Theoretical Framework Self-Determination Theory Solvegi Shmulsky Reviewed by Jim Baucom, Alicia Brandon, and Ken Gobbo January, 2008 Theories of Self-Determination The will and freedom to act independently is implicitly valued in American conceptions of adulthood. Western liberal arts programs, psychotherapy models, and psychology theories define healthy adulthood in terms of independent, self-driven thought and action. Aspects of Landmark College’s educational program center on the development of autonomy in students, and self-determination theory has provided a theoretical framework for this pursuit. The field of psychology holds two strands self-determination theory, a motivational perspective and a disabilities perspective. Both focus on autonomy as a core value and present models for what it looks like, how it develops and why it is important. This paper describes both traditions of self-determination theory and situates each among its contemporaries. Philosophical background Present day self-determination traces back to the philosophical debate between free will and determinism. Philosophical determinism is the perspective that every event has a cause, and causes of human’s behavior range from God’s will, to culture, and, most recently, to the forces of biology (Drob, 2003; Tancredi, 2007). Hard determinists emphasize a view of human behavior that is devoid of free will. For example, some neuroscientists believe that the brain’s structure and chemistry are an inexorable determinant of behavior, and that free will is best understood as an illusion (Tancredi, 2007). Minimizing or negating the existence of free will creates the moral question, “how much responsibility does a person bear for her actions?” and this question has occupied philosophers for centuries (Tancredi, 2007). Soft determinists or compatibilists synthesize the opposing views that human behavior is both free and caused. From this perspective, human behavior originates from causes outside our control, like external pressure or biological forces, and is mediated by free thoughts, wishes, desires and psychological motivations (Wilks, 2003). In this view, we have real choice, but the weights of causes influence us too. Contemporary selfdetermination theory best fits in the compatibilist category. It is useful to understand how psychology theories and commonsense theories answer the free will versus determinism question because the answer has implications for practice. 1 An essential component of any theory of behavior is the assumption of the nature and limits of control humans have over their own actions. Cognitive research shows that thinkers are biased toward understanding causes as originating either in the person or the environment (Buchanan & Seligman, 1995), and they tend to understand causes as either controllable or uncontrollable (Weiner, 1985). One’s bias on the question of free will influences her understanding of the self, students, the role of the educator, and the nature and possible outcomes of education. Practices derived from a mixed sense of free will and determinism risk being muddled and conflicting. Self-determination theories recognize environmental influence over behavior, but, as their name suggests, they lean toward a free will perspective (Wehmeyer, 2004). There are at least two separate contemporary iterations of self-determination theory in psychology with distinct theoretical structures, research histories, and implications. Both posit that the self can and should be where behavior originates. Deci and Ryan’s formulation of self-determination is a motivation theory which overlaps self versus otherdeterminism with intrinsic versus extrinsic motivation. Wehmeyer’s model of selfdetermination is a personality theory based on disability research. It describes selfdetermination as a disposition that individuals have in varying degrees. The next section describes the theories of Deci & Ryan and Wehmeyer. Deci and Ryan Motivation theories focus on the underlying drives that energize behavior. “Motivation concerns energy, direction, persistence and equifinality – all aspects of activation and intention” (Deci & Ryan, 2000, p. 69). Deci and Ryan’s theory of self-determination is a view of motivation that articulates and accounts for human psychological needs and their relationship to different types of motivation. According to this perspective, human beings have underlying, universal psychological needs for competence, autonomy and relatedness, and are naturally energized or motivated to meet these needs. Meeting these needs leads to greater self-determination, psychological health, creativity and productivity (Deci & Ryan, 2000, p. 76). The specifics of Deci and Ryan’s model are detailed but not complex. In their formulation, four motivation continua occur parallel to one another: self and other determination, intrinsic and extrinsic motivation, internal and external regulation, and internal and external locus of control. “Self-determined” refers to behaviors, not to persons, and it follows that individuals differ in when, how and how often they engage in self-determined action. Behaviors that are intrinsically motivated, internally regulated, and perceived as internally caused are “self-determined.” Behaviors that are extrinsically motivated, externally regulated, and understood as being caused by outside factors are “nonself-determined.” Deci and Ryan assert that it is important to promote the “selfdetermined” side of their continua in order to enhance well-being. See below for a diagram of the model. Deci & Ryan’s Self-Determination Continuum 2 Behavior Non-self-determined Self-determined Type of Motivation Amotivation Type of Regulation Non-regulation External Regulation Introjected Regulation Identified Regulation