A contribution to the Challenge Program on Water & Food Project PN17 “Integrated Water Resource Management for Improved Rural Livelihoods: Managing risk, mitigating drought and improving water productivity in the water scarce Limpopo Basin” Socio-economic conditions and agricultural water management practices of smallholders in Quaternary Catchment B72A, Olifants River Basin, South Africa by Everisto Mapedza, Sylvie Moraradet, Christian Cheron, Manuel Magombeyi May 2008 Socio-economic conditions and agricultural water management practices of smallholders in Quaternary catchment B72A, Olifants River basin, South Africa Table of contents 1 INTRODUCTION ....................................................................................................................................... 4 2 PRESENTATION OF THE SOUTH AFRICAN STUDY SITE, B72A QUATERNARY CATCHMENT IN LIMPOPO PROVINCE....................................................................................................... 5 3 RESEARCH METHODS............................................................................................................................ 9 3.1 SUSTAINABLE LIVELIHOOD APPROACH AND TYPOLOGY OF FARMING / HOUSEHOLD SYSTEMS .............. 9 3.2 DATA COLLECTION ..............................................................................................................................10 Primary data.................................................................................................................................................10 Secondary data .............................................................................................................................................14 3.3 AVAILABLE SOCIO-ECONOMIC AND TECHNICAL DATA ON THE SITE .....................................................14 3.4 DATA ANALYSIS METHODS ..................................................................................................................15 4 RESULTS....................................................................................................................................................18 4.1 CHARACTERISTICS OF THE HOUSEHOLDS .............................................................................................18 Household size..............................................................................................................................................18 Age................................................................................................................................................................19 Gender of household head............................................................................................................................20 Marital status ...............................................................................................................................................21 Education level .............................................................................................................................................21 Family structure, HIV/AIDS and poverty .....................................................................................................24 Occupation ...................................................................................................................................................24 Working force ...............................................................................................................................................25 4.2 ASSETS OWNERSHIP .............................................................................................................................26 4.3 LIVELIHOOD ACTIVITIES ......................................................................................................................28 4.4 WATER SOURCES, USES AND MANAGEMENT ........................................................................................31 Global water management context ...............................................................................................................31 Domestic water services ...............................................................................................................................31 Domestic water access .................................................................................................................................33 Small scale irrigation schemes .....................................................................................................................34 Water uses ....................................................................................................................................................35 4.5 AGRICULTURAL PRODUCTION ..............................................................................................................36 Farming purpose and main crops ................................................................................................................36 Farming practices ........................................................................................................................................36 Farming constraints and challenges ............................................................................................................38 Crop yields ...................................................................................................................................................38 Access to markets .........................................................................................................................................39 4.6 FOOD SECURITY STATUS ......................................................................................................................40 4.7 PERCEIVED QUALITY OF LIVELIHOOD AT HOUSEHOLD AND COMMUNITY LEVELS ................................43 4.8 TYPOLOGY OF FARMING HOUSEHOLDS ................................................................................................43 Principal component analysis: .....................................................................................................................43 Cluster analysis ............................................................................................................................................44 5 CONCLUSION ...........................................................................................................................................50 6 REFERENCES ...........................................................................................................................................51 Page 1 List of figures Figure 1: Location of the study site in Olifants River Basin and South Africa....................................................... 7 Figure 2: Household/farming system functioning..................................................................................................10 Figure 3: Agricultural areas in B72A quarternary catchment ................................................................................12 Figure 4: Main villages in the B72A quaternary catchment...................................................................................12 Figure 5: Distribution of households per size in wards 1-5 of Maruleng municipality in 2001.............................18 Figure 6: Distribution of population of wards 1 to 5 of Maruleng municipality per gender and age class in 2001 ...............................................................................................................................................................................19 Figure 7: Distribution of household heads per gender and age class in the study area ..........................................20 Figure 8: Education level attained by people over 20 years old in wards 1 to 5 of Maruleng municipality ..........21 Figure 9: Distribution of households per gender and education level of head in Nyalungu’s and Malatji’s surveys ...............................................................................................................................................................................22 Figure 10: Distribution of households per age and education level of head in Nyalungu’s and Malatji’s surveys23 Figure 11: Household typology - Representation of variables in the PCA factorial plan 1-2 ................................44 Figure 12: Household typology - Dendogram of the cluster analysis operated on factorial coordinates (Ward method) ..................................................................................................................................................................45 Figure 13: Distribution of household total income per source according to household types................................48 List of tables Table 1: Main agricultural areas in B72A quaternary catchment...........................................................................11 Table 2: Number of farming households surveyed by village and study ...............................................................13 Table 3: Socio-economic and technical data collected by the 3 surveys................................................................15 Table 4: Variables used for the farming household typology ................................................................................17 Table 5: Age range of respondents per type of farming.........................................................................................19 Table 6: Level of education of the surveyed farmers in Ntsheme’s survey ...........................................................22 Table 7: Distribution of potentially active population per employment status in wards 1-5 and Maruleng municipality ...........................................................................................................................................................25 Table 8: Distribution of employed people per industrial sector in wards 1 to 5 of Maruleng Municipality ..........26 Table 9: Dwelling types in wards 1-5 and the Maruleng municipality ..................................................................27 Table 10: Number and percentage of households owning some domestic assets in Maruleng municipality and wards 1 to 5 in 2001...............................................................................................................................................28 Table 11: Asset ownership in the study area..........................................................................................................28 Table 12: Distribution of households per income class in Nyalungu-Malatji surveyed households......................29 Table 13: Distribution of households per level of annual income in wards 1 to 5 and within the Maruleng municipality ...........................................................................................................................................................29 Table 14: Source of income: number of households per source, average income per household per source.........30 Table 15: Distribution of annual household income across sources per income classes........................................30 Table 16: Sources of Income in Enable and Kodumela areas ................................................................................31 Table 17: Main characteristics of domestic water infrastructures in B72A ...........................................................32 Table 18: Distribution of households per type of access to water in wards 1 to 5 and whole Maruleng municipality ...........................................................................................................................................................33 Table 19: Distribution of households according to their water access and population ..........................................34 Table 20: Leading childhood diseases below 5 years in Enable and Kodumela ADP ...........................................34 Table 21: Main crops and number of farmers engaged per cropping season .........................................................36 Table 22: Methods of soil conservation used by hillside farmers ..........................................................................37 Table 23: Challenges faced by farmers in different farming systems ....................................................................38 Table 24: Yield of main crops in B72A catchment................................................................................................39 Page 2 Table 25: Number of households, average herd size and average livestock income per livestock production purpose...................................................................................................................................................................40 Table 26: Indicators of food insecurity in the study area .......................................................................................42 Table 27: Household level of satisfaction with their living conditions ..................................................................43 Table 28: Household typology - Results of Chi-Square test on categorical variables ...........................................45 Table 29: Household typology - Distribution of sampled households per types and villages................................46 Table 30: Household typology - Mean values and standard deviation for the whole sample and mean values for each cluster, F statistic and test ..............................................................................................................................49 List of boxes Box 1: History of the Sekororo-Letsoalo area......................................................................................................... 8 Box 2: Land and water management practices observed in B72A catchment (zones 3 and 4) ..............................37 Box 3: Agricultural marketing facilities for small-scale farmers in Sekororo-Letsoalo area.................................40 Box 4: Farming household types............................................................................................................................47 Page 3 1 Introduction This study is undertaken under the Challenge Program on Water and Food, (CPWF) which is an international, multi-institutional research initiative to create and disseminate international public goods (IPGs) that improve the productivity of water in river basins in ways that are pro-poor, gender equitable and environmentally sustainable. CPWF practices research for development. Ongoing research work exemplifies this emphasis, and illustrates the Challenge Program' s mix of site-specificity, scaling up to the basin level, and the production of international public goods. The Challenge Program is working towards achieving: • • • • Food security for all at household level Poverty alleviation through increased sustainable livelihoods in rural and peri-urban areas Improved health through better nutrition, lower agriculture–related pollution and reduced water-related diseases Environmental security through improved water quality as well as maintenance of water-related ecosystems and biodiversity The Limpopo basin, located in South-eastern Africa, covers 1.3% of the continent and spreads over four countries (Botswana, South Africa, Zimbabwe and Mozambique). The Limpopo river (1,770 km) flows from Limpopo Province, South Africa in a great arc: first north (forming part of the South Africa–Botswana border), then east (forming the South Africa– Zimbabwe border), and finally southeast through Mozambique to the Indian Ocean. When the rains hit the Limpopo basin, they are intense, but the rainfall is highly unreliable. In this