物理化学学报(Wuli Huaxue Xuebao) Acta Phys. ⁃Chim. Sin. 2012, 28 (5), 1120-1126 1120 [Article] May www.whxb.pku.edu.cn doi: 10.3866/PKU.WHXB201203082 F-+CH3Cl→CH3F+Cl-反应过程中的分子形貌变化 张明波 1,2 (1 辽宁中医药大学药学院, 辽宁 大连 116600; 摘要: 宫利东 2,* 2 辽宁师范大学化学化工学院, 辽宁 大连 116029) 双分子亲核(SN2)反应是重要的基本有机反应之一, 其中电子从亲核基团向离去基团的转移发挥着关键 作用. 利用从头计算方法 CCSD(T)/aug-cc-pVDZ 和我们发展的分子形貌理论, 对反应 F-+CH3Cl→CH3F+Cl-进 行了研究, 给出了反应过程中分子形状和电子转移的动态变化图像. 结果表明, 沿内禀反应坐标, 从反应开始到 生成反应前复合物, 亲核试剂 F-的分子内禀特征轮廓在缓慢收缩, 而其上的电子密度在缓慢增大. 此后, F 的轮 廓迅速膨胀, 电子密度急剧下降, 尤其是从过渡态到产物复合物的过程中. 而在反应过程中, 离去基团 Cl 的轮 廓一直在收缩, 其上的电子密度一直在增大. 对反应过程中电子所受到作用势的研究表明, 随着反应的进行, 电 子在 F 与 C 间受到的作用势逐渐降低, 而在 C 与 Cl 间受到的作用势逐渐升高, 清楚地展现反应过程中 F 与 C 间 化学键生成和 C 与 Cl 间化学键断裂的动态过程. 关键词: 从头计算; 分子形貌理论; SN2 反应; 电子转移; 反应机理 中图分类号: O641 Evolution of the Molecular Face during the Reaction Process of F-+CH3Cl→CH3F+ClZHANG Ming-Bo1,2 GONG Li-Dong2,* ( College of Pharmacy, Liaoning University of Traditional Chinese Medicine, Dalian 116600, Liaoning Province, P. R. China; School of Chemistry and Chemical Engineering, Liaoning Normal University, Dalian 116029, Liaoning Province, P. R. China) 1 2 Abstract: Bimolecular nucleophilic substitution (SN2) reactions are among the fundamental organic reactions, in which electron transfer from the nucleophilic group to the leaving group plays an essential role. We use a high-level ab initio CCSD(T)/aug-cc-pVDZ method in conjunction with our previouslydeveloped molecular face (MF) theory, to investigate the SN2 reaction F-+ CH3Cl→CH3F + Cl-. Dynamic representations of molecular shape evolution and electron transfer features throughout the reaction are vividly presented. It is found that along the intrinsic reaction coordinate (IRC), from the beginning of the reaction to the prereaction complex, the molecular intrinsic characteristic contour (MICC) of the nucleophile (F-) contracts slowly, while the electron density on the MICC increases slowly. The MICC of F then expands quickly, and the electron density decreases sharply, especially from the transition state to the product complex. However, for the leaving group (Cl), the MICC contracts, and the electron density increases all along the reaction. Investigations of the potential acting on an electron in a molecule (PAEM) show that, as the reaction progresses, the PAEM gradually decreases between fluorine and carbon, while it gradually increases between carbon and chlorine. This study enhances our understanding of the dynamic processes of bond-forming between F and C atoms and bond-breaking between C and Cl atoms. Key Words: Ab initio calculation; Molecular face theory; mechanism SN2 reaction; Electron transfer; Reaction Received: December 27, 2011; Revised: March 7, 2012; Published on Web: March 8, 2012. ∗ Corresponding author. Email: [email protected]; Tel: +86-411-82158977. The project was supported by the National Natural Science Foundation of China (21133005, 21073080, 21011120087, 20703022). 国家自然科学基金(21133005, 21073080, 21011120087, 20703022)资助项目 Ⓒ Editorial office of Acta Physico⁃Chimica Sinica No.5 1 ZHANG Ming-Bo et al.: Evolution of the Molecular Face during the Reaction Process of F-+CH3Cl→CH3F+Cl- Introduction Bimolecular nucleophilic substitution (SN2) reactions are one of the fundamental organic reactions, which have been paid great attention from both theoretical and experimental points of view.1-10 In particular, halogen exchange reactions of CH3X+Y-→CH3Y+X- (X and Y are halogen atoms), as the simplest prototypes for SN2 reactions, have been extensively studied.11-15 Some features of this kind of reactions have been well established. Both theoretical and experimental studies indicate that the preferred gas-phase reaction pathway of such reaction involves a backside attack of the halide ion, Y-, at the carbon atom followed by the familiar“Walden inversion”of the CH3 group.16 The resulting potential energy profile can be characterized by two local-minima, formed by the association of halide ion with the dipolar halomethane due to the strong attraction between them and separated by a central barrier.1 Lots of computational studies have been performed on the SN2 reactions, which have provided quantitative information about the reaction energy potential profiles.14,17-21 Various methods including