CONFLICT CARTOGRAPHY A Methodology Designed to Support the Efficient and Effective Resolution of Complex, Multi-Stakeholder Conflicts BY: Nick Papadopoulos Managing Partner, ViewCraft LLC www.viewcraft.com MARCH 2004 TABLE OF CONTENTS INTRODUCTION 3 COMPLEXITY & CONFLICT 4 THE CORNERSTONES OF CONFLICT CARTOGRAPHY Geographic Cartography Systems Thinking Graphic Facilitation Dialog Mapping Information Cartography 5 6 7 8 9 10 CONFLICT CARTOGRAPHY The Essential Steps of Conflict Resolution and Consensus Building Conflict Cartography Technologies Core Applications and Key Challenges 12 13 14 15 CASE STUDY: CONSENSUS BUILDING AROUND DAY LABOR ISSUES STEP ONE: Supporting the Project Team during the Convening Process STEP TWO: Accelerating the Clarification of Responsibilities STEP THREE: Supporting the Deliberation Process STEP FOUR: Supporting Decision-Making and Developing Recommendations STEP FIVE: Supporting the Agreement Implementation Process 20 21 22 23 24 SUMMARY 26 ACKNOWLEDGEMENTS 26 REFERENCES 27 25 Copyright © 2004 ViewCraft LLC (www.viewcraft.com). All rights reserved. No part of this document may be reproduced or transmitted in any form or by any means, electronic or mechanical, without written permission from ViewCraft LLC. If you wish to publish or distribute copies of this document please contact Nick Papadopoulos at (707) 824-9620 or email ViewCraft at [email protected]. © Nick Papadopoulos & ViewCraft LLC MARCH 2004 2 INTRODUCTION The goal of this paper is to introduce dispute resolution and consensus-building practitioners to a method called Conflict Cartography. This method combines illustration, co-facilitation and data management techniques to increase the efficiency and effectiveness of conflict resolution and consensus-building processes. I have developed Conflict Cartography over the last two years as I studied conflict resolution, mediation and negotiation and worked in my capacity as managing partner of ViewCraft, a consulting firm located in Graton, California. In 1999, ViewCraft's founding partners began developing and offering a method termed Information Cartography, which utilizes advanced software tools to illustrate and explore complex systems. Since this time we have applied Information Cartography in numerous arenas such as business planning, organizational development, agricultural preservation and water policy. In 2001, we experienced an increase in interest and demand by practitioners and organizations that specialize in resolving disputes and building consensus on complex public policy issues. This experience led me into a two-year study of conflict resolution theory and practice at Sonoma State University. The goals of this period of study were two-fold: (1) to better understand why our work was making a difference, and (2) to tailor Information Cartography to the specialized needs and challenges of conflict resolution and consensus building processes. This document offers readers an introductory glimpse into the results of this study. In this document I will first discuss complexity in the context of multistakeholder conflict. Next, I will summarize five specialized approaches from which Conflict Cartography draws its methods, tools and inspiration. These are: (1) Geographic Cartography (2) Systems Thinking (3) Graphic Illustration (4) Dialogue Mapping and (5) Information Cartography. Finally, I will explain the basic methods, tools and applications of Conflict Cartography and utilize an actual case study to explain how this method supported the consensus-building efforts of a community struggling to resolve complex day-labor issues. © Nick Papadopoulos & ViewCraft LLC MARCH 2004 3 COMPLEXITY AND CONFLICT At this point in history human beings must make decisions and work out their differences within a complex and rapidly changing global context. In High Noon: Twenty Global Problems, Twenty Years to Solve, author J. F. Rischard introduces readers to an emerging problem-solving crisis: Like two geysers, the two forces of the population increase and the new world economy spew unprecedented complexity…Human problems are becoming more pressing, more global, and more difficult to solve -- technically and politically. A crisis of complexity is brewing. This crisis impacts people in many ways and in all walks of life. In relation to the field of conflict resolution, complexity challenges our abilities to conduct conflict assessments; design and implement effective procedures; integrate and manage information; and develop agreements. It is helpful to clarify what exactly is meant when I describe a conflict as 'complex'. The dictionary1 tells us that 'complex' describes a situation in which many parts or variables exist in a complicated relationship with one another. As the number of parts or variables increase, the more complex a situation becomes. But what does this word mean in relation to conflict? And what are the barriers that complexity places in front of third party practitioners and stakeholders. Described below are some of the variables that contribute to the complex nature of many conflicts and conflict resolution processes. • Perspectives- Perspectives are stakeholder points of view about the nature of a conflict. Conflict becomes more complex when multiple perspectives mix together to create widely varying interpretations. • Social Relationships- Relationships are the dynamic flow of action, information, and communication that connect individuals, organizations and stakeholder groups. Complexity increases when many relationships weave together, forming a web of connections between individuals, organizations and stakeholder groups. • Issues & Positions- Issues are the problems and concerns that stakeholders express. Positions are the 'solutions' or stances that the stakeholders believe will address their issues. As more issues and positions are brought to the table, a conflict becomes more complex and difficult to unravel. 