mainly semi-arid environment, the effects of rain are short-lived. People living by the major reaches of the Limpopo and its tributaries may see water flowing for only 40 days or less in a dry year (ARC, LNR, IWMI, 2003 Limpopo Basin Profile). Food security is a constant problem. Around a million people currently rely on food aid. The CPWF program is focusing on the areas of greatest poverty and encouraging equitable allocation of increasingly scarce water resources to improve food security and maximize the use of available water. If people can overcome their food security problems, they will be better able to manage their water resources, make decisions regarding land use and help plan for a sustainable future for the basin as a whole. The Basin priorities include: • • • • • Promoting sustainable agricultural development for poverty alleviation Facilitating greater cross-border cooperation and ensuring equitable inter-country and intersectoral water allocation Protecting and restoring areas of environmental degradation Introducing technologies to optimize water use efficiency Improving natural hazard forecasting, particularly drought and floods. Page 4 IWMI is a partner in the CPWF project entitled “The Challenge of Integrated Water Resource Management for Improved Rural Livelihoods: Managing Risk, Mitigating Drought and Improving Water Productivity in the Water Scarce Limpopo Basin” whose overall essence is the application of IWRM principles and ideas in improving rural livelihoods of smallholder farmers (mainly rain-fed) in Mozambican, South African and Zimbabwean portions of the Limpopo Basin. It includes agricultural and hydrological interventions / techniques / innovations at farm scale to mitigate risk to rain-fed smallholder farmers (especially that posed by droughts and dry-spells) and developing the institutional and informational basis to support this at water management area and basin scales. It also includes establishing the impact of the interventions at all scales. This project is managed by WaterNet. It contributes to three CPWF themes, (1) Crop water productivity improvement, (2) Water and people in catchments, and (3) Integrated Basin Water Management Systems. The project entails several components: 1. Analysis of the constraints and opportunities of current agricultural practices 2. Upgrading farming systems through improved water productivity, risk mitigation and integrated land-water management options 3. Exploring appropriate institutional models for water governance 4. Developing guidelines for catchment management strategies across political boundaries 5. Human capacity building 6. Project management, knowledge base and dissemination As part of the first component (Output 1: Constraints and opportunities of current agricultural practices), in each of the three pilot catchments, baseline studies were carried out and yielded data on their physical and socio-economic features. An analysis of socio-economic conditions of smallholders, including farming systems and land tenure, was carried out based on the available data to contribute to Activity 1.5: “survey of socio economic conditions of stakeholders” and Activity 1.6 “survey of current agricultural water management practices” . The present report presents the results of activity 1.5 and 1.6 for the South African research site, the quaternary catchment B72A, in the Olifants River catchment. Section 2 gives a short presentation of the study site. Methods used to collect and analyse the data are introduced in section 3. Finally Section 4 includes the presentation of demographic characteristics of households, their livelihood activities, water sources, uses and management, agricultural production and farming practices including access to markets, and food security status, and ends with the presentation of the typology of farming households based on their livelihoods activities and asset endowments. 2 Presentation of the South African study site, B72A quaternary catchment in Limpopo Province The study area is the quaternary catchment B72A (Malomanye and Makhutsi rivers) of the Olifants river basin, about 60km south of Tzaneen in the Limpopo province. It is located in the Maruleng local municipality, in Mopani district municipality and is part of the Sekororo and Letsoalo tribal authorities. B72A is the research site for two IWMI-led projects (Waternet and Multiple Use Systems) and several research works are currently on going in the area. Page 5 A large part of the catchment (80%) falls under the former Lebowa homeland. The total population is estimated around 56,000 inhabitants (for a total municipal population of 93,700 inhabitants – Census 2001). A high population density and a high level of poverty and unemployment, characterize the area. The main income resource is constituted by pensions and welfare subsidies from the government, whereas small-scale subsistence agriculture provides only part of food requirements. Agricultural productivity is hampered by poor soil quality (low fertility, low organic matter, susceptibility to erosion) and poor water resources and water infrastructure development, in the context of a semi-arid climate, with high variability of rainfall. Seven small-scale irrigation schemes were built by the apartheid government but collapsed after the state withdrawal in the early 1990s. They are currently earmarked for rehabilitation under the RESIS program of the provincial department of agriculture. The catchment is also used in its northern part by large commercial farms, which provide some employment for the local population. These farms have generally developed good water access and irrigation infrastructure during the apartheid. As in other rural areas in South Africa, access to water services and sanitation is poor: for almost one third of the population water access is below Reconstruction and Development Programme standard (community stand at less than 200m from dwelling) and more than one third of households have no sanitation device. Even when people are connected to a reticulated system and have tap water at homestead, water supply is highly unreliable. Domestic water supply schemes were built from 1975 to 1992, with refurbishment needed on most of them. Illegal connections and vandalism are some of the problems mentioned. These irrigation schemes has been transferred by the Department of Water Affairs and Forestry (DWAF) to the District Municipality. The main source of water for domestic uses is groundwater, with the exception of villages at the foot of the Drakensberg escarpment, which are supplied from springs or streams coming from the mountains. The map below shows the location of B72A in Olifants river basin and Olifants in South Africa and Limpopo basin. Page 6 Figure 1: Location of the study site in Olifants River Basin and South Africa The history of the area is summarized in Box 1. As all the rural territories in South Africa, the quaternary catchment B72A reflects the inequitable distribution of land and water resources inherited from the colonisation process and the apartheid policy. Page 7 Box 1: History of the Sekororo-Letsoalo area • Before the arrival of European settlers in the 1830s, people lived on the higher plateau and mountains slopes which enjoyed better soils and rainfalls than the lower plain which, moreover,was infested tith tse tse fly and malaria. The elevation also allowed for watching enemies, like the Sawzus, coming. The traditional farming system was agro-pastoral with a clear distribution of roles between men (preparation of land for cropping, breeding of livestock) and women (in charge of the crops and domestic tasks). The plots were close to the rivers were occupied first. Cattle grazed on communal lands and were protected at night in the family kraals. • 1830: Louis Trichard one of the leaders of the Great Trek stayed in Trichardsdal on his way to find a trading route between the Highveld and Delagoa Bay (now Maputo). These first contacts with Africans were friendly. • Gradually relations turned sour with increasing competition for fertile and well watered land. From 1850s, start of the European colonisation.European farms (mainly cattle breeding) expanded on the more fertile and better watered lands included the Sekororo area. Black population was increasingly forced into taxation and labor provision. st • After the 1 world war, in 1920, a number of British settlers formed the Officers Colonial Land Company (OFCOLACO) and started farming. After several attempts of livestock farming and various crops and the collapse of the company, land was purchased by individual farmers who opted for tropical fruit production (mangoes, paw-paw). They built a first irrigation canal from the Selati River with the support of government. The irrigation system was run successfully until severe droughts of the 1960s. The basis of inequitable economic relations between African population and white settlers, which later become the core of the economic and political power of the apartheid system, was put in place: easy access to land and water resources for white farmers, abundant and cheap labor provided by black populations. However, contrary to other regions like Sekhukhune land and countries outside South Africa, this area did not provide many migrant workers to the mining industry in the Highveld. • The Land Acts of 1913 and 1936 further reinforced the exclusion of black Africans from access to land, as they nd were assigned to a limited portion of the country, the reserves. After 2 world war, war veterans were given land in the area and started orchards of mangos, bananas, and vegetables. Black inhabitants provided agricultural labor organised through black foremen, under harsh conditions. • In 1948, the new government of apartheid introduced the department of agriculture and water affairs as well as the conservation department, under which the “betterment policy” demarcated land into residence, cultivation and pasture zones for Africans. Hillside farming was forbidden, and so did the cutting down of trees and cultivation near river beds. Some white farmers were chased out and forced removal of people from different tribes and origins (Sotho and Shangaan speaking people) started, resulting in the weakening and even destruction of the social fabric. Increasing population on a limited land quickly resulted in over exploitation of natural resources (overgrazing, depletion of water). Land was allocated by traditional authorities (and sometimes formalized inwriting through a Permission to Occupy) • In the mid 1950s, impoundments were constructed across rivers and streams to hold water for irrigation and domestic use in the adjacent white areas. This marked the intensification of irrigation schemes in the area. With the powers of allocating water in the government‘s hands, water provision to black farmers was considerably limited and often frequently interrupted. • 1960s: creation of the Selati Irrigation board, which was assigned powers and functions in accordance with the 1956 Water Law. A new canal was built with government support and water allocation made to 12 white properties (total scheduled area of 998ha). • 1970s: Creation of the Lebowa homeland, which was the most important one in Transvaal. Farms in the Selati catchment were bought by the South African Development Trust for the purpose of consolidating the Lebowa homeland, some of them being leased back to white farmers in the meantime. New black immigrants joined existing villages and Shangaan-speaking people were forced to move to a new homeland, Gazankulu. All these displacements caused major tensions among the population. • In 1984, proclamation of the Lekgalameetse Conservation Area on the Drakensberg escarpment. In 1986, extension of Lebowa homeland, eviction of some white farmers. The Lebowa government started to build electricity and domestic water supply infrastructures. • The election of a democratic government in 1994 brought about considerable relaxation of the rules inimical to the development of the black population. Control over land and water management loosened with withdrawal of people previously employed to manage land and water. As a result, cultivation on the mountain slopes for short term food crops; tree felling and cultivation near riverbanks increased. Irrigation schemes were no longer maintained. Land claim and restitution process were and are still translated into the settlement of new emerging farmers, supported by the new agricultural policy. (Sources: Van Koppen, 2007a; 2007b; Liebrand, 2006; Ramay and Beullier, 2005) Page 8 3 Research methods 3.1 Sustainable livelihood approach and typology of farming / household systems Our conception of farming / household systems functioning is based on the Sustainable Livelihood approach used by DFID (DFID, 1999) (Figure 2). This framework assumes that people may have access to five categories of assets (human, financial, physical, social, and natural) and combine them to achieve their objectives through livelihood strategies. The social, institutional, organizational and natural context and the vulnerability context in which they are operating influence these strategies. The livelihood outcomes they can achieve contribute in return to the development of their assets. At household level, we assume that the household has priorities and goals, and takes decisions about the use of some of its assets in certain activities to reach these goals. The household can take these decisions as a unit, or more likely, different members within the household may pursue different goals, accessing different assets and be engaging in different activities. The Sustainable Livelihood framework acknowledges the huge diversity of livelihood systems within rural communities (Ellis, 2000; Coomes et al., 2004). Rural households may differ by the combination of assets they have access to, the socio-economic conditions in which they take their decisions and the system of activities they perform, in particular cropping, livestock and natural resource use activities (Bergeret and Dufumier, 2002). Household typology appears to be an appropriate tool to describe this diversity and analyse its determining factors. Historically, farm typologies have been developed in order to better design extension interventions and farm development projects (Landais, 1998; Perret, 1999). In our project the objective of the household typology is to illustrate the diversity of household water resource use activities and the contribution these uses to their livelihood strategies. It may also be used later to formulate recommendations on water use and management practices adapted to each category of users. A wide range of elements drives the behaviour of households in terms of water resource use, and therefore each farm or household typology is specific to the local context and the objectives of the research or development project into which it fits. Nevertheless, experience shows that the following factors are most likely to influence choice of livelihood activities (Bergeret and Dufumier, 2002; Coomes et al., 2004): - The importance and composition of the different categories of assets; - The household demographics (i.e., age, size and composition of the households) - Their socio-economic conditions, i.e., their relationships with other categories of actors (other farmers, land owners, traders, credit institutions, industries and small businesses, …); - The local availability of environmental resources; - And the vulnerability context (the risks and shocks they are exposed to and their ways of coping with them). Page 9 Policies, processes, institutions VULNERABILITY CONTEXT Household members define Household/individual