vol. 161, no. 4 the american naturalist april 2003 The Evolution of Androgenesis Mark J. McKone* and Stacey L. Halpern† Department of Biology, Carleton College, Northfield, Minnesota 55057 Submitted May 23, 2002; Accepted September 12, 2002; Electronically published March 28, 2003 abstract: It is well known that some species produce offspring carrying only female chromosomes by processes such as apomixis and parthenogenesis (generically termed “gynogenesis”). There are also several cases of natural reproduction by androgenesis in which diploid offspring carry nuclear chromosomes from only the male parent. We used population genetics models to investigate the conditions for invasion of rare androgenesis alleles and the consequences of their spread. Our models predict that androgenesis alleles often spread to fixation. If fixation causes the loss of females or female function in the population, population extinction occurs. Therefore, androgenesis alleles represent a new class of selfish genetic elements. Extinction is more likely in dioecious species than in hermaphrodites. Within dioecious species, extinction is more likely when androgenesis occurs via paternal apomixis (vs. fusion or doubling of haploid nuclei) and when females are the heterogametic sex (vs. male heterogamety). The apparent rarity of androgenesis compared to gynogenesis could be because androgenesis is harder to detect and more often leads to population extinction. Also, there could be greater evolutionary constraints on the origin of mutations for androgenesis. We suggest characteristics of groups in which further cases of androgenesis are more likely to be found. Keywords: androgenesis, breeding system evolution, gynogenesis, extinction, selfish genetic element, uniparental reproduction. There are a variety of reproductive systems in which diploid offspring are produced that carry chromosomes from only the female parent (Bell 1982; Suomalainen et al. 1987), herein referred to collectively as “gynogenesis.” (The term “gynogenesis” is used in different ways by different authors. For example, in the literature on some unisexual fish, gynogenesis is used to describe a repro* Corresponding author; e-mail: [email protected]. † Present address: Department of Ecology, Evolution, and Behavior, University of Minnesota, St. Paul, Minnesota 55108. Am. Nat. 2003. Vol. 161, pp. 641–656. 䉷 2003 by The University of Chicago. 0003-0147/2003/16104-020203$15.00. All rights reserved. ductive system in which a diploid egg is produced apomictically but requires sperm fusion (without male genetic contribution) before it begins development (Vrijenhoek 1994). Following Stenseth et al. (1985), we would classify such reproduction as “pseudogamous gynogenesis” and retain “gynogenesis” as a more general term.) Well-known examples of gynogenesis include parthenogenetic animals such as rotifers (Mark Welch and Meselson 2000) and whiptail lizards (Cnemidophorus; Moritz et al. 1992) as well as apomictic plants such as dandelions (Taraxacum spp.) and hawthorns (Crataegus; Richards 1986). An active empirical and theoretical literature has explored the conditions for the evolution of gynogenesis, and investigations of the evolutionary fate of gynogenetic lineages have played a leading role in recent arguments about the adaptive significance of sexual versus asexual reproduction (Lively 1992; Mogie 1992; Hanley et al. 1995; Vrijenhoek and Pfeiler 1997). “Androgenesis” is defined as reproduction in which diploid offspring carry nuclear chromosomes from only the male parent. In contrast to various forms of gynogenesis, most biologists apparently have not considered androgenesis as even a hypothetical possibility. This neglect could be partly because the nature of oogamy makes it hard to imagine how a male gamete could provision a developing embryo. However, androgenesis occurs in at least three kinds of organisms from two kingdoms. These natural examples of androgenesis motivated us to model the evolutionary dynamics of this reproductive system, to consider reasons that androgenesis is apparently rare relative to gynogenesis, and to suggest circumstances in which to seek further examples of androgenesis. Known Cases of Androgenesis Androgenesis has been demonstrated in three types of organism (table 1). Several species of freshwater clams in the genus Corbicula (family Corbiculidae) apparently reproduce solely by androgenesis (Komaru et al. 1998; Byrne et al. 2000; Qiu et al. 2001). The sperm of these species have the DNA content of somatic cells (Komaru et al. 1997; Komaru and Konishi 1999) and presumably arise by an ameiotic process. After sperm enter the egg, the 642 The American Naturalist Table 1: Characteristics of organisms known to reproduce regularly and spontaneously by androgenesis Organism Several Corbicula species Cupressus dupreziana Bacillus rossius and Bacillus grandii hybrids Type Breeding system Source of diploidy in androgenesis Freshwater clam Long-lived conifer Stick insect Hermaphrodite Hermaphrodite Dioecious, with XO males and XX females Diploid sperm Diploid pollen Fusion of haploid sperm pronuclei in egg Note: See text for references. In Bacillus, there is also a second type of androgenesis in which offspring are produced via diploid sperm. entire female nuclear genome is extruded from the zygote in polar bodies (Komaru et al. 1998, 2000). Based on available phylogenetic analysis and the distribution of character states (Konishi et al. 1998; Siripattrawan et al. 2000), androgenesis within the genus Corbicula occurs in lineages with the derived traits of biflagellate sperm (vs. uniflagellate ancestors), hermaphroditism (vs. dioecious ancestors), and brooding of young (vs. nonbrooding ancestors). Considerable variation in ploidy exists among species and populations of Corbicula, but androgenetic reproduction is known in diploid, triploid, and tetraploid forms (Komaru and Konishi 1999; Qiu et al. 2001). Current evidence suggests that the higher ploidy levels arose after the origin of androgenetic reproduction (Qiu et al. 2001). Cupressus dupreziana (Saharan cypress tree; family Cupressaceae) is the only plant species known to reproduce typically by androgenesis (Pichot et al. 2001). The pollen of C. dupreziana is diploid (Pichot and El Maâtaoui 2000). Microspores are produced by irregular meiosis (El Maâtaoui and Pichot 2001), which often produces unreduced pollen. Seeds of C. dupreziana often lack electrophoretic alleles of the maternal tree (Pichot et al. 2000), so it is likely that the diploid pollen is the sole source of nuclear genes in the embryo. Only a small proportion (∼10%) of C. dupreziana seeds contain a viable embryo (Pichot et al. 1998). At present, C. dupreziana is very rare and occurs only in a small area of the Sahara Desert in Algeria (Stewart 1969; Pichot et al. 2001). Remarkably, the diploid pollen of C. dupreziana also can develop successfully within the ovule of the closely related species Cupressus sempervirens (Pichot et al. 2001). Androgenesis also occurs in stick insects in the genus Bacillus (order Phasmatodea, family Bacillidae), although current information suggests