Veget Hist Archaeobot (1999) 8:199-210 Vegetation History and Archaeobotany © Springer-Verlag 1999 The significance of the oil palm (Elaeis guineensis Jacq.) in the late Holocene environments of west and west central Africa: a further consideration M. Adebisi Sowunmi Department of Archaeology and Anthropology, University of Ibadan, Ibadan, Nigeria Received June 22, 1998 / Accepted November 5, 1998 Abstract. Abundant archaeological evidence of the occurrence of the endocarp of the oil palm, Elaeis guineensis, in the rain forest and woodland savanna zones o f west and central Africa from about 5000 B.P. has shown the tree to be an important element in the subsistence economy of the region; its pollen also has been recorded in most o f the regional terrestrial sediments studied so far. The distinct and consistently sudden and more marked increases in this pollen during the late Holocene when compared with the late Tertiary and late Pleistocene frequencies strongly indicate that the late Holocene upsurges were due to both natural and human factors favourable for the expansion of this heliophytic tree. Reasons are given for suggesting that upsurges in oil palm pollen during tile late Holocene period in this region can be used as indices of plant cultivation. While the oil palm is known from early Tertiary deposits in west Africa, its earliest palynological record from terrestrial sediments in the west central part dates back only to the early Holocene. More palynological studies of Tertiary and Quaternary terrestrial cores are required to establish with more certainty the antiquity of E. guineensis in west central Africa. Key words: West and west central Africa - Late Holocene environments - Elaeis guineensis pollen occurrences - Plant cultivation index Introduction The word environment is used in the context of this paper to refer to both the human and non-human components as one integral entity, in contrast to the concept of the environment in which humans are regarded as being outside of and separate from the physical and other biological components of the environment, for example (cf. Ingold 1996). The period considered here marks the time interval between the end of the Holocene climatic optimum (ca. 9000 - 4500 B.P.) and the more notable ob- scuring, by human activities, of natural environmental trends. Archaeological and palaeoecological studies in west Africa have revealed that the late Holocene period was characterized by significant series of environmental changes. These changes were brought about by complex and multiple factors which are as yet incompletely deciphered, though some progress has been made in the last five years. Stahl (1993) in a brief review of the Late Stone Age in west Africa, emphasised how frustratingly meagre the data were. The scanty evidence available indicate that human responses to environmental changes were local and the timing varied from area to area (cf Stahl 1993, p 273). While there were overall "patterns of decreasing residential mobility; (and) increasing reliance on ceramics", (Stahl 1993, p 272), the inferred changes in subsistence economy differed; thus, in the more southern areas the subsistence economy was "characterized by continuous reliance on hunting and gathering, perhaps supplemented by arboriculture (for example exploitation of oleaginous species), horticulture and probably limited reliance on domestic animals (sheep/goat); . . . . (in contrast) the subsistence base of sites in the Sahara/Sahel margins ..... " was one "where investment in food production during the last two millennia BC appears to have been greater...." ( Stahl 1993, p 272). One strikingly recurrent constituent of the subsistence economy in the southern, forest zone, is the oil palm nut, the charred endocarps of which have been recovered from several Late Stone Age rock shelters, in west and west central Africa, notably: Kokasu and Sopie - Liberia (Gabel i976), Bosumpra and Kintampo - Ghana, (Smith 1975; Stahl 1985, 1986), Itaakpa - Nigeria (Oyelaran 1998), Obobogo - Cameroon (de Maret 1982, 1985), Tchissanga and Mayumbe, near Les Saras - Congo-Brazzaville (Denbow 1990; Schwartz 1992; Schwartz et al. 1990), and Sazuki and Ngovo - Zaire (de Maret 1986). Oil palm endocarps were found along with the remains of Canarium schweinJizrthii fruits in some of these cases. The earliest known record for the exploitation of both E. guineensis and C. schweinfurthii seeds and fruits seems to be that from Bosumpra cave, Ghana, with an inferred date of ca. 5303 ± 100 B.P. (Smith 1975; cf Stahl 1993). 200 Oil palm pollen was found in archaeological layers of a Late Stone Age rock shelter at Kariya Wuro, north-central Nigeria (Sowunmi and Awosina 1991), while numerous palm kernels, usually cracked open, occurred frequently in gravels o f the Nok valley, associated with indented stones and dimpled hammer stones (Fagg 1959, p 289). It is o f interest to note that the oil palm is today scarce or hitherto unrecorded as present in the Nok valley or Kariya, respectively. Palaeoecologieal data on the milieu in which sociocultural changes occurred are even more sparse. One of the most applicable and direct proxy sets of data come from the pollen analyses o f terrestrial sites, though inferences can and have been made about developments on the continent from deep-sea cores taken at varying distances from the coast. But, as recently reiterated by Jahns (1996, p 207), even though these deep-sea cores give very long pollen sequences, their time resolution is much coarser and the provenance of their palynomorph content more diverse than in terrestrial sediments. The paucity of palynological data from long and/or continuous sequences o f well-stratified, continental deposits with fine time resolution is now well-known. For the period and area under consideration, there are 13 such pollen sequences published (Table 1; Fig. 1).These pollen sequences are from within the present day GuineoCongolian region (White 1983), and indicate that by the end o f the Holocene climatic optimum the vegetation still comprised dense rain forest (evergreen/semi-deciduous) and its edaphic or topographic variants. The present day natural vegetation, disregarding degradation and other changes caused by various human activities in the last few centuries, are indicated in Table 1. a I(7 . . • ......