THE CHRISTIE AFFAIR: DIPLOMACY AND NATION-BUILDING IN THE NINETEENTH CENTURY GABRIEL DENIS Denis 1 Table of Contents i. Cover Page 1. Table of Contents 2. Introduction 8. Chapter One 23. Chapter Two 38. Chapter Three 54. Conclusion 57. Bibliography Denis 2 Introduction Off the southern coast of Rio Grande do Sul in June of 1861, trouble brewed for the peace existing between the Empire of Brazil and the United Kingdom of Great Britain. Few might guess that the events that played out that year, perhaps more suitable in a police drama than the annuls of a history book, could explode into a full-blown diplomatic dispute that nearly caused war between two transatlantic allies and called into question decades of economic and diplomatic norms between the two countries. The dispute, eventually dubbed the Christie Affair or Questão Christie, drew from existing tensions over territorial sovereignty and slavery and contemporary questions over the proper balance of power between European and Latin American allied nations. How did this affair begin? The roots of the affair stem from the wreck of a British passenger ship, dubbed the HMS Prince of Wales, off the coast of Albardão in southern Brazil in June of 1861. The sinking of the ship, rather than written off as an unfortunate accident, came to occupy the attention of the British legation due to what they perceived as the wreck’s suspicious nature. H.P. Vereker, the British consul to the province, found the sinking so suspicious that decided to direct his findings straight to the British Foreign Minister in London, Lord Russell, on June 25th – he explained that he took this extraordinary step due to his belief that “referring it in the first instance to Her Majesty’s Mission at Rio de Janeiro would have caused unnecessary delay.” 1 His suspicion stemmed from the perceived tardiness of the Brazilian authorities in notifying him of the wreck and the state of the wreck itself upon his arrival for inspection. In his report, Vereker noted that the crew were all dead and buried in various graves, with their 1 Consul Vereker to Lord Russell, June 25, 1861, FO 881 1140, BRAZIL: Corres. Cases of the British Barque "Prince of Wales" and of H.M.S. "Forte", The National Archives: 1. Denis 3 belongings “cut open, and the contents taken away” – in the case of the trunks of the seamen, “all…had been violently burst open…yet they appeared quite dry within…leading to the suspicion that they had come safely in the boats.” 2 Of special note was Vereker’s allegation that he spotted within the domicile of Bento Soares, the Justice of the Peace of the province, a “beautiful edition of the Bible…and a smaller Bible…[both], as it was confessed to me, had been taken out of the trunks.” 3 Vereker’s report of the sinking suggested that the crew, having safely disembarked the sinking ship, were murdered upon the shore and stripped of their belongings, some of which even ended up in official hands. This scandalous report was to provide the British Government its casus belli in pursuing a harsh investigation of the Brazilian authorities’ response to the crisis for several years to come. As 1861 continued on, tensions over the Prince of Wales escalated as Brazilian and British authorities failed to find suitable answers to the questions over the wreck. After several weeks of tense communications with the Brazilian authorities of the district, Vereker wrote to Russell on July 5 that “instead of the bodies of the ten persons who had been wrecked from the ‘Prince of Wales’…only four were delivered up”, further deepening his suspicions that some sort of foul play had occurred. 4 What is lacking is a detailed account on the internal reasons for why the Brazilian authorities, either purposefully or not, would have not delivered what was asked to Vereker – whether this was due to negligence, internal difficulties, or true culpability remains a mystery. On the British side, however, the discrepancy was soon used to justify a deep and stinging investigation, as Lord Russell in September ordered the Charge d’Affaires in Rio to “lose no time in calling the serious attention of the Brazilian Government to this case.”5 The 2 Consul Vereker to the Secretary to the Board of Trade, June 25, 1861, FO 881 1140, 3. Ibid. 4 Consul Vereker to Lord Russell, July 5, 1861, FO 881 1140, 4. 5 Earl Russell to Mr. Baille, September 6, 1861, FO 881 1140, 7. 3 Denis 4 British Charge d’Affaires, Mr. Evan P.M. Baille, did not shirk on Russell’s instructions and proceeded to pressure the Brazilian government to undertake an investigation. Writing a progress report to Russell on November 5, Baille reported that a perpetrator of theft in the wreck, “an Indian named Mariano”, had been caught and found to be under the employ “of Senhor Beuto Venancio Soares, the Justice of the Peace of the district” – two others, involved both in the robbery of the wreck and working for Bento Soares, were reported fled to Uruguay. 6 In addition to this worrying piece of information, Baille mentioned an offer from a Rear-Admiral Warren proposing “to send two vessels to lie off the coast of Rio Grande” and have a liaison officer ready to work with Vereker to ascertain the truth of the matter. 7 Though Vereker would turn down this initial offer for help by the British Navy, the Navy’s role in the investigation soon came to exacerbate the tension over the growing crisis. As 1862 dawned, the investigation over the Prince of Wales transformed from a provincial affair to a central concern of the British legation in Rio. After several months without any new developments, Russell contacted William Christie, the Ambassador to Brazil, directly on March 14, 1862, notifying him of his decision to pressure the Brazilian Government into paying an indemnity over the loss of the Prince of Wales and asking him to do the same“if you are of the same opinion.” 8 Christie proved to be an eager ally of Russell in this matter. Only four days letter, Christie informed Vereker via a note that he had informed the Brazilian Minister of Foreign Affairs, the Marques de Abrantes, of this subject, and requested that “Admiral Warren to send one of the gun-boats under his command to Rio Grande do Sul” in order to aid the inquiry. 9 Despite the strengthened arm of the inquiry, the investigation still faltered in the eyes of the 6 Mr. Baille to Earl Russell, November 5, 1861, FO 881 1140, 14. Ibid. 8 Earl Russell to Mr. Christie, March 14, 1862, FO 881 1140, 24. 9 Mr. Christie to Consul Vereker, March 18, 1862, FO 881 1140, 29. 7 Denis 5 British government – Christie, in a letter to Russell written in June, noted that “the Brazilian authorities, while now showing apparently goodwill and energy in this affair, still refuse assent to Mr. Vereker’s opinion that some of the crew were murdered.” 10 As long as this point of contention between the Brazilians and the British continued to exist, no solution to the Prince of Wales question appeared to be forthcoming. Only a few days after sending this report to Russell, Christie faced the beginning of a second major incident in the capital city of Rio de Janeiro. With great agitation, Rear Admiral Warren reported to Christie on June 22 that “a brutal outrage was committed on three officers belonging to Her Majesty’s ship “Forte””, one of the ships involved in the investigation. 11 According to Warren’s furious report, a Brazilian sentry had halted the three officers and, after some altercation, arrested the three and threw them into a “filthy den in which they were confined for some time with the lowest and worst description of prisoners” for forty hours before being released. 12 In this case, a Brazilian report of the proceedings exists to conflict with the official British version. The July 5 report noted that the three officers, after having consumed “two bottles of Bordeaux wine, and half a bottle of cognac”, harassed various pedestrians, met the confused questions of the aforementioned sentry with violent attack, and were only taken to jail due to their “greatest resistance” to gentler methods of persuasion. 