that it is not the typical breeding system for any species. In some locations in Sicily, there are persistent hybrids between Bacillus rossius and Bacillus grandii (Mantovani and Scali 1992; Mantovani et al. 1999). Reproduction in the hybrids occurs by several means, rarely including androgenesis of two kinds. The first occurs when hybrid females backcross with males of one of the ancestral species (Mantovani and Scali 1992; Tinti and Scali 1995, 1996). During androgenesis, the nu- clear genome of eggs of hybrid females degenerates and is lost; the diploid offspring carry only paternal alleles (Mantovani and Scali 1992; Tinti and Scali 1996). The most likely mechanism to produce such an embryo’s diploid genome is fusion of haploid sperm (Tinti and Scali 1996). After multiple sperm enter the Bacillus egg, two sperm nuclei apparently fuse to produce the diploid nucleus of the zygote (Tinti and Scali 1996). The mitochondria of the egg remains in the zygote, so the offspring have entirely maternal mitochondrial genes and entirely paternal nuclear genes (Mantovani et al. 1999). This form of androgenesis produces both male and female offspring (Mantovani and Scali 1992; Tinti and Scali 1996). The second type of androgenesis has been observed when hybrid Bacillus males produce all-male progeny that are genetically identical to the father (Tinti and Scali 1995). Presumably the sperm are diploid in this case. Androgenesis of both types occurs at low frequency in controlled crosses, and offspring produced by androgenesis have low survivorship (Mantovani and Scali 1992). Though the evidence for androgenesis is strongest in crosses involving Bacillus hybrids, Tinti et al. (1995) suggest that it could occur rarely in nonhybrids as well. Spontaneous androgenesis also has been observed as a rare event in other well-studied organisms. For example, androgenesis by apomixis occurs spontaneously at low frequency in some controlled crosses in the plant Brassica napus (Chen and Heneen 1989). In Drosophila melanogaster, androgenesis sometimes occurs in a line that carries a mutation affecting chromosome disjunction during cell division (Komma and Endow 1995). The offspring are produced by a process that doubles the ploidy of a haploid cell produced by meiosis (Komma and Endow 1995). Such haploid doubling results in homozygosity at all loci, and all offspring are female (because YY embryos are not viable). In addition to these spontaneous cases, androgenesis is used commonly in artificial breeding of a variety of multicellular organisms, especially angiosperms and teleost fish. In angiosperms, it is relatively simple to induce haploid microspores to develop into embryos by various forms of stress (Touraev et al. 1997; Chupeau et al. 1998). Such microspore embyrogenesis can result in a haploid spo- Evolution of Androgenesis rophyte plant, or alternatively it can result in a diploid sporophyte after a doubling of the haploid genome (Touraev et al. 1997; Beckert 1998; Pechan and Smýkal 2001). Doubling of haploids occurs spontaneously at variable but low frequencies in most plants, but the rate can be greatly increased by chemical treatment (Hansen and Andersen 1998). In fish, the most common technique to induce androgenesis (Ihssen et al. 1990; Corley-Smith et al. 1996; Bercsényi et al. 1998) is to destroy the maternal genome in the egg by irradiation, to allow fertilization by haploid sperm, and to prevent the first mitotic division of the zygote by a stress such as heat shock or high pressure. The result is a diploid embryo from a doubled, haploid, paternal genome. Models There has been no formal exploration of the evolutionary dynamics of androgenesis. Here we use population genetics models to investigate the conditions under which androgenesis could invade a nonandrogenetic population and the consequences of the spread of androgenesis alleles. In particular, we consider how the evolution of androgenesis would be affected by whether a species is hermaphroditic or dioecious, whether androgenesis alleles are dominant or recessive, different means of achieving offspring diploidy through the male line (apomixis, fusion of haploids, doubling of haploids), and heterogametic male (XY) versus heterogametic female (ZW) systems of sex determination in dioecious species. We had multicellular animals and land plants in mind as we developed the models. We generically refer to production of diploid androgenetic sperm in both plants and animals, although it is likely that the other nuclei of the male gametophyte would be diploid in androgenetic plants. The nature of inheritance of androgenesis is not known for the three established cases, but parthenogenesis can be determined by a single allele or only a few alleles (Richards 1986; Mogie 1992; Grossniklaus et al. 2001), so single-gene models are appropriate. In contrast to sperm-independent gynogenesis, the known cases suggest that the process of androgenesis requires either eggs or ovules to provide the resources for developing offspring produced by androgenesis. The diploid pollen of Cupressus dupreziana develops within female cones, and the offspring produced by androgenesis in both Corbicula and Bacillus develop within eggs after loss of the maternal genome. Thus, our models assume that female resources limit the capacity for androgenetic reproduction within a population. To determine the fate of androgenesis alleles, it is necessary to know the impact of these alleles on fitness of the carriers. For male fitness, we assigned a value of 1.0 to 643 average male fitness of nonandrogenetic phenotypes and defined wm to be the average male fitness of androgenetic individuals. (An “androgenetic individual” or “androgen” herein refers to an individual that reproduces by means of androgenesis; we refer to the resulting offspring as “produced by androgenesis.”) We assume that the fitness of offspring produced by androgenesis will be determined by their genotype, not their means of production. We know of no measurements of wm in androgenetic species, so we determined the effect of varying values on success of androgenesis alleles. Some mechanisms of achieving androgenesis could disrupt meiosis or cause inbreeding, which could lead to wm ! 