goals To fulfill Have access to And combine them into natural physical LIVELIHOOD STRATEGIES Crop production ASSETS financial ACTIVITIES or Livestock breeding human Costs/benefits Arts and crafts Paid jobs social … Develop/exhaust Figure 2: Household/farming system functioning 3.2 Data collection Primary data Socio-economic and agronomic data were collected at household / farm level through various surveys in 2005. - survey of land and water management practices by Osten Ntsheme (Ntsheme, 2005) - survey of impacts of socio-economic conditions and water management on food security of small holders by Musa Nyalungu (Nyalungu, forthcoming) - survey of small scale irrigation farmers by Sylvia Malatji (Malatji, forthcoming). Five zones can be distinguished within the catchment based on natural characteristics (topography, rainfall and sources of water, geology and soils) and land use and type of farming (Figure 3). The main features of these five zones and corresponding villages are summarized in Table 1 (see Figure 4 for location of villages). Page 10 Table 1: Main agricultural areas in B72A quaternary catchment Main areas Rainfall and water sources 1. Drakensberg mountains Rainfall > 700mm lots of springs Geology and soils (altitude >600m) 2. Central plain, north of Makhutsi river 500-700 mm Alluvium Boreholes (6080m) Deep sandy loam soils Makhutsi river 3. Central plain, between Makhutsi and Malomanye rivers 500-700 mm in the West and <400 mm in the East Makhutsi gneiss Deep clay and sandy soils Wells, rivers Land use and type of farming Villages Nature reserve on the top hillside farming on lowest slopes [Sofaya]* [Madeira]* [Turkey]* [Ga-Sekororo]* Commercial farming (tropical fruits, vegetables) Trichardsdal Emerging farming Small-scale irrigation farming (maize in rainy season, vegetables in dry season) Cattle grazing Dense settlements 4. Central plain, south of Malomanye river <400 mm Harmony granite Wells, no permanent rivers Draining sandy soils Small scale dryland farming (maize in rainy season) Nasionaal Calais Balloon Sofaya Ga-Sekororo Lorraine Tickyline Madeira Metz Makgaung Turkey Enable Ha-Fanie Human settlements 5. Eastern plain <400mm Harmony granite game farming or extensive cattle grazing, nature reserve Sparse farms * The villages are not located in this area but people from these villages have access to mountain slopes for farming Page 11 Drakensberg mountains Central plains: commercial farming Central plains: smallscale irrigation farming Central plains: rainfed farming Eastern plain: game farming and natural reserve Figure 3: Agricultural areas in B72A quarternary catchment Figure 4: Main villages in the B72A quaternary catchment Page 12 In Ntsheme’s study 12 villages were chosen to represent the various areas and main types of farming (Table 2). The farmers surveyed were selected after interviews with stakeholder representatives in the village. Their landholdings vary according to size and distribution of fields and encompass the range of land ownership conditions such as self land allocation and inheritance from past generations. Temporarily assistants were hired to administer the questionnaires and much of the work was done in collaboration with Agricultural Extension Officers found in the respective villages. In addition, key informants from DWAF, Department of Agriculture, Maruleng municipality, NGOs operating in the area, Traditional Authorities (chiefs and headmen) were interviewed. Table 2: Number of farming households surveyed by village and study Main areas Villages Ntsheme’s survey 4 Enable 4 Ha-Fanie 4 Turkey 3 Makgaung 3 Sofaya 12 3 Madeira 12 3 Metz 3 Lorraine 3 Tickyline 15 3 Balloon 10 2 Trichardsdal and Nasionaal 2 Calais Dryland farmers Total Hillside farmers Irrigation farmers Commercial farmers Emerging farmers 10 Nyalungu’s survey Malatji’s survey 7 6 11 12 15 7 3 15 17 37 15 21 21 15 21 8 84 75 15 6 8 50 36 60 6 8 In Nyalungu’s study also, the purpose was not to select a statistically representative sample but to cover the diversity of farming systems. Five farming systems were previously identified as follows: 1) Commercial farmers; 2) Emerging farmers; 3) Communal gardens; 4) Subsistence farmers on the mountain; and 5) Homestead gardens. However, the study focused on subgroups 2 to 5. Five villages were selected to represent the different farming areas. Initially 20 farming households per village were planned to be interviewed, but due to the difficulty to identify farmers in some villages, the final sample size was 84 (Table 2). Malatji’s study focused on small scale irrigation farmers. Out of the 6 small scale irrigation schemes present in the area only four (Sofaya, Madeira, Metz and Makgaung) are active. The other two (Lorraine and Jelle) have been abandoned in the past few years due to the poor state of the infrastructure (canals, fence) and lack of water. The number of farmers interviewed in each scheme was proportional to the total number of farmers using the scheme, totalling 75 farmers (Table 2). In each scheme farmers were selected randomly. Sofaya and Madeira are Page 13 the most active schemes. In Makgaung, the canals have been destroyed by floods and they are filled with sand preventing flowing of water. The destruction of fences is also a problem for the few remaining farmers as livestock is roaming freely and may destroy the crops. In Metz scheme most of the plot owners have passed away and young farmers are not interested in farming. The scheme is currently under rehabilitation which hinders farming activities. Secondary data When possible, survey data were compared with other sources of information on the study site or neighbouring areas. The most important sources of information on the area are: - The 2001 Census 2001 from Statistics South Africa at ward and municipal level: it gives exhaustive demographic and socio-economic information on the local population; - Baseline reports from World Vision South Africa, an NGO operating on the site (World Vision, 2005b, a). World Vision objective is to alleviate poverty, create employment and improve health, education and living conditions of the people. It had initially two Area Development Programmes (now merged into one programme) in the study site: Kodumela and Enable areas, which covers respectively Sofaya, Makgaung, Moshate, Madeira and Metz; and Enable, Turkey, Worcester and Butswana. The baseline surveys (done in 2005) used in the present report were meant to obtain key information on the children, household members and social services availability in the area and used them to design development programs. They address questions related to health, agriculture, education, nutrition, HIV/AIDS, water and sanitation. - ICRISAT and ARC report presents the results of a baseline survey carried out by ICRISAT (Zimbabwe) and Agricultural Research Council (South Africa) for the project number 1, under the Challenge Programme on Water and Food (ICRISAT, 2007). The project Number 1 goal is to improve food security, incomes and livelihoods of smallholder farmers in the Limpopo Basin. To achieve this goal, the project is building on past and current collaborative research by national programs and the CGIAR on crop-water productivity in drought-prone areas, innovative approaches to participatory technology development and extension, and new institutional arrangements that link the public and private sector with the smallholder farmer in appropriate market chains. The objective of - the baseline study was to provide quantitative and qualitative information that could be used to characterize the farming systems of the Limpopo river basin before the implementation of project activities. The study in South Africa was carried out in Capricorn, Mopani and Sekhukhune Districts. Merrey and van Koppen (2007) synthesized research from IWMI and other institutions done on water, equity, productivity and sustainability within the Olifants River Basin (Merrey and van Koppen, 2007). Their report also includes the historical trajectory of water use and allocation dating back to the beginning of the colonial period in South Africa. It also looks at the political, institutional, economic and social challenges facing the water sector in the catchment The synthesis followed the framework proposed by the Comprehensive Assessment of Water Management in Agriculture. 3.3 Available socio-economic and technical data on the site Data collected through the three surveys mentioned in section 3.2 is summarized in Table 3. Page 14 Table 3: Socio-economic and technical data collected by the 3 surveys Nyalungu’s survey Ntsheme’s survey Malatji’s survey ECONOMIC DATA " ! # # ! $ ! $ % $ & ' ! $ & ( % % ) SOCIAL DATA * + , & % OTHER TECHNICAL DATA ' (1) (2) (3) (x) not detailed by type of land we only know whether the household has access to in-house piped water secondary information at village/catchment level is also available partial information 3.4 Data analysis methods Descriptive statistics (average, standard deviation, frequency table) and bivariate analyses (cross tables, linear regression) were used in all three studies to describe the main characteristics of the farming households interviewed. Malatji first built a typology of small scale irrigation farmers based on five criteria: type of farm labour, diversification of crops, purpose of farming, production assets and source of income. At farm level, gross margins of each crop cultivated were calculated and then aggregated to evaluate the total gross margin of the farm. Gross margins of each farmer were then compared to assess economic viability. The present report only deals with the descriptive statistics as Nyalungu and Malatji have not finished their analyses. The main characteristics of farming household systems are described variable per variable. Page 15 In addition, a farming household typology was built to represent the household functional diversity and prepare the modelling of the farming systems. Two main types of methods can be used to build a farm typology: (i) use of multivariate analysis techniques (such as principal component analysis, correspondence analysis and cluster analysis) applied to a large set of factual data collected through a survey of a sample of households so as to identify the most discriminating combinations of variables and the statistical relationships among them; and (ii) direct search of cause-effect relationships between variables based on key informants interviews (Perret, 1999; Bergeret and Dufumier, 2002). What ever the method used, it must be emphasised that a typology is always a simplified representation of the reality designed for a particular purpose and relative to a specific point in time. Each farm type remains heterogeneous and the limits between types may be blur and overlapping. Finally diversity of livelihood systems is a dynamic process: each farm type has its own evolution over time and consequently the typology cannot be fixed. In the case of the B72A a consolidated database was built using data collected by Nyalungu and Malatji. It comprised 159 households1. The main information in the database and used for the typology building is summarized in Table 4. A principle component analysis (PCA) was conducted on the table of 159 households × 24 variables. Then a cluster analysis using Ward method was run on the basis of the first 8 factorial coordinates of the households in the PCA. This allowed distinguishing 8 types of households. 1 It should be noted that due to the mix origin of the sample (Nyalungu’s and Malatji’s studies) and the different sampling strategies used in both studies, the sample is not statistically representative of the whole population. For example Malatji’s sample was biased towards irrigation farmers. However we can assume that it gives a good image of the diversity of farming household systems in the research site. Page 16 Table 4: Variables used for the farming household typology Topic Family characteristics Manpower Household income Assets Agricultural practices Access to services Variables age of household head (AGE) gender of household head (GENDER) education level of household head (EDUC) number of family members working on farm (FAMBF) number of hired workers (HIRWO) total income (TOTINC) percentage of income from employment (EMPINC) percentage of income from irregular off farm activities (OFFINC) percentage of income from livestock (LIVINC) percentage of income from cropping (CROPINC) percentage of income from remittances (REMT) percentage of income from pensions (PENS) percentage of income from irrigated crops in crop income (IRRINC) livestock number (LIVNB) land area (LAND) domestic assets (HHASST) total seed costs for all crops (SEED) total quantity of fertilizers used (FERTZ) market costs (MARK) access to credit (CREDT) availability of savings (SAVNG) Agricultural strategies reason for rearing livestock (LIVREA) diversification of crops (number of vegetable crops: VEGET) Food security food security (FOSEC) Page 17 4 Results 4.1 Characteristics of the households The Limpopo Province, jointly with the Eastern Cape Province, is one of the poorest provinces in South Africa. The Limpopo Province has a total population of 5 273 642 (2001 Census). With 89 % of its population being rural, the Limpopo Province has the highest percentage of rural population in South Africa. The total population of the study site is estimated around 56000 people, mainly composed of Sepedi people. As in many other rural areas in South Africa, households in the study site are characterized by a high level of poverty, a high percentage of female headed households, and high HIV/AIDS prevalence. The research site is constituted of parts or totality of wards 1, 2, 3, 4 and 5 (demarcation of 2001) of Maruleng municipality. Most of demographical data given in the following sections are derived from the 2001 Census and Ntsheme’s, Malatji’s and Nyalungu’s surveys. Household size The distribution of households per size in the study area is given in Figure 5. Figure 5: Distribution of households per size in wards 1-5 of Maruleng municipality in 2001 number of households 2000 1800 1600 1400 1200 1000 800 600 400 200 0 1 2 3 4 5 6 7 8 9 10 and Over household size (Source: Statistic South Africa, Census 2001) The census results for wards 1 to 5 show a household size of 4.96 people which is slightly more than for the whole Maruleng municipality (4.8). World Vision South Africa study indicates an average size of households of 3.8 people for Enable area (Enable, Turkey, Worcester and Butswana) and 4.9 people in Kodumela area (Sofaya, Turkey, Makgaung, Moshate, Madeira and Metz) (World Vision, 2005b, a). The ICRISAT study of Capricorn, Mopani and Sekhukhune districts had an even higher average household size of 6 people. Page 18 Age The distribution of population per age class in wards 1 to 5 is given in Figure 6. One can notice the highest proportion of women being above 15 years old. This situation is prevalent in rural areas in South Africa, due to out migration of male adults to urban or industrial areas. As in the rest of the province the percentage of people under 15 is quite high (43% against 39% in the whole Limpopo province). Figure 6: Distribution of population of wards 1 to 5 of Maruleng municipality per gender and age class in 2001 Over 65 Age classes 35 to 64 Females 15 to 34 Males 5 to 14 0 to 4 0 2000 4000 6000 8000 10000 12000 Number of people (Source: Statistic South Africa, Census 2001) Available data from Census do not give information of age of household head. The combined database of Nyalungu’s and Malatji’s studies gives an average age of 54.4 years old for the household heads. Table 5 shows the age distribution of farmers