HF, MP2, QCISD, CCSD(T), and G2(+) have been used to study the title reaction, presenting a central barrier ranging from 0 to 26 kJ·mol-1.17-21 The barrier obtained with MP2(full)/6-31 ++ G** is 25.56 kJ·mol-1.19 Studies performed by Gonzales et al.20 indicate that B3LYP method gave a transition structure too low in energy compared to CCSD(T) method. By using CCSD(T) method with a basis set of aug-cc-pVQZ, Botschwina et al.21 present a definitive theoretical study, recommending that the central barrier should be (13.8±1.3) kJ·mol-1. Chemists are interested in not only obtaining accurate results for energetics of chemical reactions, but also exploring other important factors during the reaction process, such as the spatial and electron density changing features. For SN2 reactions, some progresses have already been made toward this end.22-25 For instance, by subdividing the charge density and energy into contributions from spatially defined fragments of the total system, Bader et al.22 presented a detailed study of the redistribution of the charge density and energy changes for the two gas SN2 reactions. Knoerr and Eberhart23 employed several density-based parameters to predict the reactivity of a series of SN2 reactions, and showed that the obtained results correlated well with those from energy-based parameters. Using an ab initio modern valence bond calculation, Blavins and Copper24 investigated the influence of the strength of nucleophile and the size of R group on the electronic rearrangements in a series of SN2 identity reactions (X-+RX, X=F, Cl). Geerlings and coworkers25 interpreted the variations of the exothermicity and the central barrier of the SN2 reactions (CH3X+Y-→CH3Y+X-) with halogenatoms X and Y, in terms of the hard and soft acids and bases principle (HSAB). In addition, they found that the increase in the electronegativity of Y will decrease the central barrier, but increase the exothermicity of the reactions. Recently, Yang et al.26-37 have developed a novel model for describing a molecule, the molecular face theory (MFT), based 1121 on the potential acting on an electron in a molecule (PAEM). The molecular face is an intrinsic characteristic of molecule, which can present the molecular shape and electron density distribution at the same time. In addition, the molecular recognition and regioselectivity involved in Markovnikov reactions of alkenes have been successfully explained in terms of MFT.36 More recently, the molecular face surface area (MFSA) and molecular face volume (MFV) were defined and calculated by a program of our own. It is found that the MFSA and MFV had significant linear correlations with those of the commonly used hard-sphere model and the electron density isosurface.37 Previous studies have shown that the essence of a SN2 reaction is the transfer of an electron from the nucleophile to the leaving group, and thus the tendency of electron transfer is closely related to the reactivity of a SN2 reaction.38 The goal of this work is not to obtain quantitative information about the potential energy surface, which has been well done by others, but to describe the spatial changing and electron transfer features during the reaction course of F-+CH3Cl→CH3F+Cl- in a more vivid way by applying the MFT. 2 Theoretical and computational details 2.1 Molecular face theory We first introduce the potential acting on an electron in a molecule, on which the definition of the molecular face (MF) is based. For a molecule in electronic ground state, the PAEM can be expressed as 32 ρ 2 ( r, r′) Z V (r) = -∑ A + 1 ∫ dr′ (1) r ρ(r) | r -r′ | A A where the first term on the right of Eq.