INTRODUCTION CHAPTER I 1.1 General Introduction Humans have learnt through ages to exploit nature's resources in many ways from time immemorial. They used biomaterials in the form of wood, bone, skin, fibers etc., for their day today life. Many techniques were developed to modify these materials, e.g. to make leather from hides, to dye fibers, and to prepare paints and glues. Chemical modification of natural polymers began during 1800s to synthesize many new materials. The most famous of these were vulcanized rubber, gun cotton, and celluloid. The first semi-synthetic polymer produced was Bakelite in 1909 and was soon followed by the first synthetic fiber, rayon, which was developed in 1911 (www. plastics. americanchemistry.com). Though the synthetic polymers are ruling the world since World War II, the necessity to revive the use of biomaterials arises recently due to the fact that they are naturally abundant, renewable, biodegradable, cost effective and ecofriendly. Above all, biopolymers offer degree of functionality not available in most synthetic polymers. Over the last one decade, interest in the naturally available class of polymers known as polysaccharides (Starch, cellulose, and chitin) has been increasing rapidly, because it is a renewable resource with a wide range of uses in nature, functioning as energy storage, transport, signaling, and structural components (Finkenstadt, 2005). Chitosan, the deacetylated form of chitin, is a basic polysaccharide that is easily prepared from the shells of crabs, shrimp and prawns. Furthermore, it is an environmentally benign compound. Chitosan shows biocompatibility and biodegradability characteristics suitable to create an environment biologically inert and flexible for sensing and manipulating macromolecules and microorganisms in devices. In particular, chitosan matrices provide a better environment for doping, blending and grafting of acids, oxides and salts to improve the conductance level comparable with synthetic ion-conducting polymers. Recently, active researches have been conducted on the use of Chitosan and it derivatives as waste water treatment materials, biosensors, artificial muscles, actuators, environmentally sensitive membranes, and components in high-energy batteries (Bakhshi, 1995; Zhang et al., 2000) like electrolyte etc. Therefore, the knowledge on physical and chemical behavior of this biopolymer and its acids and salts complexes are of scientific and technological interest for device fabrication. The aims of this thesis are to synthesize the free standing films of Chitosan composites and study its various physical and chemical properties as applied to membrane and ionic conductors. 1.2 Chitosan The history of chitosan (pronounced ky-toe-san) dates back to its first description by Branconnot in 1811. Rouget later discovered the deacetylated form of chitin, which was called chitosan, in 1859. According to Dodane and Vilivalam (1998), when chitin was boiled in a concentrated potassium hydroxide solution, a product was obtained that dissolved in dilute iodine and acids and it would not stained brown like chitin. Although studies on chitin and chitosan were initiated in the early nineteenth century, most of the reports available today are based on its physical and chemical properties that can be applied to ionic conductors was found during the last couple of decades (Kumar, 2000). Structure and Synthesis of Chitosan Chitin is a linear chain consisting of N-acetyl-D-glucosamine (2-acetamido-2deoxy-β-D-gluconopyranose) joined together by β (1, 4) linkage. It is the second most common polysaccharide occurring in nature after cellulose. Chitosan is prepared by alkaline N-deacetylation of chitin using concentrated sodium hydroxide (NaOH) solutions at high temperature for a long period of time. Another approach to produce chitosan is by enzymatic N-deacetylation under relatively mild conditions (Wang et al., 2004). The commercially available chitosan is mostly derived by alkaline Ndeacetylation from chitin of crustaceans because it is easily obtainable from the shells of crabs, shrimps and lobsters (Harish Prashanth, and Tharanathan, 2007; Krajewska, 2004). Fig.1.1 shows the two-step process in the production of chitosan. It involves extraction of chitin and removal of calcium carbonate (CaCO3) with dilute hydrochloric 2 acid from shells of crustaceans and deproteination with dilute aqueous sodium hydroxide. The second step is deacetylation of chitin by treating it with 40--50% aqueous sodium hydroxide at 110-115 115 °C for several hours without oxygen. Chitosan is produced when the degree of deacetylation (DD) is greater than 50%. However, it was also reported that chitin with a DD of 75% or above is known known as chitosan (Cervera et al, 2004). Fig.1.1 Schematic process of isolation and synthesis of chitin and chitosan Fig.1.2 Structural unit of chitosan salts and its parent substance. The he two polymers, chitin and chitosan have similar chemical structure and are analogous of the homopolymer cellulose where the respective acetamido and amino groups replace the hydroxyl group at carbon-2 carbon as shown in Fig.1.2. The difference between chitin and nd chitosan is in the acetyl content of the polymer where they can be distinguished by their solubility. 