per type of farming in Ntsheme’s survey. All three surveys seem to give consistent figures. Table 5: Age range of respondents per type of farming Hill side farming Number of farmers % 0 0% 7 19% 23 64% 25-34 35-44 45-54 55 and over 6 Total 36 (Source :Ntsheme 2005) 17% 100% Rainfed farming Number of farmers % 9 18% 11 22% 13 26% 17 50 34% 100% Page 19 Irrigation farming Number of farmers % 11 18% 9 15% 24 40% 16 60 27% 100% Total Number of farmers % 20 14% 27 18% 60 41% 39 146 27% 100% Gender of household head Nationally 42% of the households are female headed (Statistics South Africa, 2001; Aliber, 2003; Panesar, 2006). In the research site female-headed households account for 64% of the surveyed sample according to Nyalungu’s and Malatji’s survey data (combined dataset). Age and gender distribution of household heads in our sample is given in Figure 7. Ntsheme’s 2005 survey showed that 68% of the small scale communal farmers were females and the remaining 32% were males. This is in line with statistics which show that women make 7080% of the agricultural sector in the Limpopo Province (Department of Agriculture, 2001). Contrary to these figures which describe a common situation in rural areas in South Africa, World Vision study found out 26.4% and 45.5% of female headed households in Enable and Kodumela development areas respectively (World Vision, 2005b, a). Age class Figure 7: Distribution of household heads per gender and age class in the study area Female Male 0 5 10 15 20 25 30 35 Number of households (Source: Nyalungu’s and Malatji’s combined surveys) Generally, both gender and age of farmers could be considered as not being balanced with virtually no youth involved in farming. The majority of farmers across all households are middle aged with a considerable number of old people taking part in farming. Ntsheme’s survey also shows that the youths are not interested in agricultural activities and are looking forward to pursuing non-agricultural employment opportunities elsewhere. Women form a large part of the farmers in the study area with husbands migrating to urban centres and farms looking for work (as it is the case in the whole Olifants River basin - see Merrey and van Koppen, 2007). Page 20 Female headed households experience poverty more often than male headed ones. About 60% of the female headed households, in South Africa at large, experience chronic poverty which calls for targeted interventions in such households (May et al., 2000, cited by Panesar, 2006). ‘A household headed by a resident male has a 28% probability of being poor, whereas a household with a de jure female head has a 48% chance of being poor and a household with a de facto female head (because the nominal male head is absent) has a 53% chance of being poor’ (Woolard, 2002 cited by Nyalungu, forthcoming). Nyalungu noted that there are several factors which result in female headed households being poor: ‘female-headed households are more likely to be in the rural areas where poverty is concentrated, female-headed households tend to have fewer adults of working age, female unemployment rates are higher and the wage gap between male and female earnings persists’ (Woolard, 2002, p.3). Female headed households tend to have fewer assets and financial resources at their disposal. Such assets include physical, human, financial, natural and social capital (FANRPAN, 2007). Marital status The Ntsheme’s study further demonstrated that only 42% of the respondents involved in agricultural activities were married with the majority being old age widows. The levels of education and skills were much lower for female farmers than for the males according to Ntsheme’s study. This seems to be the trend across a number of countries in Africa (FAO, 2005). Education level The education level of the total population (people over 20 years old) in the study area according to Census 2001 is given by Figure 8. Figure 8: Education level attained by people over 20 years old in wards 1 to 5 of Maruleng municipality 10000 9000 Number of people 8000 7000 6000 5000 4000 3000 2000 1000 0 No Schooling Some Primary Complete Secondary Grade 12 Primary Education level (Source: Statistics South Africa, Census 2001) Page 21 Higher 36% of the population has no formal education at all. If 27% have reached secondary school only 10 % have completed their secondary education and only 5% have a higher level. Better educated people are most likely to move to urban areas where they can find jobs in relation with their education level. In the sample surveyed by Nyalungu and Malatiji distribution of household heads across education levels is similar as 40% have no formal education and 42% have reached secondary education as shown in Figure 9. Figure 9: Distribution of households per gender and education level of head in Nyalungu’s and Malatji’s surveys 120 Number of households 100 80 60 40 20 0 Male Female no formal education primary child secondary tertiary (Source: Nyalungu’s and Malatji’s surveys 2005) Ntsheme’s survey gives on average similar figures with differences according to type of farming as illustrated in Table 6. Table 6: Level of education of the surveyed farmers in Ntsheme’s survey Hill side farming Number of farmers % No 22 education 61% Primary 11 education 31% Secondary 3 education 8% Total 36 100% (Source: Ntsheme 2005) Rainfed farming Number of farmers % 17 34% 29 58% 4 8% 50 100% Page 22 Irrigation farming Number of farmers % Total Number of farmers % 24 40% 63 43% 23 38% 63 43% 13 60 22% 20 146 14% 100% Figure 10: Distribution of households per age and education level of head in Nyalungu’s and Malatji’s surveys 45 40 Number of households 35 30 25 20 15 10 5 0 <35 35-44 45-54 55-64 65 and over Age class no formal education primary secondary tertiary (Source: Nyalungu’s and Malatji’s surveys 2005) Education level varies with gender and age of household head as shown in Figure 9 and Figure 10: female heads tend more often than male to have no formal education and young heads are better educated than older ones. This is in relation with the general improvement of education services since the end of the apartheid with the generalization of secondary school in poor rural areas. An ICRISAT survey in Sekhukhune district showed that 39.7% of the male headed households had never been to school with a correspondingly higher percentage of 61.4% of female household heads with no education. This is largely attributed to the fact that in times of financial hardships, the girl child would be withdrawn from school before the boy is withdrawn (ICRISAT, 2007). Higher education levels tend to correlate to better living standards. According to the 2008 draft World Development Report, low education levels are a major contributor to low agricultural productivity and poverty. The draft 2008 Report acknowledges that whilst land is a key asset in agricultural production, education is often the most valuable asset to enable rural communities to make productive use of the land. In the study area, Nyalungu’s research indicated that 58 % of adults without formal education were poor, 53 % of adults with primary education or less were poor and 34 % of adults with incomplete secondary schooling are poor. Poverty rates drop significantly with the attainment of matriculation2 and further qualifications. The study showed that 15 % of those who completed high school were poor compared to only 5% of those with tertiary education who were classified as poor (Nyalungu forthcoming). Within the broader Olifants Basin, illiteracy rate was 50% within the black population in 2005 (Merrey and van Koppen, 2007). Education levels are some of the important indicators which determine adoption of technologies which save water and increase agricultural productivity which can lead to poverty alleviation. 2 Matriculation is attained after 12 years of education in the South African education system. Page 23 World Vision Reports shows that 92.5% of those aged between 7 and 18 have been to school. Only 27.6% of the orphans and vulnerable children were able to go to school. The rest of the orphans did not attend school for various reasons ranging from lack of uniforms to looking after ill parents (World Vision, 2005b, a). Family structure, HIV/AIDS and poverty The demographic structure of the local population is also being reconfigured due to the impact of the Acquired Immune Deficiency Syndrome (AIDS). At national level the prevalence of AIDS for the 15-49 age groups is 18.8% (Statistics South Africa, 2006; UNDP, 2006). AIDS has greatly affected the Limpopo Province. A detailed study in Capricorn District, one of the four districts in the Limpopo Province showed that AIDS affected households are more often female-headed as compared to non affected households (53% compared to 46%) (FANRPAN 2006. Only 43 % of the households had both father and mother resident in the rural area, with 25.4 % of households being led by widows compared to 4.5% which were led by widowers. Only 1% of the households were child headed largely due to the incorporation of orphaned children into the extended family, especially into their grandparents’ households which is common in rural settings in South Africa (FANRPAN 2006, 2007). The World Vision study also found that the demographic structure has been altered by HIV/AIDS with increasingly grandparents looking after their grandchildren after the loss of one or both of their parents due to AIDS. 37% of the surveyed households were looking after orphaned or vulnerable children in the Enable area (World Vision, 2005b, a). Of this total, 33% are taking care of orphans who lost one parent, 4% lost both parents, 38% of the parents are not working and 25% are staying with chronically ill parents. Chronically ill household heads cultivated areas which were half of those cultivated by households with a healthy household head (World Vision, 2005b, a). Finally, an ICRISAT survey found out that at least 20% of the surveyed households, in the Capricorn District at large, had at least one household member who was chronically ill (ICRISAT, 2007). HIV and AIDS have resulted in the increasing burden on women who have to fend for their families. The situation is even worsened by the fact that ill persons who reside in urban areas usually go back to their community when they are no more able to work. Occupation According to World Vision study about 3.8% of the people in Enable are employed with the majority of them working on large scale commercial farms (World Vision, 2005b, a). The 2001 Census figures put unemployment within Maruleng Municipality at 40% in the 15-65 age group as shown in Table 7 below. The unemployment in the case study wards was even higher at 65%. These figures are above the 47% reported by Merrey and van Koppen for the whole Olifants River basin (Census 2001cited by Magagula et al., 2006; Merrey and van Koppen, 2007), and 42% unemployment rate in the Limpopo Province at large (FANRPAN 2006; Nesamvuni et al. 2003). Commenting more generally on former homelands in the Olifants Basin, Merrey and van Koppen (2007) point out that these are underdeveloped, overcrowded with under- and unemployed people (Merrey and van Koppen, 2007). Page 24 Table 7: Distribution of potentially active population per employment status in wards 1-5 and Maruleng municipality Wards 1-5 % of people Number aged 15 to of people 64 employed 4116 unemployed 7596 labour force 11712 not economically active 19410 unemployment rate (Source : Statistics South Africa, Census 2001) 13% 24% 38% 62% 65% Maruleng municipality Number of people 14895 9970 24865 28463 % of people aged 15 to 65 28% 19% 80% 53% 40% Working force Agriculture and community/personal services were the two largest sources of employment in both the Maruleng Municipality and in the 5 wards included in the case study, according to the 2001 Census as shown in Table 8. However, the percentage of people employed in agriculture is much lower in our case study than in the whole Maruleng municipality. Agricultural working force is mainly family as shown by the Nyalungu’s and Malatji’s combined surveys of 159 households, which found out that only 20% of households have no family members working on their fields and 53% of the surveyed households did not hire people to work on their fields. One of the themes which emerged from qualitative interviews carried out by Berumen (2006) and the World Vision study indicated that dependency on rain fed agriculture and lack of access to suitable land and water resulted in the labour force within the agricultural sector not realizing its full potential through practices such as year round irrigation. This is in line with ICRISAT survey for Capricorn, Mopani and Sekhukhune districts which showed that very few households were working full time in agriculture (ICRISAT, 2007), with male headed households generally having more people working full time in agriculture than female headed households. This has implications in terms of coping with labour intensive technologies (ICRISAT, 2007). The health and the quality of the labour are also important. In the neighbouring district of Sekhukhune, for instance, 37.1% of the household heads were chronically ill. This has serious implications for food security and quantity and quality of labour (ICRISAT, 2007). Non-farm employment opportunities are limited to government jobs (teachers, police, community services), permanent and temporary jobs in commercial farms locally or in Tzaneen, mining industry in Phalaborwa, and some job opportunities in the tourist industry (Hoedspruit, Kruger National Park). They are largely restricted by the lack of education and skills required in the non-farm employment sector. The study by World Vision indicated that 52% of those not involved in economic activities failed to do so due to lack of skills. The skills which were available were largely basic skills in baking, fence making, carpentry, sewing and brick making. Page 25 Table 8: Distribution of employed people per industrial sector in wards 1 to 5 of Maruleng Municipality Wards 1-5 Number % of of employed people people Maruleng municipality 1152 1407 276 30 28% 34% 7% 1% Number of people 6122 2539 561 85 117 126 48 0 312 162 195 351 4176 (Source: Statistics South Africa, Census 2001) 3% 3% 1% 0% 7% 4% 5% 8% 100% 431 475 129 0 1140 1133 1103 1179 14897 Agriculture/Forestry/Fishing Community/Social/Personal Construction Electricity/Gas/Water Financial/Insurance/Real Estate/Business Manufacturing Mining/Quarrying Other Private Households Transport/Storage/Communication Undetermined Wholesale/Retail % of employed people 41% 17% 4% 1% 3% 3% 1% 0% 8% 8% 7% 8% 100% 4.2 Assets ownership Access to assets is a key attribute in the configuration of rural household production. Ownership of assets enables rural communities to overcome unexpected events such as deaths or droughts. The more assets a household has, the more chances it has of successfully absorbing the shocks without falling into the poverty trap (UNDP, 2006). In the case study area, access to land was a key attribute which would help determine whether a household will be able to produce food for both subsistence and marketing (Nyalungu forthcoming). Generally former homeland area such as the study site, tended to have limited access to land of poor quality. Nationally, the average commercial farm size is 1300 hectares whereas in the former homelands over 70% of the farmers cultivate less that 2 hectares of land (Orkin and Njobe, 2000). This is also the case in the B72A catchment with an average land area of 1.3 ha (with a standard deviation of 1.5) (Nyalungu and Malatji combined dataset 2005). In irrigation schemes plots were allocated to farming