(1) is the attractive potential from all nuclei, the second term is the repulsive potential created by other electrons in the system; ZA is the nuclear charge of atom A, rA is the distance between the electron considered and the nucleus A, summation involving index A is over all atomic nuclei; ρ(r) represents the one-electron density of an electron appearing at position r, and ρ(r, rʹ) is the two-electron density function, i.e. the probability of finding one electron at r and at the same time finding another electron at rʹ. Considering an electron move within a molecule, its kinetic energy varies with its position relative to other particles in the molecule. If at a special position r, its energy is the same as the potential acting on it, which means that its average kinetic energy is equal to zero, and then r is called a classical turning point of the electron movement. Assuming that the potential, i.e. PAEM, is equal to the minus value of the first vertical ionization potential of this molecule, then we have the classical turning point equation of this electron movement, V(r)=-I, where I is the first vertical ionization potential of the molecule. The molecular intrinsic characteristic contour (MICC) can be defined as the assembly of the classical turning points as the following expression.26-31,34-37 G(-I)={r:V(r)=-I} (2) Acta Phys. ⁃Chim. Sin. 2012 1122 in which G denotes the MICC. The MICC has a clear physical meaning as it is an iso-PAEM contour where the PAEM (or one-electron energy) equals the minus ionization potential (-I) of the molecule. Thus, the MICC is a characteristic boundary of the electron movement; outside it is classical-forbidden while inside it is classical-permitted for an electron movement. The electron density distribution on the MICC called frontier electron density or molecular face electron density (MFED),35-37 is also a remarkable feature of a molecule. The MFED is a direct indicator of electrophilic and nucleophilic stereo-reactivity and molecular interactions, including hydrogen bonding.35,36 When MFED is mapped on the MICC, the MF is defined.35-37 The MF, figuratively speaking, can be viewed as an intuitive “face”or an intrinsic characteristic“fingerprint”of a molecule, and it provides not only the spatial but also electron density distribution information of a molecule. 2.2 Computational details In the present work, all geometrical structures considered were optimized at the CCSD(T)/aug-cc-pVDZ level,39-41 which has been shown to be necessary to obtain reliable results for the reaction.42 With the same model, vertical ionization potentials of these structures were calculated, which is a prerequisite for obtaining the MICC. The calculations mentioned above were carried out with Gaussian 03 program.43 The PAEM and physical quantities in Eq.(1) were calculated by the configuration interaction method with all single and double substitutions in conjunction with 6-31 + G(2d, p) basis set using the ab initio MELD program44 and the in-house program developed by us. By a large number of calculations, the PAEM was obtained at each point of a grid covering the molecule, with certain spacing between the grid points. According to Eq. (2), the MICC was obtained by interpolation. Visualization plots of MF were implemented by the MATLAB 7.045 and a program of our own. 3 Results and discussion 3.1 MFs of CH3F and CH3Cl At first, we calculated the molecular faces of CH3F and CH3Cl, presented in Fig.1, where the MFED is denoted by the color index on the right of the picture. So the magnitude of MFED is represented by its darkness, that is, the darkest place has the maximum MFED, and the brightest place has the minimum MFED. It can be seen that the MFs of CH3F and CH3Cl Fig.1 Vol.28 are similar to each other in both shape and electron density distribution. For both of halomethanes, the electron density on the halogen atom region is larger than that on the methyl group region. This is consistent with the fact that in a halomethane the halogen atom can draw bonding electrons towards itself, due to its higher electronegativity relative to methyl group. It has been well established both theoretically and experimentally that the backside attack of the halide ion on the halomethane is more favorable for a SN2 reaction than that from the frontside.42 The observed stereoselectivity may partly be explained by difference in the electron density on the MF. Since the nucleophile is negatively charged, larger electron density is unfavorable for the access of the nucleophile due to electrostatic repulsion. So the attack of nucleophile on electron-deficient backside of the halomethanes is preferable to the attack on the electron-rich frontside. 