01.SCHWABACH.FINAL.DOC 3/23/2011 1:49 PM THOMAS JEFFERSON, SLAVERY, AND SLAVES Aaron Schwabach I. 1 C M Y K 03/29/2011 13:39:46 Professor of Law, Thomas Jefferson School of Law. JD, University of California at Berkeley, Boalt Hall School of Law. The author would like to thank the faculty, staff and students of Thomas Jefferson School of Law for their interest in this project. 29920_tjr_33-1 Sheet No. 5 Side A INTRODUCTION: THOMAS JEFFERSON, SLAVERY, AND SLAVES............................................................................... 2 II. JEFFERSON AND SLAVERY ..................................................... 3 A. Introduction ............................................................................... 3 B. Thomas Jefferson as a Slave Owner .......................................... 5 1. Sally Hemings .................................................................... 6 2. Edward Coles ..................................................................... 7 3. The Disintegration of Thomas Jefferson’s Slave Community ......................................................................... 8 C. The Law of Slavery in Jefferson’s Time ................................... 9 1. Slavery in Virginia ........................................................... 10 2. Slavery in the Other Colonies, States, and Territories ..... 14 3. Jefferson in France: The Revolution and the Declaration of the Rights of Man ..................................... 17 D. Thomas Jefferson and the Institution of Slavery ..................... 18 1. Thomas Jefferson as an Opponent of Slavery .................. 18 2. The Declaration of Independence .................................... 19 3. After the Revolution: Emancipation and Expatriation ..... 21 4. Jefferson on the Subject of Race ...................................... 21 E. Thomas Jefferson’s Impact on the Law of Slavery ................. 30 F. Conclusion ............................................................................... 33 III. THOMAS JEFFERSON AS AN UNSUCCESSFUL ADVOCATE FOR FREEDOM IN HOWELL V. NETHERLAND........................................................................... 34 A. Introduction ............................................................................. 34 B. The Participants ....................................................................... 34 1. Howell .............................................................................. 34 2. Jefferson ........................................................................... 35 3. Wythe ............................................................................... 36 01.SCHWABACH.FINAL.DOC THOMAS JEFFERSON LAW REVIEW 3/23/2011 1:49 PM [Vol. 33:1 C. The Law .................................................................................. 37 1. The Statutes ....................................................................... 37 2. Jefferson’s Arguments....................................................... 39 D. Conclusion .............................................................................. 41 IV. THOMAS JEFFERSON & SALLY HEMINGS42 A. Sally Hemings ......................................................................... 43 B. The DNA Testing .................................................................... 45 C. The Official Story (Prior to November 1998)47 1. The “Character” Argument .................................................. 49 2. Jefferson and Hemings in Fiction......................................... 51 D. Reassessing Jefferson .............................................................. 52 E. The Public Reaction ................................................................ 54 F. Other Slave Owner/Slave Relationships.................................. 58 G. Conclusion: What Does the Truth About Jefferson & Hemings Mean to Us? ............................................................. 59 I. INTRODUCTION: THOMAS JEFFERSON, SLAVERY, AND SLAVES 03/29/2011 13:39:46 1. You in the back with your hand up, whispering “John Marshall!” You can sit back down and put your hand down now. 2. Oh, and baseball: See, e.g., Paul Finkelman, Baseball and the Rule of Law Revisited, 25 T. JEFFERSON L. REV. 17 (2002). 29920_tjr_33-1 Sheet No. 5 Side B A decade and a half ago, what was then the San Diego campus of Western State University declared its independence from the parent school and received accreditation from the American Bar Association (ABA) as a new law school, under the name Thomas Jefferson School of Law. Not surprisingly, questions soon arose among the students, staff, and faculty about the appropriateness of the name. Its merits are easy to spot: What one person, after all, has had a greater impact on the shaping of the American legal system than Thomas Jefferson?1 But Jefferson was a controversial and divisive figure during his own lifetime, and has not grown less so with time. Not everyone was happy with the name; Paul Finkelman, an expert on questions of law, race, and American history, and also on Thomas Jefferson,2 visited the school and gave a talk with the title “Why Would Anyone Name a Law School after Thomas Jefferson?” Arguments may and do rage about Jefferson’s religious faith or lack thereof, and on his views on federalism and states’ rights or on the balance between government and individual liberty. Yet nothing about Jefferson elicits as immediate and emotional a response as his peculiarly 2 C M Y K 01.SCHWABACH.FINAL.DOC 2010] 3/23/2011 1:49 PM THOMAS JEFFERSON, SLAVERY, AND SLAVES complex relationship to the institution of slavery, and consequently to race. To address these questions, in each of the three years following the ABA’s grant of provisional approval to the newly-renamed Thomas Jefferson School of Law, I wrote an article on some aspect of Thomas Jefferson’s relationship to slaves and slavery. Now the school has moved to new quarters; a building bearing Thomas Jefferson’s name has become a fixture of the San Diego skyline. Not surprisingly, some of the same questions that were asked about the name a decade and a half ago are being asked again. Here, in a single package, are the original three articles: Thomas Jefferson, with his ideals and failures, in the end, lived up to some of them. II. JEFFERSON AND SLAVERY3 A. Introduction 3 C M Y K 03/29/2011 13:39:46 3. Originally published, in slightly different form, as Aaron Schwabach, Jefferson and Slavery, 19 T. JEFFERSON L. REV. 63 (1997). 4. Although Thomas Jefferson was not a doctor, a medical school in Philadelphia is named after him. There are also community colleges named after Thomas Jefferson in Hillsboro, Missouri; Watertown, New York; Steubenville, Ohio; and Birmingham, Alabama. 5. Other law schools named after slave owners include five named after George Washington (George Washington University, Washington University, University of Washington, Washington and Lee University, and American University’s Washington College of Law) and four named after John Marshall (John Marshall Law School — Chicago, John Marshall Law School — Atlanta, Cleveland State University’s Cleveland-Marshall College of Law, and William and Mary’s MarshallWythe School of Law). Marshall’s father owned twenty slaves, and Marshall wrote 29920_tjr_33-1 Sheet No. 6 Side A Who, really, was Jefferson? Well, Jefferson is the guy on the nickel, the author of the Declaration of the Independence, the third President of the United States. In every way but one, Thomas Jefferson seemed like the ideal symbol for a law school; in fact, it was surprising that a law school had not already been named after him.4 Not only was Thomas Jefferson a lawyer, but perhaps more than any other individual, he helped to create the American legal system. Jefferson was also a model for scholars to emulate: The most brilliant mind of revolutionary America, with the possible exception of Benjamin Franklin. Jefferson was the Revolution’s Renaissance Man: fluent in at least five languages, a correspondent of such scientific luminaries as Joseph Priestley, an inventor, an architect, an engineer, a farmer, a revolutionary, and an owner of slaves.5 01.SCHWABACH.FINAL.DOC THOMAS JEFFERSON LAW REVIEW 3/23/2011 1:49 PM [Vol. 33:1 There’s the sticking point: How could the man who wrote that “all men are created equal” keep others in slavery? This, more than any other aspect of Jefferson’s life, has been the subject of the students’ concerns and questions. The author of the Declaration of Independence, and the fervent opponent of slavery, was also a slave owner. Jefferson thus embodied within himself what Frederick Douglass called “the contradiction in the Constitution.”6 Slavery is among the most evil chapters in America’s history. Slavery is of particular concern to lawyers and law students because it was a creature of the legal system. We are accustomed to thinking of the law as a protector of rights and liberties; the history of slavery shows that law can be an equally powerful tool for oppression. This article attempts to describe Jefferson’s relationship to the institution of slavery, both as a slave owner and as a political figure; as much as possible, it presents Jefferson’s views on slavery and on race in his own words.7 This article also sets forth some of the notable features of the law of slavery in Jefferson’s time and attempts to measure Jefferson’s impact on slavery. 29920_tjr_33-1 Sheet No. 6 Side B opinions which helped secure the legal status of slavery at the highest level of the American judicial system, including the infamous Antelope case, 23 U.S. (10 Wheat.) 66 (1825). George Wythe, a law professor who taught Thomas Jefferson and John Marshall, owned slaves, but freed them all during his own lifetime and provided them with financial assistance. See Paul D. Carrington, The Revolutionary Idea of University Legal Education, 31 WM. & MARY L. REV. 527, 535 (1990). Another law school bears the name of slave owner George Mason, who like Jefferson criticized the institution of slavery but did not free his own slaves, and Catholic University’s law school is named after Christopher Columbus. 6. Dr. Cecil Wayne Cone, The Constitution and the People of African Descent, 30 HOW. L.J. 1039 (1987). 7. It seems impossible to give an accurate impression without doing so. Some of Jefferson’s opinions and expressions may offend readers, however. The author and the Thomas Jefferson Law Review apologize in advance for any such offense. (Jefferson’s writings are also presented with the original spellings and punctuation.) Jefferson’s life has been more intensively studied than that of any American president except, perhaps, Abraham Lincoln. In part this is because of Jefferson’s importance to American history, and in part because Jefferson provided and organized extensive documentation of his own life. He preserved more than 25,000 letters he received, and 18,000 he wrote, with a 656-page index. He kept detailed records of even the most trivial details of everyday life in record books, including the famous Farm Book. The biographical information here, of course, can be little more than a summary. The authoritative biography of Jefferson is DUMAS MALONE, JEFFERSON AND HIS TIMES (1974); see also WINTHROP JORDAN, WHITE OVER BLACK: AMERICAN ATTITUDES TOWARD THE NEGRO, 1550–1812 (1968); DUMAS MALONE, JEFFERSON THE VIRGINIAN (1948); ROBERT MCCOLLEY, SLAVERY AND JEFFERSONIAN VIRGINIA (2d ed. 1973); MERRILL D. PETERSON, THE JEFFERSON IMAGE IN THE AMERICAN MIND (1960). 03/29/2011 13:39:46 4 C M Y K 01.SCHWABACH.FINAL.DOC 2010] 3/23/2011 1:49 PM THOMAS JEFFERSON, SLAVERY, AND SLAVES B. Thomas Jefferson as a Slave Owner In 1757, when Peter Jefferson died, his son Thomas was fourteen years old.8 At the time of his death Peter Jefferson owned sixty slaves,9 but Thomas Jefferson would not inherit his father’s property for another seven years.10 Shortly after Jefferson’s marriage to Martha Wayles Skelton in 1771, Martha’s father, John Wayles, died, leaving the Jeffersons 135 slaves.11 Thus, most of the slaves that Jefferson owned during his life came to him through inheritance or were born into slavery at Monticello. He did, however, purchase some slaves, including at least eight whom he bought during his presidency.12 Twenty-five of Jefferson’s slaves were household servants.13 The remaining slaves were agricultural laborers, though for a while they also worked as weavers and as industrial workers in Jefferson’s nail factory.14 In 1769, one of Jefferson’s slaves ran away, taking a horse. Jefferson advertised in the Virginia Gazette, offering a reward for the return of the slave, Sandy. Sandy was recaptured, and Jefferson later sold him.15 In contrast, less than a year later Jefferson represented a slave in a suit for freedom, arguing that “under the law of nature, all men are born free, and every one comes into the world with a right to . . . liberty . . . .”16 During the American Revolution, tens of thousands of American slaves fled to the British. Among them were eleven women and eleven men from Monticello.17 5 C M Y K 03/29/2011 13:39:46 Lucretia, Lucretia’s sons John and Randall, and Lucretia’s unborn child, Mary, and Mary’s two sons. Mary and her two sons were described as “wife and children of Moses,” apparently another of Jefferson’s slaves. Id. at 571. 13. Id. at 99. 14. BRODIE, supra note 8, at 365, 564. 15. Id. at 103–04. In 1781, Jefferson also sent his slave Martin Hemings to track down and capture a runaway slave. Id. at 199. 16. Id. at 104; discussed in detail infra notes 178–235 and accompanying text. 17. BRODIE, supra note 8, at 169–70. Most of these former slaves, unfortunately, died from epidemics in the British camps. Id. Jefferson wrote that if Cornwallis had “taken” his slaves “to give them freedom, he would have done right.” Id. 29920_tjr_33-1 Sheet No. 7 Side A 8. FAWN M. BRODIE, THOMAS JEFFERSON: AN INTIMATE HISTORY 21, 26 (1974). 9. Id. at 22. 10. Id. at 26. 11. Id. at 95–96. 12. The slaves purchased during Jefferson’s presidency were Isaac, Charles, 01.SCHWABACH.FINAL.DOC THOMAS JEFFERSON LAW REVIEW 3/23/2011 1:49 PM [Vol. 33:1 When Jefferson’s daughter Martha married Thomas Randolph18 in 1790, Jefferson gave her 1,000 acres of land and 25 slaves.19 When his daughter Maria married Jack Eppes in 1797, Jefferson gave her 819.5 acres, some livestock, and 26 slaves.20 To understand Jefferson’s relationship to the institution of slavery in its historical context, it may be useful to look at the lives of slaves and other slave owners. The most celebrated of Jefferson’s slaves, and the one about whom the greatest wealth of information is available, was Sally Hemings.21 Perhaps the most principled of Jefferson’s slaveowning neighbors was Edward Coles.22 1. Sally Hemings Thomas Jefferson’s wife, Martha Jefferson, died in 1782. It has been alleged that at some time after Martha’s death, Jefferson engaged in a lengthy relationship with his slave (and the half-sister of his wife) Sally Hemings, and that the two had several children together.23 The Sally Hemings question remains the topic of furious debate among historians.24 Many legal scholars have accepted the story as true,25 18. 19. 20. 21. 22. 23. 29920_tjr_33-1 Sheet No. 7 Side B By his own account, a descendant of Pocahontas. BRODIE, supra note 8, at 325. Id. at 391. See infra notes 23–34. See infra notes 35–39. The most complete source of information, though necessarily second-hand, is the story told by Sally Heming’s (and, it would follow, Thomas Jefferson’s) son Madison. Life Among the Lowly, No. 1, PIKE COUNTY (Ohio) REPUBLICAN, Mar. 13, 1873, reprinted in BRODIE, supra note 8, at 637. [hereinafter “Reminiscences of Madison Hemings”]. 24. Discussed in detail infra notes 237–349 and accompanying text. See also, e.g., BRODIE, supra note 8; VIRGINIUS DABNEY, THE JEFFERSON SCANDALS: A REBUTTAL (1981). 25. See, e.g., Linda L. Ammons, Mules, Madonnas, Babies, Bathwater, Racial Imagery and Stereotypes: The African-American Woman and the Battered Woman Syndrome, 1995 WIS. L. REV. 1003, 1035 n.127 (1995); Judith Olans Brown et al., The Mythogenesis of Gender: Judicial Images of Women in Paid and Unpaid Labor, 6 UCLA WOMEN’S L.J. 457, 504 n.210 (1996); A. Leon Higginbotham, Jr. & F. Michael Higginbotham, “Yearning to Breathe Free”: Legal Barriers Against and Options in Favor of Liberty in Antebellum Virginia, 68 N.Y.U. L. REV. 1213 (1993); Arthur S. Miller, Book Review, 56 GEO. WASH. L. REV. 239, 244 (1987) (reviewing MICHAEL KAMMEN, A MACHINE THAT WOULD GO OF ITSELF: THE CONSTITUTION IN AMERICAN CULTURE (1986) and MICHAEL KAMMEN, SPHERES OF LIBERTY: CHANGING PERCEPTIONS OF LIBERTY IN AMERICAN CULTURE (1986)); Charles D. Watts, Jr., In Critique of a Reductivist Conception and Examination of “The Just Organization,” 50 WASH. & LEE L. REV. 1515, 1524 n.31 (1993). 03/29/2011 13:39:46 6 C M Y K 01.SCHWABACH.FINAL.DOC 2010] 3/23/2011 1:49 PM THOMAS JEFFERSON, SLAVERY, AND SLAVES while others seem inclined to reject the idea.26 Still others consider the possibility while leaving the final resolution of the matter to the historians.27 The relationship between Thomas Jefferson and Sally Hemings has also been a favorite topic in recent fiction.28 If the relationship existed, the legal structures of Virginia ensured that it could not be formally acknowledged.29 Not only would Virginia law have prohibited a marriage between Sally Hemings and Thomas Jefferson during their lifetimes, similar marriages were outlawed until the U.S. Supreme Court struck down Virginia’s anti-miscegenation statute in 1967, more than 100 years after the ratification of the Thirteenth Amendment.30 In 1826, after Jefferson’s death, Monticello had to be sold to pay the debts of Jefferson’s estate. Among the “assets” that were liquidated were Jefferson’s slaves, minus certain members of the Hemings family who he had successfully petitioned his creditors for permission to emancipate.31 Sally Hemings herself was freed by Thomas Jefferson’s daughter, Martha Randolph, after Jefferson’s death.32 The 1830 census listed an Eston Hemings (one of Sally Hemings’ sons, freed in Jefferson’s will) as a white man and the head of a household in C M Y K 03/29/2011 13:39:46 7 29920_tjr_33-1 Sheet No. 8 Side A 26. See, e.g., Hartwell Harris Beall, Comment, Can Anyone Own a Piece of the Clock?: The Troublesome Application of Copyright Law to Works of Historical Fiction, Interpretation, and Theory, 42 EMORY L.J. 253, 292–93 (1993); cf. Rodney A. Smolla, Emotional Distress and the First Amendment: An Analysis of Hustler v. Falwell, 20 ARIZ. ST. L.J. 423, 454 n.165 (1988) (“Thomas Jefferson was forced to endure vicious rumors spread by general gossip as well as by his political enemies. For example, he was drawn as . . . the keeper of a slave harem who auctioned his mulatto offspring into slavery.”). 27. See, e.g., James Lindgren, Measuring the Value of Slaves and Free Persons in Ancient Law, 71 CHI.-KENT L. REV. 149, n.1 (1995). 28. See, e.g., MAX BYRD, JEFFERSON: A NOVEL (1993); BARBARA CHASE-RIBOUD, SALLY HEMINGS (1979); STEVE ERICKSON, ARC D’X (1993); BRUCE STERLING, “We See Things Differently,” reprinted in GLOBALHEAD (1994); JEFFERSON IN PARIS (Merchant Ivory 1995). Works of fiction on the topic have even given rise to intellectual property litigation. See Burgess v. Chase-Riboud, 765 F. Supp. 233 (E.D. Penn. 1991). 29. See generally Kenneth James Lay, Sexual Racism: A Legacy of Slavery, 13 NAT’L BLACK L.J. 165, 166–68 (UCLA ed. 1993). 30. Loving v. Virginia, 388 U.S. 1 (1967). For a discussion of the law and the inherently racist concept of “miscegenation,” see Lay, supra note 29; Emily Field Van Tassel, “Only the Law Would Rule Between Us”: Antimiscegenation, the Moral Economy of Dependency, and the Debate over Rights after the Civil War, 70 CHI.KENT L. REV. 873 (1995). 31. BRODIE, supra note 8, at 631. 32. Id. at 630–31. 01.SCHWABACH.FINAL.DOC 3/23/2011 1:49 PM THOMAS JEFFERSON LAW REVIEW [Vol. 33:1 Albemarle County, Virginia.33 This household included a white woman between fifty and sixty years of age — almost certainly Sally Hemings.34 2. Edward Coles Edward Coles, a neighbor of Jefferson, was born into a wealthy slaveowning family. Despite the opposition of his family, he eventually managed to sell his property in Virginia and move himself and his slaves to Illinois, where they became free. He then provided each former slave family with 160 acres of land, as well as training in farming techniques and skilled crafts.35 In 1814, Coles wrote to Jefferson asking for his public assistance for the project.36 Jefferson predicted that Coles’ project would fail, and took him to task for suggesting it: For men probably of any color, but of this color we know, brought from their infancy without necessity for thought or forecast, are by their habits rendered incapable as children of taking care of themselves, and are extinguished promptly whenever industry is necessary for raising young. In the meantime they are pests in 37 society by their idleness . . . . But in the mean time, are you right in abandoning this property, 38 and your country with it? I think not. In part, though, Jefferson seems to have felt that he was simply too old for any new crusades: “[T]his, my dear sir, is like bidding old Priam to buckle the armour of Hector . . . . This enterprise is for the young . . . .”39 29920_tjr_33-1 Sheet No. 8 Side B 3. The Disintegration of Thomas Jefferson’s Slave Community Jefferson apparently believed that his slaves were safer under his wardship than they would have been on their own. The flaw in this paternalistic approach, of course, was that the safety of the slaves at Monticello depended on the prosperity of their master. Unlike George Washington, who inherited a great fortune and steadily added to it 33. 