households at time of construction in the 1950s (Permit To Occupy) and then passed on to descendants. In drylands, plots are generally allocated by traditional authorities, although some cases of self-allocated plots were mentioned during Ntscheme’s survey. Most hillside farmers cleared their plots just after the end of apartheid without authorization and title deed. The number of hillside farmers has increased recently due to lack of suitable land and recurrent droughts in the plain. Land reform was a key issue raised in the research area, with a number of people seeing land reform as a first step towards increased agricultural productivity. Agricultural production is further limited by lack of general agricultural equipment as noted from Nyalungu’s survey (Table 11). Ownership of livestock such as cattle is instrumental in enabling timely cultivation of crops especially within the context of rain fed agriculture. Farmers need enough cattle to form a span for draught power. Cattle also offer food and can be a source of income if sold during years of poor harvests. Tragic events such as funerals would also need the slaughtering of livestock which puts further strain on poor households. In our case study area, Nyalungu’s Page 26 and Malatji’s surveys show that the average livestock ownership is equal to 2.6 Tropical Livestock Units (standard deviation: 3.6) with 20% of households with no livestock and 27% with only poultry. Cattle are the dominant kind of livestock kept by the farmers surveyed by Nyalungu. The herd sizes were below fifteen per farmer and only five farmers had cattle exceeding twenty. Other kinds of livestock are kept in numbers as low as three and only four farmers had donkeys. Livestock ownership is central for agricultural production as shown by Cousins, 1989 and Ferguson, 1990 in a number of African countries (e.g., Zimbabwe and Lesotho). The proportion of households owning cattle in our sample differs from the ICRISAT survey, which found out that 75% of the surveyed households did not own cattle. This latter study also showed that cattle ownership was highly skewed in favour of male headed households (ICRISAT, 2007). Less than 10% of the households surveyed in the ICRISAT survey owned an ox-drawn plough, and therefore there was a high dependence on hiring of mechanised ploughing means such as tractors (ICRISAT, 2007). Asset ownership was tilted in favour of male-headed households. Women tended to have ownership and control of smaller livestock such as goats and chicken. Such small livestock can be important in terms of providing income for schooling and other household requirements (ICRISAT, 2007). The type of dwelling is generally a good indicator of the wealth of a household. Census 2001 results show that in the case study wards 78% of the households had formal dwelling units which favourably compares with 81% for the Maruleng Municipality as a whole. Only 20% of the households in the case study wards were classified as being traditional (Table 9). Table 9: Dwelling types in wards 1-5 and the Maruleng municipality Wards 1-5 Number of % of total households households Formal 9294 78% Informal 282 2% Traditional 2364 20% Other 27 0% Total Households 11967 100% (Source: Statistics South Africa, Census 2001) Maruleng municipality Number of % of total households households 15906 81% 581 3% 3115 16% 70 0% 19672 100% Ownership of other domestic and productive assets is reported in Table 10 for ward 1-5 and Maruleng municipality (Census 2001) and in Table 11 for households interviewed by Nyalungu. Television and radio are key assets for dissemination of water and agricultural information and water saving technologies (ICRISAT, 2007). In B72A, Census data show that if radio was quite widespread across the population in 2001, the number of households owning a television set was still limited (Table 10). It seems that the situation has improved recently with 68% of households in Nyalungu’s survey having a television set (Table 11). This can be compared with the results of ICRISAT survey showing that over 78 % of respondents owned radios with over 50% owning televisions. Page 27 Table 10: Number and percentage of households owning some domestic assets in Maruleng municipality and wards 1 to 5 in 2001 Wards 1-5 % of total Number of households households Telephone in dwelling yes 174 1% Cell-Phone yes 2466 21% Radio yes (*) (*) Television yes (*) (*) Computer yes (*) (*) Refrigerator yes (*) (*) (Source: Statistics South Africa, Census 2001) Maruleng municipality Number of % of total households households 790 4% 4139 21% 12656 64% 4622 23% 507 3% 5475 28% One can also note from Table 11 that ownership of means of transport is very limited with only 13% of the surveyed households having a car. Table 11: Asset ownership in the study area Number of households with % of total households Agricultural_equipment 4 5% Fridge 56 67% TV set 57 68% Hi-Fi 39 46% Stove 33 39% Sewing machine 21 25% Car 11 13% Cellphone 53 63% (Source: Nyalungu’s survey, 2005) 4.3 Livelihood activities IWMI surveys (Nyalungu and Malatji combined data set 2005) show that the average annual income per household amounts to R17,320 (standard deviation R20,600), which is equivalent to a daily individual income of USD1.5 (with an average household size of 4.9 persons and average exchange rate in 2005 of R6.37 for US$1). However the distribution of income is highly unequal as shown in Table 12: 37% of people in the surveyed sample live on less than US$0.84 per day (less than R4800 per annum and household) and another third earn between US$0.84 and US$1.68 per day (between R4800 and R9600 per annum and household). Over 75% of children in the Limpopo Province lived in households earning less than R800 or less in 2005 (Merrey and van Koppen, 2007). The Maruleng IDP Review for 2005 to 2006 points out that about 75% of its residents earned less than R800 per month with 325% of them without any income at all (Maruleng Municipality, 2005). About 46% of the province’s economically active population is unemployed and the HDI (Human Development Index) at provincial level is 0.47 and its rate of poverty is close to 60% (Nyalungu forthcoming). In 2003, over a million people in the broader Limpopo Province depended on food hand outs (Nyalungu forthcoming). The comparison of IWMI survey with Census data in wards 1 to 5 and in Maruleng municipality as a whole (Table 13) shows that the surveyed sample comprised slightly less Page 28 poor people than the whole population: in particular there was no household without any income in our sample. This can be due either to the bias in our sampling procedure or to the general improvement of income between 2001 and 2005. However our sample reflects the diversity of income level found in the total population in the area. Table 12: Distribution of households per income class in Nyalungu-Malatji surveyed households Number of Annual income class households % R1 - 4800 33 21% R4801 - 9600 26 16% R9601 - 19200 54 34% R19201 - 38400 37 23% R38401 - 76800 7 4% over R76801 2 1% Total 159 100% (Source: Malatji’s and Nyalungu’s surveys, 2005) Table 13: Distribution of households per level of annual income in wards 1 to 5 and within the Maruleng municipality Wards 1-5 Number of % of total households households None R1 - 4800 R4801 - 9600 R9601 - 19200 R19201 - 38400 R38401 - 76800 R76801 - 153600 R153601 - 307200 R307201 - 614400 R614401 - 1228800 R1228801 - 2457600 Over R2457600 (Source: Statistics South Africa, 2001 Census) 4944 1323 2859 1503 708 387 174 33 18 3 3 6 41% 11% 24% 13% 6% 3% 1% 0% 0% 0% 0% 0% Maruleng municipality Number of % of total households households 7269 2610 4842 2403 1101 693 462 174 54 30 18 15 37% 13% 25% 12% 6% 4% 2% 1% 0% 0% 0% 0% Households in the area generally have several sources of income. For example, in the small scale irrigation schemes, farmers who depend on income from farming only were found to be 35%, 38% on income from farming and pension, 18% from farming and child grants, and finally 9% depend on income from farming and remittances (Malatji 2005). Although almost all households are engaged in cropping activities, only 20% of the total income of the surveyed household is derived from cropping. This is because most of the agricultural production is for subsistence purposes only with very little being sold. Employment provides the largest part of the income in the area, but this concerns only 36% of the surveyed households. Half of the households receive pensions and/or child grant from the state welfare system, which is the second most important source of income (Table 14). Page 29 Table 14: Source of income: number of households per source, average income per household per source Source of income employment off farm activities crop livestock pensions remittances number of % of total households households 58 36% 26 16% 154 97% 31 19% 81 51% 23 14% average income per year per household 19252 3570 3568 2048 9828 5896 17321 total income from this source % of total income 1116600 41% 92820 3% 549433 20% 63500 2% 796080 29% 135600 5% 2754033 100% (Source: Malatji’s and Nyalungu’s surveys, 2005) Table 15 gives further information about the distribution of income across sources and income class. The study showed that low income classes derive most of their income from crops (69% and 50% for the first and second income classes respectively), households in middle income classes derive more than a third of their income from pensions and the richest classes derive most of their income from employment. Targeted agricultural improvements therefore have the potential to improve the livelihoods of the poorest households. Table 15: Distribution of annual household income across sources per income classes % of annual income R4801 R9601 - R19201 - R38401 – from R1 - 4800 9600 19200 38400 76800 Employment 12% 7% 20% 37% 69% Off farm Activity 7% 5% 1% 2% 13% Livestock 2% 3% 2% 4% 0% Crops 69% 50% 26% 17% 5% Remittances & grants 0% 7% 6% 7% 3% Pension 10% 30% 45% 34% 10% 100% 100% 100% 100% 100% (Source: Malatji’s and Nyalungu’s surveys, 2005) over R76801 98% 0% 1% 1% Total 41% 3% 2% 20% 0% 0% 100% 5% 29% 100% The distribution of households per source of income in our survey is similar to the one reported by World Vision in Kodumela Area Development programme, except for the portion of household earning income from farming, but quite different from the one in Enable Area Development Programme (Table 16). The difference in the importance of farming income is mainly due to the bias towards irrigators in our sample. It should also be noted that World Vision reported only one main source of income per household whereas families in the area generally have several sources of income. Variation between the two Area Development Programmes is due to the fact that Kodumela area includes bigger villages (such as Metz) where most of the government employees are living whilst Enable area comprises only small villages with fewer job opportunities. Page 30 Table 16: Sources of Income in Enable and Kodumela areas ! " # % ! # $ & "' ( ' ) + & & & ! ! ! * ** * ! ! ** * (Source: World Vision 2005a and b) 4.4 Water sources, uses and management Global water management context Water management in the Olifants River Basin is a contested issue with an estimated water deficit of 196Mm3 (Sally et al., 2003) and a projected shortfall of 243Mm3 by 2025 as a result of increasing needs by all sectors and setup of the environmental reserve (Lévite and Sally, 2002). Such ‘water scarcity’ debates, according to some analysts, may be used to stall the ongoing implementation of water allocation reforms in rural South Africa. In SekororoLetsoalo area, water rights were held by the irrigation boards such as the Selati Irrigation Board which cater for large scale commercial farmers. The river passes through the former homelands, but small-scale black farmers had no legal right to use water for productive purposes. The promulgation of the Water Act in 1998 (NWA) is one of the legal mechanisms aimed at re-allocating water to the previously disadvantaged black majority. In particular the NWA promotes the constitution of Water Users Associations which regroup water users from all sectors (commercial, emerging and subsistence farmers as well as domestic users and industries) to manage water resources at local level, as one of the institutional innovations to redress some of these past inequities (DWAF, 1999). However this process is far from being achieved in the B72A quaternary catchment. In addition to the slow implementation of the water reform process spearheaded by DWAF, one has to regret the lack of synergy between this process, the Land Reform Process driven by the Department of Land Affairs and also the rehabilitation of irrigation by the Limpopo Department of Agriculture (Revitalization of Small Scale Irrigation Schemes - RESIS). In B72A catchment, it is clear that over commitment of the little available water resources is likely to have a serious impact on the lives of people in the near future. This is highlighted by the fact that most rivers remain dry during low rains (DWAF, 1991,Faysse, 2004) showing that there will be severe shortage of water in 2010 (Ntsheme 2005). Domestic water services Present domestic water infrastructures are rudimentary. Village domestic networks are generally composed of one or more boreholes or a weir diverting water from a stream, one to three reservoirs and a small reticulation system supplying public stand pipes. Most of these networks were built in the 1980’s during apartheid by the government of Lebowa homeland, Page 31 some improvements (weirs, reservoirs) and extensions being added after 1994 (see Table 17). In recent years, some households paid for a private water connection in the yard or in the house. However, as the schemes were not designed for this type of service, water supply is unreliable and quantity supplied inadequate. After a period of transition during which DWAF was in charge of managing the water services, networks have been handed over to the Mopani District municipality, which lacks the required capacity. The water schemes are not working properly and households often resort to several water sources to meet their needs, including collecting water from the nearby rivers and streams or from neighbours with a private tap or borehole. In addition, all households have invested in storage capacity to cope with unreliability of water supply, the number and size of containers depending on the family wealth. Problems reported by water users during focus groups discussions conducted by Ma-Edward Motoboli and Phillipa Kanyoka in 2007 include: - the lack of water in the local streams during winter - damaged water infrastructures (broken pump or stand pipes) not taken care of by responsible institutions - low frequency and unreliability of water supply: in many villages water is not available every day, even for households that have a private connection - low pressure - quality of water: salty groundwater and surface water polluted by animals In some villages such as Enable water is sometimes supplied by municipal trucks when the collective network is not working. Problems of communication between water users and the institutions in charge of managing water systems (DWAF, municipality, water committee) and difficulty for water users to organize themselves and solve their problems are also reported. Table 17: Main characteristics of domestic water infrastructures in B72A Zones Villages Population Water source Date reticulation Total reservoir capacity Reservoir capacity per person (l) Date reservoir (m3) 3 4 Balloon 3453 groundwater 1987 150 43 1987 GaSekororo 6895 groundwater 1980 483 70 1978-19831990 Lorraine 6829 groundwater 1983 930 136 1983-1998 Sofaya 3055 surface 1982 749 Ticky Line 7555 groundwater 1986 300 Madeira 3677 surface 1983 690 Makgaung 3752 surface 1980 115 Metz 7451 groundwater 1984 1415 190 1982-19842001 Bismarck 2400 groundwater 1992 230 96 1992 Turkey 8208 groundwater 1984 115 14 1984 Enable 2419 groundwater 1987 150 62 1987 (Source: DWAF, 2003) Page 32 99 108 1979-1982 1986 1982 1980 Domestic water access In the broader Olifants Basin, 45% of the population has no access to water sources that meets RDP standards3 (Merrey and van Koppen, 2007). Table 18 shows the distribution of households per type of water access in the case study wards and for Maruleng municipality. About 35% of the households had access to water within their yard, with 2.5% having access to water within their dwelling, according to the 2001 Census. 