et al., 1995). These studies have shown that in recent years the composition and economy of the rural sector has changed, and consequently perceptions of this sector and its physical setting have been reconstructed. Yet, the contours and focus of such reconstruction are mediated by the attributes and history of locales, creating a highly di!erentiated rural regulation regime (Marsden, 1995). As a result the focus of the discourse on countryside planning has changed (Allanston et al., 1996; Bunce, 1998; Gilg, 1996). Yet, as Marsden (1995) notes, there is a need for studies that scrutinize how change occurs * how the rural space is reconstructed when social norms and power relationships change, and what are the adaptation processes of institutions and property relations to such changes. This need is especially apparent when venturing beyond the British context, as so much of the recent literature on the shifts in the rural sector has focused exclusively on the British case. This paper analyzes the e!ects of macro social shifts on the legitimization processes of farmland protection 0743-0167/99/$ - see front matter 1999 Elsevier Science Ltd. All rights reserved. PII: S 0 7 4 3 - 0 1 6 7 ( 9 9 ) 0 0 0 1 3 - 3 432 E. Feitelson / Journal of Rural Studies 15 (1999) 431}446 programs in Israel. The legitimacy of programs is a function of the dominant social norms, and of the way a program is rationalized (Dery, 1984). The support for a program hinges to a signi"cant degree on the ability of its proponents to show that the program addresses a &real' (socially construed) need or problem in a socially accepted way. Rationales are advanced, therefore, in order to legitimize programs by identifying a concern that the program addresses. The use of rationales has, however, implications for the content and focus of the programs. I begin, therefore, with an overview of the possible rationales that can be used to legitimize farmland protection and their implications for the spatial orientation and policy tools used in farmland protection programs. Then, the implications of shifts in power structures and social norms for the choice of rationales used to legitimize farmland protection programs in Israel are explored. The Israeli case is analyzed at two levels. One, institutionalization and legitimization processes of farmland protection policies at the national level are analyzed longitudinally, as a function of shifts in social, economic, ideological and political power structures. Two, the rationalization and content of the Central District master plan update is scrutinized. As the original plan was prepared during the seventies, a discussion of the recent (mid-nineties) update to the plan allows for a comparison of past to current rationalization of plans for the same area (encompassing the median and outer rings of the Tel Aviv metropolitan region). The analysis of the Israeli case is based on a multitude of sources, including unpublished government documents and reports. In addition, the author's involvement as a participant-observer in the formulation and discussions of the new rationales in di!erent planning forums allows for insights and interpretations gained from informal comments by various participants. Naturally, it is possible that other observers may have somewhat di!erent perceptions of such comments. Still, the multiplicity of sources should make the main "ndings of the study fairly robust. 2. The shifts in rationales for farmland protection All farmland protection programs are, essentially, a set of conventions and entitlements determining the nature and scope for individual and business choice sets with regard to the use of such land. These institutional structures change over time, re#ecting changing social norms, power structures, and production and consumption possibilities (Bromley, 1989). Such changes, however, do not occur at random. Rather, new policies emerge when solutions advanced by &policy communities' (usually composed of specialists in a certain "eld) are coupled with problems at politically propitious moments, termed by Kingdon (1984) &policy windows'. Thus, for a farmland protection program to be established, or modi"ed, it needs to be presented as a solution to a concern that requires immediate action. The legitimization of farmland protection is therefore necessarily presented as a response to some concerns. Yet, these concerns change over time, as a function of macro trends, requiring an adaptation of the rationales used to legitimize farmland protection. The main types of rationales used are listed in Table 1. Table 1 The policy implications of farmland protection rationales Rationale Focus of program Possible tools Food security Prime farmland Negative externalities of urban fringe Urban}rural interface Loss of positive externalities High amenity areas Environmentally important or sensitive areas Highly visible areas Rural idyll Rural areas Agrarian idyll Rural-agricultural areas Family or small-size farms Land ethic Remote and diverse areas Agricultural zoning based on soil productivity; purchase of development rights on high productivity areas; very large lot zoning; directing urban development to low-productivity land. Right to farm laws; use value taxation; back payment of tax bene"ts at time of development. Easement and development right purchases in high amenity and sensitive areas; growth controls in sensitive areas; designation of environmentally sensitive areas; transferable development rights; limitations on agricultural practices. Rural conservation zones; growth boundaries or caps; tenure limitations; transferable development rights. Agricultural conservation zones; tenure limitations; support for family farms; transferable development rights. Growth controls; ecologically based planning; limitations on agricultural practices; easement purchases. E. Feitelson / Journal of Rural Studies 15 (1999) 431}446 Urbanization in the nineteenth and early twentieth century was largely based on the ability to expropriate the surpluses from natural resource exploitation in the hinterland (Cronon, 1991). The "rst rationale usually advanced for farmland protection pertained therefore to its productive capacity. The concerns over food security, originally raised by Malthus, generally arose in periods of rapid growth, following disruptions of distribution systems (such as during wars), or when new data on the deterioration of the land resource base became widely available. In Britain these concerns surfaced during the Second World War, as manifest in the Scott report of 1942, focusing on the vulnerability of food supply in wartime, and leading to the enactment of the Agricultural Act of 1947 (Gilg, 1996). In the US such concerns gained prominence in the thirties, as a result of new data on soil erosion, and again during the seventies, following two decades of rapid growth and large-scale suburbanization (Lehman, 1995). In most cases these concerns were advanced by agricultural lobbies, acting as &policy entrepreneurs', to rationalize the priority given to agricultural production interests. However, the success of agriculture in producing more crops with less land, labor and water resources has undermined both the political and analytical basis of this rationale. It is di$cult to argue for the retention of land in agriculture when capital can demonstrably be substituted for it. Moreover, as the competition over state support in most western countries became keener, and the number of farmers declined, so eventually did the power of agricultural lobbies to expropriate state surpluses in order to maintain farming production capacities. In the last "fteen years several trends have combined to further discredit the food security rationale for farmland protection. Consistent food surpluses coupled with a general reduction in transportation costs, helped foster global