1. Other circumstances could produce wm 1 1. For instance, if androgenesis disrupts or prevents female reproduction in a hermaphrodite, resources might be reallocated from female to male reproduction and thus increase male reproductive success in androgenetic individuals. Analogously, reallocation to female function has been proposed to occur in male-sterile plants compared to conspecific hermaphrodites (Darwin 1877; Lewis 1941), a pattern that has been observed in the male-sterile forms of a number of gynodioecious species (Delph 1990; Ashman 1994; Poot 1997). In hermaphrodites, it is important also to consider how female fitness is affected by the androgenetic phenotype because androgenetic individuals could also pass on genes for androgenesis via female reproduction. In plants, gynogenesis has a range of effects on pollen production of hermaphrodites. Because it is common for apomictic gynogenetic plants to undergo typical meiosis in pollen production (reviewed by Mogie 1992), we assumed that female reproduction occurs by normal meiosis in androgenetic individuals. We assigned a value of 1.0 to average female fitness of nonandrogenetic individuals and defined wf to be the average female fitness of androgenetic individuals. It is not known how the ability to produce offspring by androgenesis would affect the female reproductive success of hermaphrodites. Because of possible disruptive effects of androgenesis mutations on female reproduction, we assume that it would be unlikely for androgenesis to increase wf above 1, and so we consider only circumstances where wf ≤ 1.0. Counterintuitively, wf can be a factor in the evolution of androgenesis even in dioecious species. This is because some mechanisms of androgenesis can produce female individuals that carry androgenesis alleles (table 2). In each case below, we determined the values of wm and wf that would allow rare androgenesis alleles to invade a population. Once these invasion criteria were known, we used the rules of inheritance and simple iteration algorithms (fig. 1; table 2) in an Excel spreadsheet to determine the fate of invading alleles once they begin to increase in frequency. 644 The American Naturalist Table 2: Offspring genotypes produced by androgenetic males that are heterozygous for a dominant androgenesis allele designated A (parental androgen genotype AAXY) Mechanism of androgenesis Apomixis Fusion of haploid nuclei after meiosis Doubling of haploid genome after meiosis Offspring genotypes (% among nonlethal types) AAXY (100) AAXX (8.3) AAXX (16.7) AA XX (8.3) AAXY (16.7) AAXY (33.3) AA XY (16.7) AAYY (lethal) AAYY (lethal) AA YY (lethal) AAXX (50) AA XX (50) AAYY (lethal) AA YY (lethal) Offspring sex ratio Offspring that carry A 100% male 33.3% female 100% 75% 66.7% male … 100% female 50% … Note: If A were recessive, only AA individuals would reproduce by androgenesis, and these would produce only AA offspring. Sex ratios produced by androgenetic males homozygous for A would be as shown in the table, regardless of whether A were dominant or recessive. Hermaphrodites We initially consider the case of androgenesis by apomixis because this is the type known in both Corbicula spp. and C. dupreziana. In hermaphrodites (including all cosexual plants), androgenesis alleles can spread via either male or female reproduction. To determine the conditions for successful invasion by androgenesis alleles, we seek the conditions under which the sum of male and female fitness of an androgenetic individual exceeds the sum of male and female fitness of a nonandrogenetic individual. Suppose that A designates an invading androgenesis allele and A designates an allele for normal nonandrogenetic reproduction. Because male reproduction occurs without meiosis, each offspring produced by androgenesis carries twice the number of paternal genes expected during sexual reproduction. For example, if A is recessive and rare, each offspring produced via male reproduction by an AA individual carries two A alleles (fig. 1). This is twice the number of A alleles expected under Mendelian inheritance when A is rare. Similarly, if A is dominant, each offspring produced via male reproduction of an AA individual carries one A allele. Under Mendelian inheritance, only half the offspring of an AA parent would carry the A allele when A is rare. Thus, the male fitness of an androgenetic hermaphrodite is twice the number of offspring produced by male reproduction (2wm). The female fitness of an androgenetic individual (via normal meiosis and production of haploid eggs) is wf . The total fitness of individual androgenetic hermaphrodites then is 2wm ⫹ wf . Nonandrogenetic individuals have a male fitness of 1 (by definition) and a female fitness of 1 (by definition), so the fitness of an- drogenetic individuals must exceed 2 for successful invasion. These conditions can be written as wm ⫹ () wf 1 1. 2 (1) It is possible that androgenesis in hermaphrodites could occur by means other than apomixis (see “Fusion of Haploids” and “Doubling of Haploids”) Although such mechanisms produce offspring that are not identical to the paternal parent, the invasion criteria (eq. [1]) are the same as for apomixis. This follows from the essential fact that all mechanisms of androgenesis result in androgenetic hermaphrodites having a male fitness of 2wm (offspring carry twice the number of paternal genes expected under Mendelian inheritance) and a female fitness of wf . Outcome of invasion by androgenesis alleles in hermaphrodites. If the combination of wm and wf allows invasion by androgenesis alleles (eq. [1]; fig. 2A), simulations show that they spread to fixation (fig. 2B, 2C). The outcome is the same whether the androgenesis allele is dominant or recessive, although dominant alleles increase in frequency more rapidly. If the androgenesis phenotype has little effect on female fitness (wf near 1), androgenesis alleles will spread to fixation even if male reproductive success is greatly reduced (values of wm approaching 0.50). If androgenesis completely disrupts female reproduction (wf p 0), androgenesis alleles still spread to fixation if there is some compensation in sperm production (wm 1 1). Under some circumstances, the fixation of androgenesis alleles is likely to cause population extinction. At point II Evolution of Androgenesis 1 wm 1 . 2 645 (2) Note that the fate of androgenesis alleles is not affected by wf . Simulations show that androgenesis alleles will spread to fixation as long as wm 1 1/2, with rate of fixation faster when the invading androgenesis allele is dominant than when it is recessive (fig. 3). The number of females in the population will decline to zero as the allele spreads (fig. 3B, 3C). Because the androgenetic males cannot reproduce without females, extinction of the population will occur when the androgenesis genotype spreads to fixation. Figure 1: Patterns of gamete production and inheritance for a recessive androgenesis allele A in a hermaphrodite. AA and AA individuals produce haploid sperm or pollen by typical meiosis. AA androgenetic individuals produce diploid sperm or pollen without meiosis. Maternal reproduction is assumed to be meiotic for all genotypes. Androgenetic individuals have male (wm) and female (wf) fitness assigned relative to 1.0 for nonandrogenetic individuals. in figure 2A, female fitness is severely reduced in androgenetic individuals, which reduces wf to only 0.05. When androgenesis spreads to fixation in the population (fig. 2C), all individuals in the population have this reduced female fitness and average offspring production drops by 95%. Such a severe drop in reproduction would certainly increase the likelihood of extinction. If wf p 0, extinction would be inevitable once the androgenesis alleles spread to fixation. Dioecy Apomixis. When sexes are separate (dioecy), the fate of androgenesis alleles depends on the mechanism of sex determination. We begin with XY sex determination (male heterogamety) and consider ZW (female heterogamety) separately. In the case of apomictic