-.4 + - , : i •. o. Just as the oil palm features regularly in the archaeological record o f the period and region under consideration here, so are the pattern of occurrence and prevalence of its pollen significant. E. guineensis pollen has been recovered from about 85% of the 13 terrestrial pollen sequences mentioned above. The probable palaeoecological and/or anthropological significance of an aspect o f its occurrence was considered by Sowunmi (1981a, b, c, 1985, 1987), (Talbot et al. 1984), Richards (1986), Elenga et al. (1992), Elenga et al. (1996), Maley (1996), and, more extensively, by Maley and Brenac (1998, in press) and Maley and Giresse (in press). This important and rather intriguing topic is considered further in this paper, particularly in the context of the light it might shed on the complex and enigmatic issue o f plant cultivation and the impact of humans on the rest of the environment. The non-human environment The major features o f late Holocene changes in the non-human environments are as follows: After the Holocene climatic optimum, a new phase of dry conditions prevailed in west Africa from ca. 4200-3200 B.P. This dry phase did not extend to the west central part until ca. 3000-2000 B.P., by which time wetter conditions had been restored in the former area. The establishment of conditions similar to today's started in west Africa from ca. 3200 B.P., but not until after ca. 2000 B.P. in west central Africa. I i 0° 10" S ', • t~enln; i o i • i_ 1 o°'• 20° Nigeria •" CentralAfrica 03 Rainforest/ grassland mosaic °~ Rainforest Gulf of Guinea Swamp forest I 6° ~ ~ Mangove 1[ Montane forest Undifferentiatedmontane communities I I I I Fig. 1. Map of west and west central Africa showing the vegetation zones of the Guineo-Congolian region (modified after White 1983) and pollen core sites: 1 Lake Bosumtwi, Ghana; 2 Niger delta, Nigeria; 3 Deep-sea core off Niger delta; 4 Mboandong, Cameroon; 5 Lake Barombi, Cameroon; 6 Bafounda swamp, Bamileke plateau, Cameroon; 7 Shum Laka swamp, Cameroon; 8 Lake Njupi, Cameroon; 9 Lake Ossa, Cameroon; 10 Littoral Congo-Brazzaville; 11 Bilanko depression, Batek6 plateau, Congo-Brazzaville; 12 Ngamalaka pond, Batek6 plateau, Congo-Brazzaville; 13 Lake Sinnda, Congo-Brazzaville; 14 Lake Kitina, Congo-Brazzaville 201 Table 1. Late Quaternary terrestrial pollen sequences from west and west central Africa Location Altitude (m asl) Time interval (Y.B.P.) Presentday vegetation References Lake Bosumtwi, S central Ghana 100 ca. 27500-present semi-deciduous forest Maley and Livingstone (1983); Talbot et al. (1984); Maley (1991); Maley (1996) Niger delta, SE Nigeria 0.0 >35000-present coastal strand, mangrove and fresh water swamp, dense rain forest Sowunmi (1981a,b,c) Mboandong, SW Cameroon 120 ca. 6000-present dense rain forest Richards (1986) Bafounda swamp, Bamil6k6 plateau, Cameroon 1310 ?-present submontane evergreen forest Tamura (1986,1990) Lake Barombi, SW Cameroon 300 ca. 28000-present lowland evergreen with patches of semi-deciduous forests Maley (1991, 1996); Maley and Brenac (1998), Maley and Brenac in press Shum Laka swamp, Bamenda highlands, Cameroon 1355 ca. 28700-present freshwater swamp gallery and semi-deciduous submontane forests Kadomura and Kiyonaga (1994) Lake Njupi, SW Cameroon ca. 10001020 ca. 2700-1530 Guineo-Sudan savanna Zogning et al. (1997) Littoral Congo-Brazzaville 0.0 ca. 3100-present littoral savanna Elenga et al. (1992) Bilanko, Bat6k6 plateau, Congo-Brazzaville ca. 700 >10850-present woodland savanna with relicts of rain forest Elenga and Vincens (1990) Ngamalaka pond, Bat6k6 plateau, Congo-Brazzaville ca. 400 ca. 24000-3600; ca.3300-900 woodland savanna with relicts of rain forest Elenga et al. (1994) Lake Simada, Niari valley, Congo-Brazzaville ca. 128 ca. 5240-3990; ca. 1230-present wooded grassland, rain forest Vincens et al. (1994); Vincens et al. (in press) Lake Kitina, Mayombe forest, Congo-Brazzaville < 700 ca. 5460-present mixed semi-evergreen forest Elenga et al. (1996) Lake Ossa, coastal rain forest, SW Cameroon ca. 8.0 ca. 4770-present dense rain forest Reynaud-Farrera et al. (1996) Economic importance, origin, natural distribution, biology and ecology of the oil palm Economic importance The oil palm, Elaeis guineensis, is today a very important tree crop in tropical west and west central African economies for its numerous products that are o f immense commercial and domestic value, as sources o f oils and fats (for domestic consumption, national industries and export), alcoholic drink (palm wine), fuel, edible nuts, medicine, animal feed, 'various household and building materials, as well as their usage for rituals and divination in traditional religion, inter alia. The reddish orange oil from the pericarp, and, to a less extent, the m u c h lighter kernel oil, constitute a basic item in the diet o f peoples in the forest region o f the yam zone (Fig. 2), where it is almost invariably an essential complement to yam, one o f the staple foods in the region. The occurrence o f the remains o f the oil palm fruit, sometimes in great abundance, in several Late Stone Age rock shelters in west and west central Africa strongly indicates that the oil-rich fruits and seeds were important in the regional subsistence e c o n o m y . It is o f course difficult to ascertain what other products o f the tree were also used in the past, particularly since its charred endocarps appear to have been the only parts preserved in archaeological sites. Evidence from B o s u m p r a cave, Ghana, suggests that oil pahn nuts were preferred to the other oleaginous fruits and seeds o f Canarium (Smith 1975). It is o f interest to note that even today, although Canarium occurs throughout the forest region o f west Africa, the only records o f the inclusion o f its fruits and seeds in peoples' diet, according to Dalziel and Burkill, who have carried out extensive studies on the uses o f