1 For definitions of 'complex' visit: http://dictionary.reference.com/search?q=complex © Nick Papadopoulos & ViewCraft LLC MARCH 2004 4 • Interests- Interests are the underlying needs of stakeholders. Behind each issue are numerous interests that, when not met in full or in part, create the underground roots of conflict. When many interests collide, a conflict becomes more complex. • Data & Information- Data are the 'facts' that create the building blocks for information. Information is a collection of such facts that stakeholders use to develop understanding and inform their perspectives. Conflicts become more complex when increasing amounts of disparate data and untrusted information clog communication, slow learning and impede decision-making. In a conflict setting, the above-mentioned variables do not exist in isolation. They exist together as a tangled and frustrating rat's nest. The job of the third party facilitator or mediator is to help organizations, communities and stakeholder groups untangle this mess and reuse the material to weave more productive and workable futures. But increasing complexity reduces our capacity to do such work. Symptoms of this reduced capacity show up in many ways. Conflict is more difficult to assess; underlying conflict dynamics become more challenging to illuminate; data and information become overwhelming; communication breakdowns become more frequent; and the paths to resolution and agreement become clouded. My interest is in developing an adaptable method and toolbox that practitioners and stakeholders can leverage to boost their capacity for resolving complex disputes. THE CORNERSTONES OF CONFLICT CARTOGRAPHY The tools and methods that make up Conflict Cartography have demonstrated effectiveness in numerous conflict resolution and consensus-building processes. It is important to state up front that this methodology is not a new invention that appeared out of nowhere, but rather a synthesis of practices and technologies that are already in use in the field. However, in my experience, these practices are rarely used together as an integrated system specifically tailored to the nature of complex conflicts and conflict resolution practices. This section will provide an overview of five methods that serve as the main cornerstones of Conflict Cartography. These are: (1) Geographic Cartography (2) Systems Thinking (3) Graphic Illustration (4) Dialog Mapping and (5) Information Cartography. At the end of this document, resources will be provided to aid readers in their own research and studies. © Nick Papadopoulos & ViewCraft LLC MARCH 2004 5 Geographic Cartography From the earliest days of recorded history, humans have drawn simple pictures to make sense of their physical surroundings and have used these pictures to aid communication, tell stories and create meaning. In The Story of Maps author Lloyd Brown writes: Cartography is perhaps the oldest variety of primitive art…When all other methods of communication fail, the universal language of the simple map and chart comes to the rescue (32). Susan Schulten, author of The Geographical Imagination in America, 1880-1950, writes that "Maps are arguments that mediate our understanding of the world." In this book and others we learn that the field of Cartography has made powerful contributions to our lives providing increasingly advanced methods and tools for helping humans make sense of their surrounding contexts with greater precision and accuracy. Most recently, the field of geographic cartography has integrated advances in computer technology to create Geographic Information Systems (GIS). A Geographic Information System (GIS) is "an organised collection of computer hardware, software, geographic data, and personnel designed to efficiently capture, store, update, manipulate, analyse, and display many forms of geographically referenced information."2 GIS technologies and methods, pioneered by groups FIGURE A- A web-based GIS map of California's Russian River Watershed such as ESRI3, are used by public, non-profit and private sectors to understand the geographical and spatial surroundings. In the setting of a conflict prevention and resolution, GIS is utilized. For instance, to support conflict resolution and decision-making about watershed resources in California communities, the Information Center for the Environment (ICE) hosts a web-based system called the California Rivers Assessment (CARA). The ICE website defines CARA (Figure A) as "…a Source: California Rivers Assessment http://endeavor.des.ucdavisdu/newcara For an excellent review of GIS applications in the arena of environmental risk, sustainable resource use and conflict resolution, read Integration of Geographic Information System (GIS) and Internet Technologies in support of Sustainable Resource Use, by N.J. O'Connor: http://www.grid.unep.ch/activities/sustainable/soca/index.php 3 See: www.esri.com 2 © Nick Papadopoulos & ViewCraft LLC MARCH 2004 6 computer-based data management system designed to give resource managers, policy-makers, landowners, scientists and interested citizens rapid access to essential information and tools with which to make sound decisions about the conservation and use of California's rivers." 4 This site uses GIS to give "…each piece of data a unique address within the state river and watershed system." 5 Systems Thinking Geographic Cartography is primarily used to help build understanding of our physical surroundings. It is less valuable for illuminating the structure and dynamics of social systems. Systems thinking, a practice that emerged in the 1950's from the system dynamics work of MIT professor Jay Forrester, focuses on aiding the understanding of complex social systems. In a recently published book, The Science of Synthesis, author Deborah Hammond describes the underlying aim of this field and mode of inquiry. "From critical analysis to nuclear fission, we have learned well the lessons of taking things apart. Now we must begin to learn the principles of synthesis, how to put the pieces back together and create wholeness (3)." Systems thinking is applied in numerous fields ranging from organizational development and business planning management and to FIGURE B: Dependence on Retaliation, a causal loop diagram by Peter David Stroh environmental pollution prevention. Organizations and professionals trained in systems thinking are beginning to explore how this approach can aid the prevention and resolution of conflict. For example, the work of David Peter Stroh explores the application of systems thinking to complex international disputes such as the Israeli-Palestinian Conflict (See Figure B). Through deep 4 5 See "About CARA" http://endeavor.des.ucdavis.edu/newcara/aboutcara.html ibid © Nick Papadopoulos & ViewCraft LLC MARCH 2004 7 observation and discussion combined with the use of systems thinking methods and tools, Stroh's work is helping practitioners and disputants explore and visualize the underlying dynamics of conflict that are many times hidden underneath a conflict's surface events. 