Multi-Dimensional Threat Perception and State Repression: An Inquiry into Why States Apply Negative Sanctions Author(s): Christian Davenport Source: American Journal of Political Science, Vol. 39, No. 3 (Aug., 1995), pp. 683-713 Published by: Midwest Political Science Association Stable URL: http://www.jstor.org/stable/2111650 . Accessed: 30/03/2013 23:09 Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at . http://www.jstor.org/page/info/about/policies/terms.jsp . JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of content in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new forms of scholarship. For more information about JSTOR, please contact [email protected]. . Midwest Political Science Association is collaborating with JSTOR to digitize, preserve and extend access to American Journal of Political Science. http://www.jstor.org This content downloaded from 141.213.172.160 on Sat, 30 Mar 2013 23:09:32 PM All use subject to JSTOR Terms and Conditions Multi-DimensionalThreatPerceptionand State Repression:An InquiryInto Why StatesApplyNegativeSanctions* ChristianDavenport,University of Houston Theory: Regimesrespond todomestic withpolitical threats Theprecise repression. natureofthedomestic threat itself, is subjectto discussion. however, Hypothesis: Staterepression is a function of eithera unidimensional conception ofdomestic threats (i.e.,wherethereis oneattribute ofpolitical conflict considered bytheregime)or one thatis multidimensional in character (i.e.,wherethereare severalattributes conditioned considered), bycertain political-economic characteristics:democracy, economicdevelopment, coercivecapacity,dependency and laggedrepression. Methods:A pooledcross-sectional timeseriesanalysisof53 countries from1948 to 1982. Results:Threedifferent aspectsof politicalconflict (conflict frequency, strategic variety, anddeviancefromcultural norm)arestatistically in theirrelasignificant to repression, themultidimensional tionship supporting of domestic conception threats. thedegreeto whichthegovernment Additionally, is democratic signifiof relationships cantlyaltersthepattern betweenpoliticalconflict andrepressive behavior. Introduction Implicitwithinmoststudiesthatassess theimpactofconflicton repression' is the assumptionthatgovernments generallyrespondto only one *Alldataemployed within thisanalysismaybe obtained from ICPSR.Documentation necessarytoreplicate theanalysescan be obtained All statistical fromtheauthor. analyseswere conducted withSAS, withsomeexploratory within analysesbeingconducted STATA version3.1. 'To avoidredundancy I willuse "conflict"interchangeably with"dissent,""dissident behavior"and "politicalopposition." Repression is defined as government regulatory actiondirected againstthosechallengingexisting powerrelationships. Thisis similar toGoldstein's definition (1978,1983)where, "politicalrepression consists ofgovernment actionwhichgrossly discriminates againstpersonsororganizations viewedas presenting a fundamental challenge toexisting powerrelaor keygovernment tionships policies,becauseof theirperceived politicalbeliefs"(1978, xvi). To decreaseredundancy within thetext"repression" willbe usedinterchangeably with "repressive behavior"and "negativesanctions." AmericanJournalof PoliticalScience,Vol. 39, No. 3, August1995,Pp. 683-713 ? 1995bytheBoardof Regentsof theUniversity of Wisconsin System This content downloaded from 141.213.172.160 on Sat, 30 Mar 2013 23:09:32 PM All use subject to JSTOR Terms and Conditions 684 ChristianDavenport of theevents.2 thefrequency behavior-particularly, aspectof dissident as the numberof conflicteventsdirected Accordingto thisliterature, efforts oftheregimetoconso do therepressive againstthestateincrease, is believedto be The exactnatureof therelationship trolthisbehavior.3 bothdirectandlinear.4 andresponseis perception threat of unidimensional Thisassumption Ifaccepted, itleads repression. ofpolitical tothestudy important extremely arenotonlymyopicinfocus,payingattention us toconcludethatregimes butalso behavior, to onlyone aspectof dissentin its use of repressive diversemanifestorelatively withregard tohowtheywillrespond uniform would politicalconflict Within thisperspective, ofdomestic unrest. tations in theTiananmen Squareincito similarly (withrepression) be responded ofMay 1970in dentofJune1989inChinaandintheKentStateincident in termsof wereperhapscomparable theUnitedStates.Thesesituations notwithregard butdefinitely eventsthatoccurred thenumber ofconflict the thatwereappliedby dissidents, strategies of different to thenumber relative ofconflictual activity selectedforprotest orthemagnitude targets thethreat posed to thesecriteria, Withreference to previousexperience. in eachcase. to theregimewas different of andextantcases,theassumption In lightoftheexamplesprovided diffithreat andresponseshouldbe somewhat unidimensional perception level.Considering availableworkon cultto acceptevenon an intuitive madewithin severalarguments also counters thissubject,theassumption (Stohl thisissue,numerous authors itself. concerning Directly theliterature 1986; andLopez 1984;Eberwein1987;Gurr1986a,1986b;Ziegenhagen rethatrepressive Franks1989;HooverandKowalewski1992)maintain to twofactors:1) different according sponsesto dissentvarysignificantly ofthe and2) thestructure oftheconflict behavior encountered, attributes andso forth). type,economicdevelopment politicaleconomy(i.e.,system but phenomena arenotunidimensional domestic threats To theseauthors, acrossconto differently defined, andresponded multidimensional, rather texts. considered areactually byregimes ofpoliticalconflict Whatattributes do thedifferent threats? Whatrelationship ofdomestic intheir classification Somehaverepretheseanalyses. within is everemployed ofconflict 2Onlyonemeasure countsdetermine as well, whereoverallfrequency sentedthisvariabledichotomously or not(Cingranelli regulation) ofbehavioral (worthy is significant or notconflict whether 1992;Poe andTate 1992). issue structural as a long-term thisrelationship thatI amaddressing 3I wouldhighlight tothatdiscussedbyLichbachandGurr(1981). onesimilar logistical andnotas a short-term existas well(Duvall relationships thatnon-linear whosuggest 4There aresomeauthors et al. 1978). andShamir1980;Jackson This content downloaded from 141.213.172.160 on Sat, 30 Mar 2013 23:09:32 PM All use subject to JSTOR Terms and Conditions WHY STATES APPLY NEGATIVE SANCTIONS 685 aspectsofpoliticalconflict havewithrepression? Whatpolitical-economic characteristics affect theidentification ofthreatening andthegovbehavior ernment' s repressive responses toit?Using53 countries forthetimeperiod 1948 to 1982,thepresentstudyaddressesthesequestions.The analysis itselfis madeup of severalcomponents. To begin,I identify fourattributes ofpoliticalconflict possiblyconsidered by regimes: 1) basic frequencycountsof events,2) thepresence of violence,3) thevarietyof strategiesemployedbydissidentsand 4) current behavior relativeto the culturalnorm.5This approachencompassesthe mostoftenexamineddimension of conflict (frequency) as well as three additional attributes. Thesecondcomponent ofthestudyaddresses thedeterminants of "repressive propensity," i.e., thedegreeto whicha given regimeclassifiesbehavioras threatening and respondswithrepression. Drawnfrom theliterature, thesecontextual factors includesystem type(i.e., coercivecapacity,economicdevelopment democracy), and dependency. Thethird component ofthestudy is anempirical witha pooled investigation cross-sectional time-series design.Here,in thecontextof a multivariate model,I analyzetworelationships: 1) theimpactdifferent aspectsofpolitical conflict haveonrepressive and2) thecontribution ofvarious behavior, statecharacteristics to theapplication ofrepression. The conclusion summarizestherelevant of bothof theseanalysesand identifies findings the practicalimplications thatfollowfromthem.Specifically, I addressthe importance ofthestudy forfuture ofrepression investigations andalsohow theseresultsimprove ourunderstanding ofdomestic politicalprocessesin general. PoliticalConflictand DomesticThreatPerception Mass politicalbehaviordirected againstthestate,itspoliciesand its practicesis generally viewedas beinga threat to thosein authority. Its candisrupt manifestation anditcanundermine theposition society, ofthose within power.In an effort toregulate thisthreat andreducethepossibility thattheseoutcomesmight takeplace,governments oftenuse politicalrepression:e.g.,censorship, politicalrestrictions. Thisbehavioris expected to neutralize and/or increasethecostsofthebehavior politicalopponents to sucha largeextent thatitis no longerdeemeda worthwhile of strategy protest. Therehas beena greatdeal of theoretical discussionaboutthis causallinkage(Gurr1986a,1986b,1989;Tilly1978;Oommen1990;HooverandKowalewski1992;Eberwein1987;Lopez 1986)as wellas empirical support (MarkusandNesvold1972;Hibbs1973;Goldstein 1978;1983; 5Deathsbycollective arenotusedherebecauseofthepossiblecontamination protest of politicalrepression. This content downloaded from 141.213.172.160 on Sat, 30 Mar 2013 23:09:32 PM All use subject to JSTOR Terms and