plants in west tropical Africa (Burkill 1985), are from south eastern 202 and northern Nigeria. In the former area it is significant that the oil from the outer pulp is not of general acceptance, though in the latter area the seed kernel is eaten and its oil used as a substitute for shea butter (Burkill 1985, p 303). This suggests that preference for E. guineensis over Canarium as a food item has had a very long history. Origin, natural d&tribution, biology and ecology There is hardly any doubt now that the oil palm originated in west Africa, as its pollen grains have been recovered from Eocene sediments near Conakry, Guinea (Zaklinkaya and Prokofyev 1971, cited in Maley and Brenac 1998), and in Miocene and later Tertiary deposits in the Niger delta of Nigeria (Zeven 1964). Although there are isolated occurrences near St. Louis, Senegal, at 16°N., and in upper Niger, near Bamako at 13°N, the real palm belt runs from the Fouta Djallon district of Guinea, through the southern latitudes of Sierra Leone (right across the southern countries of west Africa) through to the equatorial regions of CongoBrazzaville and the Democratic Republic of Congo (formerly Zaire); however there are patches in drier areas as far south as 15°S wherever moisture conditions are favourable. It is normally a palm of lowlands (from 0 to 300 m asl.), but it can also survive, under favourable moisture conditions, when introduced into highlands and mountainous areas, as in the Cameroon mountains at over 1300 m and at 1000 m in the Fouta-Djallon mountains in Guinea (Hartley 1977, pp 5-7; (Fig. 2). As will be shown later, further palynological studies are required to ascertain when the oil palm became established in west central Africa. 2o2 10 2O [ • I 0 10 / /-0 ~ 1 0 Only relevant aspects of the biology of the oil palm will be considered here. The oil palm is said to be the highest yielding oil-bearing plant (Hartley 1977, p i), and this no doubt accounts for its popularity both in the past and now. The reproductive cycle is a short one after the seed has germinated (within two to eight months), which also makes the tree a very valuable crop. Fruiting is comparatively early, occurring by the fourth or fifth year from seed, while the fruits ripen in five to six months (Corner 1966, p 306). Two other important characteristics of this tree contribute to its being particularly favoured in forests subjected to fires. First, the seeds show enhanced germination following a heat treatment (Purseglove 1972, in Swaine and Hall 1986, pp 65-66). Secondly, the oil palm is resistant to fire, as the stem tissues are protected by the persistent, densely-arranged, woody leaf bases (cf. Swaine 1992, p 372). The oil palm today occurs naturally in a variety o f habitats such as forest regrowth (secondary forest) (Swaine and Hall 1986), river valleys in the forest zone, (cf. Hartley 1977; Hutchinson and Dalziel 1968), open / dry forests and gallery forests in savanna (cf. Hartley 1977; Zeven 1967 cited in Swaine and Hall 1986; cf. Sowunmi 1981a), fresh water swamp forests, (Zeven 1967, cited in Maley and Giresse in press; Hartley 1977), and margin o f rain forest near transition to savanna (Letouzey 1978, 1985 cited in Maley and Giresse in press; Maley and Brenac in press). Since the major characteristic features of oil palm habitats are insolation at ground level -- unimpeded by forest canopy -- and plentiful but not excessive amounts of moisture, it is not surprising that it is not native to the primeval rain forest (cf. Hartley 1977, p 4). However, oil palm grows in such a forest where there are openings, either natural or anthropogenic; hence in modern times, due to the agency of humans, it flourishes in inhabited areas of an otherwise dense rain forest, being "particularly abundant in land which has been tilled" (cf. Hutchinson and Dalziel 1968, p 161), on farmland, and in derived savannas where it is also abundant (cf. Sanford and Isichei 1986). The most continuous and extensive groves are said to be in eastern Nigeria, in the drier fringes of the pahn belt, (a grove being an almost pure stand of oil palm, of varying densities, with small shrubs or food crops growing in between the trees) (cf. Hartley 1977, pp 7, 81). Palynological record of the p a l a e o g e o g r a p h y palaeoecology of the oil palm and 20 oil palm belt ~---2] yam zone isolated areas of colonisation Fig. 2. Presentday natural distribution of the oil palm in Africa. The "palm belt" is shaded; dots represent isolated areas of colonization (after Hartley 1977: Fig 1.1) The yam zone is demarcated with broken lines (after Coursey 1976, p 394, map 1) A consideration of the palaeogeography and palaeoecology of the oil palm in the region is very relevant to a discussion on its environmental significance. A very useful index of these two parameters is the oil palm pollen which has distinctive morphological characteristics. Reference has already been made here to the occurrence of these pollen grains in Eocene, Miocene and later Tertiary deposits. One relevant and noteworthy record in the late Pleistocene to middle Holocene (ca. 150000-6000 B.P.) is from a deep-sea core off the west of the Niger delta (Dupont and Weinelt 1996). A list of late Holocene occurrences from terrestrial sediments is given in Table 2, while the geographical distribution from the earliest 203 Table 2. Pattern of occurrence of Elaeis guineensis pollen in the late Holocene period in west and west central Africa Date (B.P.), inferred climate Level of occurrence : increase / decrease (% of pollen sum*) Locality and country (altitude m asl) 3800 - 3700 dry phase 3200 - 2800 early part of wet phase 2850 - 2700 very dry phase great increase (0.5 - 23) great increase (0.0 - 8.3 to 19.1) first noted occurrence (< 1.0) 2800 - 2400 dry phase ca. 2500 - 2000 dry phase first marked increase (0.0 - 1.0 to 8.0 - 10) ftrst marked increase (< 1.0 to ca. 3.0 - 5.0) ca. 2500 - 2200 dry (?) phase first marked increase (0.0 to ca 1.0 - ca. 5.0) ca. 2300 - 2200 dry phase ca. 2050 - 1900 end of dry phase/ start of wet phase ca. 2200 - 1900 end of dry phase/ start of wet phase ca. 2000 