34. 35. 36. 37. 03/29/2011 13:39:46 Id. at 634. Id. Id. at 584. Id. Letter from Thomas Jefferson to Edward Coles (Aug. 25, 1814), in THOMAS JEFFERSON: WRITINGS 1343, 1345–46 (Merrill D. Peterson ed., 1984) [hereinafter WRITINGS]. 38. Id. at 1346. By “your country” Jefferson probably meant Virginia. 39. Id. at 1345. 8 C M Y K 01.SCHWABACH.FINAL.DOC 2010] 3/23/2011 1:49 PM THOMAS JEFFERSON, SLAVERY, AND SLAVES throughout his life,40 Jefferson inherited a great fortune and steadily diminished it throughout his life, eventually dying bankrupt. At some point, it became impossible for Jefferson to emancipate his slaves even if he had wished to; he was so heavily encumbered with debt that they were no longer his to emancipate.41 Jefferson was able to protect most of the slaves at Monticello from sale during his lifetime. He had mortgaged them to pay for the remodeling of Monticello,42 but managed to pay off the mortgage.43 After the Panic of 1819, Jefferson became liable for a $20,000 loan which he had cosigned for Cary Nicholas, the governor of Virginia. To make payments on the debt, he sold many of his slaves to his grandson, Francis Eppes.44 After Jefferson’s death, however, Monticello and its contents, including the remaining slaves, were sold to pay Jefferson’s debts. The slaves were sold at auction.45 Jefferson emancipated a few slaves during his life, and was able to obtain special dispensation from his creditors to emancipate a few others in his will.46 All of the slaves freed by Jefferson were members of the Hemings family, although not all members of the Hemings family were freed.47 Jefferson may also have acquiesced in the escape of several other slaves, allowing them to avoid his creditors. His granddaughter, Ellen Randolph Coolidge, wrote that she remembered “four instances of this, three young men and a girl, who walked away and staid away — their whereabouts was perfectly known but they were left to themselves — for they were white enough to pass for white.”48 The transfers of slaves C M Y K 03/29/2011 13:39:46 9 29920_tjr_33-1 Sheet No. 9 Side A 40. Washington provided in his will that his slaves should be emancipated on his wife’s death. George Washington, Last Will and Testament, July 9, 1799, reprinted in THE WASHINGTON PAPERS 105–18 (Saul K. Padover ed., 1955). 41. Virginia law prohibited a slave owner from emancipating his or her slaves “to the prejudice of then existing creditors.” Woodley v. Abbey, 9 Va. (5 Call) 336 (1805). 42. BRODIE, supra note 8, at 375. 43. Id. at 583. 44. Id. at 617. 45. Id. at 634. 46. Id. at 631. 47. During his life, he freed Sally Hemings’ brothers, Robert and James Hemings. Her sister Thenia Hemings, however, he sold to James Monroe. Id. at 322, 379–80. In his will, he freed his valet Burwell, who was Sally Hemings’ nephew, and Joe Fossett, another nephew. His will also freed Sally Hemings’ half-brother John Hemings, and two of her sons, Madison and Eston Hemings. BRODIE, supra note 8, at 631. 48. Id. at 384. 01.SCHWABACH.FINAL.DOC THOMAS JEFFERSON LAW REVIEW 3/23/2011 1:49 PM [Vol. 33:1 to his daughters and grandsons may also have helped to shield them from his creditors. C. The Law of Slavery in Jefferson’s Time Jefferson lived during the middle period of slavery in America, after the “peculiar institution”49 was solidly established but before the extremities of polarization and polemic which characterized the three decades leading up to the Civil War. Many excellent works on the topic have been produced by historians and legal scholars. Perhaps the best study of the origins of slavery in American law is Judge Higginbotham’s In the Matter of Color.50 1. Slavery in Virginia Virginia, Higginbotham points out, was the leader in developing the legal institution of slavery in America.51 By the time of Thomas 29920_tjr_33-1 Sheet No. 9 Side B 49. See generally KENNETH STAMPP, THE PECULIAR INSTITUTION: SLAVERY IN THE ANTEBELLUM UNITED STATES (1956). 50. A. LEON HIGGINBOTHAM, JR., IN THE MATTER OF COLOR: RACE & THE AMERICAN LEGAL PROCESS (1978); see also, e.g., STAMPP, supra note at 49; HOWARD ZINN, A PEOPLE’S HISTORY OF THE UNITED STATES 23–246 (1980); Derrick Bell, Learning the Three “I’s” of America’s Slave Heritage, 68 CHI.-KENT L. REV. 1037 (1993); Jonathan A. Bush, Free to Enslave: The Foundations of Colonial American Slave Law, YALE J.L. & HUMAN. 417 (1993); Anthony R. Chase, Race, Culture, and Contract Law: From the Cottonfield to the Courtroom, 28 CONN. L. REV. 1, 13–32 (1995); Paul Finkelman, The Centrality of the Peculiar Institution in American Legal Development, 68 CHI.-KENT. L. REV. 1009 (1993); George A. Levesque, Slavery in the Ideology and Politics of the Revolutionary Generation, 1750–1783, 30 HOW. L.J. 1051 (1987); Bradley J. Nicholson, Legal Borrowing and the Origins of Slave Law in the British Colonies, 38 AM. J. LEGAL HIST. 38 (1994). See generally Symposium, We The People: A Celebration of the Bicentennial of the United States Constitution, 30 HOW. L.J. 915 (1987); Symposium, The Law of Slavery, 68 CHI.-KENT L. REV. 1009 (1993); Symposium, The Law of Freedom, Part II, 70 CHI.-KENT L. REV. 865 (1995). On late-period slavery, see Barbara Holden-Smith, Lords of Lash, Loom and Law: Justice Story, Slavery, and Prigg v. Pennsylvania, 78 CORNELL L. REV. 1086 (1993). 51. HIGGINBOTHAM, supra note 50, at 19; see also A. Leon Higginbotham, Jr. & Greer C. Bosworth, “Rather Than the Free”: Free Blacks in Colonial and Antebellum Virginia, 26 HARV. C.R.-C.L. L. REV. 17 (1991); A. Leon Higginbotham, Jr. & F. Michael Higginbotham, “Yearning to Breathe Free”: Legal Barriers Against and Options in Favor of Liberty in Antebellum Virginia, 68 N.Y.U. L. REV. 1213 (1993); A. Leon Higginbotham, Jr. & Anne F. Jacobs, The “Law Only As an Enemy”: The Legitimization of Racial Powerlessness Through the Colonial and Antebellum Criminal Laws of Virginia, 70 N.C. L. REV. 969 (1992); A. Leon Higginbotham & Barbara K. Kopytoff, Property First, Humanity Second: The Recognition of the Slave’s Human Nature in Virginia Civil Law, 50 OHIO ST. L.J. 511 (1989). 03/29/2011 13:39:46 10 C M Y K 01.SCHWABACH.FINAL.DOC 2010] 3/23/2011 1:49 PM THOMAS JEFFERSON, SLAVERY, AND SLAVES Jefferson’s birth in 1743, the Virginia legislature had already established that slaves were “real estate” held in fee simple, except in the case of slaves brought into Virginia by merchants; these slaves were chattels until sold.52 By the time Jefferson became a slave owner in 1764, this statute had been repealed, making slaves chattels.53 In Virginia, a slaveholder could not simply choose to emancipate his slaves. He first had to pay for the transportation of the freed slave out of Virginia or pay a penalty of ten pounds.54 Slaves could only be manumitted for performing some public service and with the approval of the governor or the legislature; improperly manumitted slaves could be seized and re-enslaved.55 Jefferson attempted to legalize the manumission of slaves in 1769.56 In 1782, however, the legislature enacted a liberal manumission law which Jefferson had helped draft. This statute required only that the manumission be in writing.57 A slave in Virginia was not a legal “person.” To kill a slave in the course of “correction” was not a crime.58 A slave, however, could not lift his or her hand “in opposition against” any white person.59 Slaves C M Y K 03/29/2011 13:39:46 11 29920_tjr_33-1 Sheet No. 10 Side A 52. 3 WILLIAM W. HENING, STATUTES AT LARGE OF VIRGINIA 333–35 (1819–20), cited in HIGGINBOTHAM, supra note 50, at 52. 53. HIGGINBOTHAM, supra note 50, at 412 n.88. 54. 3 HENING, supra note 52, at 87, cited in HIGGINBOTHAM, supra note 50, at 48. 55. 3 HENING, supra note 52, at 537; and 4 HENING, supra note 52, at 132, cited in HIGGINBOTHAM, supra note 50, at 48–49. This law reached its harshest form a quarter century after Jefferson’s death. In 1850–1851, Virginia adopted a new constitution, discarding the constitution Jefferson had written. The new constitution provided that any slave emancipated after the date of its adoption “shall forfeit their freedom by remaining in the commonwealth more than twelve months after they become actually free, and shall be reduced to slavery under such regulations as may be prescribed by law . . . .” The constitution also prohibited legislative emancipation of slaves. VA. CONST. of 1850–1851, cited in HIGGINBOTHAM, supra note 50, at 49– 50. 56. This was the same year in which he advertised for the return of the runaway slave Sandy. See infra notes 192–193 and accompanying text. 57. 11 HENING, supra note 52, at 39, cited in HIGGINBOTHAM, supra note 50, at 49; see also BRODIE, supra note 8, at 570. However, where a will or deed made prior to the 1782 act providing for the emancipation of a slave was unlawful at the time it was made, it was void even if the death of the testator occurred after the passage of the act. Moses v. Denigree, 27 Va. (6 Rand.) 561 (1828). But see Pleasants v. Pleasants, 6 Va. (2 Call) 319 (1800). In 1781, a Quaker devised slaves to his monthly meeting to be manumitted; the actual manumission occurred in July, 1782, after the passage of the act, and was thus valid. Charles v. Hunnicut, 9 Va. (5 Call) 311 (1804). 58. 3 HENING, supra note 52, at 459, cited in HIGGINBOTHAM, supra note 50, at 55. 59. Id. 01.SCHWABACH.FINAL.DOC THOMAS JEFFERSON LAW REVIEW 3/23/2011 1:49 PM [Vol. 33:1 could not carry weapons or keep cattle.60 Any person could kill a runaway slave. If a runaway slave were captured, the court might order that he or she be dismembered.61 The government directly subsidized slavery: If a runaway slave were “destroyed,” the owner would be “paid by the public.”62 Black persons, slave or free, could not testify in court against whites, although they could testify against other black persons.63 While the penalty for a slave who attempted to ravish a white woman was castration,64 the requirement of a white witness effectively legalized the rape of black women, children and men by white men.65 Freedom would have provided no protection against this form of assault. In fact, any crime committed against a black person would go unpunished unless witnessed and testified to by a white person.66 Even in the rare 60. HIGGINBOTHAM, supra note 50, at 56. 61. 3 HENING, supra note 52, at 460–61, cited in HIGGINBOTHAM, supra note 50, 29920_tjr_33-1 Sheet No. 10 Side B at 56. Dismemberment was banned in most cases after 1769, but castration persisted. 62. 3 HENING, supra note 52, at 461, cited in HIGGINBOTHAM, supra note 50, at 57. In effect, this provided the slave owner with insurance without premium. 63. 1 SHEPHERD, THE STATUTES AT LARGE OF VIRGINIA ch. 41, at 123 (1792), cited in HIGGINBOTHAM, supra note 50, at 58; see also Thomas D. Morris, Slaves and the Rules of Evidence in Criminal Trials, 68 CHI.-KENT L. REV. 1209 (1993). For more information on the status of free African-Americans living in Virginia before the Civil War, see Higginbotham & Bosworth, supra note 51; Ellen D. Katz, AfricanAmerican Freedom in Antebellum Cumberland County, Virginia, 70 CHI.-KENT L. REV. 927 (1995). 64. 9 HENING, supra note 52, at 358, cited in HIGGINBOTHAM, supra note 50, at 58. 65. Since a slave lacked any ability or legal right to refuse a master’s sexual advances, any intercourse, whether by force or otherwise, was consensual. “The power of the master [was] absolute, and the slave [could] not resist, nor be heard if he complain[ed] of the abuse of this power.” Poydras v. Mourain, 9 La. 492 (1836). One of the more peculiar horrors created by the “peculiar institution” was that masters who impregnated their slaves would thus own their own children, and could sell them. The status of a child was universally held to follow that of the mother, in contrast to the English rule. See, e.g., McCutchen v. Marshall, 33 U.S. (8 Pet.) 220 (1834); Maria v. Surbaugh, 23 Va. (2 Rand.) 228 (1824); Catin v. D’Orgenoy’s Heirs, 8 Mart. (o.s.) 218 (La. 1820); Rawlings v. Boston, 3 H. & McH. 139 (Md. 1793). But see Commonwealth v. Halloway, 2 Serg. & Rawle 305 (Pa. 1816); Benjamin v. Armstrong, 2 Serg. & Rawle 392 (Pa. 1816) (where pregnant slave escapes to Pennsylvania, child born in Pennsylvania is free). One slave state (Delaware) held that a father could not own his own children, nor sell them. Wilson v. Waples, 3 Del. (3 Harr.) 270 (1840); Tindal v. Hudson, 2 Del. (2 Harr.) 441 (1838). 66. For discussions of similar atrocities in Louisiana, see inter alia, Judith K. Schafer, “Details Are of a Most Revolting Character”: Cruelty to Slaves as Seen in Appeals to the Supreme Court of Louisiana, 68 CHI.-KENT L. REV. 1283 (1993); Judith K. Schafer, Sexual Cruelty to Slaves: The Unreported Case of Humphreys v. Utz, 68 CHI.-KENT L. REV. 1313 (1993). Those suits arising from injuries to slaves 03/29/2011 13:39:46 12 C M Y K 01.SCHWABACH.FINAL.DOC 2010] 3/23/2011 1:49 PM THOMAS JEFFERSON, SLAVERY, AND SLAVES cases where such testimony was forthcoming, a master could not be indicted or convicted for beating his own slave.67 Jefferson reported, in discussing proposed revisions to the criminal code of Virginia, that “[s]laves guilty of offences punishable in others by labor, [were] to be transported to Africa, or elsewhere, as the circumstances of the time admit, there to be continued in slavery.”68 While white people could almost never be punished for harming slaves, they could be punished for helping slaves. After 1805, anyone who assisted a slave in escaping or attempting to escape could be fined between $100 and $500, and sentenced to a prison term of two to four years.69 The only form of action which a slave could maintain was a suit for freedom.70 After 1795, however, any person who assisted a slave in pursuing such a claim would, if the claim were unsuccessful, “forfeit $100 to the owner of the slave.”71 In cases where such actions C M Y K 03/29/2011 13:39:46 13 29920_tjr_33-1 Sheet No. 11 Side A were almost exclusively suits by the owners of those slaves for damage to their “property.” (Humphreys v. Utz falls into this category.) See also Garey v. Johnson, 2 D.C. (2 Cranch) 107, 10 F.Cas. 1 (C.C.U.S. 1814) (No. 5420); White v. Chambers, 2 S.C.L. (2 Bay) 70 (1796). 67. Commonwealth v. Turner, 26 Va. (5 Rand.) 678 (1827). 68. THOMAS JEFFERSON, NOTES ON THE STATE OF VIRGINIA, in WRITINGS, supra note 37, at 271; see also Thomas Jefferson, A Bill for Proportioning Crimes and Punishments, in WRITINGS at 349, 364. “Slaves guilty of any offence punishable in others by labour in the public works, shall be transported to such parts in the WestIndies, South-America, or Africa, as the Governor shall direct, there to be continued in slavery.” Id. 69. BRODIE, supra note 8, at 422. 70. Higginbotham & Kopytoff, supra note 51, at 512. 71. JUNE PURCELL GUILD, BLACK LAWS OF VIRGINIA 68 (1969), cited in HIGGINBOTHAM, supra note 50, at 85. Even those slaves who somehow managed to institute such an action were at a severe disadvantage, as strong evidentiary presumptions in many states favored the master. For example, dark skin combined with a state of servitude constituted prima facie evidence that one was a slave. William v. Van Zandt, 7 U.S. (3 Cranch) 55, 29 F.Cas. 1286 (1826) (No. 17,685); see also Davis v. Curry, 5 Ky. (2 Bibb) 238 (1810); Trongott v. Byers, 5 Cow. 480 (N.Y. 1826); cf. Adelle v. Beauregard, 1 Mart. (o.s.) 183 (La. 1810); Hall v. Mullin, 5 H. & J. 190 (Md. 1821) (a long period of de facto freedom might create a presumption of freedom); Gobu v. Gobu, 1 N.C. 188 (1802) (presuming that “black” persons are slaves, but “persons of color” are free); Miller v. Reigne, 20 S.C.L. (2 Hill) 592 (S.C. 1835) (holding that a 20-year period of freedom created the presumption of freedom). In some states, skin color alone was sufficient to establish the presumption. For other evidentiary presumptions in suits for freedom in Virginia, see George v. Parker, 25 Va. (4 Rand.) 659 (1826); Abraham v. Matthews, 20 Va. (6 Munf.) 159 (1818); Garnett v. Sam, 19 Va. (5 Munf.) 542 (1817); Hook v. Pagee, 16 Va. (2 Munf.) 379 (1811); Henderson v. Allen, 11 Va. (1 Hen. & M.) 235 (1807); Hudgins v. Wright, 11 Va. (1 Hen. & M.) 134 (1806). Parol evidence was inadmissible to show emancipation or emancipatory intent. Victoire v. Dussuau, 4 Mart. (o.s.) 212 (La. 1816); Beard v. Poydras, 4 Mart. (o.s.) 348 (La. 1816). But see Vaughan v. Phebe, 8 01.SCHWABACH.FINAL.DOC THOMAS JEFFERSON LAW REVIEW 3/23/2011 1:49 PM [Vol. 33:1 were tried before a jury, abolitionists were prohibited from serving on the jury.72 2. Slavery in the Other Colonies, States, and Territories During the period from Jefferson’s birth to the war for independence, slavery was legal in all but one of the thirteen colonies.73 In 1772, Lord Mansfield’s decision in Somerset v. Stuart74 ended slavery within England itself. At the same time, abolitionist sentiment in England was gathering strength. Thus, the Revolution can be seen as a struggle to retain the institution of slavery, much like the secession of the Southern states in 1861. After independence, the northern states abandoned slavery. In 1780, Pennsylvania outlawed slavery by statute.75 The statute provided for gradual, rather than immediate, emancipation.76 Several other states, 29920_tjr_33-1 Sheet No. 11 Side B Tenn. (Mart. & Yer.) 5 (1827) (reputation of descent from Native American ancestors admissible). Rarely did a presumption favor a slave. But see Rankin v. Lydia, 9 Ky. (2 A.K. Marsh.) 467 (1820) (registry of a slave in Indiana estopped former owner from asserting ownership in Kentucky). Actions for freedom were, however, treated as actions in forma pauperis, and “the same strictness as to form [was] not required[.]” McMichen v. Amos, 25 Va. (4 Rand.) 134 (1826). 72. GUILD, supra note 71, cited in HIGGINBOTHAM, supra note 50, at 85. Slaves tried for crimes were not entitled to a jury trial. See United States v. Wright, 1 D.C. (1 Cranch) 123, 28 F.Cas. 790 (1803) (No. 16,771). 73. The exception was Rhode Island, which had been founded as a breakaway colony from Massachusetts by the idealists Roger Williams and Anne Hutchinson, both exiled from the Massachusetts Bay Colony. The new colony prohibited slavery, tolerated Quakers and Jews, and endeavored to maintain peaceful relations with the Pequod Indians, who had been the victims of massacre and enslavement by the Massachusetts settlers. Miscegenation was also tolerated. Nonetheless, by the time of the Revolution Williams and Hutchinson were two centuries gone, and the prohibitions against slavery were not enforced. See generally 4 HELEN CATTERALL, JUDICIAL CASES CONCERNING AMERICAN SLAVERY 448 (1968), cited in HIGGINBOTHAM, supra note 50, at 459 n.3; HIGGINBOTHAM, supra note 50, at 313; see also THE WORLD ALMANAC AND BOOK OF FACTS 674 (1996). By 1790, Rhode Island’s population was 6.3% black; in no other New England state was the percentage of black population greater than 2.3%. HIGGINBOTHAM, supra note 50, at 458 n.2. 74. 12 George III A.D. (1771–1772) Lofft, 20 HOW. ST. TR. 1. For a detailed discussion of the case, see HIGGINBOTHAM, supra note 50, at 313–68. 75. HIGGINBOTHAM, supra note 50, at 299–306. 