Hematopathology / LOW CD27 EXPRESSION IN HIGH-RISK DISEASE Low CD27 Expression in Plasma Cell Dyscrasias Correlates With High-Risk Disease An Immunohistochemical Analysis Terry K. Morgan, MD, PhD,1 Shuchun Zhao,1 Karen L. Chang, MD,2 Terri L. Haddix, MD,1 Elisabeth Domanay,1 P. Joanne Cornbleet, MD, PhD,1 Daniel A. Arber, MD,1 and Yasodha Natkunam, MD, PhD1 Key Words: CD27; Plasma cell leukemia; Plasmacytoma; Myeloma; Monoclonal gammopathy of undetermined significance; MGUS DOI: 10.1309/ELGMGX81C2UTP55R Abstract Genome-wide expression studies using complementary DNA microarrays recently suggested a number of intriguing candidate genes for distinguishing plasma cell dyscrasias. Our objective was to test select markers using immunohistochemical analysis and a tissue microarray from paraffin-embedded bone marrow core biopsy specimens obtained from 8 patients with monoclonal gammopathy of undetermined significance, 17 with plasmacytoma, 160 with multiple myeloma, and 15 with plasma cell leukemia (PCL). We immunostained serial sections for CD138, CD27, CD56, p27, Ki-67, CD3, and CD20. Each core was scored in duplicate by observers blinded to phenotype and reported as the average percentage of CD138+ cells. The Mann-Whitney U test was used to determine significance between groups. PCL showed significantly less immunostaining for CD27 (P < .01) and p27 (P < .05) compared with plasmacytoma and multiple myeloma. Low CD27 expression also was associated with plasmacytoma progression to multiple myeloma (P <.05). Our results support the hypothesis that low CD27 expression correlates with high-risk disease, including primary PCL and decreased progression-free survival in solitary plasmacytoma. Plasma cell dyscrasias are characterized by monoclonal proliferations of plasma cells composed of a number of clinicopathologic entities, including monoclonal gammopathy of undetermined significance (MGUS), solitary plasmacytoma, multiple myeloma, and plasma cell leukemia (PCL).1 The risk that MGUS may evolve to myeloma is approximately 1% per year,2 whereas overt myeloma occurs in nearly 50% of solitary plasmacytoma cases within 3 years.3 PCL is a rare leukemic variant of multiple myeloma with a dismal prognosis4,5 that is somewhat dependent on whether it manifests as de novo (primary) or as a secondary transformation from previous multiple myeloma.6 Syndecan-1 (CD138) is a reliable immunohistochemical marker that labels plasma cells, including all plasma cell dyscrasias.7-9 Markers that distinguish the type of dyscrasia by immunophenotype, however, are not widely used. Genomewide expression analysis using complementary DNA microarrays and RNA purified from normal plasma cells, MGUS, and multiple myeloma recently has yielded lists of intriguing candidate genes.10,11 The key genes seem to be involved in cell signaling, adhesion, and cell cycle regulation.10,11 The low expression of one such candidate gene, CD27, seems to be associated with clinically aggressive cases of multiple myeloma.10,12 CD27 is a member of the tumor necrosis factor receptor family13 and normally is expressed on plasma cells, peripheral T cells, and a subset of mature B cells.14 Stimulation of the CD27 receptor by its ligand, CD70,15 leads to plasma cell differentiation in the presence of costimulatory cytokines.16 Blocking CD27 inhibits terminal differentiation.17 CD27 also may affect plasma cell apoptosis, but the data are mixed as to whether CD27 stimulates or inhibits cell death.16,18,19 This problem is highlighted by the unexpected finding of high CD27 expression in PCL,12 despite the very Am J Clin Pathol 2006;126:545-551 © American Society for Clinical Pathology 545 DOI: 10.1309/ELGMGX81C2UTP55R 545 545 Morgan et al / LOW CD27 EXPRESSION IN HIGH-RISK DISEASE aggressive nature of this phenotype. Subsequent in vitro studies suggested that CD27 stimulation may even have a modest antiapoptotic effect in leukemic plasma cells.20 Other genes involved in cell cycle control and apoptosis also may provide a promising avenue