wet phase ca. 1900 - 1700 early part of wet phase ca. 2200 - 1600 still dry ? phase ca. 1900 - 700 (wet phase) 1600 ff. wet phase 1500 - 700 wet phase first occurrence and increase (0.0 to 2.5 - 3.0) second, lower increase (0.0 - ca. 1.0) Lake Bosumtwi, S Ghana (100) Niger delta, SE Nigeria (0.0) Ngamalaka pond, Bat6k~ plateau, SE Congo-Brazzaville (ca. 400) Lake Barombi, SW Cameroon (300) Lake Kitina, Mayombe forest, SW CongoBrazzaville (< 700) Lake Ossa, coastal rain forest, SW Cameroon (ca. 8.0) Lake Njupi, SW Cameroon (1000-1020) Lake Njupi, SW Cameroon (1000-1020) increase (ca. 2.0 - ca. 5.0) Mboandong, SW Cameroon (120) Lake Bosumtwi, S Ghana Mboandong, SW Cameroon (120) Lake Ossa (SW Cameroon (8.0) Niger delta, SE Nigeria (0.0) coastal Congo-Brazzaville (0.0) Lake Barombi, SW Cameroon (300) ca. 800 - 1100 wet phase low increase (0.5 - 3.0) great increase (ca. 5.0 - ca. 20) continued increase (ca. 5.0 - 13.0) great increase (ca. 6.3 - 24.1) first occurrence and increase (0.0 - <5.0) second, more marked increase (0.0 - ca. 2.0 to 10 - 13) first occurrence (< 1.0) ca. ca. ca. ca. ca. ca. major decrease (23 - 0.5) decrease (ca. 19.1 - 12.0) major decrease (ca. 10.0 - < 1.0) decrease (ca. 3.0 - 0.0 to ca. 1.0) decrease and disappearance (ca. 1.0 - 0.0) sharp decrease (ca. 3.0 to <1.0) 3000 wet phase <2800 - 1900 wet phase 2300 - 2100 dry phase <2200-2050 dry phase <1900 - 1500 wet phase <1900 - ca. 1340 wet phase ca. 1600 - 1000 wet phase sharp decrease (ca. 13.0 - ca. 5.0). Lake Sinnda, SW Congo-Brazzaville (ca.128) Lake Bosumtwi, S Ghana Niger delta, SE Nigeria (0.0) Lake Barombi, SW Cameroon (300) Lake Njupi, SW Cameroon (1000-1020) Lake Njupi, SW Cameroon (1000-1020) Lake Kitina, Mayombe forest, SW CongoBrazzaville (< 700) Lake Ossa, SW Cameroon (ca. 8.0) * Pollen sum for Niger delta core different from that in Sowunmi (1981a, b, c) as spores and local pollen are excluded here; figures for Lake Bosumtwi from Maley J (personal communication 1998) times to the late H o l o c e n e , as r e v e a l e d b y p o l l e n analysis, is o u t l i n e d in T a b l e 3. A d m i t t e d l y , the data on which T a b l e s 2 and 3 are b a s e d are v e r y scanty, but these are the o n l y ones a v a i l a b l e so far. It is s t r i k i n g l y strange that at the m o m e n t there are no records from terrestrial s e d i m e n t s o f the o c c u r r e n c e o f E. guineensis p o l l e n from the m o r e eastern parts o f the region (such as C a m e r o o n and C o n g o - B r a z z a v i l l e ) , p r i o r to ca. 8000 B.P. when this p o l l e n first a p p e a r e d in d e p o s its at L a k e B a r o m b i - M b o , s o u t h w e s t C a m e r o o n (see Table 3). It s e e m s h i g h l y i m p r o b a b l e that if the oil p a l m was a l r e a d y p r e s e n t in the natural v e g e t a t i o n o f southern C a m e r o o n , it w o u l d not have b e c o m e e s t a b l i s h e d along with o t h e r p i o n e e r t a x a in the d r y p h a s e , ca. 2000014000 B.P., w h e n the f o r e s t b e c a m e m o r e open (cf. M a l e y 1996). T h r e e other p h e n o m e n a s t r o n g l y indicate further that the oil p a l m was m o s t p r o b a b l y not a c o m p o nent o f the natural v e g e t a t i o n o f this s u b r e g i o n until the early to the late H o l o c e n e . First, two o f the w e l l - k n o w n p i o n e e r s p e c i e s o f forest r e g r o w t h , Musanga-Myrianthus, not o n l y h a d been r e p r e s e n t e d in the lowest l a y e r o f the Lake B a r o m b i - M b o core, dated ca. 27500 B.P., along with f o u r others s h o w n in the p o l l e n d i a g r a m , ( M a l e y and Brenac 1998, Fig. 6) but e x h i b i t e d two large peaks (16% and 13%) b e t w e e n 27500 and 24000 B.P., and two s m a l l e r ones (ca.4% and 6%) b e t w e e n 20,000 and 15000 B.P. Second, wetter conditions were restored, b e g i n n i n g from ca. 10000 until 3000 B.P. D u r i n g that H o l o c e n e interval, g r a s s e s and sedges u n d e r w e n t drastic reductions while five p i o n e e r taxa s h o w e d several i m p o r t a n t peaks, a t y p i c a l l y natural r e s p o n s e o f forest r e g r o w t h species. In contrast, E. guineensis, was the o n l y p i o n e e r species ( o f the seven s h o w n in that p o l l e n d i a g r a m ) which app e a r e d for the first time at ca. 8000 B.P., about 2000 years after the o n s e t o f f o r e s t r e - e x p a n s i o n , b y w h i c h time conditions w o u l d no l o n g e r be v e r y f a v o u r a b l e for the natural e s t a b l i s h m e n t o f this h e l i o p h y t i c tree. Third, if indeed the oil p a h n was present prior to the Holocene, the a b s e n c e o f its e a s i l y r e c o g n i s e d p o l l e n from the pollen spectra o f o l d e r deposits at b o t h L a k e B a r o m b i - M b o (cf. M a l e y a n d B r e n a c 1998), a n d N g a m a l a k a p o n d ( C o n g o - B r a z z a v i l l e ) (Elenga et al. 1994), where the ana- 204 Table 3. Occurrence of Elaeis guineensis pollen in west and west central African sediment cores from the Miocene to the Recent Time period/ Y.B.P. Locality § pollen frequency (percentage of pollen sum*) Eocene (Guinea) near Conakry not available Miocene-Pliocene Niger delta (Nigeria) ca. ca.150000-12000 Deep-sea core, W of Niger delta (Nigeria); Lake Bosumtwi (Ghana); eastern Niger delta (Nigeria) ca. <1.0 - 4.0; 0.1 - 1.0; ca. 2.2 - 8.3 ca.12000-8000 Off-shore mangrove peat (CSte d'Ivolre); ** ca. ca. 8000-5000 Deep-sea core, W of Niger delta; Lake Bosumtwi; Lake Barombi, Mboandong, (SW. Cameroon); Lake Kitina, <1.0 Mayombe forest, (SW 0.1 - (10) 0.5-1.0; 0.1-0.5;** - c a . 2 . 0 ; 0.1 - 0 . 5 ; c a . 3 . 0 - 4 . 0 , < 1 . 0 - ca. 5.0 Congo-Brazzavllle) ca. 5000-2000 Lake Bosumtwi; E Niger delta; Lake Barombi; Mboandong; ca. 23.0 -3.0; ca. 19.1 - 12.0; 1.0 - 10.0; ca. 2.0 Ngamalaka pond, Bateke plateau, (SE Congo-Brazzaville); 5.0; <1.0 -ca. 5.0; 0.0 -<1.0; 0.0 - ca. 5.0; 0.0 - 0-3.0 Lake Kitina; Lake Ossa (SW Cameroon); Lake Njupi (SW Cameroon) ca. 2000-700 Lake Bosumtwi; E Niger delta; Lake Barombi; Mboandong; Ngamalaka pond; coastal Congo -Brazzaville; Lake Kitina; Lake Ossa; Lake Njupi; Lake Sirmda (SW CongoBrazzaville) modem sediments Deep-sea core, W of Niger delta; Lake Bosumtwi; E Niger delta; Lake Barombi; Mboandong; coastal Congo-Brazzaville; Lake Kitina; Lake Ossa; Lake Sinnda 2.0 - 3.0; 12.0 - 24.1; 2.0 - 13.0; 5.0 - 20.0; <1.0; 0.0 < 1 . 