Journal of Sport Management, 2013, 27, 193-206 © 2013 Human Kinetics, Inc. Official Journal of NASSM www.JSM-Journal.com ARTICLE Human Brands in Sport: Athlete Brand Personality and Identification Brad D. Carlson Saint Louis University D. Todd Donavan Colorado State University By integrating social identity theory with brand personality, the authors test a model of how perceptions of human brands affect consumer’s level of cognitive identification. The findings suggest that consumers view athletes as human brands with unique personalities. Additional findings demonstrate that athlete prestige and distinctiveness leads to the evaluation of athlete identification. Once consumers identified with the athlete, they were more likely to feel an emotional attachment to the athlete, identify with the athlete’s team, purchase team-related paraphernalia and increase their team-related viewership habits. The findings extend previous research on human brands and brand personalities in sports. Marketers can use the information gleaned from this study to better promote products that are closely associated with well-recognized and attractive athletes, thereby increasing consumer retail spending. In addition, the findings offer new insights to sports marketers seeking to increase team-related spectatorship by promoting the image of easily recognizable athletes. Many collegiate and professional athletes achieve individual celebrity status among fans. As a result, athletes such as LeBron James, David Beckham, and Roger Federer have become human brands, driving retail sales of products associated with their names and images. The term human brand has been used to describe any well-known persona who is the subject of marketing communications efforts (Thomson, 2006). Given the popularity of athletes among consumers, numerous firms tie their brands to successful athletes with the expectation that doing so will transfer the athlete’s positive attributes onto the brand. In many cases, these athletes are chosen because they are perceived to have a strong connection with consumers. This connection has been described as identification, or an overlap between the consumer’s schema and the entity’s schema (Bergami & Bagozzi, 2000). However, questions still remain as to what makes consumers connect (i.e., identify) with one athlete and not another. Celebrities represent human brands that are professionally manageable and possess additional associations and features of traditional brands (Thomson, 2006). While organizations such as the National Basketball Association (N.B.A.) have made concerted efforts to emphasize individual players when promoting games, little is known about the variables that influence fan identification with Carlson is with the Dept. of Marketing, Saint Louis University, St. Louis, MO. Donavan is with the Dept. of Marketing, Colorado State University, Fort Collins, CO. individual athletes, and the subsequent effects on teamrelated outcomes. A growing body of research suggests that the attraction to these entities may be a result of a brand personality (Aaker, 1997; Carlson, Donavan, & Cumiskey, 2009). Specifically, Aaker suggested that a brand personality often increases the consumer’s connection with the brand. Carlson et al. (2009) explored relationships between the brand personality of a sports team and the related consumer outcomes of identification, viewing team performances, and retail spending. Their findings reveal that specific brand personality attributes, rather than general brand personality dimensions, influence team identification and, ultimately, team-related consumption behaviors. We investigate consumer connections with sports teams by considering individual athletes as human brands, thus extending the work of Carlson et al. (2009). Further, we argue that the “brand personality” attributes of an individual athlete may also lead consumers to increased identification and ultimately increased team-related consumption behaviors. Because athletes can be considered brands in their own right (Thomson, 2006), understanding how consumers perceive athletes as human brands may provide additional insight into brand-consumer relationships that drive team-related consumption behaviors. This research investigates the extent to which brand personality attributes of professional athletes influence consumer-brand relationships with a professional sports team. Social identity theory is used as a framework for a model that predicts consumer connections with athletes and 193 194 Carlson and Donavan the team, retail spending and number of games watched. In this study, the model proposed by Carlson et al. (2009) in a sports team context (Figure 1) is extended to incorporate individual athletes as human brands that influence teamrelated outcomes. The findings suggest that athlete identification (athlete ID) has unique predictors, as well as a direct impact on athlete attachment, team identification (team ID), retail spending and the number of games watched. Identification In recent years, researchers have investigated social identification as it relates to consumer-company identification (Bhattacharya & Sen, 2003), sport identification (Gwinner & Bennett, 2008), and team identification (Carlson et al., 2009; Donavan, Carlson, & Zimmerman, 2005a; Fink, Parker, Brett & Higgins, 2009; Kwon, Trail, & James, 2007; Madrigal & Chen, 2008). Identification has been described as “a oneness with or belongingness with an entity where the individual defines him or herself in terms of the entity to which he or she is a member” (Mael & Ashforth, 1992, p. 104). More recently, distinctions have been made between the cognitive (i.e., identification), affective (i.e., affective commitment) and evaluative (i.e., group-based self esteem) aspects of social identity, with identification conceptualized as a cognitive state in which the individual comes to view him- or herself as a member of a social entity (Bergami & Bagozzi, 2000). Thus, when an individual strongly identifies with an entity, an overlap exists between one’s self-schema and the entity’s schema. Strong identification has been linked to increased event attendance (Bhattacharya, Rao, & Figure 1 — Conceptual model of athlete identification. Glynn, 1995), increased purchase intentions (Gwinner & Bennett, 2008; Gwinner & Swanson, 2003; Kwon, Trail, & James, 2007), increased spending (Kwon & Armstrong, 2002; Lichtenstein, Drumwright, & Braig, 2004), and increased viewership (Carlson et al., 2009). Identification can be explained from a social identity theory perspective. The theory posits that individuals make sense of the world by categorizing themselves and others into groups, and self-categorization into a group (e.g., I am a Manchester United fan) serves a self-definitional role (Hogg, Terry, & White, 1995). The various social categories to which one belongs (e.g., soccer enthusiasts) contribute to his or her social identity (Hogg et al., 1995; Tajfel & Turner, 1985). Consumers are drawn to teams that have a strong “similarity” to their own actual or ideal self (Carlson et al., 2009; Fink et al., 2009; Madrigal & Chen, 2008). Likewise, consumers should be drawn to individual athletes perceived to be similar to their own actual or ideal self (Funk & James, 2001). Ultimately, identification provides a means