of distinguishing various plasma cell dyscrasias. For example, cyclin D1 expression is increased in a subset of multiple myeloma cases.10,21 Unexpectedly, however, the proliferation marker Ki-67 and the cyclin-dependent kinase inhibitor p27 seem to show no difference in expression between plasmacytoma and multiple myeloma.21 Because p27 is expressed at high levels in quiescent cells and declines with mitogen activation,22 one would expect lower p27 and higher Ki-67 expression in high-risk disease. Several studies have evaluated the use of the neural cell adhesion molecule CD56 in distinguishing various plasma cell dyscrasias. CD56 is expressed strongly in multiple myeloma,23 whereas there is variable expression in cases of MGUS24,25 and generally low expression in cases of extramedullary plasmacytoma and PCL.4,21 Whether CD56 correlates positivity with progression from plasmacytoma to myeloma is not clear.26 In the present study, we evaluated CD27, p27, CD56, and Ki-67 expression in a large number of plasma cell dyscrasias, including MGUS (n = 8), plasmacytoma (n = 17), multiple myeloma (n = 160), and PCL (n = 15) using immunohistochemical analysis and tissue microarrays. We hypothesized that low CD27 and p27 expression would correlate with highrisk disease, including primary PCL. Materials and Methods Tissue Microarray Construction By using an institutional review board–approved protocol (protocol ID 79034, IRB 348, panel 1), we retrieved a total of 184 archival paraffin blocks of bone marrow core biopsies from patients with various plasma cell dyscrasias treated at the Stanford University Medical Center, Stanford, CA, and the City of Hope National Medical Center, Duarte, CA, from January 1991 to June 2003. All cores were processed similarly, including decalcification and formalin fixation. Each case was diagnosed by expert hematopathologists (K.L.C., P.J.C., D.A.A., and Y.N.) using established clinical criteria.1 Duplicate 0.6-mm cores were taken from representative areas of the bone marrow with the highest percentage of plasma cells and inserted into a recipient paraffin block to create a tissue microarray27 containing 195 cores, including positive and negative controls (n = 11), plasmacytoma (n = 1), MGUS (n = 8), multiple myeloma (n = 160), and PCL (n = 15). Studies have shown that duplicate cores in tissue microarray analysis correct for focal expression or core dropout in the majority of cases.28 Each core contained thousands of cells, which were predominantly plasma cells with the exception of the MGUS cases ❚Table 1❚ (percentage of plasma cells). The 15 cases of PCL included 7 confirmed primary de novo cases, 4 clinical primary cases (no history available for review), and 4 secondary cases transformed from previous multiple myeloma. The MGUS cases had a mean follow-up of 3.5 years. No follow-up was available for the multiple myeloma cases. As a pilot study to test for differences between solitary plasmacytoma and cases that progressed to multiple myeloma, we later added whole tissue sections from 16 extramedullary plasmacytomas seen at Stanford from January 1993 to June 2004 that received similar treatments and follow-up (8 solitary and 8 with later progression). Similar to the tissue array, we chose two 1.0-mm areas with the highest percentage of CD138+ cells. Immunohistochemical Staining Immunostaining was performed manually using routine microwave antigen retrieval and the EnVision+ System, horseradish peroxidase (diaminobenzidine) kit (DAKO, Carpinteria, CA), following manufacturer’s instructions. Commercially available monoclonal antibodies against CD138 (1:50 dilution; DAKO), CD27 (1:40 dilution; Novocastra Laboratories, Newcastle upon Tyne, England), ❚Table 1❚ Immunostaining of Paraffin Sections of Plasma Cell Dyscrasias* % Plasma Cells % Plasma Cells Positive % Lymphocytes Phenotype CD138 CD27 CD56 p27 Ki-67 CD3 CD20 Plasmacytoma (n = 17) PCL (n = 15) Myeloma (n = 160) MGUS (n = 8) 99 (1) 97 (2) 64 (2) 15 (3) 50 (10)† 14 (6)‡ 47 (3) 90 (14)‡ 23 (5) 