Integrated Regulation Intrinsic Regulation Locus of Causality Impersonal External Somewhat External Somewhat Internal Internal Internal Extrinsic Motivation Intrinsic Motivation “The self-determination continuum, showing the motivational, self-regulatory, and perceived locus of causality bases of behaviors that vary in the degree to which they are self-determined” (Deci & Ryan, 2000, p. 237). Intrinsic motivation refers to the energy to do something that is inherently enjoyable or fulfilling. When a person is intrinsically motivated, time passes quickly and the person feels energized and engaged. This is similar to the “flow” state that can occur while doing activities that have the optimal balance of interest and challenge (Csikszentmihalyi, 1990). While it would be ideal to have intrinsic motivation for every task, the reality is that work and school make demands that are not inherently enjoyable sometimes. Deci and Ryan’s theory explains how one could experience a sense of self-determination while doing tasks that the environment requires. In Deci and Ryan’s model, there are several types of regulation that fall under extrinsic motivation. On one end of the continuum, lies external regulation. In this case, the individual’s behavior is in place solely because of demands outside the self. The self neither reflects on nor endorses the action. An example would be painting a picture for an art course because your grade is at stake, but experiencing neither fulfillment nor value in the process. The grade is the motivator and the painting is instrumental. At the other end of the extrinsic motivation continuum lie two forms of internal regulation, named identified regulation and integrated regulation. This is the important place where extrinsic motivation shifts toward an interior, self-determined place. In identified regulation and integrated regulation, the actor has internalized the goals or rules of the environment to such a degree that they become part of her sense of her self. The person engages in and freely endorses a behavior that supported by extrinsic motivators. For example, a student may spend hours to finish a painting for her portfolio. She is doing the work because the teacher and the deadline require a product; however, she has internalized the value of the work and has committed to it freely. In this case, she is not intrinsically motivated, because she would not paint the picture for pure enjoyment, but she values the task and brings her full self into its execution. Not engaging in the action would feel like a violation of self as well as a divergence from outside expectation. This model suggests that one goal for Landmark is to move students toward identified and integrated regulation as they do work that is emotionally, cognitively and physically challenging. 3 Research Supporting Deci & Ryan’s Model Education research supports a connection between academic performance and autonomy or self-determination. In correlation designs, investigators compare students’ scores on measures of autonomy with scores on other variables of interest. High scores in autonomous motivation are associated with indicators of academic success, such as, overall achievement, perception of competence, positive emotionality, creativity and retention (Reeve, 2002, p. 184). The weakness of correlation designs is that they cannot identify causes and effects, and possible explanations for the relationships above are that academic success causes autonomy, autonomy causes academic success or a third variable causes both. To address the question of cause, researchers use experimental methods and at least a dozen controlled studies have found that students achieve more with teachers who support student autonomy than with teachers who are controlling (Reeve, 2002, p. 184). Autonomy is a central idea in Deci and Ryan’s model, and research that links autonomy to desired outcomes can be seen as supporting selfdetermination. Self-determination research has been conducted outside education in areas as diverse as physical fitness, smoking cessation, and post-operative rehabilitation to name a few. Forty percent of the first 120 “self-determination” articles on the Ebsco database Academic Search Premier in November, 2007 were on physical fitness or a related health topic. While these results do not support a self-determination perspective in education, they do testify to the wide popularity and usefulness of the concept. Alternative Theories and Research Deci and Ryan’s formulation of self-determination is one motivation theory among several in educational psychology. Other perspectives and models include: Maslow’s Hierarchy of Needs, Pintrich’s theory of Self-Regulation, and Weiner’s attribution theory. Maslow’s theory categorizes human needs and ranks them from the most basic to the most advanced. An enduring concept from Maslow’s hierarchy is the principle that human beings are driven to meet their more basic needs, for food, sleep, safety, and other physical requirements, before they are able to turn toward the higher order needs for achievement, social networks, and creativity. While Maslow’s work may seem “quaint,” it does capture how a student with insomnia or a noisy, late-night roommate will have difficulty engaging meaningfully in academics. Another well-regarded perspective on motivation is Paul Pintrich’s model of SelfRegulated Learning, which suggests that individual differences in self-regulation can explain why students with similar skills vary in academic performance. Self-regulation happens in stages, first the learner previews and thinks ahead, then she monitors her motivation and strategy-use while controlling her behavior, finally, she reflects on and judges her performance. The stages of self-regulation look