INSIGHTS INTO THE MATERNAL AGE EFFECT ON ANEUPLOIDY By ROSS ANTHONY ROWSEY A dissertation submitted in partial fulfillment of the requirements for the degree of DOCTOR OF PHILOSOPHY WASHINGTON STATE UNIVERSITY School of Molecular Biosciences MAY 2015 To the faculty of Washington State University: The members and the Committee appointed to examine the dissertation of ROSS ANTHONY ROWSEY find it satisfactory and recommend that it be accepted. ___________________________________ Terry Hassold, PhD, Chair ___________________________________ Patricia Hunt, PhD ___________________________________ Jon Oatley, PhD ___________________________________ William Davis, PhD ___________________________________ Wenfeng An, PhD ii ACKNOWLEDGEMENTS The work in this document could not have been completed without the support of several important individuals: Dr. Terry Hassold, for his invaluable mentorship and for sharing my enthusiasm for the little things. Dr. Patricia Hunt, for being a second advisor, and for constantly challenging me to look at the big picture, even when I was focused on the details. My committee, for guiding me along the path to thinking like a scientist. My laboratory and my peers, for supporting me both in and out of the laboratory. Lastly, my family, for believing in me unconditionally, and for pushing me to always strive for the best. iii INSIGHTS INTO THE MATERNAL AGE EFFECT ON ANEUPLOIDY Abstract by Ross Anthony Rowsey, Ph.D. Washington State University May 2015 Chair: Terry Hassold Humans face extraordinary difficulties in reproduction, as over 10% of all pregnancies are aneuploid. In most cases, aneuploidy causes complications in development; indeed, it is the leading known cause of miscarriage and congenital birth defects in our species. In addition, high rates of aneuploidy in pregnancy appear to be a human-specific condition, as levels of aneuploidy are orders of magnitude lower in commonly studied model organisms. For decades, researchers have known that increased maternal age goes hand in hand with increased risk of aneuploid pregnancy, a relationship known as the maternal age effect. However, the cause of this age effect remains unclear, though numerous hypotheses have been proposed. Our ability to analyze prophase stage oocytes has allowed us to examine two of the most provocative of these models. In an examination of cells entering meiosis, we did not observe aneuploidy, leading us to conclude that the errors that lead to aneuploidy occur at some point in the meiotic process, and are not due to “predestination” events before meiosis begins. Our focus then shifted to recombination in meiotic prophase, as abnormal recombination is the only known molecular process linked to aneuploidy. We observed extraordinary variation in recombination rate among individuals, but no apparent relationship with the timing of meiotic entry. Overall, our studies led us to conclude that while recombination indeed plays a role in the genesis of the maternal age effect, it remains only a part of the whole, and errors in later stages of meiosis also likely to contribute to the maternal age effect. iv TABLE OF CONTENTS Page Acknowledgements ................................................................................................................................... iii Abstract ..................................................................................................................................................... iv List of Tables ............................................................................................................................................. vii List of Figures ............................................................................................................................................ viii CHAPTER I: Introduction ........................................................................................................................ 1 Meiosis: Segregating Chromosomes for the Next Generation .................................................... 3 Meiotic Prophase: Setting up Connections .................................................................................. 3 Pairing ............................................................................................................................. 4 Synapsis .......................................................................................................................... 4 Recombination ................................................................................................................ 5 Meiotic Divisions: Segregating the Chromosomes ...................................................................... 6 Male-Female Difference in Meiosis .............................................................................................. 6 Analyzing Meiosis ........................................................................................................................ 7 Cytological Approaches .................................................................................................. 7 Molecular analyses of gametes and early embryos ........................................................ 9 Genetic linkage analysis ................................................................................................. 10 When meiosis goes wrong: Aneuploidy ...................................................................................... 10 Aneuploidy in the Female: The Maternal Age Effect .................................................................. 12 Multiple Windows of Vulnerability ................................................................................................ 13 Pre-Meiosis: Off to a bad start? ..................................................................................... 13 Prophase Stage: Setting up for failure ............................................................................ 13 Arrest Stage: Waiting for something else to go wrong .................................................... 14 Meiotic Divisions: Where it all falls apart........................................................................ 15 Multiple Routes to Aneuploidy ........................................................................................ 15 Research Aims ............................................................................................................................. 16 References ................................................................................................................................... 17 v CHAPTER II: Germline Mosaicism does not explain the Maternal Age Effect on Trisomy ............. 36 Abstract ........................................................................................................................................ 37 Introduction .................................................................................................................................. 38 Materials and Methods ................................................................................................................. 41 Study Population ............................................................................................................. 41 Processing ...................................................................................................................... 41 Immunofluorescence (IF) and Fluorescence In Situ Hybridization (FISH) ..................... 42 Scoring ............................................................................................................................ 43 Results and Discussion ................................................................................................................ 43 Rationale for the Analytic Approach ................................................................................ 43 A Pilot Study: FISH Studies of Oocytes in Trisomy 21 Fetuses .................................... 44 Analysis of Trisomy Mosaicism in Euploid Fetuses ........................................................ 45 Putting it into Perspective: Is Germ Cell Mosaicism an Important Source of Human Aneuploidy ...................................................................................................................... 46 Acknowledgements ...................................................................................................................... 48 References ................................................................................................................................... 49 CHAPTER III: Examining Variation in Recombination Levels in the Human Female: A Test of the Production-Line Hypothesis ............................................................................................... 60 Abstract ........................................................................................................................................ 61 Main Text ..................................................................................................................................... 62 Acknowledgements ...................................................................................................................... 66 References ................................................................................................................................... 67 CHAPTER IV: Summary and Future Directions ................................................................................... 79 Summary ...................................................................................................................................... 80 Future Directions .......................................................................................................................... 81 Prophase: Setting up oocytes for failure? ....................................................................... 81 Dictyate Arrest: Waiting to break down? ........................................................................ 85 Segregation: Where it all goes awry .............................................................................. 86 References ...................................................................................................................... 87 vi LIST OF TABLES CHAPTER I Table I Incidence of Aneuploidy at Various Stages of Development ................................... 22 Table II Rate of Trisomy by Chromosome ............................................................................. 23 CHAPTER II Table I Detection of Chromosome 21 Signals by Stage of Prophase in Fetuses with Trisomy 21 ................................................................................................................ 52 Table II Number of FISH Signals per Chromosome in Leptotene Oocytes from Seven Female Fetuses ........................................................................................................ 53 CHAPTER IV Table I Location of FISH Probes on Short Arm of Chromosome 16 .................................... 90 Table II Average Length of Measured Regions ..................................................................... 91 vii LIST OF FIGURES CHAPTER I Figure 1 Four Windows of Oocyte Development .................................................................... 24 Figure 2 Sub-Stages of Prophase and Synaptonemal Complex Appearance ....................... 26 Figure 3 The Synaptonemal Complex .................................................................................... 28 Figure 4 Resolution of Meiotic Double Strand Breaks ............................................................ 30 Figure 5 Cohesin Links Homologous Chromosome after Recombination.............................. 32 Figure 6 Abnormal Recombination Locations ......................................................................... 34 CHAPTER II Figure 1 The expected number of FISH signals per chromosome is dependent on the stage of meiotic prophase ........................................................................................ 54 Figure 2 Prophase stage oocytes from trisomy 21 fetuses seldom exhibit three chromosome 21 signals ............................................................................................ 56 Figure 3 Putative trisomic cells may contain an artifactual FISH signal ................................. 58 CHAPTER III Figure 1 Recombination in Human Oocytes ........................................................................... 69 Figure 2 Influence of Gestational Age on Genome-wide Recombination Levels ................... 71 Figure 3 Influence of Gestational Age on the Number of Crossovers on Individual Chromosomes .......................................................................................................... 73 Figure 4 Influence of Maternal Age on Genome-wide Recombination Levels ....................... 75 Figure S1 Influence of Gestational Age on the Synaptonemal Complex Length of Individual Chromosome ............................................................................................................ 77 CHAPTER IV Figure 1 Use of BAC-FISH to mark specific genomic locations ............................................. 92 Figure 2 Local expansion of SC in regions containing crossover sites .................................. 