11% of the households in wards 1-5 used water from rivers and streams for their domestic uses. Table 18: Distribution of households per type of access to water in wards 1 to 5 and whole Maruleng municipality Wards 1-5 Maruleng municipality Number of % of total Number of % of total households households households households Dwelling 306 3% 1110 6% InsideYard 4188 35% 7439 38% Community Stand 3099 26% 4232 22% Community stand over 200m 2415 20% 3844 20% Borehole 51 0% 132 1% Spring 222 2% 234 1% RainTank 12 0% 19 0% Dam/Pool/Stagnant Water 57 0% 386 2% River/Stream 1263 11% 1737 9% Water Vendor 15 0% 19 0% Other 336 3% 513 3% 11964 100% 19665 100% (Source: Statistics South Africa, Census 2001) Water access varies across villages as demonstrated by World Vision reports and interviews conducted by Motoboli and Kanyoka (Motoboli, forthcoming; Kanyoka, 2008). Villages located closer to the Drakensberg Mountain (zone 3) have generally a better access than villages in central plain south of Malomanye river (zone 4). In Enable ADP, only 23% of the survey respondents had access to potable water. Half of the respondents (51%) used water from rivers for domestic purposes, with 7% using boreholes, 14% using springs and 5% using rainwater. In Kodumela ADP, on the other hand 95% of the surveyed households accessed water through pipes into yard, a tap in the house or a public tap outside (World Vision, 2005b, a). In some villages such as Enable, World Vision had financed rainwater harvesting tanks, which are used for both domestic and productive purposes. A limited number of wealthiest households are able to drill their own borehole and have probably the better water access in the area but at a very high cost. Higher financial resources also allow households to acquire increased storage capacity to cope with low reliability of water services (Motoboli’s interviews, 2007). Water access still remains much skewed along racial lines as shown in Table 19. Per capita water consumption averages 47 liters per day in the former homelands and 183 liters per day in areas where the majority of the white population live (Nyalungu forthcoming). 3 RDP standards for water services have been defined as 25 litres of clean water per person and per day available at less than 200m from the house and interruption of service not exceeding 7 days per year. Page 33 Table 19: Distribution of households according to their water access and population Source of Water Black African Coloured White Piped water inside dwelling 590 (3%) Piped water inside yard 7223 (38%) 6 (67%) 210 (27%) Piped water on community stand: distance less than 200m from dwelling Piped water on community stand: distance greater than 200m from dwelling Borehole Spring Rain-water tank 4216 (22%) 3 (33%) 13 (1.7%) 3811 (20%) 33 (4.2%) 129 (1%) 234 (1%) 19 (0%) 3 (0.4%) Dam/pool/stagnant water 386 (2%) River/stream Water vendor 1731 (9%) 19 (0%) Other 513 (3%) 520 (66%) (Source: Statistics South-Africa, Census 2001) This poor access to water in terms of quantity, quality and reliability results in a high frequency of water related diseases as reported by World Vision baseline surveys (Table 20). Diarrhoea was ranked as the second highest (23%) most dangerous disease for the under five children in Enable ADP and the first one in Kodumela ADP. Cases of cholera are also mentioned (World Vision, 2005b, a). Table 20: Leading childhood diseases below 5 years in Enable and Kodumela ADP Diarrhoea AIDS related Pneumonia Malnutrition Cholera Malaria Coughing Scabies Other Total Enable ADP Frequency Percent 90 23.0 16 4.1 31 7.9 75 19.1 16 4.1 13 3.3 123 31.4 28 7.1 392 100.0 Kodumela ADP Frequency Percent 116 29.6 5 1.3 9 2.3 76 19.4 24 6.1 24 6.1 115 29.3 19 4.8 4 1.0 392 100.0 (Source: World Vision 2005a and b) Small scale irrigation schemes Six small-scale irrigation schemes were built during the apartheid in the 1950s to support subsistence agriculture: Lorraine scheme on Makhutsi river, Jele scheme (Ticky Line) and Madeira scheme on Moungwane river, Sofaya scheme on Morola river, Metz scheme and Makgaung scheme on Moetladimo river. Each irrigation scheme was divided in 100 plots of one hectare each and each farmer endowed with a Permit to Occupy (PTO). An Extension Officer paid by the homeland government managed the irrigation scheme and farmers’ responsibility was restricted to producing crops as stipulated by the Extension Officer. The Page 34 government also provided farm inputs (fertilizers, seeds, tractors), and organized fencing and marketing of products. After the withdrawal of state support to agriculture in early 1990s, the schemes were handed over to farmers but most of them collapsed due to poor management. Today only part of the schemes is cultivated and water productivity has decreased due to the poor maintenance of the canals and uncontrolled livestock grazing caused by fence destruction (Ramay and Beullier, 2005). World Vision has been trying to improve small-scale irrigation farming through a number of strategies such as low-cost drip irrigation and seedling production for backyard gardens (Ramay and Beullier 2005). Some of these schemes are earmarked for rehabilitation under the RESIS programme of the Limpopo provincial government. Metz irrigation scheme is the first one to be rehabilitated. Physical rehabilitation is associated with a reform of governance of the schemes: according to the National Water Act of 1998 irrigation committees composed of farmer representatives, who used to manage the schemes since the end of apartheid, in particular the water distribution, are in the process of being incorporated into a water users association at quaternary catchment level. This process is a major challenge for small scale irrigating farmers as it is the case in other regions in South Africa (Faysse, 2004). Panesar’s study on Sofaya irrigation scheme further stresses the difficulty for women farmers to participate in the decision-making process since the irrigation management institutions favor the male irrigators (Panesar, 2006). Water uses For productive purposes, small and large-scale farmers together consume 50% of the total water supplied by the Olifants river basin. This share is further disaggregated into 45% being consumed by the large-scale farmers with 5% going to the small-scale farmers in the former homelands. The remaining 50% of water supplied is consumed by mining companies. Largescale farmers occupy about 95% of the irrigated area and 30% to 50% of the initial allocation of water is used by these farmers (Lévite and Sally, 2002). Studies by IWMI in the Olifants Basin at large have highlighted inequities in access to water for both domestic and productive uses within the rural contexts. The studies included the Equity coefficient4 (Prasad et al., 2006), Gini Coefficient5 (Cullis and van Koppen, 2007) and the Water Poverty Index (Magagula et al., 2006).6 Cullis and van Koppen (2007) study shows that 95% of all water is used by 0.5% of the users. The Olifants Basin is said to be closer to the closed river basin stage than the open river basin (Merrey and van Koppen, 2007). The current water reform process is marginally attempting to change water allocation but redressing past inequalities calls for going beyond tinkering at the margins and demands an integrated reform process which encompasses all resources including land (Merrey and van Koppen, 2007). At household level in the study area, water use ranges from 10 liters per person per day to more than 100 liters per person per day, depending on the type of access, the size and wealth of the family and the village. Water is used for domestic purposes (drinking, cooking, bathing, and washing) but also for a wide range of productive purposes: irrigation of backyard garden, 4 The Equity coefficient measures the “skewness,” degree of diversion from total equity. The equity coefficient ranges in value from 0 to 1, with 1 being most equitable and zero the least equitable (Merrey and van Koppen 2007). 5 The Gini coefficient is a measure of equality or inequality and has largely been used to measure distribution of income. The result from the Gini coefficient are shown on a Lorenz-curve with a straight line denoting perfect equality. Any divergence from the perfect equality line demonstrates inequality (Merrey and van Koppen 2007 or Cullis and van Koppen 2007). 6 Water Poverty Index measures the impact of water scarcity and water provision on human populations using a scale from 0 to 100, where a low score indicates high water poverty. It is comprised of five component indices: resources, access, capacity, use, and environment, each with various sub-indices (Merrey and van Koppen 2007). Page 35 watering of livestock, brick making, beer brewing, and other small businesses. Access to water for productive purposes emerged as one of the major issues in the focus group discussions conducted by Motoboli in Worcester, Mohlomelong and Metz. However due to limited water sources and inadequate water services, use of water for productive purposes such as gardening is restricted, either by community rules or by the municipality. 4.5 Agricultural production Farming purpose and main crops Both arable and pastoral agriculture are practiced in the area. About 80% of the surveyed farmers keep livestock as well as grow crops, while 20% of the farmers grow crops only (Nyalungu’s and Malatji’s combined dataset). Most of the crops are grown for consumption purposes. Some farmers also sold part of their produce but, as it was mentioned before income from cropping is usually very limited (50% of the population earns less than R2370 per year from cropping). The main crop grown in the study area during summer is maize, often interspersed with groundnuts or bambara groundnuts. Only farmers who have access to irrigation plots can farm during winter. Main crops grown in dry season are sugar bean, cabbage, onion, beetroot, and spinach (Table 21). This is in line with findings from the ICRISAT survey, which showed that in the 2004-05 planting season in Capricorn district 95 % of the land was under maize cultivation, with the remainder under bambara groundnuts, groundnuts and cowpeas. Table 21: Main crops and number of farmers engaged per cropping season Season Summer Winter Winter and summer Crops Maize Groundnut Bambara nuts Butternut Sugar bean Cabbage Onion Beetroot Green bean Spinach Green pepper Tomato Sweet potato Peri peri Total number of farmers in combined surveys (in Malatji’s survey) (*) data available only in Malatji’s survey (Source: Nyalungu’s and Malatji’s surveys 2005) Number of farmers 116 57 (*) 44 (*) 7 (*) 99 66 30 (*) 61 18(*) 54 3(*) 95 34(*) 5(*) 159 (75) % 73 76 (*) 59 (*) 9 (*) 62 42 40(*) 38 24(*) 34 4(*) 60 45(*) 7(*) Farming practices Various land and water management practices identified in B72A catchment are summarized in Box 2. Farming practices differ with the type of farming. Cutting of trees and bushes is done with axes and pangas in hillside and rainfed farming. Hillside farmers only use hand hoes for cultivation whereas irrigation farmers all used hired tractors to prepare their plots. Page 36 Land preparation practices of rainfed farmers vary from hand hoes to donkey drawn plough to tractors (Ntsheme 2005). Use of inputs also varies across farming types: none of the surveyed hillside farmers used mineral or organic fertilizers. 42% of rainfed farmers used both mineral fertilizers and manure, 24% used only manure and 16% only mineral fertilizers. In irrigation farming, the use of inputs is even higher with 95% of the farmers using mineral fertilisers and 5% using only manure. In all farming systems, crop residues are ploughed back before the next cropping season. Grazing of crop residue mainly occurred when the plots are not cultivated during the dry season. All farmers indicated that they practice crop rotations (Ntsheme 2005). Only irrigation farmers used mulching (with grass, tree leaves or small artificial nets) to keep soil moisture and suppress weeds. Other farmers have no specific water management practices on their plots, and none of the farmers practice rainwater harvesting7. In hillside and rainfed farming, plots remain fallow during the dry season. In irrigation schemes 85% of farmers indicated that they left part of their farm fallow either because of lack of manpower or because they thought it is a good practice. Most hillside farmers (55%) used methods of soil conservation such as contouring, log and stone barriers to reduce erosion (Table 22). Ploughing across slopes is also observed in rainfed farms on undulating terrain. Table 22: Methods of soil conservation used by hillside farmers Method adopted Number of farmers % of farmers Contouring 7 19.4 Log barriers 8 22.2 Stone barriers 5 14 None 16 44.4 Total 36 100 (Source: Ntsheme 2005) Box 2: Land and water management practices observed in B72A catchment (zones 3 and 4) - Application of organic manure - Application of inorganic fertilizers - Ploughing across slopes - Use of log barriers - Use of stone barriers - Ploughing back of crop residues - Extend crop rotations where land is available, particularly with the inclusion of legumes. - Strict water rationing in irrigation schemes - Mulching and net shading - Augment water supply with borehole water - Greenhouse planting of seedlings - Use of low water consuming technologies (drip irrigation) (Source: Ntsheme 2005) 7 Rainwater harvesting refers to different technologies used to harness rainwater so as to be used for productive and domestic water purposes. Page 37 Farming constraints and challenges Table 23 sums up the major challenges faced by the different types of farmers surveyed by Ntsheme (excluding commercial farmers who are not presented in this report). The problems faced by dryland and hillside subsistence farmers entailed very basic requirements although emerging farmers mentioned more sophisticated requirements. Most farmers reported the lack of resources to buy artificial fertilizers and hire agricultural equipment. With low livestock ownership and the livestock management practices of free grazing, manure is not easily available. The IWMI survey found out that only 11% of the respondents had access to credit facilities. Most of the credit is not from commercial banks. The Department of Agriculture in the Limpopo Province indicated that lack of formal credit facilities has resulted in a significant number of people resorting to loan sharks. Most households are not keen to reveal these as their main source of credit. Table 23: Challenges faced by farmers in different farming systems Farming system Emerging farmers Irrigation schemes Hillside farmers Dry land farmers (Source: Ntsheme 2005) • • • • • • • • • • • • • • • • Challenges met by farmers Inadequate knowledge to operate mechanised systems Shortage of capital hence of farm equipment Poor