markets, thus reducing dependence on local food production. While global food security concerns are still being raised, they center on freshwater and agricultural policy issues (Brown, 1994). From a global perspective the amount of land lost to urbanization is low, especially when the major food basket of the US is critically scrutinized (Fischel, 1982; Simon and Sudman, 1982). Moreover, the importance of land as a factor of production is declining worldwide (Johnson, 1997), and it is increasingly recognized that the growth in demand may also slow down (Bender, 1997). Engle's law, low population growth, and increasing farm productivity have combined to defray expectations for increases in local food prices in developed countries. These factors, accentuated by the EU setaside policy, have led several analysts to suggest that there may be a long-term excess of farmland even in relatively densely populated countries such as Britain (Potter et al., 1991). While food security concerns have waned other concerns have arisen (Bunce, 1998; Ewig, 1997). The techno- 433 logical innovations allowing seemingly ever increasing separation between production and consumption spaces, has led to concerns being raised with regard to the processes at the urban}rural fringe. Essentially the concern is that the fragmentation of farmlands, well in advance of development, and the introduction of exurbanites seeking a higher quality of life into active farming areas, and subsequent demands brought against farming, will reduce farming pro"tability beyond the urban fringe (Furuseth and Pierce, 1982; Healy and Short, 1983). As a result, the use value of land in agriculture near the cities declined, and the rate of farmland conversion is accelerating (Dunford, 1984). Moreover, as the market values of farmlands near the urban fringe rise tax liabilities increase, further reducing the pro"tability of farming and accelerating the exodus of farmers (Berry, 1978). These processes may be further accelerated as a result of actions by local agencies promoting their self-interests (Bryant, 1995). In other words, the concern is that the conversion process is sub-optimal. The policy focus needs to be, therefore, on improving the process, rather than on its outcome (excessive sprawl). These concerns have been most pronounced in countries where rapid deconcentration trends have been apparent, and where land use controls have been less e!ective in containing urban growth, such as in North America (Daniels et al., 1989; Bryant, 1989). The most widely discussed shift in the countryside, however, is the shift from production to consumption concerns. With rising income and motorization rates, and consequently mobility, urbanites have come to view the rural hinterland as part of their consumption spaces, rather than as a base for sustenance. This change in perceptions has contributed to the rising awareness that farmland conversion may lead to a loss of amenity values, and that these are not re#ected in market processes (Maguire et al., 1997). In other words, farmland conversion entails a loss of positive externalities provided by rural landscapes. With the increasing numbers of highly mobile urbanites suburbanites and exurbanites interested in the consumption value of the countryside, and the increase in rural tourism capitalizing on this value, the political strength of the lobbies interested in conserving amenity values has been rising in many developed countries (Cloke, 1989a). In addition to the direct amenity bene"ts several potential environmental bene"ts of farmlands have increasingly stressed. If appropriately managed, farmlands can provide a range of public goods: ground water recharge, storm water management, water pollution control (including the recycling of wastewater) and enhancement of biodiversity. In many cases, however, these bene"ts are not realized due to current farming practices. Still, when faced with development pressures that may preclude future realization of these potential bene"ts, environmental lobbies have increasingly formed 434 E. Feitelson / Journal of Rural Studies 15 (1999) 431}446 coalitions with middle-class amenity interests about the conservation of farmlands as open spaces, promoting the re-regulation of rural areas (Cloke, 1989b; Munton, 1995; Pierce, 1995). This coalition is particularly potent as its main argument, that potential environmental bene"ts are not realized in farmland market values and hence intervention is warranted, seem to receive wide public support (Kline and Wichens, 1997). While the previous discussion focused on the economic-rationalistic discourse of farmland protection, farmland preservation, as all land use issues, has also a normative dimension (Beatley, 1994). This dimension has been the focus of an ongoing concurrent discourse, dating back to the previous century. It is concerned with the role of open spaces, including farmlands, in fostering ethically or ideologically preferred agendas (Beatley, 1994). Much of this discourse can be traced to the di!erences in the view and valuation of nature (Harvey, 1996). For the purpose of this paper two views are of particular importance. The "rst view to emerge, mainly in response to the social implications of industrialization and largescale urbanization, was the decentralized communitarian view, largely modeled on anarchist lines (Hall, 1992; Harvey, 1996). This view advances a &rural idyll', which is essentially an idealization of a rural past (Williams, 1973), as an alternative to the dominant forms of capital accumulation in the fordist period. This type of idyll has a strong resonance in the professional planning epistemic community, due to works of its seers, in particular Ebenezer Howard and Patrick Geddes (Hall, 1988), and is widely espoused in many rural communities today (Halfacree, 1995). Farmland protection from this perspective is part of a comprehensive attempt to create a more humane environment, where people maintain a harmonious relation with nature. Thus, countryside conservation does not focus on the farmlands as such, as much as on their location and tenure vis-a-vis human settlements, and is closely intertwined with the planning of the built environment (Hall, 1992; Gilg, 1996, Chapter 5). A di!erent idyll, promulgated primarily in the US is the land ethic idyll. Stemming from the writing of Aldo Leopold (1949), it advances an ethically driven approach to land use in rural areas focusing on the primacy of ecological processes (Bunce, 1998). From such a perspective the primary challenge of farmland preservation programs is the identi"cation of appropriate place and scale of human interference in natural processes, given the changing understanding of ecological processes (Adams, 1997; Naveh and Lieberman, 1994). This approach gives precedence to ecological considerations over both production and consumption concerns. It is, thus advocated by &deep green' environmentalists that do not join the environmental-amenity interest coalitions. A closely related idyll that beacons to a wider coalition is the agrarian idyll. This idyll focuses on the farmer as the agent assuring stewardship of the land, on one hand, and as the basis for community life, on the other hand. This idyll has been central in the North American discourse on farmland protection, where it allowed a coalition of farmers, exurbanites and environmentalists to support farmland protection (Bunce, 1998). The focus of farmland protection from this vantage point, however, is on the conservation of farming, and particularly family farms. Farmlands can be protected also as a mean to other ends. For example, farmland protection can serve as a mean to contain urban development, where such development is seen as negative for reasons that concern the urban, rather than the rural (Feitelson, 1996). Alterman (1997) suggests that the success of the British