76. Id. The statute also served as a model for emancipation statutes in several other northern states. Id. at 310. At least one slave state (Kentucky) honored Pennsylvania’s statute with respect to slaves who were brought into the state from Pennsylvania before achieving freedom. Gentry v. McMinnis, 33 Ky. (3 Dana) 382 (1835); Barrington v. Logan’s Admirers, 32 Ky. (2 Dana) 432 (1834) (both holding that persons born of slave mothers in Pennsylvania after 1780 were free, though subject to apprenticeship until age 28, and must be freed in Kentucky upon reaching 03/29/2011 13:39:46 14 C M Y K 01.SCHWABACH.FINAL.DOC 2010] 3/23/2011 1:49 PM THOMAS JEFFERSON, SLAVERY, AND SLAVES including Rhode Island (1784), Connecticut (1784 and 1797), and New Jersey (1804) adopted gradual emancipation statutes based on the Pennsylvania model.77 In New York, a series of statutes gradually reduced the scope of slavery, until an 1817 statute provided that all slaves in the state would be freed by 1827, a year after Jefferson’s death.78 In Massachusetts, slavery faded away after the Revolution, as a result of the 1780 constitution79 and the 1783 Quock Walker case,80 so that by 1790 there was no remaining slave population.81 In Vermont, slavery was abolished in the constitution at the time of statehood.82 Between 1781 and 1784, New York, Connecticut, and Virginia ceded their claims to lands northwest of the Ohio River to the United States.83 Thomas Jefferson drafted the Ordinance of 178484 to govern this new Northwest Territory, including a clause to the effect that “after the year 1800 there shall be neither slavery nor involuntary servitude in C M Y K 03/29/2011 13:39:46 15 29920_tjr_33-1 Sheet No. 12 Side A age 28). But see Frank v. Milam’s Executor, 4 Ky. (1 Bibb) 615 (1809) (where a mother was registered as a slave in Pennsylvania, making her a slave for life, and then brought to Kentucky without her consent, she and her issue born in Kentucky remained slaves notwithstanding subsequent changes in Pennsylvania law). 77. Higginbotham & Higginbotham, supra note 25, at 1219 n.26. Persons born after the passage of these statutes were free at birth. See, e.g., Town of Exeter v. Town of Warwick, 1 R.I. 63 (1834). In New Jersey, though, a court would later hold that slavery was not abolished by the constitution of 1844; it existed until abolished by statute in 1846. State v. Post, 20 N.J.L. 368 (1845). 78. HIGGINBOTHAM, supra note 50, at 143–47. The gradual nature of abolition in each of the northern states was summed up by Frederick Douglass when he said, “Like the movement of the sea, no man can tell where one wave begins and another ends. The chains of slavery with us were loosened by degrees.” Id. at 310. 79. BILL OF RIGHTS TO THE MASS. CONST. OF 1780, arts. I, X, XI, reprinted in 1 HENRY STEELE COMMAGER & MILTON CANTOR, DOCUMENTS IN AMERICAN HISTORY 107–10 (1988). 80. Commonwealth v. Jennison (1783). While the case was not reported, Chief Justice Cushing’s notebook was preserved, and the decision was later published in 1 COMMAGER & CANTOR, supra note 79, at 110. 81. HIGGINBOTHAM, supra note 50, at 458 n.2. 82. Higginbotham & Higginbotham, supra note 25, at 1219 n.25; see also Selectmen of Windsor v. Jacob, 2 Tyl. 192 (Vt. 1802). 83. See, e.g., Virginia’s Cession of Western Lands to the United States, Dec. 20, 1783, in COMMAGER & CANTOR, supra note 79, at 120–21. 84. Report of Government for the Western Territory, Apr. 23, 1784, XXVI Journals of the Continental Congress 275, reprinted in COMMAGER & CANTOR, supra note 79, at 121–23. Jefferson’s proposal also contained one other provision that was not adopted: He proposed that ten states should be created out of the territory, and that these future states be given names such as Polypotamia, Assenissipia, and Metropotamia. COMMAGER & CANTOR, supra note 79, at 122 (giving “Polypotamia” as the even more unlikely “Dolypotamia”). 01.SCHWABACH.FINAL.DOC THOMAS JEFFERSON LAW REVIEW 3/23/2011 1:49 PM [Vol. 33:1 any of the sd. states.”85 This clause was defeated by a single vote, and the Ordinance never took effect.86 In 1787, however, Congress enacted the Northwest Ordinance, Article 6 of which provided as follows: “There shall be neither slavery nor involuntary servitude in the said territory, otherwise than in the punishment of crimes whereof the party shall have been duly convicted[.]”87 In the Northwest Territory and the new states which were created out of it,88 slavery was thus barred from the outset, in large part as a result of Jefferson’s efforts. The United States acquired other new states and territories during Jefferson’s lifetime, however. Kentucky and Tennessee joined the Union as slave states in 1792 and 1796, respectively.89 The Mississippi Territory entered the Union as two slave states, Mississippi in 1817 and Alabama in 1818.90 A year later, Florida was taken from Spain. The most significant territorial gain was also the result of Jefferson’s efforts, the Louisiana Purchase. In contrast to his efforts to prevent the spread of slavery into the Northwest Territory, Jefferson apparently made no attempt to prevent its 29920_tjr_33-1 Sheet No. 12 Side B 85. COMMAGER & CANTOR, supra note 79, at 122. The defeat of the Ordinance is one of the greatest but least-known tragedies in American history. Had it succeeded, slavery would have been effectively confined to a few southern states, which would soon (no later than the 1820s) have been so severely outnumbered that Congressional action or constitutional amendment could have outlawed slavery completely. 86. Id.; see also BRODIE, supra note, 8 at 573. The Ordinance required seven votes for its ratification, and would have succeeded but for the illness of John Beatty, the delegate from New Jersey, who was unable to attend and cast his vote. Jefferson lamented that “[t]he voice of a single individual . . . would have prevented this abominable crime from spreading itself over the new country. Thus we see the fate of millions unborn hanging on the tongue of one man, and Heaven was silent in that awful moment!” Letter from Thomas Jefferson to Jean-Nicolas Demeunier, quoted in BRODIE, supra note 8, at 231. 87. The Northwest Ordinance, July 13, 1787, reprinted in COMMAGER & CANTOR, supra note 79, at 128, 132. The terms are, of course, nearly identical to those of the Thirteenth Amendment, and also to those used by Chief Justice Cushing in the Quock Walker case, supra note 80: “[T]here can be no such thing as perpetual servitude of a rational creature, unless his liberty is forfeited by some criminal conduct . . . .” The Northwest Ordinance was, however, more limited in its geographic scope than the Ordinance of 1784. On the federal government’s power to regulate territories of the United States, see U.S. CONST. art. IV, § 3, cl. 2; see generally Marybeth Herald, Does the Constitution Follow the Flag Into United States Territories or Can It Be Separately Purchased and Sold?, 22 HASTINGS CONST. L.Q. 707, 713–19 (1995). 88. Three states were created out of the Northwest Territory during Jefferson’s lifetime: Ohio, 1803; Indiana, 1816; and Illinois, 1818. Michigan, Wisconsin, and Minnesota became states in 1837, 1848, and 1858, respectively. RAND MCNALLY HISTORICAL ATLAS OF THE WORLD 171 (1981). 89. WORLD ALMANAC, supra note 73, at 663, 676. 90. RAND MCNALLY HISTORICAL ATLAS, supra note 88, at 171. 03/29/2011 13:39:46 16 C M Y K 01.SCHWABACH.FINAL.DOC 2010] 3/23/2011 1:49 PM THOMAS JEFFERSON, SLAVERY, AND SLAVES spread in the Louisiana Purchase, although he did prevent the further importation of slaves.91 In the heavily settled area around New Orleans, slavery was already well established. The acquisition of Louisiana by the United States and the subsequent ban on the slave trade92 prevented the importation of slaves into New Orleans, causing considerable discontent among slave owners.93 Jefferson suggested that this discontent might be alleviated “by Congress permitting them to receive slaves from the other States, which, by dividing that evil, would lessen its danger[.]”94 3. Jefferson in France: The Revolution and the Declaration of the Rights of Man After the Revolution, Jefferson might have freed his slaves by moving them to a free state or to the Northwest Territory, as Coles did.95 For the six years immediately following the Revolution, Jefferson was the U.S. minister to France, a country in which slavery was illegal.96 When he arrived in 1783, he was accompanied by his slave James Hemings.97 In 1787, he was joined there by his slave Sally Hemings.98 Jefferson left France after the storming of the Bastille but before the executions of Louis XVI and Marie Antoinette.99 To many of the French revolutionaries, Jefferson was a hero who had overthrown monarchic rule in his own country and created a republic. He worked with Lafayette on the Declaration of the Rights of Man and of the Citizen,100 Article 1 of which declares in part, “Men are born and remain C M Y K 03/29/2011 13:39:46 17 29920_tjr_33-1 Sheet No. 13 Side A 91. Cession of Louisiana, Apr. 30, 1803 (U.S.-Fr.), 1 Malloy 508, partially reprinted in COMMAGER & CANTOR, supra note 79, at 190; see also BRODIE, supra note 8, at 573. 92. See infra notes 165–169 and accompanying text. 93. Letter from Thomas Jefferson to John Dickinson (Jan. 13, 1807), in WRITINGS, supra note 37, at 1169. 94. Id. In discussing the Missouri Compromise, Jefferson also expressed the idea that this “dilution” of slavery would prove beneficial to the slaves. 95. See supra notes 35–39 and accompanying text. 96. See BRODIE, supra note 8, at 302–03. 97. Id. at 235. 98. Id. at 277. Jefferson was, of course, aware of the illegality of slavery, having translated the Marquis de Condorcet’s pamphlet on the subject, but did nothing to free James and Sally Hemings. He did, however, pay them wages while they were in France. Id. at 300. 99. DABNEY, supra note 24, at 40. 100. SIMON SCHAMA, CITIZENS: A CHRONICLE OF THE FRENCH REVOLUTION 442– 43, 447 (1989). As early as 1784, Jefferson had greeted the celebrated prisoner and eventual revolutionary icon who called himself “Latude” on the latter’s release from 01.SCHWABACH.FINAL.DOC 3/23/2011 1:49 PM THOMAS JEFFERSON LAW REVIEW [Vol. 33:1 free and equal in rights.”101 The words are Jefferson’s from the Declaration of Independence, shorn of any reference to a “Creator”102 and with the addition of the word “free” in contrast to the American Declaration’s right to liberty. D. Thomas Jefferson and the Institution of Slavery 1. Thomas Jefferson as an Opponent of Slavery Jefferson called slavery an “abominable crime.”103 In Notes on the State of Virginia, Jefferson bitterly attacked the institution of slavery: The whole commerce between master and slave is a perpetual exercise of . . . the most unremitting despotism on one part, and degrading submissions on the other. Our children see this and learn to imitate it . . . and thus nursed, educated, and daily exercised in tyranny, cannot but be stamped by it with odious peculiarities. The man must be a prodigy who can retain his manners and morals undepraved by such circumstances.104 29920_tjr_33-1 Sheet No. 13 Side B the Bastille. Id. at 398. 101. DECLARATION OF THE RIGHTS OF MAN AND OF THE CITIZEN, Aug. 26, 1789, reprinted in JEAN BRISSAUD, A HISTORY OF FRENCH PUBLIC LAW 543–45 (James W. Garner trans. 1969). 102. The Declaration is so carefully atheist that Article 10 states, “Nul ne doit être inquiété pour ses opinions, même religieuses . . . .” (“No one ought to be disturbed on account of his opinions, even religious ones . . . .”) Unlike the Declaration of Independence, the Declaration of the Rights of Man and of the Citizen creates enforceable rights; it is incorporated by reference into the preamble of the French Constitution of 1958. 103. See supra note 86. 104. THOMAS JEFFERSON, NOTES ON THE STATE OF VIRGINIA (Query 18: Manners), reprinted in WRITINGS, supra note 37, at 288. In the same book, however, Jefferson casually discusses slaves in much the same manner as he discusses other forms of property. See Query 14: Laws, id. at 260–61, 263 (slaves pass by descent and dower, as lands do; as with entailed lands, entailed grants of slaves were made alienable). Notes on the State of Virginia also contains some of Jefferson’s most appalling comments on slavery and slaves. See, e.g., infra notes 132–159 and accompanying text. Jefferson did not intend Notes on the State of Virginia to be published, or completely published, during his lifetime. After sending a copy to the Marquis de Chastellux, he wrote: The strictures on slavery and on the constitution of Virginia . . . are the parts which I do not wish to have made public, at least, till I know whether their publication would do most harm or good. It is possible, that in my own country, these strictures might produce an irritation, which would indispose the people towards the two great objects I have in view; that is, the emancipation of their slaves, and the settlement of their constitution on a firmer and more permanent basis. Letter from Thomas Jefferson to Francois-Jean de Beauvoir, Marquis de Chastellux 03/29/2011 13:39:46 18 C M Y K 01.SCHWABACH.FINAL.DOC 2010] 3/23/2011 1:49 PM THOMAS JEFFERSON, SLAVERY, AND SLAVES Jefferson continued, “Indeed I tremble for my country when I reflect that God is just: that his justice cannot sleep for ever . . . .”105 Somewhat optimistically, in retrospect, he concluded: I think a change already perceptible, since the beginning of the present revolution. The spirit of the master is abating, that of the slave rising from the dust, his condition mollifying, the way I hope preparing, under the auspices of heaven, for a total emancipation, and that this is disposed, in the order of events, to be with the 106 consent of the masters, rather than by their extirpation. In 1769, Jefferson was elected to the legislature of Virginia.107 During his term of office, he (unsuccessfully) introduced legislation to permit the emancipation of slaves.108 Jefferson placed the blame for this failure on England, stating that “during the regal government, nothing liberal could expect success.”109 He was more successful in ending the importation of slaves to Virginia. By 1776, the trade had been brought to a de facto halt by the British blockade of American ports; in 1778, Thomas Jefferson introduced a bill to end the trade de jure as well.110 The bill passed without opposition, perhaps proving Jefferson’s point C M Y K 03/29/2011 13:39:46 19 29920_tjr_33-1 Sheet No. 14 Side A (June 7, 1785), in WRITINGS, supra note 37, at 799. Jefferson expressed the same fear to James Monroe: I have taken measures to prevent its publication. My reason is that I fear the terms in which I speak of slavery and of our constitution may produce an irritation which will revolt the minds of our countrymen against reformation in these two articles, and thus do more harm than good. Letter from Thomas Jefferson to James Monroe (June 17, 1785), in WRITINGS, supra note 37, at 802, 804–05. 105. THOMAS JEFFERSON, NOTES ON THE STATE OF VIRGINIA, in WRITINGS, supra note 37, at 289. 106. Id. Jefferson expressed much the same theme in a letter to Jean Nicolas Demeunier: When the measure of their tears shall be full, when their groans shall have involved heaven itself in darkness, doubtless a god of justice will awaken to their distress, and by diffusing light & liberality among their oppressors, or at length by his exterminating thunder, manifest his attention to the things of this world[.] Letter from Thomas Jefferson to Jean Nicolas Demeunier (June 26, 1786), in WRITINGS, supra note 37, at 590, 592. While the Northern states, to some extent, fulfilled Jefferson’s hopes, the reaction of the Southern states resulted in the institution of slavery becoming even more deeply entrenched. 107. THOMAS JEFFERSON, AUTOBIOGRAPHY, reprinted in WRITINGS, supra note 37, at 5. 108. Id. 109. Id. 110. Id. at 33–34. 01.SCHWABACH.FINAL.DOC THOMAS JEFFERSON LAW REVIEW 3/23/2011 1:49 PM [Vol. 33:1 that it was the illiberal “regal government” which had prevented the success of his earlier measure.111 2. The Declaration of Independence Among the various misdeeds which Jefferson attributed to King George III in the first draft of the Declaration of Independence was the carrying on of the slave trade: He has waged cruel war against human nature itself, violating its most sacred rights of life & liberty in the persons of distant people who never offended him, captivating & carrying them into slavery in another hemisphere, or to incur miserable death in their transportation hither. This piratical warfare, the opprobrium of infidel powers, is the warfare of the Christian king of Great Britain, determined to keep open a market where MEN should be bought and sold. He has prostituted his negative for suppressing every legislative attempt to prohibit or to restrain this execrable commerce, and that this assemblage of horrors might want no fact of distinguished die, he is now exciting those very people to rise in arms among us, and to purchase that liberty of which he deprived them, by murdering the people on whom he also obtruded them; thus paying off former crimes committed against the liberties of one people, with crimes which he urged them to commit against 112 the lives of another. [The] Clause . . . reprobating the enslaving the inhabitants of Africa, was struck out in complaisance to South Carolina and Georgia, who had never attempted to restrain the importation of slaves, and who on the contrary still wished to continue it. Our northern brethren also I believe felt a little tender under those 03/29/2011 13:39:46 111. Id. 112. Id. at 22; DABNEY, supra note 24, at 100 (emphasis Jefferson’s). 113. In actuality, of course, the slaves were not merely “obtruded” upon the 29920_tjr_33-1 Sheet No. 14 Side B Thus, Jefferson simultaneously accused King George of slave trading and of encouraging slave revolts, while disingenuously overlooking any participation of the American colonists in the bringing of the slaves to America.113 Nonetheless, the paragraph alarmed many of the Southern leaders, and does not appear in the final draft of the Declaration. Jefferson commented, that colonists by King George; the slaveholding classes went to considerable effort to ensure that slaves were captured and brought to America. The British Crown did, however, resist American attempts to end the slave trade. 20 C M Y K 01.SCHWABACH.FINAL.DOC 2010] 3/23/2011 1:49 PM THOMAS JEFFERSON, SLAVERY, AND SLAVES censures; for tho’ their people have very few slaves themselves yet 114 they had been pretty considerable carriers of them to others. Jefferson also made frequent use of slavery as a metaphor. In A Summary View of the Rights of British America, Jefferson protested the British Parliament’s suspension of the New York legislature, saying, “Were this to be admitted, instead of being a free people, as we have hitherto supposed, and mean to continue ourselves, we should suddenly be found the slaves, not of one, but of 160,000 tyrants . . . .”115 In arguing for separation of church and state, and condemning the criminalization of atheism, heresy, and apostasy, Jefferson referred to “religious slavery, under which a people have been willing to remain, who have lavished their lives and fortunes for the establishment of their civil freedom.”116 In 1782, while Jefferson’s wife lay dying, he declined to serve as a delegate to the Virginia Legislature.117 He wrote to James Monroe that to require his service would be “slavery & not that liberty which the bill of rights has made inviolable and for the preservation of which our government has been charged.”118 3. After the Revolution: Emancipation and Expatriation The Thomas Jefferson who was part of the power elite of the newly independent United States was in many ways less radical than the Thomas Jefferson who had opposed the British. During the debate on the Articles of Confederation, Jefferson reported dispassionately on the heated debate on whether slaves should be counted as part of the C M Y K 03/29/2011 13:39:46 21 29920_tjr_33-1 Sheet No. 15 Side A 114. THOMAS JEFFERSON, AUTOBIOGRAPHY, reprinted in WRITINGS, supra note 37, at 18; see also Cone, supra note 6, at 1043: “Although the committee accepted what Jefferson had written, with only minor alterations, some major changes were made when the committee presented the document to Congress for adoption. The most substantial of these was, of course, the excision of the passage indicting the slave trade.” (emphasis Jefferson’s). 115. Thomas Jefferson, A Summary View of the Rights of British America, reprinted in WRITINGS, supra note 37, at 112. Jefferson was far from unique in his use of the slavery metaphor; this particular sort of mote-and-beam blindness permeated the entire Revolutionary effort. See generally HIGGINBOTHAM, supra note 50, 375–77 (1978). As Professor Curtis says, “The American revolutionaries understood their cause as a battle for liberty against a government trying to enslave them.” Michael Kent Curtis, The Curious History of Attempts to Suppress Antislavery Speech, Press, and Petition in 1835–37, 89 NW. U. L. REV. 785, 790 (1995). 116. THOMAS JEFFERSON, NOTES ON THE STATE OF VIRGINIA, in WRITINGS, supra note 37, at 285. 117. BRODIE, supra note 8, at 166. He had been elected without running. 118. Letter from Thomas Jefferson to James Monroe (May 20, 1782), in WRITINGS, supra note 37, at 777, 779. 