marketing arrangements Shortage of water Dilapidating fences around schemes Uncontrolled movements of livestock Shortage of farm inputs (manure and seeds) Lack of draft power Difficulties in marketing products Rodents and guinea fowls Lack of access routes to the farms Destruction of crops by livestock Reduction of crop yields by cutworms, (stalk borer) Low and erratic rainfall Destruction of crops by livestock Shortage of draft power These constraints do not differ from farming constraints reported by other studies in similar areas in South Africa. For example, 51% of the ICRISAT surveyed respondents in Capricorn district used artificial fertilisers. The main reason for the non-use of fertiliser was the high prices. Poor access to land, poor or no access to inputs and credit, lack of assets, lack of farming skills and drought and intra-season dry spells were some of the problems experienced by farmers (ICRISAT, 2007). Crop yields Crop yields calculated from Malatji’s survey in irrigation schemes are summarized in Table 24. One can notice the high variability of yields that can be attributed to a diversity of farming practices and agricultural knowledge. Part of the variability may also be due to the fact that farmers do not know very well their level of production as they directly consume most of their crops, hence the yields could not be estimated with accuracy. According to Ntsheme (2005) maize yields vary across farming types: the proportion of farmers with yield less than 2t/ha tends to be higher among dryland farmers than hillside farmers. A majority of farmers thought that harvested outputs were decreasing over years in all farming types. They attributed this trend to droughts and shortage of labour (Ntsheme 2005). Page 38 Table 24: Yield of main crops in B72A catchment Bambara groundnut Groundnut Sugarbean Yield (kg/ha) Maize Average 1514 869 1646 880 Standard deviation 1444 756 1930 1015 Median 1119 720 960 480 Number of farmers 64 44 56 51 (Source: Malajti’s survey 2005) Access to markets Box 3 summarizes the marketing facilities available for small-scale farmers in the study area. From Malatji’s survey it appears that 77% of irrigation farmers engage themselves in farming for consumption and market purposes (i.e. they consume the produce and then sell surplus), 8% of farmers engage in farming for market purposes only, and finally 15% for consumption only (i.e. they consume the produce and maybe give relatives and neighbours the surpluses) (Malatji forthcoming). Generally summer crops (maize, bambara groundnuts and groundnuts) are mainly intended for self-consumption, whereas winter crops are more often sold. Local people and hawkers are the most frequent market outlets and the use of shops and markets remains very limited. In the case of vegetable production, farmers produce very small quantities and try to sell them as soon as possible as they do not have storage facilities. They also harvest progressively over a period of 2 to 3 months according to demand. Sales take place at home or in the close neighbourhood, which does not involve high marketing costs. It is only when they have a higher volume of production that they need to resort to other market outlets. The choice of a specific outlet depends on their resources: mean of transport, contacts and information on local town markets. Hawkers generally come to buy locally and do not require transport. However, as pointed by respondents of Agathe Fabre’s survey, it is only economically interesting to use hawkers for specific vegetables such as chillies or green peppers, because hawkers deduct the cost of transport from the buying price (Fabre, 2006). Most households (53%) are breeding livestock for their own consumption, 13% are keeping animals both for consumption and market, whereas 10% are mainly market oriented, finally 20% of households do not own livestock (Nyalungu and Malatji surveys 2005). Table 25 gives the average herd size, number of animals per category and livestock income per type of livestock production purpose. Although, transport infrastructure has developed recently in the study area with the surfacing of the main access roads, small-scale farmers have limited access to transport means (see section on assets) and are not organised to market their produce as groups; consequently their volume of production is not sufficient to obtain good deals with operators and market prices remains very low. In addition, they suffer from a harsh competition from supermarkets in neighbouring towns (Tzaneen, Hoedspruit), that sell agricultural production from large scale farms at very low price compared to local production costs. The inexperience of small-scale farmers in marketing is in large part inherited from the apartheid policies as during this period marketing of surpluses from homelands was organised by the government. This has not improved because of the lack of advice on marketing issues and market information and the lack of farmer organization. Page 39 Table 25: Number of households, average herd size and average livestock income per livestock production purpose Number of farmers (%) Average herd size (TLU) Average number of cattle Average number of goats Average number of donkey Average number of poultry Average annual livestock income (R/year) Average % of livestock income on total income family consumption 84 2.1 1.9 0.6 consumption and market 21 6.5 5.9 4.0 0.1 11.2 market no livestock Total 16 6.0 5.4 5.6 38 0 0 0 159 2.6 2.3 1.4 0.2 8.5 0.0 3.9 0 0 0.1 7.5 36 1733 1506 0 410 0% 10% 8% 0% 2% (Source: Nyalungu’s and Malatji’s surveys) The commercial farming sector, on the other hand, produces primarily for the market. Infrastructural developments and transport networks were largely developed to link commercial farming and mining interests going back to the early 1900s (van Koppen 2007a). For the former homelands access to markets is one of the important issues that need to be addressed to enable the formerly disadvantaged communities to move out of poverty. Box 3: Agricultural marketing facilities for small-scale farmers in Sekororo-Letsoalo area These villages (Enable, Turkey, Butswana, Worcester) are quite isolated from agribusiness firms. Indeed, there are neither commercial millers nor inputs seller close to the villages. But there are some local swap millers in surrounding villages, as well as retailers inside villages for household basic consumption (“spaza” shops and Indians retailer). For inputs supply, most farmers using inputs purchase them in NTK shops in Ofcolaco a complex situated at nearly 15km, or in neighbouring towns (Tzaneen, Trichardtsdal or even Hoedspruit). Few farmers buy seeds locally in small shops in surrounding villages or at the social pay point. This seems to be a strategic point to make business, as people have just got their money. Many people sell part of their vegetables production or even cereal production in small quantities at this occasion. Another important place locally is the auctions place in Turkey zone 3, where buyers and sellers of livestock can realize their transaction once a month. Regarding cereal production, the majority of farmers has very low level of production, and uses service of local miller or process themselves their grain production. Few farmers are working with commercial millers, NTK and Progress Milling, mainly for storage facility. Indeed, they do not send their whole production, but just the part they need to store, and keep at home what they can consume before it goes bad. None of these farmers have a transport for their production, and NTK as well as Progress Milling depots are situated in neighbouring towns. In most cases maize is collected at home and farmers pay extra fees for transport through local suppliers. Some prefer to hire a bakkie with other farmers to transport their harvest. Indeed, transport appears as an additional constraint to agricultural marketing, which explains why farmers just do it when they cannot consume their production before it rots, and thus necessitate a storage facility. (Source: Fabre 2006) 4.6 Food security status According to FAO food security ‘exists when all people, at all times, have physical and economic access to sufficient, safe and nutritious food to meet their dietary needs and food preferences for an active and healthy life’ (FAO, 1996). Within the Southern Africa Development Community (SADC) and the New Partnership for Africa’s Development (NEPAD) all aim at improving agricultural production and food security in Africa and achieving the first Millennium Development Goal, which proposes to halve the number of people living on less than US$1 per day and people suffering from hunger by 2015. In South Page 40 Africa, the 1996 Constitution and the Reconstruction and Development Programmes (RDP) aim at addressing issues of poverty and food security. The South African government has tried to address these issues through multilateral, regional and national policies, such as social grants, provision of free basic services, land reform and water allocation reform, to improve the access of poor people to these essential resources. South Africa produces enough food for its domestic requirements but because of huge inequalities in the country, food security remains a key issue for the poor. The Millennium Development Goals Mid-Term country report for South Africa shows that the percentage of people living below R3000 per annum (in 2000 constant Rand) remained stable between 1994 and 2000 around 50% but has decreased since (Anonymous, 2007). However, in 2006 people living below this poverty line still represent a large part of the total population at 43.2%8. The report further indicates strong overall income growth, especially since 2002, resulting in the rise of the income of the poorest 10 and 20 percent of the population. However, of concern is that income inequality (as measured by Gini-coefficient) has increased from 0.665 in 1994 to 0.682 in 2000 and 0.685 in 2006. With regard to the target of eradicating hunger whose progress is measured using severe malnutrition amongst children under-5 years of age, the MDG mid-term country report observes a decline from 88 971 cases in 2001 to 30 082 in 2005. About 35% of South Africans experience food insecurity and vulnerability (Rule et al., 2005). Rural areas compare unfavourably to urban areas in terms of poverty and food insecurity. Rural South Africa has a 14% children under weight (9% urban) and 30.1% children are stunted compared to 19.8% in urban areas (Resnick, 2004). Food insecurity is strongly associated with climate variability. Unpredictable rainfall patterns leave the farmers vulnerable to droughts and starvation. Vulnerability of rural farmers is broadly defined as ‘a function of exposure to risk and inability to cope’ (World Food Programme, 1999; Kureya and Majele-Sibanda, 2007). In the Limpopo Province, where 89% of the population is rural, food insecurity is a result of lack of fertile land and water resources in order to engage in productive agricultural activities (Berumen, 2006). About 40% of the Limpopo population suffers from food insecurity (FANRPAN, 2007). Agricultural development is thus a potential driver for development of the province (FANRPAN, 2007). The study area is quite representative of other rural areas in Limpopo province from this respect. Despite agriculture being the main activity, food security is of major concern in the area. Reasons for low production include lack of land, no access to water, poor agricultural support and lack of markets. About 70% of the population in Enable and Kodumela ADPs rely on rain fed agriculture for their food (World Vision, 2005b, a). World Vision reports also showed that 19.1% of the under five children in Enable suffered from malnutrition. In the total population proportion of vulnerable people is estimated at 31.3 % in Enable ADP and 29.3% in Kodumela ADP. Other serious indicators of food insecurity within the study area are provided by Nyalungu’s survey. Several questions pertaining to food security were asked to surveyed households. Table 26 summarizes the results. 8 Based on data from the All Media and Products Survey data; The R3000 per annum threshold is slightly above US$1 per day in 2000 constant Rand. Page 41 Table 26: Indicators of food insecurity in the study area In the last 12 months, did you run short of foods that you needed to make a meal and did not have money to buy more? In the last 30 days, did you ever run out of the foods that you needed to make a meal and did not have money to get more? In the last 12 months, did you ever get food or borrow money for food from friends or relatives? In the last 12 months, did you ever send children to the homes of friends or relatives for a meal because you were running out of food? In the last 12 months, did you ever serve only a few kinds of low cost foods for several days in a row because you could not afford anything else? In the last 30 days, did you ever cut the size of your meals or skip meals because there was not enough money for food In the last 12 months, did you ever not eat for a whole day because there was not enough money for food? In the last 12 months, did you ever eat less than you should because there was not enough money to buy food? Did this happen in the last 30 days? In the last 12 months, were you hungry but did not eat because you could not afford enough food? In the last 12 months, did you or any member of your household lose weight because there was not enough food to eat? often true I worry whether my food will run out before I got money to buy more? The food that we bought just did not last? I couldn' t afford to eat balanced meals? no no answer Total n=84 50% 32% 18% 100% 40% 44% 15% 100% 34% 27% 40% 100% 24% 30% 46% 100% 36% 14% 50% 100% 27% 19% 54% 100% 24% 17% 60% 100% 25% 8% 67% 100% 17% 13% 70% 100% 19% 8% 73% 100% 17% 10% 74% 100% sometimes true never true no answer Total n=84 50% 27% 12% 11% 100% 44% 56% 29% 19% 17% 14% 11% 11% 100% 100% How often did this happen that you did not for a whole day? In the last 30 days how many days did it happen that you have to cut size of meal or skip meals? yes <7 almost every months some months 1-2 months no answer Total n=84 17% 5% 2% 76% 100% 8-14 15-21 >21 no answer Total n=84 25% Page 42 15% 6% 1% 52% 100% 4.7 Perceived quality of livelihood at household and community levels World Vision baseline survey showed that most respondents in the communal areas perceived their livelihoods quality as being poor (World Vision, 2005b, a). This is confirmed by Nyalungu’s survey results reported in Table 27. This contrasts with responses from the commercial farming areas that had access to better facilities and their livelihood was comparable to that prevailing in developed countries (Berumen, 2006). Despite the duality, both communal and commercial farming respondents felt that there was room for improvement in their livelihoods. The perception that the quality of livelihoods was lower in rural areas than urban areas, resulted in most youths aspiring to migrate to urban areas in anticipation of better living conditions. Table 27: Household level of satisfaction with their living conditions Number of households Very satisfied 1 Satisfied 29 Dissatisfied 44 Very dissatisfied 10 Total 84 (Source: Nyalungu’s survey 2005) % 1% 35% 52% 12% 100% 4.8 Typology of farming households The results of multivariate data analysis conducted on the consolidated database from Nyalugu’s and Malatji’s surveys are as follows. Principal component analysis: The correlation matrix shows few strong correlations among variables: - Positive relation between percentage of livestock income and livestock reason - Negative relation