and Dutch cases can be attributed to the prominence of urban containment rationales as guiding tools for planning policies since the second World War. In recent years there has been an extensive debate on the e!ects of urban form on energy consumption (Anderson et al., 1996; Breheny, 1995). One implication of this debate has been the advancement of policies intended to control urban form so as to reduce energy consumption per capita, especially in transport. Perhaps the most notable initiative in recent years has been the EU's compact cities initiative. As these rationales gain ground farmland protection increasingly becomes enmeshed within urban containment policies, advanced for di!erent reasons. Shifts in farmland protection rationales are not merely adaptations of argumentation to changing agendas. They have substantial spatial and policy implications. Di!erent rationales imply that di!erent areas should be protected, and that di!erent policy tools be used. Table 1 summarizes some spatial and policy implications of the basic rationales discussed above. Combining Table 1 and the descriptions of shifts in viability of rationales over time suggests that the spatial focus and contents of programs have been shifting in response to the changes in rationalization. The original programs, whose main rationale has been food security, focused on prime farmland identi"ed according to its food production potential and protected vast amounts of land. In the United States, for example, much of the discussion has been based on the classi"cation of land into categories according to their productivity (Lehman, 1995). The need to protect large tracts of prime farmland with low amenity or environmental values had direct rami"cations for the type of instruments that could be used. Even in the regulation resistant USA agricultural zoning has been a preferred tool, while the much advocated market based measures played only a minor role and in very limited areas. When consumption concerns arise programs increasingly focus on areas with important amenity, environmental or ecological values. As such areas are diverse, and more "nely speci"ed spatially, programs that try to E. Feitelson / Journal of Rural Studies 15 (1999) 431}446 preclude the loss of positive externalities are likely to be composed of an amalgam of land use designations, many covering relatively small areas. This allows for the use of a di!erent slew of policy measures, examples of which are presented in the right hand column in Table 1. Consequently, in countries where the shift from production to consumption and environmental focus has taken place, current programs are characterized by increasing diversity of land use designations, and use of a widening array of tools for protecting these areas (Potter et al., 1991; Gilg, 1996). However, it is important to notice that such shifts are not global, and that rural areas in di!erent regions and countries face di!erent agendas (Marsden, 1995), and are hence likely to be amenable to di!erent rationales. As a result it is likely that farmland protection or countryside conservation programs in di!erent regions and countries may take very di!erent forms. The relations presented in Table 1 are merely optional. They indicate that shifts in policy focus may take several forms in practice. The actual forms chosen would be a function of the particular discourse and hence rationales adopted in di!erent societies or regions at di!erent points in time. Moreover, as programs are usually instituted and modi"ed in an incremental manner through political action they are likely to re#ect the coalitions backing them, and their historical antecedents. Thus, the actual programs are likely to be an amalgam of measures implementing di!erent rationales, thus re#ecting the history of program enactment and the vicissitudes of the policy discourse. The discussion so far does not explain which of the options listed in Table 1 would be followed in practice, or how and when are programs modi"ed. Yet, identi"cation of the situations where the legitimacy of existing programs is questioned and therefore new rationales are introduced is central to the understanding of the adaptation processes of conservation programs to macro-social changes. While the discussion has outlined some general shifts in the viability of rationales it did not clarify to what extent are such shifts and adaptation processes a function of macro-economic trends or of the societal peculiarities of the limited number of societies on which it is based. To address these issues we turn now to the Israeli case. Israel has undergone several signi"cant transformations in its "fty-year history. From a frontier-mentality country struggling to feed and house its population it has become a market-oriented society with the sixteenth largest GDP per-capita (over $17,000 by 1996), placing it (along several dimensions) closer to most developed countries than to the developing countries it resembled "fty years ago (Shachar and Choshen, 1993). This transformation had concurrent social, political and ideological facets (Ben-Dor, 1998). As a result the issues faced by Israel in several "elds within "fty years re#ect those faced by other nations over a longer period of time. This is 435 especially true with regard to farmland. From a society where agriculture was a central sector for economic, social and ideological reasons, Israel has become a highly urbanized congested country, where agriculture is increasingly marginalized. Moreover, given its already high density levels and rapid population growth Israel faces today greater pressures on its farmlands than most western countries (Mazor, 1993). An analysis of the vicissitudes of the farmland protection discourse in Israel may thus shed light on the ways farmland issues are framed, or might be framed in the future, in a signi"cantly wider array of cases. 3. The genesis and institutionalization of farmland protection in Israel Three major concerns underlay the rural policies of Israel in the "rst years after the establishment of the state in 1948. The "rst was establishment of control over the land and absorption of a massive immigration wave, as part of a nation-building e!ort (Kellerman, 1993). As the land under Israeli control in the wake of the war was larger than the area allotted to it in the 1947 UN resolution, there was concern that Israel may be forced to return to the less advantageous 1947 lines. Moreover, there was concern that Palestinian refugees may return to the areas they left or were driven from during the war. To counter these perceived threats establishment of permanent civilian presence in the contested areas was seen as essential (Kimmerling, 1983; Morris, 1994). Based on the pre-state experience rural settlements, and particularly collective settlements, were viewed as an e!ective way to establish control over these areas. It is not surprising that the settlement e!orts in the "rst years were directed to the areas perceived to be thus threatened (Reichman, 1990). A second concern was food security for the burgeoning population. In the years following independence over a million new immigrants arrived. In the early "fties food rationing was introduced. Moreover, the memories of the disruption of distribution systems during the Second World War and the 1948 war of independence were fresh, and the danger of an additional war and possible disruptions had to be planned for. A third concern was the absorption of the massive immigration wave. The scarcity of shelter and resources led to the establishment of large temporary camps. By the end of 1951 some 250,000 new immigrants lacked permanent shelter, a half of which lived in tents, all su!ering from unsatisfactory sanitary and health conditions (made worse by especially harsh winters in 1950 and 1951), and most being unemployed or under employed (Hacohen, 1994). In this circumstance the settlement of new immigrants on the land was viewed as a way to improve their life conditions and facilitate the integration into the labor force (Bein, 1982). 