3.2 Variables for depicting the variations of MF To get a full view of the variations of the MFs during the SN2 reaction considered, six snapshots on the C3v potential energy surface (PES) were considered. Besides the prereaction complex c, the transition structure d, and the product complex e, another two structures, a and b on the reactant side of the PES and one structure f on the product side were also considered. The geometries of c, d and e were obtained by geometrical optimization at the CCSD(T)/aug-cc-pVDZ level with a geometrical constraint of C3v symmetry. Under the same constraint, the structures of a, b and f were optimized by fixing the bond length of r(C―F) at 0.348, 0.320, and 0.143 nm, respectively. The geometries obtained are listed in Table 1, together with the ionization potentials and the Mulliken charges calculated with the same method. The reaction barrier we obtained without zero-point energy correction is 8.36 kJ·mol-1, consistent with result of Angel and Ervin, 42 calculated at the same level, but lower than the value ((13.8±1.3) kJ·mol-1) of the benchmark calculation at the CCSD(T)/aug-cc-pVQZ level.21 The difference is due to relatively small basis set adopted by us, according to the work of Gonzales et al.,20 who have performed a systematic study on the effect of basis set on the reaction barrier of the same reaction. To display the MFs, the following visual angle is chosen: the atoms F, C, and Cl are positioned along the C3v axis from left to right in turn; keep one of F―C―H plane perpendicular to the paper plane with the hydrogen atom pointing outward. To quan- Molecular faces of (a) CH3F and (b) CH3Cl D: electron density No.5 1123 ZHANG Ming-Bo et al.: Evolution of the Molecular Face during the Reaction Process of F-+CH3Cl→CH3F+ClTable 1 Structure Geometrical parameters (length in nm and angle in degree), vertical ionization potentials, Mulliken charges and Dpb computed with CCSD(T)/aug-cc-pVDZ level Geometrical parameters r(F―C) ∠Cl―C―H r(Cl―C) r(H―C) a 0.348 108.39 1.834 1.101 b 0.320 108.44 1.838 c 0.248 106.78 d 0.208 e 0.144 f 0.143 Mulliken charge/(a.u.) I/(a.u.) Dpb/(a.u.) Cl F C H F―C C―Cl 0.119 -0.263 -0.990 0.049 0.068 0.107 1.349 1.097 0.138 -0.279 -0.982 0.082 0.060 0.153 1.345 1.888 1.098 0.151 -0.392 -0.953 0.167 0.059 0.318 1.217 97.29 2.118 1.086 0.168 -0.691 -0.900 0.283 0.079 0.884 0.593 71.59 3.197 1.092 0.142 -0.980 -0.633 0.845 -0.077 1.774 0.229 71.45 4.197 1.087 0.136 -0.994 -0.606 0.777 -0.059 1.806 0.100 I: the first vertical ionization potential of the structure; Dpb: the depth of PAEM at the saddle point between two atoms for structures (a-f) are listed in Table 2. Note that in the following discussion, we use F and Cl to represent fluorine and chlorine element regardless of their true charged state for the sake of simplicity. For structure a, where r(C―F)=0.348 nm, the contour of F keeps separated from that of CH3Cl, as shown in Fig.3(a). This means that there exists a classical forbidden region for electron movement between F and CH3Cl and electrons transfer from F to CH3Cl is prohibited. An impressing feature of Fig.3(a) is that the electron density on the F is evidently larger than that on CH3Cl. D(Fout) is tens of times larger than D(Clout) as listed in Table 1. This indicates that at this moment the extra electron of system mainly locates on the F, which is supported by the calculated Mulliken charge of F (-0.990 a.u.). Our calculations show that r(Fin) is 0.016 nm longer than r(Fout), which means that the contour of F expands towards CH3Cl and the interpolarization between F and CH3Cl has taken place. As F approaches further to CH3Cl, forming the structure b, where r(C―F)=0.320 nm, the MF of F begins to contact with that of CH3Cl, as shown in Fig.3(b). It is evident that the contour of F is strongly polarized and swells towards CH3Cl. In the structure b, the classical forbidden region between F and CH3Cl disappears, so the electrons begin to flow between them. This can be viewed as a starting point for the bond forming between F and CH3Cl. However, the electron density on F region remains larger than CH3Cl, as reflected by the color of MF. The Mulliken charge of F (-0.982 a.u.) still keeps close to -1, which indicates that no evident electron transfer occurs as yet. Structure c is a prereaction complex formed between F and Fig.2 Representative characteristic points