13 Despite the nearly comedic tone of this latter incident, the British government disputed the Brazilian account with great severity. Lord Russell, responding to both a lack of progress in the Prince of Wales inquiry and this new controversy over the officers of the Forte, exclaimed in a July 23 letter to Christie that it was “with great regret” and beyond belief “that the Brazilian Government will allow the 10 Mr. Christie to Earl Russell, June 17, 1862, FO 881 1140, 43. Rear-Admiral Warrant to Mr. Christie, June 22, 1862, FO 881 1140, 150. 12 Ibid. 13 Senhor de Gama to Senhor Sinimbú, July 5, 1862, FO 881 1140, 155. 11 Denis 6 ends of justice to be defeated in this case by the influence of local authorities.” 14 The impetus to have something done, both in response to the spiraling Prince of Wales case and the burgeoning controversy surrounding the Forte, assailed Christie in his post in Brazil. As time went on, he took to this new role with gusto. From August 1862 onward, the investigations and diplomatic inquiries of the previous year formed the basis of the Christie Affair. The crisis itself can be divided into two stages: one, beginning from the point midway in 1862 into 1863, which saw the steady breakdown of talks between the two governments, the seizure of Brazilian ships by the British Navy, and by the middle of 1863 the breaking off of diplomatic relations between the two countries. The second stage extends from this point until the middling months of 1865, which saw a period of indirect diplomatic pressure between the two countries, pointed manifestoes written throughout both British and Brazilian newspapers and dramatic pieces, and finally the shaky renegotiation of diplomatic terms aided by the “neutral” arbitration of the Kingdom of Portugal. Though neither side opened up armed hostilities against the other (save for the seizure of ships by Britain at the end of 1862), the two countries fought what could be considered a diplomatic war during this period, with agents in both countries engaged in various forms of lobbying and even espionage in order to gain a better understanding of the capabilities of the other. Secondary literature focusing exclusively on the Christie Affair is somewhat sparse, though it appears in several monographs relating more broadly to Anglo-Brazilian relations. Only one article, Richard Graham’s “A Questão Christie”, focuses specifically on the affair – in this article, it is viewed as the end of absolute British dominance in Brazil. Alan K. Manchester in his 1933 British Preeminence in Brazil echoes this sentiment in his own brief exploration of 14 Earl Russell to Mr. Christie, July 23, 1862, FO 881 1140, 45. Denis 7 the crisis within his larger work, while Leslie Bethell connects this idea to the broader dispute over slavery in his 1970 The Abolition of the Brazilian Slave Trade. Other historians have considered the Christie Affair in relation to a separate topic – Ross G. Forman considers the Christie Affair as a font for nationalistic fiction in Brazil and Great Britain, while Beatriz Mamigonian considers how the Christie Affair contributed to the building of national identity in Brazil and as a mask for internal dissent. These monographs, though occasionally limited in scope, do give extremely useful contextual information for understanding the Christie Affair. However, in order to fully understand the crisis, from how the British Foreign Office justified and pursued its goals in Brazil to how the Brazilian government responded in kind, one must dig into the diplomatic and journalistic archives related to the crisis. There are three primary archival sources that can be consulted to understand the Christie Affair: British Foreign Office memorandums held in the National Archives at Kew in the United Kingdom, letters between the Brazilian government and Brazilian agents abroad in the Arquivo Histórico do Palácio Itamaraty in Brazil, and correspondence between Portuguese diplomats and their British and Brazilian counterparts in the Arquivo Histórico-Diplomático do Ministério dos Negócios Estrangeiros in Portugal. The Foreign Office memorandums, containing lists of letters between various functionaries in several foreign governments, are the most readily accessible for understanding the crisis – they allow one to see the actual correspondence between the main figures of the crisis at all levels of government, though are limited in often presenting the most “Anglophilic” reading of the crisis and failing to show the Brazilian side of affairs. Brazilian archival documents are useful in understanding how Brazilian diplomats responded to British pressure and planned out their own responses, as well as often containing snippets from various British and Brazilian newspapers related to developments of the crisis. However, they are also Denis 8 limited by their Brazilian-centric viewpoint and somewhat haphazard organization. The Portuguese archives provide a support base for the abovementioned archival sources – Portuguese diplomats themselves only occasionally wrote to their counterparts specifically about the Christie Affair, and many of the most important Portuguese documents can be found in the British archives. However, many interesting journalistic excerpts are included in Portuguese letters, and certain pieces of correspondence provide for a fascinating third viewpoint to the crisis. These archival sources, supported by the aforementioned secondary literature, allow for the modern scholar to gain a detailed view into the nuances of the Christie Affair. Why would the modern scholar, however, be interested in exploring this four yearlong incident? By examining the conduct of the British Foreign Office, on the one hand, one can gain a better understanding of how the British Empire during this stage attempted to influence policy in countries where it did not exercise formal dominion, and can judge whether or not its efforts always bore fruit. On the other, by examining how the Brazilian diplomats disputed British claims and discussed strategy with one another, dispels the myth of the pliant Latin American country and reveals how a weaker country could resist the influence of a stronger power and when they judged resistance to the futile. William Christie gains the dubious honor of having the strange affair named after him, but the importance of the affair for understanding AngloBrazilian relations during the 19th century extends far beyond one person. Chapter One The circumstances of the Christie Affair itself, from the hubbub over the sunken Prince of Wales to the great controversy surrounding the apparent mistreatment of the officers of the Forte, seem rather strange without an understanding of the history of Anglo-Brazilian relations prior to 1860. The distrust, aggression, and fearsome tension of the Christie Affair appears far Denis 9 less like an outlier and more like a common component of Anglo-Brazilian diplomacy from 1825 onward. For Great Britain, diplomatic relations with Brazil had been based on the principles of attaining social and economic preeminence in the country while simultaneously strangling the slave trade therein – on the Brazilian side, relations had been based on gaining as much diplomatic and commercial support as possible without sacrificing territorial and administrative sovereignty. As often as they supported each other, diplomats on both sides often came into conflict over these questions and engendered resentment on both sides of the Atlantic – this resentment did much to create the conditions necessary for the outbreak of the Christie Affair. The tumult of the Napoleonic Wars at the beginning of the 1800s set the stage for the birth of Great Britain’s highly complicated diplomatic relationship with Brazil. During a period when the Kingdom of Portugal, Brazil’s colonial master, faced increasing pressure from Napoleon to either join his European coalition or face invasion, the British government in 1807 offered to help the Braganza Royal Family to flee from Portugal to Brazil in exchange for remaining an ally of Britain and opening Brazil’s previously closed ports to British traders. 