94 viii CHAPTER I Introduction: The Maternal Age Effect on Aneuploidy Introduction: The Maternal Age Effect on Aneuploidy Humans face a unique challenge to reproduction: as a species, we have an extraordinary high rate of miscarriage and birth defects, the leading cause of which is aneuploidy. Aneuploidy is the loss or gain of a chromosome, with the most recognizable clinical example being trisomy 21 (Down syndrome). These errors occur for all chromosomes at an astonishingly high frequency in humans, with an estimated 10-30% of naturally occurring clinically recognized pregnancies being aneuploid [1]. The high aneuploidy rate in humans appears to be a phenomenon unique to our species, as aneuploidy rates in other eukaryotes are much lower. Mice, for example, have aneuploidy rates of around 1-2% of pregnancies [2], and yeast have levels orders of magnitude below that, with aneuploidy occurring in fewer than 0.0001% of tetrads [3]. Given the magnitude of the problem in our species and its devastating clinical consequences, researchers have spent decades trying to understand the basis of aneuploidy in humans. One line of investigation has been to examine the origin of aneuploidy, and several key factors have now been identified. First, aneuploidies primarily result from improper chromosome segregation during the meiotic divisions [4]. Second, studies have demonstrated that aneuploidy originates in oogenesis, with errors in maternal meiosis accounting for over 90% of all aneuploidies [1]. Third, researchers have determined that the risk of having an aneuploid pregnancy increases with the age of the mother (e.g. [1, 5, 6]). For example, in women under the age of 25 roughly 2% of clinically recognized pregnancies are aneuploid, but in women over 40 years of age the risk increases by more than an order of magnitude, to an estimated 35% of clinically recognized pregnancies [1]. Since most aneuploidies are maternally-derived, research has focused on developmental windows in oogenesis that may make the oocyte vulnerable to errors that result in aneuploidy (Figure 1). Chronologically, the first of these windows is the pre-meiotic stage, at which time germ cells undergo mitotic proliferation before beginning oogenesis. The next window is the meiotic prophase stage, during which chromosomes undergo important processes such as synapsis and recombination. After prophase, the oocyte enters a long arrest stage (from around birth until the time of ovulation), during which time the cell remains relatively dormant. This arrest lasts potentially decades in the human, and as such is another window in which errors may occur. Lastly, there is the possibility that errors occur as the 2 chromosomes divide at the first or second meiotic division. Overall, the production of oocytes in the human female is a long and complicated process, with multiple steps along the way where processes could go awry. Given the clinical importance of human aneuploidy, researchers have spent decades trying to elucidate the mechanisms by which these errors occur. Indeed, numerous hypotheses have been proposed to explain the high rate of human aneuploidy, and most invoke events occurring in one of the above vulnerable windows of oogenesis. The studies in this thesis examine models relating to the first windows in which errors are hypothesized to occur, asking whether pre-meiotic divisions or early events of prophase contribute to the age related increase in aneuploidy. Meiosis: Segregating Chromosomes for the Next Generation Meiosis is the process by which haploid gametes -- i.e. sperm and eggs -- are produced. To achieve this, one round of DNA replication is followed by two chromosomal divisions, termed Meiosis I and Meiosis II. Meiosis I involves the segregation of homologous chromosomes, and is termed the reductional division because it reduces the number of chromosomes by half. Meiosis II segregates sister chromatids and is an “equational”, mitotic-like division. Chromosome behavior during meiosis is highly complex, with multiple processes that must occur for the chromosomes to segregate properly (Figure 1). Homologous chromosomes must properly pair together, synapse, and undergo recombination during the prophase stage of Meiosis I, allowing for proper alignment and segregation during metaphase I and anaphase I, respectively. Finally, the sisters again align and segregate during metaphase II and anaphase II, leading to the production of haploid gametes. Meiotic Prophase: Setting up Connections After pre-meiotic replication, the chromosomes must undergo complex gymnastics as they progress through meiotic prophase. Prophase is divided into five sub-stages (Figure 2) -- leptotene, zygotene, pachytene, diplotene, and diakinesis -- during which time chromosomes pair, synapse, and recombine. While each process serves a distinct function, they are highly interconnected, and a disturbance in one typically disrupts the other two. All three of these processes must occur correctly to ensure proper segregation of the chromosomes later in the meiotic divisions. 3 Pairing To establish the connections between homologs to allow them to segregate properly, the first step is to bring the homologous chromosomes into proximity with one another. This process is known as pairing, and happens at the earliest stages of meiosis. The exact mechanism of pairing in mammalian species is not fully understood, but a few key facts are known. First, homologous chromosomes are brought into proximity by attaching telomeres to the nuclear membrane [7]. Second, initial interactions between homologous chromosomes involve the establishment of an axis mediated by the cohesin complexes that hold sister chromatids together. These interactions are stabilized via the formation of double strand breaks (DSBs), which are important for both synapsis and recombination [8]. The pairing process begins with chromosome attachment to the nuclear membrane through the SUN/KASH protein complex. SUN proteins are found within the inner nuclear membrane and associate with telomeres [9-11], while KASH proteins are found on the outer membrane and are tethered to the cytoskeleton [12]. Via this protein complex, the mechanical forces generated by the cytoskeleton are transferred across the nuclear membrane to the chromosomes. These forces allow the chromosomes to move around the nucleus to form a telomeric “bouquet”, thereby bringing homologous chromosomes into close proximity [7]. Synapsis While the pairing of chromosomes brings them into register, they must be intimately linked for recombination to occur. The synaptonemal complex (SC) is the proteinaceous structure that fulfills this role. The SC is comprised of three key components, two lateral/axial elements that line the homologous chromosomes, and the central element that holds the two lateral/axial elements together (Figure 3). The substages of prophase are defined by the appearance of the SC (Figure 2). In the earliest substage of prophase, leptotene, the lateral/axial element of the SC, composed primarily of the structural protein SYCP3, begins to attach to the homologous chromosomes [13]. As the cell enters zygotene, short stretches of the lateral/axial elements pair and are fused together by the transverse filament of the central element [14]. The transverse filament is composed of SYCP1 dimers, which attach to the lateral/axial elements via their C-terminus [15]. Various other proteins bind to the N-terminus of SYCP1 to stabilize 4 the interactions between the homologs (e.g. [16, 17]). When all the chromosomes are fully synapsed, the cell is said to be in pachytene. Recombination During prophase, the chromosomes exchange their genetic material through a process called recombination. The process begins in leptotene with the formation of double-strand breaks (DSBs), which are programmed breaks of the DNA catalyzed by the topoisomerase-like protein SPO11 (Figure 4A; [18, 19]). These DSBs trigger a DNA damage response, and the homologous repair pathway begins. First, these DSBs are detected by the cell via local chromatin changes [20, 21], and the MRN complex resects the 5’ strand, leaving 3’ overhangs of single stranded DNA (Figure 4B, [22]). This 3’ end then forms a filament with proteins such as RAD51, DMC1, and a variety of accessory proteins, and this filament is used to search for sequence homology [23, 24]. Specifically, DMC1 is the meiosis specific molecule responsible for catalyzing invasion and joint molecule formation, while RAD51 serves as an accessory binding protein [25]. Once that homologous site is found, this 3’ strand invades the homologous sequence, forming a structure known as a D-loop (Figure 4C). The 3’ end of the D-loop structure is then used as an extension point, where DNA polymerase synthesizes DNA by using the normal, intact strand as a template. The D-loop then proceeds down one of three pathways: either continuing synthesis and eventually ligation, forming a double Holliday junction (Figure 4F; [26, 27]; undergoing D-loop collapse, resulting in the resolution of the DSB via synthesis dependent strand annealing (SDSA) (Figure 4D; [28]); or being processed by MUS81, resulting in a so-called “noninterfering” crossover (Figure 4E; [29]). Very few sites are processed by MUS81, confirmed by knockout studies in mice where removing MUS81 does not significantly disrupt recombination rates, as analyzed via chiasma spreads [29]. Studies in yeast have demonstrated that SDSA accounts for around 26% of all non-crossover sites [30], leaving the vast majority of D-loops to proceed through the first pathway, double Holliday junction formation. Those D-loops that proceed to double Holliday junctions are stabilized by a heterodimer consisting of two MutS mismatch repair proteins, MSH4 and MSH5, [26, 27], which can be processed in different ways. That is, RNF212, a SUMO E3 ligase, is recruited to the MSH4/MSH5 sites to stabilize them [31], and they can then be repaired by a second mismatch repair complex, including the MutL homologs MLH1 and MLH3 (Figure 4H; [32]). However, other MSH4/MSH5 sites are processed by 5 HEI10, an ubiquitin ligase, which causes the removal of RNF212 and the resolution of the MSH4/MSH5 sites as non-crossover events (Figure 4G; [33, 34]). While the recombination process is essential for genetic diversity, its primary function is to physically link homologous chromosomes, which promotes proper segregation. This physical linkage is not due to DNA, as the crossover site has already been fully repaired. However, the arms of sister chromatids are held together by ring-like proteins called cohesins. Since a crossover event results in the exchange of the arms of the chromosomes, this results in the arms of homologous chromosomes being held together (Figure 5). This allows for the chromosomes to align properly as they prepare to undergo the meiotic divisions. Meiotic Divisions (Segregating the chromosomes) To produce haploid gametes, meiotic cells undergo two rounds of chromosome segregation after only a single round of replication. The first meiotic division is a specialized one known as the reductional division, so-called because it reduces the number of chromosomes by half. Spindle fibers form at both poles of the cell, and attach to the chromosomes via the kinetochore, a protein complex that forms around the centromere of the chromatids. In meiosis I, the kinetochore behaves uniquely, such that two sister chromatids act as if they have a single kinetochore [35]. This allows for the homologous chromosome pair to bi-orient along the metaphase plate and then segregate, sending one copy of each homologous chromosome to opposite poles (Figure 1). This segregation is dependent on the cleavage of the physical links between the homologous chromosomes that were formed when recombination occurred [36]. This process produces two daughter cells, each with a single homolog composed of two sister chromatids. In the second meiotic division, the kinetochores behave in a mitotic fashion, allowing for the separation of sister chromatids. This results in four cells with haploid chromosome content. Male-Female Differences in Meiosis While the basic principles of meiosis are conserved throughout evolution, the specifics can be drastically variable. There is no better example of this than the differences between male and female meiosis in humans. Male-female differences can be summed up into three key components: end products, timing, and fidelity. The first alteration, that of end products, is that both males and females start with a single cell, but male meiosis results in four haploid gametes, which is exactly what one would 6 expect from one round of replication and two rounds of division. In contrast, the female undergoes asymmetric divisions such that a single large haploid gamete, the egg, is produced, and the remaining genetic material is discarded in the polar bodies. Along with changes in how the cells undergo meiosis, the timing of meiosis between the sexes is dissimilar. In the female, meiosis is a process that takes decades to complete. Before birth, all oocytes begin meiosis, where they undergo prophase and arrest at diakinesis by the time of birth. This means that all the oocytes that a female will ever have are formed before she is even born. Those oocytes then remain arrested until they are ovulated, at least 10-15 years, and possibly as many as 45-50 years later. Upon ovulation, the first meiotic division occurs and, if the egg is fertilized, it is followed by the second division. This multi-year process to produce a single egg is in sharp contrast to male spermatogenesis, since sperm are continuously produced after puberty begins. The time it takes to produce sperm is also orders of magnitude faster than egg production; i.e., a matter of days rather than decades. The final, and perhaps most striking, difference between male and female meiosis is the fidelity with which gametes are produced. Males produce millions of gametes per day, whereas females only produce one each cycle, so one might assume that the female has higher fidelity. However, this is not the case, at least not in humans, as sperm have aneuploidy rates of approximately 1%, whereas eggs have aneuploidy rates an order of magnitude higher, with some estimates as high as 50% [37]. These observations highlight the fact that while meiosis is a conserved process, the sex-specific differences can be remarkable. Analyzing meiosis There are three general approaches that have been used to examine meiosis in humans; i.e., cytogenetic analyses of oocytes or spermatocytes at various stages of meiosis or immediately following meiosis; molecular analyses of oocytes or early pre-implantation embryos; and retrospective linkage analyses of the products of conception, including analyses of embryos, fetuses or liveborn individuals. Cytological approaches Cytological methods are used at a variety of time points to assess the progress of meiosis. One cytological method that can be used on the earliest stages of meiosis is surface spread preparations of prophase stage oocytes or spermatocytes. With this method, cells are fixed onto a slide and then 7 immunofluorescence can be conducted on various meiotic proteins to assess meiotic processes. Perhaps the most common set of proteins assayed are the synaptonemal complex proteins, SYCP3 and SYCP1, as visualization of these allow for the staging of cells throughout meiosis. To assay recombination, proteins such as RAD51, MSH4, and MLH1 allow analysis of double strand break formation, repair intermediates, and fully formed recombination events, respectively. When combined with fluorescence in situ hybridization (FISH), surface spread preparations can also provide chromosome specific data on all of these processes, important because of the association of certain chromosomes (e.g. 16, 21) with a high frequency of meiotic errors (Table 2). A major strength of this approach is the large amount of data that can be collected from a single individual, as hundreds, if not thousands of prophase stage cells can be obtained from fetal ovarian or testicular samples. Thus, this approach provides a powerful technique to assess possible individual variation in meiotic progression and the number of crossover events. . However, this technique has its limitations, most notably being the difficulty in obtaining appropriate tissue samples. For studies of spermatogenesis, testicular material is required, effectively limiting analyses to males attending infertility clinics. For female meiosis, the problem is even more pronounced. Oocytes enter and complete prophase in utero, meaning that fetal ovarian tissue samples are required to conduct the analyses. Our laboratory is in a fortunate situation to have collaborations where we can obtain both types of material, enabling us to carry out the appropriate analyses. A second developmental timepoint at which oocytes and spermatocytes can be examined cytologically is during diakinesis (e.g. [38, 