37 (3) 77 (6)‡ 99 (19)‡ 61(9) 31 (6)§ 73 (6) 99 (28)§ 8 (2) 20 (4)§ 34 (4)‡ 31 (5)§ 1 (1) 4 (1) 9 (1) 9 (1) 3 (3) 10 (3) 10 (1) 9 (1) MGUS, monoclonal gammopathy of undetermined significance; PCL, plasma cell leukemia. * Nonparametric analysis (Mann-Whitney U test) of various plasma cell dyscrasias compared with plasmacytomas. † Data are given as mean (± SEM). Percentage of positive plasma cells was scored as percentage of cells positive for antibody (eg, CD27) divided by the percentage of CD138+ cells in the tissue core. The percentage of “contaminating” T cells and B cells was not significantly different between plasma cell dyscrasias. ‡ P < .01. § P < .05. 546 546 Am J Clin Pathol 2006;126:545-551 DOI: 10.1309/ELGMGX81C2UTP55R © American Society for Clinical Pathology Hematopathology / ORIGINAL ARTICLE p27 (KIP1; 1:1,000 dilution; Transduction Laboratories, Lexington, KY), CD56 (1:50 dilution; Zymed Laboratories, San Francisco, CA), Ki-67 (1:1,000 dilution; DAKO), CD20 (1:50 dilution; DAKO), and polyclonal anti-CD3 (1:100 dilution; DAKO) were used to stain 3.0-µm serial sections of the tissue array. CD138 strongly stained the membranes of all plasma cells; CD27 and CD56 also showed membranous staining. Ki-67 and p27 are nuclear stains. Representative immunohistochemical results for the various plasma cell dyscrasias stained for CD138, CD27, p27, and CD56 are given in ❚Image 1❚ (images acquired using Nikon Eclipse E1000 microscope, 10× objective, and Spot digital imaging system, Diagnostic Instruments, Sterling Heights, MI). cell dyscrasia. Results for each subsequent antibody were reported as the average percentage of CD138+ plasma cells. Concordance between these 2 pathologists was excellent (correlation coefficient, R = 0.85). Analysis was performed using Statview software 5.0 (SAS Institute, Cary, NC), and the nonparametric Mann-Whitney U test was used to determine significance between groups. Differences in progression-free survival in plasmacytoma cases as a function of CD27 staining (eg, positive staining was defined as >10% of plasma cells29,30) were compared by using the Mantel-Cox log-rank test. These data also were analyzed by 2 × 2 table using the Fisher exact test. Significance was defined as a P value of less than .05. Analysis The plasma cell component within each core was defined as CD138+ cells and scored in duplicate by 2 independent pathologists (T.K.M. and Y.N.) blinded to the subtype of plasma Results Plasmacytoma Myeloma PCL p27 CD56 CD27 CD138 MGUS The 17 plasmacytoma cases showed sheets of CD138+ plasma cells (mean ± SEM percentage of CD138+ cells, 99% ± 1%) (Image 1 and Table 1). Because these cases represented ❚Image 1❚ Tissue microarray analysis of plasma cell dyscrasias. Cases of paraffin-embedded bone marrow core biopsy specimens that were assembled into a tissue microarray from patients with monoclonal gammopathy of undetermined significance (MGUS), plasmacytoma, multiple myeloma, and plasma cell leukemia (PCL). Serial sections were immunostained for various markers that showed markedly decreased expression of CD27 in PCL. Am J Clin Pathol 2006;126:545-551 © American Society for Clinical Pathology 547 DOI: 10.1309/ELGMGX81C2UTP55R 547 547 Morgan et al / LOW CD27 EXPRESSION IN HIGH-RISK DISEASE a nearly pure plasma cell population and because one of our objectives was to distinguish immunophenotypes in plasmacytoma from multiple myeloma and PCL, we used these cases as the reference control cases for subsequent nonparametric statistical analysis. In contrast, the MGUS cases showed a low percentage of plasma cells, increasing the likelihood that results may be false-positive staining of lymphocytes or hematopoietic elements. However, plasma cells in these cases were identified and scored by trained pathologists (T.K.M. and Y.N.), making false-positive staining less likely. Moreover, immunohistochemical staining for CD3+ T cells and CD20+ B-cells showed few contaminating lymphocytes in the core biopsy specimens used for analysis, and there