15 On the continent, Portugal’s sovereignty came into question following a period of French occupation replaced after a year by “liberation” at the hands of the British army, which used Portugal as a springboard for attacks into French-occupied Spain. In the words of historian Gabriel Paquette, the British general in charge of armies in the area became a “de facto viceroy” in 1808, and Dom João of Portugal accepted British financial and military assistance in return for giving Britain “direct political influence” into Portuguese affairs in the Kingdom itself. 16 In addition to direct political control exerted upon the metropole by the force of arms, the British government took 15 Leslie Bethell, The Abolition of the Brazilian Slave Trade (London and New York: Cambridge University Press, 1970), 7. 16 Gabriel Paquette, Imperial Portugal in the Age of Atlantic Revolutions (Cambridge and New York: Cambridge University Press, 2013), 91-92. Denis 10 advantage of the precariousness of the House of Braganza to press commercial demands in Brazil. Dom João, pressured by the agents who had spirited he and his family away to Brazil, agreed in 1808 to allow all “friendly” nations (meaning, for the present, Great Britain) to trade at Brazilian ports – the British Foreign Office framed a treaty two years later which granted British traders explicit preferential trade rights. 17 British agents had sown the seeds of dominance in Brazilian trade. British traders came in droves after this declaration to take advantage of the newly opened Brazil, just as the British government pressured Portugal to give these merchants substantial privileges within the country. After the treaties signed between Britain and Portugal in 1810, British subjects in Brazil were guaranteed “the right to Protestant worship in homes or in churches” and even the “right to a judge conservator as they had in Portugal”, who was said to exclusively guarantee the justice of these subjects. 18 The toleration of Protestantism, though accepted by Portuguese and Brazilians who saw the need for European integration, engendered anger amongst more conservative groups – indeed, one unlucky Englishman was even expelled from the country after reportedly insulting a Catholic procession in 1810. 19 Cultural and religious feelings aside, elements of Brazilian society also felt enmity towards the ascendant British due to economic matters. The economic trade rights granted to the British by Dom Joao IV led to an explosion of British commerce in Brazil – in 1808, “a nucleus of between 150 and 200 British merchants and commercial agents” assembled in Rio de Janeiro, overwhelming both incipient Brazilian and traditional Portuguese manufacturers and sparking protests amongst these 17 Alan K. Manchester, British Preeminence in Brazil (New York: The University of North Carolina Press, 1933), 71. 18 Kirsten Schultz, Tropical Versailles: Empire, Monarchy, and the Portuguese royal court in Rio de Janeiro, 18081821 (New York: Routledge, 2001), 210. 19 Schultz, Tropical Versailles, 212. Denis 11 groups. 20A single incident does not necessarily mean that the Brazilian people were utterly opposed to the presence of the British in their country – however, it does point to the fact that there certainly existed points of contention in which Brazilians and British could find conflict. At the same moment that British traders were gaining power within Brazil, British diplomats began to pressure their Portuguese counterparts to abolish the slave trade. Great Britain began to play the role of the paladin against the slave trade at around exactly the same time of the beginning of the Portuguese Court’s move to Brazil – as Leslie Bethell details, the British Parliament “after a lengthy and bitter struggle…declared illegal for British subjects…to trade in slaves after 1 May 1808.” 21 This position would, by necessity, put it at odds with its Portuguese ally – as the historian Robert Edgar Conrad notes, by 1808 slavery “was centuries old in the Portuguese world, an adjunct to the class system and a major feature of the economic system”, with the number of slaves in Brazil approaching “1,930,000, roughly half the total population of 3,818,000.” 22 As might be expected, the weak position of the Portuguese government following the upheaval caused by the Braganza court’s retreat to Brazil gave abolitionist-minded British agents to make inroads for their position in their negotiations. As early as 1808, at the same time that British diplomats were setting up new political and economic understandings with the relocated court, the British minister in charge of setting up these negotiations was informed that “an article dealing with the slave trade must be included” in the treaty to delineate relations with the Portuguese in Brazil. 23 This instruction would not prove to be empty, as this single command would make itself sorely felt in the years to come. 20 Boris and Sergio Fausto, A Concise History of Brazil, Trans. Arthur Burkel (New York: Cambridge University Press, 2014), 64-65. 21 Bethell, Abolition, ix. 22 Robert Edgar Conrad, World of Sorrow (Baton Rouge: Louisiana State University Press, 1986), 1. 23 Manchester, Preeminence, 80. Denis 12 While the Napoleonic Wars continued and commercial relations with the Portuguese in Brazil began to operate under the influence of British traders, the debate over the slave trade raged between Lusophone and Anglophone figures. The order mentioned above was not made in vain – in 1810, two years of negotiations between Great Britain and Portugal led to two separate treaties, one guaranteeing maximum tariffs on British goods and the other guaranteeing “alliance and friendship” with the clause of agreeing to find ways to gradually abolish the slave trade. 24 This declaration, however, was not immediately binding nor put a definitive end to the issue – after all, Bethell notes that at the time “Britain had recognized the right of the Portuguese to continue the trade within their own dominions” and dismisses the treaty as a “less than…notable victory for the anti-slave trade cause.” 25 British efforts to make these initial condemnations more forceful met with stiff opposition from their counterparts not just in Portugal but also in Spain – in 1815 during the vaunted Congress of Vienna, the British delegation’s success in persuading all nations to agree to measures “to end the African traffic by every available means” were subverted by clauses that made it illegal to abolish said traffic with a set date or against the “interests” of those countries. 26 Conrad notes specifically that this clause was won due to “hard bargaining by the Portuguese delegate, aided by his Spanish colleague”, a victory to offset Portugal’s agreement during the same year to set a future date for permanent abolition and limit its subjects from participating in the trade north of the Equator. 27 Yet despite the convening of several further conventions on the subject during the following few years, the Portuguese slave trade remained stubbornly vibrant – even with the additional powers granted by a 1817 convention which strictly regulated the slave trade under a series of mixed Anglo-Portuguese 24 Bethell, Abolition, 8. Ibid, 9. 26 Conrad, Sorrow, 57. 27 Conrad, Sorrow, 57. 25 Denis 13 commissions, the actual abolition of the trade remained out of reach. 28 Despite being a major pillar of support for the Portuguese Throne in Brazil, the British were unable to gain a decisive abolition movement out of their ally for the time being. As the 1820s approached, the looming break between the Kingdom of Portugal and her Brazilian dominion gave British diplomats and traders new grounds to gain influence in Brazil. The conflict which arose between Brazil and Portugal stemmed from, as Paquette describes, a number of “long-term preconditions, intermediate-term precipitants, and short-term triggers” ranging from the growth of Brazil’s infrastructural and socioeconomic sophistication during the Portuguese court’s stay to the question of re-imposing Lisbon’s authority over Brazil following the conclusion of the Napoleonic Wars. 29 In 1822, responding to calls from independenceminded Brazilians at home and in defiance of his own father and other union-minded Portuguese, Dom Pedro the Prince Regent of Portugal declared “Independence or Death”. As historian Leslie Bethell asserts “once independence had been declared the financial and military weakness of the mother country was such that there was never any question of her being able to reassert her authority over Brazil.” 