androgenesis, sperm are produced without meiosis and the offspring of androgenetic males have the genotype of the paternal parent (table 2). The androgenetic line acts as an asexual clone within the population. Androgenesis alleles will be able to invade as long as the proportion of males that are androgenetic increases when the alleles are rare. Androgenetic males produce wm offspring, all of which are male. Nonandrogenetic males have a fitness of 1, and half of their offspring are male. The proportion of androgenetic males in the population will increase when Fusion of Haploids. Diploid sperm also could be produced by fusion of male haploid cells after meiosis, which can dramatically change the outcome of selection on androgenesis alleles. When there is XY sex determination, random fusion of haploid cells from an androgenetic male produces XX, XY, and YY cells in the ratio 1 : 2 : 1. Assuming inviability of YY cells, one-third of the offspring of androgenetic males are females (table 2) that can carry androgenesis alleles. Thus, unlike the case of apomixis (fig. 3), wf is relevant in determining the outcome of selection. Androgenesis alleles spread if the average fitness of androgenetic individuals exceeds the average fitness of nonandrogenetic individuals (which is 1 for both males and females, by definition). Each generation a new cohort of androgenetic individuals is produced from nonandrogenetic parents. If the androgenesis allele A is recessive, a cohort of AA individuals is produced each generation by fusion of A sperm and A eggs from heterozygotes. If A is dominant, a cohort of AA individuals is produced each generation when A eggs produced by meiosis in heterozygous females (themselves a product of sperm fusion; see table 2) are fertilized by A sperm. These cohorts of androgenetic individuals are half male and half female, so the average fitness of individuals in the cohort is the mean of the fitness of male and female androgenetic individuals. Each female in the cohort has a fitness of wf via meiotically produced haploid eggs. Each male in the cohort produces wm offspring by androgenesis, and these offspring carry twice the number of paternal genes expected under Mendelian inheritance. However, the ultimate fitness of each male in the cohort is not simply 2wm, as is the case for hermaphrodites. An androgenetic male’s offspring are two-thirds male and one-third female, and the sexes differ in fitness; their offspring in turn will be affected by wm and wf as male and female descendents are produced through succeeding generations. To determine how these multiple generations affect the frequency of androgenesis alleles in the descendents of an androgenetic male, we use the fact that the frequency of A will increase only if there 646 The American Naturalist Figure 2: Androgenesis genes in a hermaphrodite population. A, Fate of androgenesis alleles as a function of wm (male fitness of androgenetic relative to nonandrogenetic individuals) and wf (female fitness of androgenetic relative to nonandrogenetic individuals). B, C, Time course for the spread of androgenesis alleles and the change in relative number of offspring produced in the population for (B) the fitness values at point I in A and for (C) the fitness values at point II in A. The androgenesis allele has an initial frequency of 0.05 and is recessive. Once androgenesis is fixed, the number of offspring produced is reduced because wf ! 1 in both cases. As indicated by density of horizontal lines in A, the risk of population extinction increases as wf becomes smaller. is a long-term gain in A alleles to balance the loss of alleles by production of one-third females by each androgenetic male in the cohort in the first generation. (A alleles are reduced in frequency when they are expressed in females because we assume that wf-1.) The number of alleles lost via female offspring production is the product of the number of alleles in each androgenetic male’s offspring (2wm), the proportion of females in those offspring (one-third), and the gene loss per female (1 ⫺ wf). This product represents the A alleles that must be replaced by subsequent generations of the male’s descendents to allow invasion and is added to 2wm to give the total contribution of A alleles by each androgenetic male in the cohort. For successful invasion, the mean of female fitness, wf, and male fitness, 2wm ⫹ [2wm(1 ⫺ wf)]/3, in an androgenetic cohort must exceed 1 (the fitness of nonandrogenetic individuals). After minor rearrangement the equation is 8wm ⫺ 2wmwf ⫹ 3wf 1 6. (3) Outcome of invasion by androgenesis caused by fusion of haploids. Simulations show that once androgenesis alleles invade, they rapidly spread to fixation (fig. 4B). The alleles fix more rapidly when A is dominant. The spread of androgenesis does not necessarily lead to extinction because androgenetic males always produce one-third female offspring (fig. 4C). As in the hermaphrodite case, extinction could occur if wf is relatively small. For example, at point II in figure 4A, wf is 0.05 and wm is 0.85. Once the androgenesis allele has become fixed, the number of offspring per individual in the population is only 5% of the initial value (fig. 4D) and extinction could occur because of limited recruitment or demographic stochasticity. If wm 1 0.75, androgenesis alleles spread even when wf p 0; extinction would follow because no offspring would be produced after fixation of A. Doubling of Haploids. A third mechanism that produces diploid sperm is the doubling of ploidy within a postmeiotic haploid cell. When there is XY sex determination, haploid doubling produces half XX sperm and half YY sperm. Because we assume that YY sperm are inviable, all offspring produced by androgenetic males are females (ta- Evolution of Androgenesis 647 Figure 3: Androgenesis alleles in a dioecious population with apomictic production of pollen or sperm. A, Fate of androgenesis alleles as a function of wm (male fitness of androgenetic relative to nonandrogenetic individuals) and wf (female fitness of androgenetic relative to nonandrogenetic individuals). B, C, The rate of spread of androgenesis alleles and the change in relative number of offspring produced in the population for the cases of (B) a recessive A and (C) a dominant A. For the simulations, we assumed the conditions at point I in A (wm p 0.6, wf p 0.1) and an initial frequency of 0.05 for the androgenesis allele. The sex ratio becomes increasingly male biased as the androgenesis allele spreads (B, C). Extinction occurs when androgenesis is fixed and no females remain in the population. ble 2). These females carry androgenesis alleles, and so wf is important in determining the fate of the invading alleles in the population. As in the case of fusion of haploids, we again consider a cohort of androgenetic individuals newly formed from nonandrogenetic parents. Half of this cohort is female, and each female has a fitness of wf . Each male in the cohort produces wm offspring by androgenesis, and each offspring carries twice the number of paternal alleles expected under Mendelian inheritance. But the males in the cohort ultimately do not have a fitness of 2wm because all of their offspring are females (no XY offspring can result from haploid doubling; table 2), which each have a fitness of wf . The individual fitness of each male in the cohort is therefore 2wmwf . For successful invasion, the average of the fitness of males (2wmwf) and the fitness of females (wf) in an androgenetic cohort must exceed 1 (the fitness of nonandrogenetic individuals). Thus, androgenesis alleles can invade if wmwf ⫹ () wf 1 1. 