436 E. Feitelson / Journal of Rural Studies 15 (1999) 431}446 The response to these concerns was in#uenced by an additional, ideological, factor. The Zionist movement, and especially the labor parties dominating it at the time, was strongly committed ideologically to an agrarian ideology (Cohen, 1970; de-Shalit, 1995). An agrarian existence was viewed both as an element for increasing the productivity and changing the employment base of the Jewish people, and contributing to nation building by creating closer links between the recently arrived immigrants from the Diaspora and their ancient homeland (Willner, 1969). In addition, the planners preparing the settlement plans were strongly in#uenced by the then dominant ruralistic attitudes in the international planning community (Brutzkus, 1988), manifest for example in the British new towns and greenbelt plans prepared approximately at the same time. These concerns and ideology underlay the two major plans completed in 1951 to settle the incoming immigration wave. The Sharon plan recommended the establishment of a series of new towns, siting most of them on lands that were perceived to be inferior from an agricultural point of view. These towns included a new tier, urban}rural centers, where supplementary agriculture was planned, largely based on Ebenezer Howard's (1902) propositions. The second plan identi"ed sites and water requirements for 400 new rural settlements (Rokach and Weitz, 1991), 105 of which were established by 1954. Virtually all these settlements were cooperative settlements, re#ecting the ideological preference of the ruling labor party, many of whose leaders came from the fully collective kibbutzim. The need to build rapidly large low-cost housing estates led to the construction of such estates on the more readily available publicly controlled land at the outskirts of existing towns, often at a distance from the built up area on prime farmland (Gonen, 1995). The concern that productive agricultural land would be subsequently lost led to a government decision in June 1953 requiring that any development on agricultural land receive a special permit, and setting up an advisory Commission for Protection of Agricultural Land (CPAL). This commission did not have any formal power. However, given closeknit social and professional network of planners and decision-makers dealing with land and settlement issues, and their common ideological base, this commission was in#uential in de#ecting development from lands viewed at the time as prime farmlands. In the early sixties farmland protection was ingrained in the formal institutional structures set up, as part of the general trend toward greater institutionalization and bureaucratization of governance in Israel. The comprehensiveness of this e!ort can be assessed in Table 2. In essence three factors need to be addressed when putting together a development initiative: the property rights of current tenants, the ability to obtain a title to the land, and the ability to obtain development rights on the land. As can be seen in Table 2, all three elements were addressed by the policies that were institutionalized in the early sixties. The "rst step was the consolidation of all Jewish National Fund (JNF) and government held or owned land (comprising almost 92% of the country's territory) in the hands of a single agency, the Israel land Authority (ILA), set up in 1960. The ILA was put under the responsibility of the minister of agriculture. An Israel Land Council (ILC), comprising of government and JNF representatives was established to set the policies for the ILA. This policy was decreed in the "rst decision of the ILC in May of 1965. The "rst part of this major policy statement focuses on agricultural land. It stipulated that state-owned farmland will not be sold, only leased for 49 years (renewable), cannot be subdivided, and has to be continuously farmed * thus formalizing the pre-state policies of the JNF. Moreover, any change in designation would require that the land be returned to the ILA. Consequently, leaseholders would have no incentive to instigate development proposals. The institutionalization of farmland protection was completed with the rati"cation of the Planning and Building Law (PBL) in 1965, and its "rst amendment. This law set up a three-tier structure of plans and planning authorities. At the top of the pyramid is the National Table 2 The Israeli Farmland Protection Institutions 1965}1990 Factors Institution Mechanism Current tenants Cooperative settlements Israel Land Authority Land titles Israel Land Authority Development rights Planning Commissions Covenants restricting land sub-division Land tenure system precluding pro"ts to leaseholders from development. National land ownership Requirement that all land development on state land will be initiated by the state. Change of agricultural designation requires approval at the national level Veto power over development of declared farmland, combined with wide-ranging declaration of farmlands. Commission for Protection of Agricultural Land E. Feitelson / Journal of Rural Studies 15 (1999) 431}446 Planning and Building Board (NPBB), below which operate six district commissions and multiple local commissions. Plans (and variances) need to be rati"ed at a level above which they are prepared. The "rst amendment to the PBL gave the previously informal CPAL veto power over any development on land it declared as important for agriculture. It thus placed the CPAL, a majority of whose members represented various agricultural or planning interests and thus supported farmland protection, alongside the NPBB with a veto power over NPBB decisions pertaining to farmlands. Moreover, in contrast to other countries, the CPAL declared most of the open lands in Israel as agricultural land, regardless of soil characteristics, arguing that in a small country like Israel almost all lands have some relevance for agriculture, as most have implications for water #ows (Flor, 1980). The Israeli Supreme Court ruled that this wideranging declaration did not constitute a &taking' and thus did not entitle compensation. As a result a coalition of the agricultural sector, representing mainly the leaseholders, and planners obtained a virtual veto power over all development on most farmlands and open spaces, at no cost. The ability of the state to establish such a comprehensive draconian regime without any meaningful opposition, in e!ect taking from most farmers (including private land owners) any feasible option to develop the land they tilled owned or leased, can only be explained by the widespread legitimacy accorded to this action. This legitimacy was an outcome of the congruence between policies, economic structures, power structures, dominant ideology and social norms at the time. The statutes that gave absolute power to the state to manage natural resources were part of the centralized pattern of governance seen as economically and socially necessary, and ideologically legitimate in Israel of the early sixties (Aharoni, 1998; Kleiman, 1997). The priority given to agriculture re#ected the ideological preference of farming as a way of life, manifest in the prestige enjoyed by farmers as pioneers ful"lling national goals, and the disproportionate political power of the agricultural sector. 