British Journal of Haematology, 2001, 115, 744±757 Review GENE THERAPY FOR HAEMOPHILIA The possibility of a `cure' for haemophilia A and B remains the ultimate goal for patients with haemophilia. The cloning of the factor VIII and IX genes in the 1980s and subsequent production and introduction of recombinant factor VIII and IX over the last decade have continued to promise the prospect of a gene therapy treatment for haemophilia. In recent years, much work has been focused on developing strategies for gene therapy treatments, and we are now seeing phase I trials for both haemophilia A and B. How close are we to realizing our goal? CONCEPTS OF GENE THERAPY Gene therapy, in the broadest sense, is the introduction of foreign genetic material into a cell with therapeutic intent. The ultimate gene therapy for haemophilia A and B would be therapeutic gene replacement and/or direct correction of the molecular defect in the mutated factor VIII or IX gene. Direct genomic modification, using chimeric RNA/DNA oligonucleotides (Kren et al, 1998, 1999), has been demonstrated, but for haemophilia A and B therapeutic gene replacement and/or direct correction of the molecular defect remain a long way in the future for clinical application. Gene therapy for haemophilia today therefore relies upon the addition of normal functional coagulation factor DNA sequences with appropriate promoter and enhancer elements to the cells of a patient with a defective coagulation factor gene, so that the modified cells can produce functional protein as directed by the inserted DNA. HAEMOPHILIA AS A TARGET FOR GENE THERAPY Although the haemophilias have long been seen as a good clinical model for the development of gene therapy for single-gene disorders, it is now a major target for gene therapy, as it has several fundamental advantages over other single-gene disorders: there is a simple cause and effect relationship between coagulation factor deficiency and disease phenotype/clinical symptoms. Tissue-specific expression of the transgene and precise regulation are probably unimportant; suitable well-characterized small and large animal models are available for preclinical studies. In clinical trials, efficacy can be established and assessed easily using both clinical and laboratory end-points. From a clinical point of view, haemophilia gene therapy would be a major step forward. Replacement therapy with Correspondence: Professor John Pasi, Division of Haematology, University of Leicester, Robert Kilpatrick Clinical Science Building, Leicester Royal Infirmary, PO Box 67, Leicester LE2 7LX, UK. E-mail: [email protected] 744 factor VIII and IX products is now safer than ever but continues to be less than ideal. Although there is increasing use of recombinant products, with virus-inactivated plasma products, there remain ever-present concerns about bloodborne infection and contamination with infectious prions causing variant Creutzfeldt±Jakob disease (vCJD) (Will et al, 1996; Evatt, 1998). Even with state-of-the-art prophylactic regimes, replacement treatment must be administered intravenously at frequent intervals, which is often problematic in young children. There have been major advances in the field in recent years but, with present technology, gene therapy is unlikely to be able to provide a total `cure' for haemophilia. Technology presently available is still not sufficiently advanced to effect a lifelong gene transfer that ensures continuing production of coagulation factor to normalize levels. Despite this, perhaps the most important single aspect of haemophilia that makes it such an excellent target for gene therapy is the fact that even a small rise (1±2% of physiological levels) in circulating factor VIII or IX would have a significant beneficial therapeutic effect, protecting against spontaneous bleeding and potentially transforming the lives of patients with severe haemophilia. In essence, endogenous factor production to afford such small rises in factor levels would achieve the goals of prophylaxis without regular infusions of concentrate. Although in concept gene therapy is equally applicable to haemophilia A and B, there are some important differences in terms of the practical aspects of developing a gene therapy treatment for each disorder. Factor IX cDNA is only 3 kb, whereas factor VIII cDNA is significantly larger at 8´8 kb. Smaller partially deleted factor VIII genes that do not contain the large internal B domain of the protein reduce the size of the factor VIII cDNA by < 30%. Such B-domain-deleted factor VIII remains fully functional in vivo, as the B domain is not required for coagulant activity (Berntorp, 1997). However, the large size of the factor VIII gene has placed constraints upon the choice of gene delivery system for use in haemophilia A models and has led to different approaches being developed for haemophilia A and B. In addition, although a 1±2% increase in plasma level would have beneficial effects in both diseases, it must be borne in mind that the normal plasma level of factor IX (5 mg/ml) is some 50 times higher than for factor VIII (100 ng/ml). Successful gene therapy approaches for haemophilia B may therefore not work well for haemophilia A and vice versa. EX VIVO VERSUS IN VIVO MODIFICATION Cells, isolated from the patient, can be genetically modified q 2001 Blackwell Science Ltd Review (transduced) in culture, expanded and then returned to the patient. This ex vivo approach enables transfection conditions to be carefully controlled and optimized. In addition, unmodified cells can be eliminated before transplantation. Effective return of modified cells to the body can, however, be difficult. For transduced blood or haemopoietic cells, there is little problem, as these can be returned directly to the bloodstream. However, it is necessary for other cells to have an appropriate support matrix and vascular supply. Site of implantation may be a major determinant in providing the right local environment for the effective function of transplanted cells (Zatloukal et al, 1994). The alternative to ex vivo systems, modification of cells within the body (in vivo modification), eliminates problems associated with transplanting cells. It provides the advantage of apparent simplicity and ease with which it could be applied to the treatment of patients, in addition to costeffectiveness. In its simplest form, it would involve the injection of a vector containing the appropriate genetic material into the bloodstream or tissues that need to be modified. However, to be functional, such an in vivo system needs to be extremely efficient, not be inactivated in vivo by antibodies or an induced immune response and, if injected systemically, targeted to particular tissues. Any host immune response that develops on exposure to the vector itself may also preclude vector readministration. Germline gene transfer cannot be excluded after systemic administration of a vector. Safety in this regard is an important prerequisite for any in vivo vector system before clinical use. However, in vivo modification systems provide the ultimate gene therapy goal. GENE DELIVERY SYSTEMS The most challenging aspect of gene therapy for haemophilia remains the production and development of a suitable gene delivery system, which will lead to high-level longterm expression of coagulation proteins. Numerous technologies, both viral and non-viral, have evolved as possible