Journal of Imaging Article Computer Assisted Examination of Infrared and Near Infrared Spectra to Assess Structural and Molecular Changes in Biological Samples Exposed to Pollutants: A Case of Study Mauro Mecozzi 1, * and Elena Sturchio 2 1 2 * Laboratory of Chemometrics and Environmental Applications, ISPRA, Via di Castel Romano 100, 00128 Rome, Italy Italian Workers’ Compensation Authority (INAIL), Department of Technological Innovation, Safety Plants and Products and Anthropic Settlements (DIT), Via Roberto Ferruzzi 38/40, 00143 Rome, Italy; [email protected] Correspondence: [email protected] or [email protected]; Tel.: +39-6-5007-3287 Academic Editors: Carosena Meola and Gonzalo Pajares Martinsanz Received: 14 October 2016; Accepted: 8 February 2017; Published: 16 February 2017 Abstract: We present a computer assisted method for the examination of the structural changes present in the probe organism Vicia faba exposed to inorganic arsenic, detected by means of Fourier transform infrared (FTIR) and Fourier transform near infrared (FTNIR) spectroscopy. Like the common ecotoxicological tests, the method is based on the comparison among control and exposed sample spectra of the organisms to detect structural changes caused by pollutants. Using FTIR spectroscopy, we measured and plotted the spectral changes related to the unsaturated to saturated lipid ratio changes (USL), the lipid to protein ratio changes (LPR), fatty and ester fatty acid content changes (FA), protein oxidation (PO) and denaturation, and DNA and RNA changes (DNA-RNA). Using FTNIR spectroscopy, we measured two spectral ranges that belonged to hydrogen bond interactions and aliphatic lipid chains called IntHCONH and Met1overt, respectively. The FTIR results showed that As modified the DNA-RNA ratio and also caused partial protein denaturation in the Vicia faba samples. The FTNIR results supported the FTIR results. The main advantage of the proposed computational method is that it does not require a skilled infrared or near infrared operator, lending support to conventional studies performed by toxicological testing. Keywords: FTIR spectroscopy; FTNIR spectroscopy; computer analysis; toxic effect of As; structural changes in organisms 1. Introduction Modern ecotoxicology is focused on the study of the interactions among organisms and pollutants with special emphasis on the comprehension of their biological response to pollutant exposures. In these fields of study, novel techniques based on vibrational spectroscopy such as Fourier transform infrared (FTIR) and Fourier near infrared (FTNIR) have been proposed because the biomolecules of the living organisms consist of polysaccharides, proteins, and lipids, molecules that have significant FTIR and FTNIR absorptions [1]. Table 1 reports the list of the most significant FTIR bands of the biomolecules present in Vicia faba roots. When the living cells are exposed to pollutants, the toxic effect causes structural changes in the biomolecules depending on their interaction with the pollutants [1–6]. Using vibrational spectroscopic techniques such as FTIR and FTNIR, these changes can be visualized by means of band shifts, band shape, and peak intensity (both increase or decrease) changes. Then, the visual comparison among J. Imaging 2017, 3, 11; doi:10.3390/jimaging3010011 www.mdpi.com/journal/jimaging J. Imaging 2017, 3, 11 2 of 13 band shifts, band shape, and peak intensity (both increase or decrease) changes. Then, the visual 2 of 13 the control and exposed samples (Figures 1 and 2), such as a common toxicological and cytotoxic test, becomes a tool for identifying the typical structural changes in the exposed organism. the control and exposed samples (Figures 1 and 2), such as a common toxicological and cytotoxic test, becomes a tool for identifying the typical structural changes in the exposed organism. J. Imaging 2017, 3, 11 comparison among Table 1. List of the most significant infrared (FTIR) bands and related functional groups assigned for Vicia faba samples. The “*" bands are evidenced by means of second derivative spectroscopy. Table 1. List of the most significant infrared (FTIR) bands and related functional groups assigned for −1 Vicia faba samples. The “*" are evidenced by means of secondGroup derivative spectroscopy. Wavenumber cmbands Functional 3350–3450 −1 Wavenumber 3200–3250cm 3350–3450 3010–3020 3200–3250 3020–3060 3010–3020 2850–2950 3020–3060 2100–2500 2850–2950 2100–2500 1730–1740 1730–1740 1700–1715 1700–1715 1620–1670 1620–1670 1670 * 1670 * 1650 * 1650 * 1635 1635 ** 1625–1630 * 1625–1630 * 1540–1550 1540–1550 1510 1510 ** 1400–1460 1400–1460 1350–1440 1350–1440 1240–1340 1240–1340 1120–1160 1120–1160 1085–1080 1085–1080 1080–1060 1080–1060 900–800 900–800 OH of carbohydrates, proteins, and polyphenols Group NH2 Functional aminoacidic group OH of carbohydrates, proteins, and polyphenols CH alkene group NH aminoacidic group 2 CH of aromatic ring CH alkene group CH and CHCH 2 aliphatic stretching group of aromatic ring C=CCH conjugated and C≡C CH and 2 aliphatic stretching group C=C conjugated andgroup C≡C C=O ester fatty acid C=O group C=Oester fattyfatty acidacid group C=O fatty acid group C=O Amide I band C=O Amide I band beta turns Amide I band beta turns Amide I band alpha helix Amide I band alpha helix Amide I band beta sheet beta sheetAmide Amide II band band random coil Amide I band (i.e., denaturation of proteins) random coil Amide I band (i.e., denaturation of proteins) C–N C–NAmide AmideIIII band band Lignin skeletal band Lignin skeletal band (aromatic) (aromatic) stretching –C=O inorganic carbonate stretching –C=O inorganic carbonate CHCH and CH 2 aliphatic bending group and CH 2 aliphatic bending group C–N C–NAmide AmideIII III band band C–O–C polysaccharide and DNA and RNA C–O–C polysaccharide and DNA and RNAbackbones backbones P=O phospholipids in DNA and P=O phospholipids in DNA and RNA RNA C–O carbohydrates in DNA and RNA backbones C–O carbohydrates in DNA and backbones C=C, C=N, C–H in ring structure, DNARNA and RNA backbones C=C, C=N, C–H in ring structure, DNA and RNA backbones FTNIR FTNIRspectroscopy spectroscopygenerally generallyhas hasa alower lowerinformation informationpower powerthan thanFTIR FTIRspectroscopy, spectroscopy,because because the absorptions of the functional groups are less intense (two orders of magnitude at least) than the absorptions of the functional groups are less intense (two orders of magnitude at least) thanthe the corresponding absorptions ofof the same functional groups inin the infrared region [7].