437 "fties and early sixties the increase in agricultural output was associated with an increase in cultivated land, and particularly irrigated land (Rokach and Weitz, 1991). However, as can be seen in Fig. 1, agricultural output continued to increase during the seventies and eighties while land and water inputs remained virtually constant. This was allowed by increasing capital investments and crop substitution (Kislev, 1990). In the mid-sixties focus of agricultural production shifted from self-su$ciency to exports. This shift had longterm implications for the way that agriculture came to be viewed. From being seen as a preferred way of life whose productive capacity is crucial for survival it increasingly came to be viewed as an economic sector, that needs to be evaluated on an economic basis. From this perspective the importance of the agricultural sector has been declining since the mid-sixties. This is manifest in the declining share of agriculture in the labor force and its diminishing contribution to the GDP (see Fig. 1). In 1996 agriculture accounted only for 2.2% of the GDP, and employed only 3.5% of the labor force. While the contribution to the GDP may understate the importance of agriculture in the Israeli economy, due to the positive externality e!ects of farming for agricultural R and D, for which Israel has become well-known internationally, the share in the labor force is probably an over-estimate. Regardless, of these possible inaccuracies, the general trends seen in Fig. 1 are unmistakable. These trends accelerated in the mid-eighties as a result of falling product prices and a severe debt crisis that engulfed much of the cooperative rural sector. The implications of these trends, however, go well beyond the purely economic realm. As a result of the decline in the importance of agriculture from a macroeconomic perspective, and following the aforementioned debt crisis, the political power of the agricultural sector declined. The debt crisis led to the dissolution of many of the supra-village cooperative institutions that were the economic and political backbone of the agricultural establishment. Moreover, from being hailed as an internationally acclaimed success story the rural sector, and particularly the cooperative settlements, came to be viewed as an economic failure requiring state assistance 4. Emerging incongruence between norms, power and programs: 1970}1989 The institutional structure outlined above protected farmlands for almost a quarter of a century, virtually unhindered. After initial legal challenges were rebu!ed the procedures for operating this system were routinized. Yet, shifts in dominant ideologies, social structures and power, combined with economic restructuring, gradually undermined the rationales underlying the farmland protection programs, and thus eroded their legitimacy. From a technical-economic perspective the importance of land for agricultural production declined. In the In the rural sector, and particularly the cooperative settlements, most semi-employed, underemployed or even unemployed persons above 18 years of age are often listed as fully-employed in agriculture. Thus the number of people listed as employed in this sector probably over-states the real number of employees in agriculture, and hence overestimates the share of agriculture in the national labor force. The debt crisis resulted from the government's anti-in#ation policy enacted in August 1985 and its refusal to assist the kibbutzim and moshavim purchasing organizations (thus forcing the kibbutz and moshav members to shoulder the debt). This refusal was part of the general change in Israel's political economy, discussed by Aharoni (1998) and picked up later in this paper. 438 E. Feitelson / Journal of Rural Studies 15 (1999) 431}446 Fig. 1. Agricultural inputs, outputs and contribution to the GDP 1948}1995. Source: CBS, Statistical Abstracts of Israel, various years. (and hence in direct competition with other sectors clamoring for such assistance). A second factor that weakened the agricultural lobby is the rise of the Likud party to power in 1977, and its dominance throughout the eighties. In contrast to the labor party urban interests dominated the Likud. Moreover, due to the close historical connections between the cooperative movements and the labor party, the Likud did not feel committed to the cooperative sector's goals or interests, and in some cases took a contrary attitude toward this sector. The 1977 election also signi"es the demise of the integrated policy community that controlled Israel since its establishment, of which the cooperative agricultural establishment was an integral part. Since 1977 the policy making system has been increasingly fragmentized (Zalmanovitch, 1998). As a result the civil society has changed, with new elites and issue-oriented civic organizations emerging on the policy making scene and exerting increasing in#uence on it (Yishai, 1998). Consequently, the agricultural lobby was demoted from a central actor in the land policy making scene to being one of many rent-seeking interests. While agriculture enjoyed substantial state support since the state's establishment, that support was rationalized as a mean to advance national goals, and was largely obscure from the public. In contrast, the debt-relief support was much publicized, and served as a bail-out for what was seen as the "nancial mishandling, and in some cases corruption, of the rural establishment. As a result of the Six-day War of 1967 the focus of political discourse in Israeli society changed. While the previous borders were no longer seen as threatened, the newly occupied territories became the focus of contention. In the "rst decade after 1967 the labor party used the well-tested mechanism of agricultural settlements to establish control over areas seen by it as strategically importance. After the Likud's ascent to power the discourse increasingly focussed on the mountainous Arabpopulated West Bank (Efrat, 1988). This region could not sustain new agricultural settlements. Therefore, new settlement approaches were used, utilizing the latent demand for suburban and exurban housing among middle class Israelis (Kellerman, 1993; Kipnis, 1989; Newman, 1984). As a result the previous preconception of a direct link between agricultural land and geo-political goals was also severed. The shift in focus of political discourse re#ected a shift in dominant ideology toward the right that cut across party lines. As a result of its increasing a$liation to the middle class, whose attitudes toward questions of government control and market structure increasingly mirror those of the middle class in Western Europe and North America, and the rise of a new largely urban leadership, the socialist-ruralistic-statist inclination of the labor party weakened. Thus, a general trend toward greater acceptance of market mechanisms, and increasing rejection of central government control can be detected in Israel across the main political divide (Kleiman, 1997). E. Feitelson / Journal of Rural Studies 15 (1999) 431}446 439 Table 3 Main features of land policies 1964}1997 Goals and concerns Sale of urban land Sale of agricultural land Subdivision of agricultural land Development of state-owned land 1964 1986 1997 Maximal agricultural use of land; management of urban state-owned land; prevention of speculation Prohibited; minority view condones it Prohibited Supply of land reserves; e$ciency of land development; reduction of bureaucracy in land management Allow sale of intensively developed land beyond 100,000 dunams Prohibited High housing costs; quality of life; inelastic supply; ine$cient use; transaction cost of land development Privatization considered Prohibited Prohibited Only by ILA Only by ILA As part of these ideological shift natural resources, land and water in particular, have increasingly been referred to as commodities that can be traded at market-determined prices. The shift in attitudes toward land resources is seen in Table 3. In this table the discourse on land policies is traced on the basis of the three commission reports dealing with land policies in Israel. The "rst, the Weitz Commission, prepared the background document for the "rst