Conditions 686 ChristianDavenport andAllen 1991;Alfatooni Muller1985;Davis andWard1990;Davenport 199 1).6 theanalis widelyacceptedintheliterature, thisrelationship Although interms ofscope.Generlimited onithavebeensomewhat ysesconducted events ofconflict has beenon thenumber ally,thefocusofpastresearch threat and analysesofdomestic empirical thattakeplace,and,as a result, (alternaresponseare usuallybasedon measuresof frequency repressive however, thispractice, Carefully considering toas intensity). tivelyreferred ofpoorconceptumaybe morea reflection oneseestheuseofthismeasure theseriousness Regimesmayidentify alizationthanplausiblealternatives. ofconflict withthefrequency inaccordance threats notsimply ofdomestic aspectsofconflict in termsofseveraldifferent butrather eventsidentified 1972;Zie(Sorokin1957;ChadwickandFirestone viewedsimultaneously of these combinations genhagen1986;Lichbach1987).Whenparticular themagnitude of threat perceivedand thelikeliare apparent, attributes when Correspondingly, willbe appliedis increased. hoodthatrepression ofthreat themagnitude is apparent, oftheseattributes combination another behavioris less perceivedis deemedminimaland theuse of repressive likely. I addressthreeaspects alternative, thismultidimensional Considering in additionto frequency: 1) thepresenceof violence,2) the of conflict fromculturally and 3) deviations usedby dissidents variety of strategies is important tothestudy Eachofthesemeasures acceptedlevelsofdissent.7 of what becausetheyenhanceour understanding of politicalrepression ofthesefactors Consideration a threat toa regime. constitute might actually is applied,forourattention lightuponwhyrepression shedadditional might as ofactsthatchallengethosein authority thenumber towards is directed withintheseacts,the manifested well as theoveralllevelof aggression and thatareappliedbypoliticalopponents, strategies number ofdifferent involved. mobilization thediverseprocessesofdissident (For example, increasespoliticalconflict 6Thereare thosewho findthatrepression chalpolitical toregulate is notintended 1986).Thisdoesnotmeanrepression Ziegenhagen it simplymeansthatit is notalwayseffective. lenges.On thecontrary, that behaviorthatis simply"out of vogue,"i.e.,threats 'I do notidentify dissident thisis notadvocatedby theregime.Primarily butare ideologically do notpose a threat, I maintain data.On thecontrary, thiswiththeexisting inidentifying becauseofthedifficulty logistical to numerous pay attention thatgovernments assumption themoreconstraining ideologies behavior. Thisacceptsthatevenifparticular identified withantisystemic factors itis stillpossibleforthosechallenging totheregime, areacceptable bydissidents advocated These"pobehavior. forantisystemic tolerance thegovernments tooverstep thegovernment correct"groupsmaysimplyhavea widerberththanone thatespousesideologies litically stillremains. butthepointon stateresponsiveness thatarenotacceptable, This content downloaded from 141.213.172.160 on Sat, 30 Mar 2013 23:09:32 PM All use subject to JSTOR Terms and Conditions WHY STATES APPLY NEGATIVESANCTIONS 687 Identifying DifferentAspects of ConflictBehavior attribute I consideris thepresenceofviolence.This The first conflict haveidentified substantive becausemanyauthors characteristic is important conflict behaviorwithregard differences betweenviolentand nonviolent on negativesanctions to itseffect (Hibbs1973;DuvallandShamir1980; oftheseanalysesfindthatviolent theresults Guptaetal. 1993).Generally, ofconflict response from theregime. provoke a greater repressive strategies Two reasonsareconsistently offered forthis. of amount ofdissentusuallyentailthegreatest First,violentstrategies dissidents mightkill Usingthesestrategies, threat to thepoliticalsystem. ofsocialchaosorprovoke members ofthecitizenry, createa situation those in theantisystemic behaviorto move who are notalreadyparticipating fromnonbecauseitcan no longerprovidesafety againstthegovernment todeterthesepossible stateactors(MasonandKrane1989).In an attempt theregimewouldbe expectedto increasetheuse ofrepression. outcomes, is morelikelywhenconbehavior The secondreasonwhyrepressive When ofusingrepression. theperceived legitimacy flictis violentconcerns andthreatening to othercitidissidents areportrayed as beingdangerous to attempt behavioral regulaposition zens' lives,theregimeis in a better behavior tion.Thecitizenry wouldbe morelikelytosee thegovernment's Thiswouldtend as legitimate, andtheymayevencall forit themselves. of itsapplication to the to increasethelikelihood becauseless resistance policywouldbe apparent. particular government is much Whenconflict is notviolent, on theotherhand,thesituation In thiscontext, different. posedbythose perhapsunableto see thethreat citizens being theregime, negatively torepression mayrespond challenging behavior: or protest i.e.,theymayjointheprotestors appliedto nonviolent lose faithin thepoliticalsystem.8 Thisresistance wouldtendto decrease ofthe thelikelihood of negativesanctions becausetheoveralllegitimacy we wouldexpect comeintoquestion. As a consequence, government might theuse ofrepression tobe muchlowerwhenconflict was nonviolent (ifit wouldbe appliedat all). the secondconflictattribute, strategic variety, regimes Concerning ofdifferent shouldpayattention tothenumber strategies employed bythose it.9As opposedto simplypayingattention to thenumber of challenging eventsoccuror thepresenceof violencewithinconflict timesparticular thefocusoftheregimeis directed towards thenumerous means behavior, theirobjectives(i.e., evencounton thisresponseto further 8Somesocialmovements thecivilrights movement). wherecertain types schemeemployed bygovernments 9Theremaybe someweighting is notexamined here. thanothers. Thispossibility ofeventsaregivenmoreattention This content downloaded from 141.213.172.160 on Sat, 30 Mar 2013 23:09:32 PM All use subject to JSTOR Terms and Conditions 688 ChristianDavenport of dissentusedbytheopposition. Severalauthors, underdifferent labels, discussthisgeneralconcern:Tilly's(1978) "repertoire" of dissident behavior,Eckstein's(1980) "alternative channels"ofpoliticalparticipation, Ziegenhagen's(1986) "dominant"and "general" variety, Lichbach's (1987) "tacticalchoices"andMorris'(1993) "multipletactics." As conceived,therelationship of strategic varietyto repression is If thenumber of strategies straightforward. brought againsttheregimeis low,thenthemagnitude ofthethreat is minimal. Ifonlyoneor perceived a fewstrategies ofconflict arebeingusedbydissidents, theregimewould be abletobringall ofitscoerciveexpertise tobearon thislimited activity. Thisdiminishes theoverallamount ofrepressive behavior necessary toprotectthestatusquo anddecreasestheamountof repression thatwouldbe applied. If thenumber of strategies brought againsttheregimeis high,on the otherhand,thenthemagnitude ofperceived threat is increased.'? Here,the is confronted witha diversity government of antisystemic each behavior, withitsownimpactuponthedomesticpolitical-economy. For example, generalstrikes whileguerrilla warfare mayparalyzeindustrial production mayterrorize thepopulace.Undertheseconditions, theprocessofbehavioralregulation is "stretched thin"becausedifferent ofdissent, strategies different anddifferent outcomes mustbe addressed targets, simultaneously. In an effort to counterthisincreasedvariety, should politicalrepression increaseas well."Analyzedwithin twoempirical studies(Tilly1978;Ziehavegenerally beensupported genhagen 1986),thesecausallinkages quite well. Thefinalattribute ofpoliticalconflict hereconcerns addressed cultural limits ofdissident behavior. "Cultural limits"refer totheparticular amount ofpoliticalconflict thattheregimewillallowtotakeplacebeforeitapplies Theparameters repressive behavior.12 ofthiscodecouldbe communicated means:i.e.,explicit enumeration within theconstitution bynumerous (Volofpolitical/civil libergyes1978;Franks1989,6 and147),massperception thisrelationship is conceivedofas beinglinearin formalthough '"Generally different responses(i.e., nonlinear relationships) havebeenidentified (Jackson et al. 1978;Duvall andShamir1980). in repression "Frequency is thusequatedwithregulatory effort (Duvalland Shamir 1980;Ziegenhagen 1986;Eberwein1987;HooverandKowalewski1992). '2Normal politicalbehaviorand dissent(or antisystemic behavior)is thusnotdeterminedbysomeobjectivecriteria (as suggested byDogenharat andDay [1983]),butrather ofthosechallenging andthoseprotecting byaninterplay thestatus quo.Forusefuldiscussion of theprocessby whichdifferent components of thepoliticaleconomyestablishnormal/ anddeviant/unacceptable see Wilkens(1964) fortheimpactofculture acceptable behavior, andFranks(1989) fortheimpactof thelegalsystem, regimetypeandideology. This content downloaded from 141.213.172.160 on Sat, 30 Mar 2013 23:09:32 PM All use subject to JSTOR Terms and Conditions WHY STATES APPLY NEGATIVESANCTIONS 689 ties(Gibbs1981)orpastexperiences withdissentandrepressive response (Dedrick1978;Liska1992).Regardless ofhowthecodeis communicated, however,as longas conflict stayswithinthisrealmof acceptability, the withrepression. doesnotrespond government