[7]. corresponding absorptions the same functional groups the infrared region Figure Exampleofof control (black), exposed(purple), (purple),and anddifference difference(green) (green)FTIR FTIRspectra spectraofof Vicia Figure 1. 1. Example control (black), exposed Vicia -1 faba samples treated with As.The Thenegative negativevalues valuesobserved observedfor forthe thedifference differencespectrum spectrum faba samples treated with 3030 g Lg−L1 As. inin −1 show a reduction of the molecular absorptions in the exposed − 1 the range between 3100 and 1400 cm the range between 3100 and 1400 cm show a reduction of the molecular absorptions in the exposed samples with respect the control sample. The two black arrows show the range where a flat water samples with respect toto the control sample. The two black arrows show the range where a flat water band could be observed in the case of a non-efficient lyophilisation. band could be observed in the case of a non-efficient lyophilisation. J. Imaging 2017, 3, 11 J. Imaging 2017, 3, 11 3 of 13 3 of 13 However,FTNIR FTNIRspectroscopy spectroscopyhas has some some advantages advantages with with respect respect to to FTIR FTIR spectroscopy. spectroscopy. In In fact, fact, However, the absorptions of –OH (carbohydrate, protein, and lipid) and –NH (protein) groups are better the absorptions of –OH (carbohydrate, protein, and lipid) and –NH (protein) groups are better resolved resolved those inregion the FTIR and the bond hydrogen bond interactions shifts than thosethan in the FTIR andregion the hydrogen interactions cause largercause bandlarger shifts band than those than those observed in the FTIR region, making their interpretation easier [7]. This makes FTNIR observed in the FTIR region, making their interpretation easier [7]. This makes FTNIR spectroscopy spectroscopy reliable for ecotoxicological studies itasprovides well, because it provides complementary reliable for ecotoxicological studies as well, because complementary information to that information to that obtained by FTIR spectroscopy [8,9]. obtained by FTIR spectroscopy [8,9]. Figure2.2.Example Exampleofof control (black), exposed and difference near infrared FTNIR Figure control (black), exposed (red),(red), and difference (green)(green) near infrared FTNIR spectra −1 negative for a Vicia sample 20 g·with L−1 As. The values observed in the range between As. The negative values observed in the range spectra forfaba a Vicia fabatreated samplewith treated 20 g·L −1 of 7500 and 4000 the difference spectrum showspectrum a reduction of the in the difference show a molecular reduction absorptions of the molecular between 7500cm and 4000 cm−1 of the exposed samples respect to the control sample. absorptions in thewith exposed samples with respect to the control sample. Figure22reports reportsan anexample exampleofofthe the comparison between FTNIR spectra of the control Figure comparison between thethe FTNIR spectra of the control andand As As exposed Vicia faba samples, while Table 2 reports the detailed list of the near infrared bands. exposed Vicia faba samples, while Table 2 reports the detailed list of the near infrared bands. However, the the FTIR FTIR and 1 and 2 are characterized by the However, and FTNIR FTNIR spectra spectrasuch suchasasthose thoseininFigures Figures 1 and 2 are characterized by presence of several bands and the interpretation of the structural changes caused by a pollutant the presence of several bands and the interpretation of the structural changes caused by a pollutant exposure isis not not an an easy easy task. task. In In fact, fact, aa recent recent review review describing describing the the use use of of FTIR FTIR spectroscopy spectroscopy to to exposure investigatephysiological physiologicalcell cellstates statesunderlines underlines complex aspects of their interpretation, because investigate thethe complex aspects of their interpretation, because the the extraction of information about content and structure in biological systems requires skilled extraction of information about content and structure in biological systems requires skilled operators operators and sometimes specific tools such as chemometric methods [10]. and sometimes specific tools such as chemometric methods [10]. Table2.2.List Listofof most significant FTNIR bands related functional groups assigned for the Table thethe most significant FTNIR bands andand related functional groups assigned for the Vicia Vicia faba samples. faba samples. Wavelength (cm−1) Functional Group Functional Group 8400–8800 –CH and –CH2 second overtone aliphatic chains 8400–8800 –CH and –CH overtone aliphatic chains 2 second proteins 6600–6900 –OH first overtone and lipids 6600–6900 –OH first overtone proteins and lipids 6500–6600 –NH2 amino acid first overtone 6500–6600 –NH2 amino acid first overtone 5100–5200 Combination Amide 5100–5200 Combination AmideI Iand and–OH –OH proteins proteins 4800–5000 Combination –OH proteins 4800–5000 Combination –OHand andAmide Amide II proteins 4200–4800 Combination –NH , –CH, C–C, and 2 4200–4800 Combination –NH2, –CH, C–C, and –OH –OH Wavelength (cm−1 ) With the the aim aim of of making making the the interpretation interpretation of of FTIR FTIR and and FTNIR FTNIR spectra spectra of of biological biological samples samples With submittedfor fortoxicological toxicological testing easier, present a digital approach does not require submitted testing easier, we we present a digital approach whichwhich does not require skilled skilled knowledge for the interpretation of FTIR and FTNIR spectra. This method is presented and knowledge for the interpretation of FTIR and FTNIR spectra. This method is presented and discussed discussed for the exposure of Vicia faba roots to inorganic As. for the exposure of Vicia faba roots to inorganic As. Imaging2017, 2017,3,3,11 11 J.J.Imaging of13 13 44of 2. Materials and Methods 2. Materials and Methods 2.1. 