30 Yet for three years, Brazil lacked the recognition of any outside power, something that inhibited their attempt to present themselves as a sovereign nation. After three years of intergovernmental debate, the British government elected in 1825 to support the cause of Brazilian independence, worrying as they did that “the commercial concessions of the new empire would be seriously lessened” if outside powers such as France or Austria were allowed to destabilize Brazil. 31 So important in maintaining close economic relations with the new state was that the “bungling of the Anglo-Brazilian commercial treaty” was the given reason for the 28 Manchester, Preeminence, 173. Paquette, Imperial Portugal, 141-142. 30 Bethell, Abolition, 27. 31 Manchester, Preeminence, 198. 29 Denis 14 first envoy to Brazil’s dismissal – his successor managed, in 1826, to negotiate the said treaty guaranteeing “a maximum tariff of 15 percent of British goods.” 32 The breakup of Atlantic empire could not stop British agents from assuring their sway over Lusophone trade. In addition to providing British traders further grounds for expanding their operations in Brazil, the Luso-Brazilian break allowed British abolitionists to further their cause against the transatlantic slave trade. Immediately following Dom Pedro I’s 1822 declaration of independence from Portugal, the British government attacked Portugal’s trade in African slaves on a number of grounds, including that previously inviolable “transatlantic colonial interests” which necessitated the trade were now invalid and that the illegality of trading with a territory outside of the Portuguese Empire had been “prohibited as long aso as 1761.” 33 Furthermore, Brazil’s aforementioned need for recognition of its newly independent status gave British merchants increased leeway in making demands related to abolition in exchange for acknowledging Brazil’s independence. As Conrad notes, the “prolonged resistance on the part of Brazil” did not stop a treaty being signed in 1826 which committed “Brazil to outlaw[ing] the importation of salves three years after the treaty’s ratification by both governments” and included Brazil into all previously agreed-upon restrictions on the trade placed upon Portugal. 34 The 1826 treaty, which guaranteed both preferential commercial rights and a definite abolition of the slave trade, demonstrated that Great Britain at this time was able to maintain at least the airs of influence over the newly independent empire. The British drive to gain commercial ascendency and the abolition of slavery, however, caused a major headache for Brazilian officials of the period. Manchester, in his own summary 32 Paquette, Imperial Portugal, 229. Bethell, Abolition, 28. 34 Conrad, Sorrow, 65-66. 33 Denis 15 of the affair after 1830, paints a “tale of distress in which the Brazilian government was caught between the two millstones of the inexorable pressure exerted by Great Britain to end the traffic and the dogged determination of the Brazilian public to continue it.” 35 Manchester’s portrait somewhat strangely portrays the government as martyrs and the entire Brazilian populace as committed to slavery – yet at the very least, components of Brazilian society supported slavery with gusto. This determination in part reflects the economic system of the empire during this period – in an era prior to industrial modernization, it can be argued that “there was no viable alternative to slave labor on large plantations.” 36 This is not to say the Brazilian government did not attempt to cultivate a different sort of economic system during this period. From 1827 to 1850, the Brazilian government attempted repeatedly to import groups of European immigrants to various parts of the country to work small parts of land. Yet this program failed to achieve satisfactory results – as Brazilian historian Emilia Viotti da Costa notes, “most of the immigrants found themselves in remote and inaccessible areas, far from market centers, and plagued by poor soil or dense forest cover”, leading to nearly inevitable colonial disbandment. 37 As long as it was cheaper to simply import slaves rather than train a new workforce, it was unlikely that the system would ever shift. By seeking to strangle the slave trade upon which Brazilian agriculture so heavily relied and by seeking economic favors that would give them preferential economic rights in the country, British politicians and traders sowed the seeds of furious discontent amongst various sectors of Brazilian society. As mentioned before, Britain’s commercial treaties shaped a Brazilian economy that relied heavily upon the import of British manufactured goods. Bethell 35 Manchester, Preeminence, 223. Boris and Sergio Fausto, A Concise History of Brazil, 106. 37 Emilia Viotti da Costa, The Brazilian Empire: Myths and Histories (Chicago: University of Chicago, 1985), 95. 36 Denis 16 and historian José Muriolo de Carvalho, noting that “trade figures are notoriously difficult to assess in this period”, declare that the absence of a Brazilian domestic manufacturing base created an economic situation from the 1830s well into the 1840s where Brazil was “Britain’s third largest market” throughout these years and imported around 2 to 3 million pounds worth of goods per annum. 38 British traders, benefitting from the immense purchasing power that economic treaties bestowed upon them, gained strong economic and social privileges within the country – Da Costa notes that British subjects living in Brazil hurt their image significantly with their Brazilian neighbors by oftentimes owning slaves therein. 39 Aside from true slave-owners, British merchants in Rio and other importing houses sometimes, against the wishes of their government, became major commercial collaborators with Brazilian slave importers – Conrad notes that the British government was well aware by the 1840s that British merchants were financing and supplying Brazilian slave importers en masse. 40 Ironically, therefore, some of the economic strength that intimidated native Brazilians stemmed from the very institution that the British government so loudly declared it would seek to eliminate. Already in the 1830s, therefore, many Brazilians felt that British commercial and antislavery efforts instituted a violation of their internal affairs. On the other side of the Atlantic, however, British diplomats came to be increasingly angry with the continuation of the transatlantic slave trade in the face of the treaty of abolition. The failure of the British government and navy to stop various smugglers from illegally importing slaves into Brazil from 1830 to 1845 has been detailed extensively by Leslie Bethell. As he notes, by the end of the 1830s “a mass of evidence regarding slave landings, the Leslie Bethell and José Muriolo de Carvalho, “1822-1850,” Ed. Leslie Bethell, Brazil: Empire and Republic, 1822-1930 (Cambridge: Cambridge University Press, 1989), 89. 39 Da Costa, The Brazilian Empire, 131. 40 Conrad, Sorrow, 129. 38 Denis 17 individuals concerned and the location of their establishments was patiently gathered by the British legation and by British consulates and regularly transmitted to the Brazilian authorities” to no avail, as Brazilian officials simply ignored British complaints. 41 In the face of Brazilian indolence, the British cabinet sent naval cruisers to patrol the Atlantic and attempt to stop the flow of slaves into Brazil. Yet these efforts were often in vain – Bethell makes clear that the woefully low amount of ships sent to patrol the Atlantic were hampered by “the absence of any right to search – much less capture – most of the ships engaged in the slave trade to Brazil” thanks to a number of treaty restrictions. 