01.SCHWABACH.FINAL.DOC THOMAS JEFFERSON LAW REVIEW 3/23/2011 1:49 PM [Vol. 33:1 population of the Southern states in assessing taxes; his reportage gives little indication that he himself held any views on the subject.119 Jefferson’s opposition to slavery was founded as much on his desire to have a United States devoid of black population as on moral or compassionate grounds. In Notes on the State of Virginia, Jefferson concluded, after a series of questionable calculations based on unsupported assumptions, that by 1782 the ratio of free persons to slaves in Virginia was 11:10.120 He then concluded that “[u]nder the mild treatment our slaves experience, and their wholesome, though coarse, food, this blot in our country increases as fast, or faster, than the whites.”121 In the same volume, Jefferson wrote approvingly of a proposed solution to this perceived problem: To emancipate all slaves . . . . [T]hey should continue with their parents to a certain age, then be brought up, at the public expence, to tillage, arts or sciences, according to their geniusses, till the females should be eighteen, and the males twenty-one years of age, when they should be colonized to such place as the circumstances of the time should render most proper . . . and to send vessels at the same time to other parts of the world for an equal number of white 122 inhabitants; to induce whom to migrate hither[.] Jefferson was not convinced, as others were, that Africa was the appropriate site for this colonization.123 Instead, he proposed that a site C M Y K 03/29/2011 13:39:46 22 29920_tjr_33-1 Sheet No. 15 Side B 119. THOMAS JEFFERSON, AUTOBIOGRAPHY, reprinted in WRITINGS, supra note 37, at 24–27. During the debate, Benjamin Harrison proposed that every “two slaves should be counted as one freeman” an idea which ultimately led to the infamous “three-fifths” compromise. Id. at 26; U.S. CONST. art. I, § 2. 120. THOMAS JEFFERSON, NOTES ON THE STATE OF VIRGINIA, in WRITINGS, supra note 37, at 214. 121. Id. 122. Id. at 264. Jefferson was reporting on proposed legislation at the time, but the proposal to encourage freed slaves to resettle in Africa or elsewhere was one he endorsed at the time and throughout his life. He was less enthusiastic about encouraging further European immigration, saying, “They will bring with them the principles of the governments they leave, imbibed in their youth; or, if able to throw them off, it will be in exchange for an unbounded licentiousness, passing, as is usual, from one extreme to another.” Id. at 211. 123. The subject object… as coming home to our physical and moral characters, to our happiness and safety, is to provide an asylum to which we can, by degrees, send the whole of that population from among us . . . . That any place on the coast of Africa should answer the latter purpose, I have ever deemed entirely impossible. Letter from Thomas Jefferson to Jared Sparks (Feb. 4, 1824), in WRITINGS, supra note 37, at 1484. 01.SCHWABACH.FINAL.DOC 2010] 3/23/2011 1:49 PM THOMAS JEFFERSON, SLAVERY, AND SLAVES in the Americas would be more practical.124 Jefferson also thought that the simultaneous emancipation of all slaves was impossible, and instead proposed to emancipate “the after-born, leaving them, on due compensation, with their mothers . . . until a proper age for deportation . . . . The estimated value of the new-born infant is so low, (say twelve dollars and fifty cents,) that it would probably be yielded by the owner gratis . . . .”125 Although the human and economic costs of this scheme were as obvious to Jefferson as to the modern reader, he was convinced that no other solution was possible, saying: It will probably be asked, Why not retain and incorporate the blacks into the state, and thus save the expence of supplying, by importation of white settlers, the vacancies they will leave? Deep rooted prejudices entertained by the whites; ten thousand recollections, by the blacks, of the injuries they have sustained; new provocations; the real distinctions which nature has made; and many other circumstances, will divide us into parties, and produce convulsions which will probably never end but in the 126 extermination of the one or the other race. This was different, Jefferson maintained, from the situation in Roman times: Among the Romans emancipation required but one effort. The slave, when made free, might mix with, without staining the blood of his master. But with us a second is necessary, unknown to history. When freed, he is to be removed beyond the reach of 127 mixture. C M Y K 03/29/2011 13:39:46 23 29920_tjr_33-1 Sheet No. 16 Side A 124. “St. Domingo has become independent, and with a population of that color only; and if the public papers are to be credited, their Chief offers to pay their passage, to receive them as free citizens, and to provide them employment.” Letter from Thomas Jefferson to Jared Sparks (Feb. 4, 1824), in WRITINGS, supra note 37, at 1486. By “St. Domingo” Jefferson meant the island of Hispaniola, which was united under Haitian rule from 1822 to 1844. See THE STATESMAN’S YEAR-BOOK 664 (132d ed., Brian Hunter ed. 1995). 125. Letter from Thomas Jefferson to Jared Sparks (Feb. 4, 1824), in WRITINGS, supra note 37, at 1484–85; see also Letter from Thomas Jefferson to Edward Coles (Aug. 25, 1814), in WRITINGS, supra note 37, at 1343, 1345. 126. THOMAS JEFFERSON, NOTES ON THE STATE OF VIRGINIA, in WRITINGS, supra note 37, at 264. 127. Id. at 270. 01.SCHWABACH.FINAL.DOC THOMAS JEFFERSON LAW REVIEW 3/23/2011 1:49 PM [Vol. 33:1 In contrast, in America “[t]heir amalgamation with the other color produces a degradation to which no lover of his country, no lover of excellence in the human character can innocently consent.”128 Later in his life, Jefferson grew even more vehement in his insistence on this point. In 1820, discussing the Missouri Compromise, he wrote: I can say, with conscious truth, that there is not a man on earth who would sacrifice more than I would to relieve us from this heavy reproach, in any practicable way. The cession of that kind of property, for so it is misnamed, is a bagatelle which would not cost me a second thought, if, in that way, a general emancipation and expatriation could be effected; and gradually, and with due sacrifices, I think it might be. But as it is, we have the wolf by the ears, and we can neither hold him, nor safely let him go. Justice is in one scale, and self-preservation in the other. Of one thing I am certain, that as the passage of slaves from one State to another, would not make a slave of a single human being who would not be so without it, so their diffusion over a greater surface would make them individually happier, and proportionally facilitate the 129 accomplishment of their emancipation[.] On the same subject, he also wrote: 4. Jefferson on the Subject of Race This belief in the inherent incompatibility of the two races is one of Jefferson’s recurring themes. In his Autobiography, he wrote: 03/29/2011 13:39:46 128. Letter from Thomas Jefferson to Edward Coles (Aug. 25, 1814), in WRITINGS, supra note 37, at 1343, 1345. 129. Letter from Thomas Jefferson to John Holmes (Apr. 22, 1820), in WRITINGS, supra note 37, at 1433, 1434 (emphasis Jefferson’s). 130. Letter from Thomas Jefferson to Albert Gallatin (Dec. 26, 1820), in WRITINGS, supra note 37, at 1447, 1449. 29920_tjr_33-1 Sheet No. 16 Side B Moral the question certainly is not, because the removal of slaves . . . from one country to another, would never make a slave of one human being who would not be so without it . . . . [But] if Congress once goes out of the Constitution to arrogate a right of regulating the conditions of the inhabitants of the States, its majority may, and probably will next declare that the condition of all men within the US, shall be that of freedom, in which case all of the whites South of the Patomak and Ohio must evacuate their 130 States; and the most fortunate those who can do it first. 24 C M Y K 01.SCHWABACH.FINAL.DOC 2010] 3/23/2011 1:49 PM THOMAS JEFFERSON, SLAVERY, AND SLAVES Nothing is more certainly written in the book of fate than that these people are to be free. Nor is it less certain that the two races, equally free, cannot live in the same government. Nature, habit, opinion has drawn indelible lines of distinction between them. It is still in our power to direct the process of emancipation and deportation peaceably and in such slow degree as that the evil will wear off insensibly, and their place be pari passu filled up by free white laborers. If on the contrary it is left to force itself on, human nature must shudder at the prospect held up. We should in vain look for an example in the Spanish deportation or deletion of the 131 Moors. Jefferson at times seems to have had great difficulty separating facts from opinion. He often presents his belief as established fact, especially on the subject of race. Sometimes these beliefs are merely ridiculous, as in the case of his musings on the relative hirsuteness of the various races.132 At other times, they perpetuate damaging and disturbing misconceptions about “race.” For example, after concluding that a free black population in the United States would create conflict that could only end “in the extermination of the one or the other race,”133 Jefferson added: To these objections, which are political, must be added others, which are physical and moral. The first difference which strikes us is that of colour. Whether the black of the negro resides in the 134 reticular membrane between the skin and the scarf-skin, or in the scarf skin itself; whether it proceeds from the colour of the blood, the colour of the bile, or from that of some other secretion, C M Y K 03/29/2011 13:39:46 25 29920_tjr_33-1 Sheet No. 17 Side A 131. THOMAS JEFFERSON, AUTOBIOGRAPHY, in WRITINGS, supra note 37, at 44. While for the most part (as here) Jefferson scrupulously referred to slaves as people, in a letter discussing farming he seemed to view his own slaves as livestock, stating: “I count on potatoes, clover, & sheep. The two former to feed every animal on the farm except my negroes, & the latter to feed them, diversified with rations of salted fish & molasses, both of them wholesome, agreeable, & cheap articles of food.” Letter from Thomas Jefferson to John Taylor (Dec. 29. 1794), in WRITINGS, supra note 37, at 1018, 1021. 132. See THOMAS JEFFERSON, NOTES ON THE STATE OF VIRGINIA, Query VI: Productions Mineral, Vegetable, and Animal, reprinted in WRITINGS, supra note 37, at 187. 133. THOMAS JEFFERSON, NOTES ON THE STATE OF VIRGINIA, in WRITINGS, supra note 37, at 264; see also Letter from Thomas Jefferson to Edward Coles (Aug. 25, 1814), in WRITINGS, supra note 37, at 1343, 1345 (“Yet the hour of emancipation is advancing, in the march of time. It will come; and whether brought on by the generous energy of our own minds; or by the bloody process of St Domingo . . . is a leaf of history not as yet turned over.”). 134. The epidermis. 01.SCHWABACH.FINAL.DOC THOMAS JEFFERSON LAW REVIEW 3/23/2011 1:49 PM [Vol. 33:1 the difference is fixed in nature, and is as real as if its seat and cause were better known to us. And is this difference of no importance? Is it not the foundation of a greater or less share of beauty in the two races? Are not the fine mixtures of red and white, the expressions of every passion by greater or less suffusions of colour in the one, preferable to that eternal monotony, which reigns in the countenances, that immovable veil of black, which covers all the emotions of the other race? Add to these, flowing hair, a more elegant symmetry of form, their own judgment in favour of the whites, declared by their preference of 135 them, as uniformly as is the preference of the Oranootan for the 136 black women over those of his own species. 03/29/2011 13:39:46 135. Orangutan. This passage shows Jefferson at his very worst. It is, of course, preposterous, and might be amusing if not for the disastrous effects that such attitudes have had on the development of American thought. Orangutans, incidentally, are found only in Borneo and Sumatra; none exist in Africa. Brodie proposes that Jefferson probably used the term somewhat loosely, and probably on the basis of incomplete zoological knowledge. BRODIE, supra note 8, at 232–33. 136. THOMAS JEFFERSON, NOTES ON THE STATE OF VIRGINIA, in WRITINGS, supra note 37, at 264–65. 137. Id. at 265. 138. Id. at 288–89. 139. Id. at 265. 140. Id. at 267. 29920_tjr_33-1 Sheet No. 17 Side B Jefferson continues in this vein for some time, throwing out such pseudo-scientific nonsense as “They secrete less by the kidnies, and more by the glands of the skin, which gives them a very strong and disagreeable odor.”137 Jefferson himself had also noted that the ownership of slaves seemed to render the slave owners incapable of work: “For in a warm climate, no man will labour for himself who can make another labour for him . . . . [O]f the proprietors of slaves a very small number are ever seen to labour.”138 Here Jefferson was at the pinnacle of his perhaps willful obliviousness: Somehow Jefferson failed to remember that hard work, especially in “a warm climate,” leads to perspiration. Instead, he went on to speculate, nonsensically, that this resulted from a “difference of structure in the pulmonary apparatus.”139 Jefferson also seems to have been curiously insensitive to the psychological repercussions of the suffering which he must have witnessed daily. Although he observed that “[a]mong the blacks is misery enough, God knows,”140 he still could marvel that “[a] black, after hard labour during the day, will be induced by the slightest amusements to sit up till midnight, or later, though knowing he must be 26 C M Y K 01.SCHWABACH.FINAL.DOC 2010] 3/23/2011 1:49 PM THOMAS JEFFERSON, SLAVERY, AND SLAVES out with the first dawn of the morning.”141 Without stopping to wonder when else the slave might enjoy those “slightest amusements,” he blithely drew the conclusion that “[t]hey seem to require less sleep.”142 In the same paragraph, and without any apparent awareness of the contradiction, he wrote of “their disposition to sleep when abstracted from their diversions, and unemployed in labour.”143 This, he determined, was because “[a]n animal whose body is at rest, and who does not reflect, must be disposed to sleep of course.”144 Jefferson believed and perpetuated many damaging stereotypes, passing them off as the result of scientific observation. He claimed that, “They are more ardent after their female: but love seems with them to be more an eager desire, than a tender delicate measure of sentiment and sensation. Their griefs are transient.”145 He also states that “in memory they are equal to the whites; in reason much inferior, as I think one could scarcely be found capable of tracing and comprehending the investigations of Euclid; and in imagination that they are dull, tasteless, and anomalous.”146 Jefferson also disparaged the talents of noted African-American writers of the time. Of Phyllis Wheatley147 he wrote, “The compositions published under her name are below the dignity of criticism.”148 Ignatius Sancho, he opined, 141. Id. at 265. 142. THOMAS JEFFERSON, NOTES ON THE STATE OF VIRGINIA, in WRITINGS, supra 27 C M Y K 03/29/2011 13:39:46 note 37, at 265. 143. Id. 144. Id. at 265–66. 145. Id. at 265. 146. Id. at 266. 147. Phillis Wheatley (or, in Jefferson’s spelling, Phyllis Whately) was a poet born in West Africa (probably Senegal) in the early 1750’s. Brought to America as a child, she became well known in this country, dying in 1784 at the age of about thirty. In 1770, she became the second American woman to have her works published. A Self-Guided Tour, PLAIN DEALER (Clev.), Feb. 7, 1994, at 2B. 148. THOMAS JEFFERSON, NOTES ON THE STATE OF VIRGINIA, in WRITINGS, supra note 37, at 267. 29920_tjr_33-1 Sheet No. 18 Side A has approached nearer to merit in composition . . . . But his imagination is wild and extravagant, escapes incessantly from every restraint of reason or taste, and, in the course of its vagaries, leaves a tract of thought as incoherent and eccentric, as is the course of a meteor through the sky . . . . Upon the whole, though we admit him to the first place among those of his colour who have presented themselves to the public judgment, yet when we 01.SCHWABACH.FINAL.DOC THOMAS JEFFERSON LAW REVIEW 3/23/2011 1:49 PM [Vol. 33:1 compare him with the writers of the race among whom he has lived 149 . . . we are compelled to enroll him at the bottom of the column. Jefferson was more willing to endorse the achievements of Benjamin Banneker,150 to whom he wrote: No body wishes more than I do to see such proofs as you exhibit, that nature has given to our black brethren, talents equal to those of the other colors of men, and that the appearance or want of them is owing merely to the degraded condition of their existence, both in Africa & America . . . . I considered [your Almanac] as a document to which your whole colour had a right for their justification against the doubts which have been entertained of 151 them. 03/29/2011 13:39:46 149. Id. As with Phyllis Wheatley, Jefferson insinuates that Sancho may not be the author of the works attributed to him: “This criticism supposes the letters published under his name to be genuine, and to have received amendment from no other hand . . . .” Id. 150. Benjamin Banneker was an African-American inventor and mathematician who helped design and plan Washington, D.C. Chris Kaltenbach, A Natural Place to Celebrate Culture of African-Americans, BALT. SUN, Feb. 4, 2011, at T10. 151. Letter from Thomas Jefferson to Benjamin Banneker (Aug. 30, 1791), in WRITINGS, supra note 37, at 982–83. 152. THOMAS JEFFERSON, NOTES ON THE STATE OF VIRGINIA, in WRITINGS, supra note 37, at 267. 153. Id. at 270. 154. Id. at 269. Jefferson then goes on to condemn the concepts underlying slavery: When arguing for ourselves, we lay it down as a fundamental, that laws, 29920_tjr_33-1 Sheet No. 18 Side B Jefferson ultimately concluded that “[t]he improvement of the blacks in body and mind, in the first instance of their mixture with the whites, has been observed by every one, and proves that their inferiority is not the effect merely of their condition in life.”152 After advancing these ideas, however, Jefferson admitted that he might be wrong: “I advance it therefore as a suspicion only, that the blacks, whether originally a distinct race, or made distinct by time and circumstance, are inferior to the whites in the endowments both of body and mind.”153 At other times, Jefferson was more willing to credit the influence of oppression: “That disposition to theft with which they have been branded, must be ascribed to their situation, and not to any depravity of the moral sense. The man, in whose favour no laws of property exist, probably feels himself less bound to respect those made in favour of others.”154 28 C M Y K 01.SCHWABACH.FINAL.DOC 2010] 3/23/2011 1:49 PM THOMAS JEFFERSON, SLAVERY, AND SLAVES Jefferson also claimed that slavery as practiced in the United States was relatively humane when compared to slavery in Roman times.155 The fact that some Roman slaves, in spite of this oppression, became artists and tutors could be credited, according to Jefferson, to the fact that those slaves were white.156 In sharp contrast to his negative portrayal of people of African descent, Jefferson was effusive in his admiration of the bravery and eloquence of Native Americans.157 He believed them to possess intelligence and imagination equal to that of “whites”: They will crayon out an animal, a plant, or a country, so as to prove the existence of a germ in their minds which only wants cultivation. They astonish you with strokes of the most sublime oratory; such as prove their reason and sentiment strong, their imagination glowing and elevated. But never yet could I find that a black had uttered a thought above the level of plain narration . . . 158 . He reaffirmed this belief in a letter to the Marquis de Chastellux: And I am safe in affirming, that the proofs of genius given by the Indians of North America, place them on a level with whites in the same uncultivated state . . . . I have seen some thousands myself, and conversed much with them, and have found in them a masculine, sound understanding . . . . I believe the Indian, then, to be in body and mind, equal to the white man. I have supposed the black man, in his present state, might not be so; but it would be C M Y K 03/29/2011 13:39:46 29 29920_tjr_33-1 Sheet No. 19 Side A to be just, must give a reciprocation of right: that, without this, they are mere arbitrary rules of conduct, founded in force, and not in conscience: and it is a problem which I give to the master to solve, whether the religious precepts against the violation of property were not framed for him as well as for his slave? And whether the slave may not as justifiably take a little from one, who has taken all from him, as he may slay one who would slay him? Id. 155. See generally THOMAS JEFFERSON, NOTES ON THE STATE OF VIRGINIA, in WRITINGS, supra note 37, at 267–69. 