39]), the last stage of meiotic prophase before the divisions. At this time, the chromosomes have undergone recombination and are therefore held together by chiasmata. If cells are spread on a slide using an air-dried technique, the exchanges between the homologs can easily be visualized. Later stage oocytes can also be examined using conventional air dried preparations. That is, examination of MII oocytes and accompanying polar bodies can be used to assess chromosome segregation at the first meiotic division [40]. Again, however, these techniques have their limitations. In addition to the difficulties in tissue acquisition, chromosome compaction at diakinesis occurs just before ovulation in mammals and MII occurs at the time of fertilization, and therefore collecting a large amount samples can be extremely difficult. Adding another layer of 8 complexity to this approach is that the analysis itself can be challenging. For example, at diakinesis chromosomes are highly condensed and therefore the resolution is very low. With MII analysis, it is usually possible to identify segregation errors, but the technique itself makes it relatively easy to “lose” chromosomes, as they will spread too far from the cell. For this reason, only gains of chromosomes are readily scored, as losses may be due to technical artifacts. Finally, cytological analysis can be performed on mature sperm. Since sperm undergo numerous post-meiotic modifications, analyzing the chromosome content requires specialized techniques. One of the earliest accurate techniques for assessing the chromosome content of sperm was by the use of hamster oocytes. Hamster oocytes are said to be “promiscuous”, allowing penetration by sperm of various species; therefore human sperm can be activated, and then traditional chromosome spread techniques can be used on the cells [41]. With advances in FISH technology, researchers then used FISH on sperm nuclei to assess their chromosome content (e.g. [42]). Again, this technique has its limitations, as only whole chromosome content can easily be detected, and not necessarily rearrangements or deletions that may have clinical significance. Molecular analyses of gametes and early embryos In addition to cytological analyses, DNA based analyses can be used to observe the products of meiosis. These techniques are used primarily after the meiotic divisions occur, either on polar bodies or on cells removed from the blastocyst, usually in the preimplantation genetic diagnosis (PGD) setting (e.g. [43]). The main techniques are array comparative genomic hybridization (aCGH), single nucleotide polymorphism (SNP) arrays, and whole genome sequencing. aCGH is a method by which the DNA content of the sample is hybridized to an array to detect variation (duplications or deletions) in copy number of whole chromosomes or segments of chromosomes. SNP arrays also use hybridization to an array, but with loci designed for specific polymorphisms. Similar to aCGH, this allows for copy number assessment but in addition, it can also be used in conjunction with genotypic data from the parents to specify the number and locations of recombination events. Finally, the decreasing cost of high throughput sequencing is now making exon sequencing and even whole genome sequencing viable options. By mapping the sequence reads to a reference genome, the gene or whole chromosome 9 content can be examined, and, similar to SNP arrays, the availability of parental samples can allow for the determination of recombination sites. Genetic linkage analysis Last, and perhaps the most common method of observing meiosis, classical linkage analysis can be used to examine the end products, the offspring of individuals (e.g. [44-47]). Specifically, by utilizing linkage analysis to study the inheritance of alleles at polymorphic loci, it is possible to assess the number and locations of recombination events that occurred in the oocytes and sperm that led to the offspring. While a variety of polymorphic markers have been used over the years – e.g., blood group markers, microsatellites and minisatellites – today the approach is largely restricted to the analysis of SNPs. By assessing the amount of recombination between specific loci on the same chromosome, chromosomespecific and genome wide genetic maps can be constructed. While these studies are highly informative, every offspring only provides information on a single meiotic event, meaning it is only possible to compare multiple meioses in an individual if they have multiple offspring. Additionally, since recombination occurs only between two of the four chromatids, only half of all crossovers are detectable, meaning we miss up to 50% of all crossover events. Each technique has its merits and weaknesses, but our laboratory uses cytological analysis of prophase stage oocytes and spermatocytes, since we are particularly interested in the way in which homologs first interact with one another. When Meiosis Goes Wrong: Aneuploidy When the chromosomes fail to segregate properly during meiosis, aneuploidy or polyploidy ensues, with aneuploidy being the more likely outcome. In newborns, 0.3% of all births are aneuploid, but this truly represents the tip of the iceberg (Table 2; [48]). Stepping backward in development, roughly 4% of all stillbirths are aneuploid, and over 35% of spontaneous abortions contain improper chromosome number [48]. More recent technologies have allowed us to step even further back in gestation, and to examine preimplantation embryos obtained in assisted reproduction technology (ART) settings. In a large scale analysis of over 15,000 trophoectoderm biopsies, 40% of embryos were aneuploid, and almost half of the aneuploid oocytes contained multiple chromosomal errors (2237 of 6168 aneuploid oocytes contained aneuploidies for multiple chromosomes [43]). However, there is an obvious caveat to these data; i.e., most preimplantation embryos involve infertile couples and include protocols in which the 10 gametes are manipulated, meaning that the data may not be truly representative of the “natural” human aneuploidy rate. Aneuploidy rates not only vary by the stage of pregnancy at which samples are ascertained, but also by chromosome (Table 1; [48]). While nondisjunction for each human chromosome has been reported, the distribution of chromosomes involved in trisomies does not fit a random distribution. For example, trisomies 16, 18, 21, and 22 – four of the smaller chromosomes - account for over 50% of all chromosomal abnormalities detected in spontaneous abortions [48]. Also varying is the relative viability of each of these aneuploidies. Only four trisomies, (for chromosomes 13, 18, 21, and the sex chromosomes) are compatible with live-birth, with +13 and +18 having very limited survival post-birth [48]. Also interesting is the fact that trisomies appear much more commonly than monosomies, when a priori, it might be expected that there would be an equal likelihood for either to occur [49]. Presumably, this reflects differential survival between trisomies and monsomies; i.e., loss of a chromosome is likely less well tolerated than is gain of a chromosome. Theoretically, aneuploidy could result from errors in meiosis in either parent or from postfertilization mitotic errors, but two lines of evidence indicate that the vast majority of cases involve maternal meiotic errors [1]. Firstly, in direct studies of mature gametes, there are drastically different rates of aneuploidy. Karyotyping and FISH analysis on sperm display 1-4% aneuploidy [50, 51], while similar studies on both naturally ovulated and stimulated oocytes have rates ranging from 20% to upwards of 50% [51-53]. The second line of evidence supporting the maternal origin is DNA polymorphism analyses on the origin of aneuploidies in preimplantation embryos, spontaneous abortions or liveborn individuals. In preimplantation embryos that are aneuploid, upwards of 90% of the errors are maternal in origin [54, 55]. However, there remains extreme chromosomal variation in the origins of these aneuploidies. For example, Klinefelter syndrome (XXY), a male with an additional X chromosome, gets the additional X chromosome from the sperm roughly 50% of the time, whereas trisomy 16 almost exclusively originates in the oocyte [4]. These chromosome specific variations suggest that there may be multiple routes that lead to aneuploidy, potentially explaining why different chromosomes have different aneuploidy rates. 11 Aneuploidy in the Female: The Maternal Age Effect While aneuploidy rates and the predominantly female meiotic origin are well documented, we remain relatively ignorant of the underling mechanisms that give rise to aneuploidy. However, there are two known correlates of the rates of aneuploidy: increasing maternal age, and abnormal recombination. Abnormal recombination is the only molecular mechanism that has been linked to increases in human aneuploidy. Crossovers are essential for maintaining the association between homologous chromosomes until segregation, and studies have shown that trisomy is associated with one of three types of abnormal recombination: crossovers placed too close to the centromere, crossovers placed too close to the telomere, or failure to crossover (e.g. [1, 56-58]). Not every trisomy is linked with all three types of abnormal recombination (Figure 6); e.g., trisomy 16 is primarily associated with distally placed recombination sites [57], trisomy 18 with an absence of crossovers [59], and trisomy 21 with malpositioned crossovers or no crossovers at all [56, 58]. Nevertheless, each human trisomy that has been appropriately studied has been associated with at least one category of abnormal recombination, meaning that errors that occur during prophase are potentially setting up meiocytes to nondisjoin during the meiotic divisions. Since recombination is the only molecular mechanism associated with the origin of aneuploidy, and there is extreme variability in aneuploidy rates between the sexes, recent studies in our laboratory have focused on male-female differences in recombination. When examining sex-specific differences, it becomes clear that female recombination is more variable than the male, and there are indeed more errors that occur during female prophase [60]. When visualizing crossovers as they are forming at the pachytene stage, oocytes have an exchange-less chromosome 2.6% of the time, over six times higher than the 0.4% of sperm that fail to form an exchange on a chromosome [60]. This suggests that female meiosis is inherently error prone, which contributes to the higher incidence of aneuploidy in the oocyte. Along with abnormal recombination, the other known risk factor is that of advanced maternal age. The increased risk of aneuploidy with increasing age, the maternal age effect, was first described by Lionel Penrose, who observed increases in “mongolism” (now known as Down syndrome) with increased maternal age [5]. Since the initial report by Penrose, multiple studies on clinically recognized pregnancies have confirmed the drastic increase in trisomic pregnancies after the age of 35 [6, 61]. Women under 12 age 25 years have an approximate 2% rate of trisomic pregnancies, while in women 40 years of age and older the percentage skyrockets to over 35% [1]. These figures understate the true impact of the problem as they only account for clinically recognized pregnancies; while a large portion of chromosomally abnormal conceptions are lost before clinical recognition. Similar to abnormal recombination, advancing maternal age has different effects depending on the chromosome involved. The larger chromosomes have an increase in trisomy rates after age 30, but smaller chromosomes (13-22) have a nearly exponential increase in rates, a much more severe effect than that seen on larger chromosomes [6, 61]. Perhaps the most unique chromosome-specific, agerelated aneuploidy rate is that of chromosome 16. Instead of remaining relatively low and spiking after the 30’s, trisomy 16 displays a nearly linear increase [4, 57, 62]. These chromosome specific differences, both in relation to maternal age and recombination, suggest that multiple mechanisms are involved in the origin of human aneuploidy. Multiple Windows of Vulnerability While we do not know the specific mechanisms that lead to aneuploidy, it is interesting to consider the developmental time points in the oocyte when errors might arise. Essentially, oocyte development involves four windows in which errors could originate: Pre-Meiosis, Prophase, Meiotic Arrest, and the Meiotic Divisions (Figure 1). Pre-Meiosis: Off to a bad start? In the production of gametes, the first time point at which errors could occur in the oocyte is before meiosis begins, during the pre-meiotic stage. During this time, germ cells undergo migration and mitotic proliferation, setting up a large pool of cells preparing to undergo meiosis. Very few theories have addressed this window, as it is commonly thought that the errors leading to aneuploidy occur in meiosis. However, a provocative hypothesis, known as the Oocyte Mosaicism Selection Model (OMSM), which will be discussed further in Chapter II, suggests that errors in mitotic proliferation of the cells lead to the maternal age effect [63, 64]. Prophase Stage: Setting up for failure Events occurring at the earliest stages of meiosis are important for downstream chromosome segregation. One of the most important events occurring during prophase is the establishment of 13 recombination sites, allowing the chromosomes to remain associated until the time of the meiotic divisions. Because abnormal recombination is the only known molecular mechanism relating to increased aneuploidy, there are numerous hypotheses that focus on events occurring at this stage. Perhaps the most prominent of these hypotheses is known as the Production Line Hypothesis [40], which will be discussed at more length in Chapter III. Simply put, the Production Line Hypothesis suggests that the last oocytes produced have abnormally low recombination rates and are ovulated later in life because they are produced later [40]. Other hypotheses, namely the Two-Hit Model, have suggested that abnormal recombination at this stage may establish “at-risk” oocytes [58], which may be perfectly normal if they are ovulated at an earlier age, but may undergo a second hit with advancing maternal age, thereby resulting in increased aneuploidies at older maternal ages. In essence, the TwoHit Model links errors that occur in early prophase to errors that may occur later in meiosis, either during the arrest stage or the divisions. Arrest Stage: Waiting for something else to go wrong The long dictyate arrest stage that oocytes go through has also been a focus of multiple hypotheses on human female aneuploidy rates. Because the oocyte is dormant for multiple decades, there is a long time span for potential errors to occur. One of the leading hypotheses relating to the maternal age effect is that of protein degradation during this long arrest stage (e.g. [65]). The meiotic cohesins are essential for allowing homologous chromosomes to remain associated until the