to proclaim “in-group” affiliations while simultaneously distinguishing oneself from various “out-groups.” For example, fans often wear athletic paraphernalia to show their in-group affiliation with a particular team or athlete and to demonstrate that they are not part of the rival out-group. Thus, social identity theory offers a useful theoretical framework for examining consumer affiliations with human brands. Within the identification literature, two main characteristics routinely predict a person’s identification: prestige (Bhattacharya et al., 1995; Gwinner & Swanson, 2003) and distinctiveness (Ashforth & Mael, 1989; Mael & Ashforth, 1992). While prestige refers to Human Brands in Sport 195 the exclusivity, respect, and status of the entity (Davies, Chun, da Silva, & Roper, 2004), distinctiveness relates to how the entity is different from all other competitors (Holt, 1995). The findings of Carlson et al. (2009) suggest that the prestige and distinctiveness of a sports team is influenced by various brand personality attributes. However, it remains unclear how an individual athlete attains a desirable level of prestige and/or distinctiveness. To consider this question, we adopt the perspective of athletes as human brands that possess unique brand personalities. Prior research reveals that brand personality affects consumer’s brand attitudes (Aaker, 1997), attitudes toward sporting event sponsors (Lee & Cho, 2009), and team identification (Carlson et al., 2009). We argue that brand personality attributes will directly influence perceptions of prestige and distinctiveness, thereby influencing identification, and ultimately team viewership and retail spending. The relationships are illustrated in Figure 1. Brand Personality Aaker (1997, p. 347) defined brand personality as “the set of human characteristics associated with a brand.” However, this definition is arguably too broad as it embraces nearly everything related to human beings and applied to brands, regardless of how relevant it may be for branding. Thus, consistent with Azoulay and Kapferer (2003), we conceptualize brand personality as the set of human personality states that are both applicable to and relevant for brands. Specifically, brand personality attributes are adjectives used to describe brands. Consumers often assign various and unique personalities to brands, such as Apple being hip and cool. The consumption of branded products allows consumers to express their own self (Belk, 1988), through associating oneself with the particular attributes and personality of the brand (Aaker, 1997). Similar to forming a relationship with other people, consumers often acquire relationships with brands (Fournier, 1998). Aaker et al. (2004) suggest that each exchange partner’s personality traits affect the relationship. Thus, brands that possess a desirable personality will provide a greater opportunity for the consumer to develop a strong relationship with the brand. Although many companies find it appealing to be associated with a professional athlete, it is the culturally derived meanings (i.e., brand personality attributes) associated with the athlete that makes such associations profitable. The unique human personality traits possessed by individual athletes are largely unobservable by the public. As such, athletes, and celebrities in general, tend to influence brand related attitudes and behaviors by creating and maintaining a symbolic brand personality that is congruent with the consumer’s actual or ideal self. The concept of brand personality has received considerable attention in marketing and sport management research (e.g., Azoulay & Kapferer, 2003; Braunstein & Ross, 2010; Carlson et al., 2009; Heere, 2010). However, little consensus exists as to the most effective measurement of the construct across contexts and multiple authors have uncovered limitations of the scale originally proposed by Aaker (Azoulay & Kapferer, 2003; Heere, 2010). Specifically, it has been argued that the brand personality scale lacks conceptual completeness and validity. For instance, in contrast to Goldberg’s (1992) five-factor scale of human personality, Aaker’s brand personality scale does not include synonym-antonym response choices (e.g., charming—dull). While this may somewhat restrict the scope of the concept, such restrictiveness may be useful for marketing managers. Unlike psychological assessments of personality that are intended to provide a deep, detailed description of an individual’s personality, the usefulness of the brand personality construct lies in its ability to provide brand managers with a manageable list of key adjectives that describe their brand. In an effort to address the conceptual validity of the construct, Heere (2010) proposed that managers develop their own list of brand personality attributes and then compare consumer and manager perceptions of the brand on each attribute. However, such an approach measures the gap between manager and consumer perceived brand personality rather than actual brand personality. Braunstein and Ross (2010) attempted to reexamine the general brand personality dimensions while accounting for the unique characteristics of sports, but failed to produce dimensions that demonstrated discriminant validity. Considering previous research on the topic and given the diversity of product types, attempting to use a unified measure for all brands seems both unnecessary and inherently flawed (Heere, 2010). Although it is important to note potential challenges associated with Aaker’s scale, the aim of this research is to expand the model of consumer-brand relationships in sport as proposed by Carlson et al. (2009) rather than to refine the measurement properties of the brand personality scale. As such, the scale proposed by Aaker represents a useful and appropriate starting point for evaluating brand personality attributes applied to athletes. The framework for consumer-brand relationships in sport proposed by Carlson et al. (2009) serves as the basis for this study. They found that some of the attributes comprising the original dimensions of brand personality proposed by Aaker (1997) were not suitable for the context of evaluating basketball team personalities as items such as “outdoorsy” offer little descriptive value (e.g., basketball teams and players are typically not perceived to be outdoorsy). However, each of the brand personality attributes used in their study was representative of the original five dimensions of brand personality proposed by Aaker (1997). Although the validity of the operationalization of each dimension has received some criticism, utilizing each dimension is useful for ensuring a broad combination of brand personality attributes. This also allows for some necessary flexibility in measuring brand personality across multiple contexts while staying within a unified conceptual framework. Consistent with such an approach, we investigate each of the five dimensions of brand personality by utilizing the individual attributes identified by Carlson et al. (2009). This allows for a direct extension of the framework proposed in their research by incorporating 196 Carlson and Donavan the role of specific athletes in predicting team-related consumption behaviors. Thus, we are interested in five attributes of athlete brand