employed to delineate the shape and electron density evolutions of the reaction system titatively demonstrate the changing features of molecular face, we defined several parameters. Fig.2 is one of the C3v cut-plane of the MFs of structure a. The C3v axis has four crossing points with the MF of structure a, starting from left side of atom F, denoted by Fout, Fin, CF, and Clout in turn. In the case of structure f (see Fig.3(f)), the corresponding four points are denoted by Fout, CCl, Clin, and Clout. In the following, the distances from these points to the corresponding nuclei and electron densities on these points are employed to delineate the spatial and electron density variations of MF during the reaction course. For example, the distance from the point of Fout to the fluorine nucleus is denoted by r(Fout), and the electron density on Fout is denoted by D(Fout). 3.3 Variations of MFs during the reaction course The MFs of each structure (a-f) involved in the reaction pathway are depicted in Fig.3(a-f), respectively. Representative charateristic distances and electron densities on the MFs Table 2 Representative characteristic distances and electron densities on the MFs Structure r/nm 103D/(a.u.) Fout Fver Clout Clver Cx Xin Fout Fver Clout Clver Cx Xin a 0.139 0.142 0.264 0.264 0.167 0.155 5.91 5.67 0.07 0.16 2.61 3.89 b 0.136 0.139 0.247 0.247 0.156 6.64 6.24 0.14 0.30 c 0.133 0.138 0.215 0.214 7.47 6.70 0.60 1.07 d 0.137 0.144 0.185 0.189 6.00 4.80 2.52 2.97 e 0.203 0.211 0.171 0.173 0.17 0.18 6.21 5.96 0.222 0.232 0.172 0.173 0.07 0.07 6.13 5.99 f 0.243 0.181 4.75 1.47 r: distance to the corresponding nucleus; Cx refers to the crossing point of MF of methyl group with the C3v axis for CH3X (X=F, Cl), Xin refers to the crossing point of MF of X-with the C3v axis close to CH3X (X=F, Cl). 4.63 1124 Acta Phys. ⁃Chim. Sin. 2012 Vol.28 Fig.3 Variations of the MF through the reaction of F-+CH3Cl→Cl-+CH3F CH3Cl. As shown in Fig.3(c), the contour of F has fused with that of CH3Cl into a whole in structure c. The electron density on the F region is still larger than that on the Cl region, as indicated by the color of MF of Fig.3(c). According to our calculations, D(Fout) is 7.473×10-3 a.u., much larger than D(Clout), being 0.594 × 10-3 a.u.. The Mulliken charges of Cl and F are -0.392 and -0.953 a.u., respectively, which indicates that the extra electron still locates on F atom by now. Structure d is the transition state for the title reaction. As shown in Fig.3(d), the electron density on the MF of F becomes evidently smaller than the previous structures, while that of Cl becomes larger. This indicates that the extra electron has transferred from F to Cl to a certain degree. But the color of MF for F is still darker than that of Cl. In accord with this, the Mulliken charge of F (-0.900 a.u.) is more negative than that of Cl (-0.691 a.u.). Therefore, the electron transfer has only partly fulfilled at the transition state. The most obvious changes of the MFs take places from structure d to e, and the latter is the product complex of the reaction. The MF of e is shown in Fig.3(e). The conjoint part between F and C swells evidently with a 0.67 a.u. increasement of r(Fver), while the region that between Cl and C shrinks inward with a 0.16 a.u. decreasement of r(Clver). At the same time, the electron densities on the MF of F greatly decrease dozens of times, and D(Fout) and D(Fver) decrease from 6.00 × 10-3 and 4.80×10-3 a.u. to 0.17×10-3 and 0.18 ×10-3 a.u., respectively; while the electron densities on the MF of Cl greatly get larger, as a result, D(Clout) and D(Clver) consumedly exceed the corresponding D(Fout) and D(Fver). The Mulliken charge of Cl (-0.980 a.u.) also becomes more negative than that of F (-0.633 a.u.), which indicates that the extra electron of the system has almost totally transferred to Cl. This indicates that there is strong bonding effect between F and C, and the bonding interaction of Cl and C gets weaker. In structure f, the contour of Cl has separated with that of CH3F completely as shown in Fig.3(f). Similar to the structure a, a classical forbidden region for electron movement appears between CH3F and Cl. There exists evident difference in the electron densities on the