42 As the 1840s dawned, therefore, British cabinet members devoted to abolition had many reasons to feel frustration and anger with their Brazilian counterparts. In addition to the question of slavery, the commercial relationship between Brazil and Great Britain also invited tension during the 1840s. By this time, the Anglo-Brazilian commercial treaty of 1827 began to way heavy upon the minds of various Brazilian politicians – with an awareness that “the low duties on British goods contrasted most unfavourably with the virtually prohibitive duties on Brazilian produce entering the British market”, a growing faction of Brazilian politicians looked upon the looming 1842 expiration date of the treaty with favor. 43 The British were not idle in attempting to meet the growing hostility of the Brazilian government with a new deal, sending an envoy in 1842 to attempt to renegotiate the treaty and extend British commercial privileges – this envoy “was faced with the ill will of the ministry”, and his efforts eventually came to naught. 44 In a surprising move, the Brazilian government in 1843 sent their own envoy to London to negotiate a treaty of their own, which would have put equal tariffs on 41 Bethell, Abolition, 86. Ibid, 150. 43 Bethell and Carvalho, “1822-1850”, 90. 44 Manchester, Preeminence, 291. 42 Denis 18 British goods entering Brazil as Brazilian goods entering London – this more equal treaty failed along with all British attempts to continue their previous economic favoritism. 45 The collapse of Britain’s economic treaty gave immediate economic respite to the Brazilian government – free to impose equal tariffs upon British goods, “government revenues increased 33 per cent from 1842/3 to 1844/5. And by 1852/3 they were double what they had been in 1842/3.” 46 This had positive effect upon the internal development of Brazil, but created great anger within London at a time when the failure to enforce the abolition of slavery weighed heavily upon British diplomatic sensibilities. In the face of failure to secure their absolute commercial dominion, British diplomats spent the 1840s attempting to finally secure a true end to the Brazilian slave trade. The most radical of these attempts was the 1845 Aberdeen Act, which gave the British navy the right to seize all Brazilian vessels suspected of engaging in slave trafficking regardless of circumstance. The British government assured their furious Brazilian counterparts that the act would only be repealed if a new antislavery convention were signed, impossible due to their markedly opposed views on the subject. 47 Yet the new coercive measures on the part of the British navy failed to stem the tide of slavery – as long as the Brazilian authorities themselves failed to enact domestic laws which would prevent the landing of slaves, “the illegal slave trade to Brazil continued to expand throughout the late 1840s.” 48 This did not stop the British cabinet from attempting to halt the slave trade by force, and in 1850 the British government strengthened the Aberdeen Act by extended their searches to within Brazilian harbors. This stringent new recommendation coincided with a series of raids across coastal Brazil, leading to a series of raids that culminated 45 Manchester, Preeminence, 293-294. Bethell and Carvalho, “1822-1850”, 93. 47 Manchester, Preeminence, 255. 48 Bethell, Abolition, 296. 46 Denis 19 in the exchange of fire between a British warship and Brazilian fort in Paranagua – this event, in a foreshadowing of the tumult which accompanied the seizure of Brazilian ships during the Christie Affair, created panic throughout the region and incited angry crowds to attack British sailors in the Brazilian capital. 49 Relations between the two countries had reached a low point. Despite anti-British feeling amongst the British populace, the Brazilian government at this stage finally began to act in order to curtail the slave trade. Meeting in secret “to avoid pressure from public opinion”, the conservative cabinet drafted and enacted a strict search and seizure law in 1850 meant to stifle the importation of slaves from Africa into Brazil. 50 The law was not met with universal acclaim by the Brazilian public – angered by published accounts of the heavy hand of British influence in creating the law, the liberal opposition in Brazil pilloried the conservative government for caving to British paper, just as the conservative government attempted to argue that the “decision to act had been a spontaneous one, not…the result of British coercion.” 51 Some historians, including Manchester, agree with the sentiments of the Brazilian conservatives in delivering the lion’s share of credit to abolition to the Brazilian government itself. By his account, the ineffectiveness of British naval pressure contrasted with the 1850 law, an “effective measure” which was executed “inexorably” by the new cabinet. 52 Bethell, in his own assessment, agrees that the 1850 curtailing of the illegal slave trade happened due to “Brazil [having] for the first time a government with sufficient authority and power to enforce its will”, but qualifies this claim by stating their drive to do so “sprang to a considerable extent from British pressure.” 53 Jeffrey Needell, writing specifically about whether the British or 49 Bethell, Abolition, 331. Manchester, Preeminence, 263. 51 Bethell, Abolition, 362. 52 Manchester, Preeminence, 264. 53 Bethell, Abolition, 341. 50 Denis 20 the Brazilians deserve the most credit for the abolition of slavery, takes a middling approach. Though the Aberdeen Act of 1845 did in fact pressure the Brazilian cabinet to set the stage for legislation against the trade, the Brazilian cabinet “had already decided to move against the trade” and prepared legislation as such before the most intense moments of 1850. 54 By some degree of cooperation and conflict, Brazilian and British diplomats had reached a tense, yet definitive, end of the Atlantic slave trade. The end of the Atlantic traffic may appear at first to be the end of the entire affair, as Britain and Brazil had finally reached a level of cooperation of ending the traffic. Some historians have even presented an extremely rosy view of the period after 1850 as a golden age of British and Brazilian cooperation. P.J. Cain and A.G. Hopkins, in their own long monograph on British imperialism across the globe, said that the end of slavery made the Brazilian government “even more dependent upon British support”, with British bankers flowing into Brazil to finance small loans across the country. 55 Perhaps somewhat surprisingly given the levels of acrimony discussed in the previous pages, Cain and Hopkins declare that, given the experiences of various Anglophile Brazilian ministers in London, “Britain’s relations with Brazil were cordial to the point of warmth.” 56 This rosy assessment, though strikingly dismissive of the fury to which British and Brazilian diplomats acted with one another, is not completely without base in terms of how close the two countries were during even the period of tense diplomatic relations. Brazil was undoubtedly heavily connected to Great Britain economically despite any diplomatic acrimony during the previous three decades, as historian Richard Graham notes in a separate monograph that “in the late 1840s Britain supplied half the goods imported into Brazil” Jeffrey Needell, “The Abolition of the Brazilian Slave Trade: Historiography, Slave Agency, and Statesmanship,” Journal of Latin American Studies, Vol. 33, No. 4 (November 2011): 706. 55 P.J. Cain and A. G Hopkins, British Imperialism, 1688-2000 (New York: Longman, 2001), 262. 56 Cain and Hopkins, British Imperialism, 263. 54 Denis 21 and maintained this extreme lead for several decades. 57 Yet these statistics obscure the rancor that had developed between Great Britain and Brazil not in spite of but perhaps because of the major economic influence the former had upon the latter, not to mention the years of diplomatic dispute over the slave trade. Into the next decade after 1850, relations between the two countries continued to deteriorate until a full-blown crisis had developed between the two countries. One of the greatest issues that continued to dog the development of friendlier relations between the countries was the persistence of the British Foreign Office in regulating the Brazilian slave trade. British agents turned their eyes not just towards the possibility of slave ships crossing the Atlantic but towards the emancipados, the “more than eleven thousand African importees who were legally free but remained in a state of de facto servitude, many for the rest of their lives, few for perhaps as long as half a century.” 