personality: wholesome (e.g., NFL quarterback Peyton Manning); imaginative (e.g., professional snowboarder Shaun White); successful (e.g., Tennis Star Roger Federer); charming (e.g., professional soccer player David Beckham); and tough (e.g., American Football quarterback Brett Favre). These five personality attributes have the potential of affecting the consumer’s identification with the human brand. States Versus Traits To apply brand personality to athletes, it is important to first have an understanding of the difference between human personality and brand personality. The research into human personality focuses around innate traits (Fridhandler, 1986) of the “Big Five”: extraversion, agreeability, openness, conscientiousness, and emotional stability (Barrick & Mount, 1991; Brown, 2002). These basic traits result from heredity and upbringing (Fridhandler, 1986), and are universally defined as highly enduring over a person’s lifetime (Allport, 1961; Costa, McCrae, & Arenberg, 1980). Overall, traits are stable, long-lasting and internally caused (Chaplin, John, & Goldberg, 1988). Contrary to the trait schema of human personality, we contend that brand personality is a state rather than a trait. States are temporary, brief and caused by external circumstances (Chaplin, John, & Goldberg, 1988). We argue that brand personality is a dynamic amalgamation of unique attributes (i.e., brand adjectives) working together to create an overall personality for a brand. Although human and brand personality may overlap to some extent, human personality is different from brand personality (Aaker, 1997; Caprara, Barbaranelli, & Guido, 2001; Lee & Cho, 2009). While athlete endorsers clearly possess unique human personalities (i.e., traits), the endorser’s ability to influence consumers rests in his/her ability to create and manage a desirable brand personality (i.e., states). Athlete brand personality states are formed through observable characteristics such as media depictions, endorsed product associations, and sport associations. Thus, brand personality represents the characteristics that consumers associate with a human brand. Multiple examples illustrate the difference between traits and states. Athletes such as Tiger Woods, Michael Vick, and Mark McGwire possess both human personality traits and brand personality states. From the traits perspective, each athlete’s personality is a combination of the big five personality traits. These traits may, or may not be evident to the general public (Brown, Mowen, Donavan, & Licata, 2002). However, the brand personality that sport fans associate with each athlete is a state rather than a trait. As mentioned, states are temporary, brief and caused by external circumstances (Chaplin, et al., 1988). For years the brand personalities of Tiger Woods, Michael Vick, and Mark McGwire, based on the Aaker (1997) dimensions, were viewed by many to be wholesome and sincere. Following widespread media coverage of controversies related to marital infidelity, dog fighting, and steroid use accusations, each athlete’s brand personality drastically changed. Following their individual controversies, these athletes were no longer perceived as wholesome and sincere. Most consumers have no way to assess whether the “Big Five” traits that comprise each athlete’s human personality remained constant or shifted during the times of these controversies. However, consumers were able to assess the change in each athlete’s brand personality following the controversies. Ultimately, the brand personality of each athlete shifted in response to consumer perceptions of the human brand. Hence, celebrity athletes have both human and brand personalities based on their traits and states respectively. The focus of this study is on the athlete’s brand personality states because it is observable by the general public and due to its impact on the athlete’s ability to persuade consumers. Hypothesis Development Social identity theory posits that individuals are motivated to associate with entities that will enhance one’s own identity (Tajfel & Turner, 1985). Associating oneself with brand personalities that are perceived as desirable by most consumers is self-enhancing. Thus, individuals may be attracted to various brand personalities due to the psychological benefits of such associations. For instance, consuming brands that possess both successful and tough personality attributes may reinforce an individual’s aspirational goals (Aaker, 1997). Correspondingly, sport fans are commonly drawn toward popular athletes because being associated with the athlete’s “brand” personality attributes may enhance their own self-image. For example, assuming that Roger Federer possesses the brand personality attributes of successful and charming, sport fans are able to show that they strongly value both success and charm by associating themselves with his image. Conversely, individuals who prefer a “radical” self-image may choose to disassociate themselves with Roger Federer. According to social identity theory, individuals demonstrate membership in a particular social category by associating oneself with a brand, thus creating a social identity. For instance, consumers often gain status by associating with a particular team (Cialdini et al., 1976). Likewise, individuals may gain social status by associating with a desirable athlete. It has been recently demonstrated that teams have unique personalities that predict their prestige and distinctiveness (Carlson et al., 2009). In the team study, brand personality attributes differentiated the team from competitors (i.e., enhanced distinctiveness) and further elevated the brand prestige. These brand personality attributes, although diverse in nature, are anticipated to have a similar significant influence on evaluations of both prestige and distinctiveness of individual athletes. Thereafter, each unique attribute represents a characteristic that contributes to the overall image of the human brand. As noted by Carlson et al. (2009), brand personality attributes are far more contextually specific than more general group characteristics such as prestige and distinctiveness. Although important to consider, it is Human Brands in Sport 197 difficult to anticipate the differences between contexts of investigation, as the factors that comprise a prestigious image in one domain (e.g., the NFL) may be associated with a lack of prestige in another context (e.g., the PGA). Therefore, consistent with previous research, our investigation into the influence of the brand personality attributes on prestige and distinctiveness is largely exploratory in nature as these relationships have yet to be investigated in this context. H1: Brand personality has a direct effect on prestige. Specifically, (a) imaginative; (b) successful; (c) charming; (d) tough; and (e) wholesome will have a positive effect on prestige. H2: Brand personality has a direct effect on distinctiveness. Specifically, (a) imaginative; (b) successful; (c) charming; (d) tough; and (e) wholesome will have a positive effect on distinctiveness. Both prestige and distinctiveness can lead to higher levels of identification (Bhattacharya et al., 1995). Social identity research reveals that in addition to seeking self-enhancement, people need to distinguish themselves from