0 - 5 . 0 ; 5 . 0 - 13.0; ca. 1.0 -3.0; 0.0 - < 1 . 0 - <5.0; ca. 13.0; 0.1 - 0.5; 38.7; 5.0; ca. 10.0; 0.0; <1.0; 7.0; ca. 5.0 § earliest recorded occurrence so far known in respective countries/locality indicated in bold print; *pollen sum for Niger delta core different from that in Sowunmi (1981a,b,c) as spores and local pollen are excluded here; figures for Lake Bosumtwi from Maley (1998, personal communication). ** hiatus in deposit in analyzed Niger delta core lysed cores extend to the late Pleistocene period, seems inexplicable. Furthermore, in none o f the other three Congo-Brazzaville cores which extend to ca. 3100-5460 B.P. did the oil palm pollen occur before ca. 2500 B.P. (cf. Elenga et al. 1996; Vincens et al. 1994, Vincens et al. in press; Elenga et al. 1992). A deep-sea core from near the mouth o f the C o n g o river yielded E. guineensis pollen in very small quantities (<l.0-ca.2. 0%), discontinuously, from ca. 135000 B.P. to the present (Jahns 1996), but since most o f the p a l y n o m o r p h s were believed to have been wind-borne, the provenance o f the oil palm pollen cannot be detected with certainty. Indeed the C o n g o river seemed to have played no part in palynomorph transport as indicated by the absence o f fresh water algae in the core sediments (Jahns 1996, p 208). Two questions, at least, arise from the evidently late occurrence o f Elaeis guineensis: first, when was the earliest occurrence o f the oil palm in west central Africa, second, a s u b - f o r m a t i o n occurs near the northernmost edge o f the rain forest in southwest Cameroon, at 500-800 m asl, extending for more than 150 km and with a width o f 10 to 20 km. It is dominated by tall and numerous E. guineensis ( L e t o u z e y 1978, 1985 cited in Maley and Brenac 1998, p 180). This sub-formation is regarded as a natural one, primarily because o f the absence o f trees classically linked to man and found in plantations ( L e t o u z e y 1978, 1985 cited in Maley and Brenac 1998, p 180; see also R e y n a u d - F a r r e r a et al. 1996; Maley and Brenac in press). W h e n did this subformation develop, and is there sufficient basis for regarding it as natural, particularly in view o f the fact that human intervention contributed to the development o f the most extensive groves in the whole o f the region under consideration (Hartley 1977) ? At the present stage o f study one cannot avoid two tentative conclusions: first, that the occurrence o f the oil palm is much more recent in west central than in west Africa. Second, E. guineensis most probably became established in west central Africa from the early Holocene onwards, and humans probably played a role in its introduction and expansion there. H o w e v e r , patynological studies o f terrestrial cores older than 30,000 B.P. and more extensive archaeological work are required to confirm or refute these conclusions. If confirmed, the conclusions w o u l d have significant palaeophytogeographical and archaeological implications. 205 Pattern o f oil palm pollen o c c u r r e n c e - an index o f h u m a n activities Food production in the forest zone of west Africa One significant threshold in the continuum of interaction between humans and the rest of the environment has been the intensified utilization and the augmentation of plant food resources through cultivation, starting with the so-called hunter/gatherer-horticulturists (Spriggs 1996). The vast subject of plant cultivation/food production/plant and animal domestication/agriculture is one which is still a matter of active debate, and about which much has been written in the last 50 years, not only with regard to when and how but also what terminologies are to be adopted for the processes and stages involved (for recent reviews/contributions on the subject see for example Harris and Hillman 1989; Cowan and Watson 1992; Harris 1996; Leach 1997). With respect to west Africa, particularly the forest zone, questions relating to the beginning of plant cultivation remain largely unanswered in the absence of unequivocal botanical evidence, even though there is indirect and rather scanty evidence, derived mainly from archaeological, linguistic, ethnographic, genetical, and modern phytogeographical data (see, for example, Harlan 1971; Coursey 1976; Flight 1976; Harris 1976; Shaw 1976; Andah 1987, 1993; Harlan 1992; Anquandah 1993; Stahl 1984, 1986, 1993). Over ten years since Stahl (1984, p 20) concluded that evidence in support of either the diffusion or independent invention hypotheses is equally scanty, though "... it can no longer be assumed that diffusion is more likely than independent invention", the situation has hardly improved. One of the leading archaeologists in the field of origins and development of food production recently poignantly reflected that we are still far from understanding how agriculture originated and developed in the continent (of Africa) as a whole (Harris 1997, p 205). However, there seems to be a rather strong, albeit indirect, indication in support of an indigenous development of the cultivation of Dioscorea (yams), perhaps Vigna unguiculata (cowpea), as well as some form of protection/management of trees with edible fruits such as E. guineensis, and Canarium sckweinfizrthii. Two factors which have further compounded the resolution of the question regarding the early intensification of utilization, cultivation, or domestication of plants in the forest zone of west Africa, characterized, as Andah (1993, p 253) reiterated, by root, tuber and tree-cropping complexes are, first, the paucity of plant food remains, particularly those of domesticated tubers in excavated archaeological sites, and, secondly, the oil palm, an important food crop whose large-scale cultivation began only around A.D. 1860 (Corner 1966, p 