MFs of CH3F and Cl. The electron density of Cl region is much larger than that of the CH3F. D(Fout) is 0.07 × 10-3 a.u., while D(Clout) is 6.13 × 10-3 a.u.. This implies that the extra electron is totally localized in the region of Cl, which is corroborated by the calculated Mulliken charge of Cl (-0.994 a.u.). It is also interesting to note that the volumes of F and Cl change through the reaction process. In general, the volume of F increases while that of Cl decreases. For instance, from structure a to f, r(Fver) increase from 0.142 to 0.232 nm; on the contrary, r(Clver) decreases from 0.264 to 0.173 nm. Essentially, the molecular face is an iso-PAEM contour, and the variations in atomic size reflect the changes of their electron density. 3.4 Variation of PEAM through the reaction Essentially, chemical reaction is a process, in which electron redistribution occurs among the reagents. So it is natural to describe a chemical reaction with the property of electrons in molecules. Bader contributed distinctive work in this field with atoms in molecule (AIM) theory, which has been widely used to study bond forming/breaking with a certain extent of success.46 Bond-forming between two reagents means that they can share their electrons with each other. That is to say, electrons are permitted to shuttle between two atoms in case of bonding. The PAEM is the potential felt by an electron in a molecule and thus reflects the easiness for an electron moving from one position to another. So the PAEM can be used as an indicator for the bond strength between two atoms. Here, we calculated the PAEM along the F ― C ― Cl axis for the six structures shown in Fig.3, and the variations of the PAEM were depicted in Fig.4. It can be seen that the PAEM at atomic nuclei is negatively infinite and rises sharply as the distance of electron to the nucleus increases. This means that there exists a potential well around each nucleus, which traps electrons around the vi- No.5 ZHANG Ming-Bo et al.: Evolution of the Molecular Face during the Reaction Process of F-+CH3Cl→CH3F+Cl- 1125 Fig.4 Variations of the PAEM along the F―C―Cl axis through the reaction course cinity of nuclei as much as possible. Our previous studies32 showed that the PAEM surface has a saddle point along a chemical bond, and the energy gap from it to the energy level of zero is defined as Dpb. Dpb has good linear correlations with the force constant and bond length, and hence characterizes the strength of chemical bond. The calculated Dpb for the structures considered were listed in Table 1. In structure a, F and CH3Cl are far from each other, the highest point of the PAEM between F and C atom is -0.1072 a.u., which is higher than the minus of the ionization potential (-I=-0.119 a.u.). This implies that, at this moment, electrons of each reagent are localized to itself and no exchange between them is permitted. For structure b, the highest point of PAEM between atoms F and C is -0.153 a.u., which is lower than the corresponding -I (-0.138 a.u.). So from this point, electrons are allowed to flow between two reagents and a chemical bond begins to form between F and C. As two reagents get closer gradually, viz. from structure c to f, the PAEM between F and C lowers gradually, indicating that more electrons can shuttle between two atoms and C―F bond is strengthened gradually. In contrast, the PAEM between the leaving group Cl and C increases from -1.345 to -0.010 a.u. gradually as the reaction proceeds, indicating that as the Cl ― C bond gets weaker and weaker, the movement of electrons between them gets more and more difficult and their previously shared electrons are getting localized to the region of each own. In terms of above descriptions, we can see that the PAEM can loyally reflect the processes of bonding-forming and bond-breaking during the title reaction. od, the shape changing and electron transfer during the reaction course of F-+ CH3Cl→Cl-+ CH3F are vividly presented. It is found that the electron density mapped on the MFs of CH3F and CH3Cl can soundly explain stereoselectivity for the attack of a nucleophile. As F approaches CH3Cl, evident interpolarization effect is presented by the MFs. 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