between percentage of crop income and percentage of pension in total income - Negative relation between percentage of crop income and percentage of employment income in total income - Negative relation between percentage of crop income and total income - Positive relation between savings availability, number of households assets and livestock number - Positive relation between livestock number and reason for keeping livestock. The first 8 factors represent 61% of the total inertia of the data set and the first 4, 39%. The first factor (14.2% of inertia) opposes households with savings and high total income on one hand, and households with a large part of income from cropping on the other hand. The second factor (10.3% of inertia) distinguishes households that diversify their crops (high number of vegetables) and that use a high quantity of fertilisers. The third factor (7.4% of inertia) opposes livestock-market orientated households with a high percentage of income from livestock, from households with a high total income and high percentage of income from employment. Finally the fourth factor (7.2% of the inertia) opposes households whose main source of income is pension, from those that get their income mainly from formal employment. Page 43 Figure 11 below gives a representation of the variables in the first factorial plan (factor 1 on the horizontal axis, factor 2 on the vertical axis). Figure 11: Household typology - Representation of variables in the PCA factorial plan 1-2 VEGET FERTZ EDUC 0.62 -0.63 0.62 -0.38 LIVNB HHASST SEED CREDT CROPINC SAVNG IRRINC LIVREA HIRWO TOTINC LIVINC FAMBF OFFINC REMT MARK FOSEC EMPINC LAND GENDER PENS AGE Cluster analysis The dendogram of the cluster analysis performed on the first 8 factorial coordinates is represented in Figure 12 below. Several clustering are possible: with 2 clusters (between nodes 317 and 316), 6 clusters (between nodes 313 and 312) and with 8 clusters (between nodes 311 and 310). We chose to keep a classification in 8 types (see Box 4). The main characteristics of the 8 types are described in Table 28 and Table 30. Statistical differences between types are assessed through analysis of variance (Table 30) and Chi-Square test (Table 28). As our sample is biased towards irrigation farmers, the distribution of households across types in the sample is not representative of the distribution in the whole population. However, we are confident that the typology gives a trustful representation of the diversity of household types in the area. The main factors of differentiation between types are the total income and the composition of income (Figure 13). The richest households usually are those for which permanent job is an important source of income (types 1, 2, and 3). Households who derive a large part of their income from cropping are amongst the poorest types (types 7 and 8). Households with large proportion of their income coming from pensions or remittances get an intermediate level of income. Households with highest agricultural input use can be found in type 7 (highest percentage of irrigation, highest seed costs and highest fertilizer use), and to a lesser extent in types 6 and 1. Type 8 households, which are the poorest have an average level of input use. Household head characteristics (age, education and gender) are significantly different across types (highly significant for age and education level, less significant for gender). Distribution Page 44 of sampled households per types and villages is given in Table 29. No significant relationships appear between location and type of households. Figure 12: Household typology - Dendogram of the cluster analysis operated on factorial coordinates (Ward method) 4.8 0 170 -0.44 2 clusters 316 315 314 313 6 clusters 312 311 8 clusters 310 309 308 305 307 304 303 306 302 301 300 298 276 297 275 296 299 269 293 295 288 294 292 291 285 287 282 286 262 274 289283290 281278 284 280 279 260 261272 277 265 273258 259 271 268 270 251 267 256 266 249 250 257 240 248 239 207 244 238 245 264 254 263 235 247 236 255 2 46 237 223 204 253 206 222 205 234 230 232 243 229 231 233 228 217 220 198 202 252 242 200 221 219 203 218 197 216 201 199 227 191 193 196 195 224 241 186 210 189 188 213 190 212 226 215 225 185 214 184 187 194 192 211 175 180 208 166 168 179 181 170 172 209 169 176 171 182 164 173 167 174 177 165 183 178 162 161 163 160 Table 28: Household typology - Results of Chi-Square test on categorical variables Variables Credit accessibility Savings availability Food security Livestock reason Education level Gender of head Chi-square 65.95 55.84 19.39 103.78 102.47 29.83 Degrees of freedom 7 7 7 21 21 21 Page 45 Test *** *** *** *** *** * Types 7 and (6) (yes) 3 and 5 (yes), 4 (no) 8 and 6 (no), 1 (yes) 3 (market), 5 (consumption) 2, 6 and 1 (high), 4 (low) 4 and 3 (more female) Table 29: Household typology - Distribution of sampled households per types and villages Types Type 1 - very rich households with permanent job Type 2 - rich households with permanent jobs Type 3 - rich households with diversified sources of income Type 4 - pensioners, medium income Type 5 - medium income with remittances Type 6 - young families, with pensioners, lowmedium income Type 7 - croppers, high level of input use, medium-low income Type 8 - poor croppers without other sources of income Total Sofaya Metz Enable - World Vision project Enable 1 2 12 4 9 8 7 3 1 Makgaung Ha-Fanie Madeira Total 3 1 1 1 2 1 5 4 1 3 1 1 16 54 7 29 1 7 1 3 3 24 1 2 11 31 7 21 1 4 9 2 6 21 2 3 10 1 11 8 42 40 159 2 3 4 6 (Source: Nyalungu’s and Malatji’s combined database 2005) 3 10 This analysis shows that the diversity of sources of livelihood at household level is generalized in the area. It also confirms that if agriculture provides and important source of food and sometimes income to most households in the area, the least vulnerable households complement their income with permanent jobs and social transfers (pensions, remittances, social grants). It was not possible to include in the typology variables related to the type of farming (rainfed, irrigation, hillside), except for the percentage of irrigation income in total crop income. Page 46 Box 4: Farming household types Type 1 (node 288 - 3 households) Very rich households with permanent jobs highest level of income, almost exclusively from employment; highest number of assets and livestock; large land area , most of them have savings old head, all male, high level of education number of farming workers below average, 2/3 from family lowest % of income from crops, average % of irrigation income, diversified crops, average level of inputs Type 2 (node 308 - 24 households) Rich households with permanent jobs total income above average, mostly from employment, average number of assets, low number of livestock, small land area, relatively young head, relatively high level of education, large manpower, 2/3 family only 12% of income from crops, low level of inputs, 44% of irrigation income, little diversified crops Type 3 (node 310 - 31 households) Rich households with diversified sources of income total income above average, diversified sources, highest % of livestock income, high number of assets and livestock, average land area, rear livestock for market only or for market and consumption average aged head, average level of education, average total manpower, lower number of hired workers only 15% of income from crops, low level of inputs, 43% of irrigation income, little diversified crops, low level of inputs, average marketing costs Type 4 (node 304 - 21 households) Pensioners, medium income average total income, mostly from pensions, few assets and livestock, highest land area, oldest head, highest % of female head, low level of education, low total manpower no savings only 15% of income from crops, low to average level of inputs, 60% of irrigation income, little diversified crops Type 5 (node 294 - 9 households) medium income with remittances average total income, mostly from remittances and grants, few assets but above average livestock number, average land area, old head, average level of education, large family manpower, very few hired workers only 16% of income from crops, average seed costs bur low fertilisers, 45% of irrigation income, diversified crops Type 6 (node 309 - 21 households) Young families, with pensioners, low to medium income total income below average, mostly from pensions, few assets and livestock, lowest land area, most of them have savings young head, mostly male, high level of education, low total manpower only 27% of income from crops, high level of inputs, 67% of irrigation income, diversified crops Type 7 (node 306 - 10 households) Croppers, medium-low income below average total income, high % from crop (67%), above average number of assets and livestock, average land area, most of them have savings average aged head, relatively high level of education, large total manpower, more hired workers than family workers access to credit facilities low to average level of inputs, 67% of irrigation income, little diversified crops Type 8 (node 307 - 40 households) Poor croppers without other sources of income lowest total income, mostly from crops, few assets and livestock, low land area, most of them have no savings average aged head, relatively high % of female head, average level of education, average total manpower only 88% of income from crops, average level of inputs, 49% of irrigation income, average diversification of crops Page 47 Figure 13: Distribution of household total income per source according to household types Distribution of income per source 140 000 annual income (Rands) 120 000 100 000 80 000 60 000 40 000 20 000 0 Type 1 Type 2 Type 3 Type 4 Type 5 Type 6 Type 7 Type 8 Clusters Employment Income/yr Off farm Income Livestock Income/yr Crops Income/yr Remit & grants/yr Pension Income/yr Distribution of income per source annual income (Rands) 30 000 25 000 20 000 15 000 10 000 5 000 0 Type 2 Type 3 Type 4 Type 5 Type 6 Type 7 Type 8 Clusters Employment Income/yr Off farm Income Livestock Income/yr Crops Income/yr Remit & grants/yr Pension Income/yr Page 48 Table 30: Household typology - Mean values and standard deviation for the whole sample and mean values for each cluster, F statistic and test Average Stdev Type 1 Type 2 Type 3 Number of households 3 24 2,02 1,99 1,33 2,67 Family members working on-farm 0,81 1,12 0,67 1,17 Number of hired workers 1,30 1,54 2,03 0,94 Land area (ha) 56 82 33 19 Total seed cost 73 85 83 41 Quantity of fertilizer Kg 7 9 7 12 marketing cost 17322 20590 127220 25223 Total family income (Rands/year) 21% 32% 91% 73% % Employment Income 3% 14% 0% 1% % Off farm Income 2% 6% 0% 0% % Livestock Income 38% 37% 4% 12% % Crops Income 5% 14% 0% 3% % Remit & grants 31% 35% 5% 12% % Pensions income 54% 38% 59% 44% Irrigation income / crop income 1,27 1,11 3,33 1,25 Household assets 2,61 3,59 12,1 1,2 Livestock No 2,25 1,67 3,7 1,3 Vegetables 54,4 14,1 67,3 49,4 Age *** F test significant at 99%, ** : F test significant at 95%, no: not significant at 90% Type 4 Type 5 Type 6 Type 7 Type 8 F statistic F test 31 21 9 21 10 40 2,48 1,05 3,44 1,38 1,80 1,90 2,53 ** 0,48 0,48 0,22 0,62 2,40 0,85 5,15 *** 1,56 2,34 1,22 0,86 1,21 1,01 2,38 ** 19 48 66 112 121 64 4,76 *** 40 44 19 89 230 96 10,78 *** 7 8 6 7 1 6 1,70 no 20878 15518 14558 12023 13977 6771 39,74 *** 24% 15% 0% 7% 0% 4% 39,36 *** 4% 1% 2% 0% 21% 4% 2,97 *** 10% 0% 0% 1% 1% 0% 18,73 *** 15% 15% 16% 27% 67% 88% 60,29 *** 5% 1% 53% 2% 0% 0% 50,41 *** 41% 67% 29% 64% 11% 4% 21,22 *** 43% 60% 45% 81% 67% 49% 2,71 ** 2,06 0,71 0,89 1,00 2,20 0,80 9,37 *** 6,0 0,3 4,6 1,4 4,0 1,1 19,57 *** 1,5 1,6 3,6 3,2 3,9 2,4 7,81 *** 55,8 67,9 60,8 47,2 50,3 51,7 6,10 *** Page 49 5 Conclusion A better access to and better management of, water resources and services can positively contribute towards poverty alleviation in rural South Africa especially for the poorest households. Findings from the study area also demonstrate that water needs to be integrated with land and other land-based resources in order to meaningfully contribute towards the Limpopo Province’s food security goal. Investments in the former homelands are important as these areas have been marginalised for a long period of time since they were seen as reserves for cheap labour for the mines and farms. The current attempts by the Department of Water Affairs and Forestry (DWAF) to develop policy on water for growth and economic development is likely going to contribute towards such ends. However, a lot will depend on whether water allocation process will meet the requirements of the poor majority in the country (Cullis and van Koppen, 2007; van Koppen 2007a). This synergy would ‘contribute to the possible expansion of small-scale irrigation to meet equity objectives, although this may affect water availability for other sectors’ (Ntsheme 2005). Further ‘improvement on land-water management strategies through efficient farming methods coupled with water demand management can narrow the gaps in water shortages’ (Ntsheme 2005). Water management goes further than just water re-allocation. Bad soil management through erosion, compaction and loss of organic materials is directly linked to low crop yields (Ntsheme 2005; cf. Rockström et al., 2003) Evidence through studies conducted on land and water management in the semi-arid tropics indicate that there is an opportunity to make more water available to crops through proper tillage methods (Ntsheme 2005; Rockström et al., 2003; Barron et al., 2003). The gendered nature of agriculture and poverty in South Africa also calls for policies which are gender sensitive. Ownership of assets such as cattle which are important for land preparation and potential sources of information through radios and television are all tilted in favor of male headed households who have more education. On the other hand women comprise the majority of people working in agriculture. Agricultural policies need to be gender sensitive in order to address the myriad of setbacks that female headed households face in their engagement in agricultural farming in the Limpopo Province. Drought and intra-season dry spells are some of the constraints faced by farmers in the study area. Water harvesting technologies could contribute towards alleviating the impact of intraseasonal dry spell. Such technologies have proven to increase soil moisture and can result in increased crop yields. There was little information on water harvesting technologies within the Limpopo Province (ICRISAT, 2007). Due to the impact of HIV and AIDS in rural South Africa most of the elderly households are also looking after orphans whose parents died or are chronically ill. This seriously undermines labour availability for agricultural production. Investments into agriculture have to take into account the existing labour so that the elderly and female headed households are not overburdened due to increased labour requirements. Poverty alleviation in rural South Africa also has to be much more holistic in that the study demonstrated that a significant number of people in the study area and the Limpopo Province at large did not have agriculture as their main source of income. Most of the people also did not have requisite skills for absorption into the urban economies. Nationally, unemployment Page 50 is at 25%. How can water and land based investments help contribute towards employment creation through improving access to the market for agricultural produce coming from the Limpopo Province for instance? What are the other economic opportunities that can be created for those who would like to move out of farming? 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