much like executive functions, and Pintrich’s research shows that better self-regulators perform better in school (Schunk, 2005). While this theory may be more mechanistic and less spiritually 4 appealing than Deci and Ryan’s, it does concentrate on a critical aspect of learning and work production, especially for students with attention disorders. Attribution theory is a cognitive-motivation perspective that shows the relationship between causal thinking patterns and emotional and behavioral states like motivation and persistence or learned helplessness, depression and low self-esteem. When negative events happen, like failing a test or getting into an argument, it is normal to think about why it happened. Research has shown that the kinds of things one tells oneself after a negative event can enhance or limit future motivation (Buchanan & Seligman, 1995). There is a long and wide history demonstrating the correlation between attribution style and well-being variables like, academic achievement, depression, longevity, immunity, and crime recidivism (Schulman et al, 1995; Fresco et al, 2007; Brummet et al, 2006; Brennan & Charnetski, 2000; Maruna, 2004). Attribution theory is important to Landmark because it gives a theoretical account for the relationship between failure and motivation deficits, and it suggests ways to minimize the negative effects of failure. Understanding theories of motivation is useful for anyone whose work involves human change. Education, whether in a classroom, counseling office or on the job, demands change, and motivation is the energy that charges persistence and hard work. The field of educational psychology offers multiple views of motivation, and each is both useful and limited. It is our job to consider different perspectives and identify where and how each can help. The next section departs from motivation theory, which emphasizes the “why” of human behavior, to look at self-determination as a personality theory. Wehmeyer Wehmeyer’s theory construes self-determination as observable personality characteristics that individuals possess to varying degrees (Wehmeyer, Abery, Mithaug & Stancliffe, 2003). In this tradition, self-determination is “a combination of skills, knowledge, and beliefs that enable a person to engage in goal-directed, self-regulated, autonomous behavior. An understanding of one's strengths and limitations together with a belief in oneself as capable and effective are essential to self-determination” (Field, Martin, Miller, Ward & Wehmeyer, 1998, p.115). While this definition may seem like an obvious statement of Western adulthood, its tenets make sense considering its research history. This strand of self-determination theory was developed as both a philosophical underpinning and education practice for students and adults with intellectual disabilities. The original targets of the theory were individuals viewed as under-equipped to act as independent agents in society whose backgrounds were marked by others doing and deciding for them. Wehmeyer’s self-determination theory attempts to shift the ground of disability education by making autonomy for individuals with disabilities a practical possibility as well as a moral imperative. In Wehmeyer’s formulation, actions are self-determined when they are: autonomous, self-regulated, psychologically empowered, and self-realizing (2003). To make the definition of self-determination more concrete, Wehmeyer formulated a list of skills that 5 make up self-determined behavior called “component elements of self-determined behavior.” These elements include choice-making skills, problem-solving skills, and goal-setting and attainment skills. See below for the complete list of component elements. In addition to describing self-determined behavior, the theory identifies four factors that influence the emergence of self-determination which are individual capacities including IQ and development, individual perceptions and beliefs, opportunities in the environment, and supports and accommodations in the environment (Shogren et al, 2007). Wehmeyer’s model emphasizes the role of the environment in nurturing selfdetermination, and this presents an interesting paradox, which is that the emergence of self-determination is, at least partially, environmentally or culturally determined. Component Elements of Self-Determined Behavior Choice-making skills Decision-making skills Problem-solving skills Goal-setting and attainment skills Independence, risk-taking and safety skills Self-observation, evaluation and reinforcement skills Self-instruction skills Self-advocacy and leadership skills Internal locus of control Positive attributions of efficacy and outcome expectancy Self-awareness Self-knowledge (Wehmeyer et al, 2003, p. 179) Research Supporting Wehmeyer’s Model A 2007 meta-analysis of self-determination research synthesized the findings from 31 published studies in order to present current knowledge about self-determination (Chambers, Wehmeyer, Saito, Lida, Lee & Singh). To be included in the analysis, each study had to include a global measure of self-determination to investigate high school students with disabilities, including intellectual disability, emotional/behavioral disorders, autism, and learning disabilities. Fourteen descriptive studies found that selfdetermination is associated with higher quality of life for individuals with disabilities; that IQ predicts self-determination, and that less-restrictive environments are associated with higher levels self-determination (Chambers et al, 2007). While these provide support for the importance of self-determination, they do not establish the causal relationship among variables. It is possible, for instance, that more cognitively capable, self-determined people are able to