vector systems for effecting genetic modification. Viruses with potential for use as vectors in haemophilia models include retroviruses, adenoviruses, parvo/adeno-associated viruses and lentiviruses. Common to all these viral vector systems is the ability to transfer genetic material as part of the infectious process. Most viruses used for gene transfer have had genes that confer virulence removed with coagulation factor VIII or IX genes substituted. Retroviral vectors Moloney murine leukaemia virus (MoMLV)-based retroviral vectors have commonly been used for gene therapy protocols and extensively studied as vector systems in haemophilia. Modified defective MoMLV-based vectors have been popular, as they can be produced at high titre, have the capacity to infect a wide variety of cells, integrate into the host genome (so allowing possible long-term maintenance of the transgene in daughter cells) and are relatively nonimmunogenic (McCormack et al, 1997). However, cellular division is required to allow such vectors to transduce and 745 integrate, thereby limiting retroviral gene therapy to actively dividing target cells. Gene therapy for haemophilia using MoMLV-based vectors therefore requires that, for direct in vivo transduction, cells are either naturally dividing or induced to divide. Concerns about safety have been expressed as a result of integration of genetic material into the host genome and the possibility of insertional mutagenesis as well as concerns about the presence of replication-competent retrovirus contaminating preparations. Rare clonal transformation has only been observed in severely immunocompromised primates treated with preparations contaminated with high levels of replication-competent retrovirus (Donahue et al, 1992). Although these risks cannot be excluded completely, there have been no cases reported in over 1500 patients treated in clinical trials to date (Anderson, 1998). An additional potential stumbling block in the use of retroviral vectors is their susceptibility to inactivation by primate complement (Takeuchi et al, 1996). This could limit their utility in clinical practice. Recent results suggest that human cells, if used to form packaging cell lines, can produce a complement-resistant vector (Greengard & Jolly, 1999). Adenoviral vectors Adenoviruses are double-stranded DNA viruses with a 36 kb genome. Adenoviruses infect non-dividing cells and allow larger genes to be transferred than can be achieved using retroviruses. In addition, they may transfer multiple copies of the gene of interest and can effect in vivo gene transfer. There are at least 50 different human serotypes. Most adenoviral vectors currently used are derived from serotypes 2 and 5, which are endemic and cause upper respiratory tract infection. Most individuals have become immunized by natural infection during childhood. This may potentially lead to impairment in humans of adenoviral transduction in vivo. They have a long safety record, having been used in live virus vaccines studies for many years without problems. Two generations of adenoviral vectors have been used in the context of haemophilia. First-generation adenoviral vectors have two early native genes deleted (E1A and E1B) to accommodate the genes of interest and render the modified virus replication incompetent. Production of infective virus for use as a vector requires the use of a complement-packaging cell line. Recombinant adenoviral vectors commonly only express transferred gene product for a short period. This arises from two predominant mechanisms. The adenovirual DNA is not integrated into the host genome after infection and remains episomal. As a result of this, the transferred genes are only transiently maintained within the cells and are eliminated at cell division. Secondly, a host immune response is elicited that limits the duration of transgene expression and readministration of vectors. In the modified E1-deleted adenovirus, much of the adenovirus genetic structure is maintained. Proteins expressed from such native genes are immunogenic and, even if expressed at low level, are believed to contribute to an antiviral immune response q 2001 Blackwell Science Ltd, British Journal of Haematology 115: 744±757 746 Review (cytotoxic T-cell response) that results in the clearance of transduced cells (Yang et al, 1994a). Similarly, readministration of the vector will be hampered. Further adenoviral vectors have been developed that have E2 and/or E4 functions inactivated, in addition to E1 deletion. It is uncertain whether these vectors have any significant advantages over E1 alone deleted vectors (Yang et al, 1994b; Krougliak & Graham, 1995). In an attempt to overcome some of these problems, a second generation of adenoviral vectors has been developed, in which almost all viral coding sequences have been deleted using partially deleted ancillary adenovirus with a complementing cell line. These `gutless' or mini-Ad systems should overcome some of the more problematic limitations of the first-generation adenoviral vectors (Chen et al, 1997; Morsy et al, 1998). Adeno-associated viral vectors Adeno-associated virus (AAV) is a single-stranded DNA human parvovirus with a 4´7 kb genome. Although it is not known to cause human disease, 85% of the adult population is seropositive to AAV capsid proteins. AAV is a naturally defective virus, requiring a helper virus, usually adenovirus, to complete its life cycle and generate infectious particles. In AAV vectors, usually based on serotype 2, all viral coding sequence is removed and replaced by the chosen transgene. As all native viral genes are removed, the immune response to AAV is eliminated. Wild-type AAV transfects non-dividing cells and integrates at preferential sites in chromosome 19 (Kotin et al, 1990), which is mediated by rep gene products (Weitzman et al, 1994). As all native viral genes are eliminated in recombinant AAV (rAAV), although rAAV similarly transfects non-dividing cells, it integrates more randomly throughout the genome (Ponnazhagan et al, 1997). The presence of residual immunogenic adenovirus in stocks of AAV vector has potentially been a problem, negating the relative non-immunogenicity of rAAV vectors. However, it is now possible to produce rAAV vectors without the use of an adenoviral helper (Matsushita et al 1998; Xiao et al, 1998). Lentiviral vectors As outlined above, MoMLV-based retroviral vectors have a number of limitations. In order to overcome these limitations, retroviral vectors derived from lentiviruses have been developed, with human immunodeficiency virus (HIV-1) as prototype. Like all retroviral vectors, lentiviral vectors will integrate into the genome. However, unlike MoMLV-based vectors, lentiviral vectors will infect non-dividing cells. MoMLV-based vector nucleoprotein complexes can only reach the target cell nucleus when the nuclear membrane is disrupted during mitosis. Lentiviral nucleoproteins, however, contain nuclear localization signals, which mediate their active transport through nuclear membrane pores into the nucleus during cell interphase (Bukrinsky et al, 1993; Lewis & Emerman, 1994). Lentiviruses, such as HIV, normally have a limited range of cell targets and are major pathogens. Simple vectors, derived from HIV-1, carry an unacceptable risk of recombination (to produce infectious virus) from elements used within the constructs to generate the vector. These difficulties