2 (4) Outcome of invasion by androgenesis caused by doubling of haploids. The values of wm and wf that allow invasion by an androgenesis allele are more restrictive than previous cases (fig. 5A). Androgenesis only succeeds with relatively high values of wf , which makes population extinction unlikely. Moreover, simulations show that even when conditions allow invasion, the androgenesis alleles do not spread to fixation. Instead, a stable polymorphism occurs at intermediate frequencies of A and A (fig. 5B). Because androgenetic males produce only female offspring, the sex ratio becomes female biased as the androgenesis allele spreads (fig. 5C). The increased proportion of females in turn can increase per capita offspring production even when wf ! 1.0 (fig. 5C). ZW Sex Determination. When females are the heterogametic sex (ZW), the effects of androgenesis on the sex ratio do not depend on the mechanism of production of diploid sperm (apomixis, fusion of haploids, or doubling of haploids). This is because diploid sperm are always ZZ, and so androgenetic males produce only male offspring. There is not the added complexity of production of females 648 The American Naturalist Figure 4: Androgenesis alleles in a dioecious population in which diploidy is achieved by fusion of postmeiotic haploid sperm or pollen nuclei. A, Fate of androgenesis alleles as a function of wm (male fitness of androgenetic relative to nonandrogenetic individuals) and wf (female fitness of androgenetic relative to nonandrogenetic individuals). B, Time course for the spread of androgenesis alleles for the fitness values at points I (wm p 0.65, wf p 0.9) and II (wm p 0.85, wf p 0.05) in A. The androgenesis allele has an initial frequency of 0.05 and is recessive. C, Change in sex ratio (as proportion females in the population) over time for the fitness values at points I and II in A. The sex ratio becomes only slightly male biased as the allele spreads because androgenesis by fusion produces one-third female offspring (table 2). D, Offspring production by the population over time for the fitness values at points I and II in A. The reduction in offspring production depends on the value of wf . As indicated by density of horizontal lines in A, the risk of population extinction increases as wf becomes smaller. by androgenetic males as occurs under male heterogamety in the cases of fusion of haploids or haploid doubling. No matter what the mechanism of androgenesis, homogametic androgenetic males produce only male offspring that each have a fitness of wm. Nonandrogenetic individuals produce only half male offspring that each have a fitness of 1. So the proportion of males that are androgenetic will increase as long as wm 1 1/2 (fig. 3). Whichever mechanism produces diploid sperm in dioecious species with female heterogamety, the fixation of androgenesis alleles causes extinction because no females then remain in the population. Discussion If androgenesis mutations arise in a population, our models predict that they will often spread rapidly to fixation. Fixation of androgenesis alleles would cause immediate extinction of a population under some circumstances, and therefore, such alleles represent a new class of selfish genetic elements (Werren et al. 1988). Other selfish genetic elements that can spread within populations but then cause extinction include sex chromosomes with meiotic drive (Hamilton 1967; Lyttle 1977; Jaenike 2001) and cytoplasmic male sterility (Lewis 1941; Frank 1989; Couvet et al. 1998). In all cases we analyzed, the fitness values that allow successful invasion by an androgenesis allele are the same whether the allele is dominant or recessive. Dominant alleles always spread more quickly (cf. fig. 3A with 3B), as expected. The fate of androgenesis alleles is always affected by relative male fitness (wm) of androgenetic individuals and Evolution of Androgenesis 649 Figure 5: Androgenesis alleles in a dioecious population in which diploidy is achieved by postmeiotic doubling of haploid sperm or pollen nuclei. A, Fate of androgenesis alleles as a function of wm (male fitness of androgenetic relative to nonandrogenetic individuals) and wf (female fitness of androgenetic relative to nonandrogenetic individuals). B, Time course for the spread of an androgenesis allele when at wm p wf p 0.9 (point I in A). The androgenesis allele has an initial frequency of 0.05 and is recessive. A is able to invade but does not spread to fixation. C, Change in sex ratio (as proportion females in the population) and in offspring production by the population as A increases in frequency. In this case the sex ratio becomes more female biased as the androgenesis allele spreads because androgenesis by doubling produces only female offspring (table 2). As a result of the greater overall proportion of females, offspring production in the population increases as androgenesis spreads even though wf ! 1. is sometimes affected by relative female fitness of androgenetic individuals (wf). Together, these two parameters predict the conditions for successful invasion of androgenesis alleles into a population The process of androgenesis might reduce wm because of reduced sperm production. In apomictic androgenesis, a cell that would produce four sperm by complete meiosis might produce only two if a meiotic division is suppressed. This is analogous to the reduction in spore production in some asexual ferns relative to sexual forms (Mogie 1992). If androgenesis produces offspring by either fusion or doubling of haploid cells in dioecious species, a proportion of sperm (25% for fusion, 50% for doubling) will be YY (table 2) and therefore inviable. The effect of these losses during sperm production on wm will depend on the reproductive biology of the organism. For example, if females typically receive sperm from only one male, a reduction in sperm number may have little impact on realized male fitness. Androgenesis could also change wm if dispersal of male gametes or gametophytes were affected. The diploid pollen of Cupressus dupreziana is larger than the haploid pollen of closely related nonandrogenetic Cupressus species (Pichot and El Maâtaoui 2000); a positive correlation between pollen size and ploidy level is common in angiosperms (Muller 1979; Bretagnolle and Thompson 1995). Because C. dupreziana is wind pollinated, the larger size of diploid pollen could affect its range of dispersal and potentially reduce wm. Such potential reductions in wm may not necessarily prevent the spread of androgenesis alleles, however, because androgenesis can be successful even for relatively small values of both wm and wf . In addition to its