2.1.Sample SampleCollection Collectionand andPreparation Preparationfor forFTIR FTIRand andFTNIR FTNIRSpectroscopic Spectroscopic Analysis Analysis Vicia Viciafaba fabawas wasgrown grownin indifferentially differentiallypolluted pollutedsoils. soils.Vicia Viciafaba fabaseeds seedswere weresowed sowedin in250 250ggquartz quartz sand soil in aluminum basins. Each basin, containing 25 seeds, was treated with 40 mL sand soil in aluminum basins. Each basin, containing 25 seeds, was treated with 40 mL sodium sodium arsenate arsenate dibasic heptahydrate and incubated in chamber a climatic(atchamber (at60% 21 relative °C and humidity) 60% relative dibasic heptahydrate and incubated in a climatic 21 ◦ C and for humidity) for 5 days to enable germination. Seeds were grown in a quartz sand soil basin irrigated 5 days to enable germination. Seeds were grown in a quartz sand soil basin irrigated with 40 mL of with mL of water. Irrigation with water only was used All as of a the negative control. Allrepeated of the water.40Irrigation with water only was used as a negative control. experiments were experiments were repeated three times in June 2013 and three times in July 2013. Concentrations of three times in June 2013 and three times in July 2013. Concentrations of As in the irrigation water were −1 As in theatirrigation selected at 10 and 20 atg·L for 30 theg·June exposure at 20 and selected 10 and 20water g·L−1were for the June exposure and 20 and L−1 for the Julyand exposure; the −1 for the July exposure; the range was selected because at lower concentration, no one 30 g·L range was selected because at lower concentration, no one molecular effect was detected whereas at molecular effect was detected whereas at higher there was the inhibition of growth. higher concentrations there was the inhibition of concentrations growth. More details concerning the preparation of More details concerning the preparation of Vicia faba samples are reported in a previous study [6]. Vicia faba samples are reported in a previous study [6]. 2.2. 2.2.Acquisition AcquisitionofofFTIR FTIRand andFTNIR FTNIRSpectra SpectraofofVicia ViciaFaba FabaSamples Samples FTIR FTIR and and FTNIR FTNIR spectra spectra were were collected collected for for the the same same subsamples subsamples previously previously described. described. FTIR FTIR spectra spectrawere werecollected collectedby byaaNicolet Nicoletsingle singlebeam beamspectrophotometer spectrophotometermod. mod.IS50 IS50(Waltham, (Waltham,MA, MA,USA), USA), equipped crystal accessory. accessory. The Thespectrum spectrumofofthe thediamond diamondcrystal crystalwas was considered equipped with with aa diamond diamond crystal considered as as spectroscopic background. For Vicia faba samples, the lyophilized powder of the samples was placed spectroscopic background. For Vicia faba samples, the lyophilized powder of the samples was placed directly directlyon onthe thecrystal. crystal. −1 resolution, Spectral acquisition performed in the cm−1 range after 100 Spectral acquisitionwas was performed in 650–4000 the 650–4000 cm−1 with range4 cm with 4 cm−1 resolution, scans, using the cosine function as apodization. Each FTIR spectrum was baseline corrected using after 100 scans, using the cosine function as apodization. Each FTIR spectrum was baseline corrected the so called point method [11] available on several andFTIR FTNIR Given a using the soselection called selection point method [11] available onFTIR several andinstruments. FTNIR instruments. spectrum such as the plot below (Figure 3), by means of the graphical user interface we selected Given a spectrum such as the plot below (Figure 3), by means of the graphical user interface we some points in points the plotinwhere thewhere linearthe curves are identified. selected some the plot linear curves are identified. Figure3.3.Example Exampleofofthe theselection selectionpoint pointmethod methodapplication applicationfor foraaspectrum spectrumto todraw drawline linecurves. curves. Figure Then areas under underthe thestraight straight lines subtracted the original spectral signals to Then the the areas lines areare subtracted fromfrom the original spectral signals to obtain obtain the following baseline drift corrected spectrum (Figure 4) . the following baseline drift corrected spectrum (Figure 4). J. Imaging 2017, 3, 11 J. Imaging 2017, 3, 11 5 of 13 5 of 13 Figure 4. Example of a spectrum before (black) and after baseline drift correction (red) using the Figure 4. Example of a spectrum before (black) and after baseline drift correction (red) using the selection point method. selection point method. After baseline correction, we submitted the and FTIRFTNIR and FTNIR an 11 point After baseline driftdrift correction, we submitted the FTIR spectraspectra to an 11topoint smoothing smoothing filter to reduce noise and then the signal-to-noise ratio according to thesmoothing efficient filter to reduce noise and then enhance theenhance signal-to-noise ratio according to the efficient and technique differentiation technique for called analytical signals Golay calledfilters the [11,12]. SavitzkiIt Golay andsmoothing differentiation for analytical signals the Savitzki is based filters [11,12]. It is based on the convolution of the original signals by an appropriate smoothing on the convolution of the original signals by an appropriate smoothing (i.e., polynomial) filter function polynomial) filter function “f” according to “f ”(i.e., according to j j== m m X’i = Σ fj X(i + j) i = 1, 2, 3 . . . . . . .,n X’i = Σ fj X(i + j) i = 1, 2, 3…….,n j = −m j = −m where X is the n-point absorption signal file, X’ is the smoothed signal file, and m is the number of the where X is the n-point absorption signal file, X’ is the smoothed signal file, and m is the number of filtering points. For instance, in the case of a FTIR spectrum in this study, the application of an 11 point the filtering points. For instance, in the case of a FTIR spectrum in this study, the application of an filter means that m = 5, so that each final X’i smoothed signal is determined by taking into account 11 point filter means that m = 5, so that each final X’i smoothed signal is determined by taking into the previous five Xj values, the Xi value, and the next five Xj values. With respect to a conventional account the previous five Xj values, the Xi value, and the next five Xj values. With respect to a smoothing filter such as the moving window filter, where conventional smoothing filter such as the moving window filter, where m j j== m (1) (1) = 1/(2m + 1) i =1,1,2,2,33……., X’i =X’i 1/(2m + 1) ΣΣ XX (i (i+ +j)j)i = . . . . . .n., n (2) (2) j j==−−m m (3) (3) thethe presence of the f -function filter allows a very reliable restoration of the signal files, avoiding peak presence of the f-function filter allows a very reliable restoration of the signal files, avoiding peak distortions [11,12].two These two references give practical of this smoothing filter distortions [11,12]. These references also givealso practical examplesexamples of this smoothing filter utilization. utilization. Finally, the saved spectraaswere saved ASCII filesdigital for further digital elaborations. Finally, the spectra were ASCII filesasfor further elaborations. The absence residual water after lyophilisation was tested the negligiblepresence presenceofofthe theflat The absence of of residual water after lyophilisation was tested byby the negligible −1 (Figure 1). For the examination of the results flat band, water ranging band, ranging between and 2500 water between 1900 1900 and 2500 cm−1cm (Figure 1). For the examination of the results we we considered the average spectrum of three spectral subsamples each concentration. considered the average spectrum of three spectral subsamples for for each As As concentration. FTNIR spectra were collected in diffuse reflectance (DRIFT) mode using beam FTNIR spectra were collected in diffuse reflectance (DRIFT) mode usinga aJasco Jascosingle single beam spectrophotometer mod. 420 (Jasco Europe Srl, Milano, Italy), equipped with an EasyDiff (Pike spectrophotometer mod. 420 (Jasco Europe Srl, Milano, Italy), equipped with an EasyDiff (Pike Technology, Madison, WI, USA) accessory. The powder of lyophilized Vicia faba samples (between Technology, Madison, WI, USA) accessory. The powder of lyophilized Vicia faba samples (between 10 and 20 mg) were placed in a steel cup. The spectra were collected in the 10,000 to 4000 cm−1 range−1 10 and 20 mg) were placed in a steel cup. The spectra were collected in the 10,000 to 4000 cm J. Imaging 2017, 3, 11 6 of 13 range at spectral resolution 4 cm−1 after 500 scans, using the cosine function as apodization. For FTNIR measurements, ultrapure dried KBr was used for spectral background. Similar to 6the J. Imaging 2017, 3, 11 of 13FTIR spectra, FTNIR spectra were baseline corrected, submitted to an 11 point smoothing filter and like FTIR −1 after 500 scans, using the cosine function as apodization. For FTNIR at spectralthe resolution cmthree spectroscopy, average4 of replicated spectral subsamples were considered. FTNIR spectra measurements, ultrapure dried KBr was used for spectral background. Similar to the FTIR spectra, were also saved as ASCII files. FTNIR spectra were baseline corrected, submitted to an 11 point smoothing filter and like FTIR spectroscopy, three replicated spectral subsamples were considered. FTNIR spectra 2.3. Basic Theory of the the average ProposedofDigital Examination of FTIR and FTNIR Spectra were also saved as ASCII files. 2.3.1. The Examination of Digitised FTIR Spectra 2.3. Basic Theory of the Proposed Digital Examination of FTIR and FTNIR Spectra The digital approach for spectral examinations consists of a routine in the Matlab (Mathworks Inc., The Examination of Digitised FTIR spectra Spectra saved as ASCII files. The Matlab routine performs Natik,2.3.1. IL, USA) language which retrieves the examination of FTIR spectra four separated steps. In the step,inthe the exposed The digital approach for in spectral examinations consists of first a routine thecontrol Matlaband (Mathworks spectral areUSA) normalized to make independent of the of sample used routine for spectral Inc.,samples Natik, IL, language which them retrieves spectra saved as amount ASCII files. The Matlab acquisition [11]. The applied normalization method works on the n-y series of signal intensities of performs the examination of FTIR spectra in four separated steps. In the i first step, the control and the exposed spectral samples are normalized to make them independent the amount sample each spectrum identifying the maximum and the minimum values of theofsignal series.ofThen all the used are for re-determined spectral acquisition [11]. The applied normalization method works on all thethe n-yvalues i series by of the yi values by subtracting the minimum value and dividing signal intensities of each spectrumand identifying the maximum and the minimum of the signal differences between the maximum minimum values. After this type of values normalization, all the series. Then all the yi values are re-determined by subtracting the minimum value and dividing all spectra (FTIR and FTNIR) have absorptions ranging between 0 and 1. the values by the differences between the maximum and minimum values. After this type of In the second step, the control and exposed samples are preliminarily plotted jointly to evidence normalization, all the spectra (FTIR and FTNIR) have absorptions ranging between 0 and 1. the spectral difference andexposed structural changes) in the same plotted map (please In the second (i.e., step, quantitative the control and samples are preliminarily jointly see to the example of FTIR spectra in Figure 1). evidence the spectral difference (i.e., quantitative and structural changes) in the same map (please In step, the spectral ranges seethe thethird example of FTIR spectra in Figureof 1).DNA and RNA, Amide I and Amide II, and lipids are plotted to In give detailed of theofstructural caused by Amide As (Figure 5).lipids The spectral theathird step, visualization the spectral ranges DNA and changes RNA, Amide I and II, and are plotted to give a the detailed visualization of of theall structural changes caused by of AsDNA, (FigureRNA, 5). The ranges for detecting structural changes of the molecular groups lipids, spectral ranges for detecting the structural changes of all of the molecular groups of DNA, RNA, carbohydrates, and proteins can be retrieved by means of the most significant FTIR (Table 1). lipids, carbohydrates, and proteins can be retrieved by means of the most significant FTIR (Table 1). Figure 5. Visualization ofcomparison the comparison between control (black) exposed (red) Figure 5. Visualization of the between the the control (black) andand exposed (red) AsAs (10(10 g·L−1 ) g·L−1) sample in the FTIR spectral range corresponding to the absorptions of the DNA and RNA sample in