out-groups and simultaneously demonstrate a commonality with the in-group (Tajfel & Turner, 1985). Individuals create their own unique social identity by associating with numerous groups. This can be further understood by considering that consumers often transfer the success of others on to themselves (Cialdini et al., 1976). Thus, consistent with SIT principles, associating oneself with entities that are perceived to be prestigious and distinct, such as athletes with desirable brand personalities, serves to help express a consumer’s own identity (Belk, 1988; Gwinner & Swanson, 2003). By association, the consumer communicates to the social world their own prestige and distinctiveness. Therefore, consumers may be more likely to identify with athletes who are perceived as prestigious and/or distinctive. H3: Prestige has a positive effect on athlete ID. H4: Distinctiveness has a positive effect on athlete ID. While awareness of one’s membership in a social group (self-categorization) encapsulates the idea of a cognitive component of one’s social identity, it is important to consider emotional components as well. The findings of Bergami and Bagozzi (2000) reveal that cognitive and emotional components of social identity are both conceptually and empirically distinct and that cognitive identification has a significant effect on emotional attachment. Consumers often form emotional connections with human brands and the strength of these attachments may be influenced by the extent to which the relationship confers emotional security (Thomson, 2006). According to social identity theory, individuals are motivated to enhance their self-esteem, and ultimately their emotional security (Tajfel & Turner, 1985). Consequently, the extent to which an individual identifies with an athlete should have a positive effect on one’s attachment to the athlete. Consistent with this reasoning, Heere, James, Yoshida, and Scremin (2011) found that identification with a target group (e.g., sport team) was influenced by an individual’s identification with an associated group (e.g., university, state) when the target group is perceived to represent the group. In addition, Thomson (2006) suggests that human brands, to which consumers are attached, offer significant potential as endorsers. Thus, professional athletes are direct endorsers of their respective teams. Given that athletes represent an important brand association for their team (Gladden & Funk, 2002), and that consumers ultimately identify with these teams, it is expected that athlete ID will have a positive influence on team ID. H5: Athlete ID has a positive effect on (a) athlete attachment; and (b) team ID. According to social identity theory, selfcategorization into a group serves a self-definitional role that helps individuals make sense of the world (Hogg et al., 1995; Tajfel & Turner, 1985). Consumers identify with famous athletes because they are perceived to be symbolic of desirable reference groups. Specifically, highly visible professional athletes develop communities of loyal followers who seek transference of positive attributes associated with the athlete onto their own self-schema. For example, through identifying with NFL quarterback Aaron Rogers, Green Bay Packers fans associate themselves more closely with other Packers fans. The image congruence hypothesis proposes that consumption behavior is geared toward enhancing the selfconcept through the consumption of products that provide symbolic meanings (Grubb & Grathwol, 1967). Because associating with an athlete enhances one’s self-concept, individuals who identify with an athlete will demonstrate behavioral consequences that demonstrate their association to the athlete. For example, consumers may purchase items associated with the athlete as gifts (i.e., symbol passing) or personal souvenirs (i.e., symbol collecting) to demonstrate their relationship with the athlete (Donavan, Janda, & Suh, 2006). Moreover, a motivation to behave in ways consistent with group norms, such as watching the athlete compete or purchasing memorabilia, is common among individuals who perceive membership in a group (e.g., I am a Lebron James fan; McAlexander, Schouten, & Koenig, 2002). H6: Athlete ID has a positive effect on (a) the number of games watched; and (b) retail purchases of team products. Social identity theory research reveals that selfcategorization provides a cognitive basis for performing behaviors that demonstrate group membership (e.g., purchasing team merchandise). However, beyond the cognitive influence, emotional attachment to an entity provides a motivational force for engaging in such behaviors (Bergami & Bagozzi, 2000). Hence, attachment to the human brand should be a direct determinant of behaviors including retail spending and watching games. H7: Athlete attachment has a positive effect on (a) the number of games watched; and (b) retail spending. 198 Carlson and Donavan Previous findings reveal that team ID has a significant influence on games watched and retail spending (Carlson et al., 2009; Gwinner & Swanson, 2003). Consumers often buy items, as gifts or for themselves, to demonstrate their relationship with the team (Donavan et al., 2006). Consistent with social identity theory, individuals who perceive membership in a group (e.g., I am a Manchester United fan) are motivated to exhibit behaviors and intentions, such as regularly watching the team compete, that are consistent with group norms. Thus, it is anticipated that team ID will have a significant influence on number of games watched and retail spending. H8: Team ID has a positive effect on (a) the number of games watched; and (b) retail spending. Methodology Sample As a population of interest we had fans of a prominent American football team respond to a questionnaire designed to capture the respondent’s evaluations of brand personality, as well as athlete prestige and distinctiveness, athlete ID, team ID, athlete attachment, the amount spent on purchasing team apparel, and the number of games watched. Students enrolled in undergraduate marketing classes at a major university in the United States were given an extra credit opportunity for recruiting four study participants. In addition, subjects were offered an incentive for participation. Students were trained on how to recruit respondents and given strict guidelines on the following respondent characteristics: all respondents must consider themselves a fan of the team being investigated; all respondents must be over 18 years of age; two out of four respondents must be 30 years of age or above; three out of four respondents may not be students at the university; and two out of four respondents must be opposite gender. In doing so, the sample reflected a diverse group of individuals. Two hundred twenty-six (226) participants were recruited to complete the questionnaire. Fifty-two percent of the respondents were female and 60% were between the ages of 18 and 44. Procedures and Operationalization of Constructs Respondents evaluated a well-known, highly publicized athlete from a professional football team. Two athletes with contrasting public images from the same team were selected to ensure adequate familiarity with the athletes and variance among key constructs in a structural equation model. The two athletes were Tony