ILC decision. The second, the Goldenberg Commission, submitted in 1986 a comprehensive report assessing land policies to a national unity government. The third, the Ronen Committee, submitted in 1997 a draft report to the Minister of National Infrastructure, to whose responsibility the ILA was transferred in 1996. These reports essentially framed the sanctioned discourse on farmlands, the discourse seen as politically logical at each time period. The three reports were scrutinized in terms of their recommendations and the attitude of their members toward a series of issues. Despite the twenty plus years that elapsed there was only a slight change in emphasis between the "rst two commissions, toward greater concern for development interests and greater acceptance of land sales. The recommendations and discourse regarding farmland policies were virtually unaltered between the early sixties and mid-eighties. In the subsequent decade, however, the general gist of the discourse changed. Issues that were previously considered sacrosanct, such as the sub-division or sale of farmland and leaseholder involvement in The Ronen committee di!ered from the previous two not only in the identity of the minister that appointed it, but also in its composition. In contrast to the "rst two committees which included many representatives of public bodies, the Ronen Committee included only three members, none of which represented a public body. The background and implications of the institutional aspects are elaborated in the next section. Desired but infeasible at present due to insu$cient legal infrastructure Allowed for limited development Allowed by Kibbutzim and Moshavim under ILA supervision; joint public-private partnerships advanced land development, became part of the sanctioned discourse in the Ronen Committee report, regardless of its recommendations. These substantive changes are a result of two interrelated factors. The "rst is the shift in power between the national-level settlement bodies and the local level, as local jurisdictions and settlers gained power vis-a-vis the national bodies (Applebaum et al., 1989; Applebaum and Newman, 1997). The second is the crisis in land and farmland protection policies in the early nineties. 5. Crisis and new concerns: the early nineties As a result of the macro-societal shifts none of the rationales that legitimized the farmland protection structures instituted in the sixties was relevant by the late eighties. Still, the institutional structure and program procedures were not challenged until 1990. That year over 200,000 new immigrants #ocked to Israel, mostly from the ex-Soviet Union, catching the government and planning system unprepared. As shown in Fig. 2, the ensuing response had major implications for farmland protection. The main problem faced by government in 1990}1991 was perceived to be the lack of adequate housing in the face of rapidly escalating demand, and the inelasticity of housing supply (Alterman, 1995). Land policies, planning procedures and farmland protection in particular came to be viewed as major obstacles to the ability to provide adequate housing rapidly. As a result the government took a number of actions that undermined the agricultural land protection structure. The "rst of these steps was a directive to the CPAL that it should identify 90,000 dunam for immediate release for residential development. While this step placed the blame for the housing shortage on farmland protection, thus changing the discourse about farmlands, it did not in itself seriously 440 E. Feitelson / Journal of Rural Studies 15 (1999) 431}446 Fig. 2. The crisis in farmland protection, 1990. threaten the farmlands (Shlain and Feitelson, 1996). However, once the discourse changed additional steps followed that did undermine the foundation of the farmland protection structures (Feitelson, 1995a; Shlain and Feitelson, 1996). In essence, the Israeli government took two main directions of action. The "rst was a reformulation of land policy goals and a change in the institutional a$liation of the ILA. From being the responsibility of the Minister of Agriculture the ILA became the Minister of Housing and Building's responsibility. This shift re#ects the demise in power of the agricultural sector and the reorientation of national priorities from farmland protection to the provision of adequate sites for residential development. As noted above, in 1996 the ILA was moved again to the newlyformed Ministry of National Infrastructure. However, from this paper' perspective the important point is that a return of the ILA to the Ministry of Agriculture was not even seriously contemplated at the time. Following the shift in institutional a$liation the ILC made several policy decisions whose common goal was to reduce the transaction cost of land development. The essence of these decisions was to allow leaseholders to enjoy some of the pro"ts from development, and in some cases to instigate such development without returning the land to the ILA. In return they are to forfeit their rights for compensation for past agricultural investments. Such forfeiture reduces transaction costs, as the settlement of such compensation claims required protracted negotiations. In another decision the ILC allowed new neighborhoods to be built by the cooperative moshavim and collective kibbutzim for people who would not be These decisions were a source of contentions among various elements of the rural sector and the ILA. Consequently, they were overhauled, challenged in courts, discussed and modi"ed several times between 1991 and 1995. However, all the discussions were over the division of the surpluses and the degree of control the ILA would maintain. At no point during these years were the essentials noted above challenged. E. Feitelson / Journal of Rural Studies 15 (1999) 431}446 part of the cooperative or collective entity, thus introducing exurban development into these settlements. This policy change allowed the cooperative sector, for the "rst time, to use development on publicly owned land development as a basis for revenues. Hence such came to be viewed by this sector and by the "nancial establishment (particularly the banks) as a way to resolve the mounting debt crisis. Consequently, the attitude of representatives of the rural sector in various planning commissions toward development proposals on farmlands changed. The second focus of government action was to weaken the planning system by introducing emergency procedures (Alterman, 1995). These reduced public participation, strengthened the hand of development oriented agencies in planning decisions at the regional level (where most decisions are made), and shortened the time allowed for discussions. One of the measures introduced as part of this emergency legislation stated that plans on declared agricultural land would need to come before the CPAL only if a CPAL representative (usually a junior o$cial) explicitly required it. Then the CPAL had to give a decision within 15 days. In practice most of the major development initiatives were not required to come before the CPAL, thus signi"cantly diminishing its stature. These shifts were presented as essential for containing housing price increases, and successful absorption of the immigration wave. Both of these goals enjoyed widespread legitimacy in Israel. These shifts served the interests of the debt-ridden rural sector, the "nancial sector (particularly the banks burdened by bad rural sector debt), developers who were given easier access to stateowned land, and the development-oriented agencies within government. These changes gave rise, however, to objections from two distinct groups. The "rst were environmentalists, who had long-standing concerns over open space issues, and the second were planners, often acting as an epistemic community rather than merely as representatives