first meiotic division [66]. Cohesins are then cleaved along the chromosome arms, allowing homologous chromosomes to separate, and then at MII are cleaved at the centromere, allowing sister chromatids to separate. Since cohesins are laid down during pre-meiotic S-phase and are not cleaved until the divisions, these proteins must function for decades in the human female. Studies in mice have shown that these proteins do not turnover with time [67], and have also shown that cohesins laid down in premeiotic S-phase are sufficient for proper segregation during meiosis I [68]. Studies have also discovered that decreased cohesin levels can increase the risk of aneuploidy and that cohesin levels appear to decrease with time [69-71]. When combined, the findings from all of these studies suggest that loss of cohesin with age may be an important mechanism of nondisjunction, linking maternal age and aneuploidy rates. However, while these studies do provide a basic mechanism for the maternal age effect, they are 14 unlikely to be the only source of the maternal age effect, because they fail to address certain complexities of the age curve, including the slight increase in aneuploidy in extremely young pregnancies, and the chromosome-specific differences in rates of aneuploidy (e.g. chromosome 16 increases linearly, chromosome 21 increases exponentially). Meiotic Divisions: Where it all falls apart While multiple hypotheses all provide mechanisms that partially explain events that may be leading to the maternal age effect, the unifying factor of all of these hypotheses is that they lead to nondisjunction during the meiotic divisions. Regardless if errors occurred earlier in the meiotic timeline, aneuploidy simply cannot occur unless the chromosomes fail to segregate properly. Events before the divisions may increase the risk for improper segregation, but the actual divisions separate the chromosomes allowing aneuploidy to arise. Again, multiple hypotheses have been proposed as to what could go wrong at this stage of meiosis, ranging from errors affected by hormone levels to errors in cell cycle control (e.g. [72, 73]). One favored hypothesis is that of improper spindle assembly checkpoint (SAC) function leading to improper segregation. The SAC monitors the formation of the spindle, the complex that physically separates the chromosomes, and in most cells ensures that anaphase does not occur until the chromosomes are ready to be segregated. However, studies in rodents have shown that certain strains can activate the SAC before all chromosomes are attached to the spindle, effectively triggering premature anaphase, greatly increasing the risk of aneuploidy [73]. Multiple Routes to Aneuploidy While there are numerous hypotheses relating to the incidence of aneuploidy, each with merits and flaws, to date there is no single hypothesis that can adequately explain the complexities of the maternal age effect. Instead, it is likely that multiple hypotheses contribute to the incidence of aneuploidy. For example, the link between abnormally placed distal recombination sites fits neatly with the fact that cohesin proteins degrade over time. If the crossover site is extremely distal, there is a very small portion of the chromosome arm that has cohesin holding together the homologous chromosomes, so less cohesin needs to degrade before the homologs separate and segregate randomly at meiosis I. Although there seems to be neat links between some of the hypotheses, there still remains a large amount of mystery around the maternal age effect. Some hypotheses have not been properly vetted, 15 while others focus on observations in model organisms that do not have the same incidence of aneuploidy that humans have. Because of these potentially incorrect hypotheses, the area around the maternal age effect remains murky, as researchers are attempting to fit in puzzle pieces that do not necessarily belong. Research Aims The studies in this thesis have focused on events occurring during or before meiotic prophase. More specifically, these chapters focus on models of the maternal age effect. Experiments were designed around our ability to examine human fetal oocytes, allowing us to directly observe prophase stage oocytes. Chapter II, published in the American Journal of Medical Genetics Part A (2013), focuses on a hypothesis known as the Oocyte Mosaicism Selection Model (OMSM). The OMSM suggested that most aneuploidy originated before meiosis, in stark contrast to most maternal age effect hypotheses. Therefore, I analyzed chromosome content in early prophase stage oocytes to determine if aneuploidies were already present, or if they were a product of events after meiosis began. Chapter III, published in the American Journal of Human Genetics (2014), examined a long standing hypothesis in the field known as the Production Line Model. The Production Line hypothesized that aneuploidies are linked to the order in which oocytes undergo recombination, suggesting the first formed oocytes are normal, while later formed oocytes have abnormal recombination and lead to the increase in aneuploidy with age. To further examine this hypothesis, we have assayed human fetal oocytes at various time-points to determine if recombination varies with timing of meiotic entry. 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Curr Biol, 2011. 21(8): p. 651-7. 21 Table 1: Incidence of Aneuploidy at Various Stages of Development Stage of Development Aneuploidy Rate Preimplantation Embryos ~40% [43] Spontaneous Abortions ~25% [48] 22 Stillbirths Liveborns 4% [48] 0.3% [48] Table 2: Rate of Trisomy by Chromosome (data from [48]) Trisomic Chromosome 13 16 18 21 22 Sex Chromosomes % of Clinically Recognized Pregnancies 0.18% 1.13% 0.18% 0.45% 0.40% 0.17% 23 Figure 1 - Four Windows of Oocyte Development Schematic of chromosome processes during meiosis. (A) Pre-meiotic stage, when chromosomes undergo replication in preparation for meiosis. (B) Meiotic prophase, when chromosomes pair, synapse, and form recombination sites. (C) Meiotic arrest stage, when oocyte remains dormant until the time of ovulation (D) Meiotic divisions, when homologous chromosomes (Meiosis I) and sister chromatids (Meiosis II) separate, resulting in the egg and associated polar bodies. 24 Figure 1 25 Figure 2 - Sub-stages of Prophase and Synaptonemal Complex Appearance Meiotic prophase is divided into 5 substages. (A) In Leptotene, the SC (red) begins to form along the chromosomes. (B) Zygotene, at which time synapsis begins; i.e., regions of the chromosomes are held together by the SC, but the full complex is not yet fully formed. (C) In Pachytene, the SC is fully formed between the homologs, and recombination occurs. (D) Diplotene begins the disassembly of the SC, with the chromosomes remaining tethered at sites of recombination. (E) Finally, at Diakinesis the SC has fully disassembled, and the recombination sites remain as the only links between the homologs. 26 Figure 2 27 Figure 3 - The Synaptonemal Complex Schematic of the SC axial/lateral elements (in red), which line each homolog (in blue), and the central element (in green), which links together the two axial/lateral elements. 28 Figure 3 29 Figure 4 - Resolution of Meiotic Double Strand Breaks (A) The meiotic recombination pathway begins with SPO11 forming a DSB in one chromosome. (B) The DSB is then resected by the MRN complex, leaving a 3’ overhang, and (C) the single stranded DNA forms a filament with DMC1 and RAD51, invading the homologous site and forming a d-loop. (D) if the d-loop collapses, it is repaired as a synthesis depended strand annealing event (SDSA), or (E) it may be repaired via MUS81 into a crossover. (F) Most of the time, the d-loop with form a double Holliday Junction, which then is resolved either (G) as a noncrossover event or (H) as a crossover event. 30 Figure 4 31 Figure 5 - Cohesin links homologous chromosomes after recombination Cohesin forms ring-like structures (orange) that hold together sister chromatids. After recombination, cohesin distal to the recombination sites links the homologous chromosomes together, as the arms have been exchanged. 32 Figure 5 33 Figure 6 - Abnormal Recombination Locations Recombination placement is deemed to be abnormal when it falls either (A) too close to the centromere, (B) too close to the telomere, or (C) fails to form completely. 34 Figure 6 35 CHAPTER II Germline Mosaicism Does Not Explain the Maternal Age Effect on Trisomy Ross Rowsey, Anna Kashevarova, Brenda Murdoch, Carrie Dickenson, Tracey Woodruff, Edith Cheng, Patricia Hunt, Terry Hassold Rowsey R, Kashevarova A, Murdoch B, Dickenson C, Woodruff T, Cheng E, Hunt P, Hassold T. 2013. Germline mosaicism does not explain the maternal age effect on trisomy. Am J Med Genet A 161(10):2495-2503 ABSTRACT A variety of hypotheses have been proposed to explain the association between trisomy and increasing maternal age in humans, virtually all of which assume that the underlying mechanisms involve meiotic errors. However, recently Hultén and colleagues [1] proposed a provocative model – the Oocyte Mosaicism Selection Model (OMSM) – that links age-dependent trisomy 21 to pre-meiotic errors in the ovary. Specifically, they propose that nondisjunctional events occur in a proportion of germ cells as they mitotically proliferate, resulting in mosaicism for trisomy 21. Assuming that the presence of an additional chromosome 21 delays meiotic progression, these cells would be ovulated later in reproductive life, resulting in an age-dependent increase in aneuploid eggs. Because this model has important clinical implications, we initiated studies to test it. We first analyzed oocytes from two trisomy 21 fetuses, combining immunostaining with FISH to determine the likelihood of detecting the additional chromosome 21 at different stages of meiosis. The detection of trisomy was enhanced during the earliest stage of prophase (leptotene), before homologs synapsed. Accordingly, in subsequent studies we examined the chromosome content of leptotene oocytes in seven second trimester female fetuses, analyzing three chromosomes commonly associated with human trisomies (i.e. 13, 16, and 21). In contrast to the prediction of the OMSM, we found no evidence of trisomy mosaicism for any chromosome. We conclude that errors in pre-meiotic germ cells are not a major contributor to human aneuploidy and do not provide an explanation for the age-related increase in trisomic conceptions. 37 INTRODUCTION Aneuploidy (monosomy or trisomy) occurs with extraordinary frequency in humans, affecting 1030% of fertilized eggs and typically resulting in either very early pregnancy loss, miscarriage, or live-born infants with developmental disabilities [2]. Since the vast majority of aneuploidies derive from errors in oogenesis, considerable attention has been directed at identifying maternal risk factors. Although a number of factors have been suggested, the most convincingly demonstrated is increasing age of the mother [3]. The maternal age effect is remarkable, with women in their twenties having only a 2-3% chance of a clinically recognized trisomic pregnancy, while women in their forties have a risk exceeding 30% [4]. Recent changes in reproductive patterns have heightened the importance of this relationship. That is, in developed countries the mean maternal age at delivery has increased remarkably over the past 2-3 decades; indeed, in the United States the value in 2010 was 27.7 years, nearly three years higher than the 25.0 mean for 1980 [5]. This would be expected to increase the incidence of aneuploidy among clinically recognized pregnancies, and the increasing prevalence of trisomies 13, 18 and 21 in pregnancies in Europe suggests that this is the case [6]. Although the relationship between age and aneuploidy is well documented, the underlying basis of the effect remains obscure. Over the years, several different hypotheses have been proposed, most of which can be placed into one of four broad categories based on the developmental stage of oogenesis at which the precipitating event is postulated to occur. The first category invokes events that occur in the fetal ovary when the oocyte enters meiotic prophase. In humans, oocytes initiate meiosis at about 10-13 weeks gestation. Homologous chromosomes pair, synapse, and undergo recombination and the cell then enters a period of dictyate arrest that lasts from late in gestation until just prior to ovulation in the adult ovary [7]. Likely the most famous model invoking events at this developmental stage is the production line model originally proposed by Henderson and Edwards in 1968 [8]. In an analysis of female mice, they noted an increase in the frequency of univalents in metaphase I oocytes from older females and suggested that age-related decreases in recombination might be responsible for the elevated level of aneuploidy in older females. However, since recombination occurs in the fetal ovary in mammals, they were forced to propose a two- 38 step model, i.e., that the first oocytes to enter meiosis are the first to be ovulated, and oocytes that enter meiosis later form fewer chiasmata [8]. Consequently, oocytes ovulated at the end of the reproductive lifespan would have the fewest chiasmata and be most susceptible to nondisjunction. Subsequent evidence has supported the first tenant of this hypothesis, i.e., that the first oocytes to initiate meiosis are ovulated first [9]. However, genetic linkage data from studies of humans provide no evidence of an agerelated decrease in recombination levels [10-12]; thus the relevance of the production line model to agerelated human aneuploidy is unclear. A second category of hypotheses has focused on the long dictyate arrest that lasts from late in gestation until just prior to ovulation. Some researchers have suggested that, because the maternal age curve mimics that of an infectious process, a pathogenic agent may be involved in the genesis of abnormal oocytes [13]. Others have suggested that the long period of meiotic arrest allows for the accumulation of DNA damage, which has been shown to cause aneuploidy in model organisms [14]. However, perhaps the most widely supported of these “meiotic arrest” models proposes that the crucial event is degradation of cohesin proteins [15-21]. In meiosis, the cohesion complex has dual functions: ensuring cohesion between sister chromatids, and maintaining inter-homolog associations distal to the sites of crossovers. Both activities are crucial in orchestrating the segregation of homologs at the first meiotic division. It is thought that there is little or no turnover of the proteins of the cohesin complex, and age-related degradation of cohesion established during fetal development has been postulated to lead to the premature separation of homologs and/or sister chromatids, resulting in aneuploidy [16, 17, 20, 21]. A third group of hypotheses invoke events that occur at or around the time of the meiotic cell divisions. For example, age related abnormalities may involve internal factors such as hormonal variation, including changes in the levels of FSH [22] or LH [23] or the ability of