the costs of capital punishment litigation By James M. Reams and Charles T. Putnam Most critics and even many supporters of capital punishment conclude that it costs society more to carry out the average death sentence than it does to carry out the average sentence to life without parole. We are less sure of that conclusion. One cannot really begin a discussion of the costs of capital punishment without looking at the allegations, by the Death Penalty Information Center (DPIC) regarding “exonerations” in capital cases that have occurred since 1970. The DPIC list of exonerations is so flawed that it should not be taken seriously. Unfortunately, it seems to bear witness to the saying that if you tell the same lie often enough, it will be believed . The DPIC list of “exonerations” is scientifically flawed for a number of reasons that result in a vast overstatement of the number of actual exonerations. The reasons have to do with flawed criteria for inclusion on the list. The DPIC’s definition of “exoneration” is very different from the way the word is understood by the general public or as it is defined by the Webster’s Collegiate Dictionary. As generally understood, exonera‑ tion means that the accused defendant did not actually commit the criminal act or was actually innocent. The DPIC definition, however, equates acquittal and dismissal with actual innocence. For instance, it includes cases where convic‑ tions were reversed for legal insufficiency; where defendants benefited from excluded, but reliable evidence; where defendants were actual perpetrators or principals in the killing of another; where conclusions are based on information from media reports and conversations with unidentified participants and constitutionally anachronistic cases. Thus, the DPIC list of “exonerations” is not the result of rigor‑ ous research and vastly overstates the number of exonerations. See, “Exoneration Inflation” by Ward Campbell, IACJ, Summer 2008, for in-depth analysis and a critique of the DPIC figures, or U.S. vs. Quinones, 205 F. Supp. 2nd 256 (SDNY, 2002) Opponents of the death penalty, argue that even one exoneration is too many for society to retain capital punishment. Some, including former Attorney General McLaughlin and Andrew Schulman, attempt Summer 2011 to set a new standard for death penalty litigation, which is “100 per‑ cent guaranteed method or separating the innocent from the guilty” Schulman, NHBJ, Spring 2011, page 33. Human beings cannot expect 100 percent safety in anything they do and a 100 percent “fail-safe’ guarantee is not attainable in any legal system, or in any human activity ranging from wartime decisions to the decisions to drive on a busy street. Getting out of bed in the morning involves risk as does staying in bed every day. One cannot escape some level of risk in the world. Requiring that the legal system provide 100 percent accuracy would effectively stop all decision-making in the legal system. If 100 percent accuracy is the standard to apply to capital cases, why shouldn’t that standard be applied to other criminal charges, like murder or sexual assault, given that several pro-repeal witnesses before the Commission testified that long prison sentences, especially life without parole, are actually worse for offenders? We cannot remove all risk in the world, but it is clear that the American people accept the level of risk associated with our criminal justice system by their continued support of the system and their pride in the system. Every day citizens sit as jurors and make decisions about cases presented to them and return verdicts that they are proud of. Policy makers should not confuse a legitimate aspiration for the criminal justice system with an iron-clad guarantee that courts, attorneys and investigators actually can meet in all cases. We must not lose sight of the fact that this country has created a legal system that is the envy of the world. At the same time, we have adopted a higher burden of proof in criminal cases than any other country in the world, while providing more protections for minority rights and accused defendants than any other society in the world. Actual Costs The Commission heard testimony and received evidence from the Attorney General’s office, the Public Defender Program, the Department of Corrections, and the Judicial Branch regarding capital litigation costs. After considering that testimony and evidence, there was nearly unanimous consensus among the members of the Commission (by a vote of 14-1), that capital litigation is more costly than first-degree New Hampshire Bar Journal 21 during their “end of life” phase. Therefore, there it is reasonable to conclude that the lifetime costs of average LWOP sentences will be significantly higher than average costs of persons serving shorter sentences. Since there is little data about the real cost of an LWOP sentence, the Commission could only reach general conclusions based upon general facts about end-of-life issues. Members of the Commission have varying perspectives on the degree to which cost should play any role in the debate concerning the death penalty. Some members feel that cost should not be a factor at Incarceration costs of first-degree murder all. Others felt that the funds allocated to death penalty cases could be inmates are understated better spent on other significant needs, such as victim support or the It is difficult to precisely compare the costs of incarcerating an continued funding of a cold case unit at the Attorney General’s office. inmate. The Commission heard testimony from the Department of Corrections regarding incarceration costs in New Hampshire. The Inaccuracies in estimating Department of Corrections indicated the average length of incarcera‑ tion of an inmate serving a life without parole sentence is 16.4 years. prosecution costs If the costs of incarceration of inmates are averaged across the entire Prosecuting certain first degree murder or other complex criminal corrections system, the cost comes to approximately $33,100 per year. cases can be very expensive. Further, it is hard to categorize any case The costs associated with housing inmates in the Secured Housing Unit, as being a “typical” first degree murder. where Mr. Addison, the state’s only capital-murder sentenced inmate, According to estimates provided by the Attorney General’s office, is presently housed, are higher because of the nature of confinement the costs through November 4, 2010, for legal work associated with the and the increased security in that unit. investigation and prosecution of the Addison case were $1,729,161.78, First, when talking about costs the Department of Corrections comprised of $503,821.99 in litigation expenses and $1,225,339.79 uses an average cost of housing an inmate in New Hampshire prisons, in human resource costs. For the Brooks case, the costs through which takes the total costs