was no significant difference in the numbers of lymphocytes by type of plasma cell dyscrasia (Table 1). Therefore, with the exception of the MGUS cases, which had the fewest plasma cells for analysis (mean ± SEM, 15% ± 3%), we concluded that the preponderance of immunostaining was a function of plasma cell expression. This model also was supported by carefully comparing results for each antibody tested with serial sections immunostained for CD138. Low CD27 Immunostaining in PCL PCL showed markedly decreased levels of CD27 and p27 immunostaining (P < .01 and P < .05, respectively) with an increased Ki-67 proliferation fraction (P < .05) compared with plasmacytoma (Table 1). By definition, none of our 11 cases of primary PCL had a history of multiple myeloma, although 2 cases had a history of MGUS. We observed no significant difference in expression between primary and secondary PCL in any of the markers tested ❚Figure 1❚. Because all of the PCL cases showed strong immunostaining for CD138, we do not attribute loss of CD27 to fixation artifacts or loss of antigenicity in archival material. Indeed, archival material from our plasmacytomas and multiple myelomas stained strongly for CD27. Low CD27 Immunostaining in Plasmacytomas That Progress to Myeloma Our immunohistochemical analysis of 17 plasmacytoma cases showed that low to absent staining for CD27 may be associated with decreased progression-free survival (P < .05). We had 9 cases of solitary plasmacytoma with no reported progression to myeloma (mean ± SEM follow-up, 4.5 ± 0.5 years) and 8 cases that manifested as solitary plasmacytoma but later progressed to multiple myeloma (mean ± SEM follow-up, 5.5 ± 1.6 years). The difference in follow-up time was not statistically significant (P = .5). Nonparametric analysis of the raw data using the MannWhitney U test to compare mean CD27 immunostaining showed significantly fewer CD27+ plasma cells in plasmacytoma cases that progressed to multiple myeloma (P < .05) ❚Figure 2❚. Low p27 and CD56 staining in cases of progression showed a similar 1.2 0.8 1.0 % Plasma Cells Positive Secondary PCL 0.6 0.5 0.4 0.3 % Plasma Cells Positive Primary PCL 0.7 Plasmacytoma Progressed to myeloma * 0.8 0.6 0.4 0.2 0.2 0.1 0 0 CD27 p27 CD56 ❚Figure 1❚ Low CD27 expression in cases of primary plasma cell leukemia (PCL). Only 1 case of primary PCL (n = 11) showed positive staining for CD27 in at least 10% of plasma cells. Secondary PCL (n = 4) showed more variable staining for CD27, but the mean difference was not significant by Mann-Whitney U test in this small sample. There was no observable difference in p27 or CD56 immunostaining between these groups. Dots indicate outliers; bars indicate the 10th and 90th percentiles. 548 548 Am J Clin Pathol 2006;126:545-551 DOI: 10.1309/ELGMGX81C2UTP55R CD27 p27 CD56 ❚Figure 2❚ Low CD27 expression in cases of plasmacytoma (n = 9) that progressed to multiple myeloma (n = 8). * P < .05. Differences in p27 and CD56 immunostaining were not significant between the groups by the Mann-Whitney U test (P = .10 and P = .07, respectively). Dots indicate outliers; bars indicate the 10th and 90th percentiles. © American Society for Clinical Pathology Hematopathology / ORIGINAL ARTICLE trend, although they were not statistically significant (P = .10 and P = .07, respectively). The degree of Ki-67 positivity also was not significant (P = .46). If positive immunostaining is defined arbitrarily as the commonly used cutoff of greater than 10%29,30 of tumor cells, then 8 of 9 cases of solitary plasmacytoma were positive for CD27 ❚Table 2❚. Only 2 of 8 cases that progressed were positive for CD27 (P < .05; Fisher exact test). Decreased progression-free survival also was observed by Mantel-Cox log-rank testing (P < .05). Ki-67, p27, and CD56 staining were not associated with outcome. Notably, we elected to use the 10% cutoff because of findings in previous studies.29 If we analyzed the data using more than 0% as the cutoff, then all 9 cases of solitary plasmacytoma were positive