Indeed,giventheacceptance theregimedoes notevenperceivethatit is being of manifested conflict, threatened. If,however, thecultural limitis violated,i.e., an event(or groupof normofbehavioral events)is abovethecultural thenthesituation deviance, In thiscontext, changesmarkedly."3 manifest conflict sendsa messageto theregime thatitis directly beingchallenged andpolitical repression would likelybe increased as a meansofreestablishing theculturally defined paof acceptablebehavior.'4 rameters Addressedimplicitly withinnumerousstudies(Lichbachand Gurr 1981; Muller1985;Blalock1989)andexplicitly within one(Franks1989), therelationships described abovehavenotbeeninvestigated systematically in anyempirical I haveno statistical sense.Consequently, support forthe relationship identified above. The literature has providedenoughinformationforat leasta tentative of thisrelationanalysisto be conducted ship. I proposethatdomestic thepreviousdiscussion, Summarizing threats arecomposedoffourelements: the ofviolence,stratefrequency, presence andcultural deviance.The greatest gic variety amountofthreat to thereis expectedwhenconflict gimeandthemostlikelyuse ofrepression freand are is violent behavior and conflict rates are above quency variety high, norm.Withinthissituation, thecultural thegreatest measureofdomestic threat is notedbecauseeach variableis approaching itshighestvalueon theattribute scale. Whenconflict and varietyare low, on the frequency otherhand,behavior is nonviolent is belowtheculturandexisting conflict ofacceptable then the amount ofdomestic allydefined boundary deviance, threat is low.Domesticthreats andtheuseofrepression perceived expected areminimal becauseeachvariableis approaching itslowestvalueon the attribute scale. '3Foran interesting discussion see Pfuhl(1986). '4Injustifying thisgovernment response, theremarks ofoneChileanleaderareparticucertain larlyinformative: "Socialenvironment anda correct judicialorderrequire restrictions on individual notonlytopreserve thepersonal freedom ofothers, butforthecomliberties, of thesamehierarchy. mongood . . . Norareall rights Evenamongnatural rights, some aremorefundamentally thanothers. important Theymayusuallyall be exercisedsimultabutthisis impossible whensocietybecomessick.The lattersituation neously, is precisely a symptom of politicalabnormality an exceptional requiring juridicalregimein whichthe in orderto ensurethefreeexercise exerciseof somerights is limited or can be suspended of otherimportant ones" (Lopez 1986,84). This content downloaded from 141.213.172.160 on Sat, 30 Mar 2013 23:09:32 PM All use subject to JSTOR Terms and Conditions 690 Christian Davenport ExplainingVariance in DomesticThreatPerception and the Use of State Repression thecausallinkageidentified Understanding above,one shouldnotassumethattheapplication of repressive behaviorin responseto domestic threats wouldbe comparable acrossall regimes.As Duvall and Shamir (1980, 160) suggest, "therepressive character ofthegovernment (i.e.,the likelihood thatrepression wouldbe applied)is greater accordingly as the government perceivesmoresituations as threats, or whenitviewsthreats as moreseriously andhenceis disposedtorespond threatening, morecoerto vary,however, cively.9"15Whatcauses theperceptionof domesticthreats predisposing theregimetowardstheuse ofpoliticalrepression?16 FundaI wouldarguethedifference mentally, is determined byfourstatecharacteristics:systemtype,coercivecapacity, economicdevelopment anddependency.Drawnfrom theliterature, eachofthesefactors is important because theidentification theyfacilitate ofdifferent contextual elements thatimpact thegovernment perceptions of domesticthreats as well as thelikelihood thatrepressive behaviorwouldbe applied.By examining eachofthesein turnanditsrelationship to repressive thesignificance propensity, ofthese variouscharacteristics shouldbecomeclearer. Political-Economic Contexts,ThreatPerception and Political Repression Whenthepresenceof democracy increaseswithina nation-state, the likelihoodof threats beingperceivedby thegovernment and repression being appliedis decreased.Supportedby numerousempiricalstudies (Hibbs1973;Ziegenhagen 1986;Henderson is usu1991),thisrelationship to thefactthatdemocracies are generally allyattributed morelegitimate forms ofgovernment as wellas moretolerant ofdissident behavior. These factors makethegovernment less likelyto perceivethreats fromconflict (however conceived)becausetheyenjoyrelatively highlevelsof "diffuse support"(Easton1975).17Additionally, theywouldbe less likelyto use becausetheregimewouldbe prepared repression to allowcertainlevels '5Thisargument aboutperception andrepression is sharedin manydifferent contexts: Buzan(1983) in boththeinternational and domesticrealms,Hermanand Herman(1989) in theinternational realmandOommen(1990) in thedomestic realm. '6AsLopez (1986, 75) suggests,"[therepressive] policyof government unfoldsin circumstances farmorecomplexthan[simply] torule. . . Rather, suchan action challenges wouldappearto be a 'fulldecision,'inthatitoccursas a choicewithin a particular setting andone weighted in lightof otheravailablechoices." '7Thiswouldalso tendtodecreasethelikelihood thattheregimewouldbe challenged in anysubstantive fashion. This content downloaded from 141.213.172.160 on Sat, 30 Mar 2013 23:09:32 PM All use subject to JSTOR Terms and Conditions WHY STATES APPLY NEGATIVESANCTIONS 691 ofdomestic unrest totakeplace,thusrelaxing thenatural tension thatexists whenmassprotest behaviordoes occur.18 The secondfactorconsidered, coercivecapacity, is also important to theregime'sperception ofdomestic threats andtheiruse ofrepressive behavior.Two explanations inparticular havebeensupported within numerouscase studies(DallinandBreslauer 1970;WalkerandLang1988;Zwick 1984)andempirical analyses(Hibbs,1973;Ziegenhagen 1986;Davenport 1991).Thefirst addresses a morestrategic issuewhilethesecondaddresses an organizational matter. Concerning thefirst explanation, byproviding theregimewiththeresourcesforrepression, thecostsofitsimplementation weredecreased (Laswell, 1941;Randle1981; Goldstein1983;Gurr1986a;Davis and Ward 1990;WalkerandLang 1988).'9Thisreducedcostmaderepressive strategies moreattractive to thosein authority becausemoreareasand more individuals couldbe subjectto theregulatory efforts of theregime.This in turnincreasedthelikelihood thatrepression wouldbe appliedagainst politicaldissidents becausetheapplication ofrepression itselfwas deemed morefeasible. Withreference tothesecondexplanation, oncerepression was applied andcoercivestructures wereputinplace,someformofbureaucratic "law of instrument" wouldgo intoeffect(Gurr1986a,1986b,1989;Seligson 1987;Mitchell andMcCormick 1988).Inthemidstofthislaw,thecoercive seekstojustify itscontinued apparatus existence andincreaseitsaccessto resources (socialstatus, monetary allocations, politicalinfluence andtechnologicalequipment). As a resultof thispursuit, theorganization would becomemoreattentive to different behavior(i.e., aspectsof antisystemic frequency, variety, etc.),andit wouldconsistently lobbythegovernment torespondrepressively. Bothactionsassisttheorganization in meeting its existenceandaccessto resources) objectives(i.e.,continued andalso increasethelikelihood thatnegativesanctions wouldbe applied. The thirdpolitical-economic characteristic withan impacton repres'8Inthiscontext, thesituation is placedintosomewhat of a "gray" area.As Franks (1989) suggests, therearetwodimensions thatregimes employtounderstand politicalconflict anddomestic threats. Thedimensions ofconcern are:legal-illegal andlegitimate-illegitimate.Thesituation addressed byEastonrefers tothelegal-legitimate Whenconflict category. is in thiscategory, it is unclearwhena threat existsandwhena regimewouldbe justified in applying As opposedtothissituation, repression. however, within theillegal-illegitimate quadrant all behavior is unacceptable totheregimeandrepression is "justifiable" inevery case. Here,theperception ofthreat andthejustification forapplying behavior is repressive morestraightforward. '9Thisdiminishes theoverallpriceofitsimplementation, as itbecomescheaprelative to otheroptions. This content downloaded from 141.213.172.160 on Sat, 30 Mar 2013 23:09:32 PM All use subject to JSTOR Terms and Conditions 692 ChristianDavenport sivepropensity is economicdevelopment (Banks1985;Henderson 1991; Mitchelland McCormick1988). Whendevelopment of theeconomyis high,threats areless likelytobe perceived andrepression is less likelyto be used(Goldstein1983).Sincebasichumanneeds(including healthcare, housing, food,economicopportunity, etc.)havea greater likelihood ofbeingmetwithin thiscontext, important elements ofsocietyareprobably not calledintoquestion.Repression is notexpectedbecauseexistingpower relations arenotdirectly threatened. Indeed,despitethepresence ofantisystemicbehavior, shouldhavea negahighlevelsofeconomicdevelopment tiveeffect on threat perception andrepressive response becausetheregime does notwishto antagonize dissidents. Lowerlevelsofeconomicdevelopment, on theotherhand,present a different situation entirely. As underdeveloped economieshave