the oocyte to respond to those signals [15], or age-related changes in the microcirculation of the ovary that disrupt formation of the meiotic spindle [24]. Other hypotheses relate to the ability of the oocyte to monitor errors. Cell cycle checkpoint proteins such as MAD2 and BUB1 delay the cell cycle until bipolar attachment of homologs is complete, and if protein levels decrease with age, normal functioning of the spindle assembly checkpoint may be impaired [25]. Recent studies have shown that cell cycle control mechanisms differ between 39 mammalian oocytes and spermatocytes, operating in a less stringent manner in the former [26]. Thus, it may be that errors occur at a similar frequency in male and female gametes but that the inability to sense and eliminate them in eggs results in a higher frequency of maternally-derived aneuploidies. Finally, a fourth category of hypotheses suggest that aneuploidy may be attributable to a combination of “hits” that occur at different stages in meiosis. For example, Sherman and colleagues have suggested that abnormalities in meiotic recombination in the fetal stages of oogenesis render oocytes susceptible to nondisjunction, and that a second “hit” that occurs in the aging ovary increases the likelihood that such oocytes will, indeed, nondisjoin [27]. Consistent with this idea, the incidence of cases of trisomy 21 attributable to achiasmate chromosomes 21 appears to increase with maternal age [28, 29]. While the above models differ in the way that they explain the maternal age effect, they are united by a common assumption, namely, that the age effect is attributable to events occurring during meiosis. Recently, however, Hultén and colleagues proposed a new type of model – the Oocyte Mosaicism Selection Model (OMSM) – that casts doubt on the assumption that the age effect is meiotic in origin [30]. In a study of surface spread human fetal oocytes from eight female fetuses, they performed FISH for two subtelomeric loci on chromosome 21. They found that roughly 1 in 200 cells contained three chromosome 21 FISH signals, suggesting that pre-meiotic mitotic nondisjunction generates a surprisingly high proportion of primary oocytes that carry an extra chromosome 21. If these trisomic oocytes are equally as likely to be ovulated as chromosomally normal oocytes, these observations suggest that the vast majority of cases of trisomy 21 derive from mitotic, not meiotic, errors. Further, if as suggested by Hultén and colleagues, the progression of trisomic oocytes through meiotic prophase is delayed, resulting in their ovulation later in reproductive life [30], one does not have to invoke meiotic defects in the genesis of the maternal age effect. The implications of the OMSM are wide-ranging. Importantly, it suggests that further analyses of meiosis and meiotic abnormalities are unlikely to provide important insights on the etiology of maternallyderived human aneuploidy. Further, it implies that therapeutic strategies to prevent the occurrence of trisomy are doomed to failure, since intervention would have to occur in the first trimester of pregnancy. 40 Thus, if confirmed, the OMSM fundamentally changes our understanding of the origin of human aneuploidy, and re-directs our research efforts. Unfortunately, only one subsequent study has attempted to repeat the study. In an analysis of eight samples and 51,146 cells, Morris and colleagues were unable to replicate the original observations [31]. However, neither the original study nor the study of Morris and colleagues analyzed different stages of meiotic prophase, and Hulten et al [30] did not analyze chromosomes other than 21. Thus, we decided to re-examine the OMSM, analyzing levels of clinically relevant trisomies 13, 16 and 21 in oocytes at the earliest stages of prophase. We found no evidence of trisomy mosaicism for any of the three chromosomes, suggesting that factors other than pre-meiotic nondisjunction are responsible for the agerelated increase in human trisomies. MATERIALS AND METHODS Study Population Material for this study consisted of prophase stage oocytes from ovarian samples of nine second trimester female fetuses, two with trisomy 21 and the other seven presumed to be chromosomally normal. Ovaries were collected either at the University of Washington Medical Center in Seattle, Washington or the San Francisco General Hospital’s Women’s Options Center in San Francisco, California from therapeutic or elective terminations of pregnancies. Immediately following the surgical procedures, whole ovarian tissue samples were shipped by overnight delivery to Washington State University (WSU) for processing. All procedures were approved by the University of California, San Francisco’s Human Research Protection Program or the University of Washington Institutional Review Board, and by the WSU Institutional Review Board, and informed consent was obtained from all study participants. Processing Upon receipt at WSU, ovaries were processed using a standard surface spreading technique [32]. Briefly, ovaries were cleaned of excess tissue, placed in a watch glass, covered in hypo-extraction buffer (600 mM TRIS, 500 mM sucrose, 500 mM EDTA, 500 mM DDT, 170 mM sodium citrate, and 100 mM PMSF), incubated at room temperature for about 45 minutes, suspended in 100 mM sucrose and 41 macerated with 26 gauge needles. Following maceration, 10 µL aliquots of cell suspension were spread on slides coated with 2% PFA and placed in a humid chamber overnight. The following morning, slides 0 were air dried, washed in a 0.04% Photoflo™ solution for 2 minutes, and stored at 4 C prior to staining. Immunofluorescence (IF) and Fluorescence In Situ Hybridization (FISH) Slides were immunostained using similar methodology to that published previously [33]. Slides were pre-incubated for 60 minutes in 1X antibody dilution buffer (ADB) composed of 10 ml normal donkey serum (Jackson ImmunoResearch), 3 g BSA (Sigma-Aldrich), 50 µL Triton X-100 (Alfa Aesar), and 990 ml PBS. Sixty µL of 1X ADB containing kinetochore-associated CREST antisera (1:500 dilution, Fisher, 0 rabbit anti-human) was applied and the slides were incubated overnight at 37 C. Sixty µL of 1X ADB containing an antibody against the synaptonemal complex protein SYCP3 (1:150 dilution; Novus, rabbit 0 anti-human) was then added to the slides and incubated for two hours at 37 C. Slides were then washed twice in 1X ADB for 20 minutes, 60 µL of ADB containing ADAH (1:100 dilution, Jackson 0 ImmunoResearch) was added, and slides were incubated overnight at 37 C. The following morning 60 µL of 1X ADB containing RDAR (1:100 dilution, Jackson ImmunoResearch) was added and slides 0 incubated for 45 minutes at 37 C. Slides were washed twice in 1X PBS for 30 minutes, twice more in 1X PBS for 1 minute, and coverslipped with 40 µL Prolong Gold Antifade Reagent (Invitrogen) and stored at 0 4 C. Images were captured on a Zeiss fluorescence microscope and coordinates recorded or slides were scanned using the ASI Scanview Case Data Manager. After initial examination of IF images, we used chromosome-specific FISH to identify individual chromosomes. For the two fetuses with trisomy 21, we used a Vysis LS1 21 probe. For the other seven fetuses, we used Cytocell Aquarius Satellite Enumeration point probes for chromosome 16 (Green) and a probe detecting both chromosomes 13 and 21 (Red Dual Probe). Previously immunostained slides were dehydrated in an ethanol series (75%, 90%, and 100%) at room temperature. Slides and probe mixtures 0 (6 µL each probe and 8 µL hybridization solution) were both pre-warmed at 37 C for 5 minutes and the 0 probe was applied to the slide and coverslipped. Preparations were denatured at 75 C for 5 minutes and 0 incubated overnight at 37 C in a humid chamber. The following morning, slides were washed in 0.4X 0 SSC at 72 C for 30 seconds, washed in 2X SSC/0.5% Tween-20 at room temperature for 2 minutes and 0 then coverslipped with 40 µL prolong Gold Antifade Reagent with DAPI (Invitrogen) and stored at 4 C 42 until analysis. Slides were evaluated in the same manner as after IF, on either the Zeiss fluorescence microscope or scanned using the ASI Scanview Case Data Manager software. Cells from IF were located, captured for FISH signals and scored. Scoring Cells were analyzed for the number of FISH signals displayed. To be classified as a signal, a focus had to be punctuate, round to elliptical in shape and regular in appearance. For the two trisomy 21 fetuses, we simply counted the number of chromosome 21 FISH signals. For the other seven, presumably euploid, fetuses, cells that contained an abnormal number of FISH signals were overlaid with their corresponding IF images to determine whether the FISH signals co-localized with centromeres (detected by CREST). FISH signals that localized to the centromere-specific CREST signal were classified as bona fide, while those that did not localize to a CREST signal were classified as false positive signals. RESULTS AND DISCUSSION Rationale for the analytic approach Conceptually, the use of FISH to detect trisomy in mitotic cells is a simple exercise. A chromosome-specific probe localizes to each copy of the target chromosome, thereby enabling detection of the number of chromosomes per nucleus. The reliability of the approach depends on a number of factors, including the quality of the cytological preparation, the type of cell being analyzed and the hybridization efficiency; nevertheless under optimal conditions the analysis is straightforward. However, the same does not apply to meiotic cells. Because prophase involves the pairing of homologous chromosomes and, ultimately, their intimate association, the number of expected signals for a chromosome pair depends on the developmental stage of the oocyte being examined. For example, in the first stage of prophase (leptotene) homologs are largely unpaired; thus in a normal meiocyte two FISH signals per cell should be evident, while the presence of three chromosome-specific signals would indicate a trisomic cell (Figure 1A, D). However, as cells progress to zygotene, the homologous chromosomes begin to synapse and, depending on whether the probe hybridizes to a synapsed or unsynapsed region, a normal cell could have one or two signals and a trisomic cell could have one, two, 43 or three signals. (Figure 1B, E). Finally, because the subsequent pachytene stage is characterized by complete synapsis of homologs, both normal and trisomic cells should exhibit a single large FISH signal, although synaptic defects associated with trisomy may lead to the presence of two or three signals (Figure 1C, F). A pilot study: FISH studies of oocytes in trisomy 21 fetuses The basic meiotic principles detailed above complicate assessments of the level of trisomy in prophase stage oocytes. Importantly, the inclusion of cells at zygotene and pachytene should generate underestimates of the real values of aneuploidy. Thus, in contrast to the original analyses of Hultén et al [30]– in which no attempt was made to discriminate by stage of prophase – we reasoned that careful staging of oocytes and a focus on the analysis of leptotene stage cells would generate the most accurate determinations of trisomy mosaicism. To test this, we conducted a pilot study of prophase stage oocytes in trisomy 21 fetuses, since this situation provides the maximal likelihood of identifying three FISH signals. We examined 37 prophase cells from two fetal ovarian samples, using an antibody to SYCP3 to identify the synaptonemal complex and a distal chromosome 21 FISH probe to determine the number of chromosomes 21 per cell (Figure 2). We visualized three chromosome 21 signals in both of two leptotene cells examined, but rarely identified three signals in either zygotene or pachytene cells (Figure 2; Table I). These observations fit our expectations vis a vis the likelihood of detecting three chromosome 21 signals in trisomic cells and are consistent with previous cytological studies of meiocytes from trisomy 21 cases (Table I). Indeed, taken together, the results from four recent studies of trisomy 21 female fetuses (including the present report) indicate that the majority of leptotene stage cells but only 29-39% of zygotene and 0-7% of pachytene cells exhibit three chromosome 21 signals [34-36]. The implication of these observations is straightforward: accurate estimates of the frequency of trisomic oocytes cannot be obtained by pooling data from cells at different stages of prophase. The concern about accuracy would be minimized if leptotene cells were the predominant cell type identified in fetal oocytes. However, this is not the case, as previous analyses of late first and second trimester female fetuses indicate that, at least among conceptuses of 15 weeks gestation or more, the majority of oocytes have completed leptotene [33, 37] and progressed to zygotene, pachytene or beyond. 44 Analysis of trisomy mosaicism in euploid fetuses We concluded that an accurate assessment of trisomy mosaicism would require analysis of cells at leptotene, as this is the only stage at which a trisomic oocyte would reliably display three signals. Accordingly, we initiated studies of trisomy mosaicism in leptotene stage cells of seven female fetuses, with gestational ages ranging from 16-23 weeks. We did not karyotype the samples. However, given the low rate of chromosome abnormality in elective pregnancy terminations [e.g. 38], it seems reasonable to assume that all were karyotypically normal. For each sample we first immunostained the preparations, using SYCP3 to detect synaptonemal complexes and CREST to identify centromeric regions. Subsequently, the slides were denatured and a FISH probe recognizing the pericentromeric region of chromosome 16 and one detecting the pericentromeric regions of chromosomes 13 and 21 were applied. In total, we examined 1405 leptotene stage oocytes from the seven samples; of these 1034 were informative for the chromosome 16 probe and 1206 for the probe detecting both chromosomes 13 and 21 (Table II). For chromosome 16, approximately two-thirds of the cells (686/1034 = 66.3%) contained two signals, with almost all of the remainder (339/1034 = 32.8%) exhibiting a single signal. An additional nine cells (9/1034 = 0.9%) had three signals, consistent with trisomy 16. However, when we merged the immunostained and FISH images, it was clear that, in each of these nine cells, one of the three FISH signals did not co-localize with a CREST signal (Figure 3). Thus, these are clearly non-specific signals, and when removed from the data set, the results provide no evidence for any trisomy 16 cells. Similar results were observed for chromosomes 13 and 21, for which the presence of four signals would be consistent with euploidy for these chromosomes, five signals with trisomy for one of the two chromosomes and six signals with trisomy for both chromosomes. In the majority of cells (758/1206 = 62.9%) we identified four signals, but in five cells a fifth signal was observed. However, as with chromosome 16, in each of these cells one of the three signals did not co-localize with a CREST signal, indicating a false positive result. Thus, taken together, our analyses provide no evidence for trisomy mosaicism for either chromosomes 13, 16 or 21 in fetal ovarian preparations. 