3 The molecular formula for Chitosan (poly [β-(1,4)-2-amino amino-2-deoxy-Dglucopyranose]) is C6H11O4N and its structure is shown in Fig.1.3. Fig With regards tto their chemical structure, chitin and chitosan have similar chemical structure. Chitin is made up of a linear chain of acetylglucosamine groups while chitosan is obtained by removing enough acetyl groups (CH3-CO) CO) for the molecule to be soluble in most diluted acids. This process is called deacetylation. Fig.1.3 Structure of chitin, chitosan and cellulose The actual difference between chitin and chitosan is the acetyl content of the polymer. Chitosan has one primary amino and two free hydroxyl groups for each C-6 6 building unit, to form extensive intra and inter-molecular inter molecular hydrogen bonding. Due to the easy availability of free amino groups in chitosan, it carries a positive charge and thus in turn tu rn reacts with many negatively charged surfaces/polymers. 4 Physico-Chemical Properties of Chitosan Chitosan is an odourless, flabby powder or flake and its color varies from yellow to white whereas spray-dried chitosan salts have smooth texture, fine powder and pale color. Degree of deacetylation and molecular weight are the two important factors that influence many physico-chemical properties of chitosan. The process of deacetylation involves the removal of acetyl groups from the molecular chain of chitin, leaving behind a compound (chitosan) with a high degree chemical reactive amino group (-NH2). This makes the degree of deacetylation (DD) an important property in chitosan production as it affects the physicochemical properties, hence determines its appropriate applications (Rout, 2001). The degree of deacetylation of chitosan ranges from 50% to 99% with an average of 80%, depending on the crustacean species and the preparation methods. Chitin with a degree of deacetylation of 75% or above is generally known as chitosan. Like its composition, the molecular weight of chitosan varies with the raw material sources and the method of preparation. Molecular weight of native chitin is usually larger than one million Daltons while commercial chitosan products have the molecular weight range of 10,000 – 1,000,000 Daltons, depending on the process and grades of the product. Chitosan with high MW of 250-500 kDa showed a maximum degradation temperature of approximately 280°C, with medium MW 25-100 kDa and low MW 2.5-5 kDa chitosan degrading at 220°C and 180°C respectively. For instance, at a temperature over 280°C, thermal degradation of chitosan occurs and polymer chains rapidly break down, thereby lowering molecular weight. The molecular weight of chitosan can be determined by methods such as chromatography, light scattering, and viscometry. 1.3 Chemical Modification of Chitosan Modification of polymers has received greater attention in light of the scarcity of starting materials required for the synthesis of new monomers to deliver better polymeric materials. In other words, modification is essential to meet various challenges, as it is very difficult to get new polymers. Polymer modification is required to bring specific properties to the modified material, such as enhanced thermal stability, compatibility, flexibility, rigidity, processibility and conductivity. The prime techniques for polymer 5 modifications are Physiosorption, grafting, crosslinking, blending, and composite formation, which are all multicomponent polymer systems. Such materials have attracted considerable attention in the industrial field as they combine a variety of functional components in a single material. Methods of Polymer Modification The term physiosorption signifies that it is related to physical attractive forces. The process is a reversible one and is achieved by the end functionalized polymers on to the solid surface or self - assembly of polymeric surfactants, where “ grafting ” can be described as the covalent attachment process and irreversible. Grafting can be accomplished by either “grafting to” or “grafting from” approaches. In “grafting to” approaches, functionalized monomers react with the backbone polymer to form the grafted one. On the other hand, “grafting from” is achieved by treating a substrate with some method to generate immobilized initiators followed by polymerization. High grafting density polymer also can be accomplished using this technique (Bhattacharya, 2009). The schematic presentation of all the processes is depicted in Fig.1.4 A. The “crosslinking” is the association of polymers through a chemical bond. In most cases, the crosslinking is irreversible. It may be intra - and intermolecular (Fig.1.4 B). Fig. 1.4 A. Schematic diagram of (I) physiosorption, (II) grafting to, (III) grafting from. B. Schematic diagram of (I) intermolecular crosslinking and (II) intramolecular crosslinking. 