of di!erent agencies or unconcerned professionals. Until the early nineties environmentalists' concerns focused on the most sensitive areas, usually designated as nature reserves or national parks. However, the undermining of the farmland protection structures, combined with the massive development pressures further fueled by the rapid economic growth, due to the combination of immigration and improving peace prospects (between 1993 and 1996), led to a growing concern among them over the total supply of open spaces. Here planners and middle class urbanites joined environmentalists. The planners were concerned about the weakening of the planning system, and increasingly about open space issues per-se. These concerns were given much exposure in the background document prepared as part of the Israel 2020 initiative (Mazor, 1993). In this document the rate of development was extrapolated to 2020, showing that within a single generation the urban footprint (the urban 441 areas plus the main inter-urban infrastructure facilities) would cover more than 50% of the land between Haifa and Jerusalem, more that doubling the current coverage (see Fig. 3). The concern over open space struck a bell among a wide urban middle class constituency whose rising mobility led it to view such areas increasingly as part of its consumption space. In addition, part of the rural establishment became concerned over the rate of annexation the forecasts imply (Razin and Hasson, 1994), and the loss of rural amenities for themselves. The planning establishment responded to these threats by preparing a series of plans and documents, mostly at the national level, outlining how development can be accommodated without sacri"cing too much open spaces (Feitelson, 1994,1998). As part of these e!orts the rationales for farmland protection were reframed. One of the plans where this process can best be seen is the Central District plan. 6. The central district plan The central district includes the median and outer rings of the Tel Aviv metropolitan area. It has been attracting migration from other parts of the country, and from the core and inner rings since the early seventies (Lipshitz, 1987; Gonen, 1995). It has thus been the main locus of development since the seventies. As can be seen in Fig. 3 this is the area projected to su!er the greatest loss of open space within the next twenty-"ve years. Most of the district's area is farmland, with only few sites of importance from a natural resource perspective (Feitelson, 1995b). The preparation of the initial district plan commenced in the sixties. However, it was completed only in the late seventies. It was approved by the NPBB in 1980 and "nally rati"ed in 1983. By this time the need for an update was felt. The same planning team that prepared the initial plan was asked to undertake the background surveys, and later the preparation of an update. The updated plan was "rst presented in 1993. The District Commission rati"ed it for public comments in 1996 and the NPBB in August of 1997. As part of this update the farmland issue was raised, and a new conception of open space protection was presented. In Table 4 the way farmland and opens space issues were addressed in the original plan (as approved by the NPBB) and the updated version are compared. The main di!erence between the two plans, prepared for the same region, is in the way open space and farmland issues are framed. In the 1980 plan most of the district's area was designated as farmland. This designation was not backed, however, by any analysis of the farming industry or of its land requirements. Rather, all the area lacking any features making it suitable for another designation 442 E. Feitelson / Journal of Rural Studies 15 (1999) 431}446 (either for development or unique natural features) was designated as farmland. This designation encompassed an area wider than that actually used for farming at the time. This re#ected the widespread acceptance of farmland being an uncontested preferred use. Moreover, the designation as agricultural land was seen as a measure for controlling urban development, as it assured that any proposal beyond the areas designated for urban development would need to be brought up to the NPBB and the CPAL. By contrast, in the 1997 plan a substantive e!ort was made to rationalize why open spaces in general, and farmlands in particular, should be protected, and to identify the areas to which each rationale pertained. The rationalization of the need to protect the maximal viable amount of open spaces was made in economic terms. It was argued that there is an inherent market failure in the development of green"eld sites as a result of our inability to estimate the full social cost of the alternative use of such sites as open areas for future generations (Feitelson, 1995b). The reason for this inability is the lack of su$ciently accurate methods for estimating the value of the full range of services provided by open spaces, and of the inability to assess the future increase in the real term value of open spaces over time. It is expected that the value of open space would increase over time, in real terms, as the availability of such space decreases and the demand for it by a larger more mobile population rises. A second part of the rationalization e!ort enumerated the positive externalities of open spaces by identifying the di!erent types of non-market services they provide. The need to provide this wide set of services was explicitly recognized in the plan's goals. In order to achieve these goals a diverse set of open space designations was advanced (see Table 4), each emphasizing a di!erent set of services. In addition, alternative spatial layouts of open spaces were analyzed according to criteria derived from the plan's goals (Feitelson, 1995b). In summary, the comparison between the 1980 Central District plan and its 1997 overhaul suggests that a major change occurred in the attitudes toward farmlands in Israel during this period. In 1980 farmland protection was viewed as an end to itself, that does not need much in terms of justi"cation. As the rationales were so well ingrained in planning thought it was not seen as necessary to elaborate them. In addition, farmland protection Fig. 3. Built up area by district. Source: Israel 2020: A strategic Plan for Israel, The Technion, Haifa. While it is possible to obtain estimates for the current recreational demand for many areas, and some willingness-to-pay estimates for visual amenities and important ecosystems, it is still infeasible to obtain accurate estimates for the full range of ecosystem services and environmental bene"ts of open spaces. Moreover, the estimates that can be obtained may also be highly dependent on the elicitation technique (for a review, see: Smith, 1993). As a result Shabman and Stephenson (1996) have recently suggested that perhaps it be may be impossible to derive &correct' bene"t estimates. E. Feitelson / Journal of Rural Studies 15 (1999) 431}446 443 Table 4 Comparison of the central district plans 1980, 1997 Criteria 1980 plan 1997 plan Goals Assure adequate land for timely facility development Spatial array of open spaces Most unbuilt areas designated as farmland. Scattered high-quality designations (reserves, parks, beaches, forests) Supply-based (site attributes); Identi"cation of areas not needed for development. Nature reserves, parks and landscape reserves. Forests; bathing beaches; agricultural land. Areas for future planning. Assure land use compatibility with infrastructure and environment. Protect landscapes and the environment and assure adequate recreational opportunities. Best use of land resources. Adaptation to economic shifts Continuous designations of beaches and stream areas. Rural open spaces create semi-rings around urban centers connecting stream valleys. Maximal protection principle; analysis of spatial outlays; attempt to address diverse needs for open spaces Nature reserves, parks, and landscape reserves. Stream valleys. Forests; beaches; metropolitan recreation areas. Rural landscape areas. Agricultural open areas Open-space analysis Open-space designations served as a useful tool for controlling urban development. In 1997 the need for farmland protection was not clear at all. Therefore a substantial e!ort was made to elucidate the need to protect farmlands. Yet, the rationales used were very di!erent from those implied in the previous plan. The rationales focused on the consumption and environmental roles of open spaces, rather than on production and ideologically based justi"cations, and were couched in an economic approach and terminology. 