58 In addition to perseverating over the plight of these indeterminately free Africans, many members of the British government continued to show hostility and suspicion towards Brazil in believing that they would attempt to bring back the slave trade. The British government in 1853, for example, “decided to abandon negotiations with Brazil” over the repealing of the Aberdeen Act specifically due to fears that a lack of British pressure would bring back the trade. 59 On the Brazilian side, claims for damages that occurred by the seizure and break up of Brazilian ships by the Royal Navy created a stir throughout the 1850s and led to a series of conventions to determine damages and reparations. So many of these claims arose during this period that, by 1860, the British government elected to put a moratorium on hearing “any more cases…from seizures made under the Aberdeen Act until Richard Graham, “1850-1870,” In Bethell, Empire and Republic, 132. Conrad, Sorrow, 154. 59 Bethell, Abolition, 370. 57 58 Denis 22 further notice.” 60 Brazilian indignation met with British irritation during this period of continued tension between the two sides. It was this era of animosity that William Christie inherited in 1860. Christie himself pushed against the perceived weakness of the Brazilian government in guaranteeing the rights of the emancipados, recommending to Foreign Minister Lord Russell that the British government “do what can be done to prevent their being again fraudulently reduced to slavery” to the point of encouraging “a general registration of slaves in Brazil.” 61 Two years later, when Christie was once again conferring with Russell over the slave trade in Brazil, he wrote that while there “is no doubt whatsoever” that the slave trade had ceased, he found that “the conduct of the Brazilian government about the free blacks is not to their honour, and is such as to throw doubts on the singleness and purity of their motives in the abolition of the slave trade.” 62 Thus before and during the scandals which would erupt into the Christie Affair, powerful elements of the British government were continuing to push against the Brazilian government for greater accountability for the cessation of the slave trade, much to Brazilian official chagrin. From both a Brazilian and British perspective, the Christie Affair is far greater than the sum of its parts. Nominally over two minor diplomatic intrigues, it is not impossible to trace British mistrust of Brazilian accounts and Brazilian indignation over British interference to the thirty year fight over economic supremacy and the struggle over the slave trade. William Christie did not inherit a blank slate, but rather an extremely tainted compendium of ill will and discord between nations. It would be his further aggression, and the dogged resistance of his Brazilian counterparts, that would further deepen the crisis. 60 Manchester, Preeminence, 270. Mr. Christie to Lord Russell, May 17 1860, FO 881 1329, BRAZIL: Corres. Cases of the British Barque "Prince of Wales" and of H.M.S. "Forte", The National Archives: 82. 62 Mr. Christie to Lord Russell, May 3 1862, FO 881 1329, 102. 61 Denis 23 Chapter Two By August of 1862, the drama surrounding both the sinking of the HMS Prince of Wales and the arrest of the three British officers aboard the gunboat HMS Forte had reached enough of a crescendo to warrant high-level discussions between the British Ambassador to Brazil and the Brazilian Minister of Foreign Affairs. On the one side, the various arms of the British government and navy continued to apply diplomatic pressure upon their Brazilian counterparts, making it quite clear that until some redress was found for their perceived diplomatic slight they would not allow the Brazilians any recourse. On the other, the Brazilian government in various channels attempted to make sense of what exactly had occurred both the cases and formulate a suitable strategy for how to assuage their transatlantic ally. By August of the next year, however, the two sides had cut off diplomatic relations with one another, ending hopes for a short-term negotiated peace. Facing the increasing irritation of the British government on the side of Brazil was the Marques de Abrantes, a man who according to Graham “conduziu-se com tal dignidade, expressou-se com tal clareza, e foi tão sincero na sua tentativa de preservar a honra nacional que provoca simpatias mesmo hoje em dia. [Conducted himself with such dignity, expressed himself with such clarity, and was so sincere in his attempt to preserve [Brazil’s] national dignity that it provokes sympathy even today].” 63 This lauding description aside, the Marques faced the zeal of William Christie, the pugnacious British ambassador, with a degree of lyrical finesse which, though failing to convince the British government the justice of the Brazilian position, at least reads as a spirited defense of Brazilian national sovereignty. Christie first faced written counterattack in a reply to a July 16 note wherein he declared that the question of the Prince of Richard Graham, “Os Fundamentos da Ruptura de Relações Diplomáticas Entre o Brasil e A Grã Bretanha em 1863: A Questão Christie,” Revista de Historia, no. 49 (1962): 124. 63 Denis 24 Wales “cannot be satisfactorily disposed of without a thorough inquiry made in the presence of a British officer.” 64 After a period of several days, the Marques responded on the 6th of August, declaring that “in order to justify the Imperial Government’s refusal of this pretension of that of Her Britannic Majesty it would be sufficient for me to observe to Mr. Christie, that to do otherwise would be to acknowledge the impotency or unfitness of the Justices of the country.” 65 Abrantes defended the integrity of the Brazilian government in being able to exercise justice within its own borders, asserting that action was taken as soon as word of the shipwreck reached the central government, ending with the “the conviction of three criminals of robbery, one of whom is in prison, and the two others contrived to escape across the neighboring frontier.” 66 Within this in mind, Abrantes acknowledged “the just foundation of the anxiety and vigilance of Her Britannic Majesty’s Minister concerning the subject” yet, after reaffirming the determination of the Brazilian government in exercising justice in the country, alleged that “Mr. Christie must admit that the Imperial Government would betray their mission, and be wanting in their duty to themselves, if they were to permit the interference of a foreign authority in the administration of justice of the country.” 67 Negotiations between the British and Brazilian governments had only just begun, but Abrantes’ stance made clear that the Brazilian side would emphasize the importance of sovereign integrity over the British desire to influence the investigation. If the Marques made clear in his response to Christie that the Brazilian government would resist British attempts to take a direct part in the internal workings of the country, Christie’s reply several days later reflected his deep misgivings, if not dissatisfaction, with the Brazilian response to the crisis. In his August 14 reply to Abrantes, Christie declined to speak of 64 Mr. Christie to the Marquis de Abrantes, July 16, 1862, FO 881 1140, 57. The Marquis de Abrantes to Mr. Christie, August 6, 1862, FO 881 1140, 60. 66 Ibid. 67 The Marquis de Abrantes to Mr. Christie, August 6, 1862, FO 881 1140, 60. 65 Denis 25 the Brazilian government with the same respectful terms his counterpart had exercised for both parties, noting right away that the Marques’s reply would “greatly disappoint” the British government in London due to its failure to note further proceedings against possible suspects in the plunder of the wreck. 