a much moredifficult timeproviding basichumanneeds,ifconflict doestakeplace, thenthelatenthostility felttowards theregimehas a potential forescalating.Inaneffort todeterthispossibility, all aspectsofantisystemic behavior shouldincreaserepression (Sloan 1984;Gurr1986a,1986b).Theresponse ofthegovernment wouldthendissuadeanymovements beingtakenagainst itand,furthermore, wouldmaintain thepolitical-economic system thatallowedtheunderdevelopment to existin thefirst place.20 A majorpremise intheliteraThelastfactor considered is dependency. tureis thatdomestic increases theneed penetration bytheglobaleconomy of certainpolitical-economic (and desire)for protection relationships within thestate(Jackson etal., 1978;Herman1982;Petras1986;Alfatooni andAllen1991).Since,independently orinconjunction, laborcouldstrike, couldrevoltordisenfranchised couldrebel, politicalopponents capitalists all politicalconflict mustbe prevented hereforitcoulddeleteriously affect bothproduction as wellas extracted Thesearebothoutcomes unacprofit. fromtherelationship. ceptableto thosewhobenefit In an effort to detertheseactivities fromtakingplace and allowthe benefits of dependency to be maintained, theuse of repressive behavior is high.Responding wouldlikelybe enhancedwhendependency to even thesmallestamountof conflict, howeverconceived,sucha positionnot international anddomestic an oponlyprotects capital,butitalso protects elitethatoftencontrols thegovernment pressive political-military (Herman levelsofstatistical these 1982;Petras1986).Metwithvarying significance, andWilhavebeensupported relationships byseveralauthors (Timberlake 20Theinverted "U" variant of thisargument is notaddressedhereas it was refuted convincingly byMitchell andMcCormick (1988).As a consequence, onlythelinearrelationshipis addressed. This content downloaded from 141.213.172.160 on Sat, 30 Mar 2013 23:09:32 PM All use subject to JSTOR Terms and Conditions WHY STATES APPLY NEGATIVE SANCTIONS 693 liams1984;Alfatooni andAllen1991;Davenport 1991).21Whilethemeaningandaccuracyoftheseresults haverecently beenbrought intoquestion (Lopez and Stohl1989),thebasic formulation of thehypothesis is still believedto be legitimate. What Do We Know about the RelationshipbetweenDomestic Threatsand PoliticalRepression? Fromtheavailableliterature, I haveidentified twoimportant andrelatedissues.First,different conceptions of domestic threat maybe maintainedbyregimes, causingthemtoconsider certain aspectsofconflict more worthy ofrepression thanothers. Second,numerous factors mayaltergovernment ofdomestic perception threats thelikelihood directly affecting that theregimewoulduse repressive behavior. bothof theseissues Although are essentialto anycomprehensive understanding of negativesanctions, theliterature hasaddressed eachissueinonlya limited sense.Specifically, I identify threelimitations withexisting studies. The firstproblemconcernstheassumption of unidimensional threat As mentioned perception. earlier, generally onlyoneaspectofconflict (frequency)is usedas a determinate ofstaterepression (Hibbs1973;Alfatooni and Allen 1991; Cingranelli 1992; Poe and Tate 1992). This constrains ourconception ofdomestic threats andeliminates thepossibility thatother wouldbe considered aspectsof politicalconflict by regimeswhenthey decideto use repressive behavior. The secondproblemconcerns theomissionof important explanatory variables. Forexample, threestudiesignoretheeffects ofsystem typewhile forother variables accounting (DuffandMcCammant 1976;DavisandWard 1990;Alfatooni andAllen1991),threeignorecoercivecapacity (Davisand Ward1990;Alfatooni andAllen1991;Henderson 1991),threeignoreeconomicdevelopment (Hibbs1973;Ziegenhagen 1986;Alfatooni andAllen 1991),fourdo notincludedependency (Hibbs1973;DavisandWard1990; Henderson 1991;Poe andTate1992),andonestudydoesnotevenaddress politicalconflict ofthediversity in (Henderson 1991).22 As a consequence themodelspreviously empirical examined treatment, areleftmisspecified, andI am unableto systematically or compareresultsacrossexaminations evenreacha consensusas to whatshouldbe givenattention. 2"Someempirical analysesfoundnorelationship atall (Mitchell andMcCormick 1988). The nonempirical workrelevant to thesecausalrelationships has beenfarmoreextensive (Herman1982;StohlandLopez 1984;Petras1986).Mypresentation hasdirectly followed theirsuggestions. 22Within thestudies considered, thenumber ofcountries andthenumber ofyearsexaminedwerealso subjectto extensive variation. This content downloaded from 141.213.172.160 on Sat, 30 Mar 2013 23:09:32 PM All use subject to JSTOR Terms and Conditions 694 Christian Davenport Thethird, andlast,problem withtheliterature is thattheeffects ofthe variablesare generally explanatory notexaminedinteractively withconflict, i.e.,theydo notanalyzerepressive behaviorwithinsituations ofdomesticthreat.23 The effects examinedare usuallyadditivein naturewith variousstatecharacteristics andconflict eachcontributing intorepression dependent ofthepossibleconfounding effects ofdissenton theothervariables.Thisis a majorshortcoming becauseresearchers areleftunableto determine whatconditions enhanceor diminish theapplication ofrepressivebehaviorwhena regimeis directly beingthreatened bymassprotest. On thecontrary, we areleftinferring particular relationships fromderived results. The mainpurposeofthepresent analysisis to addtothisliterature by I putforth correcting forthesedeficiencies. a comprehensive examination oftherelationship betweenfourdifferent aspectsofpoliticalconflict and I also assesstheimpactofthemostoftencitedattributes staterepression. of thedomesticpoliticaleconomy.Theseattributes are initially used as in theexamination controls ofdirecteffects forcomparison withprevious results. Theseattributes arethenusedinteractively whenI investigate government behaviorwithin unrest. periodsofdomestic Data and ResearchDesign My analysesare basedon yearlycountry-level datafor53 countries from1948to 1982.The dataaretakenfromtwoprimary sources:Taylor and Jodice'sWorldHandbookofPoliticaland Social Indicators(1983) and Banks' Cross-NationalTimeSeries Data Archive(1992). Each measureis addressed below. The dependent is operationalized variable,repression, by Taylorand Jodice's(1983) indicator ofnegative sanctions. include Negativesanctions defined censorship, as limitations and/or intimidation ofthepopularmedia, as wellas politicalrestrictions, defined as limitations and/orintimidation of individuals andpoliticalparties.The eventshavebeencodedannually from1948 to 1982 by consulting theNew YorkTimesindexas well as variousregionalpublications.24 Thevariableitselfis expressed as a natural log afteraddingone to thebase value. 23Theone exception hereis Hibbs(1973). He examinedone interactive relationship betweensocialmobilization andinstitutionalization. 24Although numerous problems havebeenfoundwiththisdata(Goldstein1986),itis stillheralded as thebestmeasureavailableforrepresenting at behavioral attempts control cross-nationally overtime (seeGoldstein [ 1986]andTaylorandJodice[ 1983]forcomments). Thisacceptability is alsoidentified bythepervasive useofthisdatawithin numerous anlayses of repression and politicalconflict (Hibbs 1973; Duvalland Shamir1980;Muller1985; Ziegenhagen 1986;Davis andWard1990;Alfatooni andAllen1991). This content downloaded from 141.213.172.160 on Sat, 30 Mar 2013 23:09:32 PM All use subject to JSTOR Terms and Conditions 695 WHY STATES APPLY NEGATIVE SANCTIONS are fourmeasurements aspectsofpoliticalconflict To capture different ofthefirst measurewhichis a basicfrea variant used.25 Threerepresent guerevents:antigovemment demonstrations, quencycountoffourconflict andriots.CollectedfromBanks(1992),these rillawarfare, generalstrikes on a yearlybasis. arepresented concerns thepresenceofvioThe secondmeasureofpoliticalconflict I employtheuse ofa dithisparticular attribute, lence.To operationalize chotomous variable. Theactualcodingschemeitselfis quitesimple.When orriotsoccur(bothinstances ofviolentdissident behavwarfare guerrilla arenotbeing strategies ior),violenceis codedas one.Whentheseparticular however, violenceis codedas zero.Thisfollowsinthetradition employed, (1980) and ofRummel(1963),Tanter(1966),Hibbs(1973),Zimmerman Gupta et al. (1993).26 ofstratevariety: i.e.,thenumber addresses strategic Thethird measure The valuesforthisvariablearederivedfromobgiesusedbydissidents. conflict events(antigovemment demonstrathenumber ofdifferent serving a givenyear. riots)thatoccurwithin guerrilla warfare, tions,generalstrikes, within1948,1949and present typesofconflict Here,I countthedifferent betweenzero is a variety scoreineachyearvarying so forth. Whatresults wereapwereapplied)andfour(whereall strategies (whereno strategies plied). measureof politicalconflict addressesdeviancefromthe The fourth thisvariabletwostepsaretaken.First,the cultural norm.To operationalize foreach 1982)is identified meanofthewholetimeperiod(1948 through inanygivenyear, toconflict country. Second,thismeanscoreis compared aboveandbelowthemean.If variableofconflict a dichotomous deriving 25Pearsoncorrelationsbetweenthe variousmeasuresare all providedbelow. Variable 1) Frequency 2) Violence 3) Strategic Variety 4) Cultural Deviance 1 2 3 1.0 .42 .57 1.0 .80 1.0 .45 .62 .70 4 1.0 of conflict behavior(Rummel1963; twodimensions authorshaveidentified 26Many 1980;Guptaet al. 1993):somehavelabeledthese Tanter1966;Hibbs1973;Zimmerman tolabel (Guptaetal. 