6 In the illustration on the previous page7, Stroh uses a causal loop diagram to describe how both parties in the Israeli-Palestinian conflict have grown increasingly dependent on retaliation. In this diagram, the cycle of retaliation is illustrated as a system, showing how overdependence on this strategy may undermine the ability of each side to meet their long-term objectives. This diagram also illustrates the impact that third parties make when they enter the system and become participants, many times taking sides. Graphic Illustration Perhaps the most commonly used graphic method in facilitated settings is the art of graphic facilitation and illustration. In the 1970's this field emerged as a formalized approach to incorporating graphic techniques in the group meeting environment. This approach utilizes basic materials, most commonly colored pens and large sheets of paper, to help groups of people work together more effectively. Graphic facilitators commonly use visual metaphors to record discussions in real-time. For instance, in a meeting focused on creating a strategic vision, graphic facilitators might utilize the metaphor of a Figure C: Graphic illustration of the values person holding a torch to illustrate the values that people hold (See Figure C). Disputants in a conflict frequently express frustration by asking the question "Can't you see what I mean?" underscoring the potential contributions that visual aids can make in the prevention and resolution of conflict. In the arena of conflict resolution, the role of the Graphic Illustrator: Karen Stratvert 6 For an excellent introduction to this work, including examples of Casual Loop Diagrams see: A Systemic View of The Isreali-Palestinian Conflict by David Peter Stroh.. Download this article at: http://www.bridgewaypartners.com/publications.html 7 Chart drawn from the article "A Systemic View of the Israeli-Palestinian Conflict" by David Peter Stroh in "The Systems Thinker," Vol. 13, No. 5, © 2002 by David Peter Stroh. Republished by permission of Pegasus Communications. © Nick Papadopoulos & ViewCraft LLC MARCH 2004 8 graphic illustrator is to work with a third party mediator or facilitator to design graphic exercises for surfacing key perspectives and information. This gives stakeholders and meeting participants the benefit of actually seeing that their perspectives have been heard and documented. This process can also contribute to building momentum by illustrating the progress that groups are making in difficult situations. Compendium Geographic cartography, systems thinking and graphic illustration have been used for decades and are widely used. Other methods are less widely used but nonetheless effective in the facilitated or mediated setting. Compendium is a methodology developed by employees at Verizon, beginning in 1993 with a focus on business process redesign. This methodology is described in a paper titled Knowledge Art: Visual Sensemaking Using Combined Compendium and Visual Explorer Methodologies8. Compendium "…facilitates the collaborative creation of content in a knowledge repository, by combining hypermedia, group facilitation techniques, and an analytical methodology rooted in knowledge modeling and structured analysis." The Compendium Institute Website offers the following definition: "Compendium has three key elements: 1) a shared visual space where ideas can be generated and analyzed 2) a methodology that allows the exploration of different points of view, and 3) a set of tools for quickly and easily sharing data both within and beyond the boundaries of the group."9 Over the last 10 years, the Compendium development team has applied this set of methods and tools in hundreds of dialog and problem solving situations within organizational and academic settings. Currently a group of organizations led by The Compendium Institute10 are working together to refine the Compendium methodology and develop open-source software technology designed to enhance its application. This work includes the development of open-source software technology called Compendium. To my knowledge, Compendium methods and tools have not been applied extensively in formal conflict resolution and consensus building processes. However, in 2003 ViewCraft began to incorporate basic aspects of the methods and technologies developed for Compendium into our 8 9 This paper was developed for presentation at a 2002 conference at King's College, London titled The Art of Management and Organization www.compendiuminstitute.org © Nick Papadopoulos & ViewCraft LLC MARCH 2004 9 work in this area. Recently, I worked with the Nevada Tahoe Conservation District to conduct an assessment of Nevada stakeholder perspectives and needs on Tahoe Basin issues. We used Compendium software to gather feedback that helped the assessment team clarify preliminary assessment findings and develop a final document that more accurately reflected stakeholder viewpoints. Figure D: Using Compendium software in real-time to stimulate discussion and gather feedback on preliminary assessment findings. Information Cartography™ In the late 1990's a San Francisco start-up called DataFusion developed a technology called KnowledgeMaps™ (KMap). The focus of technology was to aid the visual representation of complex systems. ViewCraft's co-founder John Garn was one of the early consultants tasked with developing this technology. Early on he saw its potential for helping people explore complex systems, share perspectives and develop a deeper awareness of the contextual surroundings that impact our lives and decisions. He coined the term Information Cartography and began working to develop procedures for the effective use of tools such as KMaps. In 1999 John and I began collaborating as co-founders of ViewCraft. Our purpose was to refine Information Cartography and offer this approach to clients in multiple sectors and fields. 