7. Reframing farmland protection: discussion Farmlands in Israel are increasingly the focus of con#icts. These con#icts involving urban versus rural jurisdictions, development versus conservation lobbies and production versus consumption interests evolve around economic, "scal, environmental, equity, administrative control, and ideological issues (Applebaum and Newman, 1997; Newman and Applebaum, 1995; Razin and Hasson, 1994). Concurrently, farmlands in the country's core are subject to increasing development pressures (Feitelson, 1995a; Razin, 1996). Under such circumstances the ability to protect farmlands is highly contingent on the support farmland protection programs can muster. This support is a function of the way farmland protection is rationalized. The farmland protection programs instituted in the sixties re#ected the power structures, core values and dominant ideology of the time, and were couched in the terms of the sanctioned discourse of that era. The programs were legitimized as assuring food security and providing the basis for the politically dominant ideologically preferred agricultural sector. The actual plans for- mulated gave precedence therefore to agricultural land as such, allowing on it any activity needed for agricultural production. These programs, however, were not modi"ed or re-examined, while the coalition that put them in place crumbled and the sanctioned discourse changed. Thus, when a crisis occurred the programs were seen as outdated (see also Plesner and Zusman, 1997), and consequently were weakened signi"cantly. The new coalition interested in farmland protection includes environmentalists, planners, and exurbanites seeking to preserve the rural atmosphere, the urban middle class seeking to protect its potential recreation areas and visual amenities, and several regional councils (the rural local jurisdictions) concerned about urban encroachment and shifts in local political power. However, this coalition is not politically or ideologically dominant, as was the agricultural coalition that instituted the farmland protection program in the sixties. Moreover, it faces a more powerful coalition of developers, government agencies (particularly the Ministry of Housing and Building and the ILA), the "nancial sector and many regional councils and rural settlements trying to alleviate their debt burden. Therefore, the new coalition has to advance new rationales for farmland protection that would be able to muster as wide a support a possible. Given the economic, social, ideological and political shifts that occurred in Israel over the last twenty years, the new rationales advanced focus on the loss of positive externalities and are couched in an economic terminology. This terminology is today increasingly the accepted language in the sanctioned discourse on land use issues. The shift in rationalization approach has direct rami"cations for the content of the plans advanced. The Central district plan is but one of the new generation of plans advanced in recent years, ultimately overhauling the 444 E. Feitelson / Journal of Rural Studies 15 (1999) 431}446 prior planning doctrine. One facet of this transformation was the integration of environmental planning, and open space issues in particular, as central elements of the new doctrine (Feitelson, 1998; Shachar, 1998). As part of this change economic and "scal instruments were advanced for protecting open space in other plans and documents prepared in recent years (Feitelson, 1995b, Razin, 1998). Currently the implications of environmental goals for production practices are being discussed as part of the Israeli sustainable development initiative. Yet, the need to maintain a broad coalition in support of farmland protection also limits the steps that can be taken. Thus, in the plans advanced so far, no limitations were placed on agricultural production so as not to alienate those elements in the agricultural sector that favor farmland protection. In other words, a tradeo! between the need to cobble a wide-ranging coalition to oppose development interests and the ability to follow through the logic of all the rationales used to legitimize conservation programs is becoming apparent, as the rationales are not fully compatible. 8. Conclusions Alterman (1997) has recently concluded on the basis of an international comparison of farmland protection program that the success of such programs depends primarily on the level of support they receive, which is a function of the legitimacy accorded to them. One of the factors a!ecting the legitimacy accorded to such programs is the way they are rationalized. Yet, the receptivity to arguments varies over time as a function of shifts in social norms, sanctioned discourse, power structures and ideologies. Farmland protection programs need, therefore, to continuously adapt themselves to the shifts in these parameters. This means that the rationales for such programs need to be reviewed periodically. If the acceptability of the rationales declines they need to be modi"ed, or couched in di!erent terms. Yet, the process is not limited to the adaptation of the discourse to changing fads. Rather, changes in rationales have very substantive implications for program structures and for plans prepared as part of such programs. Thus, such reviews imply that program contents be also continuously adjusted to conform to the rationales used to legitimize the programs. The rationales used for legitimizing farmland protection programs are not some &objective' elements which are part of the professional discourse. Rather, they are tools used in the socio-political struggles over the future of rural landscapes. Yet, while the use of rationales is sensitive to shifts in political power and sanctioned discourse patterns, and instrumental in adapting countryside conservation programs to such shifts, they cannot be changed in a haphazard way because any change in the rationales has long term implications for program structures. Such structures and the tools used to implement them have to be in force for substantial periods of time to have an e!ect on development patterns. The struggles and discussions of program rationales mediate thus between di!erent time frames, forms of discourse, interest groups and epistemic communities. They are therefore at the center of countryside conservation controversies, and not incidental to them. The study of legitimization processes is an important window for understanding the changing environment of rural land policies. These changes di!er, however, across regions and societies and over time. The use of rationales for countryside conservation re#ects these di!erences, and thus the study of rationalization processes illuminates the continuos ongoing multiple-level struggle over the future of rural landscapes in di!erent locales. Acknowledgements This paper was written while the author was a visiting research associate at the Center for Urban Policy and the Environment, at the School of Public and Environmental A!airs, Indiana University, Indianapolis. 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