156. “Epictetus, Terence, and Phaedrus, were slaves. But they were of the race of whites. It is not their condition then, but nature, which has produced the distinction.” Id. at 268. 157. Thomas Jefferson, Query VI: Productions Mineral, Vegetable, and Animal, reprinted in WRITINGS, supra note 37, at 187–89. As an example of eloquence, Jefferson cites Logan’s Lament. Id. at 188–89 (reproducing Logan’s message to Lord Dunmore). 158. THOMAS JEFFERSON, NOTES ON THE STATE OF VIRGINIA, in WRITINGS, supra note 37, at 266. 01.SCHWABACH.FINAL.DOC 3/23/2011 1:49 PM THOMAS JEFFERSON LAW REVIEW [Vol. 33:1 hazardous to affirm, that, equally cultivated for a few generations, 159 he would not become so. At the same time, however, Jefferson seems to have fallen into the “noble savage” fallacy, referring to Native Americans as a “barbarous people.”160 In the Declaration of Independence, in a clause that was not deleted from the final draft, Jefferson wrote that King George III “has endeavoured to bring on the Inhabitants of our Frontiers, the merciless Indian Savages, whose known Rule of Warfare, is an undistinguished Destruction, of all Ages, Sexes and Conditions.”161 Ultimately, however, Jefferson attributed this “barbarousness” to poverty and undernourishment, declaring that “great allowance must be made for those circumstances of their situation which call for a display of particular talents only. This done, we shall probably find that they are formed in mind as well as in body, on the same module with the ‘Homo sapiens Europaeus.’”162 E. Thomas Jefferson’s Impact on the Law of Slavery In 1800, wondering “whether my country is the better for my having lived at all,” Jefferson credited himself with having secured the passage of “[t]he act prohibiting the importation of slaves.”163 By this he presumably meant the act which prohibited the importation of slaves to Virginia after 1878.164 29920_tjr_33-1 Sheet No. 19 Side B 159. Letter from Thomas Jefferson to Francois-Jean de Beauvoir, Marquis de Chastellux (June 7, 1785), in WRITINGS, supra note 37, at 799, 801. 160. Thomas Jefferson, Query VI: Productions Mineral, Vegetable, and Animal, reprinted in WRITINGS, supra note 37, at 185. 161. THE DECLARATION OF INDEPENDENCE para. 20 (U.S. 1776). 162. Thomas Jefferson, Query VI: Productions Mineral, Vegetable, and Animal, reprinted in WRITINGS, supra note 37, at 187. To the term “Homo sapiens Europaeus,” Jefferson attaches the footnote “Linn. Syst. Definition of a Man,” showing that he subscribed to the erroneous Linnaean classification of the various races of humanity as distinct subspecies. See also id. at 270. Given the level of scientific knowledge at the time, however, Jefferson can probably be forgiven this credulity. 163. Thomas Jefferson, A Memorandum (Services to My Country), in WRITINGS, supra note 37, at 702. 164. THOMAS JEFFERSON, AUTOBIOGRAPHY, reprinted in WRITINGS, supra note 37, at 33–34. Note that Jefferson was under the misapprehension that no Africans had been brought to Virginia before 1650; at least, he states, “I have found no mention of negroes in the colony until about 1650.” Id. In fact, free and indentured workers had come to Virginia from Africa as early as 1619; it was only in 1650 or 1660 that permanent slavery for persons of African descent was established in Virginia. See, e.g., Walter L. Gordon III, War, Blacks and the United States Constitution, 30 HOW. L.J. 1067 (1987). 03/29/2011 13:39:46 30 C M Y K 01.SCHWABACH.FINAL.DOC 2010] 3/23/2011 1:49 PM THOMAS JEFFERSON, SLAVERY, AND SLAVES One of the many compromises in the Constitution is the provision that the slave trade “shall not be prohibited by the Congress prior to the Year one thousand eight hundred and eight . . . .”165 Jefferson pushed for an end to the slave trade at the earliest constitutionally permissible date, and was among the major proponents of legislation to ban the trade. In 1806, Jefferson told Congress: I congratulate you, fellow-citizens, on the approach of the period at which you may interpose your authority constitutionally, to withdraw the citizens of the United States from all further participation in those violations of human rights which have been so long continued on the unoffending inhabitants of Africa, and which the morality, the reputation, and the best interests of our country, have long been eager to proscribe. Although no law you may pass can take prohibitory effect till the first day of the year one thousand eight hundred and eight, yet the intervening period is not too long, to prevent, by timely notice, expeditions which 166 cannot be completed before that day. As a lawyer, a legislator, a governor, and a president, Jefferson had two goals with respect to slavery. The first, in which he was largely successful, was to end the slave trade.167 By January 1, 1808, the earliest date at which the Constitution permitted a federal ban on the slave trade, every state except South Carolina had enacted a law prohibiting the trade.168 For the Virginia law, and perhaps for the law banning the trade in the District of Columbia,169 Jefferson could take much of the credit. 31 C M Y K 03/29/2011 13:39:46 Representatives (Dec. 2, 1806), in WRITINGS, supra note 37, at 524, 528. 167. As Jefferson wished, the importation of slaves was outlawed at the earliest constitutionally permissible date (Jan. 1, 1808) by the Act of Mar. 2, 1807, 2 Stat. 426 (1807). Despite the imposition of the death penalty, illegal importation of slaves continued up until the Civil War. BRODIE, supra note 8, at 573; Holden-Smith, supra note 50, at 1098; see also W.E.B. DUBOIS, THE SUPPRESSION OF THE SLAVE TRADE TO THE UNITED STATES, 1638–1870 (1896). The U.S. briefly adhered to the British position that slave trading violated international law, see United States v. La Jeune Eugenie, 2 Mason 409, 26 F. Cas. 832 (C.C.U.S. 1822) (No. 15,551), until Justice Marshall’s opinion in The Antelope, 23 U.S. (10 Wheat.) 66 (1825). But see United States v. Bates, 24 F. Cas. 1042 (C.C.U.S. 1800) (No. 14,544); United States v. Gooding, 25 U.S. (12 Wheat) 460 (1827); The Merino, 22 U.S. (9 Wheat.) 391 (1824); Tryphenia v. Harrison, 24 F. Cas. 252 (CC Pa. 1806) (No. 14,209). 168. BRODIE, supra note 8, at 572–73. 169. Act of Feb. 27, 1801, 2 Stat. 103 (1806), adopting Acts Md. 1796, ch. 67, §1 (at the time, the District of Columbia was still treated administratively as a county of Maryland, albeit an atypical one). Jefferson was not yet President when the statute 29920_tjr_33-1 Sheet No. 20 Side A 165. U.S. CONST. art. I, § 9, cl. 1. 166. Thomas Jefferson, Sixth Annual Message to the Senate and the House of 01.SCHWABACH.FINAL.DOC THOMAS JEFFERSON LAW REVIEW 3/23/2011 1:49 PM [Vol. 33:1 In pursuit of his second goal, emancipation (and perhaps deportation) of the slaves, Jefferson was less successful. Before being sent to France, Jefferson had suggested that Virginia should adopt a “gradual emancipation” process.170 In Jefferson’s absence, a law on slavery was enacted without the emancipation clause. Jefferson wrote, “Of the two commissioners who had concerted the amendatory clause for the gradual emancipation of slaves Mr. Wythe could not be present as being a member of the judiciary department, and Mr. Jefferson was absent on the legation to France.”171 In explaining the failure of the legislature to enact the emancipation clause in the absence of himself and Wythe, Jefferson wrote that “the moment of doing it with success was not yet arrived, and . . . an unsuccessful effort, as too often happens, would only rivet still closer the chains of bondage, and retard the moment of delivery to this oppressed description of men.”172 This statement of Jefferson’s political pragmatism is immediately followed by a comment on human hypocrisy: What a stupendous, what an incomprehensible machine is man! who can endure toil, famine, stripes, imprisonment & death itself in vindication of his own liberty, and the next moment be deaf to all those motives whose power supported him thro’ his trial, and inflict on his fellow men a bondage, one hour of which is fraught with more misery than ages of that which he rose in rebellion to 173 oppose. 03/29/2011 13:39:46 was enacted. 170. Letter from Thomas Jefferson to Jean Nicolas Demeunier (June 26, 1786), in WRITINGS, supra note 37, at 590, 591–92. 171. Id. at 590, 592; see also supra note 37 (discussing George Wythe). 172. Letter from Thomas Jefferson to Jean Nicolas Demeunier (June 26, 1786), in WRITINGS, supra note 37, at 590, 592. 173. Id. 29920_tjr_33-1 Sheet No. 20 Side B Jefferson, ever conscious of the delicate balancing act between state sovereignty and national unity, seems not to have devoted his efforts to preventing the spread of slavery after the defeat of his 1784 Ordinance. While the adoption of his ideas in the Northwest Ordinance ensured that at least six new states eventually entered the Union without slavery, on balance he probably suffered more defeats than successes in his battle against slavery. A less tangible, and less measurable, result of Jefferson’s efforts is the extent to which emancipation efforts and laws in the North were influenced by Jeffersonian thought. Of course, this must be balanced against the extent to which the disparity between Jefferson’s public 32 C M Y K 01.SCHWABACH.FINAL.DOC 2010] 3/23/2011 1:49 PM THOMAS JEFFERSON, SLAVERY, AND SLAVES condemnation of slavery and private ownership of slaves created disillusionment and harmed the abolitionist cause. Jefferson considered himself to be an opponent of slavery, but also believed the following: A good cause is often injured more by ill-timed efforts of its friends than by the arguments of its enemies . . . . The revolution in public opinion which this cause requires, is not to be expected in a day, or perhaps in an age; but time, which outlives all things, will 174 outlive this evil also. F. Conclusion Discussing South America, Jefferson said: The glimmerings which reach us from South America enable us only to see that its inhabitants are held under the accumulated pressure of slavery, superstition, and ignorance. Whenever they shall be able to rise under this weight, and to show themselves to the rest of the world, they will probably shew that they are like the 175 rest of the world. 33 C M Y K 03/29/2011 13:39:46 174. Letter from Thomas Jefferson to James Heaton (May 20, 1826), in WRITINGS, supra note 37, at 1516. In the same letter, less than two months before his death, Jefferson wrote: “My sentiments have been forty years before the public . . . . Although I shall not live to see them consummated, they will not die with me; but living or dying, they will be ever in my most fervent prayer.” Id. 175. Thomas Jefferson, Query VI: Productions Mineral, Vegetable, and Animal, reprinted in WRITINGS, supra note 37, at 192. 176. Patrick Henry, like Jefferson, was keenly aware of the contradiction, writing “[w]ould any one believe that I am Master of Slaves of my own purchase! I am drawn along by ye general inconvenience of living without them; I will not, I cannot justify it.” HIGGINBOTHAM, supra note 50, at 378. 29920_tjr_33-1 Sheet No. 21 Side A While Jefferson was a dedicated opponent of slavery, superstition, and ignorance in his own country, he somehow managed not to observe that in South America. South America was already like the rest of the world; or, at least, like North America and labored under a similar burden. Jefferson was imperfect; despite his apparently sincere belief in the preeminent importance of individual liberty, he denied that liberty to his slaves. In this he was scarcely alone. George Washington owned slaves; so did Patrick Henry of “Give me liberty or give me death!” fame.176 Even today, there is a tendency to revere the founders of our country as somehow more than human. We tend to think of the 01.SCHWABACH.FINAL.DOC 3/23/2011 1:49 PM THOMAS JEFFERSON LAW REVIEW [Vol. 33:1 Revolutionary era as it is portrayed in public monuments—a time of toga-clad philosopher-kings in white marble halls. The deification of the “Founding Fathers” is so deeply ingrained from primary school onward that when we discover that these gods have feet of clay, the discovery limits us. Reasoning that Jefferson, Washington, and the rest were flawed, we become tolerant of moral and ethical flaws in ourselves. Instead, the central contradiction in Thomas Jefferson’s life should serve as a reminder to those of us at the law school that bears his name—a reminder not to accept moral contradictions in our own lives. If it is true that the human race makes moral progress over time, then, as the beneficiaries of two additional centuries of moral and ethical development, we are better equipped to do so. We are standing not on the shoulders of giants but on the shoulders of ordinary, fallible men and women like Thomas Jefferson. III. THOMAS JEFFERSON AS AN UNSUCCESSFUL ADVOCATE FOR FREEDOM IN HOWELL V. NETHERLAND177 A. Introduction 34 C M Y K 03/29/2011 13:39:46 177. Originally published, in slightly different form, as Aaron Schwabach, Thomas Jefferson as an Unsuccessful Advocate for Freedom in Howell v. Netherland, 20 T. JEFFERSON L. REV. 129 (1998). 178. MALONE, supra note 7, at 69. (quoting John Adams) 179. Argument in the case of Howell v. Netherland (April 1770), reprinted in 1 THE WRITINGS OF THOMAS JEFFERSON: 1760-1775, at 373–74 (Paul Leicester Ford ed., G.P. Putnam's Sons 1892-1899.) [hereinafter Howell v. Netherland]. 29920_tjr_33-1 Sheet No. 21 Side B In pre-Revolutionary America, the study of law was a “dreary ramble.”178 Neither case reporters nor casebooks existed for American cases; all law books were imported. As a result, the record of case law from that time is incomplete, and only two of Thomas Jefferson’s legal arguments are still available to the researcher. In an attempt to fill in the lacunae in Virginia case law, Thomas Jefferson collected and prepared for publication a set of colonial Virginia law reports; these were published three years after his death as Reports of Cases Determined in the General Court of Virginia from 1730 to 1740 and from 1768 to 1772.179 Of these cases, only two were cases which Jefferson had argued, apparently selected for their subject matter. One dealt with the relationship between the State and the 01.SCHWABACH.FINAL.DOC 2010] 3/23/2011 1:49 PM THOMAS JEFFERSON, SLAVERY, AND SLAVES clergy;180 the other was a suit by an indentured servant seeking freedom from his state of involuntary servitude.181 B. The Participants 1. Howell Samuel Howell’s great-grandmother was a free white woman who became pregnant by a black man.182 After 1705, Howell’s grandmother was born.183 Under the law of the time, this child was bound to servitude until the age of thirty-one.184 During this period of servitude, at some time after 1723, she gave birth to Howell’s mother, who also entered into a state of servitude lasting until the age of thirty-one.185 Samuel Howell himself was born into the life of a bond servant in 1742, making him one year older than Jefferson.186 He was sold by the owner of his mother and grandmother to Joshua Netherland.187 It was the belief of his previous owner and subsequent purchaser that he was required to serve until he attained the age of thirty-one years.188 In 1770, with three years of servitude remaining, Howell brought suit against Netherland, seeking his freedom. 2. Jefferson In 1770, Thomas Jefferson was twenty-seven years old. He had been a practicing member of the Virginia bar for two years.189 He had also been a slave owner for six years; by 1770, Jefferson owned about C M Y K 03/29/2011 13:39:46 35 29920_tjr_33-1 Sheet No. 22 Side A 180. Godwin v. Lunan (Oct. 1771), reprinted in 1 THE WRITINGS OF THOMAS JEFFERSON: 1760-1775, supra note 179, at 399–412. 181. Howell v. Netherland, supra note 179, at 374. For a fictionalized account of the trial, see BYRD, supra note 28, 253–56 (1993). 182. Howell v. Netherland, supra note 179, at 374. 183. Id. 184. Id. at 374–75. 185. Id. at 374, 376. 186. Id. at 374. Jefferson was born on April 13, 1743. 187. Id. 188. Howell v. Netherland, supra note 179, at 374–75. 189. MALONE, supra note 7, at 121. The multiple biographical volumes by Dumas Malone are among the most comprehensive and readily accessible sources of information about Jefferson, but they are very much in the celebrationist tradition, and contain such horrifying lines as this description of Richmond in the 1760s: “Here was an open space known as the Exchange, where planters squared accounts with one another, consigned tobacco to factors and sea captains, and arranged to purchase Negro fellows or some of those likely wenches.” Id. at 64. 01.SCHWABACH.FINAL.DOC THOMAS JEFFERSON LAW REVIEW 3/23/2011 1:49 PM [Vol. 33:1 sixty slaves.190 In the next few years he was to marry Martha Wayles Skelton and, upon the death of her father, inherit another 135 slaves.191 In 1769, less than a year before representing Howell, Jefferson had advertised for the return of a runaway slave, Sandy.192 When Sandy was recaptured, Jefferson sold him.193 At the time he represented Howell, Jefferson was thus a member in good standing of slave-owning Virginia society, and his credibility with the pro-slavery Virginia establishment should have been high. He had not yet authored either the Declaration of Independence or Notes on the State of Virginia, containing some of his strongest anti-slavery statements.194 As of 1770, he had made only one significant effort which might have been construed as anti-slavery. As a member of the Virginia legislature, he had introduced legislation which would have made it legal for Virginia slave owners to emancipate their slaves.195 The legislation was unsuccessful.196 3. Wythe George Wythe, whose signature appears on the Declaration of Independence, taught Jefferson the law.197 As a member of the Virginia legislature and a prominent lawyer, judge, and academic, Wythe played an instrumental role in the events of and leading up to the Revolution.198 Today, the law school at William & Mary is named after Wythe and after Jefferson’s political foe John Marshall.199 The events of Wythe’s life were, however, eclipsed in the public consciousness by the sensational manner of his death. During his life, C M Y K 03/29/2011 13:39:46 36 29920_tjr_33-1 Sheet No. 22 Side B 190. Jefferson’s father had died in 1757, leaving his slaves to Jefferson; however, Jefferson did not inherit these slaves until he reached the age of twenty-one, in 1764. See generally BRODIE, supra note 8, at 26; Schwabach, supra note 3, at 65. 191. See supra note 11 and accompanying text; BRODIE, supra note 8, at 95–96. 192. BRODIE, supra note 8, at 103–04. 193. Id. 194. Notes on the State of Virginia also contains many of Jefferson’s most appallingly racist statements. See supra note 108. 195. THOMAS JEFFERSON, AUTOBIOGRAPHY, in WRITINGS, supra note 37, at 5. 196. See supra notes 56, 108. 197. THOMAS JEFFERSON, AUTOBIOGRAPHY, in WRITINGS, supra note 37, at 4–5. See also generally MALONE, supra note 178, at 65–74. For an account of Wythe’s long and flamboyant career, see IMOGENE BROWN, AMERICAN ARISTIDES: A BIOGRAPHY OF GEORGE WYTHE (1981). 198. See, e.g., MALONE, supra note 178, at 91–92, 261–62. 199. Years after the events described in this article, when Jefferson was governor of Virginia, he established a professorship in law at William & Mary; Wythe was the first holder of this professorship. See generally MALONE, supra note 178, at 285. 01.SCHWABACH.FINAL.DOC 2010] 3/23/2011 1:49 PM THOMAS JEFFERSON, SLAVERY, AND SLAVES Wythe freed many of his slaves.200 Wythe continued to live with his freed housekeeper, Lydia Broadnax, in Richmond; her son, Michael Brown, was widely believed to be Wythe’s son as well.201 In 1806, at the age of 81, Wythe was poisoned by his nephew, George Wythe Sweeney.202 Also poisoned were Lydia Broadnax and Michael Brown.203 Wythe and Brown died; Lydia Broadnax survived.204 The motive was apparently financial: Lydia Broadnax and Michael Brown were beneficiaries under Wythe’s will, with Sweeney as the residual legatee.205 Despite a universal popular belief in his guilt, Sweeney was acquitted, largely because the testimony of the two survivors was inadmissible.206 Ironically, the law which made the testimony of black persons inadmissible in Virginia courts had been drafted by Jefferson, with the approval of Wythe.207 C. The Law 1. The Statutes Two statutes governed the case. The first, in Jefferson’s view, related only to the servitude of Howell’s grandmother: If any woman servant shall have a bastard child, by a negro or mulatto, or if a free Christian white woman shall have such bastard child by a negro or mulatto; in both the said cases the C M Y K 03/29/2011 13:39:46 37 29920_tjr_33-1 Sheet No. 23 Side A 200. BROWN, supra note 197, at 266. Wythe also became a vegetarian later in his life. Id. at 278. 201. Id. at 524–25. But see BROWN, supra note 197, at 298–305. 