10 This group includes The CogNexus Institute, Open University, Center for Creative Leadership and NASA Ames Research Center. © Nick Papadopoulos & ViewCraft LLC MARCH 2004 10 Together we have applied this method to a wide range of projects and issues including business planning, environmental management and regulatory system redesign. In one case, we were asked to create a visual systems map of water policy issues in Northern California (See Figure E below). Local leaders and decision-makers had reached a contentious stalemate over regional water policy, supply and conservation issues. Elected officials from the City of Petaluma decided to hire ViewCraft to design a regional water policy summit to improve elected officials' understanding of water issues and increase levels of communication and collaboration. One of our tasks was to develop an educational presentation. Using information gathered through interviews, we used KnowledgeMap software to develop an interactive map that described how water rights regulations flowed through a vast network of agencies; how these regulations were connected to important water policy documents; and how this complex system was impacting the City of Petaluma. The feedback we received was that this map and guided presentation helped people comprehend the 'big picture' of essential dynamics and relationships that were contributing to the problems. One of Petaluma's council members offered us this testimonial about the benefits of Information FIGURE E: Screenshot of ViewCraft systems map on Water Policy Issues Cartography methods and tools: "This method was very effective in helping organize a very complex issue like water into a framework that makes it easier to understand the connections between stakeholders and their interests. ViewCraft consultants and their approach increased the knowledge and perspectives for North Bay elected officials. We are now much better equipped to handle regional water policy development.” Another ViewCraft project involved a county in Southern California that was working to develop alternative approaches to conserve natural resources. A Technical Advisory Committee (TAC) had formed to assist the County Planning Department in developing a collaboration- and incentive-based natural resource protection program. After numerous meetings characterized by high levels of collaboration, the TAC became bogged down in conflict that threatened to derail the process. The facilitator who had been working with the TAC brought ViewCraft in to create a big picture view of the issues, © Nick Papadopoulos & ViewCraft LLC MARCH 2004 11 showing why the group had originally chosen this track of collaboration and partnership as opposed to more traditional options of litigation and increased regulation. This work helped the TAC members step back to see why they were in the room working together in the first place. As a result, levels of collaboration improved and the project was able to move forward. These projects and others showed us that what we were offering made a contribution to the prevention and resolution of conflict. CONFLICT CARTOGRAPHY Conflict Cartography, as mentioned earlier, seeks to integrate many of the methods and tools described above into an approach that suits the specific nature of conflict resolution and consensus building processes. This methodology was developed over the last two years as I studied conflict resolution, mediation and negotiation at Sonoma State University. My studies were also influenced by my professional consulting work with various organizations, such as the North Bay Consensus Council, which dealt with conflict resolution and consensus building. This section will provide readers with an introduction to the methods, skills and technologies we utilize to aid the conflict resolution and consensus building process. Conflict Cartography is defined as: An illustration, facilitation, and information management approach designed to support the efficient and effective resolution of complex, multi-stakeholder conflicts. It is important to state up front that this approach strikes a balance between the human communication and conflict resolution skills and the mechanized, technical skills required to use computer hardware and software. My colleague John Garn often states that "between every computer interface is a human face". To reflect this, Conflict Cartography is by nature an interdisciplinary practice and the person who uses these methods and tools needs to have an interdisciplinary set of skills and competencies. This person must be equally comfortable as both a facilitator and a technical specialist using computer hardware and software. © Nick Papadopoulos & ViewCraft LLC MARCH 2004 12 A person must have basic competency in the following areas in order to effectively support the conflict resolution process: • Experience and Knowledge of the Essential Steps of Conflict Resolution and Consensus Building • Proficiency in the use of Conflict Cartography Technologies • Understanding of the Core Applications of Conflict Cartography The following three sections describe these areas of competency. The Essential Steps of Conflict Resolution and Consensus Building Over time, researchers and practitioners have reached consensus on the core practices and procedures of conflict resolution and consensus building (See Figure F).11 The conflict cartographer must develop a deep understanding of these steps and have experience applying them in the field. This experience is instrumental, allowing the Conflict cartographer to develop an understanding of the key points in the process where he or she can make a contribution and where Conflict Cartography, when applied correctly, can have a positive impact. Figure F: Consensus Building Essential Steps From the Consensus Building Handbook (Sage, 1999). Thanks to the Consensus Building Institute and Merrick Hoben for permission to use this graphic. For more conflict resolution and consensus building resources and educational opportunities visit www.cbuilding.org. 11 © Nick Papadopoulos & ViewCraft LLC MARCH 2004 13 Conflict Cartography Technologies This section describes the tools used by the Conflict cartographer. It is important to mention that many of these tools are already used by most practitioners and stakeholders. In addition, they are, for the most part, available to people at a low or no direct cost. These two factors make it much easier to incorporate the Conflict Cartography methods and tools into a conflict resolution process. Hardware The following hardware is essential to the practice of effective Conflict Cartography: • • • • Pencils, pens and poster paper Lap-top computer Digital projector Whiteboard or light-colored projection surface Software The following software technologies are basic tools used by the Conflict cartographer12. Microsoft Word™ - MS Word is one of the most common software packages used for writing. This software allows a Conflict cartographer to project a single-text document and co-facilitate the real-time development of important documentation. www.microsoft.com/office/word/default.asp Microsoft Visio™ - MS Visio is an excellent tool used for illustrating complex systems and topics. www.microsoft.com/office/visio/default.asp Microsoft PowerPoint™ - MS PowerPoint is widely used for the