have been overcome by the production of hybrid vector systems. Such hybrids use an HIV-1-derived backbone that contain elements required for the ability to infect non-dividing cells, integrate and express transgene but not any viral (virulence) genes. Typically, the envelope is derived from another virus. This allows a broader range of cells to be targeted, according to the envelope used, and prevents a wild-type lentivirus being generated as the envelope gene of the parent virus is absent in all components used to produce the vector (Naldini, 1999). Physical systems Physical gene delivery systems are attractive alternatives to recombinant viral vectors. However, the development of such systems has been repeatedly hampered by very poor transduction efficiency. The genes transferred using physical methods remain episomal and so potentially short-lived within the cells. Methods that have been explored in haemophilia include direct gene transfer by injection, liposome encapsulation and receptor-mediated transfer. ANIMAL MODELS Individual approaches to gene therapy for haemophilia A and B might appear to be promising in vitro. However, they can only really be assessed for potential viability as a therapeutic system by animal testing. Although murine models of severe haemophilia A (Bi et al, 1995) and B (Lin et al, 1997; Wang et al, 1997) have been developed, there appears to be a degree of interstrain variability in terms of immune response to gene therapy systems. Potential problems in mice, such as antibody responses to nonhomologous transgenes (e.g. human factor VIII in a murine model) are predictable and increasingly appreciated. These can be overcome to some extent in vivo in immunodeficient strains, but are more effectively dealt with using homologous factor VIII and IX genes. Small animal models are crucial, allowing optimization before scale up and assessment in a large animal system. Large animal models are essential for studying the efficacy of present and future approaches to gene therapy. For both haemophilia A and B, well-characterized canine models are available that mirror the human condition. Canine models, using specific canine factor VIII and factor IX cDNA to avoid issues of confounding (inhibitory) alloantibody response, will also provide an indication of clinical efficacy of the proposed gene therapy as affected animals suffer with frequent bleeding problems. GENE THERAPY STUDIES IN HAEMOPHILIA B Factor IX, unlike factor VIII, is relatively easy to express. It is widely distributed and can equilibrate between vascular and extravascular compartments (Liles et al, 1997). Unlike factor VIII, therefore, for successful gene therapy, factor IX q 2001 Blackwell Science Ltd, British Journal of Haematology 115: 744±757 Review production does not necessarily need to be from sites such that it is directly secreted into the circulation (see later). Retroviral systems Multiple different cell lines have been transduced with factor IX including primary fibroblasts (St Louis & Verma, 1988; Palmer et al, 1989; Axelrod et al, 1990), myoblasts (Dai et al, 1992; Yao & Kurachi, 1992; Yao et al, 1994), hepatocytes (Armentano et al, 1990), haemopoietic stem cells (Hao et al, 1995), endothelial cells (Yao et al, 1991), gut epithelial cells (Lozier et al, 1997) and keratinocytes (Gerrard et al, 1993, 1996; Page & Brownlee, 1997, White et al, 1998) ex vivo using factor IX-containing retroviruses. Functional factor IX is produced by many cell types despite the need for complex post-translational gamma carboxylation required for full function of factor IX. Early gene therapy studies used human factor IXtransduced fibroblasts transplanted back into rodents (St Louis & Verma, 1988; Palmer et al, 1989). Expression of factor IX declined over a few weeks as a result of neutralizing antibodies (St Louis & Verma, 1988) and in vivo inactivation of viral promoters in the transplanted fibroblasts (Hoeben et al, 1991). Human factor IX-transfected murine myoblasts transplanted into skeletal muscle in mice was more successful, with factor IX expressed for up to 6 months or longer although at a very low level (Dai et al, 1992; Yao & Kurachi, 1992; Yao et al, 1994). However, similar studies in dogs were much less successful with only 10 d expression of factor IX at levels that would be insignificant in clinical terms (unpublished observations). The first gene therapy trial for haemophilia used a similar MoMLV-based approach. Performed in China in 1993, skin fibroblasts from two boys with moderate haemophilia B were ex vivo transduced with a factor IX retroviral vector (Lu et al, 1993). Transduced cells were shown to produce factor IX in vitro and transplanted subcutaneously into the boys. One boy was reported to have had a response in factor IX activity and a reduced requirement for replacement therapy. The other boy had no discernible benefit. Although encouraging, this study did not unequivocally support this approach to gene therapy for haemophilia B in humans. Early in vivo retroviral studies were similarly disappointing. Retrovirus, containing canine factor IX, was infused via a splenic vein catheter into dogs with haemophilia B that had undergone a partial hepatectomy to induce division of cells to allow retroviral infection of hepatocytes (Kay et al, 1993). This procedure led to a very low-level expression of factor IX (0´1 unit/dl) for 9 months. Adenoviral systems Although partial correction was observed with retroviral constructs, the degree of correction was clearly insufficient to be of clinical value in humans. More promising results have been obtained using adenoviral vector systems. These vectors, which do not require cells to be dividing, show a strong tropism for liver (although they may also transduce a number of other tissues) and can be administered intravenously peripherally. Adenoviral systems have now been shown to express factor IX in a number of both haemophilic 747 dogs (Kay et al, 1994) and normal (Walter et al, 1996) and haemophilic mice (Kung et al, 1998). These experiments produced supraphysiological levels of factor IX. However, the correction was short term. This decline resulted from both cell-mediated and humoral immune response. Readministration of the adenoviral vector into adult animals failed to produce further factor IX, presumably because of high levels of neutralizing antibody (Kay et al, 1994; Walter et al, 1996). Adenoviral vectors used for factor IX transfer have now been shown efficiently to activate factor IXspecific cytotoxic T-lymphocytes (CTLs) and T helper cells of both Th1 and Th2 subsets, leading to inflammation and destruction of transduced tissue and activation of B cells (Fields et al, 2000). To circumvent the immune response, adenoviral gene transfer has been repeated using either immunosuppression, such as cyclosporin A and cyclophosphamide, or modified adenoviral vectors. Experiments using immunosuppressive regimes have shown significantly higher levels of factor IX activity and at therapeutic levels for longer periods but, again, the levels progressively declined over the ensuing weeks to pretreatment levels (Dai et al, 1995; Fang et al, 1995). Similarly, experiments using second-generation adenoviral vectors have failed to improve duration of expression significantly (Fang et al, 1996). Animals were again refractory to repeated administration of the vector, because of immune-mediated