Romo, quarterback, and Terrell Owens, wide receiver, of the Dallas Cowboys as they were the two most publicized Cowboy’s players at the time of data collection. Although the two athletes had very different off-the-field personas, both were in the midst of record-setting, Pro Bowl seasons en route to a top seed for the Cowboys in the NFL playoffs. Based on pretest results, Tony Romo was viewed as good natured and clean-cut, while Terrell Owens was viewed as provocative and extreme. The inclusion of two athletes with conflicting personas from the same team allows for an investigation of the proposed model while accounting for variation in athlete perceptions that ultimately influence team-related outcomes. We were better able to control for familiarity by including two athletes from the same team. Respondents were randomly assigned to a survey containing only one of the two athletes. Excluding the athlete being assessed, all surveys were identical. The construct measures were modified from existing validated scales. All measures were subjected to confirmatory factor analysis to assess their psychometric properties and unidimensionality. The final scale items used in the analysis and standardized factor loadings are listed in Table 1. Brand Personality Brand personality attributes were assessed using the single-item measures implemented by Carlson et al. (2009) in a team sport context. However, all 15 of the original items from Aaker’s (1997) scale were initially assessed for their relevance to this study. Specifically, a pretest was conducted to ensure that each attribute was appropriate for investigation within this context. Seventy-six respondents were asked to evaluate the extent to which each of the original 15 brand personality attributes was appropriate for describing professional football players (1 = very inappropriate, 7 = very appropriate). Consistent with the findings of Carlson et al. (2009), the five brand personality attributes of tough, charming, wholesome, imaginative, and successful were deemed appropriate markers of brand personality within this context while others were not. For example, no respondents evaluated successful as being inappropriate (i.e., somewhat to very inappropriate) while 28 out of 76 respondents evaluated intelligent as being inappropriate. Those attributes that were evaluated as “inappropriate” by at least 10% of respondents and evaluated as “very inappropriate” by any respondent were deemed inappropriate for further consideration in the main study. This resulted in a total of 7 remaining brand personality attributes (i.e., daring, spirited, imaginative, wholesome, successful, charming, and tough). It is worth noting that this investigation focuses on specific brand personality attributes rather than general dimensions. This distinction is important because attempting to measure brand personality dimensions (e.g., sincerity) using a single attribute (e.g., wholesome) would likely result in a loss of content validity. We used the items identified during the pretest in our focal study. To measure brand personality in the main study, respondents were asked to rate the extent to which they agreed or disagreed (1 = strongly disagree; 7 = strongly agree) with the remaining 7 brand personality items. However, the initial confirmatory factor analysis including all constructs in the model revealed that the items daring and spirited significantly cross-loaded with multiple items within the measurement model. These items were therefore removed from further analysis. Table 1 Confirmatory Factor Analysis Results Scale Items Factor Loading Brand Personalitya Please take a moment to think of how you perceive [Athlete] and indicate to what extent each of the following words describes him. Wholesome .922* Imaginative .922* Successful .922* Charming .922* Tough .922* Prestigeb (Composite Reliability = .94, Average Variance Extracted = .83) [Athlete] has a good reputation with the general public. .895 [Athlete] is a status symbol. .881 [Athlete] is highly respected. .958 Distinctivenessb (Composite Reliability = .91, Average Variance Extracted = .77) I believe [Athlete] is very unique compared with other football players. .882 I feel like he is unlike any other football player. .914 [Athlete] is a rare athlete. .843 Athlete Identification (Composite Reliability = .71, Average Variance Extracted = .55) Please indicate to what degree your self-image overlaps with the image of [Athlete]. Item #1. .831 Item #2. Please indicate to what degree your self-image overlaps with the image of “brand”. (1 = Not at All, 7 = Very Much). .640 Athlete Attachmentb (Composite Reliability = .90, Average Variance Extracted = .74) I would experience an emotional loss if I had to stop being a [Athlete] fan. .867 When someone criticizes him, it feels like a personal insult. .841 If a story in the media criticized him, it would affect me negatively. .875 Team Identificationb (Composite Reliability = .97, Average Variance Extracted = .93) I feel strong ties to other Cowboys fans. .934 I feel a sense of being connected to other Cowboys fans. .986 A strong feeling of camaraderie exists between me and other Cowboys fans. .969 Games Watchedb How many Cowboys games did you watch on TV last season? .922* Retail Spendingb Approximately how much money did you spend on Cowboys merchandise last year? .922* Note. * This latent variable was measured with a single item. Therefore, factor loadings were fixed at .922. a Measured on a 7-point scale (1 = not at all descriptive, 7 = very descriptive) b Measured on a 7-point scale (1 = strongly disagree, 7 = strongly agree) 199 200 Carlson and Donavan Athlete prestige was measured on a three-item, 7-point Likert scale (Mael & Ashforth, 1992). The items were framed as statements about the public reputation and status of the athlete. Respondents were asked to indicate to what extent they agreed or disagreed with each statement. To measure athlete distinctiveness, we used three items adapted from Donavan et al. (2005b). These items were also 7-point Likert scales. Respondents were asked to what extent they agreed or disagreed with statements about the athlete being unique in comparison with other football players. Athlete ID was measured using the Bergami and Bagozzi (2000) two-item measure of cognitive identification as this scale offers a unidimensional measure of the construct. Although a number of identification scales are available (i.e., Robinson & Trail, 2005; Trail & James, 2001; Wann & Branscombe, 1993), most of these scales also incorporate more than simply an awareness of one’s cognitive identification with an entity. For instance, the scale proposed by Robinson and Trail (2005) assesses whether respondents consider themselves more attached to individual players or the team. Our focus is on the extent to which consumers identify with an athlete. The extent to which consumers feel more closely connected with a player versus the player’s team is not fundamental to our investigation. The Trail and James (2001) scale includes the item ‘I would experience a loss if I had to stop being a fan of the [team name] team.’ This item captures the emotional attachment to the team rather than the cognitive element. Bergami and Bagozzi (2000) argue that the cognitive, emotional (i.e., affective commitment), and behavioral components of identification should be treated separately and their empirical results support this claim. Consequently, we chose to use the unidimensional Bergami and Bagozzi (2000) scale to capture cognitive identification as its discriminant validity compared with other dimensions of the original identification construct have been well substantiated. In addition, this scale is generalizable to multiple research domains, as it has been widely applied in marketing, management, and sports management literatures. While numerous past studies have investigated many of these constructs independently, most studies have not investigated these variables simultaneously. Therefore, given the possibility of respondents perceiving overlap among the measures of athlete ID, athlete attachment, and team ID, measures for each construct were chosen carefully to ensure discriminant validity. Three items were adapted from Mael and Ashforth (1992) to measure athlete attachment. These items correspond with the affective, rather than cognitive, attachment consumers may feel toward an athlete. Three items were adapted from Carlson, Suter, and Brown (2008) to assess an individual’s Team ID, or self-categorization as a fan of the team. These items, which correspond with a consumer’s perceived affiliation with a team and its fan base, have demonstrated discriminant validity from cognitive and affective measures when investigated in a social identity framework. Single-item indicators were used to assess the number of games watched and retail spending (Carlson et al., 2009). Results To assess differences in consumer perceptions of the two athletes included in the study, a one-way MANOVA compared the mean ratings for all variables in the model (see Table 2). In general, perceptions of Tony Romo were significantly more positive than perceptions of Terrell Owens. However, univariate ANOVA tests revealed that mean differences were nonsignificant for distinctiveness and the team-related variables (i.e., team ID, games watched, and spending) and no effects were found for these variables. In addition, the mean differences for imaginative (F = 3.73, p = .06) and successful (F = 3.23, p = .07) were nonsignificant and demonstrated small effect sizes. Overall, the selected athletes successfully produced differential perceptions of key variables in the proposed model. The analysis was conducted using AMOS 17 (Arbuckle, 1997). We began with the two-step approach suggested by Anderson and Gerbing (1988). A confirmatory factor analysis (CFA) was conducted on the twelve scales: tough, wholesome, charming, imaginative, successful, prestige, distinctiveness, athlete ID, team ID, attachment, games watched, and retail spending. The error terms and paths on each of the single item latent constructs were fixed appropriately (c.f., Anderson & Gerbing, 1988; Joreskog & Sorbom, 1993). Specifically, fixed path coefficients are equal to the square root of the reliability estimate (e.g., alpha) for a measure. Because single-indicators are being used to measure latent, or unobservable, constructs, we must account for measurement error (Netemeyer et al., 1990). The error terms and paths on each of the single item latent variables were fixed as recommended by Joreskog and Sorbom (1993, p. 196). When using single item indicators the authors suggest a reliability of 0.85, which corresponds to a path coefficient of .922. The variance of indicator error terms is fixed at a level equal to: (1—reliability) * variance of the indicator. The CFA revealed acceptable fit (χ2 = 212.90 [df = 130, p > .00], TLI = 0.98, CFI = 0.96, and RMSEA = 0.05). The measurement model provided evidence of reliability, convergent validity, and discriminant validity. All indicators loaded on the appropriate latent factor, which provided evidence of convergent validity. Composite reliability, the analog for Cronbach’s alpha in structural equation modeling, ranged from .77 to .92 indicating acceptable reliability. Discriminant validity was evaluated by computing the average variance extracted (AVE), which represents that amount of common variance explained in the construct by the items. The remainder represents the amount of error variance and unique variance not represented by the construct. To demonstrate discriminant validity, the AVE for each construct should be (1) greater than .50 and (2) greater than the correlation squared between the two scales (Fornell & Larcker, 1981). All AVE values met the criteria suggested by Fornell and Larcker indicating adequate discriminant validity between the constructs (See Table 1). Descriptive statistics and correlations are provided in Table 3. The structural model was estimated based on the proposed hypotheses (Figure 1). Table 4 presents the Human Brands in Sport 201 Table 2 Group Differences between Athlete Perceptions Means and Std. Deviations Variable Tony Romo (n = 106) Terrell Owens (n = 120) F-valuea p-value ηp2b Cohen’s d 1. Tough 4.70 (1.63) 4.13 (1.94) 5.73 .02 .03 0.3* 2. Wholesome 4.79 (1.52) 2.25 (1.49) 161.74 .00 .42 1.7*** 3. Charming 4.71 (1.54) 2.78 (1.62) 28.17 .00 .11 1.2*** 4. Imaginative 4.31 (1.48) 3.89 (1.80) 3.73 .06 .02 0.3* 5. Successful 4.93 (1.52) 4.52 (1.94) 3.23 .07 .01 0.2* 6. Prestige 4.07 (1.67) 1.96 (1.19) 116.58 .00 .34 1.5*** 7. Distinctiveness 3.18 (1.59) 3.31 (1.89) .33 .56 .00 -0.1 8. Athlete ID 2.87 (1.46) 1.46 (.84) 76.72 .00 .26 1.2*** 9. Team ID 3.33 (1.80) 3.60 (1.96) 1.11 .29 .01 -0.1 10. Athlete Attachment 2.25 (1.40) 1.55 (.97) 18.70 .00 .08 0.6** 11. Games Watched 5.43 (2.24) 5.44 (2.23) .00 .97 .00 0.0 12. Retail Spending 2.03 (1.19) 1.83 (1.04) 1.70 .19 .01 0.2* Note. Overall MANOVA test for the 12 variables (Pillai’s Trace = .56, F (12, 213.00) = 22.45, p < .001) a Univariate ANOVA tests associated with F(1,224) b Partial eta-squared * Small effect size (ES); ** medium ES; *** large ES (Cohen, 1988) Table 3 Descriptive Statistics and Correlations From CFA results Variable 1 2 3 4 5 6 7 8 9 10 11 12 1. Tough 1.00 – – – – – – – – – – – 2. Wholesome .54 1.00 – – – – – – – – – – 3. Charming .72 .77 1.00 – – – – – – – – – 4. Imaginative .57 .62 .71 1.00 – – – – – – – – 5. Successful .42 .58 .67 .85 1.00 – – – – – – – 6. Prestige .20 .05 .17 -.01 .05 1.00 – – – – – – 7. Distinctiveness .20 .15 .29 .18 .27 .40 1.00 – – – – – 8. Athlete ID .21 -.04 .15 .05 .06 .69 .31 1.00 – – – – 9. Team ID .27 .11 .19 .19 .16 .15 .35 .22 1.00 – – – 10. Athlete Attachment .25 .12 .26 .10 .04 .49 .38 .43 .27 1.00 – – 11. Games Watched .06 -.01 .06 .06 .09 .28 .34 .27 .59 .09 1.00 – 12. Retail Spending .16 .13 .22 .11 .13 .24 .28 .23 .46 .19 .62 1.00 Mean 4.43 3.60 3.81 4.11 4.74 3.08 3.24 2.21 3.45 1.92 5.44 1.93 Standard Deviation 1.80 1.97 1.85 1.65 1.74 1.80 1.73 1.39 1.88 1.27 2.24 1.12 results of the structural model analysis. The fit indices for the structural model indicate an acceptable fitting model: χ2 = 348.94 (df = 166, p < .001), TLI = 0.94, CFI = 0.95, and RMSEA = 0.07. Our model explains 62% of the variance in athlete ID, 47% of the variance in games watched, and 27% of the variance in retail spending. The final path model is shown in Figure 2. We further investigated the appropriateness of the overall model in this study by comparing the theoretical model to a “nested” model in which paths were added from each brand personality attribute, prestige, and distinctiveness directly to games watched and retail spending. The fit indices for the model were as follows: (χ2 = 334.10 df = 152; p < .001); CFI = .95; TLI = .93; RMSEA = .07. Although the fit indices for the nested model are satisfactory, the nonsignificant chi-squared difference test (Δχ2 = 14.8, Δdf = 14) reveals that the theoretical model is appropriate for the data, yet more parsimonious to the alternative model. Thus, athlete ID appears to be an important construct to include when investigating the influence of consumer perceptions of athlete human brand characteristics upon sport consumption behaviors. 