45 Putting it into perspective: is germ cell mosaicism an important source of human aneuploidy? There is a wealth of data linking mosaicism for trisomy 21 to the etiology of Down syndrome. For example, a number of case studies of recurrent Down syndrome have identified mosaicism for trisomy 21 in gonadal, skin or blood samples of one of the parents [39-45]. Further, in studies of 374 singleton Down syndrome patients, Uchida and Freeman identified parental mosaicism in nearly 3% of the families [41], and in a review of 221 cases, Harris et al. reported parental mosaicism in 1.6% of the families [39]. Thus, the importance of parental mosaicism to a small, but non-trivial, proportion of cases of Down syndrome is well established. However, the OMSM model proposed by Hultén and colleagues suggests a much more important role for mosaicism in the genesis of human aneuploidy [30]. Specifically, it suggests that trisomy mosaicism is a major source of trisomy 21 and the cause of the maternal age effect on trisomy 21, as well as a likely contributor to other human trisomies [1, 46]. Several aspects of the OMSM are appealing. First, it provides a unifying model for the genesis of trisomy 21, and unlike many recent reports, requires only a single “hit” (i.e., pre-meiotic mitotic nondisjunction) to explain the origin of aneuploidy. Second, by assuming that trisomic oocytes are developmentally delayed and consequently among the last to be ovulated, the model provides a mechanism for generating a maternal age-dependent increase in the incidence of disomic oocytes. Finally, by invoking different segregation modes for the various meiotic configurations that three chromosomes can adopt in prophase, the OMSM is able to account for the wellknown – if complicated – association between meiotic recombination errors and trisomy 21 [28]. However, the OMSM also has at least two important shortcomings. First, Hultén and colleagues suggest that it provides a straightforward alternative to more complex models of maternal age-dependent trisomy that invoke a variety of biological and environmental factors [1]. Unfortunately, as appealing as it would be to have only one major contributor to age-related aneuploidy, mounting evidence indicates that the origin of the age effect is, indeed, complicated [2]. Studies of model organisms have reported a number of routes to age-related aneuploidy, including abnormalities in formation of the synaptonemal complex [14, 47], in maintenance of the sister chromatid cohesion complex [16, 17, 20] and in the function of cell cycle checkpoint controls [18, 26]. Further, analyses of humans also provide evidence of multiple, chromosome-specific mechanisms of nondisjunction and, presumably, of maternal age-related 46 trisomy. For example, it is now clear that the parent and meiotic stage of origin varies depending on the chromosome involved [3, 48-52], that there are different maternal age curves for trisomies involving different chromosomes [4] (and even for different meiotic origins involving the same chromosome [53]), and that the effects of abnormal meiotic recombination depend on maternal age and on the chromosome involved [29, 54]. Further, recent direct analyses of prophase stage fetal oocytes provide compelling evidence that abnormalities in pairing or recombination – and not the presence of three chromosomes – are common in the human female, and that they vary depending on the specific chromosome [33]. Thus, there is now ample evidence that no one mechanism is likely to explain all, or even a substantial proportion of, cases of human aneuploidy. Second, and more important, the OMSM has yet to be replicated and, indeed, the available data contradict the basic tenet of the model; i.e., the occurrence of trisomy 21 mosaicism in fetal oocytes. For example, the results of the present study provide no evidence for the presence of trisomic oocytes for any of the three chromosomes we analyzed. For chromosome 21 our results are highly significantly different 2 from the 0.66% level of trisomy 21 mosaicism reported by Hultén et al. [30] for prophase cells (χ = 7.95; 2 p<0.01) as well as for the 0.54% value identified for all ovarian cells (χ = 6.51; p=0.01). Further, this almost certainly underestimates the real difference between the observations of Hultén et al. [30] and ours, since their analysis included cells (i.e., zygotene and pachytene) with a low likelihood of trisomy detection. Similarly, other analyses have failed to identify appreciable levels of trisomy 21 mosaicism. For example, Cheng and colleagues analyzed 3008 prophase stage cells (1195 at leptotene, 511 at zygotene and 1302 at pachytene) from eight euploid fetuses and were unable to identify a single cell with three chromosome 21 signals [34]. More recently, Robles and colleagues examined seven euploid fetuses and identified trisomy 21 in 1/425 (0.2%) leptotene cells but in none of 985 zygotene or pachytene cells [36]. Finally, in the only study conducted after that of Hultén and colleagues [30], Morris and colleagues analyzed both fetal ovarian and skin samples, and observed extremely low levels of trisomy 21 mosaicism in each of the two tissue types (2/8365 = 0.02% in ovarian cells and 5/8245 = 0.06% in skin cells) [31]. Thus, taken together, the results of four different analyses suggest that – for reasons that are unclear – the original report of Hultén et al. [30] markedly overestimated the incidence of trisomy 21 in fetal oocytes. 47 In summary, we and others have failed to replicate the observations of Hultén et al. [30]; accordingly, we conclude that pre-meiotic mitotic nondisjunction is unlikely to cause the maternal age effect and probably only contributes to a small subset of human aneuploidies. This interpretation is consistent with the growing body of data from studies of aneuploidy in model organisms and direct analyses of meiosis in human oocytes, which indicate the existence of multiple sources of human aneuploidy and multiple causes of the maternal age effect. Thus, we suggest that future investigations of aneuploidy focus on events occurring in meiosis, and not those that occur in germ cells before they enter the meiotic pathway. ACKNOWLEDGEMENTS This work was supported by NIH grants R01 HD21341 (to T.H.) and R01 ES013527 (to P.H.). We thank the staff and faculty at San Francisco General Hospital Women’s Options Center for assistance in the collection of tissues. We also thank Katie Stephenson, Dylan Atchley and Cynthia Megloza for their assistance in recruitment and data collection. 48 REFERENCES 1. Hulten, M.A., et al., On the origin of the maternal age effect in trisomy 21 Down syndrome: the Oocyte Mosaicism Selection model. Reproduction, 2010. 139(1): p. 1-9. 2. 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Biochem Soc Trans, 2006. 34(Pt 4): p. 578-80. 51 TABLE I – Detection of chromosome 21 signals by stage of prophase in fetuses with trisomy 21. - - -No. Signals- - - Present Study Cheng et al., 1998 Robles et al., 2007* Barlow et al., 2002* Stage No. Cells 1 2 3 Leptotene 2 Zygotene 21 Pachytene 14 Leptotene 3,069 Zygotene 662 Pachytene 2,067 Leptotene 3 Zygotene 27 Pachytene 84 Pachytene 88 0 (0%) 14 (67%) 8 (57%) 430 (14%) 316 (48%) 1,351 (65%) 0 (0%) 11 (41%) 55 (65%) 37 (42%) 0 (0%) 6 (29%) 5 (36%) 966 (31%) 257 (39%) 616 (30%) 0 (0%) 9 (33%) 28 (33%) 51 (58%) 2 (100%) 1 (5%) 1 (7%) 1,673 (55%) 89 (13%) 100 (5%) 3 (100%) 7 (26%) 1 (1%) 0 (0%) * Original scoring was based on pairing configurations and has been converted assuming that cells with 3 univalents = 3 signals; cells with bivalent + univalent = 2 signals; and cells with trivalent/partial trivalent = 1 signal. 52 TABLE II – Number of FISH signals per chromosome in leptotene oocytes from seven female fetuses - - - - - - - - - - - - - -No. signals- - - - - - - - - - - - - Chromosome* No. Cells 1 2 3 4 5 No. false positives^ 16 13 / 21 1034 1206 339 1 686 222 0 220 0 758 0 0 9 5 * For chromosome 16, the presence of three signals would indicate a trisomic cell. The probe use for chromosomes 13 and 21 detects both chromosomes; thus the presence of five signals would indicate a trisomy for either chromosome 13 or 21. ^ Cells in which the additional FISH signal failed to co-localize with a CREST signal. 53 Figure 1 – The expected number of FISH signals per chromosome is dependent on the stage of meiotic prophase. In euploid oocytes (A-C), homologs may be completely separated at leptotene, allowing for detection of both chromosomes. At zygotene, homologs begin to synapse, so that either one or two FISH signals may be apparent. At pachytene, homologs are completely synapsed; thus, typically one signal should be evident. In trisomic oocytes (D-F), three signals should be readily apparent at leptotene but, depending on the extent of synapsis at zygotene and pachytene, one, two or three FISH signals may be observed. 54 Figure 1 55 Figure 2 – Prophase stage oocytes from trisomy 21 fetuses seldom exhibit three chromosome 21 signals. Representative immunostaining (A) and FISH (B) images of a late zygotene oocyte from a trisomy 21 fetus. Due to partial synapsis between the three homologs, only two chromosome 21 signals are evident. 56 Figure 2 57 Figure 3 – Putative trisomic cells may contain an artifactual FISH signal. We identified 14 leptotene cells with an additional FISH signal, but in each instance one of the three signals failed to co-localize with a CREST signal, indicating a false positive result. Shown here are FISH (A) and immunostained (B) images of the same cell, in which we identified three chromosome 16 FISH signals but on immunostaining, CREST signals overlapped the FISH signals in only two of the three instances (i.e., the green arrows indicate where FISH signals overlap CREST signals, while the white arrow indicates where an artifactual FISH signal is present). 58 Figure 3 59 CHAPTER III Examining Variation in Recombination Levels in the Human Female: A Test of the Production Line Hypothesis Ross Rowsey, Jennifer Gruhn, Karl W. Broman, Patricia A. Hunt, Terry Hassold Rowsey R, Gruhn J, Broman K, Hunt P, Hassold T. 2014. Examining Variation in Recombination Levels in the Human Female: A Test of the Production Line Hypothesis. Am J Hum Genet 95(1): 108-112 ABSTRACT The most important risk factor for human aneuploidy is increasing maternal age, but the basis of this association remains unknown. Indeed, one of the earliest models of the maternal age effect – the “Production Line Model” proposed by Henderson and Edwards in 1968 – remains one of the most-cited explanations. The model has two key components: that the first oocytes to enter meiosis are the first ovulated, and that the first to enter meiosis have more recombination events (crossovers) than those that enter meiosis later in fetal life. Studies in rodents demonstrate that the first oocytes to enter meiosis are, indeed, the first to be ovulated, but the association between timing of meiotic entry and recombination levels has not been tested. We recently initiated molecular cytogenetic studies of second trimester human fetal ovaries, allowing us to directly examine the number and distribution of crossover-associated proteins in prophase stage oocytes. Our observations on over 8,000 oocytes from 191 ovarian samples demonstrate extraordinary variation in recombination within and among individuals, but provide no evidence of a difference in recombination levels between oocytes entering meiosis early or late in fetal life. Thus, our data provide a direct test of the second tenet of the Production Line model and suggest that it does not provide a plausible explanation for the human maternal age effect, meaning that – 45 years after its introduction – we can finally conclude that the Production Line Model is not the basis for the maternal age effect on trisomy. 61 MAIN TEXT Aneuploidy is the leading known cause of pregnancy wastage and congenital birth defects in our species, occurring in as many as 35% of all human pregnancies (reviewed in [1]). The vast majority of aneuploidy is maternal in origin, suggesting that egg production is inherently error-prone in humans [2]. Further, this risk increases dramatically with the age of the woman: for women in their twenties the likelihood of having a clinically recognized trisomic pregnancy is about 2-3%, but this value increases to over 30% for women in their forties [3]. The basis of the effect of maternal age on aneuploidy remains a mystery, but a number of potential mechanisms have been proposed. One of the earliest and most enduring hypotheses is the Production Line Model, initially proposed in 1968 [4] on the basis of apparent age-dependent changes in chiasma frequency in mouse oocytes. It ascribes the age effect to differences in recombination and has two key components. First, it assumes that there is a direct relationship between the timing of meiotic entry in the fetal ovary and the timing of ovulation in the adult; i.e., oocytes that are the first to enter meiosis are the first ovulated, and oocytes entering meiosis last will be ovulated at the end of the reproductive lifespan. Second, it assumes that meiotic recombination rates vary with gestational age, with the first oocytes entering meiosis having higher recombination levels than oocytes that enter later. According to this model, the last oocytes ovulated will have the lowest numbers of crossovers and may, in fact, have an increased frequency of “crossover-less” homologs, greatly increasing the risk of nondisjunction. In the intervening 45 years, two lines of experimental evidence that are consistent with the tenets of the Production Line Model have been produced. First, radiolabelling studies in mice and rats suggest that there is, indeed a production line; i.e., the first oocytes to enter meiosis appear to be the first to be ovulated [5, 6]. Second, studies in a variety of organisms have demonstrated the importance of recombination abnormalities to the occurrence of meiotic nondisjunction (e.g. [7-9]). The evidence from humans is especially strong, since abnormal levels or positioning of recombination events have been detected in all trisomies that have been appropriately studied (e.g. [2, 10, 11]). However, the predicted relationship between recombination levels and maternal age – i.e., that oocytes from older women have 62 lower levels of recombination than oocytes from younger women – has not been demonstrated. Some genetic linkage studies have shown a reduction in recombination in pregnancies involving older women[12, 13], but others have either found no effect or have reported an increase in recombination levels with increasing maternal age [14]. Thus, the data from linkage analyses are equivocal and, moreover, this approach may not be appropriate for a key reason. That is, virtually all linkage studies are based on liveborn individuals, but the vast majority of aneuploid conceptuses terminate in utero. Consequently, traditional linkage analysis of liveborn populations has limited power to assess the relationship between recombination and maternal-age related aneuploidy. Accordingly, we decided to directly test the second tenet of the Production Line Model by examining meiotic recombination in human fetal oocytes. We reasoned that recombination differences in oocytes that initiate meiosis at different times would be evident in a population of fetal ovarian samples as a change in recombination levels with gestational age. Thus, we took advantage of our ongoing analyses of fetal ovarian samples from elective terminations of pregnancy at the San Francisco General Hospital Women’s Option Center in San Francisco, California (e.g.