for CD27 and 3 of 8 cases that progressed were positive for CD27 (P < .01; Fisher exact test). Progression-free survival was not significantly different by Mantel-Cox log-rank testing (P = .10). ❚Table 2❚ Low CD27 Expression in Solitary Plasmacytoma May Predict Progression to Myeloma* High CD56 in Multiple Myeloma and MGUS We observed high CD56 expression in our cases of multiple myeloma (P < .01) and relatively low levels in plasmacytoma and PCL. Immunostaining for CD56 also was positive in our MGUS cases (P < .01). Multiple myeloma showed less CD27 staining than MGUS (Table 1). There also was significantly less CD27 staining compared with our subset of 9 cases of solitary plasmacytoma (P < .05). The Ki-67 proliferation index was higher in multiple myeloma (P < .01), whereas p27 levels were not significantly different from levels in plasmacytoma. The relatively high Ki-67 index in our cases of MGUS is attributed to the high percentage of intermixed hematopoietic precursors, which confound analysis in these cases, and highlights the weakness of our method in MGUS cases. +, positive; –, negative. * Positive is immunostaining in greater than 10% of plasma cells. Absence of CD27 staining was associated with progression to myeloma; P < .05; Fisher exact test. Discussion Our study shows that low CD27 expression in plasmacytomas and PCL is associated with an aggressive clinical course. This finding is consistent with recent complementary DNA microarray studies10 that revealed that CD27 is one of the most significantly down-regulated genes in multiple myeloma compared with control samples. Subsequent flow cytometric studies also showed low CD27 immunostaining in the most aggressive cases of myeloma.12 Surprisingly, however, Guikema et al12 also showed “homogeneous high expression of CD27” in their 3 cases of primary PCL, despite the markedly aggressive clinical behavior of this malignancy. They suggested that loss of CD27 in aggressive forms of multiple myeloma may have no relationship to the pathophysiology of primary PCL. For example, comparative genomic hybridization and fluorescence in situ hybridization studies have shown that although multiple myeloma is associated with chromosomal gains, PCL usually shows losses.31,32 Onset Location CD27 p27 CD56 2000 2000 2001 2001 2001 2002 2003 2003 2003 1993 1993 1997 2003 2003 2003 2003 2004 Spine Hard palate Spine Meninges Clivus Spine Sinus Vocal cord Tonsil Skull Unknown Spine Clivus Clivus Sinus Spine Rib + + + + + + + + – – – – – – + – + + + + + + + + + + + – + + + – + – + + – + + + – + + – – – – + + + – Outcome Plasmacytoma Plasmacytoma Plasmacytoma Plasmacytoma Plasmacytoma Plasmacytoma Plasmacytoma Plasmacytoma Plasmacytoma Progression Progression Progression Progression Progression Progression Progression Progression Alternatively, loss of CD27 expression may be common to multiple myeloma and primary PCL. Our immunohistochemical results show a relative lack of CD27 staining in all 11 cases of primary PCL. There was variable staining in our 4 cases of secondary PCL, similar to multiple myeloma. Flow cytometry may be more sensitive at detecting CD27 than immunohistochemical staining of paraffin-embedded sections. However, this hypothesis would not explain why our PCL cases stained strongly for CD138 and lacked CD27, despite strong CD27 immunostaining in most of the cores from our cases of plasmacytoma, multiple myeloma, and MGUS. Low CD27 expression also may be associated with decreased progression-free survival in cases of solitary plasmacytoma. Although our sample was limited (n = 17), we observed a significant association between lack of CD27 and overt progression to multiple myeloma. We analyzed the data by multiple methods, including nonparametric analysis of continuous raw data and log-rank testing of nominal data (positive staining defined as >10% of tumor cells29,30). If we analyzed the data using a more than 10% positivity cutoff, only 1 of 9 cases of solitary plasmacytoma was negative for CD27. In contrast, 6 