1993),others havepreferred dimensions "violent"and"non-violent" ofthe them"rebellion"and"turmoil"(Hibbs1973;LichbachandGurr1981).Regardless totheeffect arethesamewithregards nameprovided, theexpectations however, particular on politicalrepression. This content downloaded from 141.213.172.160 on Sat, 30 Mar 2013 23:09:32 PM All use subject to JSTOR Terms and Conditions 696 ChristianDavenport conflict is abovethemean,thena scoreof one is designated andconflict is considered threatening. If conflict is belowthemean,however, thena scoreof zerois designated andconflict is deemedacceptable. To identify whatfactors influence repressive propensity, fourcomponentsofthedomestic political-economy arealso examined. Theseinclude democracy, coercivecapacity,economicdevelopment and dependency. Each is discussedbelow. To operationalize democracy, Banks' (1992) politicalpolyarchy and pluralism variableis used.The measureitselfencompasses severalfactors including theeffectiveness of thelegislature, thecompetitiveness of the nominating procedure, thenumber ofpoliticalpartiesandthedegreethat politicalpartiesareexcludedfromthenominating procedure (Banks1992, 15).27 Thisfollowsin thetradition of Cutright (1963),Bollen(1983) and Gurr(1989). Coercivecapacityis measured byeachcountry's defenseexpenditures relativeto totalexpenditures. Capturing theoverallsignificance and preofthecoerciveapparatus paredness toenactdesignated policies,thisparticularattribute hasreceiveda greatdealofattention fromnumerous scholars themilitary's addressing effecton staterepression (Laswell 1941,1962; Huntington 1964;Thee 1977;Randle1981;WalkerandLang 1988).28 Energyconsumption percapitais usedas theindicator foreconomic development. GNP percapitahas beenemployedin numerous Although studies(Alkerand Russett1964; Hibbs 1973; Dye and Ziegler1988),I haveoptedto use an alternative strategy giventheanalysisof Summers andHeston(1988) thatidentified thisvariableas beinghighlyunreliable. Thispractice hasbeenemployed in severalrecentexaminations ofrepressivebehavior(Henderson 1991;Poe andTate 1992,1994). To concludeourdiscussion oftheexplanatory variables, thelastcharacteristic of thepoliticaleconomyto be measured concernsdependency. I use Taylorand Jodice's(1983) Amidstseveraldifferent possibilities,29 ofexportspecialization indicator to represent thisvariable.Specialization 27Eachofthesecomponents is measured on a yearlybasis. 28Previously, I haveusedthesizeofthemilitary as a percentage ofthetotalpopulation additively withthemeasure ofdefenseexpenditures. Considering Hanneman andSteinbeck (1990) as wellas further exploring someworkofmyown,I foundthattheformer was not significant whilethelatter was.On thebasisofthisinformation, I usedefenseexpenditures relative to totalexpenditures. 29For example,OECD investment has beenapplied(Timberlake andWilliams1984) as well as Snyderand Kick's (1979) "blockmodel" whichcombinestradeflows,treaty memberships, military intervention and diplomatic relations. Theseare notusedbecause theydisregard important aspectsofthedomestic economy andbecausetheywereonlyavailable fora fewyears. This content downloaded from 141.213.172.160 on Sat, 30 Mar 2013 23:09:32 PM All use subject to JSTOR Terms and Conditions WHY STATES APPLY NEGATIVESANCTIONS 697 Table 1. EquationsInvestigated EQUATION and Response ThreatPerception 1. Unidimensional Repression= a + B1 Democracy+ B2 Coercivecapacity + B4 Dependency + B3 Economicdevelopment + ? + B5 Lagged Repression+ B6 Conflictfrequency EQUATION and Response ThreatPerception 2. Multidimensional Repression= x + B1 Democracy+ B2 Coercivecapacity + B4 Dependency + B3 Economicdevelopment + B5 LaggedRepression+ B6 Conflictfrequency + B7 Presenceof violence+ B8 StrategicVariety + B9 Deviancefromculturalnorm+ ? fallwithin thedegreethatexportcommodities is calculatedbyexamining decrease, As thesecategories ofcategories.30 smallnumber a comparatively is saidto increase. dependency effects twodifferent investigated, theempirical questions Concerning timeseriesdesign.First,adare analyzedwitha pooledcross-sectional have thatthevariousaspectsof politicalconflict thepossibility dressing betweenthefourcharacterisdirecteffects on repression, effects different for controlling areexamined, sanctions threat andnegative ticsofdomestic in andareprovided Two equationsareanalyzed, fourstatecharacteristics. betweenthefretherelationship equationinvestigates Table 1. The first fordemocracy, controlling and theuse of repression, quencyof conflict Thisaddresses coercivecapacityanddependency. economicdevelopment, The sechypothesis. threat perception/response thebasicunidimensional of betweenthefourattributes therelationship ond equationinvestigates ofviolencewithin thepresence ofconflict, (i.e.,frequency politicalconflict dissidentbehavior,"strategicvariety"and deviancefromthe cultural forthesamefourstatecharaccontrolling norm)andtheuse ofrepression, of multidimensional used above.This addressesthehypothesis teristics andresponse. threat perception I hypothesized thatgovexamined, ofthesecondrelationship In terms configuration aredetermined bytheparticular toconflict ernment responses I emthisrelationship To investigate inquestion. ofthepoliticaleconomy that thosestatecharacteristics process.First,I identify ploya three-step yearshad missing 30Asdataexistedfortheyears1950to 1975,byfiveyearintervals, to be interpolated. This content downloaded from 141.213.172.160 on Sat, 30 Mar 2013 23:09:32 PM All use subject to JSTOR Terms and Conditions 698 ChristianDavenport havestatistically significant andtheoretically substantive effects on political repression. This information is providedfromtheempirical analysis conducted within thefirst partoftheexamination, notedabove.Second,I dividethesampleintothreecategories (high,medium, andlow),representing different valuesof the particular characteristic(s) foundsignificant. Third,therelationship betweenthesignificant conflict variable(s)andrepressionis reestimated foreachcategory. Thisallowsmetocompareand contrast different stateresponses todomestic threats determined bytheparticularstructure ofthepoliticaleconomybeingconsidered. A finalpointmustbe madeaboutthespecificresearchdesignemployed.As pooledtimeseriesdesignshavebeenfoundto suffer fromhetas wellas autocorrelation eroscedasticity (Stimson1985;Ostrom1990),I mustconcernmyselfdirectly withproperestimation in thefaceof these To addressthesedifficulties, problems. I haveemployed tworemedial strategies.First,country dummies areincorporated intoall equations tocontrol forcase specificerror(heteroscedasticity). Second,I use a laggeddependentvariabletocontrol fortheoretical reasons(see below).Thisfrequently eliminates withautocorrelation problems (Beck1992;Poe andTate1994).31 Withregardtothetheoretical severalauthors havemainjustification, tainedthatthereis a highdegreeofbureaucratic inertia involvedwiththe of negativesanctions application (Gurr1986a;Poe andTate 1994).Once is used,theargument repressive behavior becomehabituated goes,regimes toitthrough theprocesses ofresource mobilization tothecoer(allocations civeapparatus) andbehavioral touse negative disposition (thewillingness The rateof repressive sanctions). behaviorexperienced one year(i.e., at timet-1)is expectedto havean effect on thisbehavior thefollowing year (i.e., at timet).32Acknowledging thisdelay,theuse of a laggedvariable worksquitewellin modeling therepressive decision-making process. ofthetworemedial Gaugingtheempirical validity strategies, postcorrectiondiagnostics willbe conducted on eachequationestimated. To addressheteroscedasticity, I plottheestimated squaredresidualsagainstthe estimated variablefromtheregression linesobtained within the dependent above.Thisfollowsthesuggestions equations ofGujarati provided (1978). To addressautocorrelation, I calculatetheDurbinh-statistic, of a variant theLagrangeMultiplier, and followthedecisionrulethata statistically 3ITherawdatagenerally followanAR1 process. Thisparticular conclusion wasreached 4 wereestimated afterEquations1 through withan ARIMAmodelandthendiagnosed with thestrategy detailedin McClearyandHay (1980). thatthislaggedeffectmaybe arbitrary, I am subjecting 32Understanding thiscausal relationship to morerigorous in another investigation study.Forthisanalysis,however, I believetheassumption to be morethanacceptable. This content downloaded from 141.213.172.160 on Sat, 30 Mar 2013 23:09:32 PM All use subject to JSTOR Terms and Conditions WHY STATES APPLY NEGATIVESANCTIONS 699 Table 2. ExaminingtheUnidimensional ThreatPerception and ResponseHypothesis Independent Variables Constant Democracy Coercive capacity Economic development Dependency Conflict frequency Laggedrepression Number ofcases R2 Durbin h-statistic error forthe Standard equation PoliticalRepression Equation1 Equation2 