202. See generally J.P. BOYD & W.E. HEMPHILL, THE MURDER OF GEORGE WYTHE (1955); see also BRODIE, supra note 8, at 523–25; BROWN, supra note 197, at 286–96; DUMAS MALONE, JEFFERSON THE PRESIDENT: SECOND TERM 1805–1809, at 135–37 (1974) [hereinafter JEFFERSON THE PRESIDENT]. Sweeney’s name is variously spelled Sweny, Sweeny, Swiney, and Swinney. 203. BRODIE, supra note 8, at 523–25; BROWN, supra note 197, at 290–91; JEFFERSON THE PRESIDENT, supra note 202, at 135. Malone states, apparently erroneously, that three members of the Wythe household, in addition to Wythe himself, were poisoned. MALONE, supra note 178, at 135. 204. JEFFERSON THE PRESIDENT, supra note 202, at 135. 205. Id. 206. Id. at 140; see also BRODIE, supra note 8, at 525. But see BROWN, supra note 197, at 303–04 (proposing that deficiencies of scientific evidence, rather than inadmissibility of the testimony of Lydia Broadnax, led to the acquittal). Brown points out, however, that the Richmond Enquirer, on September 9, 1806, attributed the acquittal to the ban on testimony from black persons. Id. at 303 n.21 and accompanying text. 207. JEFFERSON THE PRESIDENT, supra note 202, at 140. 01.SCHWABACH.FINAL.DOC 3/23/2011 1:49 PM THOMAS JEFFERSON LAW REVIEW [Vol. 33:1 churchwardens shall bind the said child to be a servant until it shall 208 be of thirty one years of age. The second governed the servitude of Howell’s mother: Where any female mulatto, or Indian, by law obliged to serve till the age of thirty or thirty one years shall, during the time of her servitude, have any child born of her body, every such child shall serve the master or mistress of such mulatto or Indian, until it shall attain the same age, the mother of such child was obliged, by law, 209 to serve unto. 03/29/2011 13:39:46 208. Act of 1705, ch. 49, § 18, quoted in Howell v. Netherland, supra note 179, at 375. Section 36 of the Act added, “[A]ll children shall be bond or free according to the condition of their mothers and the particular directions of this act.” Id. According to Jefferson, this section applied only to slaves and not to indentured servants. 209. Act of 1723, ch. 4, § 22, quoted in Howell v. Netherland, supra note 179, at 376. 210. Act of 1705, ch. 49, § 18, quoted in Howell v. Netherland, supra note 179, at 375. 211. Howell v. Netherland, supra note 179, at 376. “This was the predicament of the plaintiff’s grandmother.” Id. 212. Jefferson, of course, saw matters differently. 29920_tjr_33-1 Sheet No. 23 Side B Before examining Jefferson’s arguments, it may be useful to take a careful look at the statutes. The relevant portions of the first provided that: a “bastard child” of a “free Christian white woman” or “any woman servant” and a “negro or mulatto” would be bound to servitude.210 This, as Jefferson conceded, made Howell’s grandmother a bound servant.211 She was the illegitimate child of a free, presumably Christian white woman and a black man; since miscegenation was illegal in Virginia, all such children could be presumed to be illegitimate. Howell’s mother might also have been born into servitude under this statute. Her mother would have been “any woman servant.” If her father was a “negro or mulatto,” the act would make her a bound servant as well, unless she were a legitimate child. Nothing in the case suggests otherwise, and Jefferson seems to have assumed at least the illegitimate birth of each generation of the Howell family, if not the race of the fathers of Howell and his mother. If Howell’s mother was born into servitude under the Act, and if Howell’s father was a “negro or mulatto” not married to his mother, Howell also would have been born into servitude under the act.212 If Howell’s mother was not born into servitude under the 1705 Act, the 1723 Act would still have made her a servant. The relevant portions of the later Act provided that: any child born to and during the period 38 C M Y K 01.SCHWABACH.FINAL.DOC 2010] 3/23/2011 1:49 PM THOMAS JEFFERSON, SLAVERY, AND SLAVES of servitude of a “female mulatto” obliged to serve until the age of thirty or thirty-one would be bound to serve until the same age (thirty or thirty-one) to which the mother had been obliged to serve.213 The question of the legitimacy of the birth of Howell and his mother was rendered moot, as was the question of the race of the father. Howell’s mother was born to and during the period of servitude of Howell’s grandmother, a “female mulatto.”214 Thus she, like her mother, became bound to serve until the age of thirty-one. Howell was then born to and during the period of servitude of his mother, herself apparently also a “female mulatto,” and was thus also bound to serve until the age of thirty-one. 3. Jefferson’s Arguments 213. Id. 214. Without delving into the precise legal definition of the term “mulatto” at various 39 C M Y K 03/29/2011 13:39:46 points during the eighteenth-century in Virginia, it seems sufficient that Jefferson, arguing for Howell, assumed that the term “mulatto” covered Howell, his mother, and his grandmother equally. 215. Howell v. Netherland, supra note 179, at 374. See generally id. at 378. 216. Id. at 374. 217. Id. 218. Id. 29920_tjr_33-1 Sheet No. 24 Side A With the law clearly against him, Jefferson resorted to two arguments. The first was that even if Howell had been bound to serve his grandmother’s owner, the sale of Howell to Netherland ended that servitude, since bond servants were not alienable. The second, and (for Howell) disastrous argument was that the “law of nature” prevented the extension of Howell’s grandmother’s servitude to the third generation. Jefferson’s first argument was legally sound. He began by stating that the purpose of the 1705 Act “was to punish and deter women from that confusion of species, which the legislature seems to have considered an evil, and not to oppress their innocent offspring.”215 The indenture of the child under the supervision of the church wardens was, according to Jefferson, actually a “cautious provision for the welfare of the child,” creating a contractual relationship between the indenture holder and the church wardens.216 To allow the first owner to sell the child “would be to admit to him a power of discharging himself of his covenants.”217 Nor could the new owner simply assume the obligations of the first owner to provide food, clothing, and protection for the servant; there was no method of assuring the solvency or moral fitness of the new owner.218 01.SCHWABACH.FINAL.DOC THOMAS JEFFERSON LAW REVIEW 3/23/2011 1:49 PM [Vol. 33:1 The same restrictions on alienation, according to Jefferson, applied to the issue of the original indentured servant. The original owner obtained the benefit of the labor of the children until they reached the age of thirty-one, and undertook similar obligations to provide food, clothing, and protection.219 The indentured servants bore “greater resemblance to apprentices than to slaves.”220 Thus, since “it is well known that an apprentice can not be aliened,” Howell was also inalienable, and his sale to Netherland was void.221 This argument has at least two weak points, which Wythe might have attacked. First, while Jefferson convincingly established the contractual basis of Howell’s grandmother’s indenture, the leap to comparing ordinary indentured servants to apprentices (who were also bond servants) may have strained the credulity of an eighteenth-century Virginian court. Second, and more seriously, Jefferson cited only “the general nature of the connection and engagements between” apprentices and their masters as support for the proposition that apprentices are inalienable.222 Nonetheless, had Jefferson said no more, Howell might have been freed. It was Jefferson’s second argument which almost certainly lost him the sympathy of the court, and lost Howell his chance at freedom. Jefferson argued: Under the law of nature, all men are born free, every one comes into the world with a right to his own person, which includes the liberty of moving and using it at his own will. This is what is called personal liberty, and is given him by the Author of nature, 223 because necessary for his own sustenance. Id. at 375. Howell v. Netherland, supra note 179, at 375. Id. at 373, 375. Id. Id. at 376. 03/29/2011 13:39:46 219. 220. 221. 222. 223. 29920_tjr_33-1 Sheet No. 24 Side B This is obviously an earlier, and far less eloquent, version of the opening of the second paragraph of the Declaration of Independence. Although intriguing as evidence of the development of the concept of personal liberty in Jefferson’s mind, the central idea was virtually guaranteed to enrage a court in a slaveholding society: slavery violated the law of nature. Jefferson’s “rough draft” was thus purchased at the expense of at least three years of additional servitude for Samuel Howell. 40 C M Y K 01.SCHWABACH.FINAL.DOC 2010] 3/23/2011 1:49 PM THOMAS JEFFERSON, SLAVERY, AND SLAVES Id. Id. Howell v. Netherland, supra note 179, at 377. Id. Indeed, the modern reader is more likely to reject the concept of natural law than the idea that, if there is such a thing, slavery violates it. 229. Howell v. Netherland, supra note 179, at 378–79. 230. Id. at 379. 41 C M Y K 03/29/2011 13:39:46 224. 225. 226. 227. 228. 29920_tjr_33-1 Sheet No. 25 Side A Both the 1705 and 1723 Acts seem, by their terms, to be applicable to an infinite number of generations. Since slavery violated the law of nature, however, Jefferson argued that the 1705 Act could apply only to Howell’s grandmother: “I suppose it will not be pretended that the mother being a servant, the child would be a servant also under the law of nature, without any particular provision in the act.”224 Recognizing the weakness in this argument, Jefferson continued: “The reducing the mother to servitude was a violation of the law of nature: surely then the same law cannot prescribe a continuance of the violation to her issue, and that too without end, for if it extends to any, it must extend to every degree of descendants.”225 Jefferson then attempted to combine his first argument, that the servitude of an indentured servant is contractual in nature, with his “law of nature” argument.226 This argument is far less compelling than Jefferson’s “all men are born free” argument. It is based in part upon Jefferson’s perception that the law of nature (in contrast to the statute) should dictate that “the bondage of the father [rather than the mother] would infer that of his issue; for he may with equal, and some anatomists say with greater reason, be said to include all his posterity.”227 To the modern reader, this argument seems silly, and far less convincing than a simple assertion that all persons are born free.228 Sophistry of this nature might, however, have been more likely to convince an eighteenth-century Virginia court, already indoctrinated with the belief that it was the law of nature that some persons should be slaves. Finally, Jefferson argued that Section 36 of the 1705 Act, providing that “children shall be bond or free according to the condition of their mothers” was not only inapplicable to Howell, but proved the limited applicability of the 1723 Act. The fact that the legislature felt it necessary to pass the 1723 Act proved that, prior to the passage of the act, a person in Howell’s mother’s provision would not have been made a servant.229 Otherwise, the 1723 Act would have been unnecessary.230 The 1723 Act, in turn, was inapplicable to Howell because it referred to 01.SCHWABACH.FINAL.DOC 3/23/2011 1:49 PM THOMAS JEFFERSON LAW REVIEW [Vol. 33:1 a “child born of [the] body” of an indentured mulatto servant, and not to issue of such a person.231 Jefferson concluded that “it remains for some future legislature, if any shall be found wicked enough, to extend it to the grandchildren and other issue more remote[.]”232 D. Conclusion 42 C M Y K 03/29/2011 13:39:46 231. Id. A later (1748) recodification of the acts not only made no substantive change in the provisions of the 1705 and 1723 Acts, but was irrelevant to Howell, who was born in 1742. Id. at 379–80. 232. Id. at 381 (emphasis added). 233. See, e.g., BROWN, supra note 197, at 267. 234. Howell v. Netherland, supra note 179, at 380. 235. Id. at 374. 29920_tjr_33-1 Sheet No. 25 Side B The two opposing attorneys in Howell v. Netherland seem to have been cast in the roles for which each was least suited. On the one hand Jefferson, whose personal life at the time was that of a pillar of slaveholding society, and whose later life was irredeemably flawed by his inability to come to terms with the moral problem of slavery, represented the servant seeking freedom. On the other hand Wythe, who did far more than most other Virginians of his class and generation to oppose slavery,233 represented the slave owner seeking to prevent Howell from being free. Hypocrisy confronting hypocrisy across a courtroom was perhaps nothing novel even then, but is nonetheless disturbing. Jefferson’s argument, and Howell’s hope of freedom, were almost certainly doomed by Jefferson’s reckless use of phrases such as “under the law of nature . . . we are all born free.”234 Jefferson might have won on the argument that the sale of Howell to Netherland was unlawful; however, he opted to pursue sweeping principles of abstract justice in lieu of pursuing the minimum judicial action needed to win this particular case for this particular client. After Jefferson finished his arguments, the court apparently felt that it had heard all that it needed to. Jefferson records that “Wythe, for the defendant, was about to answer, but the Court interrupted him, and gave judgement in favor of his client.”235 And Samuel Howell remained a slave, bound in a state of involuntary servitude to Joshua Netherland. 01.SCHWABACH.FINAL.DOC 2010] 3/23/2011 1:49 PM THOMAS JEFFERSON, SLAVERY, AND SLAVES IV. THOMAS JEFFERSON & SALLY HEMINGS236 There is no king who has not had a slave among his ancestors, and no slave who has not had a king among his. — Helen Keller It is unlikely that either Sally Hemings or Thomas Jefferson ever imagined that one day their great-great-great-great-grandson would go to work for Microsoft.237 Actually, history has left us little information about what Sally Hemings imagined. The life and thoughts of Jefferson, on the other hand, are perhaps more fully documented than those of any of his contemporaries. Thomas Jefferson’s great weakness was not his failure to imagine Windows NT or clicking “Start” in order to stop; it was that he failed to imagine a nation in which all persons would be born free and equal, with inalienable rights to life, liberty and the pursuit of happiness.238 A. Sally Hemings 43 C M Y K 03/29/2011 13:39:46 236. Originally published, in slightly different form, as Aaron Schwabach, Thomas Jefferson & Sally Hemings, 21 T. JEFFERSON L. REV. 41 (1999). 237. The Microsoft employee is program manager Jeff (William Jefferson) Westerinen, who says of his ancestry: “We can be proud of the richness, proud of Jefferson and proud that we’ve got some black heritage as well . . . . I know it sounds like a cliché, but it’s a very American story.” Kimberly A.C. Wilson, Jefferson and Hemings: Science Backs a Family, SEATTLE POST-INTELLIGENCER, Nov. 4, 1998, at B–1. 238. For those readers who would protest that this is too rosy a view of today’s America, please skip ahead to the conclusion. 239. Reminiscences of Madison Hemings, supra note 23, at 637. 240. Id. 241. Id. 242. Id. at 638. 29920_tjr_33-1 Sheet No. 26 Side A According to Madison Hemings, Sally Hemings’ grandmother was a slave in the Williamsburg, Virginia household of John Wayles.239 Wayles, a slave trader, later became Jefferson’s father-in-law. Sally Hemings’ grandfather was an English whaling captain named Hemings.240 Captain Hemings attempted to purchase or obtain custody of his daughter, Elizabeth (Betty) Hemings, but John Wayles refused to sell her and thwarted Hemings’ attempts to steal her.241 Wayles was motivated not by a desire to keep mother and child together, but by curiosity—he wanted to see how the mixed-race child would turn out.242 01.SCHWABACH.FINAL.DOC THOMAS JEFFERSON LAW REVIEW 3/23/2011 1:49 PM [Vol. 33:1 Elizabeth Hemings was raised in the Wayles household. She had six children with John Wayles, one of whom was Sally Hemings.243 Sally was thus the sister of Wayles’ daughter Martha. In 1771, Martha’s first husband, Bathurst Skelton, died; three years after the death of her first husband, Martha (by then Martha Wayles Skelton, according to the custom of the time) married Thomas Jefferson.244 When John Wayles died in 1773, he left Martha 135 slaves.245 Thus Martha, and through her Thomas Jefferson, came to own her sister. After Jefferson went to Paris with his older daughter, he sent for his younger daughter to join him. Sally Hemings accompanied her as a companion and servant.246 Her relationship with Jefferson may have begun, as it is so often portrayed in fiction, in Paris, and continued throughout Jefferson’s life – or it may have begun somewhat later, after Jefferson’s and Hemings’ return to Monticello.247 She had at least six children during her life, at least four of whom survived to adulthood.248 All of these children were apparently of “white” appearance.249 29920_tjr_33-1 Sheet No. 26 Side B 243. Id.; see also BRODIE, supra note 8, at 90. Elizabeth Hemings also had eight other children by three other fathers, two of whom were slaves and one of whom was a white man. BRODIE, supra note 8, at 90. John Wayles was also married four times. He and his first wife, Martha, had a daughter, also named Martha. Three weeks later, Martha (the mother) died. At the age of eighteen, after the deaths of her first and second stepmothers, Martha (the daughter) married Bathurst Skelton. (The family relationships of the Jeffersons, Skeltons, Hemingses, Wayleses, et al. were intricately intertwined. For example, Bathurst Skelton was, in a sense, Martha’s step-uncle, having been the younger brother of Martha’s second stepmother’s first husband.) Martha and Bathurst had a son, John; just under two years after their marriage, Bathurst Skelton died. BRODIE, supra note 8, at 88–89. 244. BRODIE, supra note 8, at 88. 245. Id. at 92. 246. Reminiscences of Madison Hemings, supra note 23, at 639. 247. Id. The DNA test can confirm only paternity, not the date on which the relationship began. 248. Id. at 640. One of these children, of course, was Madison himself. Considerable controversy surrounds the identity of the possible seventh child. Madison Hemings stated that his mother was pregnant when she returned from France; if so, she may have had a child who died. If she had a child who lived, that child may have been Thomas Woodson. The DNA test showed that Woodson’s descendants were probably not Thomas Jefferson’s descendants; Woodson may not have been Sally Hemings’ son, either. See, e.g., ANNETTE GORDON-REED, THOMAS JEFFERSON AND SALLY HEMINGS: AN AMERICAN CONTROVERSY 69, 195 (1997). 249. See, e.g., Reminiscences of Madison Hemings, supra note 23, at 640; BRODIE, supra note 8, at 634. Sally Hemings herself was apparently light-skinned, with straight dark hair. For a general discussion arising from the difficulties of the concept of “whiteness” and the social and legal construction of race, see for example IAN F. HANEY LOPEZ, WHITE BY LAW: THE LEGAL CONSTRUCTION OF RACE (1996). 03/29/2011 13:39:46 44 C M Y K 01.SCHWABACH.FINAL.DOC 2010] 3/23/2011 1:49 PM THOMAS JEFFERSON, SLAVERY, AND SLAVES The four surviving children were Beverly, Madison, Harriet, and Eston.250 Thomas Woodson, who may have been Sally Hemings’ son, also survived; he was probably born in 1790.251 Sally had a daughter, Harriet, in 1795, who later died.252 Beverly was born in 1798.253 Another daughter was born in 1799, but died in infancy.254 A third daughter, also named Harriet, was born in 1801; Madison was born in 1805, and Eston in 1808.255 According to Madison Hemings, Sally returned from Paris with Jefferson only on condition that he free each of her children at the age of twenty-one. Jefferson apparently acquiesced in the running away of Beverly and Harriet in 1822.256 Madison and Eston were freed in Jefferson’s will;257 Jefferson had to petition the Virginia legislature to allow them to remain in Virginia.258 Madison, Eston, and Sally went to Charlottesville, where they lived together until her death in 1835.259 Sally Hemings and her children thus escaped the tragedy which befell Monticello—slaves placed on the auction block— after Jefferson’s death. Sally herself was freed not by Jefferson but by his daughter Martha after his death.260 Although rumors of a relationship between Jefferson and Hemings had circulated for some time, the storm of publicity began in 1802. A journalist named James Callender, who had been paid by Jefferson to publish attacks on Federalists, turned against Jefferson when Jefferson refused to appoint him postmaster of Richmond. He published, among other attacks, viciously racist articles about Jefferson and Hemings. The theme was picked up by newspapers—especially Federalist ones— nationwide.261 Madison and Eston, of course, were born after the scandal. C M Y K 03/29/2011 13:39:46 45 29920_tjr_33-1 Sheet No. 27 Side A GORDON -REED, supra note 248, at 195–96 Id. Id. Id. Id. GORDON-REED, supra note 248, at 195–96. This was the easiest way for him to give them their freedom, although it left their legal status ambiguous. See id. at 25–28. 