clearance, although combination immunosuppression given at first exposure was shown to allow a second exposure (Smith et al, 1996). In terms of human clinical application, the methods and degree of immunosuppression required to allow persistent vector expression and/or readminstration are unacceptable. Adeno-associated virus The smaller size of the factor IX gene has allowed the use of adeno-associated virus as a vector system for haemophilia B. This has been the most promising approach to gene therapy for haemophilia to date. Recombinant AAV (rAAV) has been used for both liver- and muscle-based gene therapy approaches to haemophilia B. rAAV is known to transduce muscle fibres (Xiao et al, 1996; Fisher et al, 1997) after direct injection. Using an rAAV vector containing factor IX driven by a cytomegalovirus (CMV) promoter, stable expression of factor IX at therapeutic levels of 250± 350 ng/ml (5±7% of normal) has been demonstrated in Rag-1 immunodeficient mice for over 12 months (Herzog et al, 1997). Higher levels of factor IX can be expressed by promoter modifications using skeletal muscle-derived elements (Hagstrom et al, 2000). Transduction of liver by rAAV was initially thought to be significantly less efficient than muscle transduction and required additional modifications such as wild-type virus and irradiation applied to the liver (Koeberl et al, 1997). However, intraportal infusion of rAAV vectors appears to lead to improved transduction efficiency and expression of factor IX (Snyder et al, 1997; Nakai et al, 1998), with factor IX levels of 1±3 mg/ml (20±60% of normal). Initial poor expression and efficiency may have resulted from use of the CMV promoter, which is rapidly shut down in liver (Nakai q 2001 Blackwell Science Ltd, British Journal of Haematology 115: 744±757 748 Review et al, 1998). Infusion of factor IX rAAV has been able to correct murine models of haemophilia B phenotypically (Snyder et al, 1999), with supraphysiological levels (15± 20 mg/ml) of factor IX, dependent upon the promoter used (Wang et al, 1999). Both intramuscular and portal vein administration of rAAV lead to the expression of factor IX activity, but it would appear that there are some clear distinctions between the two approaches. For any given dose, portal vein infusion appears to yield higher levels of factor IX (Nathwani et al, 2001), although it is a more complex route of administration. The role of route of administration in terms of the immune response remains somewhat uncertain (see below). Experiments on dog models of haemophilia using rAAV have represented a major challenge with a scale up of 400± 800 times on a weight-for- weight basis. Factor IX AAV vectors have been infused into the portal circulation (Snyder et al, 1999; Wang et al, 2000) and also injected intramuscularly (Chao et al, 1999; Herzog et al, 1999). All studies documented systemic expression of factor IX and did not show any significant toxicity. In the dogs that were infused into the portal vein up to 250 ng/ml factor IX (5% physiological activity), expression was seen, although this varied according to dose of rAAV infused (Snyder et al, 1999; Wang et al, 2000). In the animals that were injected intramuscularly, expression of factor IX was variable (3± 70 ng/ml), again dependent upon the dose of rAAV administered (range 101121013 vector particle/kg) (Chao et al, 1999; Herzog et al, 1999). Expression was stable for over 2 years with no clear signs of decline. Interestingly, although rAAV does not activate factor IXspecific CTLs, intramuscular injection of rAAV can lead to a factor IX-specific B-cell response (Fields et al, 2000) and has been associated with factor IX antibody (inhibitor) development (Monahan et al, 1998) in dogs. However, only one of the dogs, in the larger more recent study, injected with rAAV developed an inhibitor to factor IX, which was transient (Herzog et al, 1999). The discrepancy probably results from the use of human factor IX gene (Monahan et al, 1998) compared with canine factor IX more recently (Chao et al, 1999; Herzog et al, 1999). Lentiviral systems The use of lentiviral vectors has been reported recently. In these preliminary studies, 50±60 ng/ml factor IX has been expressed in normal mice using an EF1a enhancer/ promoter-driven human factor IX gene after intraportal administration, although there was evidence of self-limiting lentiviral-induced hepatic injury (Park et al, 2000). Expression of factor IX could be significantly increased (<300 ng/ ml) by the induction of hepatic proliferation (partial hepatectomy). It is possible to speculate that the induction of liver injury, by the vector itself, may be partially involved in the improved efficiency of lentiviral transduction. Although lentiviral vectors can produce therapeutic levels of factor IX, they require either induction of hepatocyte division or use at doses that result in liver injury. For haemophilia B, further work will be required to improve such vectors to achieve therapeutic levels at doses that are considered safe. GENE THERAPY STUDIES IN HAEMOPHILIA A Factor VIII is significantly more difficult to express in gene therapy systems than factor IX for a variety of reasons. The factor VIII gene is a complex 26-exon gene of over 186 kb. The cDNA at 8´8 kb is also too large to be packaged by many vector systems. As outlined earlier, a B-domaindeleted version has been used in the majority of studies looking at gene therapy treatments for haemophilia A. Deletion of the B domain also has the added benefit of increasing factor VIII expression, compared with the fulllength clone. Not only is factor VIII cDNA a problem by virtue of its size, but it is also known to contain sequences, particularly within the A2 domain, that repress its expression, resulting in low levels of factor VIII mRNA (Lynch et al, 1993; Hoeben et al, 1995; Koeberl et al, 1995; Fallaux et al, 1996). Some sequences inhibit transcriptional elongation (Lynch et al, 1993; Koeberl et al, 1995), whereas others inhibit transcriptional initiation (Hoeben et al, 1995; Fallaux et al, 1996). This latter effect is thought to be mediated by sequences within the factor VIII cDNA that are a 10/11 match with consensus seen in autonomously replicating sequences (ARS) in yeast. Such ARSs have been implicated in modulating the activities of transcriptional silencers and enhancers (Hoeben et al, 1995; Fallaux et al, 1996). Factor VIII is a large and relatively unstable protein that is naturally confined to the circulation. Unless it is bound to von Willebrand factor (VWF), it is highly susceptible to proteolytic degradation. For factor VIII gene therapy to be successful, therefore, factor VIII must be secreted directly into the circulation to allow rapid binding to circulating VWF. Choice of target tissues and cells to express factor VIII transgenes is consequently more restricted than for factor IX and haemophilia B. Retroviral systems As with factor IX, expression of human factor VIII has been reported in a wide variety of cell types and cell lines. It has been shown by various groups that functional human factor VIII could be detected in cell culture media after MoMLV retroviral transfer of factor VIII into human skin fibroblasts (Hoeben et al, 1990), murine skin fibroblasts (Israel & Kaufman, 1990), endothelial cells (Lynch et al, 1990) and murine bone marrow (Hoeben et al, 1992). However, low levels of MoMLV-based vector production (up to 1000-fold lower than expected) and low expression of factor VIII were frequent problems. These difficulties were presumed to be the result of the repressive sequences noted in the factor VIII cDNA, as outlined above. Conservative mutation of such sequences failed to improve the production of vector or the expression of factor VIII. However, incorporation of an intron upstream of the factor VIII sequence leads to significant improvements in both vector titre and factor VIII expression (Chuah et al, 1995; Dwarki et al, 1995). q 2001 Blackwell Science Ltd, British Journal of Haematology 115: 744±757 Review As attainable titres of retrovirus were low, initial studies for haemophilia A gene therapy used an ex vivo approach with reimplantation of transduced cells. Implanted transduced bone marrow and human primary fibroblasts (Hoeben et al, 1992, 1993) failed to produce detectable factor VIII. However, using an improved MFG backbone, retroviral vector system-transduced human fibroblasts, transplanted into immunodeficient mice, expressed factor VIII close to normal values found in man (Dwarki et al, 1995). In these experiments, the transduced fibroblasts were implanted as neo-organs of collagen-coated PTFE fibre lattices with modified fibroblasts incorporated into them. Expression was transient (<1 week) and also highly dependent on the site of transplantation of transduced cells. These studies showed that the implantation site and local environment of the graft site, such as vascular access, target cell type and vector design, were critically important in obtaining detectable factor VIII levels in the circulation. As factor VIII expression was low, alternative targets for retroviral gene therapy were sought. Bone marrow stroma has been seen as an attractive target. It is relatively easy to obtain and could be simply transduced ex vivo by MoMLVbased vectors. Transduction of bone marrow stroma with factor VIII-containing retroviral vectors has been shown to produce high levels of factor VIII in vitro (Chuah et al, 1998) and, after transplantation, non-myeloablated immunodeficient mice produce factor VIII activity of up to 20 ng/ml. Factor VIII expression declined as a result of LTR promoter inactivation (Chuah et al, 2000). Transduced bone marrow stroma may be an ex vivo option for haemophilia A gene therapy, although issues concerning choice of promoter need to be addressed. In vivo gene therapy, aiming to target hepatocytes, is the major target for retroviral vectors. Recent work has focused on technological improvement to develop this possibility and overcome previous experimental problems. For retroviral vectors to be effective and to transduce hepatocytes in vivo, the cells need to be naturally cycling/dividing or induced to divide. However, other important likely factors that have contributed to previous problems are low viral titre, a threshold effect of dose and unawareness of a lag phase between injection and factor VIII production (Greengard & Jolly, 1999). With improvements in retroviral design, production, purity and titre, there became a possibility of an in vivo retroviral gene therapy. Titres of virus are now possible that are many fold better than first-generation MoMLV-based vectors. In addition, encapsulating retrovirus in the G-glycoprotein of the vesicular stomatis virus (VSV), pseudotyping, has improved tropism for hepatocytes. The use of growth factors that either induce proliferation or improve the efficiency of retroviral transduction has been shown significantly to improve retroviral-mediated hepatocyte transduction and may have an increasing role in developing retroviral gene therapy (Bosch et al, 1996; Patijn et al, 1998). High-titre VSV pseudotyped factor VIII vectors have been injected into neonatal haemophilia A mice (VandenDriessche et al, 1999). Factor VIII levels of . 20% physiological were detected in < 50% of the animals, with 749 some animals expressing extremely high/supranormal levels of factor VIII. The remaining animals developed inhibitory antibodies. In these experiments, factor VIII expression was sustained for more than 12 months and demonstrated for the first time that haemophilia A could be cured in an animal model by a gene addition approach. The predominant expression of factor VIII in these experiments was in the liver and may result from higher hepatocyte turnover rates in young animals compared with adults. Similar in vivo retroviral transduction has also been shown in immunocompetent juvenile (6-week-old) rabbits with long-term expression of factor VIII, < 75% of normal for 6 months (Greengard & Jolly, 1999). Higher levels were obtained in the juvenile rabbits compared with the adult rabbits, again probably because of higher hepatocyte turnover rates. Dogs with haemophilia have also been treated with this system using a human factor VIII gene (Greengard & Jolly, 1999). Development of the anti-human anti-factor VIII antibodies in this model system has confounded analysis, although enzyme-linked immunosorbent assay (ELISA) did show production of factor VIII. Importantly, despite antiretroviral antibodies, animals were not refractory to further administration of vector. These data suggest that MoMLV-based systems may be therapeutically useful in haemophilia (Greengard & Jolly, 1999). Adenoviral systems Adenoviral systems have been used for factor VIII gene therapy models. Peripheral vein administration of human Bdomain-deleted factor VIII adenoviral constructs in mice, dogs and primates results in efficient transduction of hepatocytes. Although other tissue may also be transduced, the use of liver-specific promoter elements has allowed the restriction of expression to the liver. High-level factor VIII production is seen in normal adult mice (Connelly et al, 1995, 1996a,b) with . 100% normal factor VIII levels in some experiments. Phenotypic correction has also been shown in haemophilic mice (Connelly et al, 1998; 1999) and dogs (Connelly et al, 1996c). In mice, expression has been maintained for over 12 months using human (Connelly et al, 1996a) and canine (Gallo-Penn et al, 1999) factor VIII genes. However, in haemophilic dogs, expression is short term (Connelly et al, 1996c), predominantly because of a humoral immune response to human factor VIII. Murine factor VIII has been used in the murine haemophilia A model using an E1/E3-deleted adenoviral vector, but this also led to short-term expression as a result of speciesspecific transgene humoral and cellular immune responses (Sarkar et al, 2000). Experiments in primates have shown that a tagged factor VIII is expressed at therapeutic levels (. 