6 A macroscopically homogeneous mixture of two or more different polymers may be defined as a polymer blend. The blending of polymers provides a mean of producing new materials, which combine the useful properties of all the constituents. A composite, as the name suggests, is made by combining two or more dissimilar materials in such a way that the resultant material is endowed with properties superior to any of its components. These components neither take part in the chemical reaction nor do they dissolve or completely merge with one another. Nevertheless, they remain strongly bonded together while maintaining an interface between one another and act in concert to give a much improved performance. The Characteristics of a Polymer Host In order to modify a polymer, one requires a polymer host (Gray, 1991) with the following essential characteristics that a polymer or the active part of a copolymer must satisfy. These are the main guidelines when choosing a polymer as a host in an electrolyte system. a) Atoms or groups of atoms with lone pair electrons to form coordinate bonds with the cations of the doping salt. Therefore, the polymer is able to solvate the salt via the interaction between the lone pair electrons and the cations of the salt, b) The segmental motion of the polymer chain can take place readily, c) A flexible polymer chain to ensure effective solvation of cations and to provide favourable solvation entropy, d) Low glass transition temperature. Characteristic of the Acid and Salt Doping Most pure polymers are non-conducting materials. Their conductivities are way below the significant value. By incorporating additives such as acids and salts, they are able to become ionic conductor. The additive added into the polymer is called a dopant and the process is called doping. The lattice energy of acids and salts should also be put into consideration when choosing a doping material since it plays an important role in the formation of polymeracid / salt complex. The lattice energy of the acids and salts should be low so that the 7 acids and salts can easily be dissolved in the polymer matrix. Usually acids and salts with large anions such as CF3-, SO3-, (CF3 SO2)2-, ClO4-, NO3-, SCN-, I- have low lattice energy. Most attention has been focused principally on a small group of lithium and sodium salts that form potential polymer electrolytes of commercial interest. 1.4 Properties of Polymer Electrolytes Polymer electrolytes had played an important role in solid state ionics due to their unique properties (Chandra and Chandra, 1994) such as: a) Ease of fabrication into thin film with large surface area hence giving high energy density, b) The ability to accommodate a wide range of doping compositions of ionic salts, c) Provide good electrode-electrolyte contact, d) Exhibited high ionic conductivity, e) Mouldability that allows a battery to be fabricated in any shape and design of various dimensions, f) The flexible nature of the polymer can also accommodate volume changes in the cell during cycling without physical degradation at the electrode-electrolyte interface. The polymer electrolyte plays three important roles in the solid polymer electrolyte (SPE) battery: a) It is a lithium ion carrier b) It acts as an electrode spacer, which eliminates the need to incorporate an inert porous separator. c) It is a binder, which ensures good electrical contact with the electrodes and can be maintained at all times through charging and discharging. The replacement of the liquid electrolyte by plastic material solved the problems associated with corrosive or powerful solvents that may react with seals and containers. The absence of gas formation and any significant vapour pressure during operation, permit the battery to be packaged in low-pressure containers such as plastic-metal barrier. The SPE batteries should then be readily manufactured using highly automated existing plastic film techniques. 8 Applications of Chitosan as Polymer Electrolytes The unique properties of Chitosan and its composites make them possible to be applied in a wide range of electrochemical devices especially in primary and secondary batteries and ambient temperature fuel cells. Chitosan crosslinked acids have been studied as materials for ion conduction, proton exchange and pervaporation etc. (Mukoma et al., 2004) crosslinked the chitosan for a fixed concentration (0.5 M) of sulfuric acid and compared their results with Nafion 117 membrane. Other practical applications that are under consideration include electrochromic devices, modified electrodes/sensors, solid-state reference electrode systems, super capacitors, etc. However, the main concern of many solid state researchers is the development of secondary lithium batteries. The major advantages in developing biopolymer based electrolyte batteries are: a) The internal resistance of a cell may be reduced when the electrolytes are fabricated into large-area thin films. Uniquely, this can still be possible even at a moderate conductivity. b) A complete thin large-area cell can be operated at relatively low current density, while still permitting the battery to be operating at practical rates. Typical cell dimensions are ~15 – 30 µm thick electrolyte, 25 – 50 µm thick Li electrode and 20 – 100 µm composite cathode are a good combination of a unique battery cell structure that permit high values of specific energy and power to be achieved. c) Intimate contact with the cell electrode can be established hence facilitate good interfacial transport. d) The incorporation of elastomeric electrolyte phase will help to accommodate volume changes during cycling. The study on chitosan composite as an electrolyte may provide a new guidelines and better understanding of structure property relationship, ionic interactions and ionic conduction of this potentially important material. 