257. Three other Hemingses were also freed. GORDON-REED, supra note 248, at 207. The later lives of the Hemings children have been described in JUDITH JUSTUS, DOWN FROM THE MOUNTAIN: THE ORAL HISTORY OF THE HEMINGS FAMILY (1990). Their history makes interesting reading, but is outside the scope of this article. 258. GORDON-REED, supra note 248, at 40. 259. Id. at 209. 260. BRODIE, supra note 8, at 630–31. But see GORDON-REED, supra note 248, at 222. 261. Much has been written about Callender, see for example JOSEPH J. ELLIS, 250. 251. 252. 253. 254. 255. 256. 01.SCHWABACH.FINAL.DOC 3/23/2011 1:49 PM THOMAS JEFFERSON LAW REVIEW [Vol. 33:1 B. The DNA Testing Given the ongoing controversy over the Hemings–Jefferson relationship, DNA testing was inevitable. The project originated with retired pathologist Eugene Foster, at a friend’s suggestion.262 Foster collected blood samples from five male-line descendants of Jefferson’s uncle Field Jefferson; five male-line descendants of Thomas Woodson; one male-line descendant of Eston Hemings Jefferson; and three maleline descendants of Samuel and Peter Carr’s grandfather John Carr.263 Dr. Foster chose the Y chromosome for testing because it is passed nearly unchanged from father to son, while other chromosomes experience a shuffling of genetic material between each generation.264 This meant, of course, that only lineages in which there was a male descendant in each generation could be tested. Some of Sally Hemings’ children, such as Madison Hemings, had no unbroken male lineage and thus could not be tested. Foster collected samples from male descendants of Sally’s sons Tom Woodson265 and Eston Hemings Jefferson.266 Foster also collected samples from the descendants of Samuel and Peter Carr, alleged by some to have been the fathers of Sally Hemings’ children. Foster’s samples were analyzed by Oxford population geneticist Christopher Tyler-Smith and others.267 They compared the samples to Y chromosomes taken from the male-line descendants of Thomas 29920_tjr_33-1 Sheet No. 27 Side B AMERICAN SPHINX: THE CHARACTER OF THOMAS JEFFERSON 217-19 (1996). 262. Dinitia Smith & Nicholas Wade, Jefferson Was Father of Slave’s Child, DNA Study Finds, [TORONTO] GLOBE AND MAIL, Nov. 2, 1998, at A14. Others had also proposed DNA testing. CONOR CRUISE O’BRIEN, THE LONG AFFAIR: THOMAS JEFFERSON AND THE FRENCH REVOLUTION, 1785–1800 at 329 (1996) (O’Brien says that he has “consulted an eminent American geneticist” to discuss the feasibility of such a project). Ellis’ blurb on the back of GORDON-REED’s book, supra note 248, is prophetic: “Short of digging up Jefferson and doing DNA testing on him and Hemings’s [sic] descendants, Gordon-Reed’s account gets us as close to the truth as the available evidence allows.” 263. Eugene A. Foster et al., Jefferson Fathered Slave’s Last Child, 396 NATURE 27 (1998). 264. Smith & Wade, supra note 262. 265. Tom Woodson was originally Tom Hemings; his name was changed when he married Jemima Woodson, the slave daughter of slave owner Drury Woodson. Slave Children of Thomas Jefferson, L.A. SENTINEL, July 29, 1998, at A4. 266. Eston Hemings added the surname Jefferson when he moved to Madison, Wisconsin in 1850. Chris Martell, Jefferson & Hemings: The Madison Connection, WISCONSIN STATE J., Dec. 13, 1998, at 1–G. 267. Smith & Wade, supra note 262; Foster, supra note 263. 03/29/2011 13:39:46 46 C M Y K 01.SCHWABACH.FINAL.DOC 2010] 3/23/2011 1:49 PM THOMAS JEFFERSON, SLAVERY, AND SLAVES Jefferson’s paternal uncle, Field Jefferson.268 (Thomas Jefferson’s sons with his wife, Martha Wayles Skelton Jefferson, did not survive to adulthood, leaving no line of male descendants.) The Y chromosomes of Field Jefferson’s descendants possessed an extremely rare haplotype which has never been observed outside the Jefferson family.269 This haplotype was not found in the descendants of Thomas Woodson or of the Carr brothers, but was found in the descendants of Eston Hemings Jefferson. The researchers concluded: The simplest and most probable explanations for our molecular findings are that Thomas Jefferson, rather than one of the Carr brothers, was the father of Eston Hemings Jefferson, and that Thomas Woodson was not Thomas Jefferson’s son. The frequency of the Jefferson haplotype is less than 0.1 per cent, a result that is at least 100 times more likely if the president was the father of Eston Hemings Jefferson than if someone unrelated was the 270 father. A 99% probability is not, of course, the same as a 100% probability, which the researchers acknowledge: We cannot completely rule out other explanations of our findings based on illegitimacy in various lines of descent. For example, a male-line descendant of Field Jefferson could possibly have illegitimately fathered an ancestor of the presumed male-line descendant of Eston. But in the absence of historical evidence to 271 support such possibilities, we consider them to be unlikely. 47 C M Y K 03/29/2011 13:39:46 reproduced in full: Seven bi-allelic markers (refs 7–12), eleven microsatellites (ref. 13) and the mini-satellite MSY1 (ref. 14) were analysed (Fig. 1b). Four of the five descendants of Field Jefferson shared the same haplotype at all loci, and the fifth differed by only a single unit at one microsatellite locus, probably a mutation. This haplotype is rare in the population, where the average frequency of a microsatellite haplotype is about 1.5 per cent. Indeed, it has never been observed outside the Jefferson family, and it has not been found in 670 European men (more than 1,200 worldwide) typed with the microsatellites or 308 European men (690 worldwide) typed with MSY1. Id. 270. Id. 271. Id. Of course, controversy continues to rage over the forensic use of DNA evidence in criminal trials and, to a lesser degree, in the determination of paternity. See, e.g., Leonard J. Deftos, Daubert & Frye: Compounding the Controversy Over the Forensic Use of DNA Testing, 15 WHITTIER L.REV. 955 (1994); Confronting the 29920_tjr_33-1 Sheet No. 28 Side A 268. Foster, supra note 263. 269. In the interest of clarity, the paragraph containing this information is 01.SCHWABACH.FINAL.DOC 3/23/2011 1:49 PM THOMAS JEFFERSON LAW REVIEW [Vol. 33:1 C. The Official Story (Prior to November 1998) On the Sally Hemings question, there had long been a tradition of denial among Jefferson scholars. Andrew Burstein,272 Noble Cunningham,273 Virginius Dabney,274 Joseph Ellis,275 Dumas Malone,276 Alf J. Mapp, Jr.,277 Merrill D. Peterson,278 Norman K. Risjord279 and Willard Sterne Randall280 have all argued that no such relationship existed. A handful of scholars had remained neutral on the topic,281 while very few had been willing to commit themselves to the idea that the relationship had existed.282 Those few are now vindicated,283 while 29920_tjr_33-1 Sheet No. 28 Side B New Challenges of Scientific Evidence, 108 HARV. L. REV. 1481, 1557 (1995); Jill T. Phillips, Who Is My Daddy? Using DNA to Help Resolve Post-Death Paternity Cases, 8 ALB. L.J. SCI. & TECH. 151 (1997). 272. ANDREW BURSTEIN, THE INNER JEFFERSON 231 (1995) (“[I]t seems highly unlikely . . . .”). 273. NOBLE E. CUNNINGHAM, JR., IN PURSUIT OF REASON: THE LIFE OF THOMAS JEFFERSON 114–16 (1987). 274. VIRGINIUS DABNEY, supra note 24. 275. ELLIS, supra note 244, at 219 (“[A] long-term sexual relationship with one of his slaves was not in character for Jefferson . . . his deepest urges were more selfprotective and sentimental than sexual.”). Ellis won a National Book Award for his Jefferson biography. The quoted passage may not be entirely representative; he also includes a fairly objective appendix (also concluding that the relationship probably did not exist) on the controversy. Id. at 303–07. 276. See, e.g., DUMAS MALONE, JEFFERSON THE PRESIDENT: FIRST TERM 1801– 1805, at 497–98 (1970). 277. ALF J. MAPP JR., THOMAS JEFFERSON: A STRANGE CASE OF MISTAKEN IDENTITY 263 (1987). 278. MERRILL D. PETERSON, THOMAS JEFFERSON AND THE NEW NATION 707 (1970). 279. NORMAN K. RISJORD, THOMAS JEFFERSON 114 (1994). 280. WILLARD STERNE RANDALL, THOMAS JEFFERSON: A LIFE 476–77 (1993). 281. See, e.g., JACK MCLAUGHLIN, JEFFERSON AND MONTICELLO: THE BIOGRAPHY OF A BUILDER 98, 106, 121 (1988) (carefully neutral); ANNETTE GORDON-REED, THOMAS JEFFERSON & SALLY HEMINGS: AN AMERICAN CONTROVERSY (1997). Gordon-Reed, an attorney, carefully exposes the silly and generally muzzy-headed arguments that historians have advanced in denying the relationship. To a fellow attorney, her concise, analytical writing comes as an immense relief after the bombast of the historians. Although leaning toward belief in the relationship, in the absence of hard evidence, she was at that time unwilling to commit to a definite conclusion. 282. Of these, the most notable was the late Fawn Brodie, whose book THOMAS JEFFERSON: AN INTIMATE HISTORY (Bantam 1975) was what Ellis called “the most dramatic episode” in the “third chapter” of the controversy. ELLIS, supra note 275, at 304. Conor Cruise O’Brien, one of the historians most hostile to Jefferson and to his traditional biographers, also believed that the relationship existed. O’BRIEN, supra note 262, at 22. 283. See, e.g., Brendan Glacken, A Slave to One’s Origins, IRISH TIMES, Nov. 16, 1998. 03/29/2011 13:39:46 48 C M Y K 01.SCHWABACH.FINAL.DOC 2010] 3/23/2011 1:49 PM THOMAS JEFFERSON, SLAVERY, AND SLAVES the others have been shown to have been incorrect. Some, such as Malone, are no longer alive to express opinions on the subject.284 Ellis was the first of the historians to recant, co-authoring a comment accompanying the Nature article in which he stated, “Together with the circumstantial evidence, it seems to seal the case that Jefferson was Eston Hemings’ father . . . . The jury remains out with respect to Sally’s other children, but the burden of proof has clearly shifted.”285 More succinctly, Ellis also stated, “I got it wrong.”286 Since the DNA testing, Ellis has repeatedly stated that he now believes that there was a relationship. Popular press reports have referred to historians as “flipflopping”287 and “spinning in their armchairs.”288 A proposal has been made to use DNA testing to validate the claims of the supposed descendants of George Washington and his slave, Venus.289 1. The “Character” Argument Most of the arguments advanced by scholars against the relationship were, even before the Nature article, obviously silly, as Gordon-Reed and O’Brien pointed out; they tended to be based not so much on facts as on an analysis of Thomas Jefferson’s character, as perceived by his “defenders.” It would be gratuitously cruel to poke fun at historians who have been made fools of by history; the “character” argument requires some attention, as the DNA evidence has ignited a new round of assessment of Thomas Jefferson’s character. At the heart of most historians’ denials of the relationship between Sally Hemings and Thomas Jefferson was the idea that “Thomas Jefferson wouldn’t do a thing like that.” The various underpinnings of C M Y K 03/29/2011 13:39:46 49 29920_tjr_33-1 Sheet No. 29 Side A 284. Shortly before his death, Malone stated that he was willing to concede that Jefferson and Hemings might have had sexual relations “once or twice” but could not accept the possibility of an ongoing relationship. GORDON-REED, supra note 248, at 156. Gordon-Reed is fairly forgiving of Malone, questioning his motives and conclusions while acknowledging the value of his research. See generally id. at 233. O’Brien is less so: “It is rather depressing to find Malone’s protectively emollient obiter dicta about Jefferson still being treated as authoritative sources, as late as 1993.” O’BRIEN, supra note 262, at 151. 285. Eric S. Lander & Joseph R. Ellis, Founding Father, 396 NATURE 13 (1998). 286. Today Show (NBC television broadcast Nov. 2, 1998). 287. The President and the Slave, PLAIN DEALER (Cleveland, Ohio), Nov. 6, 1998, at 10–B. 288. Brent Staples, Revelations Add to Mystery of Jefferson, BALTIMORE SUN, Nov. 5, 1998, at 23A. 289. Jeremy Manier, Washington’s Link to Slave Examined; Family Contends It’s Descended from Liaison; Researchers Say He Never Had Children, DALLAS MORNING NEWS, Nov. 15, 1998, at 14–A. 01.SCHWABACH.FINAL.DOC THOMAS JEFFERSON LAW REVIEW 3/23/2011 1:49 PM [Vol. 33:1 this argument, compounded of racism, hero-worship, naiveté, and sloppy research, have been thoroughly exposed by Gordon-Reed.290 However, it is worth reminding ourselves that Jefferson was perfectly capable of holding contradictory beliefs and acting in contradictory ways on a wide variety of subjects. The pejorative term for this ability is hypocrisy; while it is a common human characteristic, Jefferson certainly possessed it to an outstanding degree. This is a man who could write to Benjamin Banneker that: No body wishes more than I do to see such proofs as you exhibit, that nature has given to our black brethren, talents equal to those of the other colors of men . . . [your Almanac is] a document to which your whole color had a right for their justification against 291 the doubts which had been entertained of them[.] 03/29/2011 13:39:46 290. GORDON-REED, supra note 248. Of course, not all of these motives were present for all of the historians. Some seem to have been motivated primarily by a racist horror of “miscegenation,” while others simply failed to do adequate research, and so forth. 291. Letter from Thomas Jefferson to Benjamin Banneker (Aug. 30, 1791), in WRITINGS, supra note 37, at 982–83. 292. THOMAS JEFFERSON, NOTES ON THE STATE OF VIRGINIA 266, in WRITINGS, supra note 37, at 266. 293. Letter from Thomas Jefferson to Benjamin Banneker (Aug. 30, 1791), in WRITINGS, supra note 37, at 982–83. 294. THOMAS JEFFERSON, NOTES ON THE STATE OF VIRGINIA 266, in WRITINGS, supra note 37, at 267. 295. O’BRIEN, supra note 262, at 267. 296. Id. 29920_tjr_33-1 Sheet No. 29 Side B But he could also write that black persons are “in reason much inferior [to whites], as I think one could scarcely be found capable of tracing and comprehending the investigations of Euclid; and in imagination they are dull, tasteless, and anomalous.”292 While he wrote to Banneker that “the appearance of a want of [talents] is owing merely to the degraded condition of their existence, both in Africa and America,”293 in Notes on the State of Virginia he had written that “their [black people’s] inferiority is not the effect merely of their condition in life.”294 The most glaring contradiction of all, of course, is that Jefferson could advocate “liberty” and oppose slavery, yet own slaves, with all that slave-owning implies: He forced them to labor, without pay, for his benefit; when they ran away, he advertised for their return,295 sent out slave-catchers,296 and had the recaptured slaves beaten and chained; he 50 C M Y K 01.SCHWABACH.FINAL.DOC 2010] 3/23/2011 1:49 PM THOMAS JEFFERSON, SLAVERY, AND SLAVES took sexual advantage of at least one,297 and owned his own children; to finance his entertaining and the renovation of Monticello, he mortgaged and sold human beings. Jefferson’s hypocrisy was not limited to issues of slavery and race. He could believe that an enlargement of the territory of the United States required an amendment to the Constitution,298 and yet purchase Louisiana; he could then deny democratic government to the newly acquired territory.299 He could advocate freedom of the press, yet could tell Pennsylvania Governor Thomas McKean, “I have therefore long thought that a few prosecutions of the most prominent offenders [those who had printed stories about Jefferson and Hemings] would have a wholesome effect in restoring the integrity of the presses.”300 Jefferson professed to admire and respect Native Americans, yet outlined to William Henry Harrison a Machiavellian scheme for acquiring the greatest amount of Indian land at the least cost, concluding: I must repeat that this letter is to be considered as private . . . . You will also perceive how sacredly it must be kept within your own breast, and especially how improper to be understood by the Indians. For their interests and their tranquillity it is best they 301 should see only the present age of their history. In the personal sphere, Jefferson professed his love and concern for his daughter Martha and her children, yet squandered his wealth (mostly inherited from his wife and her father) so profligately that after his death they were left destitute. 51 C M Y K 03/29/2011 13:39:46 297. Whatever the nature of the Jefferson-Hemings relationship may have been, it certainly contained an enormous inequality of power. 298. ELLIS, supra note 275, at 209. 299. Id. at 210–11. John Quincy Adams, then a Senator, attempted to add a tongue-in-cheek provision prohibiting residents of the territory from being taxed without their consent. Id. at 211. 300. Id. at 220. 301. Letter from Thomas Jefferson to William H. Harrison (Feb. 27, 1803), in WRITINGS, supra note 37, at 1117, 1120. Jefferson added that the letter was “not to control any particular instructions which you may receive through official channel.” Id. Since Jefferson was President of the United States at the time, he could not reasonably believe that Harrison would ignore his letter in interpreting any instructions he might receive from Congress. As he had done earlier with Genet, Jefferson was privately acting at cross-purposes with his official duty. Harrison became famous for his massacre of Indians at Tippecanoe in 1811, and was elected president in 1840. He died only one month after his inauguration. 29920_tjr_33-1 Sheet No. 30 Side A 2. Jefferson and Hemings in Fiction 01.SCHWABACH.FINAL.DOC 3/23/2011 1:49 PM THOMAS JEFFERSON LAW REVIEW [Vol. 33:1 In contrast to historians, writers of fiction, and the American public generally, have tended to assume that the relationship existed. Max Byrd,302 writing from the viewpoint of William Short, took no stand on the issue, but most other writers did. Most famously, Barbara ChaseRiboud wrote of a romantic quasi-marriage between Jefferson and Hemings.303 Chase-Riboud was instantly attacked by Jefferson scholars,304 a peculiar reaction to a work of fiction.305 In his surreal novel Arc d’X, Steve Erickson imagines a physically and psychologically violent relationship.306 In a short story set perhaps a century or so in the future, Bruce Sterling includes a reference to Sally Hemings as Jefferson’s concubine, in a manner that indicates that, in the future, this relationship is common knowledge.307 In a 1994 Merchant/Ivory film, Thomas Jefferson (Nick Nolte) abandoned his relationship with Maria Cosway to pursue Sally Hemings (Thandie Newton); they were forced to keep the relationship secret not so much because of Jefferson’s public reputation, but because of the hostility of his daughter.308 Partly, of course, writers of fiction may have been more willing to accept the relationship because the story is more interesting that way. Partly, though, the writers and the American public were right, and the historians were wrong, all along: The marble-icon Jefferson that his biographers created and came to believe in bore no resemblance to any real human being, let alone the real Thomas Jefferson. D. Reassessing Jefferson BYRD, supra note 28. CHASE-RIBOUD, supra note 28. See, e.g., DABNEY, supra note 24, at 65–74. See generally Burgess v. Chase-Riboud, 765 F. Supp. 233 (E.D. Pa. 1991). ERICKSON, supra note 28. STERLING, supra note 28. JEFFERSON IN PARIS (Merchant Ivory 1994). O’BRIEN, supra note 262, at 325. 03/29/2011 13:39:46 302. 303. 304. 305. 306. 307. 308. 309. 29920_tjr_33-1 Sheet No. 30 Side B Now that the marble icon has finally been demolished, it is time to address the question of who Jefferson really was. The extreme reaction is that if Jefferson was no saint, he must have been a demon: a lying, cheating, manipulative, hypocritical racist who will emerge in the next century as the “prophet and patron of the fanatical racist far right in America.”309 If, on the other hand, as Gordon-Reed and others have 52 C M Y K 01.SCHWABACH.FINAL.DOC 2010] 3/23/2011 1:49 PM THOMAS JEFFERSON, SLAVERY, AND SLAVES 53 C M Y K 03/29/2011 13:39:46 310. See, e.g., Joyce Howard Price, Researcher Defends Claim About Jefferson, WASHINGTON TIMES, Nov. 8, 1998, at A–2; Malcolm Ritter, Another Jefferson May Have Fathered Child, Historians Say, AUSTIN AMERICAN-STATESMAN, Nov. 7, 1998, at A–21. 