202 Carlson and Donavan Table 4 Results of Structural Equations Analyses Structural Model Statistics Study χ2 348.94 df 166 CFI .95 TLI .94 RMSEA .07 Path Standardized Path Estimate Standard Error t value Imaginative → Prestige H1a -.86 .26 -3.42 a Successful →Prestige H1b .58 .21 2.57 b Charming → Prestige H1c .44 .24 2.17 c Tough → Prestige H1d .30 .16 2.14 c Wholesome → Prestige H1e -.28 .15 -1.96 c Imaginative → Distinctiveness H2a -.75 .25 -2.99 b Successful → Distinctiveness H2b .73 .21 3.21 a Charming → Distinctiveness H2c .50 .23 2.43 c Tough → Distinctiveness H2d .14 .15 1.03 Wholesome → Distinctiveness H2e -.30 .15 -2.05 c Prestige → Athlete ID H3 .74 .05 10.48 a Distinctiveness → Athlete ID H4 .16 .05 2.54 c Athlete ID → Athlete Attachment H5a .55 .07 6.92 a Athlete ID → Team ID H5b .25 .11 3.35 a Athlete ID → Games Watched H6a .36 .09 4.13 a Athlete ID → Retail Spending H6b .26 .08 2.74 c Athlete Attachment → Games Watched H7a .27 .09 3.35 b Athlete Attachment → Retail Spending H7b .08 .08 0.93 Team ID → Games Watched H8a .56 .04 9.10 a Team ID → Retail Spending H8b .42 .04 6.12 a Note. n = 226; a p < .001; b p < .01; c p < .05 (two-tail tests) Discussion Theoretical Implications Utilizing professional athletes as focal human brands, our study investigated the influence of the same brand personality attributes in an athlete context identified by Carlson et al. (2009) in a team-based context. Our findings underscore and extend the work of Aaker (1997) and Thomson (2006) by demonstrating that intangible human brands, as well as more traditional tangible brands, have a brand personality. In addition, this study extends previous research on sport-related identification (e.g., Branscombe, 1995; Donavan et al., 2006; Fink et al., 2009; Gwinner & Swanson, 2003; Heere et al., 2011) by exploring the influence of brand personality on important team-related outcomes via athlete ID. We found the significance of the relationships between the athlete’s prestige and distinctiveness with athlete ID was somewhat consistent with previous findings that explored team ID. Specifically, Carlson et al., (2009) found that only distinctiveness had a significant influence on team ID. However, although the influence of distinctiveness is less robust than that of prestige, both variables had a significant influence on athlete ID in this study. Thus, consumers should be more likely to identify with a player who is perceived to be both prestigious and distinctive. These findings are consistent with social identity theory, which suggests people seek to differentiate themselves from others in social contexts and are thus likely to affiliate with entities that enhance their self-esteem (Tajfel & Turner, 1985). The model explains 47% of the variance in number of games watched and 27% of the variance in retail spending. Thus, we find Human Brands in Sport 203 Figure 2 — Structural model results with standardized path coefficients. support for the contention that individual athletes have an impact on team-related outcomes (i.e., viewership and retail spending). Our findings reveal that specific brand personality attributes influence consumer evaluations of athlete prestige and distinctiveness. However, counter to our expectations, both wholesome and imaginative had a significant negative influence on both prestige and distinctive. As it pertains to imaginativeness, this finding may be influenced by the trend of many high profile professional football players becoming increasingly creative in their postplay celebrations. The expectation that high profile athletes will show off their own creative celebrations after a big play may contribute to the negative influence of imaginativeness on distinctiveness. If fans expect most football players to engage in imaginative celebratory acts, then engaging in such behaviors may be perceived as being similar to other football players rather than being distinct. In addition, football is a task-oriented sport and team success is dependent on the ability of all team members to effectively perform their assigned tasks. As a result of their creative celebrations, numerous NFL players have received unsportsmanlike conduct penalties that were detrimental to their teams, in some cases altering the outcome of the game. Thus, athletes who demonstrate highly imaginative on-field antics may be drawing attention to themselves at the expense of the team. Thus, individual acts that are highly imaginative or creative may negatively influence team performance. As a result, fans may view this behavior as being undesirable and detracting from the prestige of the player. The influence of wholesome on both prestige and distinctiveness was significant and negative. Unlike more traditional brands, human brands have the unique opportunity to appeal to consumers both because, and in spite, of very strong negative characteristics. For instance, many celebrities and athletes are very popular among consumers because of their negative “bad boy” or “bad girl” images (Burton, Farrelly, & Quester, 2001). The image of being rebellious is often perceived as being highly desirable. Thus, although potentially controversial, an athlete such as Terrell Owens who is perceived to be a “bad boy” will likely stand out from his peers, resulting in widespread adoration and even a loyal following of enthusiasts. In effect, ranking low on the wholesome characteristic may serve to enhance the prestige and distinctiveness of the celebrity and simultaneously result in widespread, although not unanimous, appeal. This effect is particularly evident when the celebrity is highly successful as well. However, athletes such as Peyton Manning arguably benefit from ranking very high on the wholesome characteristic. Therefore, we believe that potential curvilinear relationships exist between wholesomeness and both prestige and distinctiveness. A post hoc curvilinear regression was conducted to assess the potential quadratic effects of wholesome on prestige and distinctiveness. The analysis revealed that wholesome has a significant quadratic effect on 204 Carlson and Donavan distinctiveness (t(223) = 2.47, p = .01). The quadratic effect of wholesome on prestige was not significant (t(223) = 1.52, p = .13). However, the graphical representation of the analysis did reveal a similar curvilinear trend to that found with distinctiveness as the dependent variable. These results offer support to the contention that the negative influence of wholesome on prestige and distinctiveness could be due to a curvilinear effect. Specifically, as evaluations of athlete wholesomeness approach either the top or the bottom end of the scale, perceptions