304; cf. Eggert 1993, p 324), is still mostly semi-domesticated, although the reports of human augmentation of the very limited natural selection in partially domesticated situations were noted in certain localities in C6te d'Ivoire, Togo and the B6nin Republic (Hartley 1977, p 77). Preliminary :results from archaeological field experiments at the University of Ibadan, initiated and designed by Thurstan Shaw and S.G.H. Daniels in 1972, indicate that it might be possible to find charred remains of yam tubers in an archaeological context (see Bassey-Duke 1981). The uncovering of such remains would provide one type of the much-awaited, direct, botanical evidence of yam cultivation. Indeed, in the humid, tropical Indo-Pacific region - the subsistence complex of which is similar,to that of the forest region in west Africa some archaeological remains of charred and uncharred root and tuber foods have been identified (see Hather 1994). With regard to the oil palm, it must be admitted that it is virtually impossible to determine, not to say with certainty, whether fossil pollen or charred endocarps from archaeological or nearby sites were derived from wild or cultivated trees. Hartley (1977, p 5) succinctly underlined this fact when he said "It is largely speculative and unrewarding (therefore) to consider the presence and spread of the oil palm in Africa in terms of wild or semi-wild." That being so, how can the pattern of occurrence of its pollen be an index of plant cultivation? It should be emphasized that what is meant here is not the cultivation of the oil palm itself, but the practice of cultivation that entails forest clearance. The proposal here is that part of the answer to this question can be provided by a careful analysis of the regional pattern of the occurrence of the oil palm pollen from the Tertiary through to the late Holocene period, as given below. Pattern of o c c u r r e n c e of oil palm pollen The suggestion that the pattern of occurrence of oil palm pollen from the Tertiary through to the late Holocene period might be used as an index of "palaeo-cultivation" in west and west central Africa is based on three major aspects of this pattern: first, the distinct differences between the level of abundance of this pollen in, on the one hand, pre-late Holocene and, on the other, late Holocene sediments. Second, a high occurrence synchronously with independent, archaeological evidence of increased sedentism and probable practice of cultivation at Lake Bosumtwi and Kintampo rock shelter respectively (cf. Talbot et al. 1984, p 184; Flight 1976; Stahl 1985, 1993). Third, high percentages in modern sediments from the Niger delta and off the Nigerian coast, eastern Nigeria being today the region that has the most continuous and extensive palm groves (cf. Hartley 1977). The above-listed palynological features are supported by studies which have shown the close association today between oil palm groves and farming populations or human habitation, as will be elaborated upon shortly. O c c u r r e n c e in pre-late H o l o c e n e (before ca 4500 B.P.) and late H o l o c e n e samples The difference between the pattern of occurrence in pre-late Holocene and that in late Holocene samples is indeed striking. Zeven (1964, p 123) provided some valuable details about the relative abundance of oil palm pollen in Tertiary sediments of the Niger delta. During the Miocene, the pollen occurred in very low quantities, 206 I O_ II III IV V VI VII .~ 12_ 1000_ VIII 1 2 29_ 2000 _ 3 3000 _ 59_ 4 4000 _ 74_ 5000_ 95_ 5b 85_ )a 05_ 5c 6000 _ 15_ 5d 7000_ 30_ 8000BP ka 5e 6 0 I I 20 40 20 40 I I 20 40 20 I 40 20 | 40 20 40 2! 0 40 2 1 I0 % </.0% Fig. 3. Collated oil palm pollen diagrams: I Niger delta (based on data from Sowunmi 1981a ,b, c); II Lake Barombi (from Maley and Brenac 1998); III Mboandong (from Richards 1986); 1V Lake Kitina (from Elenga et al. 1996); V Lake Ossa (from Reynaud-Farrera et al. 1996); VI Lake Sinnda (from Vincens et al. in press); VII coastal Congo-Brazzaville (from Elenga et al. 1992); VIII deep-sea core west of the Niger delta (from Dupont and Weinelt 1996) - scales of II - VII modified for harmonization about 0.1% of the pollen sum, but showed a tendency to increase in later Tertiary sediments in which the "frequency occasionally reaches as much as 10% of the total number of spores and grains" (emphasis by present author). In the late Pleistocene to the early/middle Holocene, the pollen occurred in frequencies of low amplitude, ranging from 0.5 to less than 10% of the pollen sum and increases were gentle even during the transitions from arid to wet phases as well as in the wet phases (see Table 3 and Fig. 3). These low values and gradual increases are in sharp contrast to the higher figures and abrupt upsurges obtained for the late Holocene during similar climatic phases; values up to 24.1% were recorded in the Niger delta, for example (see Table 3 and Fig. 3). How have various authors interpreted the sharp increases in oil palm pollen during the late Holocene, a period which coincided in part with the second phase of the late Stone Age in west and west central Africa, characterized by the use o f pottery, and later, iron technology which was in use from at least ca. 2500 B.P.