311. GORDON-REED, supra note 248, at 108–11. 312. See, e.g., the case of Julia Chinn, infra notes 344–345 and accompanying text. 313. See supra note 28. “Concubine” is the word Madison Hemings used to describe his mother’s relationship with Jefferson. Israel Jefferson used the same word. Reminiscences of Israel Jefferson, reprinted in BRODIE, supra note 8, at 646, 652. 29920_tjr_33-1 Sheet No. 31 Side A suggested, Thomas Jefferson loved Sally Hemings, he would be unsuitable to serve in such a role. Those historians who formerly denied the existence of a relationship between Thomas Jefferson and Sally Hemings have, for the most part, reassessed their views. A few diehards have begun to generate increasingly more unlikely theories—for example, that Randolph Jefferson, never before linked to Sally Hemings by any historian, but carrying the Field Jefferson haplotype, could have been the father.310 For the most part, however, the general view is that the relationship did exist. Its exact nature, of course, is far more difficult to determine. All relationships between a master and a slave in eighteenth and early nineteenth-century Virginia were coercive, since the slave lacked any effective power either to resist or to consent. That is, though, as Gordon-Reed points out,311 an oversimplification which to some extent dehumanizes the slaves. Actual master-slave relationships ran the gamut from forcible rape to romantic relationships in which the master ultimately freed the slave and publicly acknowledged the relationship.312 The Jefferson-Hemings relationship obviously did not fall into this latter category, and GordonReed argues that it did not belong in the former. Given the probable length of the relationship, and the fact that Jefferson freed (or allowed to escape) Sally Hemings’ children, some level of accommodation and emotional relationship (such as the concubinage postulated by Sterling and many other writers of Jefferson/Hemings fiction313) seems more likely. What the dimensions of that relationship were, and what it meant to its principals, will probably remain forever unknown. In arguing that Jefferson was unlikely to engage in a thirty-eight year relationship with an unwilling partner, Gordon-Reed is at least partially concerned to emphasize that slaves remained capable of making intelligent choices and exercising what little power they had to 01.SCHWABACH.FINAL.DOC THOMAS JEFFERSON LAW REVIEW 3/23/2011 1:49 PM [Vol. 33:1 improve their situation. In Hemings’ situation, she used that power to guarantee the freedom of her children. It is especially hard (and unpleasant) for some to think that a black woman may have exercised her will, circumscribed as it was, by saying yes to Thomas Jefferson and, in doing so, have been able to 314 exercise some influence over him. In contrast to this racist reason for believing in the absolute powerlessness of slaves, 315 The notion of total powerlessness has appeal to some blacks because it seems to make the slave system worse, as if that were possible. Saying that there were instances where blacks had room to maneuver can be taken as an attempt to minimize the horror of the slave system. This is not the case . . . there were two sets of human beings involved in that sorry state of affairs, not one race of all powerful gods and another race of totally dominated 316 submortals. 314. GORDON-REED, supra note 248, at 110. 315. And, as we see in sources cited infra notes 332 and 334, to people of many races. 03/29/2011 13:39:46 316. GORDON-REED, supra note 248, at 110. 317. Dan Rather, The Legacy of Slavery, TIMES UNION (Albany, N.Y.), Nov. 14, 29920_tjr_33-1 Sheet No. 31 Side B In addition to Gordon-Reed’s concern, the DNA results raise the specter of another fairly predictable backlash; some racist historians will make their peace with the truth by concluding that Sally Hemings was not black. It would be best to address this now. Assuming that Thomas Jefferson, John Wayles, and Captain Hemings had no recent African ancestry (a fairly large assumption), Sally Hemings was one-fourth African. Dan Rather has already raised the issue by saying, “We have no way of knowing whether Jefferson, who rabidly opposed miscegenation, even considered Hemings to be black[.]”317 This is more untrue than true. Many modern Americans, of all races, might not think of Sally Hemings as black. Isaac Jefferson described her as “mighty near white—very handsome, long straight hair down her back.”318 At the time, the “one drop” rule had not gained widespread acceptance in the American South. Jefferson himself, though, writing in 1815, concluded through a complicated set of formulae, that a person with anything less than 1/4 1998. 318. Michael Dorman, Jefferson’s Slaves and Son, NEWSDAY, Nov. 18, 1998, at A–36. Isaac Jefferson was a slave at Monticello. 54 C M Y K 01.SCHWABACH.FINAL.DOC 2010] 3/23/2011 1:49 PM THOMAS JEFFERSON, SLAVERY, AND SLAVES “negro blood” was not black, so that “a third cross clears the blood.”319 The third cross in the Hemings family line was Jefferson himself; thus, Jefferson seems to have convinced himself that Sally Hemings was black, but that her (and his) children were white. E. The Public Reaction The reaction of the American public to the Nature article was not one of surprise; it could be summarized as: “Well, that just confirms what we all knew all along.” Only a handful of historians expressed astonishment.320 What was surprising was the amount of attention devoted to news about people who had, after all, been dead for over 160 years. A search in Westlaw’s ALLNEWSPLUS database for “Hemings /s Jefferson & DNA” turned up 678 results.321 Of these, about 10 percent were partially or primarily about the Clinton controversy. Most, though, mention Clinton in passing or not at all; the public interest is in Jefferson and Hemings.322 Stories reporting the facts quickly gave way to stories about what those facts meant. Dan Rather pointed out that the results raise serious questions about the integrity of historical scholarship as well as about contemporary concepts of race.323 Hemings’ descendant Dorothy Jefferson Westerinen wrote that, although she is “white,” she has always considered herself to be partly African-American; she agreed with Rather “that most historians have, until now, refused to accept the validity of this legacy is based on racism—conscious or unconscious.”324 Annette Gordon-Reed wrote that the news “should C M Y K 03/29/2011 13:39:46 55 29920_tjr_33-1 Sheet No. 32 Side A 319. Letter from Thomas Jefferson to Francis C. Gray (Mar. 4, 1815), reproduced in BRODIE, supra note 8, at 586–87. 320. E.g., “This is stunning news . . . very shocking, said UCLA historian Joyce Appleby, an expert on the Jeffersonian era and a past president of the American Historical Association,” Robert Lee Hotz, DNA Study Shows Jefferson Fathered His Slave’s Child, L.A. TIMES, Nov. 1, 1998, at A–1. 321. Search performed 4:00 p.m. February 11, 1999. The same search was duplicated at 1:56 p.m., February 13, 2011. The recent search turned up 2097 results with approximately 17 percent mentioning the Clinton controversy. 322. Jefferson and Hemings are likely to have a more lasting impact on history than Bill and Monica. A disturbing trend could be seen in the Clinton stories, though. Writers on both sides of the controversy tended to equate the two relationships, ignoring the difference whose importance is so great that it trivializes all similarities. President Clinton, for all his many faults, owned no slaves. 323. Rather, supra note 317. 324. Dorothy Jefferson Westerinen, We Always Knew About Sally and Tom, BOSTON GLOBE, Nov. 13, 1998 at A27. 01.SCHWABACH.FINAL.DOC THOMAS JEFFERSON LAW REVIEW 3/23/2011 1:49 PM [Vol. 33:1 bring about a re-evaluation not only of Jefferson but also of the many generations of historians who have written about him.”325 Perhaps the most succinct summary of popular opinions on the subject was this: The strangest thing about the Thomas Jefferson-Sally Hemings controversy has always been just that: the controversy. It has been downright surreal to hear historian after mainstream historian vehemently deny even the possibility of a sexual relationship between a Founding Father and one of his slaves.326 Barbara Robinson added: It was funny watching an obviously white woman [Julia Westerinen] descendant of Jefferson say she is so glad to know she is also African-American. DNA testing has just made a family of white folks black. DNA testing promises to make race 327 irrelevant. This last sentence has implications which go far beyond the scope of this article. As Julia Westerinen herself said, “We’re all a mixture, and isn’t that wonderful.”328 Gordon-Reed stated, “We’re not two separate people . . . . We’re related by culture and blood. That reality has been denied.”329 However, the complicated mess of American thinking on race is unlikely to be decisively altered by any single event; such change will come gradually.330 What may change much more rapidly is America’s view of its history. Obviously, the credibility of the “official version” of our history, and those who have made good livings professing it, has been dealt a serious blow. 29920_tjr_33-1 Sheet No. 32 Side B 03/29/2011 13:39:46 325. Annette Gordon-Reed, Why Jefferson Scholars Were the Last to Know, N.Y. TIMES ABSTRACTS 27, Nov. 3, 1998; see generally Leef Smith & Michael Fletcher, Mixed Feelings Over Jefferson Affair; Blacks Feel Vindicated by Evidence, Upset that Rumors Were Doubted for so Long, WASHINGTON POST, Nov. 8, 1998; Ken Warren, DNA Results Reveal Secret, Shared History, FLORIDA TODAY, Nov. 7, 1998. 326. Cynthia Tucker, All in the Family, DENVER POST, Nov. 6, 1998, at B–7. 327. Barbara Robinson, On Slavery, Race, and Sex, LAS VEGAS REVIEW-JOURNAL, Nov. 15, 1998, at F-1. 328. Jonathan Tilove, Blurring the Color Line, HARRISBURG [PA.] PATRIOT-NEWS, Nov. 15, 1998, at F–1. 329. Focus: Jefferson’s Legacy, [Norfolk] VIRGINIAN-PILOT & LEDGER STAR, Nov. 3, 1998, A–4. 330. For instance, Dorothy Jefferson Westerinen pointed out that her own grandparents had concealed their African-American heritage, while she takes pride in it. Westerinen, supra note 324. 56 C M Y K 01.SCHWABACH.FINAL.DOC 2010] 3/23/2011 1:49 PM THOMAS JEFFERSON, SLAVERY, AND SLAVES So the verdict of the vox populi was, “Let’s re-examine our thoughts about race and slavery, and don’t believe everything the historians tell you.” On Jefferson, reactions were more mixed: Some seemed understanding,331 while others were less sympathetic to him, though more so to Sally Hemings.332 Overall, few seemed to agree with Gordon-Reed’s sympathetic view that the story “humanizes” Jefferson.333 Most seemed to agree with Ellen Goodman that “the issue isn’t that Thomas Jefferson had sex with Sally Hemings. It’s that he owned her.”334 The Jefferson descendants were also affected in various ways. The descendants of Eston Hemings were vindicated, while the descendants of Thomas Woodson refused to accept the idea that Woodson was not Thomas Jefferson’s son: “We have our oral history that’s gone down for so many generations, and we know damn well it’s true.”335 The C M Y K 03/29/2011 13:39:46 57 29920_tjr_33-1 Sheet No. 33 Side A 331. Jefferson descendant Mary Truscott said, “You know, the guy’s wife died when he was 39 years old . . . . What are you going to do, read books the rest of your life?” Janet Burkitt, It’s All In the Family: Jefferson’s Mixed Descendants Hit It Off In Bellevue, SEATTLE TIMES, Nov. 12, 1998, at B–1. 332. See, e.g., Bebe Moore Campbell on Morning Edition, Nov. 17, 1998: “There is no consensual sex between slave and enslaver, and certainly not between a grown man and a 14-year old girl. Sally Hemings, yes, was coerced, her ‘no’ was powerless.” 1998 WL 3309394; Jennifer Dokes, We’re All Heirs of Jefferson, ARIZONA REPUBLIC, Nov. 5, 1998, at B–5 (“[Maybe] what Jefferson did with Hemings . . . was different from the rapes committed by fellow gentry . . . the results were the same[:] children born into slavery.”); Edward Pratt, Jefferson Affair Misses Point, BATON ROUGE ADVOCATE, Nov. 21, 1998, at 7–B (“Her circumstance put her in a position of being as obedient to his desires as his horse was to gallop when he gave it the whip.”); Readers’ Forum, COURIER-JOURNAL (Louisville, Ky.), Nov. 27, 1998, at 10–A (“[Jefferson] committed statutory rape with Hemings.”); Deborah Saunders, Finding The Sons and Sins of Founding Fathers, SAN FRANCISCO CHRONICLE, Nov. 3, 1998, at A–23 (“What’s horrific . . . isn’t the sex; it’s the slavery.”); Lynn Hecht Schafran, Hemings Was Merely Jefferson’s Slave, USA TODAY, Nov. 4, 1998, at 26–A (Letter to the editor) (“‘affair’ [means] a romantic, sexual relationship. A man having sex with a woman when she cannot say no because he owns her is not romantic; it is the starkest possible inequality of power.”); Patricia J. Williams, What’s Love Got To Do With It?, NATION, Nov. 23, 1998 (“I wonder at the rush to embrace ‘love’ as the overarching feature of their bond.”). 333. See Three Perspectives on America’s Jefferson Fixation, THE NATION, Nov. 30, 1998. 334. Ellen Goodman, The Real Jefferson-Hemings Issue: He Owned Her, HARTFORD COURANT, Nov. 6, 1998, at A–17 (syndicated column published, excerpted, and reprinted repeatedly during Nov. 1998). In this light, a special award for insensitivity must go to Allan Hall, who wrote: “President Bill Clinton is not the only occupant of 1600 Pennsylvania Avenue to romp with the hired help.” Allan Hall, THE SCOTSMAN, Nov. 2, 1998, at 7. Sally Hemings wasn’t hired, of course; she was owned. 335. Statement of Woodson family member Robert Golden on CBS This Morning 01.SCHWABACH.FINAL.DOC THOMAS JEFFERSON LAW REVIEW 3/23/2011 1:49 PM [Vol. 33:1 Monticello Association, composed of Jefferson’s “legitimate” descendants, was divided; hard-liners refused to allow Hemings’ descendants to attend its meeting336 or be buried at Monticello,337 while Association member Mary Truscott invited Hemings’ descendant (and Microsoft employee) Jeff Westerinen to dinner at her Bellevue, Washington home.338 Tour guides at Monticello revised their answer to visitors’ most frequently asked question, telling them that the relationship had existed.339 F. Other Slave Owner/Slave Relationships Gordon-Reed is willing to forgive Jefferson for not freeing Sally Hemings, even if the modern American public is not.340 In the later part of Jefferson’s life, such an act would have been extremely difficult legally, politically, and financially.341 Earlier in Jefferson’s life, however, the financial difficulties would not have existed. Acknowledging the relationship and freeing Sally Hemings would have had significant costs even then; however, it is not enough simply to dismiss Jefferson’s failure to do so as a product of the time. Many other Virginia slaveholders, to whom Jefferson was personally and professionally close, freed their slaves during their lives or in their wills. William Short freed his slaves and joined an anti-slavery society. Edward Coles freed his slaves and sold his Virginia plantation, using the proceeds to provide each freed family with 160 acres in land and training in farming and skilled crafts.342 Coles was later elected governor of Illinois, proving that his actions had not amounted to political suicide. 29920_tjr_33-1 Sheet No. 33 Side B 03/29/2011 13:39:46 (CBS television broadcast Nov. 2, 1998). Of course, illegitimacy in the male line could have occurred at some point after Thomas Woodson. See generally Tamala M. Edwards, Family Reunion: The Revelation about Thomas Jefferson’s Liaison Spotlights a Sensitive Racial Issue — Passing for White, TIME, Nov. 23, 1998, at 85. 336. Lucian K. Truscott IV, Time for Monticello to Open the Gate, N.Y. TIMES ABSTRACTS, Nov. 5, 1998, at F–1. 337. See, e.g., Damian Whitworth, Jefferson Heirs Demand Place in Cemetery, THE TIMES (London), Nov. 4, 1998, at 16. The Association controls the right to be buried in the cemetery, although it does not own Monticello. Monticello is owned by the Thomas Jefferson Memorial Foundation. 338. Burkitt, supra note 331. 339. See, e.g., Leef Smith, Much Ado at Monticello; Tourists, Guides Ponder Jefferson and Genetics, WASHINGTON POST, Nov. 2, 1998, at C–1. 340. GORDON-REED, supra note 248, at 206–09, 222. 341. Id. 342. BRODIE, supra note 8, at 584; Schwabach, supra note 3, at 68. 58 C M Y K 01.SCHWABACH.FINAL.DOC 2010] 3/23/2011 1:49 PM THOMAS JEFFERSON, SLAVERY, AND SLAVES 1841. THE WORLD ALMANAC AND BOOK OF FACTS [1999] 495 (1998). 346. See generally GORDON-REED, supra note 248. 59 C M Y K 03/29/2011 13:39:46 343. BROWN, supra note 197, at 266; Schwabach, supra note 177, at 131. 344. BRODIE, supra note 8, at 587–88. 345. Johnson served as Vice-President under Martin Van Buren from 1837 to 29920_tjr_33-1 Sheet No. 34 Side A George Wythe, Jefferson’s mentor and law professor, freed his slaves, including Lydia Broadnax, who was generally assumed to be his mistress.343 Broadnax’s son Michael Brown, generally believed to have been Wythe’s son as well, was murdered along with Wythe in 1806. In his will, Wythe had provided that Michael should be brought up by Thomas Jefferson, who was then President. Had Michael survived Wythe, Jefferson would have been presented with another opportunity to alter the course of race relations in the United States; would he have raised Michael to be an attorney and, someday, power-broker, as Wythe evidently wished, or would he have simply taught him carpentry or some other trade, as he did with Sally Hemings’ sons? Slightly later, Kentuckian Richard M. Johnson publicly acknowledged that he had two daughters by Julia Chinn, a slave. Johnson educated his daughters and attempted, despite snubs, to introduce them into white society; he also willed them his property.344 He was rumored to have gone through a marriage ceremony with Julia Chinn. Despite the scandal, Johnson was elected Vice-President of the United States in 1836.345 Thus, contemporaries and peers of Jefferson saw slavery for the evil institution that it was, and had the courage to do what was right. The American public, while certainly willing to gossip about them, forgave them and may even have admired them for it. Jefferson, however, lacked that courage, whether because of the fear of damage to his political fortunes, or for fear of how his “white” family would react.346 Since Jefferson must have been aware that he possessed sufficient political capital to do almost anything in his personal life, the latter explanation actually seems more credible. This renders the murder of Michael Brown all the more tragic; the legitimate daughters and grandchildren who would have been offended by Jefferson’s acknowledgement of his own illegitimate, mixed-race children would, presumably, have been much less offended by his guardianship of Wythe’s illegitimate, mixed-race child. 01.SCHWABACH.FINAL.DOC THOMAS JEFFERSON LAW REVIEW 3/23/2011 1:49 PM [Vol. 33:1 G. Conclusion: What Does the Truth About Jefferson and Hemings Mean to Us? Now the truth about Eston Hemings Jefferson’s parentage is generally accepted, and may serve to force a reexamination of America’s early history. The Southern states, most importantly Virginia, joined the Revolution (which would have been impossible without them) out of fear that England would take away the slaveholders’ “liberty” to own slaves.347 Monarchical England had abolished slavery within its own borders in 1772,348 and was anxious to extend that prohibition throughout its colonies. Revolutionary America was not an ideal republic of philosopherkings, but a real country inhabited by real human beings. Like many other states of its time, it allowed slavery and slave-trading. In the context of his times, then, Jefferson was neither a monster nor a saint, but simply a human being incapable of living up to his own highest ideals. Those ideals were his contribution to posterity; it has fallen to us to live up to them. If there is a unifying theme to this trio of articles on Thomas Jefferson and his relationship to the institution of slavery, it is that the nation makes moral progress over time. Lander and Ellis wrote that “[o]ur heroes . . . are not gods or saints, but flesh-and-blood humans, with all of the frailties and imperfections that this entails.”349 Perhaps they’re not heroes, either. Despite occasional periods of backlash and regression, we are better than the Founding Fathers, as we hope that our children will be better than us. Any other possibility is simply too dismal to contemplate. 29920_tjr_33-1 Sheet No. 34 Side B 03/29/2011 13:39:46 347. Both North and South also resented England’s protection of Native Americans. 348. Somerset v. Stuart, 12 George III A.D. (1771–1772) Lofft, 20 How. St. Tr. 1. 349. Lander & Ellis, supra note 285, at 14. 60 C M Y K
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