the FTIR spectral range corresponding to the absorptions of the DNA and RNA region; region; proteins; unsaturated lipids; fatty acids; and lipid disorder. The spectral ranges are reported proteins; unsaturated lipids; fatty acids; and lipid disorder. The spectral ranges are reported starting starting from the top to the bottom plot. from the top to the bottom plot. In the fourth step, by means of the digitized examination of the FTIR spectra we determine the four to detect examination structural changes arising the we As determine treatment. the In thefundamental fourth step,parameters by meansselected of the digitized of the FTIR from spectra These parameters are the selected DNA and RNA area ratio (DNA-RNA), protein (PO), four fundamental parameters to detect structural changes arising fromoxidation the As treatment. J. Imaging 2017, 3, 11 7 of 13 These parameters are the DNA and RNA area ratio (DNA-RNA), protein oxidation (PO), unsaturated to saturated lipid ratio (USL), and fatty acid area ratio (FA). All these parameters are determined as relative percent changes of the exposed sample band vs. the control sample band area, showing relative reduced or increased signal intensities. Let us make a numerical example, regarding plot A of Figure 5. DNA and RNA bands are located in the 1300 to 1000 cm−1 range. Firstly, the routine measures the integral of the spectral range, then the two integrals (i.e., control and exposed samples) in the selected range are considered to calculate the area ratio. The selection of the band area instead of the peak height is always suggested because it is more representative and accurate for describing the structural properties and changes of the molecules such as polar and non-polar interactions [5,10]. The PO parameter needs a separate evaluation because it is determined by means of the change ratios in two different spectral ranges, the Amide II range between 1520 and 1580 cm−1 and the range of Amide I between 1580 and 1700 cm−1 [1,5]. Protein oxidation in living cells produces the formation of molecules called non-protein molecules, where the –C=O group has infrared absorptions, placed at higher wavenumbers (1700 and 1750 cm−1 ) with respect to the protein –C=O group, whereas the absorption of the Amide II band results unchanged [13]. This determines that a positive PO value (i.e., higher in the exposed sample than in the control sample) suggests the presence of protein oxidation and/or depletion [5,14]. A lower or an unchanged PO value with respect to the control sample points out a generic variation of the secondary protein structure without specifying the presence of protein oxidation. This is the case of protein denaturation (please see Section 4.1.2.). After uploading the control and exposed sample spectral files, the time taken by the computer to perform the analysis is only a few seconds. 2.3.2. The Examination of Digitised FTNIR Spectra The Matlab routine for FTNIR spectroscopy consists of three steps. The first two steps (i.e., normalization and plot of the whole FTNIR spectra) are the same as those described for FTIR spectroscopy. In the third step the routine plots and measures two specific parameters (i.e., with the control to sample ratio area). The first parameter measured by FTNIR spectroscopy is the ratio between the control and exposed sample of the first overtone band of the methyl group in aliphatic chains (MET1overt in the 6000 to 5600 cm−1 range. This band is the marker of specific alterations in living cells [15]. The second parameter belongs to the combination band between 5300 and 4900 cm−1 (IntOHCONH), related to both the inter and intra molecular hydrogen bond interactions among the Amide I and Amide II bands which characterize the secondary protein structure [8]. The spectral ranges are selected according to Table 2, also taking into account that, as already reported, they show the most significant spectral changes. 2.4. Chemical Reagents All the chemicals (water, solvents, and As) were of analytical reagent grade. 3. Results 3.1. Conventional Interpretation of FTIR and FTNIR Spectra for Living Organisms 3.1.1. FTIR Spectroscopy The absorption bands in the ranges between 3050 and 3000 cm−1 and between 2950 and 2800 cm−1 belong to the –CH and –CH2 groups of unsaturated and saturated aliphatic chains of lipids, respectively [16,17], though there is also a contribution from the aliphatic chains of proteins. The absorption ratio of these two ranges can be used to estimate the changes of the unsaturated to saturated lipid ratio (USL), because it is the marker of lipid oxidation [17]. Lipid oxidation occurs when cells are submitted to stress conditions which affect the dynamic properties of their membranes [18,19]. J. Imaging 2017, 3, 11 8 of 13 Moreover, the modified shape of the –CH2 aliphatic chains in the 2800 to 3050 cm−1 range can also estimate the increased lipid disorder, another useful marker of lipid alterations in the membrane dynamics [18–20]. The bands in the 1750 to 1700 cm−1 range belong to the –C=O carbonyl group of fatty and ester fatty acids [1]. The changes of intensities and/or band shapes in this range suggest the presence of lipid oxidation structural changes, related to the changes of the USL ratio previously described [21]. Therefore, the measurements of the ratio band intensities in the 1750 to 1700 cm−1 range between the control and exposed samples, called FA, is an overview of the structural changes in fatty acids. In fact, lipid oxidation, which is more reasonably a lipid peroxidation [22], produces increased carbonyl compound contents [23] that modify the lipid to protein ratio (i.e., the LPR value). This parameter is easily measurable by means of FTIR spectroscopy [20]. The two main bands in the 1700 to 1520 cm−1 range belong to the so-called Amide I and Amide II bands of the HN–C=O peptidic group of proteins [1]. This spectral range has plenty of information about protein structures [24]. By determining the second derivative of the FTIR spectra in the 1700 to 1620 cm−1 sub-range, the changes in the secondary protein structures involving alpha helix, beta sheet, beta turn, and random coil transitions can also be detected [5,14,25–28] Moreover, the changes of the ratio between the 1580–1520 cm−1 and the 1700–1580 cm−1 (PO) sub-ranges evidence protein depletion and oxidation [3,14,28,29]. The fatty acid range between 1700 and 1750 cm−1 (already described), when joined to the 1700 to 1620 cm−1 Amide I range of proteins, is also used to determine the lipid to protein ratio (LPR) which is another marker of protein oxidation [20,21]. The bands ranging between 1250 and 1050 cm−1 belong to the –CO (i.e., backbone carbohydrates) and P=O groups of DNA and RNA molecules and of phospholipids, respectively [2,3,6,21]. 