68 Christie, continuing his note, dismissed the news of the three arrests, stating that he already knew of these proceedings “four months ago” due to news delivered to him by various Brazilian ministers – further, he insinuated that the Marques’s failure to note the dismissal of several regional ministers and officers over the incident reflected a lack of “proof of [the Brazilian government’s] desire to do what is right in this painful question.” 69 This fierce accusation was not the end of Christie’s vitriolic rhetoric. After discussing several delays in investigation, as well as perceived discourtesy to British naval officers dispatched to aid the investigation, Christie expressed dismay that “a Brazilian population was likely to forget patriotism and humanity, and to obstruct justice, in a question involving many British lives…because of the presence of a British naval officer in a gun boat.” 70 If the Marques de Abrantes framed his response to the crisis as a defense of maintaining Brazilian sovereignty in their internal affairs, William Christie framed his own country’s response as a supremacy of international justice over petty internal disputes, even to the point of suggesting that the Brazilian people were incapable of pursuing justice for foreigners within their own borders. The tit-for-tat between the two ministers continued throughout the rest of August, with neither functionary budging from his position. The Marques, in response on the 16th, dismissed Christie’s expression of disappointment, mentioning that “the Imperial Government [is]…more zealous in the fulfillment of its own important obligations and the requirements of justice than in 68 Mr. Christie to the Marques de Abrantes, August 14, 1862, FO 881 1140, 60. Ibid, 61. 70 Ibid. 69 Denis 26 seeking after the good opinion of any (other) government.” 71 Further, the minister challenged Christie’s accusation of the Brazilian people’s disavowal of justice in the face of British naval guns, noting that though the British only sent a gunboat “the slightest sign from a powerful nation is enough to ensure the respect it merits, and to awaken, in certain cases, the just sympathy of other nations.” 72 The basic point was clear: Abrantes did not believe that the British had the right to investigate a foreign nation’s own affairs, and suggested that the Brazilians had every right to feel wary in the face of British naval power. Christie, on the 22 of the month, did not give the Marques’s observations any weight, stating that “it passes my understanding to comprehend how any menace could be seen in the presence of two small naval vessels…and how any patriotism worthy of the name could be diverted by that circumstance to the shelter of criminals charged with foul deeds, whose impunity would be the shame of Brazil.” 73 Apparently, the Marques’s declaration of considering the opinions of other nations beneath the pursuit of its duties stung the British ambassador. At the end of his reply, after declaring that much more had to be done to clear suspicions of murder and catch any remaining subjects, Christie icily noted that “notwithstanding your comparative indifference to the knowledge and appreciation by another Government of your good deeds”, it would be Abrantes’ absolute duty to keep the British minister informed. 74 Weeks of discussion had lead to no clear resolution, and only suggested a growing enmity between the two ministers. The stubbornness, if not outright hostility, of each minister might seem strange without considering the previously discussed history of the relations of Brazil and Great Britain. After all, the above letters suggest a very clear pattern of what each man desired for his country and 71 The Marques de Abrantes to Mr. Christie, August 16, 1862, FO 881 1140, 62. Ibid, 63. 73 Mr. Christie to the Marques de Abrantes, August 22, 1862, FO 881 1140, 65. 74 Mr. Christie to the Marques de Abrantes, August 22, 1862, FO 881 1140, 66. 72 Denis 27 believed of the other. Christie, in his remonstrations, seemed to hold little regard for the capacity of Brazilian justice and assumed the Brazilians would simply sweep injustice under the rug if left to their own devices. Abrantes, in his responses, painted a portrait of a hardworking country being harassed by an overzealous overlord intent on pulling the strings of another country. Though no man can claim to speak for an entire nation, these sentiments were not exactly unique to either of these statesman – rather, they can be traced directly back to proceedings between the two countries at least several decades back. Christie’s deep suspicions with the Brazilians resound with how the British government viewed their South American ally during the previous century, where fights over treaty negotiations and the abolition of the slave trade poisoned relations between the two countries. Indeed, only a few months before his active correspondence with the Marques de Abrantes began, Christie himself wrote disparagingly of the Brazilian government to Lord Russell in a letter concerning slavery in Brazil – while mentioning that “of the entire cessation of the Slave Trade there is no doubt whatever”, Christie charged that he felt no “implicit confidence in the information the Brazilian Government may furnish on the subject” and believed further British pressure would be necessary to alleviate the plight of free blacks enslaved within Brazil. 75 This rather aggressive sentiment, from the point of view of the British government, may not have been entirely out of place – as numerous historians have noted, the British unsuccessfully pressured the Brazilian empire for decades before the transatlantic slave trade ended. Christie’s lack of faith in the sincerity of the Brazilians over slavery, therefore, may have bled into his perception of the country as a whole, and colored his opinion to believe that only by force would the Brazilians act in a manner befitting English justice. 75 Mr. Christie to Lord Russell, May 3, 1862, FO 881 1329, 102. Denis 28 Christie was not the only minister acting on the basis of past assumptions – though the evidence is lighter on the fact, it could be argued that the Marques de Abrantes responded to the crisis based on previous dealings with the British Government. The most obvious antecedent to the emerging diplomatic conflict was the furor that surrounded the outbreak of fire between Brazilian and British forces near Paranagua in 1850, the year in which the British expanded their ship seizures to within Brazilian ports. The following year, the British Ambassador James Hudson and Brazilian Foreign Minister Paulino Jose Soares de Souza sent a series of letters arguing with one another whether or not British cruisers had to implicit right to seize ships in Brazilian waters. De Souza, in a long invective, claimed that the assault upon Brazilian ships and ensuing gun battles between British ships and Brazilian forts “excited the highest feelings of indignation in all those Brazilians who prize the honour, the dignity, and the independence of their country.” 76 At the end of his letter, De Souza anticipated the later complaints of the Marques de Abrantes by claiming that the policy of British ships enforcing antislavery directives within Brazil amounted to “the right on the part of England to take possession of Brazil, and put an end to her independence and sovereignty.” 77 After dry responses from Hudson affirming the right of British ships to seize slave ships within Brazilian waters, De Souza harshly responded on February 8 that “they do not possess the right, nor…ever demonstrated that they possessed it” and that “Brazil has the right to offer resistance” to naval activity. 78 Though this exchange of letters would eventually end inconclusively, the precedent had been set for the Brazilian government to claim their own ability to exercise justice within their own territory, and resist Great Britain if pushed on this point. 76 Senhor Paulino de Souza to Mr. Hudson, January 28, 1851, FO 881 1329, 29. Senhor Paulino de Souza to Mr. Hudson, January 28, 1851, FO 881 1329 39. 78 Senhor Paulino de Souza to Mr. Hudson, Feburary 8, 1851, FO 881 1329, 42. 