live in less restrictive environments and not that the environments caused self-determination to emerge. Fewer studies, 10 in all, used experimental methods sufficient to draw conclusions about cause and effect. In all 10 studies, participants who received programming meant to foster self-determination earned higher scores in some aspect of self-determination. These results indicate that the 6 environment does influence the development of self-determination, and this is important because it means that Landmark College’s attempts to enhance self-determination could work (Chambers, et al, 2007). Wehmeyer’s self-determination personality theory is useful because it unpacks several observable characteristics that make up self-determination. Having these characteristics in mind can help educators recognize self-determination when they see it and think about ways to nurture its development. A downside to Wehmeyer’s model is its history and connection to intellectual and other severe disabilities. Individuals with learning disabilities and ADHD are less impaired than many of the participants in this selfdetermination literature. While refusing to assign relative levels of marginalization for oppressed groups may be abstractly ethical, we should still attend to the practical consideration of our students’ identity development. It is possible that associating LD and ADHD with intellectual disability or mental retardation, even in an indirect manner, could be threatening or counterproductive to an individual who is incorporating her learning difference into her self-concept. Similarly, aligning with a theory that has a strong disability background could alter Landmark College’s identity both inside and outside. Alternative Research and Theory Wehmeyer and Deci and Ryan’s theories are both called “self-determination” and they share the underlying value of autonomy, but they are located in different niches of academia and they do not refer to one another. Deci and Ryan’s theory comes from a motivation perspective, it is written to apply to all people, and it focuses on the internal states of motivation. Wehmeyer’s theory comes from a disability-education perspective, it advocates for changing the way those with disabilities are educated, and it emphasizes the role of the environment in facilitating self-determination. These two perspectives agree that it is important for environments to nurture autonomy, but they each point to different practical recommendations. From Deci and Ryan’s perspective, the environment should encourage self-determination by meeting human needs for competence, autonomy and relatedness (Deci & Ryan, 2000). From Wehmeyer’s perspective, the environment should facilitate self-determination by offering students opportunity to make choices, by providing students with accommodations based on their profiles, and by giving students support as they become more self-determined (2003). Other versions of self-determination theory come from a special education perspective. Abery and Stancliffe’s “Ecological Theory of Self-Determination” emphasizes the context within which self-determination manifests (Abery & Stancliffe, 2003). This is an important perspective for educational systems since the environment is more controllable than the internal characteristics of students. Mithaug’s “Self-Determination as a Function of Self-Regulation” overlaps self-regulation theory and self-determined learning theory (Mithaug, 2003). And, Wehemeyer’s “Causal Agency Theory” attempts to escape the confusion and multiple meanings around self-determination by creating new theoretical terms (Wehmeyer, 2004). While it is beyond the scope of this paper to consider these 7 theories, their presence alone shows that much academic work has been directed toward understanding self-determination. Development and Self-Determination Concepts in adult development theory and self-determination look similar, so it makes sense to look at how they fit with one another. According to development theory, individuals should and do become more autonomous with age, but the process unfolds slowly and cannot be “taught.” Self-authorship is a developmental concept that is related to self-determination. It means, “the capacity to author, or invent, one’s own beliefs, values, sense of self and relationships with others” (Baxter Magolda, 2002, p. 3). Baxter Magolda has found that self-authorship may emerge by the end of college, but often not until later in adulthood if at all (2002). In Chickering and Reisser’s Seven Vectors of Psychosocial Development, autonomy of thought, feeling and action gets sturdier in college, but is not typically in place at the start of college. In King and Kitchener’s intellectual development model, internal authority develops slowly during college and is not fully developed even by senior year (2004). Development focuses on autonomy like self-determination theory does, but it takes a longer view on its emergence. One way to synthesize these two theoretical traditions is by using development as the framework for understanding normal college transformations and their variability, and using self-determination as the source for practical strategies to support autonomy. Development theory can explain individual differences in the readiness of students to be self-determined; it suggests temporary ceilings on autonomy; and it can explain why selfdetermination practices seem to work for some students and abandon others. Developmental knowledge leads to patience and reasonable expectations for the emergence of independent and autonomous behavior. Self-determination theory pinpoints a key facet of adult development; it suggests practical methods to support development; and it reinforces the humanity and integrity of individuals with