20 ng/ml) after injection of an E1-, E2- and E3-deleted vector (Brann et al, 1999). The duration of expression in this model is not clear, as the experiment only lasted 1 week, and it was shown that factor VIII was only expressed at higher doses of vector (3 1012 particles/kg). Transient elevations of liver enzymes, histological evidence of liver inflammation, anaemia, thrombocytopenia and lymphoid and marrow q 2001 Blackwell Science Ltd, British Journal of Haematology 115: 744±757 750 Review hyperplasia were noted, particularly at the high dose level. Similar dose-dependent toxicity has been observed independently for factor IX-containing adenoviral vectors (Lozier et al, 1999). Of importance, factor VIII expression using typical adenoviral vectors appears to have a dose threshold effect in vivo, independent of toxicity effects or immune response (Bristol et al, 2000). These findings together would have important implications for defining the possible therapeutic window of adenoviral vector for clinical use. The induction of a host immune response and the consequent short-term expression of the factor VIII transgene in the adenoviral system continue to limit the potential use of adenoviral vectors. To overcome these difficulties, the so-called `gutless' adenoviral vectors that completely eliminate viral coding sequences have been studied. MiniAdFVIII contains only minimal viral cis-elements that are required and contains the full-length factor VIII cDNA under the control of a liver-specific albumin promoter (Balague et al, 2000). This vector, injected via a tail vein at 2 1011 particles per mouse or more (a relatively high dose), led to sustained expression of human factor VIII in haemophilic mice at physiological levels (. 200 ng/ml, . 100% normal) with complete phenotypic correction. Expression gradually declined in some mice as a result of the production of antihuman factor VIII antibodies, although it persisted in those that did not. No significant toxicities were noted. A similar threshold effect to `whole' adenoviral vectors was also observed. Studies in non-human primates have shown the expression of low levels of factor VIII (up to 0´8 units/dl) and correction of the whole-blood clotting time in a haemophilic dog (Fang et al, 2001). However, transient haematological and hepatic toxicities were also observed. Adeno-associated virus Use of AAV for haemophilia A had initially been seen as problematic because of the small capacity of rAAV and the relatively large size of the factor VIII gene. As an alternative approach, the factor VIII gene was delivered by dual infection, using two rAAV vectors, of its component heavy and light chains (Burton et al, 1999). The component chains reassociated in vivo after transduction of hepatocytes (normal mice via portal vein infusion) to produce greater than physiological levels of factor VIII (. 200 ng/ml). Although demonstrating potential, questions remain as to whether unbalanced production of light or heavy chains, in cells not co-transduced, has any effect on immune response and the development of inhibitors to factor VIII. A simpler approach would be the design of a factor VIII expression cassette that could fit within AAV and not compromise rAAV production or transgene expression. This has been a major challenge. Novel B-domain-deleted factor VIII mutants have recently been developed that can be efficiently packaged in AAV, although they are slightly larger than wild-type AAV (107% and 109%) (Gnatenko et al, 1999; Chao et al, 2000). Intraportal injection of such factor VIII rAAV in non-haemophilic severe combined immunodeficient (SCID) mice led to the production of factor VIII with detectable plasma levels < 50 ng/ml (<25% physiological) and predictable anti-human factor VIII antibodies in immunocompetent strains (Chao et al, 2000). Expression was long term. These data provide encouraging results for the potential use of rAAV for haemophilia A as well as haemophilia B. Lentiviral systems The use of lentiviral vectors has also been reported recently for haemophilia A (Park et al, 2000). In contrast to factor IX expression, < 30 ng/ml factor VIII (15% physiological) was expressed in normal mice, but this response was again predictably transient as a result of the development of antifactor VIII antibodies in immunocompetent mice (Park et al, 2000). Immunodeficient mice demonstrated sustained factor VIII expression. As for haemophilia B, the use of lentiviral vectors is in its early stages. NOVEL GENE DELIVERY SYSTEMS FOR HAEMOPHILIA A AND B This review has largely focused upon the use of viral vectors to transfer factor IX and VIII genes. However, a non-viral gene transfer technology would be preferable, simplifying concerns about safety, vector-induced immune responses, recombination events and potential cost and labour problems with large-scale industrial production. Approaches used include naked DNA by direct injection or in conjunction with liposomes, polymers or polypeptides. However, early studies using such non-viral systems have been problematic because of the low efficiency of transduction and transient expression of the transgene as a result of the transgene remaining episomal and not integrating. In haemophilia-related studies, although a B domainless factor VIII construct could be transfected efficiently into fibroblasts and myoblasts ex vivo using a receptor-mediated system (Zatloukal et al, 1994), transduced cells, once transplanted into the liver or spleen, could significantly elevate systemic levels of factor VIII for less than 48 h. More recent work has again allowed the prospect of a non-viral delivery system to be considered. It has been shown previously that the intramuscular injection of naked plasmid DNA enables foreign gene expression in muscle (Wolff et al, 1992). Further studies showed that the intravascular delivery of naked plasmid DNA also enabled high levels of expression not only in muscle but also in hepatocytes, but that this technique required injection directly into the hepatic vessels with outflow occlusion. By rapidly injecting plasmid DNA in large fluid volumes, high levels of transgene expression from hepatocytes could be obtained (Zhang et al, 1999). Using a similar technique, a factor IX plasmid (containing a hepatic apolipoprotein E locus control region, a factor IX intron and untranslated region) could be transiently expressed from hepatocytes (0´5±2 mg/ml for 225 d) (Miao et al, 2000). Although not directly applicable to clinical gene delivery, these studies demonstrate that direct injection of suitable plasmid DNA constructs could overcome some of the earlier limitations of non-viral gene delivery. A more ambitious approach has been the use of q 2001 Blackwell Science Ltd, British Journal of Haematology 115: 744±757 Review transposon technology to support stable chromosomal integration. Transposons are naturally occurring genetic elements capable of moving from one chromosome location to another. A synthetic transposable element, `Sleeping Beauty', which encodes a transposase enzyme, has been shown to insert foreign genes into chromosomes (Ivics et al, 1997; Luo et al, 1998). Using this technology, it has been possible to facilitate somatic integration of naked DNA into mouse chromosomes to produce long-term factor IX expression (<150 ng/ml) in normal and haemophilic mice (Yant et al, 2000). Five to six per cent of mouse liver cells had DNA inserted into them after tail vein injection, a similar level to the use of lentivirus or rAAV systems. Readministration of the vector also led to increased expression of factor IX. Clearly, the use of such bacterial transposase is in its infancy, and the toxicity and complication profile of these systems remains to be defined. The ultimate target in gene therapy would be to repair the molecular defect that leads to haemophilia. Direct genomic modification, using chimeric RNA/DNA oligonucleotides to alter the factor IX gene, has been demonstrated in mice (Kren et al, 1998), as has correction of model gene defects in murine Criggler±Najjar syndrome (Kren et al, 1999). As there is a large a range of mutations in haemophilia, such approaches would require tailor-making of therapy for each