of 8 cases that progressed to myeloma were negative. If we analyzed the nominal data using a more than 0% positivity cutoff, the statistical association by the Fisher exact P value was strengthened, but progression-free survival by Mantel-Cox log-rank test was not significant, reflecting the limited statistical power of our relatively small sample. These data are intriguing and warrant further study to determine whether lack of CD27 staining in plasmacytomas is a marker for progression to myeloma. Am J Clin Pathol 2006;126:545-551 © American Society for Clinical Pathology 549 DOI: 10.1309/ELGMGX81C2UTP55R 549 549 Morgan et al / LOW CD27 EXPRESSION IN HIGH-RISK DISEASE Whether CD27 has a role in the pathogenesis of plasma cell dyscrasia is uncertain. The leading hypothesis is that CD27 mediates an apoptotic pathway. There is some in vitro evidence that CD27 interacts with the intracytoplasmic protein Siva, leading to apoptosis in lymphocytes and kidney cells.18,33,34 CD27 stimulation also may lead to activation of NF-κB and c-Jun N-terminal kinase,35 culminating in apoptosis. Inhibition of this pathway by interleukin 6 apparently protects multiple myeloma cells from apoptosis.36 Therefore, down-regulation of CD27 in multiple myeloma and PCL may improve tumor cell survival. Alternatively, Guikema et al20 suggested that CD27 triggering by its ligand, CD70, may activate mitogen-activated protein kinases and inhibit apoptosis in cases of PCL that express high levels of CD27. Further study is needed. Additional evidence that PCL may evade apoptosis is seen in our immunostaining results for Ki-67 and p27. We observed an increased Ki-67 proliferation fraction and low p27 expression levels in PCL compared with plasmacytoma. In comparison, our cases of multiple myeloma showed high Ki-67 levels, but p27 expression also was high, supporting the hypothesis that multiple myeloma may be more prone to apoptosis than PCL.37 Similarly, we would expect more apoptosis in the plasma cells of MGUS compared with multiple myeloma.38 The role of CD56 is less clear. Similar to previous studies, we observed strong diffuse staining for CD56 in multiple myeloma with relatively low levels in plasmacytoma21 and PCL.4,39 Our MGUS cases showed strong staining for CD56, which is consistent with previous flow cytometric studies.25 Previous immunohistochemical studies of bone marrow core biopsy specimens arbitrarily required more than 50% of plasma cells to be CD56+ to be scored24 and likely underestimated the number of CD56+ MGUS cases. Our retrospective analysis of paraffin-embedded tissue sections shows that lack of CD27 expression in a plasma cell dyscrasia is associated with high-risk disease, including PCL and cases of plasmacytoma that progress to multiple myeloma. There are only rare studies investigating immunophenotypic differences in clonal plasma cell populations.4,25,40 Previous studies have shown loss of CD27 expression in highrisk multiple myeloma. Our novel finding is the relative absence of CD27 in cases of PCL and plasmacytoma that progress to myeloma. Our 11 cases of primary PCL were negative for CD27, which is in direct contrast with the model suggested by Guikema et al.12,20 Whether loss of CD27 prevents programmed cell death in these tumor cells requires further investigation. 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The absence of CD56 (NCAM) on malignant plasma cells is a hallmark of plasma cell leukemia and of a special subset of multiple myeloma. Leukemia. 1998;12:1977-1982. 40. Perez-Andres M, Almeida J, Martin-Ayuso M, et al. Clonal plasma cells from monoclonal gammopathy of undetermined significance, multiple myeloma and plasma cell leukemia show different expression profiles of molecules involved in the interaction with the immunological bone marrow microenvironment. Leukemia. 2005;19:449-455. Am J Clin Pathol 2006;126:545-551 © American Society for Clinical Pathology 551 DOI: 10.1309/ELGMGX81C2UTP55R 551 551
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