disabilities. Relevance The importance of autonomy for a healthy adulthood is a theme that runs through the college student development and self-determination literatures. The question, “When does a self-determination approach support development and when does it abandon students?” has been spoken again and again on campus. Faculty, advisors and administrators at Landmark can experience internal and external confusion over how much independence to ask of students. Encountering self-determination theories makes visible the challenge inherent in knowing how to share with students the responsibility for their education. One solution is focus on the unique personalities, development, and learning styles of individuals while also seeking the centering and coherence a theory can provide. The reality of variation and adaptation is balanced with the impulse for unity. The role of the framework is to create understanding about where students are and to 8 project reasonable places for forward movement, and the role of experiential knowledge and observation is to calibrate expectations based on the individual. Autonomy, self-authorship or self-determination are parsed differently depending on their theoretical traditions, and they range from qualities that unfold developmentally, to basic needs that drive behavior, to personality dispositions. While theories can be useful even when they do not fit together in a grand scheme, it is important to notice the questions they raise about one another. Looking at self-determination and development theories together leads to questions about the timetable and teachability of autonomy, particularly for individuals with disabilities who may experience development in different ways or at a different pace than their peers. While it is necessary to reflect on our guiding models, it is not necessary or even preferable to buy into any single framework completely, because each has its own uses, appeal and limitations. References Abery, B.H. & Stancliffe, R.J. (2003). An ecological theory of self-determination. In Theory in self-determination: Foundations for educational practice. (2003). Wehmeyer, Abery, Mithaug, Stancliffe, (Eds). Springfield, IL: Charles C. Thomas Publisher, LTD. Agran, M., Cavin, M., Wehmeyer, M. & Palmer, S. (2006). Participation of students with moderate to severe disabilities in the general curriculum: The effect of the selfdetermined learning model of instruction. Research and Practice for Person’s with Severe Disabilities, 31(3), 230-241. American Psychological Association (2004). Increasing student success through instruction for self-determination. Retrieved 11/7/07 from: http://www.psychologymatters.org/selfdetermin.html Baxter Magolda, M.B. (2002). Helping students make their way to adulthood: Good company for the journey. About Campus, 2-9. Brennan, F.X., & Charnetski, C.J. (2000). Explanatory style and immunoglobulin A (IgA). Integrative Physiological and Behavioral Science, 35(4), 251-255. Brummet, B.H., Helms, M.J., Dahlstrom, W.G. & Siegler, I.C. (2006). 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The American Journal of International Law, 70(1), 1-27. Reeve, J. (2002). Self-determination theory applied to educational settings. In Deci, E.L. & Ryan, R.M. (Eds.), Handbook of self-determination research. Rochester, NY: The University of Rochester Press. Ryan, R. M., & Deci, E. L. (2006). Self-regulation and the problem of human autonomy: Does psychology need choice, self-determination, and will? Journal of Personality, 74, 1557-1586. Schulman, P., Seligman, M.E.P., Kamen, L.P., Butler, R.P., Oran, D., Priest, R.F. & Burke, W.P. (1990). Explanatory style as a predictor of achievement in several domains. Unpublished manuscript, University of Pennsylvania. In Explanatory 10 style. (1995). Buchanan & Seligman, (Eds). New Jersey: Lawrence Erlbaum Associates, Publishers. Schunk, D.H. (2005). Self-regulated learning: the educational legacy of Paul R. Pintrich. Educational Psychologist, 40(2), 85-94. Shogren, K.A., Wehmeyer, M.L., Palmer, S.B., Soukup, J.H., Little, T.D., Garner, N. & Lawrence, M. (2007). Examining individual and ecological predictors of selfdetermination of students with disabilities. Council for Exceptional Children, 73(4), 488-509. Shogren, K.A., Wehmeyer, M.L., Buchanan, C.L. & Lopez, S.J. (2006). The application of positive psychology and self-determination to research in intellectual disability: A content analysis of 30 years of literature. Research and Practice for Persons with Severe Disabilities, 31(4), 338-345. Tancredi, L.R. (2007). The neuroscience of “free will.” Behavioral Sciences and the Law, 25, 295-308. Wehmeyer, M.L. (2004). Beyond self-determination: Causal agency theory. Journal of developmental and physical disabilities, 16(4), 337-359. Wehmeyer, M.L., Abery, B.H., Mithaug, D.E. & Stancliffe, R.J. (2003). Theory in selfdetermination: Foundations for educational practice. Springfield, IL: Charles C. Thomas Publisher, LTD. Wilks, D. (2003). A historical review of counseling theory development in relation to definitions of free will and determinism. Journal of Counseling and Development, 81, 278-284. Retrieved 11/19/07 from Academic Search Premier. Additional Resources Getzel, E.A. & C. A. Thorma (2006). Voice of experience: What college students with learning disabilities and attention deficit/hyperactivity disorders tell us are important self-determination skills for success. Learning Disabilities: A Multidisciplinary Journal 14(1): 33-41. Konrad, M., Fowler, C.H., Walker, A.R., Test, D.W., & Wood, W.M. (2007). Effects of self-determination interventions on the academic skills of students with learning disabilities. Learning Disability Quarterly, 30(2): 89-113. 11
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