1.78(.14)** -.07(.01)** .02(.25) -.00(.00)** .03(.00)** .04(.00)** .45(.02)** 1785 .63 1.40(.10)** -.08(.01)** -.00(.00)** .03(.00)** .04(.00)** .48(.01)** 1801 .63 -.81 -.60 .72 .74 * p < .05; **p < .01. areinparentheses. Standard errors number indicates thatthepresence ofautocorrelation cannotbe significant to detectfirstrejectedas a strong possibility. Particularly recommended orderserialcorrelation witha laggeddependent variable(Beck 1992,56; willbe provided witheach Harvey1990,275), thevalueforthisstatistic I nowmoveto theempirical itself. equationestimated. investigation Findings in Table2 andconducting thevarious theresultsprovided Observing I findthatthefirstmodelexamined(Equations1 and 2) is diagnostics, notdeleteriously affected are byeither heteroschedasticity (i.e.,no outliers orautocorrelation is notsignificant). identified) (i.e.,theDurbinh-statistic oftheexisting Theresults fromthismodelaregenerally literasupportive betweencoercivecapacityand political ture,exceptthattherelationship ThisI believeis generally is notfoundto be significant. attribrepression is morepoliticalthan utedto-the factthedecisiontouse negative sanction or strategic.33 military as a definitive refutation ofthecoercivecapacity-repression 33Ido notviewthisfinding theissueis farfrom withtheliterature wouldattest, hypothesis. As anyonewhois familiar (Laswell 1941;Walkerand Lang 1988) as well resolved.First,a greatmanytheoretical thatsupport the as historical case studies(Thee 1977;Randle1981)havebeenconducted (Hibbs 1973; studieshavebeenconducted relationship. At thesametime,fewempirical Hibbs(1973) ofthisconceptvarysignificantly: Ziegenhagen 1986).Second,measurements whileZiegenhagen (1986) considconsidered internal forcespersquarekilometer, security This content downloaded from 141.213.172.160 on Sat, 30 Mar 2013 23:09:32 PM All use subject to JSTOR Terms and Conditions 700 ChristianDavenport Table 3. ExaminingtheMulti-dimensional ThreatPerception and ResponseHypothesis PoliticalRepression IndependentVariables Constant Democracy Economicdevelopment Dependency Conflictfrequency Presenceof violence Strategicvariety Deviancefromculturalnorm Laggedrepression Numberof cases R2 Durbinh-statistic Standarderrorforthe equation Equation 3 1.26(.10)** -.07(.01)** -.00(.00)** .03(.00)** .01(.00)** .06(.05) .12(.03)** .21(.05)** .46(.01)** 1732 .66 -.72 .70 Equation 4 1.27(.10)** -.07(.01)** -.00(.00)** .03(.00)** .01(.00)** .14(.02)** .22(.05)** .46(.01)** 1797 .65 -.58 .70 *p < .05; **p < .01. arein parentheses. Standard errors Droppingthisvariableand re-estimating a reducedformoftheequation in theireffectson (Equation 2), fourvariablesare statistically significant repressivebehaviorand explain63% of thevariance.Commensuratewith previousexpectations,thelevel of democracyand economicdevelopment are foundto decrease the use of repressionwhile dependency,lagged repressionand politicalconflictarefoundto increaseitsapplication.This last variableis particularly to thepresentanalysisbecause it directly important threatperceptionand response. supportsthehypothesisof unidimensional Notedearlier,thisis by farone of themostoftencitedrelationships identifiedwithinthe literature. Is a multidimensional of domesticthreats,however, representation more useful in explainingvariancein negativesanctions?Includingthe of politicalconflictintothebasic equationsome very otherthreeattributes resultsare found(Equations 3 and 4 see Table 3). interesting ingoverneredthesizeofthemilitary relative tothetotalpopulation, military representation mentas wellas thevariable employed within thisanalysis(military sectorallocations). Third, theempirical examinations thathavebeenconducted do notutilizethesamecontrolvariI would ables.As oneofthefewempirical attempts toinvestigate thisrelationship, therefore, tentative. suggestthatmyresultsaremerely This content downloaded from 141.213.172.160 on Sat, 30 Mar 2013 23:09:32 PM All use subject to JSTOR Terms and Conditions WHY STATES APPLY NEGATIVESANCTIONS 701 heteroscedasticaffected byeither Again,themodelis notdeleteriously ecoAll of thecontrolvariables(i.e., democracy, ityor autocorrelation. significant, inthe arestillstatistically anddependency) nomicdevelopment to thepreviousequationin and roughlycomparable expecteddirection variable.Thisincreasesourconfitermsoftheirimpacton thedependent of the dencein theresults, as one can see thatthevariouscharacteristics consistent andstableeffects. exhibitrelatively political-economy increased from theprevious TheR2ofthisequation hasonlymarginally one (Equation2), i.e., from63% to 65%. This causes me to be a little oftheotherattributes ofconflict. Conductabouttheimportance skeptical ornottheinclusion ofthesevariables whether inga jointF-testtodetermine significant, I findthatthecriticalvalueof 3.0 (at the.05 is statistically level)is exceededbythederivedvalueofthetest.Inclusionoftheaddito the is foundto add significantly tionalconflictvariables,therefore, of politicalrepression and thuswill be retainedwithinthe explanation model. result themostimportant uponthislastpointandaddressing Following I findthatthreeattributes ofpolitical conflict arestatistiforthisdiscussion, in theirrelationship to repressive behaviorandthattheir callysignificant on thedependent variableis in theexpecteddirection (Equation4). effect conflict andcultural devianceare strategic variety frequency, Specifically, Fromthis,we can conclude all positively relatedto negativesanctions. willbe directly enhancedwhen and politicalrestrictions thatcensorship ofdifferent ofconflict whenthenumber strategies theintensity increases, acare diverseand whendeviancefromculturally appliedby dissidents of dissentis manifest. Thesefindings support directly ceptedboundaries of multi-dimensional threat andresponse. thehypothesis perception is notsignificantly relatedtopoliticalrepression attribute One conflict ofthisvariable ofviolence.Theinsignificance (inEquation3), thepresence leads to the is probably to thefactthatitspresencegenerally attributed control stateof otherstrategies of behavioral including implementation executions. These stratearmedattacksandpolitical terrorism, sponsored thisparticular because attribute gies wouldbe relieduponin confronting As a addressed. counter the threat dimension being theymoreappropriately of the violence of this "logisticalcorrespondence," presence consequence as measured here,butitwould wouldnotbe relatedto negativesanctions be relatedto otherformsof stateregulation. in positiveeffects is uniformity Atthesametimethatthemanifested additionI must the different conflict across observed however, attributes, variablediffertosomeimportant Eachconflict diversity. allypayattention of its the value effects as determined slopecoeffiby repression entially This content downloaded from 141.213.172.160 on Sat, 30 Mar 2013 23:09:32 PM All use subject to JSTOR Terms and Conditions 702 ChristianDavenport cient.34 Thissuggests thatregimes, although similarly affected bydifferent aremoresensitized aspectsofconflict, tothepresence ofcertain attributes thanothersin itsapplication ofrepressive behavior. Fromtheresults ofEquation4, cultural devianceis showntohavethe largest impactonpoliticalrepression at +.22, followed bystrategic variety (+.14) andthenconflict frequency (+.0 1). Thesedifferent effects areimportant becausetheyidentify thatregimesare moreinclinedto respond repressively todeviancefromthecultural normandmulitiple of strategies masspoliticalbehavior. In thesesituations, theregimehastoconfront conflictthatis inviolation ofitscodeofacceptable dissentas wellas confront different ofpolitical strategies eachwithitsownmethod conflict, ofrecruitmentandimpactuponthedomestic politicaleconomy. Conflict exhibitsmuchless of an effecton negativesancfrequency tions.Oneinterpretation ofthisfinding is thatthismeasure doesnotcapture enoughinformation abouttheparticular threat In fact, beingconfronted. themoresignificant aspectsofpolitical conflict appeartoplacethedesignationofthreatening behavior within therealmofmorestrategic issues:i.e., strategic and culturaldeviance.Commensurate variety withpreviousresults,therefore, politicalrepression willstillbe appliedin responseto an increased number ofconflict events.Thisresponse, however, occursat almostnegligible levelsrelativeto otheraspectsofpoliticalconflict. These findings are crucialin thattheybeginto highlight theinnerworkings of therepressive decision-making process.Indeed,theyidentify thatregimes aremuchmorediscriminating thanoriginally believedwithregardtowhat a threat andalso towhattheywillrespond theyconsider towithrepressive action. Addressing thesecondrelationship ofinterest, I nowconsidertheeffectsofdemocracy on repressive whilecontrolling forthedopropensity, mesticthreats encountered. Therearetworeasonsforthissingular attention onsystem from type.First, 4 democracy Equations1 through is consistently foundtoexhibit thegreatest ofallthestatecharacterisimpactonrepression ticsidentified. Whilebotheconomicdevelopment anddependency aresigtheirsubstantive nificant, effects arequitesmall.35 We wouldthusbe most informed abouttherelevance ofpolitical-economic context byexclusively