3.1.2. FTNIR Spectra FTNIR bands are less numerous than those of FTIR spectra as shown by Figure 2 and Table 2. However, the structural changes evidenced by FTNIR spectroscopy gives us peculiar structural information. The MET1overt parameter measured by comparing the 6000 and 5600 cm−1 (first overtone of aliphatic chains) absorptions of the control and exposed sample, is linked to the re-orientation of lipids called lipid disorder [15], already described by means of FTIR spectra. Changes in hydrogen bond interactions (i.e., the IntHCONH parameter), measured as the ratio in the 5300 to 4900 cm−1 range between the control and exposed sample, describes the interaction among –C=O and -NH groups of proteins, linked to inter and intra hydrogen bond changes of proteins [8,9]. 4. Discussion 4.1. As Effects on Vicia Faba Roots by the Proposed Computer Assisted Method Arsenic, selected as an example for the proposed method, has a natural occurrence in the environment, ranked as the 20th most abundant element in the earth’s crust. Weathering of rocks converts As2 S3 to As2 O3 which enters the food chain by dissolution in groundwater [30]. Though As also has recognized anti-cancer properties [31,32], it produces a variety of health problems such as immunologic, genotoxic, mutagenetic, and carcinogenic effects [30]. For these reasons, its effects on living organisms are currently under investigation. We divide the discussion of As effects on Vicia faba roots into quantitative (reduction and increase) changes and non-specific (i.e., transition) changes. 4.1.1. Quantitative Changes Detected by FTIR Spectroscopy in Vicia Faba Roots The plots of Figure 6 are an example of the results obtained by FTIR spectroscopy for the two different times of As treatment; June (top plot) and July (bottom plot). As exposure in the June samples has a major effect on DNA-RNA changes with essentially a minor relevance for the LPR marker. All the remaining parameters (PO, USL, and FA) show little (<10%) or even negligible quantitative changes. J. Imaging 2017, 3, 11 9 of 13 FTIR also suggests that the effect of As is time dependent. In fact, for the June exposure (Figure 6, upper plot), the DNA-RNA parameter has an increasing trend with a relative variation close to 50%, J. Imaging 2017, 3, 11 9 of 13 whereas in the July exposure the DNA-RNA parameter has a decreasing trend, with close to 20% reduction (Figure 6, bottom variation close to 50%, plot). whereas in the July exposure the DNA-RNA parameter has a decreasing trend, with close to 20% reduction (Figure 6, bottom plot). % Band area variaiton 10 g / L 100 75 50 25 0 -2 5 D N A -R N A PO LPR FA US L -5 0 20 g /L % Band area variaition 20 g /L 30 g /L 20 10 0 -1 0 D N A -R N A PO LPR FA US L -2 0 -3 0 Figure Barcharts charts of area variation with with respectrespect to the control the FTIR in the Figure 6. 6.Bar ofthe theband band area variation to thesample controlobserved sampleinobserved spectra for the As exposure of the June (upper) and July (bottom) plots. Here, the results are the average FTIR spectra for the As exposure of the June (upper) and July (bottom) plots. Here, the results are the of the three replicated spectra for each As exposure. average of the three replicated spectra for each As exposure. The LPR marker has a 20% reduction for the June exposure (upper plot) whereas for the July it is almost close to 5 % theJune July exposure (bottom plot). Thewhereas LPR variations Theexposure LPR marker hasnegligible, a 20% reduction forforthe exposure (upper plot) for the July observed for the June treatment suggest that the stress effect caused by As exposure produces an exposure it is almost negligible, close to 5 % for the July exposure (bottom plot). The LPR variations increased lipid disorder (Figure 8). These results are described in better detail in the following observed for the June treatment suggest that the stress effect caused by As exposure produces an section (please see Section 3.2.2). increased lipid results are described in better detailchanges in the because following section (please see The disorder. remainingThese markers (PO, USL, and FA) have negligible their variations Section (increase 4.1.2). or decrease) are lower than 10%, lying in the range of the experimental error. These results show that theUSL, As effects mainly to produce DNAbecause and RNAtheir changes The remaining markers (PO, andare FA) haveoriented negligible changes variations and to a minor extent, LPR structural changes. These changes depend on the different experimental (increase or decrease) are lower than 10%, lying in the range of the experimental error. conditions of As treatment in all cases (i.e., the simple comparison between plots A and B of These results show that the As effects are mainly oriented to produce DNA and RNA changes Figure 5). The FTIR spectra of the other samples confirm the time dependence effect of As. and to a minor extent, LPR structural changes. These changes depend on the different experimental conditions ofNon As Specific treatment in all cases (i.e., the simple comparison between plots A and B of Figure 5). 