importance in predicting the success of androgenesis alleles, wf strongly affects the risk of extinction once androgenesis spreads to fixation. In hermaphrodites, extinction will not necessarily occur in androgenetic populations because all individuals retain female reproductive capacity. However, a low value of wf could make an androgenetic population vulnerable to extinction once androgenesis was fixed. Two of the three 650 The American Naturalist known androgenesis cases occur in hermaphrodites, but apparently with different effects on female reproduction. In C. dupreziana, seed production is very low on the androgenetic trees (Pichot et al. 1998), and the population seems to be on the brink of extinction (Stewart 1969; Pichot et al. 2001). It is possible that C. dupreziana falls near point II of figure 2A so that androgenesis alleles could spread despite a large reduction in female fitness. Disruption of female meiosis in C. dupreziana is suggested by the diploid (and higher) DNA content found in its endosperm (Pichot et al. 1998), which is normally haploid in conifers because it is derived from the female gametophyte. It would be instructive to have quantitative estimates of wm and wf in C. dupreziana, perhaps by estimating components of male fitness (e.g., pollen production per tree, pollen viability, pollen dispersal) and female fitness (e.g., seed production per tree, seed size, seedling growth rate) in comparison to closely related nonandrogenetic Cupressus species. Because wf is apparently so low, we predict that wm would be relatively high. The situation appears quite different in Corbicula. Several of the androgenetic species have become invasive worldwide (McMahon 1983), which suggests that there is relatively little reduction in female reproductive success in these androgenetic hermaphrodites. So Corbicula could fall nearer to point I of figure 2A, where androgenesis successfully invades with only a slight reduction in female reproduction. As in Cupressus, it would be useful to estimate wm and wf by comparing components of male and female reproductive success between closely related androgenetic and nonandrogenetic forms. In dioecious species, the spread of androgenesis alleles is more likely to cause extinction. When androgenesis occurs by apomixis, the increase in frequency of androgenesis alleles inevitably is accompanied by a decrease in the number of females in the population (fig. 3). The androgenesis alleles act as sex-ratio distorters because apomictic androgenetic reproduction produces exclusively male offspring. Once androgenesis is fixed in the population, there are no females, and reproduction by androgenesis is no longer possible. Extinction is less likely when androgenesis is not apomictic. Androgenesis via fusion of haploid sperm only leads to extinction when wf is severely reduced (fig. 4A). Androgenesis apparently occurs by fusion of haploid sperm in the stick insect Bacillus, the only case of androgenesis currently known in a dioecious species. Bacillus has heterogametic males (though XO rather than XY), and offspring of both sexes are produced after androgenesis (Tinti and Scali 1995). So far androgenesis does not seem to have spread to fixation in a Bacillus species but occurs only rarely when hybrid females are crossed to a male from one of the ancestral species. It may be that wf and wm are too low to allow androgenesis to spread more widely in Bacillus. Haploid doubling seems to be the type of androgenesis least likely to invade a population successfully. First, the values of wm and wf necessary for successful invasion are higher than for the other types of androgenesis (fig. 5A). In addition, the process of haploid doubling produces a diploid that is homozygous at all loci, so severe inbreeding depression would result from the expression of any deleterious recessive alleles present in the genome (Suomalainen et al. 1987; Komma and Endow 1995; Corley-Smith and Brandhorst 1999). With haploid doubling, androgenesis alleles do not spread to fixation even when they are able to invade (fig. 5B). Unlike the situation in species with XY sex determination, the source of diploidy (apomixis, fusion of haploids, haploid doubling) has no effect on the evolution of androgenesis in species with ZW sex determination. Extinction is inevitable if fixation occurs, which suggests that androgenesis poses a greater risk of extinction should it arise in species with ZW sex determination, such as birds, insects in the order Lepidoptera, and a variety of other animals and plants (Bull 1983). Comparison with Gynogenesis Our conclusions about the conditions for spread of androgenesis alleles have some similarities to the predictions for gynogenetic apomixis. For example, androgenetic apomixis can invade a dioecious species whenever wm 1 1/2 (fig. 3), which is analogous to the classical conclusion that all-female asexual genotypes will have twice the reproductive capacity of sexual forms (Williams 1975; Maynard Smith 1978). Gynogenetic apomixis alleles will spread rapidly in hermaphroditic populations as well as long as the fitness costs are not severe (Lloyd 1977; Charlesworth 1980; Marshall and Brown 1981). Mogie (1992) modeled the spread of gynogenetic apomixis alleles in hermaphrodite populations with consideration of how such alleles would affect both female ( f ) and male (m) fitness relative to sexual forms. His conclusion that asexual alleles will spread if f ⫹ (m/2) 1 1 (Mogie 1992, p. 76) is directly comparable to our conclusion that androgenesis alleles can invade if wm ⫹ (wf /2) 1 1. A critical difference between the evolution of androgenesis and gynogenesis is the risk of immediate extinction. Gynogenesis generally does not require the presence of males, so reproduction can still occur in populations fixed for gynogenesis alleles. In contrast, lack of females will cause populations fixed for androgenesis to become extinct in several of the cases we modeled. Pseudogamy (when contact with sperm or pollen is necessary to trigger gynogenesis but no male genes appear in offspring) is the Evolution of Androgenesis type of gynogenesis with evolutionary consequences most similar to androgenesis. Pseudogamous females cannot reproduce without the presence of males in the population just as androgenetic males cannot reproduce without females in the population. If pseudogamy became fixed in a population of a dioecious species, extinction would follow (Stenseth et al. 1985). Pseudogamous populations can survive in hermaphroditic species because male reproductive capacity is retained in all individuals (Noirot et al. 1997). If offspring are produced apomictically, the evolution of either gynogenesis or androgenesis within a population changes the type of reproduction from sexual to asexual. The evolutionary consequences of asexual versus sexual reproduction are much debated, but a growing body of theory and evidence suggests that there are circumstances in which asexual forms would have lower long-term survival (e.g., Gabriel and Bürger 2000; Lively and Dybdahl 2000). The persistence of apomictic forms, whether gynogenetic or androgenetic, would