Morgan Stanley
The Shadden Group
at Morgan Stanley
Left to right: Gary Velek, John Shadden, Mike Van Dyke, Andrew Mittendorf January 12, 2016
In preparation for your 2015 tax filing, please make note of these dates for the 1099 tax documents availability. Morgan Stanley sends the 1099 Consolidated Tax Statement in three separate waves as follows:  First Wave: February 10, 2016  Second Wave: February 23, 2016 ‐ for accounts that hold securities which normally reclassify their income information  Third Wave: March 8, 2016 ‐ for accounts that hold certain real estate investment trusts (REITs), unit investment trusts (UITs) and mortgage‐backed securities We will update you periodically as more information becomes available. Please do not hesitate to contact our associates at (800) 556‐7538 if you have any questions. Kathleen J. Howard
Financial Planning Associate Wealth Management Associate (562) 901‐4348 Direct (800) 556‐7538 Toll Free (562) 472‐2683 Fax Email: [email protected] Dominique Houston
Financial Planning Associate Registered Associate (562) 901‐4350 Direct (800) 556‐7538 Toll Free (562) 472‐2683 Fax Email: [email protected] Elicia Yum
Registered Associate (562) 901‐4347 Direct (800) 556‐7538 Toll Free (562) 472‐2683 Fax Email: [email protected] THE SHADDEN GROUP AT MORGAN STANLEY Mike Van Dyke, CIMA®, CFP®, ChFC® John T. Shadden, CIMA® Vice President Managing Director Financial Advisor Private Wealth Advisor Senior Investment Management Consultant Senior Institutional Consultant Gary R. Velek, CIMA®, CFP® Vice President Financial Advisor Senior Portfolio Manager Please Note: The 2008 Emergency Economic Stabilization Act changed the date for brokers to furnish consolidated tax statements to clients from January 31 to February 15. The Act provides brokers additional time to prepare their tax statements and reduce the possibility of clients receiving corrected statements.
Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters. Morgan Stanley Private Wealth Management, a division of Morgan Stanley Smith Barney LLC. Member SIPC. CRC #1387793 MORGAN STANLEY PRIVATE WEALTH MANAGEMENT 6700 E. Pacific Coast Highway, Ste. 110 | Long Beach, CA 90803 Toll Free (800) 556‐7538 | Fax (562) 472‐2683 Website: http://www.morganstanleyfa.com/theshaddengroup