[15-17]), as well as data from our previous studies at the University of Washington Medical Center in Seattle, Washington [16], asking whether the levels of recombination are affected by the gestational age of the fetus. For these analyses, we collected fetal ovarian samples from elective terminations of pregnancy, as previously described [15-17]. Our studies were conducted according to the principles expressed in the Declaration of Helsinki, and were approved by the University of California-San Francisco, University of Washington, and Washington State University Institutional Review Boards, and informed consent was obtained from all study participants. We utilized immunofluorescence to examine crossover-associated proteins in prophase stage oocytes from these samples. Specifically, we analyzed the number and distribution of foci for the DNA mismatch repair protein MLH1, thought to localize to approximately 90% of crossovers in pachytene stage cells of mammalian species[18]. Since MLH1 foci occur in the context of the synaptonemal complex (SC), we also visualized the SC using antibodies to the axial element protein SYCP3 (Figure 1a). In total, we analyzed 8518 cells from 191 fetal samples with gestational ages ranging from 14 and 26 weeks, typically examining between 25-65 cells per case. 63 Extensive individual variation was evident in the 191 cases. That is, mean MLH1 values (+/S.E.) ranged from 51.1 +/- 1.3 to 92.3 +/- 2.1, meaning that the level of recombination for the cases with the lowest MLH1 values was only 55% of that for the cases with the highest values (Figure 1b). Pooling the data from all cases, the overall mean number of MLH1 foci per cell was 66.3+/- 0.6. Assuming that one MLH1 focus = one crossover = 50 cM, this yields a genome-wide female map length of approximately 3315 cM. This estimate is consistent with previous cytological studies of recombination in human females, in which the inferred genome-wide estimates have ranged from about 3000-4000 cM [16, 19-21]; Figure 1c). However, these values are consistently lower than those derived from linkage analysis, where estimates range from about 4000-4500 cM ([13, 22-27]; Figure 1c). Previously, we [16, 17] have suggested two possible reasons for this discrepancy. First, all cytological analyses have involved immunostaining assays of MLH1, and have not assessed the less than 10% of crossovers that result from alternative recombination pathways; e.g. non-interfering crossovers associated with the endonuclease MUS81[28, 29]. Second, localization of MLH1 on SCs appears to be asynchronous in human oocytes, and not all foci are visible in pachytene stage oocytes [16, 21]. These caveats aside, the general conclusions from our and other cytological studies of recombination are in good agreement with data from linkage studies and provide evidence for surprising variability in genome-wide recombination levels in human females by comparison with human males [16, 17, 19, 21, 24]. In subsequent analyses, we tested the effects of gestational age on meiosis. Initially, we examined the mean number of MLH1 foci per cell for each case, and sorted cases by gestational age (Figure 2). As is evident from Figure 2, there was no apparent effect of gestational age on genome-wide mean MLH1 values. Figure 2 also shows no change in the range of MLH1 values within individual cases across multiple gestational ages. Subsequently, we analyzed the distribution and mean number of MLH1 foci on four chromosomes known to be nondisjunction-prone or to contribute to clinical disorders (i.e., chromosomes 16, 18, 21 and 22). We found no association between gestational age and the placement (data not shown) or number (Figure 3) of MLH1 foci on these chromosomes. Importantly, in contrast to the prediction of the Production Line Model, there was no increase in “crossover-less” chromosomes with increasing gestational age (Figure 3). Finally, we examined the length of the synaptonemal complex, a variable known to be directly correlated with genome-wide MLH1 values [19, 30]. We analyzed the SC 64 lengths for chromosomes 16, 18, 21 and 22, but found no effect of gestational age on SC length for any of the chromosomes (Figure S1). Thus, taken together, our analyses failed to detect any genome-wide or chromosome specific recombination-associated changes attributable to the gestational age of the sample. In a final set of studies, we asked whether the age of the mother might influence recombination levels in the oocytes of her female fetuses (i.e., a potential grand-maternal age effect). However, as is evident from Figure 4, we found no indication of such an effect. Two important conclusions derive from our analyses. First, we found no evidence that the gestational age of the fetus influences the level or positioning of crossover events. Thus, the suggestion by Henderson and Edwards [4] that a “gradient” in the fetal ovary causes the first-formed oocytes to have more chiasmata than those formed last appears to be incorrect. Accordingly, we conclude that the Production Line Model as initially proposed is not the cause of the maternal age effect on human aneuploidy. Nevertheless, the observations that led to the model – i.e., declining numbers of chiasmata with increasing maternal age -- can easily be reconciled with our data. That is, recent studies in rodents indicate an age related loss of cohesin in oocytes [31, 32]. In addition to tethering sister chromatids, cohesin serves to link homologous chromosomes together during the first meiotic division. Thus, loss of cohesion with increasing maternal age may cause homologs tethered by single distal exchanges to slip apart from one another and, on cytological examination of diakinesis preparations, would yield an apparent increase in the number of univalents. Second, and equally important, our observations suggest extraordinary variation in genome-wide crossover levels among different fetal samples. Clearly, individual variation in recombination rates has been documented previously; e.g., in an analysis of different CEPH families, Broman et al reported female maps as low as 3300 centimorgans and as high as 4700 centimorgans [23]. Our observations suggest even greater variability, with genome-wide maps ranging from approximately 2500 cM to over 4600 cM among the different samples. Intriguingly, this level of variation is not evident in the human male [17, 23], suggesting that recombination is less tightly controlled in human oogenesis than in spermatogenesis. While the basis of this sex-specific difference remains unclear, it seems unlikely that it is can be explained by the asynchrony of the process in females. However, by combining SNP analyses 65 of recombination-associated loci (e.g., see ref [33]) with direct studies of recombination levels, it may be possible to illuminate the genetic underpinnings of this surprising difference in variation among human males and females. ACKNOWLEDGEMENTS We thank the staff and faculty at San Francisco General Hospital’s Women’s Options Center, San Francisco, CA, and at the University of Washington Medical Center, Seattle, WA for assistance in the collection of tissues. We also thank Tracey Woodruff, Carrie Dickenson, Katie Stevenson, Dylan Atchley, Mei-Lani Bixby, Cynthia Megloza, Jody Steinauer, Edith Cheng, Theresa Naluai-Cecchini, Terah Hansen, Elizabeth Pascucci, Changqing Zhou, Chris Small and Heather Hagen for their assistance in recruitment and data collection. 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Lister, L.M., et al., Age-related meiotic segregation errors in mammalian oocytes are preceded by depletion of cohesin and Sgo2. Curr Biol, 2010. 20(17): p. 1511-21. 33. Kong, A., et al., Common and low-frequency variants associated with genome-wide recombination rate. Nat Genet, 2014. 46(1): p. 11-6. 68 Figure 1 – Recombination in Human Oocytes. (A) Representative image from a pachytene stage human fetal oocyte. Antibodies against SYCP3 (representing the axial-lateral elements of the synaptonemal complex) are visualized in red and against the crossover-associated DNA mismatch repair protein MLH1 in green, and CREST antiserum-positive signals (recognizing centromeric regions) are visualized in blue. (B) Distribution of mean MLH1 values per cell in 191 fetal ovarian samples. (C) Estimates of female genetic map lengths from genetic linkage studies (left, in blue) and cytological studies of pachytene oocytes (right, in red). References are indicated beneath each estimate. 69 Figure 1 70 Figure 2 – Influence of Gestational Age on Genome-Wide Recombination Levels. For each of the 191 cases, the mean number of MLH1 foci per case is represented by red diamonds, with the values for individual cells represented by blue diamonds. No obvious effect of gestational age on recombination levels was observed. 71 Figure 2 72 Figure 3 – Influence of Gestational Age on the Number of Crossovers on Individual Chromosomes. For a subset of cases, we analyzed the number of MLH1 foci on individual chromosomes; i.e., (A) chromosome 16; no. of cases = 9 (B) chromosome 18, no. of cases = 7 (C) chromosome 21; no. of cases = 11 and (D) chromosome 22; no. of cases = 11. There was no obvious effect of gestational age on the number of MLH1 foci per chromosome; in particular, the number of chromosomes lacking an MLH1 focus was not affected by gestational age. 73 Figure 3 74 Figure 4 – Influence of Maternal Age on Genome-Wide Recombination Levels. For each of the 119 cases, the mean number of MLH1 foci per case is represented by red diamonds, with the values for individual cells represented by blue diamonds. No obvious effect of maternal age on recombination levels was observed. 75 Figure 4 76 Figure S1 – Influence of Gestational Age on the Synaptonemal Complex Length of Individual Chromosomes. For a subset of cases, we analyzed the length of the SC on individual chromosomes: i.e., (A) chromosome 16; no. of cases = 9 (B) chromosome 18; no. of cases = 7 (C) chromosome 21; no. of cases = 11 and (D) chromosome 22; no. of cases = 11. There was no obvious effect of gestational age on the length of the SC on any chromosome. Data points represent means of each analyzed case, and error bars represent SE (points with no error bars represent cases with only one measured SC). 77 Supplemental Figure 1 78 Chapter IV SUMMARY AND FUTURE DIRECTIONS Summary: With increasing numbers of couples waiting until later in life to procreate, the impact of the maternal age effect cannot be overstated. Indeed, it is arguably the most important etiological agent for any human genetic disorder. The studies in this thesis have focused on examining hypotheses that suggest a fetal origin to the maternal age effect. Accordingly, the studies presented in this thesis rely on studies of human fetal oocytes. Chapter II examines a “predestination” model of the maternal age effect, the Oocyte Mosaicism Selection Model (OMSM). The OMSM hypothesized that the maternal age effect was due to pre-meiotic, mitotic segregation errors, and that all females had similar rates of these errors prior to entering meiosis [1]. Utilizing immunofluorescence and FISH, we analyzed the chromosome content of meiotic prophase stage cells. In contrast to the original report by Hulten and colleagues [2], we observed no evidence for pre-meiotic aneuploidy, the basis of the OMSM. Instead, we found that a small number of apparently trisomic oocytes were false-positive results which, when accurately vetted, were shown to be artifactual. Instead of supporting the OMSM, this study demonstrated the necessity of proper controls and showed that the maternal age effect is not due to errors occurring during pre-meiotic mitotic segregation. In Chapter III we examined the possible connection between abnormal meiotic recombination and the timing of meiotic entry and maternal age-dependent nondisjunction. A long standing model of the age effect, the Production Line Model [3], proposed that the first oocytes to enter meiosis in the fetal ovary are genetically the “best” (i.e., have normal levels of recombination), and are consequently the most likely to generate chromosomally normal gametes. The Hassold-Hunt laboratory’s access to prophase oocytes allowed us to correlate the recombination rates of oocytes with the time at which they entered meiosis. We found no evidence for a relationship between the timing of meiotic entry and recombination rate. Therefore, our studies show no support for the Production Line Model. Instead, the determination of recombination rates across a broad range of individuals demonstrated the extreme variability in human female recombination, regardless of time of entry into meiosis. This variability leads to abnormal recombination levels in some oocytes, one of many factors that presumably contribute to the maternal age effect. 80 In conclusion, these studies examined and disproved previous, popular models of the maternal age effect. They also provided general observations at a genome wide level across numerous individuals. Our observations of human prophase stage oocytes show that recombination occurs in a diverse fashion in the human female, and is likely the first of many hurdles in the formation of a chromosomally normal oocyte. Future Directions: Though aneuploidy has been the subject of intense scrutiny, we still do not fully understand its complexities. Advanced technologies have increased our understanding of the incidence of aneuploidy, but two key questions still remain: (1) why are human oocytes so susceptible to nondisjunction and (2) what is the mechanism of the maternal age effect? The abnormally high risk of human oocyte nondisjunction is likely due to an unknown evolutionary factor, but increasing evidence suggests there is no single path that leads to the maternal age effect. Instead, studies show that there are likely multiple routes to aneuploidy, acting at various time points in oocyte development, and further studies must be performed at each of these stages to fully understand the age effect. Prophase: Setting up oocytes for failure? Prophase is essential for meiosis, because it brings together and links the homologous chromosomes. Multiple studies have shown that disruptions in prophase can lead to meiotic failure, whether it be by disrupting pairing and synapsis (e.g. [4-7]) or by disrupting recombination (e.g. [810]). Recent studies performed in the Hassold-Hunt laboratory have shown that female meiosis is much more variable than the male counterpart [11]. Indeed, studies in Chapter III show the extraordinary range of recombination rate in the human female. This broad range means that some oocytes have abnormally low recombination rates, leading to a higher chance of a chromosome without an exchange, a defect that greatly increases the risk of nondisjunction. These data beg the question: if the consequences of abnormal recombination are so dire, what mechanism regulates crossover number and placement, and why is it so “dysregulated” in human oocytes? 