patient and would not correct the common intron 22 inversion in severe haemophilia A. However, this strategy has shown, in principle, that it may be possible to manipulate mutated genes directly to correct haemophilia. CLINICAL TRIALS Selection of patients As genetic material is the putative therapeutic agent, gene therapy may be seen as qualitatively different from other forms of treatment. However, somatic gene therapy reflects a natural progression in the application of biomedical science to medicine. Gene therapy has historically been seen to be applicable to diseases for which current therapeutic approaches are ineffective or where the prospects for effective treatment appear to be exceedingly low. Although disruptive and restrictive, the safe and effective therapies that exist today make haemophilia different. This may alter the ethical issues and considerations that arise in evolving clinical trials. Clearly, the patients most likely to benefit from a gene therapy approach to treatment are those with severe haemophilia (factor level , 1 units/dl). However, what other characteristics should define a trial population? Children could be seen to have the most to gain from a gene therapy treatment. However, is it ethical to test a novel and potentially unknown treatment on young children? This is particularly important when considering potential alterations to the immature germline and issues of consent to such a potentially radical treatment with unknown and unpredictable side-effects. Patients considered for participation in clinical trials should, therefore, be adults until gene therapy is proven to be safe and effective. Many risks and unknowns exist with gene therapy. Issues 751 for each trial will vary according to the vector system, route of administration, target tissue and co-morbid states that exist in the patients. For each individual study, the potential risk of inhibitory alloantibody development, alteration of the natural history of any co-morbid condition, germline transmission, mutagenesis and immune response to vector (rendering the patient refractory to future treatments) must be considered and balanced against potential outcome. Patient selection and entry criteria may therefore vary between clinical trials. To address these concerns, patients should be heavily pretreated with factor concentrates, have no detectable or history of inhibitory alloantibodies and have a clearly documented molecular defect (to allow for assessment of inhibitor risk). The presence of co-morbid conditions such as HIV and hepatitis C (HCV) in any study population is thorny. Patients with HIV infection who are severely immunocompromised may not develop inhibitory alloantibodies, and a limited life span would hamper the collection of long-term safety data. Conversely, patients with HIV infection with well-maintained CD4 counts may be suitable candidates. Can patients on highly active antiretroviral therapy safely stop medication in order to participate in retroviral or lentiviral gene therapy trials? With regard to HCV infection, will HCV infection preclude inclusion in liver-targeted gene therapy? The potential role of viral vectors inducing alterations in cytokine/lymphokine profiles and their influence upon the progression of liver disease is unknown. Finally, should trials be restricted to men who are sterile (vasectomy or other documented medical condition) until there is extensive data on germline safety in relation to the chosen vector? This is not an exhaustive list, and other topics for concern may emerge. Clinical trials Three phase 1 clinical trials for haemophilia A and B have been initiated and reported. These studies use a variety of gene transfer systems and vectors. Although promising data have been obtained, no trial carried out to date has been so significantly successful as to allow further studies to proceed forward in the same format. The first results to be reported have been obtained using an intramuscular injection of factor IX-containing rAAV (under cover of factor IX concentrate) in adult patients with severe haemophilia B and is based on the extensive preclinical animal work outlined above. In the reported eight patients so far enrolled, this dose escalation study (three dose cohorts starting at 2 1011 vector genomes/kg, increasing in half-log increments) has shown no toxicity (except for one case of transient thrombocytopenia), no germline transmission of vector sequences nor production of inhibitory anti-factor IX antibodies (Kay et al, 2000; Manno et al, 2000, 2001). Muscle biopsy performed 2 months after vector administration showed the presence of vector genome (polymerase chain reaction and Southern blot) and the expression of factor IX in muscle fibres and the extracellular matrix. Preliminary data also suggest modest increases in plasma factor IX level in two of the six subjects analysed to q 2001 Blackwell Science Ltd, British Journal of Haematology 115: 744±757 752 Review date (. 1 units/dl but , 2 units/dl factor IX rise) and a reduction in the number of factor IX concentrate infusions in three of the six subjects (Kay et al 2000; Manno et al, 2001). Data from this study have suggested that dose calculations based on animal data may have overestimated the dose required in humans to achieve therapeutic levels. A similar rAAV study is also proposed using an intrahepatic infusion route. For haemophilia A, two systems are presently being investigated using ex vivo transfection of autologous fibroblasts and in vivo retroviral transfection systems. In the fibroblast protocol, cells are removed from the patient, cultured and transfected with a B-domain-deleted factor VIII gene by electroporation. A clonal population of cells that expresses factor VIII is then isolated before injection of the autologous cells into the patient. Preclinical assessments have demonstrated safety and durable expression of human factor VIII (. 5% of normal) for . 1 year in mice after a single treatment (Roth et al, 2000), although full preclinical data are yet to be published. To date, six adult patients have been treated with transfected cells administered by laparoscopic omental injection with a published follow-up of 12 months (Roth et al, 2001). There have been no serious toxicities, long-term complications or inhibitory anti-factor VIII antibodies, four of the six patients demonstrating repeated factor VIII activity levels modestly above baseline (largest recorded increase in VIII:C activity 3´5 units/dl on one occasion). In the two out of four patients who kept diaries of bleeds and treatment, this increase in factor VIII activity coincided with a decreased bleeding frequency and factor VIII concentrate use (Roth et al, 2001). No improvement in factor VIII level lasted beyond 10 months after implantation. Although theoretically safe, being an ex vivo modification, as a cell-based therapy, this system is highly labour intensive and would be difficult to apply to large patient populations. The second haemophilia A clinical trial under way uses an MoMLV retroviral vector expressing B-domain-deleted factor VIII. In this open-label dose escalation study, vector is infused intravenously daily for three successive days. This study is based on the preclinical efficacy data derived from the intravenous use of high-titre retroviral vector systems in rabbits and haemophilic dogs (Greengard & Jolly, 1999). Preliminary data in 13 enrolled patients suggest safety at the doses used in the study, no significant adverse events and no evidence of replication-competent retrovirus. Although no subject had sustained repeated levels . 