depend on the importance of these negative effects of asexual reproduction. Such consequences are not explicitly included in our models but ultimately could cause the loss of apomictic androgenesis. Even nonapomictic forms of gynogenesis and androgenesis (such as fusion of same-sex gametes or haploid doubling) would greatly limit genetic variation of offspring relative to sexual reproduction, which would have consequences comparable to obligate selfing. Why Is Androgenesis Apparently Rarer than Gynogenesis? Our models suggest that androgenesis alleles would be successful under a variety of conditions that seem realistic for at least some organisms and not very different from the conditions for success of gynogenesis. Yet gynogenesis occurs in many different clades of plants and animals (Bell 1982; Richards 1986; Suomalainen et al. 1987), and androgenesis is known from only three. There are a number of potential reasons for this disparity. Androgenesis could be harder to detect than gynogenesis. Unless the species is pseudogamous, potential cases of gynogenesis can be inferred from the ability of a female to reproduce in the absence of male gametes. The analogous inference does not work for androgenesis because androgenetic reproduction is not possible without eggs or ovules. Genetic or cytological analysis is necessary to detect androgenesis, as is the case for pseudogamous gynogenesis. Yet androgenesis has been found much less often than pseudogamous gynogenesis (Stenseth et al. 1985), so it would seem that difficulty of detection is not the only cause for the low number of documented androgenetic lineages. 651 Another possibility is that androgenesis and gynogenesis arise at similar rates, but androgenetic lines are lost more often to extinction. Immediate extinction follows the fixation of androgenesis alleles in several of our model scenarios, but fixation of gynogenesis does not directly cause extinction. This is a fundamental difference between androgenesis and gynogenesis and could be an important reason for the difference in their observed frequencies. Finally, it could be that the mutations necessary to produce an androgenetic genotype are less frequent than mutations for gynogenesis. If mutations for androgenesis are complex or would only occur in unusual circumstances, they simply may not have arisen in most organisms. At least four conditions must arise to produce a functional androgenetic mutation, and lack of any of these could prevent the origin of androgenesis. Diploidy from Paternal Chromosomes. There are two means to produce diploidy in known cases of androgenesis: apomixis and fusion of sperm. The apomictic production of diploid sperm or pollen could result from relatively small or few mutations in meiotic machinery (Richards 1986; Mogie 1992). The occasional production of diploid pollen is widespread in angiosperms and is often the result of heritable mutations in meiotic genes (Bretagnolle and Thompson 1995; Ramsey and Schemske 1998). Diploid sperm also arise spontaneously in animals. In humans, for example, diploid sperm occur at a frequency of 0.12%–0.77% (Shi and Martin 2000). Hybrid minnows in the genus Rutilus regularly produce viable diploid sperm (Alves et al. 1999). Such results suggest that mutations to produce diploid sperm or pollen without meiosis would arise relatively frequently. Diploidy could also result from fusion of sperm within an egg cell, as occurs in Bacillus. Polyspermy (entrance of multiple sperm into the egg) would be a precondition for such fusion. In taxa such as mammals, there is a block to polyspermy that acts at the level of the plasma membrane or cell surface coat (Jaffe and Gould 1985). Other organisms have “physiological polyspermy,” where multiple sperm typically enter the egg but there is an intracellular mechanism to prevent more than one sperm nucleus from fusing with the egg nucleus (Jaffe and Gould 1985). Physiological polyspermy occurs in some insects, molluscs, birds, salamanders, reptiles, and sharks (as reviewed by Rothschild 1954; Jaffe and Gould 1985). Polyspermy has also been observed in some plants (Vigfússon 1970), although apparently it is not the usual process of fertilization. In species in which multiple sperm enter the egg, there is at least the possibility of fusion of sperm within the egg to produce diploid offspring by androgenesis. Androgenesis by haploid doubling is so far not known in any wild species but has been found to occur sponta- 652 The American Naturalist neously in rare circumstances (Komma and Endow 1995). Because the conditions for spread of androgenesis from haploid doubling are quite restrictive (as discussed above), it seems unlikely that natural androgenesis of this type will be found in wild species. Embryogenesis without Normal Fertilization. In general, experience with artificial androgenesis suggests that there are few intrinsic barriers to cells becoming embryonic. In plants, only mild stress can shift the development of microspores from gametophytic to sporophytic to produce haploid sporophytes (Chupeau et al. 1998; Smýkal 2000). There is heritable variation in the tendency to become androgenetic in maize (Zea mays) and other crop plants (Beckert 1998). Thus, selection could act to increase the efficiency of androgenesis once it arises. Removal of Maternal Chromosomes. If the process of androgenesis occurs by means of fusion with an egg cell, as it does in both Corbicula and Bacillus, there will be a maternal set of nuclear chromosomes in the cell with the two paternal sets. The maternal genome must somehow be eliminated from the cell. This occurs by extrusion in the polar bodies in Corbicula (Komaru et al. 2000) and by degeneration of the egg nucleus in Bacillus (Tinti and Scali 1996). Mechanisms of elimination of entire parental genomes have evolved in other circumstances, such as in process of hybridogenesis in some vertebrates (Dawley 1989) and the psr selfish genetic element in the wasp Nasonia vitripennis (Nur et al. 1988). The molecular control of these events is not yet understood, so it is difficult to predict how complex their origin might be. Elimination of maternal genes is not necessary if androgenesis occurs without fusion with an egg cell. This seems to be the case in C. dupreziana, in which the diploid pollen travels to a female cone and presumably can develop into an embryo without fusion (Pichot et al. 2000). Retention or Acquisition of Mitochondria and Chloroplasts. In plants, androgenesis can succeed only if the new cell line has both mitochondria and chloroplasts. If plant androgenesis occurs via diploid pollen without fusion with a maternal cell, it seems that the mitochondria and chloroplasts in the embryo would have to be paternally inherited. Maternal inheritance of both organelles is widespread in angiosperms (Mogensen 1996), and it could be difficult to produce an androgenetic embryo from diploid pollen if the organelles cannot be paternally transmitted. Interestingly, the family Cupressaceae is characterized by paternal inheritance of both mitochondria and chloroplasts (Mogensen 1996), and it may not be a