presentation and communication of information. At ViewCraft we have found creative applications of PowerPoint, such as using animated, metaphorical stories to explain complex systems and communicate the results of conflict assessment. http://office.microsoft.com/home/office.aspx?assetid=FX01085797 Snag-It™ and Camtasia™ - These inexpensive tools, developed by TechSmith, allow users to capture static screenshots or create basic animated videos. These tools are very helpful aids in creating high-quality project documentation and illustrations. http://www.techsmith.com Compendium™ - A semantic hypertext concept-mapping tool that supports the real time mapping of discussions in meetings, collaborative modeling, and the longer term management of this information. www.compendiuminstitute.org/tools/compendium.htm 12 For a long list of visualization technologies and resources see: http://kmi.open.ac.uk/projects/VisualizingArgumentation/resources.html © Nick Papadopoulos & ViewCraft LLC MARCH 2004 14 CORE APPLICATIONS & KEY CHALLENGES With a foundation of training in conflict resolution and consensus building, many of the methodologies described earlier, such as geographic cartography, systems thinking, and graphic illustration can be incorporated for use in the conflict resolution process. Described on the following pages are some of the core functions and key challenges of Conflict Cartography at different stages of the process. STEP ONE: THE CONVENING PROCESS The focus of the conflict cartographer in the convening stage is to support the assessor and project team in engaging efficiently and effectively with conflict participants, comprehensively assessing the conflict, and creating solid recommendations on next steps. Our skills are used to identify stakeholders and gather information through interviews. We use hypertext- mapping tools such as Compendium to create visual databases that organize and manage information. With this database of information we help facilitate project team efforts to make sense of the data, surface the key issues, and develop a meaningful picture of the conflict. This helps the team determine the appropriate next steps and create clear recommendations that accurately reflect the situation. The Conflict cartographer uses his/her real-time skills in writing and illustration to assist in the rapid development of high quality assessment documents, both draft and final. Finally, he or she works with the project team to develop visual aids (such as PowerPoint presentations, causal loop diagrams, system maps or geographic maps) that will aid in the communication of assessment findings to convenors and stakeholders. Key Challenges: 1) Accuracy and Completeness of Records - In the convening stage it is imperative that a complete database of electronic resources be developed. This database of information provides the foundation for all future work. Losing or wrongly identifying information resources can cause major problems and derail the project. 2) Data Synthesis Procedures - To objectively make sense of the data, the project team must reach consensus on the set of criteria and protocols for how the data will be reviewed and © Nick Papadopoulos & ViewCraft LLC MARCH 2004 15 synthesized. Failure to do so may result in an inaccurate assessment or inappropriate written or verbal communication with the convenor and stakeholders. 3) Framing & Context - Throughout the project it is important that issues be framed effectively and that the project team and stakeholder representatives maintain their awareness of the big picture context in which the discussions reside. The Conflict cartographer must have the ability to simultaneously illustrate the minute details and craft big picture views of important contextual factors. STEP TWO: CLARIFICATION OF RESPONSIBILITIES Once a conflict resolution process moves past the convening stage, the focus of the Conflict cartographer is split between two groups- the project team and the representative stakeholder team. Awareness of these different groups and how the process must be adjusted for each is key to effective Conflict Cartography. During stakeholder meetings the Conflict cartographer's skills are used to help the stakeholders create and document consensus on such topics as roles, responsibilities, groundrules and work plans. In this stage the two skills that are used most are co-facilitation and real-time writing of single text documents. Tremendous efficiency gains in efficiency and understanding can be made by working together to write electronic documents such as ground rules and work plans. Key Challenges 1) Confidentiality - In this stage it is essential that a clear boundary of confidentiality be drawn between how the Conflict cartographer works with the project team and how he or she works with the representative stakeholder team. Certain information may be appropriate to communicate with the project team and at the same time but inappropriate for stakeholder team meetings. 2) Typing - The conflict cartographer must be a fast typer (at least 40 wpm) to expedite real-time development of single text documentation. © Nick Papadopoulos & ViewCraft LLC MARCH 2004 16 STEP THREE: THE DELIBERATION PROCESS Once project team and stakeholder representative responsibilities are clarified, deliberation begins. The Conflict cartographer works with the project team to create an effective environment for interest-based discussion, joint fact-finding and communication. His or her graphic skills help stakeholders learn how to illustrate their viewpoints, discuss their issues and articulate their interests. Much of the time this occurs with pens and poster paper. But as the process moves forward, the Conflict cartographer can use electronic illustration tools to help stakeholders draw potential solutions to problems in a collaborative fashion. The Conflict cartographer's information management skills also play a key role at this stage. As the number of meetings grows there is a growing database of project records and electronic resources. These may be meeting records, GIS maps, documentation of agreedupon groundrules and procedures, or research papers on specific issues. At any point in the process, valuable time and momentum can be saved by providing nearly instant access to any information resource that someone requests. During deliberation, joint fact-finding plays a key role in helping stakeholders work together to gather information. To aid this process the conflict cartographer often works one-on-one with subcommittees to gather