9 1.5 Problem Statements a) Synthetic polymers are mostly non-degradable, sometimes toxic and it involves costly fabrication process. b) The conventional liquid electrolytes are facing leakage, corrosive and gaseous problems which can be solved with solid biopolymer electrolytes. c) To the best of our knowledge, a very little work has been done using sulfuric acid, perfluoro octane sulfonic acid (PFOS), lithium iodide and sodium iodide as dopant materials in the host matrix of chitosan for fabrication of solid electrolyte. d) The basics of spectroscopic studies on chitosan doped with above mentioned acids and salts have not been completely attended. e) The important study like impedance spectroscopy on these materials as applied to solid electrolyte has not been fully realized. f) Similarly application of this material for selective adsorption of chromium in tannery effluent needs attention. 1.6 Objectives The objectives of this work are: a) To prepare biodegradable, non-toxic, flexible, freestanding Chitosan and its composite films by simple solvent casting method with addition of selected dopants (sulfuric acid, perfluoro octane sulfonic acid (PFOS), lithium iodide and sodium iodide). b) To study the ionic interactions and structure property relationship of chitosan and it composites, basic spectroscopic studies namely FTIR, UV-Vis and XRD carried out. c) To study the complexation between the polymer and acids / salts, structure and surface morphology are carried out to support the findings from other studies. d) An attempt is also made with pure Chitosan membranes for selective adsorption study on tannery effluents and permeability and porosity study on Chitosan membranes. 10 e) To achieve the required minimum room temperature conductivity various concentration of dopants are included and impedance analysis is utilized to identify the best ionic conductor among the materials studied. 1.7 Research Scope Selection of Chitosan - a Host Polymer Chitosan is of commercial interest due to its higher percentage of nitrogen compared to synthetically substituted cellulose. This makes chitosan a useful chelating agent. Chitosan is non-toxic, biodegradable and can be cast into thin films easily. These properties have made chitosan a suitable functional material. Any one of the modification methods mentioned in section 1.3 can be adopted with Chitosan as a host polymer and some acids / salts as dopant materials for the preparation of Chitosan composites. Cation chelation in chitosan can take place at the nitrogen and oxygen atoms in the amine and hydroxyl functional groups respectively, but is more probable to occur at the nitrogen atom in a "pendant fashion". Hence, it should be possible to form chitosan composites that have the structure as shown in Fig.1.5. Fig. 1.5 Imaginary Structure of Chitosan Complex Fig. 1.5 depicts the nitrogen atom of the amine group that is attached to the second carbon of the chair-like structure in chitosan. A cation is shown chelated to the nitrogen atom. A free cation with sufficient energy may collide with a chelated cation. Ion exchange takes place. The "exiled" cation that has gained energy continues to collide knocking out other ions. In this way, the ions are able to conduct charge throughout the sample (Arof, 2006). With this idea in mind, the ionic conductors were prepared. 11 In this work, thin free standing films of Chitosan ionic conductors are to be fabricated by solution casting techniques. This technique is most common method of preparing polymer electrolyte because of ease of preparation. The solvent used in this work is dilute acetic acid which can completely dissolves chitosan and selected salts and films can be formed after solvent evaporation. Selection of Dopants Proton or ion conducting polymeric electrolytes have so far been given much attention due to their possible applications in electrochemical devices, humidity and gas sensors, capacitors, and electrochemical displays that work from sub-ambient to moderate temperatures. For the past one decade, new concepts have been proposed for the preparation of ion or proton-conducting polymer electrolytes. They are the formation of ion or proton conducting polymer complexes using acids and salts. In the present work, we have examined various dopant acids and salts to establish a polymeric electrolyte that has high ionic conductivity in an ambient temperature region. This work is attempted with an inorganic acid (H2SO4) and organic acid (perfluoro octane sulfonic acid (PFOS) C8HF17O3S) and also tried with a Li and Na salts (LiI and NaI) as dopants. Results are analyzed with the help of various analytical techniques to study the ionic interaction, structure-property relationship and ion conductivity of the samples. Suitable moulds are prepared and various deposition parameters are optimized for the formation of flexible free standing films. 