( Shaw 1990; cf. Fagg 1959; Schwartz 1992) ? At present, there are three main submissions. The first (Sowunmi 1981a, b, c, 1985, 1987), suggests that the marked increases o f E. guineensis in the Niger delta by about 2800 B.P. were due to forest clearance by humans for the purpose of cultivation, near stream valleys and in the drier fringes of the forest. This submission was based on three palaeoecologicat premises: first, a relative decrease in rain forest trees; secondly, increased abundance o f fresh water swamp and riverine forests, which indicates that the rain forest decrease was not likely to have been due to climatic deterioration; and thirdly, the concomitant occurrence o f the pollen o f weeds of. cultivated land or waste places, such as Borreria verticillata, Aspilia sp., and Cleome ciliata. Furthermore, on the basis of contemporary archaeological evidence of human occupation, the first occurrence of oil palm pollen in the pollen records from CongoBrazzaville was attributed to human influence or cultivation. These first occurrences of E. guineensis were around 2850-2700 B.P. at the Bat6k6 plateau, (Elenga et al. 1994), ca. 2500-2200 B.P. around Lake Kitina in the Mayombe forest (Elenga et al. 1996), ca. 1600 B.P., in the littoral area (Elenga et al. 1992) and ca. 800-1100 B.P. around Lake Sinnda in the Niari valley (Vincens et al. 1994; Vincens et al. in press). Lastly, ReynaudFarrera et al. (1996, p 754), did concede that after the natural and important increase in oil palm, which began ca. 2500 B.P. around Lake Ossa in southwestern Cameroon, its further expansion might have been more and more aided by human action from about 2000 B.P. The second submission attributed the increases to cultivation of plants, including the oil palm. Thus Talbot et al. (1984, p 185) suggest that the large percentage of Elaeis guineensis may be due to human cultivation around Bosumtwi 3500-3000 years ago, on the basis of two main lines of archaeological evidence: first, the indication from Bosumpra cave, 75 km east of Bosumtwi, provided by Smith (1975) that the oil palm became an important food plant in southern Ghana sometime after 5375 :k 100 B.P. and secondly, the deduction by Flight (1976) that cultivation was practised around 3300-3000 BP. in central Ghana, based on his finds at Kintampo rock shelter of charred seeds which he believed to be those of the cowpea. Richards (1986) reasoned that the cultivation of the oil palm probably began about 2000 B.P. in southern Cameroon. His conclusion was based first on the evidence of forest clearance obtained from Mboandong core, with a dramatic increase of grass pollen, ca. 2380 ~: 70 B.P., which, he implied, was related to the use of iron implements. Secondly, Richards (1986) opined that the infrequency of Canarium pollen in contrast to that of Elaeis in the uppermost levels of the core was consistent with the cultivation of the oil palm which he presumed was preferred, as the dwellers of Bosumpra cave in Ghana seemed to have done (cf. Smith 1975). The third submission which is a contrast to the other two, is based on the studies of cores from three lakes in southwestern Cameroon. According to this view, the occurrence of oil palm pollen, commencing from ca. 8000 B.P. and the two subsequent upsurges ca. 2800-2400 B.P. and ca. 1500-700 B.P. at Barombi, (Maley and Brenac 1998; Maley and Brenac in press), as well as increases between ca. 2500 and 1900 B.P. at Ossa (Reynaud-Farrera et al. 1996) and Njupi (Zogning et al. 1997), were due to expansions caused by natural environmental changes and not to the cultivation or domestication of E. guineensis. These natural phenomena were 207 the dry climatic conditions in the late Pleistocene (ca. 20000-10000 B.P.) and late Holocene (ca. 3000-2000/ 1600 B.P.), which caused a marked decrease of dense forests, thus creating spaces favourable for the growth and multiplication o f this tree and other heliophytes. According to Maley and Brenac (in press), the two late Holocene expansions of E. guineensis in Cameroon were "un comportment tout gtfait naturel". The arguments for this third viewpoint have been based on four main grounds: First, 20th century reports o f the natural and extensive occurrences o f E. guineensis in various parts of west and west central Africa, particularly the "palm belt" in the northern fringe of the rain forest in southwest Cameroon; secondly, the similarity in the pattern of occurrence of oil palm pollen with those of other pioneer species of forest regrowth or expansion during the early and late Holocene; thirdly, the current semi-domesticated status of most oil palms, and lastly, the observation by Eggert (1993, p 324) that while the oil palm is utilized everywhere in the equatorial rainforest of Zaire, it is never cultivated in a traditional setting (Maley and Brenac 1998, Maley and Brenac in press). As already mentioned, it is virtually impossible to say whether or not the oil palm was cultivated or domesticated in the past. What the pattern of occurrence of its pollen might indicate is whether or not human influence contributed to the expansion o f this tree in the late Holocene. Therefore the question to be considered is as follows: did the slash-and-burn and swidden cultivation, adopted in the forest zone, create conditions which prevented the regrowth o f forest trees in openings/clearings, thus bringing about an anthropogenically enhanced expansion of natural oil palm stands ? As can be seen from Table 2, there is a consistent pattern regarding increases in oil palm populations, usually occurring either during a dry phase or at the beginning o f the subsequent wet phase, when forests would have become more open, creating conditions favourable for species such as E. guineensis, which colonize forest openings. There is no doubt therefore that, initially, the increases in the oil palm would have been a natural phenomenon. But, as indicated earlier, the increases in the late Holocene, in sharp contrast to those of older deposits, are characterized by being abrupt and large (Table 2). In view of these remarkable differences, it is most unlikely that the late Holocene increases were due entirely to natural factors. The hypothesis is hereby advanced that an additional factor, the traditional system of plant cultivation by forest dwellers, with short fallow periods, contributed in a significant manner to late Holocene increases in E. guineensis. Consequently, such characteristic Holocene increases are indicative of plant cultivation. This indication would be further strengthened by a synchronous occurrence or increase in the pollen of weeds o f farmland or fallow land. It is of interest to note a somewhat similar phenomenon in the grassfields region of southwestern Cameroon. A pollen analytical study of a core from Shum Laka swamp showed that even on the return of wetter conditions after 3000 B.P., grassland still expanded while the forest declined. The grassland expansion reached its maximum at about 1600 