information and effectively present their findings to the larger group. Subcommittee reports and associated reference material is added to the database for project team and stakeholder access at any time in the process. Another key component of deliberation is the efficient and complete development of meeting records and reports. Important gains in efficiency and momentum are provided when accurate meeting documentation and information resources are rapidly constructed and distribute in a few days or less. Key Challenges: 1) Confidentiality - During deliberation, a third level of confidentiality comes into play with the question of what information is to be made available to the public. The Conflict cartographer must pay particular attention to what records are made public and what records are kept within the group. Accidentally including certain confidential records in publicly available meeting documentation can be disastrous. © Nick Papadopoulos & ViewCraft LLC MARCH 2004 17 2) Non-Biased Illustration - It is important that visual aids be used in a way that does not create the perception of bias. In one public meeting focused on the creation of a grading ordinance for sensitive environmental habitat, I created a map of stakeholder groups and their relationships. On the screen, I inadvertently positioned the environmental perspective above the perspective of farmers and ranchers. One farmer got out of his chair and yelled "See, we're always the ones at the bottom. The environmentalists are always the ones with the upper hand." To say the least, this was a big lesson for me. 3) Precision and Accuracy - The Conflict cartographer's responsibility is to ensure precise and accurate documentation of meetings and the audience-appropriate synthesis of meeting results. STEP FOUR: CONSTRUCTING AGREEMENTS AND MAKING DECISIONS One of the goals of deliberation is to help stakeholder representatives leverage interest-based discussion and joint inquiry procedures to create agreements and decisions that will maximize joint gains. As the project team brings the stakeholder representatives closer to agreements that they can support, the Conflict cartographer uses a projected single text to help the stakeholder representatives draft and finalize their agreements. These texts can reference hyperlinked documentation so that areas of agreement can be justified with the results of joint research and inquiry. At this stage of the conflict resolution process, project teams and stakeholders commonly experience meeting and process fatigue. After dozens of meetings, pressure to finish the project on time and on budget set in. The conflict cartographer and project team must be sensitive to this and utilize all of their skills to boost the efficiency and productivity of meetings. The conflict cartographer can do this by providing stakeholders with instant access to the records of previous meetings and to the knowledge created during joint inquiry. In addition, it is extremely important that meeting reports and draft agreements be distributed as soon as possible after a meeting, preferably the next day as opposed to the next week. Key Challenges: 1) Finalization of Agreements - As project fatigue sets in, the project team and stakeholder representatives may hurry to finish an agreement. The conflict cartographer must help the group by keeping his or her eye on the details, making sure that important information or agreements are not overlooked. © Nick Papadopoulos & ViewCraft LLC MARCH 2004 18 2) Maintaining Focus - The conflict cartographer is not immune to meeting and project fatigue. Recognizing this can help one maintain their ability to function with efficiency and effectiveness. STEP 5: IMPLEMENTATION OF AGREEMENTS As stakeholder representatives draft agreements, a key question is whether or not their constituents will support ratification. The project team and stakeholder representatives must effectively communicate the results of the project to gain the support of constituents not directly involved in the process. To communicate the results of a project that lasts a year or more is tremendously difficult. Representatives often struggle to express the hard work and emotion of their efforts. At this stage, the Conflict cartographer helps the project team and stakeholder representatives develop communication strategies and tools that help them relate the process used to develop the agreement. By having the ability to create their own communication vehicle, such as an animated PowerPoint presentation, the consensus building process becomes something the stakeholder representatives can take ownership of. With this sense of ownership, and an effective communication tool, the odds of transferring this sense of ownership to their constituents are greatly increased. If and when ratification takes place, an additional service provided by the Conflict cartographer is the packaging of the entire set of project records. This information remains very important when monitoring implementation of agreements. If an agreement or procedural event is in question, having rapid access to project records can help in refreshing the memory of the stakeholders and supporting them in sticking with their agreements. Key Challenge: 1) Avoiding Technocentrism - If one is not careful, the use of technology can divert attention from the real focus of the meeting: communication and heart-to-heart discussion. During large group meetings when stakeholder representatives attempt to present their work to their constituents, the conflict cartographer must help make the presentation about the process and the people. He or she must remember that the constituents are not as familiar with Conflict Cartography as the project team and stakeholder representatives. © Nick Papadopoulos & ViewCraft LLC MARCH 2004 19 CASE STUDY: CONSENSUS BUILDING AROUND DAY LABOR ISSUES This case study will provide a brief introduction to how this methodology supported the efforts of the North Bay Consensus Council (NBCC). The NBCC was hired in November, 2002 to work with the community of Graton, California to resolve conflict and build consensus. The organization was tasked with helping multiple stakeholder groups build consensus around issues related to the presence of Mexican day laborers that were using the community's downtown streets as a daily base for locating work. Members of the community had become increasingly concerned and frustrated about issues ranging from traffic to trash to personal safety to contamination of the local creek. A lack of