81 There have been numerous studies on the regulation of various steps in the recombination pathway, ranging from changes in formation of DSBs, to changes in how those breaks are resolved [12, 13]. The process by which varying numbers of DSBs are repaired into similar numbers of crossovers at the expense of non-crossovers is called “crossover homeostasis”, but the pathway behind this mechanism remains unclear. Observations in the mouse have shown that changing the amount of DSBs on the same strain via inhibiting or overexpressing Spo11 still results in similar crossover numbers [12], but studies in mouse and human show that different recombination rates between strains correspond with higher initial DSB numbers, suggesting that processes at or before DSB formation also regulate recombination rate [11, 13]. This apparent contradiction implies that multiple factors influence recombination, wherein higher DSB numbers increase the potential for higher crossover formation, while changes in homeostasis cause significant variation in final crossover number. Both of these changes may be related to chromosome compaction, since human oocytes undergo meiosis in an undermethylated and, presumably, relatively loose chromatin state. Recent studies in C. elegans have observed SC length differences around crossover sites, suggesting altered chromatin compaction, evidenced by the increase in SC length on spreads, and potentially altered crossover homeostasis [14]. If changes in SC length link chromatin compaction and recombination, it brings about an “order of events” question; i.e., does an altered compaction state designate crossover sites, or do crossover sites locally alter compaction? We have initiated preliminary studies to address these questions, conducting experiments similar to those in the initial C. elegans report [14]. In their study, Libuda et al. [14] utilized IF to visualize the SC, crossover sites, and the HIM-8 locus, a fixed genomic point [14]. They measured the length of the SC between the HIM-8 locus and the end of the chromosome, and when they compared regions with and without crossovers, they observed a local increase in SC length in regions housing exchanges [14]. To extend these studies, we have started a similar experiment, asking if this relationship also exists in human female meiosis. We immunostained meiotic prophase preparations for the SC-associated proteins SYCP1 and SYCP3 and for the crossover-associated protein MLH1, allowing us to simultaneously monitor SC morphology and crossing-over. Subsequently, we used FISH to examine specific genomic regions on the short arm of chromosome 16, chosen because it is the chromosome with 82 the highest aneuploidy rate [15]. Our approach was straightforward: to investigate the relationship between recombination and chromosome compaction, we combined FISH to BACs spaced evenly along 16p (Table 1) with our IF images to examine SC length in microns and MLH1 marked recombination sites and pachytene stage oocytes. Preliminary studies were conducted on three human fetal ovarian samples, which, when compared to other human samples previously studied, had relatively “average” levels of synaptic defects and genome-wide recombination. Following IF and FISH, we were able to overlay the two images, and therefore determine the location of specific genomic loci along the synaptonemal complex (Figure 1). Initially, we examined four regions on the short arm of chromosome 16 (i.e., 0-5 Mb from the p arm telomere, 5-15 Mb, 15-25 Mb, and 25-35 Mb; see Table 2). Perhaps not surprisingly, the relationship between physical distance and protein complex distance was not a linear relationship; it varied by region and also varied among individuals. For example, the 15-25 Mb and 25-35 Mb regions would be roughly the same physical distance, about 10 Mb. If there were indeed a simple linear relationship between SC length and physical distance, one would expect these regions to have a similar length. However, we found that in two of the three cases (313 and 331) the 25-35 Mb region was significantly longer than the 15-25 Mb region (3.43 microns vs 2.35 microns in case 313; 2.85 microns vs 2.14 microns in case 331; Table 2; p<0.0001 for each). We then asked whether, as in C. elegans, recombination sites locally alter SC length. In each of the three individuals, we examined the four genomic regions. Due to large variability between cells, measurements were normalized as a percentage of the p-arm length. The most distal region (i.e., 0-5 Mb) was uninformative, since crossovers were rarely identified there. However, for each of the other three regions, and in each of the three fetal ovarian samples, we observed increases in SC length in regions containing an MLH1 focus (Figure 2). Further studies are underway to increase sample size, and to confirm or refute these intriguing preliminary observations. After characterizing the relationship between MLH1 and compaction, the next steps would be to examine recombination proteins acting immediately upstream of crossovers, e.g., RNF212 or MSH4. It is possible that compaction designates crossover sites, leading one to expect local expansion around a subset of MSH4 sites, with those destined to become crossovers having local expansion and those destined to become noncrossovers being more compact. Understanding the role of RNF212 would be 83 more complicated, as RNF212 initially co-localizes with all MSH4 sites but is progressively removed by HEI10 from future noncrossover sites [16, 17]. Therefore, one would expect to observe a similar RNF212 localization pattern as observed with MSH4 sites, but late RNF212 sites would exhibit local expansion observed around MLH1 sites. In contrast, if crossover sites alter local chromatin compaction, one would expect completely different observations at the sites of upstream recombination proteins. For example, if the recombination machinery prevents compaction, all MSH4 sites would likely display similar compaction levels. Because subsets of those sites were repaired by the recombination machinery as non-crossovers, either compaction around those sites would occur, or expansion might occur around crossover sites. Due to the significant decrease in SC length between the zygotene and pachytene stages, it is likely that compaction occurs during this transition, and that the recombination machinery prevents local compaction around sites designated as crossovers. The Hassold-Hunt laboratory’s studies on chromosome compaction also raise interesting questions on the spacing of crossover sites, i.e., crossover interference (reviewed in [18]). While interference has been characterized in numerous species (e.g. [19-22]) and mathematical models of interference abound [23-25], the underling mechanisms remain obscure. However, several properties of interference are clear: it functions across physical distances (microns of SC length) rather than genomic distance (megabases) [26, 27]; it is disrupted if the SC does not fully form [21], and it appears to behave similarly in numerous organisms [23]. The existence of chromatin modifications that occur around crossover sites would provide a potential physical signal that may cause interference. Also, since these chromatin modifications alter the SC and the SC is required for proper interference, it suggests that the signals may be propagated along the SC, giving rise to the physical distance that interference acts over. Several interesting questions would result if physical stress along the SC causes interference. First, if local chromatin expansion causes interference, does disrupting chromatin compaction alter interference? For example, it is thought that compaction of chromosomes in meiosis is related to the condensin proteins [28], though little is known about them in mammalian systems. If condensin is responsible for compaction, can altering the functionality of condensin result in decreased meiotic chromosome condensation? The mouse kleisin beta condensin subunit knockout would be a useful tool 84 for examining condensation and interference [29]. The mouse line is fertile, but the meiotic process has not been examined. If compaction is disrupted, it likely disrupts interference. Condensin knockouts in C. elegans lead to increased crossover number and increased SC length [28]. However, assessing interference in C. elegans is more difficult, as wild-type individuals display a single crossover per chromosome, or total interference. The fact that the condensin knockout causes multiple crossovers per chromosome suggests disruption of interference, though it is unclear if similar results would be observed in mammalian models. Disruption of compaction would likely cause an increase in SC length and recombination rate, but whether a simultaneous decrease in interference would be observed remains unclear. Abnormally low chromatin compaction would likely decrease interference, (e.g. increase in recombination rate is larger than expected increase from change in SC length). However, since microns of SC length is the measure by which interference occurs, it would also be possible to observe proportional increases in SC length and recombination rate, and therefore no change in interference. Studying interference more stringently will illuminate how crossover sites are determined, which will lead to insight into the association of abnormal crossover placement and aneuploidy. Dictyate Arrest: Waiting to break down? After recombination occurs, the oocyte enters an extended arrest period. In this period, the meiotic chromosomes remain dormant, held together by cohesin proteins, and resume meiosis only upon ovulation. This window can last decades in the human female, and therefore provides an extended window in which errors could occur. Studies of knockout mice and observational studies in the human have shown that cohesin proteins can degrade during this arrest stage, and might not be replaced (e.g. [30-33]). Cohesin also provides a link between distal recombination events and aneuploidy, as distal recombination sites would have a smaller region of the homologous pair held together. Degradation of cohesin has increasingly become a favored explanation for the maternal age effect, but is likely only a part of the whole picture. For example, it fails to explain the spike in aneuploidy in pregnancies involving extremely young women, as well as the fact that there is variation in maternal age-related incidence rates in different trisomies (e.g. trisomy 16 displays a linear increase, while most others exhibit an exponential increase; [15]). 85 Recent studies in Drosophila have discovered the presence of a cohesin rejuvenation system [34], providing an interesting target of research in higher organisms. To date, no rejuvenation of mouse cohesins has been observed. Providing replenishment or preventing degradation of the cohesin proteins are promising candidates for development of a therapeutic, which is the ultimate goal of maternal age effect research. While this is unlikely to be achieved in the near future, it may not be that far off. Perhaps the Drosophila rejuvenation system could be reengineered in a mouse model, or possibly vertebrates have that system, but it remains undiscovered as of yet. One could envision a vertebrate rejuvenation system that breaks down with age, giving rise to the observed cohesin loss. Regardless, future studies will likely implicate cohesin as a part of the complex puzzle that is the maternal age effect. Segregation: Where it all goes awry The unifying factor of aneuploidy is that regardless of the origin of the predisposing risk factors the actual chromosome errors all happen at the same time, when the chromosomes divide. This does not mean that the root cause of all errors is in the meiotic divisions; rather chromosomes would separate improperly during the meiotic divisions, resulting in aneuploidy. It is abundantly clear that female gametes are much more error-prone, leading researchers to focus on the difference between male and female meiotic divisions. It is clear that male gametes have a much more stringent anaphase checkpoint than females, triggering apoptosis in cells that would slip through in the female. This sex difference in checkpoint stringency could be due to lack of checkpoint signaling due to degradation of checkpoint proteins in the long female meiotic arrest stage [35], or possibly because females lack certain genes that may be essential to the process [36-38]. The fact that error containing oocytes survive elicits an interesting questions for the segregation of chromosomes: do the segregation mechanisms get worse, or are the oocytes that divide later of a worse quality due to multiple factors across earlier timepoints, causing the checkpoint segregation system to be compromised. Overall, there are numerous avenues of future research on the maternal age effect, and plenty of work to be done to understand this complex puzzle. 86 REFERENCES 1. Hulten, M.A., et al., On the origin of the maternal age effect in trisomy 21 Down syndrome: the Oocyte Mosaicism Selection model. Reproduction, 2010. 139(1): p. 1-9. 2. Hulten, M.A., et al., On the origin of trisomy 21 Down syndrome. 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Reproduction, 2012. 144(4): p. 433-45. 89 Table I - Location of FISH Probes on Short Arm of Chromosome 16 Probe Location BAC ID No. 5Mb RP11-469N12 Genomic Location (in bp; ptelomere=0) 4,446847-4,633,469 15Mb RP11-81L19 15,519,957-15,681,446 25Mb RP11-185O21 25,660,176-25,795,340 35Mb Control 16 (centromere probe) ~34,500,000 90 Table II - Average Length of Measured Regions (in Microns) Case 0-5 Mb 5-15 Mb 15-25 Mb 25-35 Mb 313 (n=25) 0.99 +/- .38 2.33 +/- .41 2.35 +/- .54 3.44 +/- .78 331 (n=17) 1.07 +/- .23 2.19 +/- .54 2.14 +/- .45 2.85 +/- .62 333 (n=14) 1.25 +/- .34 2.58 +/- .38 2.89 +/- .61 2.94 +/- .80 91 Figure 1 - Use of BAC-FISH to mark specific genomic locations (A) IF for SYCP3 (blue), SYCP1 (red) and MLH1 (green), and (B) subsequent BAC-FISH for our probes (in green) along chromosome 16 (5Mb, 15Mb, 25Mb, and 35Mb) identified based on their relative distance from the p-terminus (p-term, white arrow) of the chromosome. 92 Figure 1 93 Figure 2 - Local expansion of SC in regions containing crossover sites In each of our regions (25-35, 15-25, 5-15), regions were group as either having an MLH1 focus (green) or lacking a focus (red). For all cases and all regions, we see an increase in % of p-arm length when an MLH1 focus is present, suggesting local chromatin expansion in regions around MLH1 sites. 94 Figure 2 95
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