1 unit/dl, six patients showed factor VIII . 1 units/dl on at least two occasions. Most elevated levels were in the range of 1´0±1´8 units/dl, although isolated higher levels were reported for three subjects (Powell et al, 2001). A phase I dose escalation study using MiniAdFVIII (gutless adenovirus) has recruited one patient to date. Future enrolment is on hold pending analysis of the initial data and toxicity profile. To date, therefore, over 25 patients with haemophilia have been treated with gene therapy protocols. All three studies have failed to show conclusively that therapeutic levels of factor VIII and IX can be obtained reliably. However, importantly to date, these studies have not identified significant safety concerns. It is most likely that these present protocols will require revision and, even if successful when modified, it is most likely that such protocols will lead at best to only modest increases in circulating factor VIII and IX levels, and patients will continue to require treatment with concentrate for surgery and trauma. It is also of note that all these human studies have been preceded by animal trials that have generally shown higher rises in plasma factor VIII and IX than have been seen in the human trials. This re-emphasizes that animal studies can only be a rough guide to human response. CONCLUSIONS Several preclinical studies have shown that long-term therapeutic levels of factor VIII or factor IX can be achieved in both haemophilic mice and dogs. These advances in viral and non-viral gene transfer technology hold real promise for the development of gene therapy treatments for haemophilia A and B. Although gene therapy strategies based on MoMLV-based retroviral vectors initially produced no, poor or short-term expression of factor VIII or factor IX, they have now evolved such that MoMLV-based systems can cure murine models of haemophilia A, achieve stable therapeutic factor VIII levels in rabbits and partial correction of canine haemophilia A. This has been achieved through a combination of improved vector design, the ability to generate high titres and better expression cassettes. Today, we see a phase I clinical trial in severe haemophilia A patients using similar MoMLV-based vectors. Although seen as a theoretical improvement upon MoMLV-based systems, the continued evaluation of efficacy, safety and toxicity of lentiviral vectors will be essential before they can be considered for the treatment of haemophilia. Adenoviral vectors remains the most efficient vectors in achieving high-efficiency transduction in vivo. However, the continuing development of retroviral, lentiviral and AAV vectors is reducing this difference. Despite the use of stronger expression cassettes that allow lower doses of vector and reduce hepatotoxicity, the immune response against adenoviral gene products per se continues to hamper their use. So-called `gutless' adenoviral systems, which do not contain adenoviral genes, may provide a solution to this problem, although these systems are yet to be fully proven as effective in the haemophilic dog model (Fang et al, 2001). The use of AAV for haemophilia gene therapy has been very promising initially for factor IX and now for factor VIII. A complete cure of murine haemophilia B can be achieved by intrahepatic administration of factor IX rAAV and partial phenotypic correction of canine haemophilia B by intraportal or intramuscular injection of factor IX rAAV. The phase I clinical trial of intramuscular injection of factor IX rAAV has shown modest improvement in clinical endpoints, which is encouraging. Future rAAV phase I studies using an intrahepatic route are planned. In clinical terms, a continuing unanswered question q 2001 Blackwell Science Ltd, British Journal of Haematology 115: 744±757 Review remains the inhibitor response in haemophilic patients treated with gene therapy systems. The assessment of inhibitor development has been clouded in animal models by the use of non-homologous genes that has led to the production of alloantibody. With the increasing use of homologous genes in animal models of haemophilia, these issues may now be partially clarified. However, in the human setting, whether gene therapy would increase or decrease the likelihood of inhibitor formation compared with concentrate therapy is unknown. Concerns remain that viral vectors per se or impurities in vector preparations may facilitate inhibitor formation. Equally, it is not clear whether or not gene therapy could break tolerance in patients. This might be of particular importance when factor VIII or IX is produced from ectopic engineered sites and potentially presented in association with class I and II major histocompatibility complex (MHC) at these sites. However, arguably rather than lead to or promote an immune response that produces inhibitory alloantibodies, continuous production of factor VIII and factor IX in vivo after gene therapy may actually induce immune tolerance. The history of gene therapy for haemophilia has, in the past, been oversold. Overzealous presentation of initial gene therapy studies obscured their exploratory nature. This has led to the widely held, but mistaken, perception that gene therapy in its broadest context was already highly successful. Research in gene therapy for haemophilia is now catching up with the expectations of what it can deliver. However, despite the tremendous progress in the field over the past few years, many questions, such as the inhibitor issues, remain largely unexplored and unanswered. With three clinical trials now reported, expansion of these studies, albeit with modified protocols, is inevitable. As new haemophilia gene therapy trials are instituted, patient safety must remain a priority. In utero temporary correction of murine haemophilia A and B models is possible (Lipshutz et al, 1999; Schneider et al, 1999) and raises the prospect of lifetime cure of haemophilia before birth. However, advances in gene technology will soon make it possible to introduce targeted alterations into the germline in mice. It is possible to conceive that such technology may promise the possibility of correcting the affected coagulation factor gene in the germline of haemophilic patients and so `prevent' haemophilia in future generations. Although perhaps an unrealistic goal at present, the ethics of these potential aspects of gene therapy need to be fully and widely debated, as they have wide implications for genetic manipulation in general (Billings et al, 1999). Today, 80% of the world's population is without access to effective therapy for haemophilia. Severe haemophilia remains a crippling and fatal disorder in these areas. Even with the increasing availability of factor concentrates, present-day approaches using standard replacement therapy are impracticable in many areas of the third world, not least because of population numbers and cost. Gene therapy, if available as a simply administered treatment, offers a real practicable alternative therapy. Our target should therefore be gene therapy protocols that are applicable to the vast 753 majority, if not all, people with haemophilia at a cost that can be afforded. 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