consistent work opportunities combined with other factors, e.g. the high cost of housing, created many difficult challenges for the day laborers and their families. Previously, a non-profit organization, The Centro Laboral de Graton (CLG) was formed to develop a "just and effective solution" that would lead to the establishment of a labor center in Graton. The CLG proposed the development of a center near Graton's downtown that would provide a wide range of services to day laborers. This proposal was met with both support and resistance by the community, who desired increased community dialogue and the creation of a forum that would allow the public to provide feedback about the plans of the CLG. Some community members feared that the center would act as a magnet, attracting more day laborers to the community. In addition, some members of the community requested that an anti-solicitation ordinance be developed to prevent day laboring on the downtown streets of Graton. The following pages provide introductory snap-shots of how Conflict Cartography supported the conflict resolution and consensus building efforts of the NBCC and the community13. NOTE: This section is meant to provide a basic introduction to the core applications of Conflict Cartography. Many applications of this methodology (such as illustrating conflict dynamics with system maps or causal loop diagrams) were either not applied during this project or could not be included due to space limitations. 13 Many thanks to Annette Townley, Executive Director of the NBCC for contracting with ViewCraft to help on this project and for providing many insights that have helped Conflict Cartography improve as a methodology. Visit: www.nbconsensus.org © Nick Papadopoulos & ViewCraft LLC MARCH 2004 20 STEP ONE: Supporting the Project Team During the Convening Process During the convening process the conflict cartographer is focused on increasing the efficiency and effectiveness of the project team and creating the information management infrastructure that will support the team throughout the duration of the project. During the Graton project the North Bay Consensus Council utilized five core applications of Conflict Cartography (See Figure G). A) A project team map and database was created using Compendium software. This map aided in the design of the assessment questionnaire and protocol. B) This map and database was used to organize important information resources such as assessment interview data, project team minutes and external resources gathered during the assessment process. C) The conflict cartographer assisted the project team in the efficient and effective synthesis of assessment data. D) Single text procedures were used with the project team to collaboratively develop the draft assessment report. E) An interactive presentation was developed to provide the community with the draft assessment findings and recommendations of next steps. Stakeholder feedback and dialogue was mapped in real-time. FIGURE G: Applications of Conflict Cartography that support the convening process © Nick Papadopoulos & ViewCraft LLC MARCH 2004 21 STEP TWO: Accelerating the Clarification of Responsibilities Once the community decided to move forward with a formal consensus-building process, a Representative Stakeholder Team (RST) was selected. During early meetings the RST focused on clarifying responsibilities and creating the infrastructure for effective discussion and collaboration. During this phase the North Bay Consensus Council utilized five core applications of Conflict Cartography (See Figure H). A) The conflict cartographer created a project map and database to support the RST. B) The project team designed exercises that included the real-time mapping of dialogue around RST hopes and fears. C) Development of ground rules and a work plan was accelerated by helping stakeholders write single text documents in real-time. D) Together the project team and RST created a timeline based on the work plan. E) The information and records created during the meeting were rapidly synthesized into a meeting summary and distributed to the RST and members of the public. FIGURE H: Application of Conflict Cartography that support the clarification of responsibilities © Nick Papadopoulos & ViewCraft LLC MARCH 2004 22 STEP THREE: Supporting the Deliberation Process After the RST had reached consensus on the collaborative infrastructure they would use to deliberate and reach agreements, a process of deliberation was initiated. In this case, deliberation occurred over the course of multiple meetings, including one large community meeting in which the project team and RST sought the feedback and perspectives of their neighbors. During this phase the North Bay Consensus Council utilized many applications of Conflict Cartography. Five of these applications are described below (See Figure I): A) The project map and database were used to illustrate aspects of the dialogue and organize a rapidly growing body of information resources. B) The conflict cartographer worked with the project team and RST to develop a chart of joint inquiry research tasks and define the subcommittees that would work together on each task. As RST research was completed, subcommittees used a word document template to communicate their findings. These documents were incorporated into the visual database. C) To surface RST interests, a tool called a community interests map was developed by the project team. This tool illustrated the context of interests for which potential solutions will be designed. D) Subgroups of the RST used poster paper and pens to jointly illustrate their visions of a day labor center that they felt would meet community interests. E) The project team and RST began to review information resources such as aerial photographs and maps to explore parcels of land that may be suitable for a day labor center. FIGURE I: Applications of Conflict Cartography that support stakeholder deliberation © Nick Papadopoulos & ViewCraft LLC MARCH 2004 23 STEP FOUR: Supporting Decision-Making and Developing Recommendations After numerous meetings focused on sharing stories, mapping interests and conducting joint research and inquiry, the RST had built the foundation of consensus needed to make decisions about draft recommendations for resolving day labor issues. During this phase Conflict Cartography was used for numerous purposes (See Figure J). A) The project map and database now included a comprehensive array of meeting records and information resources. These resources were often