B.P. (Kadomura and Kiyonaga, 1994). On the basis of archaeological evidence of human occupation at Shum Laka rock shelter dating back to about 8000 B.P. (de Maret et al. 1987), Kadomura and Kiyonaga (1994, p 67) made the tentative deduction that in the studied area, the process of savanna creation probably started in the drier period, ca. 3300-3000 B.P., when the vegetation still comprised woodland or wooded savanna, but that the development of the present grassland landscape might have started soon after 3000 B.P. due to human activity, possibly slash-and-burn agriculture, exacerbated by the use o f iron implements. The cored site is situated down the slope from the rock shelter. The hypothesis made above by the present author is supported by studies carried out in Zaire, which showed that in areas where the oil palm occurs naturally, the factor of greatest importance in the development of a grove was the existence of a dense human population, whilst groves of varying density grew up where there had been villages or land cultivated in the past (Hartley 1977, p 78). This is because the practice of forest clearance for farming created conditions suitable for the rapid establishment of the oil palm, and through constant farming the development of secondary forest was effectively curtailed. Furthermore, apart from a few exceptions, in the oil palm region o f west Africa extending from Sierra Leone to Cameroon, the oil palm is known to have multiplied wherever human population has increased (Hartley 1977, p 78). It should be noted that animals, such as primates and birds, which feed on the palm nut, also contribute to the spread of the oil palm. Synchroneity of archaeological evidence of cultivation and phenomenal increase in oil palm pollen The synchroneity between the large increase in oil palm pollen at Lake Bosumtwi and the archaeological evidence of cultivation from Kintampo rock shelter as first pointed out by Talbot et al. (1984) has already been mentioned. Stahl (1985) on a re-excavation of the Kintampo rock shelter, obtained convincing evidence of more permanent settlements and of the exploitation of domestic ovicaprids (sheep/goat) at Kintampo sites as well as some indirect indication of plant cultivation. Furthermore, from ca. 3600 B.P., when drier climatic conditions prevailed, there was a significant shift in the peoples' diet from arboreal animals to ones characteristic of open woodland savanna and/or clearings in the forest (Stahl 1985). Therefore if even the oil palm itself was not cultivated as Talbot et al. (1984) had inferred, the natural degradation of the forest coupled with the cultivation of other crops and the building of houses would have created favourable conditions for the expansion of E. guineensis whose fruits and seeds the people utilized. Occurrence in modern sediments Finally, the hypothesis proposed here, that the characteristic increases in E. guineensis pollen during the late Holocene can serve as an index of plant cultivation, though not necessarily of the oil palm itself, is supported by the high percentages of this pollen in modern 208 sediments. Z e v e n (1964, p 123) noted that in these sediments the occurrence o f oil palm pollen, which can be up to 30% o f the total, reflects the cultivation o f the oil palm as well as methods of land use favourable to its spread (emphasis by present author). Indeed in the surface sample from the Niger delta the oil palm pollen was 38.7% o f the pollen sum (see Table 3 and Fig. 3). In an offshore Niger delta core, the value in the surface sample "which represents the last one or two centuries" was about 13%, in sharp contrast to the range o f < l . 0 to 4.0% for the period ca. 150000-6000 B.P. (Dupont and Weinelt 1996, p 286, Fig. 9) As D u p o n t and Weinelt (1996, p 286) rightly concluded, this extremely high percentage o f E. guineensis, and the synchronous strong decreases in rain forest and w o o d l a n d vegetations reflect the impact o f modern agriculture on the vegetation. This is in accordance with the interpretation given by several authors, already referred to here, to the marked increases in oil palm pollen from ca. 3500/3000 B.P. onwards. Conclusion Archaeological evidence suggests that the oil palm was an important and c o m m o n element in the subsistence e c o n o m y o f peoples in west and west central Africa during the late H o l o c e n e period. The available palynological record has led to the tentative conclusions that the occurrence o f E. guineensis is much more recent in west central than in west Africa and that humans most probably played a role in the introduction and / or expansion of this tree in west central Africa during the late Holocene period. The pattern o f occurrence o f the oil palm pollen, from the Eocene through the late Holocene to the present, strongly suggests that the characteristically marked increases during the late Holocene can be used as an index o f plant cultivation and, consequently, o f the contribution o f humans to the expansion o f the oil palm in both west and west central Africa. Acknowledgements. This paper was written while the author was on sabbatical from the University of Ibadan, Nigeria. Thanks are due to the University of Ibadan for granting this study leave. The enabling financial and academic support given by the University of Uppsala, Sweden, University College London, England and Johann Wolfgang Goethe-Universitfit, Frankfurt am Main, Germany, through the initiative of Professor Paul Sinclair, Professor Peter Ucko and Dr. Katharina Neumann respectively, is most deeply appreciated. The conducive environments provided by these and other colleagues at the three institutions contributed immensely to the production of this paper. I thank Katharina for her constructive critique of the draft of this paper and for valuable discussions. I have also benefitted from discussions with Herr Ulrich Salzmann. l acknowledge with much gratitude the insights provided by Dr. Jean Maley and Dr. Annie Vincens both of whom also made available to me some of their unpublished papers. 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