coincidence that the only known case of androgenesis in plants is a member of this family. Even in plants with strictly maternal inheritance of organelles under normal circumstances, the mechanisms for uniparental inheritance are quite variable and may affect the likelihood that organelles might be paternally inherited in an androgenetic genotype. For instance, if the organelles are excluded from the paternal line during early steps in pollen formation (Mogensen 1996), then they may not be present in an offspring produced by androgenesis. Alternatively, if paternal organelles are typically excluded from embryos at the time of gamete fusion (Mogensen 1996), then they may be present in embryos from pollen produced by androgenesis. When androgenesis occurs by fusion with an egg cell (as it does in Corbicula and Bacillus), then the organelles from the maternal line could be present in the zygote whether or not the paternal organelles persist. For example, mitochondria are maternally inherited in androgenetic Bacillus (Mantovani et al. 1999). As a result, the offspring have strictly paternal inheritance of nuclear genes and strictly maternal inheritance of mitochondrial genes. Evolutionary Responses to Androgenesis Responder Alleles. When selfish genetic elements invade populations, there is strong selection for responder genes to counter their effects (Hatcher 2000). For instance, there are responder alleles that counter both meiotic drive (Jaenike 2001; Montchamp-Moreau et al. 2001) and cytoplasmic male sterility (Saumitou-Laprade et al. 1994; Charlesworth and Laporte 1998; Schnabel and Wise 1998). If populations with androgenesis also typically have responder alleles that prevent the expression of androgenesis, detection of androgenesis could be difficult. Hybrids between species and populations could be more likely to have a selfish allele without a responder; many cases of cytoplasmic male sterility were first found in hybrids (Frank 1989). It is noteworthy that androgenesis in Bacillus was discovered in a hybrid form, and further examples of androgenesis might be found more easily in other hybrids. So far no alleles are known that specifically counter androgenesis. In species with internal fertilization, a potential type of responder allele would be one that allowed females to detect zygotes or embryos produced by androgenesis and block their successful development. The process of genomic imprinting causes gene expression in the offspring to be dependent on the parental source of a gene (Solter 1988). This process occurs in diverse organisms, including mammals (Bartolomei and Tilghman 1997), angiosperms (Haig and Westoby 1991), and insects (Lloyd 2000). Genomic imprinting could make it possible for a female to evolve the ability to reject any developing embryos that did not express maternally imprinted genes in order to prevent development of androgenetically produced offspring. Evolution of Androgenesis Reduction of Female Allocation in Androgenetic Hermaphrodites. Once androgenesis alleles spread to fixation in a hermaphroditic species, female reproductive effort is used to produce offspring that are genetically unrelated to the maternal “parent.” A similar situation occurs in gynogenetic hermaphrodites that reproduce by pseudogamous apomixis; because the only function of sperm then is to trigger development of the eggs, selection is predicted to reduce male allocation in pseudogamous species (Kirkendall and Stenseth 1990; Noirot et al. 1997; Weinzierl et al. 1998). Selection for progressively reduced sperm production could eventually cause extinction of a pseudogamous species once there is insufficient pollen or sperm to trigger apomictic reproduction (Kirkendall and Stenseth 1990; Noirot et al. 1997). However, loss of male function might not occur if there is “selfing” so that pollen or sperm from the same individual triggers its own female reproductive effort (Mogie 1992; Noirot et al. 1997). Similarly, there would be a fitness benefit to reduced female allocation in androgenetic hermaphrodites if such a reduction allowed resources to be used for other purposes (including male reproductive effort). Loss of female function in a population of androgenetic hermaphrodites could ultimately cause extinction of the population. However, by analogy with pseudogamous gynogenetic species, selection for reduced female function in androgenetic hermaphrodites could be prevented if androgenetic sperm or pollen develop within the eggs or ovules of the same individual. Such female investment in an individual’s own androgenetically produced offspring might occur in either Corbicula (if sperm usually fertilize eggs of the same clam) or C. dupreziana (if pollen usually develops within female cones of the same tree). In general, frequent selfing may prevent population extinction and stabilize androgenesis in hermaphrodites. Undiscovered Androgenesis? In conclusion, we predict that further cases of androgenesis will be found once the necessary genetic data on inheritance patterns are collected. Based on the constraints we have identified and the evolutionary dynamics of androgenesis alleles, new cases of androgenesis are more likely to be discovered in certain types of organisms. For example, two of the three currently known cases of androgenesis occur in hermaphrodites. Further examples in hermaphrodites are likely because the retention of female function reduces the probability of immediate extinction after fixation of androgenesis. In dioecious species, extinction is predicted if androgenesis invades a species with ZW sex determination (such as birds and butterflies), so androgenesis is more likely to be found in species with XY sex determination. Compared 653 to androgenesis by apomixis or haploid doubling, androgenesis by sperm fusion gives the greatest chance of both being able to invade successfully and to avoid extinction once it has spread to fixation (cf. figs. 3–5). Fusion of sperm cells outside the egg is a theoretical possibility but seems less likely than fusion within an egg after the sperm nuclei have been prepared for fusion by conversion to pronuclei. We therefore predict that stable cases of androgenesis will be more likely to be found in lineages with polyspermy because this allows two sperm pronuclei to be present in the same egg. For example, the newt Notophthalmus viridescens is regularly polyspermous, and its eggs will continue to develop with only sperm nuclei if the egg nucleus is artificially removed after fertilization (Kaylor 1937; Fankhauser and Moore 1941). For functional androgenesis to arise in such a system would require only the fusion of sperm nuclei and a mechanism to remove or destroy the maternal chromosomes in the egg. More information on the molecular mechanism of maternal chromosome loss in Corbicula and Bacillus might allow better predictions about how such mechanisms might arise. In cases where the androgenesis occurs without fusion with an egg, lack of mitochondria and chloroplasts in pollen or sperm could make it difficult for a successful androgenesis mutation to arise. 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