called upon to refresh the memory of project team and RST members. B) The project team and RST brought in a local elected official to describe the minute details of Sonoma County's complex zoning regulations. C) Working in real-time, single text documents relating to draft recommendations and agreements were developed. D) Potential locations for a day labor center were identified with the aid of aerial photographs and maps stored in the project map and database. E) The project team and RST worked with a single document to finalize the set of agreements and recommendations for presentation to the community at large. FIGURE J: Applications of Conflict Cartography that support decision-making and development of agreements © Nick Papadopoulos & ViewCraft LLC MARCH 2004 24 STEP FIVE: Supporting the Agreement Implementation Process The RST, having reached agreement on draft recommendations, still needed to communicate the final results of their efforts with the broader community. A community meeting was held for this purpose. The Conflict Cartography methodology was used to help the project team and RST translate their efforts into a meaningful story that would help them build support and understanding with their constituents. Four key services were provided during the implementation stage (Figure K). A) The project map and database was used to provide access to multiple records and communication tools during the community meeting. B) The RST team worked together to take community members on a metaphorical journey that described the consensus process. In this situation, the RST chose the metaphor of agriculture to explain the previous year's worth of work. C) The project team and RST provided the community with a graphic illustration that explained the criteria the RST would use to monitor the success of the proposed day labor center. D) The conflict cartographer worked in real-time to capture important community perspectives and feedback. FIGURE K: Applications of Conflict Cartography that support implementation of agreements © Nick Papadopoulos & ViewCraft LLC MARCH 2004 25 SUMMARY This paper has provided readers with an introductory glimpse of many methods and tools that can aid their conflict resolution and consensus building efforts. After discussing the nature of complex conflicts I described five such methods that can aid project teams and stakeholder representatives as they struggle to make sense of complex issues and develop solutions to complex problems. These five methods form the primary roots of Conflict Cartography, an integrated methodology tailored to consensus building and conflict resolution procedures. At each step of the consensus-building process there are core applications and key challenges that one must be aware of in order to effectively apply this methodology. To more fully illustrate these applications, a case study was included to describe how Conflict Cartography was recently applied to support a group of people working to build consensus on complex day labor issues. It is my hope that the reader will come away from reading this paper with increased knowledge regarding methods and tools that he or she can use to improve the quality of their conflict resolution and consensus building efforts. In the near future, ViewCraft will offer educational workshops and courses to demonstrate and teach the methods introduced in this paper. ACKNOWLEDGEMENTS I would like to extend my appreciation and gratitude to the following people, many of whom provided in-depth review and feedback on previous drafts of this paper. These people are: John Garn, Information Cartographer and Managing Partner of ViewCraft LLC; Annette Townley M. Ed., Executive Director of the North Bay Consensus Council; Andy Rodgers, Founder of ECON, Inc.; the late Stanley M. Greenfield Ph.D., Environmental Mediator; Merrick Hoben, Senior Associate with the Consensus Building Institute; Maude Pervere, Director of Stanford Law School's Negotiation and Mediation Program; Bill Leach Ph.D., Director of Research for the Center for Collaborative Policy; Al Selvin, Director of the Compendium Institute; Cate and Andrew Griffiths; Jon Townsend, M.A., owner of AgreementsWork; Skip Robinson Ph.D., mediator and professor at Sonoma State University; Bob Klein, Green Pen Ltd.; Nancy Hanawi and Oscar Goodman, Co-Directors of the Center for Social Redesign; and all the faculty and staff at Sonoma State University's BA Completion Program: Beth Warner, Deborah Hammond, Ardath Lee, Leny Strobel and Erv Peterson. Finally, to my mother, Janis Cohen; sister, Kate Papadopoulos; wife-to-be Jessica Flood, the Knott Family, and Thomas C. Bolton. © Nick Papadopoulos & ViewCraft LLC MARCH 2004 26 REFERENCES Adler, Peter. et al., Managing Scientific and Technical Information in Environmental CasesPrinciples and Practices for Mediators and Facilitators, Sponsored by Resolve Inc., US Institute for Environmental Conflict Resolution, & The Western Justice Foundation, 2002. Accessed at: http://mediate.com/articles/wjc.cfm Brown, Lloyd. The Story of Maps. Mineola, NY, Dover Publications, 1980. Dörner, Dietrich. The Logic of Failure- Recognizing and Avoiding Error in Complex Situations. Trans. Rita and Robert Kimber. Cambridge, Massachusetts. Perseus Books, 1996. Hammond, Deborah. The Science of Synthesis- Exploring the Social Implications of General Systems Theory, Boulder, Colorado. The University Press of Colorado, 2003. Horn, Robert E., Knowledge Mapping for Complex Social Messes, a presentation to the "Foundations in the Knowledge Economy" at the David and Lucile Packard Foundation, July 16, 2001. O'Connor, N. J. Integration of Geographic Information System (GIS) and Internet Technologies in Support of Sustainable Resource Use, MSc. University of Leicester (GRID-Geneva Intern), UNEP, 2003. Pojasek, Robert B.; Garn, John; & Papadopoulos, Nick. Knowledge Management and Visual Context™. Environmental Quality Management, John Wiley & Sons, Autumn 2001. Policy Consensus Initiative. A Practical Guide to Consensus, Policy Consensus Initiative, Sante Fe, New Mexico, 1999. Rischard, J. F.. High Noon: Twenty Global Problems, Twenty Years to Solve, New York, New York. Basic Books, 2004. Selvin, Albert M. et. al. Knowledge Art: Visual Sensemaking Using Combined Compendium and Visual Explorer Methodologies, presented to The Art of Management and Organisation Conference, The Essex Management Center, University of Essex, at King's College, London, 3-6, September, 2002. Selvin, Albert M. 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