todemocracy. payingattention Thesecondreasonforconcentrating onthis characteristic theoverallamount concerns particular ofattention giventoit betasthesameresults werederived. Thesecanbe obtained 34Utilizing fromtheauthor uponrequest. ofthethesevariables, 35Indeed, giventheeffects thedegreetowhichtheir valueswould haveto be changedbeforea meaningful impacton politicalrepression wouldbe revealed is somewhat unrealistic to expect. This content downloaded from 141.213.172.160 on Sat, 30 Mar 2013 23:09:32 PM All use subject to JSTOR Terms and Conditions WHY STATES APPLY NEGATIVESANCTIONS 703 As mostauthors andhumanrights. bythosewhostudypoliticalrepression byincreaswouldbe reducedsignificantly behavior suggest thatrepressive examining howthisparticofthepoliticalsystem, ingthegeneralopenness beingchallenged functions whentheregimeis directly ularrelationship howregimeopenwouldbe useful.Thiswouldallowus toclearlyidentify of domesticstress,an exwithinmoments ness and tolerancefunction historical contextas well as withinthepresent tremely likelyoccurrence unexamined. one thathas beenpreviously each I estimate threeequations, To investigate thismediating effect, concerns only from Thefirst equation derived thebasicmodelusedabove.36 is madeup ofthose Thiscategory thoseregimesthatarenotdemocratic. forthefullandno opposition parties thathaveno legislature governments examplesincludeAfghanistan, Illustrative timeperiodunderexamination. The secondequationaddressesthoseregimesthatI BulgariaandJordan. regimesarethosethatvacillatebeTransitional havelabeledtransitional. categories. These regimesare and nondemocratic tweenthedemocratic sometimes nondemocracies and sometimes sometimes fulldemocracies, includeArgentina, Ghanaand between thetwo.Examplesofthiscategory thoseregimes thatarefulldemocracies. equationconcerns Nepal.Thethird forthefull-time a competperiod, haveeffective legislatures Theseregimes Examparties. procedure andno exclusionofopposition itivenominating CostaRica andtheUnitedStates. pleshereincludeAustralia, The resultsfromthethreeequationsare veryrevealingwithregard As found, to howdifferent respondto domesticthreats. politicalsystems onlytwoaspectsofponondemocracies (Equation5 see Table4) consider Notethatthese liticalconflict whentheydecidetouse politicalrepression. oftheothertwo arehigher thanthatreachedbyeither ratesofapplication Thissupports theclaimmadeearlierthatthesepoliticalsystems regimes. to theirsecurity andmorelikelyto use withthreats arehighlyconcerned ofhowthesethreats areconceptualized. regardless repression, Withina modelthataccountsfor75% of thevariancein repressive is foundto be themostimportant behavior(Equation5), strategic variety innonandpolitical restrictions theuseofcensorship variableinprovoking is increasedfrom democracies at +.25. The effectof conflict frequency within thebasicequation(i.e.,from.01 to .05),butitis still thatidentified of conflict identified. The regime's less thaneitheroftheotherattributes enthatstrategic hereis quiteunderstandable variety considering response interactive variables becauseofa highdegreeofmulticollinearity 36Icouldnotestimate I thusoptedto dividethedataset andtheircomponents. betweentheinteractive measures interactive Thisallowedmetoidentify intothree andestimate eachindependently. categories of multicollinearity. effects andat thesametimeavoidtheproblem This content downloaded from 141.213.172.160 on Sat, 30 Mar 2013 23:09:32 PM All use subject to JSTOR Terms and Conditions 704 ChristianDavenport Table 4. ExaminingRepressiveResponseswithinDifferent RegimeTypes Political Repression IndependentVariables Constant Economicdevelopment Dependency Conflictfrequency Strategicvariety Deviancefromculturalnorm Laggedrepression Numberof cases R.2 Durbinh-statistic Standarderrorforthe equation Equation 5 Equation 6 Equation 7 (Nondemocratic (Transitional (Full Democratic Regimes) Regimes) Regimes) 1.75(.24)** -.00(.01)** .01(.O1) .05(.02)** .25(.08)** .11(.13) .45(.03)** 423 75 1.59 .51 1.83(.21)** -.00(.00)** .03(.00)** .03(.00)** .09(.03)** .24(.07)** .48(.02)** 687 .57 -1.73 .64 2.65(.25)** -.00(.00)** .05(.02)** .01(.00)** .09(.04)** .22(.08)** .25(.03)** 687 .73 -.11 .55 *p < .05; **p < .01. Standard errors arein parentheses. tailsa significant amountof coordination betweendifferent components of theopposition. Thisthreat is especiallypotentgiventhefactthatthe hasbasicallyeliminated government all other forms ofpopular participation andhas claimeda monopolization on legitimate politicalexpression. Deviancefromthecultural normis notsignificant withinnondemocraticregimes.One explanation forthisfinding mightbe thattheoverall repressiveness of theseregimesis too highto facilitate large-scale challengesfromthepopulace.Indeed,ofall theregimetypesthisone has the lowestnumber of deviations fromthecultural norm.Withinthiscontext, dissidents wouldprobably notusethisstrategy, the dramatically increasing oftheirconflict intensity so as notto incurthefullwrathofthe behavior, government. Instead, theywouldmorelikelyincrease thediversity ofstrategiesusedagainsttheregime. Thiswouldallowthemtodecreasetheimpact ofrepression experienced byanyonestrategy, and,atthesametime,allow themto challengetheregimein a substantive manner. Withregardto thecontrolvariablesof thisequation,laggedeffects ofrepression arestillfoundto be statistically Thisrevealsthe significant. importance giventobureaucratic inertia andtheroleplayedbythecoercive inmaintaining theuse ofpoliticalrepression apparatus afterithasalready beenapplied.Theeffects ofeconomicdevelopment alsoremain significant. Evenmoreinteresting, is thatdependency is notrelated however, torepres- This content downloaded from 141.213.172.160 on Sat, 30 Mar 2013 23:09:32 PM All use subject to JSTOR Terms and Conditions WHY STATES APPLY NEGATIVE SANCTIONS 705 at oddswiththe appearing sense.37 Initially in anystatistical sivebehavior First,the forthisfinding. thereare twoexplanations existingliterature, betherelationship capture mayinaccurately ofdependency measurement Second,theuse politicaleconomy. factors andthedomestic tweenexternal that nondemocratic regimes within ofrepression maybe so institutionalized Bothof these to changeswithintheglobalmarket. it no longerresponds wouldneedto be exploredfurther. possibilities from different is somewhat justidentified ofrelationships The pattern category (Equation6). Here,exthosewe obtainwithinthetransitional we findthatall attriplaining57% ofthevariancein politicalrepression, variable. on thedependent in theireffects aresignificant butesofconflict havetopoliticaldisthattheseregimes Thisrevealstheoverallsensitivity devihereis cultural ofconflict identified attribute sent.Themostimportant varietyis the variableat +.24. Strategic thedependent ance,impacting is again frequency variable,at +.09, and conflict secondmostimportant at +.03. Whendissentexceedsthe totheregime, factor theleastimportant increase regimes therefore, transitional levelofacceptability, government's than extent toa fargreater andpoliticalrestrictions theiruse ofcensorship conservative Thisrelatively considered. attributes anyoftheotherconflict fromoverextending itselfwhileat thecoerciveapparatus strategy prevents theparticular challengebeingconthesametimeallowingit to confront fronted. is thecontrolvariablesforthisequation,pastrepression Considering of regime all three the impact significant, largest foundto be statistically importhistomeanthatinertia playsan extremely types.Onecaninterpret of behavior to the amount repressive in with tantrole theseregimes regard itis quitelogical arerentwithuncertainty, thatis applied.As thesesystems Indeed,this to of sanctions. the use negative thattheybecomehabituated is probably the apparatus the that coercive more fact is even thecase given the varirest of control around. The of the one onlypoliticalorganizations expectations, previous are Supporting ables significant. againstatistically anddetheuse ofrepression is foundto diminish economicdevelopment is to increase its found application. pendency forfulldemocracies theresults investigation, To concludetheempirical fromTable 4, theseresults are derived(Equation7). Easilyidentifiable The mostnoticeable category. arequitesimilarto thoseofthetransitional amountofexplainedvariance betweenthetwois theincreased difference modelaccountsfor57% ofthevariance The transitional within thelatter. theequation, thesameresultsareobtained. thisvariableandre-estimating 37Dropping theresultsfromthisequationare availablefromthe Deletedforpurposesof parsimony, authoruponrequest. This content downloaded from 141.213.172.160 on Sat, 30 Mar 2013 23:09:32 PM All use subject to JSTOR Terms and Conditions 706 ChristianDavenport within thedemoinrepression whereas73% ofthevariancewasexplained the cultural devianceis foundtomanifest craticequation. Fromtheresults, greatest impactonrepression at +.22. Thismakessensebecausewe would topoliticalconflict wouldrespond ata significant expectthatdemocracies danger."Thissituation would rateonlywhenthereis a "clearandpresent almostbe essentialto theregimeso thatitcouldmaintain politicallegitithreat itself.Strategic