of prestige and distinctiveness will be enhanced. However, as evaluations of athlete wholesomeness approach a moderate level, perceptions of prestige and distinctiveness may be diminished. The findings also reveal that both athlete ID and team ID have a significant, positive influence on the number of games that fans watch as well as the amount of money spent on team-related retail purchases. Although athlete attachment had a significant influence on the number of games watched it did not significantly influence retail spending. This finding suggests that strong attachments to individual players may not translate into retail spending on team-related merchandise. One possible explanation for this finding could be that consumers may become less committed to a team and its product offerings as attachment to an individual player increases, allowing fans to shift their allegiances among teams as their favorite athletes change teams. For example, during his tenure as a professional basketball player, Shaquille O’Neal developed a loyal fan base that remained loyal to the Shaq brand as he moved among teams in the NBA, produced records as a recording artist, and appeared in television and film productions. Managerial Implications Our findings suggest that athlete ID is an important variable in predicting team-related consumption behaviors. In addition to its direct positive influence on watching games and retail spending, athlete ID has a positive influence on the extent to which consumers both feel an emotional attachment to the athlete and identify with the team. Thus firms may benefit by employing tactics that facilitate athlete identification. Further, brand personality of individual athletes may be very important for organizations associated with sport. Consumer evaluations of a single athlete could have significant effects on evaluations of a team as well as behaviors related to its market offerings. In addition, marketers who want to associate their products with a sports team should consider the human brands that comprise the team, as evaluations of the team are influenced by evaluations of individual athletes. This research has potential implications for nonsport products hoping to benefit from association with sport as well. For example, athlete endorsements would likely influence athlete ID and possibly team ID as well. By understanding the psychology of what makes consumers identify with a human brand, firms may be able to enhance their brand experience through appropriate endorser selection. As an additional consideration, when an athlete leaves a team, many consumers may become less interested in the team because part of the entertainment value is lost with the athlete’s departure. For firms hoping to benefit from an association with professional sports, this finding suggests that in some circumstances it may be beneficial to align the company’s image with the entire team rather than an individual athlete. Future Research and Limitations It is important to consider the following caveat when interpreting the results of this study. As noted previously, the Dallas Cowboys were one of the top performing teams in the NFL at the time of data collection. In addition, Tony Romo and Terrell Owens were both performing at very high levels individually. Given that player and team performance may both be indicative of product quality, it is possible that our results may have been influenced by the success of the team and the athletes. Specifically, the relationships between social identity and behaviors may be enhanced when a team or athlete is performing well. Consistent with social identity theory, individuals are more likely to demonstrate their affiliation with an entity when doing so enhances their self-esteem. Thus, group identities relating to the athlete and the team, as well as their resulting behaviors, may have been more salient for respondents in this study because of the success of the focal athletes and team. There are multiple areas related to this study that may benefit from additional investigation. Future research should explore additional factors that influence identification with human brands. The generalizability of our findings to other sports contexts is restricted given that this study focused on two professional athletes from the National Football League. Although the athletes included in this study are perceived to be substantially different from one another, investigating the model with additional athletes as well as additional teams from multiple sports will enhance the generalizability of the findings. In addition, the focal athletes in this study were associated with a team sport. However, focal athletes who participate in individual sports such as tennis, golf, or snowboarding may influence consumers in a unique way. Specifically, differences may exist in the proposed relationships when exploring consumption outcomes that are sport-based (e.g., PGA events) rather than team-based (e.g., Dallas Cowboys games). Pretests were used to identify specific attributes from Aaker’s (1997) brand personality scale that were deemed appropriate for evaluating professional football players. Given that most sports have a unique image, it will likely be necessary in future studies to determine which brand personality attributes are most relevant for evaluating athletes associated with each sport. We recommend that future studies begin with the original 15 items proposed by Aaker (1997) rather than the final five attributes used in this study. The notion of brand personality is conceptually broad enough to apply to all brand and sport contexts. However, the diversity of brand types is too great to justify utilizing a single measurement scale that is equally appropriate in all contexts. Human Brands in Sport 205 In this research, a perspective of social identity was adopted in which cognitive (i.e., identification) and emotional (i.e., attachment) aspects of identity are considered to be unique, albeit related, constructs (c.f., Bergami & Bagozzi, 2000; Bhattacharya & Sen, 2003; Carlson et al., 2009). However, an alternative perspective exists in which social identity is considered to be multidimensional both in conceptualization and operationalization (c.f., Ashmore, Deaux, & McLaughlin-Volpe, 2004; Heere & James, 2007; Heere et al., 2011). Specifically, selfcategorization, evaluation, importance, attachment and sense of interdependence, social embededness, behavioral involvement, and content and meaning are considered as dimensions that simultaneously drive social identity. Although athlete attachment had a nonsignificant direct effect on spending in this study, the combined effects of attachment with the other proposed dimensions of social identity may reveal stronger relationships between identity and behaviors. Thus, future studies should compare the current model to one in which a multidimensional view of social identity is adopted. The findings of this study suggest that tough as a brand personality trait does not significantly influence distinctiveness. This finding is likely due to the fact that most NFL players are perceived to be tough and, therefore, tough is not typically perceived as a brand personality trait that distinguishes one athlete from another. 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