1.8 Expectations It is expected to prepare flexible, free standing, solid biopolymer electrolyte using few acids and salts. It is trusted that the solvent casting technique is the simple and commercially viable method in preparing chitosan based electrolyte films. It is also expected that salt dopants are better than acid dopants. There will be correlations between the results obtained from structural, optical and conductivity studies. It is anticipated that the selected acids and salts will produce expected conductivity at room temperature. It is expected that complexation occurred between the 12 polymer and salt. For possible application purposes, a minimum conductivity of at least 10-5 S/cm (Gray, 1991) can be obtained at room temperature when salts are doped into the biopolymer films. High ionic transference number will be obtained from films that exhibited high ionic conductivity. 1.9 Technical Challenges and Limitations It is difficult to obtain a uniformly thick freestanding biopolymer electrolyte films. Therefore, greater care is taken to obtain uniform freestanding films. Characterizations are carried out only with uniformly prepared samples. Since the films are dried at room temperature for few days, it is difficult to specify the correct drying temperature. A homemade dessicator with rotary vacuum is used to protect the samples from moisture and dust at the time of films formation. A freestanding type biopolymer based electrolyte for battery application has not yet been commercialized, due to the fact that there is lot of fluctuations during the conductivity measurements when metal contacts are used as electrode. The poor electrode-electrolyte contact will impede the ion exchange at the interface at the time of device fabrication. Great care is taken to fix the metal contact onto the sample for impedance measurements. 1.10 Structure of the Thesis This thesis is organized into five chapters. The first chapter is of introductory nature. Here, a brief review of chitosan and its general properties, modification methods etc., were discussed. This chapter deals with scope and objectives, selection and characterization of materials, and expectations and limitations of the work. A detailed survey of literature on chitosan and its preparation, properties, applications, dopants, crosslinking and grafting agents are presented in the second chapter with the aim of studying the unexploited characters of chitosan and its composite films. The third chapter describes the experimental details such as synthesis, doping, solution preparation and polymer film deposition etc. The analytical techniques viz., Infra red, X-ray diffraction, Ultraviolet – Visible spectroscopy, scanning electron microscopy are presented in this chapter. The conductivity measuring instruments such as two and 13 four-point probes, electro chemical impedance analyzer and current – voltage data acquisition systems are briefly discussed. Chapter four comprises of four parts. The first part deals with the functional characterization of chitosan membrane. The IR and XRD studies discussed the effect of solvent on the structural properties of chitosan. Optical absorption and selective adsorption properties of chitosan are presented in detail. Permeability and porosity studies are done to support and substantiate the results of SEM and optical studies. Various spectroscopy methods applied to study the structure-property relationship between the host polymer and ion conducting species are presented in the second part of fourth chapter. These methods are also used to study the suitability of chitosan – acid system to function as biopolymer electrolyte. Conductivity measurements were also included in the same part. The third part of chapter four discusses the chemical and physical properties of LiI and KI grafted chitosan membrane as applied to ion conductivity and study its suitability for biopolymer solid electrolyte battery systems. An attempt is made to prove the fitness of LiI grafted chitosan acetate as an alternate for synthetic electrolyte with the inherited environment friendly character and is discussed in the last part of the chapter four. This section also deals with ionic conductivity with the help of impedance spectroscopy, ac conduction and transference number studies. The last chapter summarizes the important conclusions drawn from the various investigations carried out on chitosan and its composites from different chapters of the thesis and further work in the field of green and biodegradable electronics is also predicted. . 14
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