macy,and,at thesametime,deal withthedomestic variable, increasing repression variety is againthesecondmostimportant is theleastimportant factor to theregime, at +.09, andconflict frequency impacting thedependent variableat +.01. is stillsignificantly tocurrent behavior related politiLaggedrepressive is a greatdealsmaller itseffect thanthatidentified cal repression, although Thissuggeststhatdemocratic regimes withintheotherpoliticalsystems. tobureaucratic inertia andlesslikelytobe caughtwithin arelessresponsive As thesegovernments ofhabitually behavior. thethrongs appliedrepressive tothecoerciveapparatus andmorecontobe lessresponsive areexpected thisreflects wellupontheabilityofthese cernedwithpoliticallegitimacy, regimesto curtailrepressive policiesoncetheyhavebeenappliedandreEconomicdevelopment is also ducetheimpactof thelaw of instrument. initseffect onrepression andintheexpected direcstatistically significant todepenWithregard negligible. tion,buttheimpactitselfis stillrelatively increasesthelikelihood directly dency,thedegreeof tradeconcentration wouldbe applied.Thisis in factthelargesteffect thatpoliticalrepression within all ofthedifferent examined. politicalsystems Supporting exhibited betweenfree-trade liberalism numerous arguments abouttherelationship andtheuseofpoliticalrepression (Herman1982;Petras1986;Pion-Berlin in establishing aremoreinterested andprotecting 1989),fulldemocracies thanthoseregimes certain economicrelationships thatareless open.With wethusfindan interesting thisresult, spinona commonly explored hypothI wouldsuggest esis.As thisappearstogo againsta greatdealofliterature, be conducted. thatadditional investigation Conclusion Thepresent twodistinct andimportant relationstudyhasinvestigated of domestic characterization ships.First,it compareda unidimensional threats toa multidimensional oneandassessedtheimpactofbothonpolitical repression. (democSecond,it examinedhowone statecharacteristic onrepressive Both theimpactofdomestic threats behavior. racy)mediated arediscussedbelow. Fromtheresultsoftheempirical analysis,I foundthata multidimenof domesticthreats in acwas morecomprehensive sionalrepresentation of When this threats was forrepressive behavior. representation counting This content downloaded from 141.213.172.160 on Sat, 30 Mar 2013 23:09:32 PM All use subject to JSTOR Terms and Conditions WHY STATES APPLY NEGATIVESANCTIONS 707 theamount ofvarianceexplained employed threeaspectsofpoincreased, liticalconflict (conflict frequency, strategic variety anddeviancefromculturalnorm)werefoundtobe statistically significant, andthederived causal effects wereall intheexpected direction. Uponexamination, eachvariable was foundto exhibita different effect on thedependent variable.Cultural devianceand strategic werefoundto manifest thegreatest variety impact on politicalrepression, whileconflict frequency exhibited onlya marginal effect. I concludethatregimes Onthebasisofthisfinding, notonlyobserve different aspectsof politicalconflict withregardto thedegreeof threat butthattheyalsorecognize perceived, theneedtoapplypolitical repression at different ratesto counter thesethreats. Oneimportant thatfollowsfrom thisfinding is thatinvestiimplication gationsof repression shouldno longermaintain exclusiverelianceupon basicfrequency recountsto measurepoliticalconflict. On thecontrary, searchers shouldemploya multidimensional representation of domestic Thiswouldbetter threats. enablethemto understand therepressive decimodeltherelationship besion-making processandmorecomprehensively tweendissident behaviorandpoliticalrepression. I foundit erroneous Movingto thesecondrelationship investigated, toassumethattheissueofmultidimensional threat andresponse perception wasa universal one,appliedequallyacrossdifferent typesofpolitical-economiccontexts. As found,all regimesdo notrespondto domestic threats inthesamemanner. Themostimportant characteristic observed wassystem type,i.e.,democracy.38 To investigate thisrelationship thesamplewasdividedintothreedifferentcategories of thisparticular variable:i.e., nondemocratic, transitional anddemocratic The causalrelationship betweenconflict regimes. andrepression was thenre-estimated foreachcategory, revealing severalimportantdifferences acrossthesedifferent system types.Nondemocratic governmentswerefoundto be threatened bystrategic variety anddeviancefrom thecultural norm.Responding to bothattributes, theseregimesincreased at rates of repoliticalrepression relatively Transitional high application. gimes,ontheotherhand,werefoundtobe threatened all three by attributes ofpoliticalconflict. normyieldeda high Onlydeviancefromthecultural repressive whilestrategic responseratefromthegovernment, and variety conflict increased atrelatively frequency repression smallratesofapplication.Democratic followed a similar regimes generally ofthreat pattern per38Recall, theempirical results showedthatdemocracy, economicdevelopment anddewerestatistically In termsof themagnitude of theslopecoefficient, pendency significant. was foundtobe substantively however, onlydemocracy I thusoptedto concenimportant. trateon thisparticular characeristic forfurther investigation. This content downloaded from 141.213.172.160 on Sat, 30 Mar 2013 23:09:32 PM All use subject to JSTOR Terms and Conditions 708 Christian Davenport ceptionand responseto thatidentified withinthetransitional category. Thereare,however, twoimportant differences betweenthesetworegimes withrespectto thisfinding. First,theamountofexplainedvariancebythedemocratic modelwas significantly Within theequation higher. fortheseregimes, 73% ofthevariancewas accounted forwhileintheequationfortransitional regimes only 57% of thevariancewas explained.Thisdifference I believereflects the within generaluncertainty whichtransitional exist.Since politicalsystems theobjectives andcapabilities oftheseregimes areconstantly beingaltered overtime (in somecases severaltimesindifferent a greatdeal directions), is lefttochance.As a resultofthisindeterminacy, thereis lessofan opportunity toestimate causalrelationships becausetheempirical properly strategiesthemselves generally assumethatsomeconsistency within theparticularunitsbeingexamined. Theoppositesituation exists,however, whenthe is consistently Inthiscontext, regime democratic. I believeitis mucheasier to estimate state-societal relationships. The seconddifference between thetworegimes concerns theexplanationbehindthelow repressive responseto different aspectsof dissent. Within I believethatthelowrepressive democracies, response to strategic variety andconflict is determined frequency bythecommitment ofthese regimes totolerate certain aspectsofdissident behavior. As longas conflict theseboundaries, itwillnotsubstantively stayswithin provokea reaction In transitional fromthegovernment. politicalsystems, I believe however, thesituation tobe muchdifferent. Within thiscontext, I do notbelievethat therelatively is determined lowrateofresponse bypoliticaltolerance. On thecontrary, therepressive responseof theregimeis probably attributed to theirlow levelofregulatory capacity:i.e.,thecapacityoftheregimeto monitor actsof politicalconflict andrespondto theseactsin an efficient manner. theselimitations, theregime wouldgenerally allowcerAccepting tain attributes of politicalconflictto manifest themselves withoutreto it withrepression. Whentheseconflict sponding attributes reachedextremely highvalues(whentheculturally defined ofacceptable parameters dissenthadbeenviolated), thencensorship however, andpoliticalrestrictionswouldbe appliedat relatively wouldallow highrates.Thisstrategy theregimeto protect thestatusquo, and,at thesametime,prevent the regulatory apparatus fromoverextending itselfuntilithad to do so. As a consequence, we thusfindthattheconsideration of system type servesa crucialroleintheprocessofdomestic threat andrepresperception siveresponse.Systemtypeidentifies therelativesensitivity thatdifferent will haveto domesticthreats. Nondemocratic governments governments areapparently themostsensitive to multidimensional threats (in termsof theirresponserates),and democratic as well as transitional governments This content downloaded from 141.213.172.160 on Sat, 30 Mar 2013 23:09:32 PM All use subject to JSTOR Terms and Conditions WHY STATES APPLY NEGATIVESANCTIONS 709 reasons).Regimetypealso different (forentirely appeartobe lesssensitive can be. As found,stable ourpredictions allowsus to gaugehoweffective providethemostaccurateresults andstabledemocracies nondemocracies providetheleastaccurate.This should governments whiletransitionary within different sanctions negative in understanding guideus significantly contexts. political-economic of ourconception The workon thisissueis farfromdone.Although ofwhatcontextoa regimeandourunderstanding a threat whatconstitutes numerous questotheseprocessesareclearer, tualvariablesareimportant totheperimportant ofpoliticalconflict tionsemerge.Areotherattributes affect repressive factors threats? Do othercontextual ceptionof domestic governplaya roleinchanging oftransition Does thedirection propensity? 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