4.1.2. Structural Changes Detected by FTIR Spectroscopy in Vicia faba Roots The FTIR spectra of the other samples confirm the time dependence effect of As. Figure 7 reports the FTIR spectral range of the Amide I band in derivative mode for the As exposure in June, highly comparable with those in July, showing that the transition changes caused 4.1.2. Non Specific Structural Changes Detected by environmental FTIR Spectroscopy inconditions. Vicia faba Roots by As in proteins are generally independent of the and time In addition, As exposure also caused some molecular re-arrangements involving the two alpha Figure 7 reports the FTIR spectral range of the Amide I band in derivative mode for the As helix bands, which are located at 1646 and 1657 cm−1 for the control sample, whereas in the treated exposure in June, highly comparable with those in July, showing that the transition changes caused by sample we observed only one alpha band, shifted at 1652 cm−1. Since the protein oxidation reactions As in proteins are generally independent the environmental andthan time conditions. were almost negligible, as shown by theof PO parameter values lower 10% (Figure 6, both plots), In addition, As exposure caused some re-arrangements involving protein denaturation and also unfolding effects aremolecular more relevant than oxidative effects. This the lets two us alpha −1 for thecause hypothesize that located arsenic atexposure essentially thesample, partially formation of treated helix bands, which are 1646 andcould 1657 cm control whereas in the − 1 sample we observed only one alpha band, shifted at 1652 cm . Since the protein oxidation reactions were almost negligible, as shown by the PO parameter values lower than 10% (Figure 6, both plots), protein denaturation and unfolding effects are more relevant than oxidative effects. This lets us J. Imaging 2017, 3, 11 10 of 13 hypothesize that3,arsenic exposure could essentially cause the partially formation of oligopeptide-metal J. Imaging 2017, 11 10 of 13 complexes, according to a mechanism of detoxication already observed in vegetal and animal J. Imaging 2017, 3, 11 10 of 13 oligopeptide-metal complexes, to asuch mechanism ofPb detoxication already observed in vegetal organisms for As [33,34] and otheraccording pollutants Cd and [35]. and animal organisms for As [33,34] and other pollutants such Cd and Pb [35]. oligopeptide-metal complexes, according to a mechanism of detoxication already observed in vegetal and animal organisms for As [33,34] and other pollutants such Cd and Pb [35]. Figure 7. Second derivative FTIR spectra of Amide I bands in Vicia faba roots for the As exposure in June Figure 7. Second derivative FTIR spectra of Amide I bands in Vicia faba roots for the As exposure in for the same sample of Figure 6. For the July exposure, the FTIR spectra are highly comparable. The June for the same sample of Figure 6. For the July exposure, the FTIR spectra are highly comparable. Figure 7. Second FTIR spectra of Amide I bands inisVicia faba rootssample. for the As exposure blackThe spectrum is the derivative control samples, and the red spectrum the exposed The arrowsinshow black spectrum is the control samples, and the red spectrum is the exposed sample. The arrows − 1 −1 June for the same sample of Figure 6. For the July exposure, the FTIR spectra are highly comparable. the transitions between between the betathe sheet with the appearance of random coil (1637 −1) with show the transitions beta(1632 sheetcm (1632) cm the appearance of random coil (1637cm ) − 1 The black spectrum is the control samples, and the red spectrum is the exposed sample. The arrows and molecular rearrangements within within the alpha helix helix structures in the 1645 to 1660 cmcm−1 range. rearrangements the alpha structures in the 1645 to 1660 range. cm−1) and molecular show the transitions between the beta sheet (1632 cm−1) with the appearance of random coil (1637 cm−1) and molecular rearrangements within the alpha helix structures in the 1645 to 1660 cm−1 range. non-specific effects Asconsist consist of of aa denaturation denaturation ofofproteins caused by hydrogen bondbond The The non-specific effects ofofAs proteins caused by hydrogen transitions and protein unfolding, involving the Amide I and Amide II bands of proteins [25–29]. transitionsThe and protein unfolding, involving Amide I and Amide caused II bands proteins [25–29]. non-specific effects of As consist of the a denaturation of proteins by of hydrogen bond As shown in Figure 7, this transition/denaturation is clearly linked to the modification of the transitions and protein unfolding, involving the Amide I and Amide II bands of proteins As shown in Figure 7, this transition/denaturation is clearly linked to the modification of[25–29]. the β-sheet β-sheet band at 1632 cm−1 present in the control sample and absent in the exposed sample. In fact, in 1 present As showncm in−Figure 7, this transition/denaturation is absent clearly linked to the modification of bandthe at exposed 1632 in the control sample and in the exposed sample. In the fact, in samples we−1 observe the presence of a new band, the random coil band, present at β-sheet band at 1632 cm present in the control sample and absent in the exposed sample. In fact, in the exposed we observe the presence of a new band, the random coil band, present at 1637 cm−1samples [25]. the−exposed 1 [25]. samples we observe the presence of a new band, the random coil band, present at 1637 cm Concerning lipid disorder, Figure 8 shows analogous modified shapes of the band placed 1637 cm−1 [25]. between 3000lipid and 2800 cm−1 related the transitions between the trans andofgauche conformations Concerning disorder, Figure 8toshows analogous modified shapes the band placed between Concerning lipid disorder, Figure 8 shows analogous modified shapes of the band placed − 1 of the aliphatic (i.e., lipid) chains of the –CH 2 acyl bands [36,37]. 3000 and 2800 cm related to the transitions between the trans and gauche conformations of the between 3000 and 2800 cm−1 related to the transitions between the trans and gauche conformations aliphatic (i.e., lipid)(i.e., chains of chains the –CH bands [36,37]. 2 acyl of the aliphatic lipid) of the –CH 2 acyl bands [36,37]. Figure 8. FTIR spectra in second derivative mode showing the increased lipid disorder by the band shifts of the lipid acyl –CH2 bands in samples exposed to As in June and July. This FTIR plot Figure 8. FTIR spectra in second derivative theincreased increased lipid disorder by band the band Figure 8. FTIR spectra in second derivativemode mode showing showing the lipid disorder by the includes all the samples considered in the study. As a qualitative case, the average and standardized shifts the acyl lipid–CH acyl2 –CH 2 bands in samples exposed toinAs in June and July. This FTIR plot shiftsspectrum of theoflipid bands in samples exposed to As June and July. This FTIR plot includes of each sample was considered. “J10” and “J20” are June samples treated with As 10 and includes allconsidered the samplesin considered inAs theastudy. As a qualitative case, the average and standardized all the samples