of the system and divides those costs by the November 4, 2010 were $2,356,253.01, comprised of $377,528.95 in number of inmates. This method skews the actual costs of life sentences litigation expenses and $1,978,724.06 in human resource costs. downward. Clearly, it is more expensive to house an inmate sentenced According to figures from the Public Defender program, which has to LWOP than an inmate serving a three to six-year sentence, which is provided counsel to Mr. Addison, the costs attributable to the defense the average sentence to the NH State Prison. See N.H. Department of the Addison case were $1,137,000 through December, 2009. The of Corrections Annual Report at 3 (2006). Public Defender program anticipates that appeal costs for the Addison Prisoners who are serving LWOP sentences have much higher total case will be $375,328 in calendar year 2010 and $450,726 in calendar costs, such as medical costs associated with geriatric care, medical care year 2011. The Judicial Council estimated it has spent $348,036.33 for chronic health issues and “end of life” care. It is well documented on expert witnesses, investigative services, and forensic work for the that most Americans spend most of their lifetime health care dollars Addison case. By contrast, the Judicial Council said the range of such expenses in non-capital mur‑ der cases was typically between $70,000 and $100,000. Figures for the defense costs incurred in the Brooks case were not avail‑ able as he was represented by private counsel. The Commission also heard testimony from representatives Our lost profit experts can help. of the court system. Specifically, the Hillsborough Superior Court clerk and a representative from Business Valuation Fannon Valuation Group is nationally known as a leader in providing highly qualified financial the Administrative Office of the analysis, litigation support and expert testimony. Our team of experts has the necessary Lost Profit Analysis experience and resources to handle pre-case assessments, discovery assistance, case Courts testified regarding in‑ analysis and reporting, and expert witness testimony at deposition and trial. Expert Testimony creased costs associated with the Contact us at 207-775-5111 or visit fannonval.com/nhbar today. Economic Damages jury selection process, security, The numbers don’t lie. We tell their story. Valuation Disputes and the hiring of an additional law clerk for the Addison case. murder prosecution. There is a significant difference in the cost of prosecution and incarceration of a first- degree murder case where the penalty is life without parole as compared with the cost of a death penalty case from prosecution to execution. The Commission members believed that the greater cost associ‑ ated with capital murder cases is essential to guarantee a vigorous defense, a thorough investigation and prosecution of the case, and careful adjudication of the case. Lost profits not adding up? 22 New Hampshire Bar Journal Summer 2011 In weighing the relative costs, the Commission was mindful of the experience in cases throughout the country involving death sen‑ tences. In such cases, prosecution and defense costs do not end with the trial or with the direct appeal to the state’s highest court. Rather, the litigation of death sentences continues for a length of time following conviction, frequently several decades. This factor alone results in a significant disparity in the costs associated with death penalty cases as opposed to other murder prosecutions. The figures that the Commission has been provided by the At‑ torney General’s Office are valid attempts to comply with Commission requests, but both are hampered by complications that undermine an accurate understanding of the prosecution costs of the recent capital murder trials and the expected costs of substituting LWOP sentences for the death penalty in cases of capital murder. For example, the Attorney General’s Office is challenged when providing figures about the costs of litigating the two recent death penalty cases. The main defendant in the Brooks case was a multimillionaire with virtually unlimited resources to pour into his defense. His case was also complicated by the fact that multiple trips had to be made to Las Vegas, the defendant’s home, to interview, depose and prepare witnesses for both phases of the case. In State v. Addison, the Attorney General’s Office assisted the Hillsborough County Attorney's Office in the preparation and trial of the underlying armed robbery cases. In a bid to be entirely transparent and complete, the Attorney Generals Office included all costs associated with prosecuting the defendant Addison. Thus, figures for Addison overstate the actual costs of the prosecution of a death penalty case. Higher costs do not justify repeal of the death penalty We believe that higher costs for capital murder cases are a necessary component to maintain confidence in the criminal justice system. Those costs ensure a thorough investigation and prosecution, a vigorous defense, and a careful adjudication of the case. Despite the imprecision with which prosecution and incarcera‑ tion costs can be calculated, given all of the considerations, the Death Penalty Review Commission concluded that the costs associated with death penalty prosecutions and incarceration significantly exceed the costs associated with first-degree murder cases. We accept that conclu‑ sion, but disagree with the proposition that the capital murder statute must be repealed if the cost of carrying out a capital murder sentence exceeds the cost of a sentence of life without parole. Like many other Commission members, we believe that higher costs for capital murder cases are a necessary component to maintain confidence in the criminal justice system. Those costs ensure a thor‑ ough investigation and prosecution, a vigorous defense, and a careful adjudication of the case. Moreover, the higher costs do not outweigh other important public policy considerations discussed in other parts of this report. This is especially true in view of the infrequent application of the death penalty in New Hampshire. Authors James M. Reams has been Rockingham County Attorney for 12 years, and is completing his term as President of the National District Attorneys Association. While in private practice, he served as an appointed public defender in a number of homicide cases. James Reams Summer 2011 Charles T. Putnam is co-Director of Justiceworks, a research institute at the University of New Hampshire and he is a Clinical Associate Professor of Justice Studies at the University of New Hampshire. He joined Justiceworks in December, 2001, after working for 15 years as a member of the New Hampshire Attorney General’s Office, where among other assignments, he headed the homicide unit. New Hampshire Bar Journal Charles T. Putnam 23
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