the study. qualitative case, the average and standardized spectrum −1 20 g·L , respectively. “JL10” and “JL20” are July samples treated with As 10 and 30 g·L−1, spectrum each sample was considered. “J10” and “J20” samples are June samples treated with 1020 and of each sampleofwas and colour “J20” are June treated with where As 10 As and g ·L−1 , respectively. The considered. arrows (with“J10” the same of the sample) show the ranges the band 101 and 30 g·L−1, 20 g·L−1, respectively. “JL10” and “JL20” are July samples treated with As − respectively. “JL10” “JL20” arewith Julyrespect samples treated As 10 and 30 g·L , respectively. The shape changes areand more relevant to the controlwith samples. respectively. The arrows (with the same colour of the sample) show the ranges where the band arrows (with the same colour of the sample) show the ranges where the band shape changes are more shape changes are more relevant with respect to the control samples. relevant with respect to the control samples. Figure 6. The results confirm the time dependent effect, already shown by the FTIR results. For the June samples, we observed the reduction of the IntOHCONH parameter which is due to the combination bands (i.e., hydrogen bonds) among the proteins and polysaccharides (Table 2). These reduction-changes, about 15%, agree with the almost significant variation of the PO parameter measured by FTIR spectroscopy (Figure 6) and with the structural changes, linked to protein denaturation, J. Imaging 2017, 3, 11 detected by the second derivative FTIR spectroscopy (Figure 7). 11 of 13 The Met1overt parameter measured in the 6000 to 5600 cm−1 range belongs to the first overtone bands of the –CH3 and –CH2 groups of aliphatic chains in lipid compounds (Table 2). This change is 4.1.3.significant FTNIR Results (roughly 50%), and agrees with the lipid disorder already observed by the FTIR spectroscopy results shown in Figure 5E, and in more detail with the acyl bands of Figure 8 Figure 9 reports the values of IntHCONH and Met1overt for the same samples shown in Figure 6. describing the lipid disorder induced by the As exposure. The results confirm thesamples, time dependent effect, already by theincrease FTIR results. samples, For the July the IntOHCONH value shown had a great (FigureFor 9). the ThisJune finding we observed the reduction the IntOHCONH parameter which is due to the combination bands (i.e., agrees with the proteinofdenaturation detected by the FTIR spectroscopy showing the transitions hydrogen bonds) amongand thethe proteins (Table 2). These between the β-sheet randomand coil polysaccharides structure re-arrangement among thereduction-changes, alpha helix structuresabout 7). The parametervariation related toofthe contents by shows negative 15%, (Figure agree with theMet1overt almost significant thelipid PO structures parameterand measured FTIRa spectroscopy change, close to 50%, comparable with those observed for the June samples. This result shows (Figure 6) and with the structural changes, linked to protein denaturation, detected by thethat second FTNIRFTIR spectroscopy can support derivative spectroscopy (Figurethe 7).evidence of lipid disorder effects already shown by the FTIR spectra of Figure 8. % Band area variaiton 10 g /L 0 -1 0 M e t1 o v e r t I n tO H C O N H -2 0 -3 0 -4 0 -5 0 -6 0 20 g /L % Band area variaition 20 g /L 600 500 400 300 200 100 0 -1 0 0 -2 0 0 M e t1 o v e r t 30 g /L I n tO H C O N H Figure 9. Bar charts of the bandarea areavariation variation with with respect sample observed in thein the Figure 9. Bar charts of the band respecttotothe thecontrol control sample observed FTNIR spectra for As the exposure As exposure of the June (upper)and andJuly July(bottom) (bottom) plots. plots. Here, FTNIR spectra for the of the June (upper) Here, the theresults resultsare are the the average of the three replicated spectra for each As exposure. average of the three replicated spectra for each As exposure. 5. Conclusions The Met1overt parameter measured in the 6000 to 5600 cm−1 range belongs to the first overtone The proposed method based on the computer assisted examination of FTIR and FTNIR spectra bands of the –CH3 and –CH2 groups of aliphatic chains in lipid compounds (Table 2). This change is allows the easy and fast investigation of molecular changes and damages caused in living cells by significant (roughly 50%), and agrees with the lipid disorder already observed by the FTIR spectroscopy pollutant exposures. By examining specific cell parameters in the FTIR spectra, molecular results shown in Figure 5, DNA, and inRNA, more detail thestructures acyl bands of Figure 8 describing the lipid modifications related to lipid, andwith protein in Vicia faba roots can be detected. disorder induced by the As exposure. In our opinion, this is a peculiar effort to assess specific molecular damages caused by pollutant For the July samples,with the IntOHCONH value hadFTNIR a greatspectroscopy increase (Figure 9).able Thistofinding agrees exposure. However, a reduced contribution, is also provide with the protein denaturation detected by the FTIR spectroscopy showing the transitions between the β-sheet and the random coil structure re-arrangement among the alpha helix structures (Figure 7). The Met1overt parameter related to the lipid structures and contents shows a negative change, close to 50%, comparable with those observed for the June samples. This result shows that FTNIR spectroscopy can support the evidence of lipid disorder effects already shown by the FTIR spectra of Figure 8. 5. Conclusions The proposed method based on the computer assisted examination of FTIR and FTNIR spectra allows the easy and fast investigation of molecular changes and damages caused in living cells by pollutant exposures. By examining specific cell parameters in the FTIR spectra, molecular modifications related to DNA, RNA, lipid, and protein structures in Vicia faba roots can be detected. In our opinion, this is a peculiar effort to assess specific molecular damages caused by pollutant exposure. However, J. Imaging 2017, 3, 11 12 of 13 with a reduced contribution, FTNIR spectroscopy is also able to provide supporting data regarding molecular damage in living cells, related to protein denaturation and lipid disorder in Vicia faba roots. 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