77 Denis 29 With the rhetorical positions of the two sides well-established, it would take a new directive to ratchet up the tensions between Brazil and Great Britain – this directive was to emanate from London. In response to Christie’s reports of Abrantes resistance to British pressure, Lord Russell issued two new sets of orders to Christie on October 8. Regarding the case of the Prince of Wales, Russell decided that the Brazilian government must acknowledge murder was a possible factor, pursue more suspects, and pay “compensation for…the wholesale plunder of the wreck and crew.” 79 Furthermore, Russell believed that the newer controversy surrounding the arrest of the officers of the Forte merited attention as well, and he ordered Christie to pursue from Brazil the dismissal of those parties who had “wronged” the officers and a “an apology made by the Brazilian government for this outrage.” 80 Russell’s new energy and pressure upon Christie most likely stemmed from a letter dated two days earlier from Robert Phillimore, the Queen’s Advocate. In this letter, Phillimore suggested that apologies and investigations by the Brazilian government were necessary for the attainment of justice, and ventured that “a continued refusal on the part of the Brazilian government to satisfy the fair demands of Her Majesty’s Government” would warrant reprisals against said government. 81 Mentioning that he had come to this conclusion along with Prime Minister Lord Palmerston, Phillimore suggested that the reprisals should take the form of “the seizure of some ship or of some portion of public property belonging to the Brazilian empire.” 82 Since the age of the Aberdeen Act, the British Navy had not been strangers to the seizure of Brazilian ships – this suggestion, however, was the first time that the idea of seizing ships should be used against the Brazilian government itself 79 Earl Russell to Mr. Christie, October 8, 1862, FO 881 1140, 69. Ibid, 170. 81 The Queen’s Advocate to Earl Russell, October 6, 1862, FO 881 1140, 68. 82 Ibid. 80 Denis 30 rather than simple pirates. If put into practice, the reprisals could seriously jeopardize the AngloBrazilian relationship. Unfortunately for those invested in the peace of the two nations, the “continued refusal” anticipated by Phillimore emerged from the Marques de Abrantes. In a letter to Christie sent only a few weeks after Lord Russell sent his intructions, Abrantes did not mention at all the case of the Forte, disputed Christie’s allegations that Brazilian ministers were lying about the case of the Prince of Wales, and declared once again that the British government “cannot be expected…[to] condemn or absolve acts done within the limits of its jurisdiction by an independent government”. 83 With the refusal to budge on the part of the Marques, the British Government entered a period of activity which Richard Graham brought the affair towards its “climax”. 84 Christie, informing Russell of Abrantes’s position on November 6, wrote that he believed “the later note of the Marquis de Abrantes as aggravating the wrong of the Brazilian government” and only with “fear of force” could the Brazilians be expected to act. 85 The British Navy, for its part, was ready to deliver on this fear – Rear Admiral Warren, active in Brazil since June, assured the Admiralty the next day that “I have accordingly made arrangements to have all the squadron in Rio by the first week of December” if reprisals were deemed necessary. 86 A month later, all British players appeared ready to institute the bold new plan. In a December 8 letter to Russell, Christie once again penned that “general proceedings with the Brazilian government are most unsatisfactory”, and noted that “fear alone will do good with them…and may teach them that her Majesty’s Government, though patient and forbearing, will not in the end allow themselves to be 83 The Marques de Abrantes to Mr. Christie, October 20, 1862, FO 881 1140, 93. Richard Graham, “A Questão Christie,” 382. 85 Mr. Christie to Earl Russell, November 6, 1862, FO 881 1140, 94. 86 Rear-Admiral Warren to the Secretary of the Admiralty, November 7, 1862, FO 881 1140, 95. 84 Denis 31 trifled with.” 87 Any chance to preserve peace between the two countries appeared to be rapidly fading with the increasing certainty in London that only force could compel the Brazilians to act. Finally, the actual reprisals occurred. Throughout the month of December, a last-ditch round of negotiations took place between the Brazilian Government and the British Foreign Office, unfortunately focused less on finding a compromise solution than attempting to have the Brazilians meet British demands. Christie, at the beginning of the month, sent three letters to the Marques, two outlining the British Government’s demands for reparations, arrests, and apologies in the respective cases of the Prince of Wales and the Forte and one ominously declaring that it would “cause the deepest regret to Her Majesty’s Government if the answer to either note should preclude all hope of amicably obtaining satisfaction.” 88 After a long month of meetings, the Marques sent back three letters in reply, categorically rejecting “the principle of responsibility attributed” to the Brazilian government by the British and declaring it would only pay reparations, if compelled by force, “under protest”. 89 It is rather strange that the Marques would add this note, seemingly challenging the British Navy to take reprisals as it would be only way that the Brazilian government would feel compelled to pay indemnities for the Prince of Wales and respond at all to allegations of foul play in the case of the Forte. Under Christie’s orders, the British Navy seemingly took the bait – noting in a January 8 letter to Russell that the Marques’s reply led him to believe further communication was unnecessary, Christie stated curtly “reprisals have been made.” 90 As a new year dawned, that which had previously been comparable to a private feud between government officials suddenly exploded into a full-fledged crisis. 87 Mr. Christie to Earl Russell, December 8, 1862, FO 881 1140, 96. Mr. Christie to the Marques de Abrantes, December 5, 1862, FO 881 1140, 96. 89 The Marques de Abrantes to Mr. Christie, December 29, 1862, FO 881 1140, 110. 90 Mr. Christie to Earl Russell, January 8, 1863, FO 881 1140, 102. 88 Denis 32 The dry notation of the British cabinet notes and the translated responses from the Brazilian foreign ministry cannot do justice to the immediate effect that the seizure of Brazilian ships by the British navy had upon the people of Brazil. Christie, in his own report to Russell, somewhat disingenuously suggested that “there has been no disturbance of the public peace”, even while admitting that on the 5th of January riots nearly broke out throughout Rio. 91 One Brazilian scholar, Beatriz Gallotti Mamigonian, noted that the reprisals created immediate effect, quoting a Times article which described “an immense sensation in the town” seeing public squares “filled with angry people.” 92 After all, for many Brazilian citizens the seizure of ships came without warning – previous correspondence had been between the highest echelons of either government, and thus it would likely be a total surprise for Brazilian citizens without such knowledge. As shall be discussed later, the Brazilian people manifested their dissatisfaction in a number of ways, pointing to the great popular effect the reprisals had upon them. Furthermore, certain elements of the Brazilian elite were of a mind that the sudden turn to violence may have had a more sinister motive. Mamigonian, quoting Brazilian ministers meeting in secret during these months, states that Paulino Soares de Souza, the former Foreign minister, believed that “the British had in view putting pressure on Brazil to sign conventions on consular affairs and on the new claims mixed commission.” 93 In support of this idea, Mamigonian notes that this mixed commission, “created in 1858 to examine the claims for reparations existing since Brazilian independence”, had been sidelined by Christie upon his arrival, apparently believing that the Brazilian government should drop claims for reparations for ships seized during the Aberdeen 91 Mr. Christie to Earl Russell, January 8, 1863, FO 881 1140, 102. The Times (London), February 02, 1863. Quoted in Beatriz Gallotti Mamigonian, “Building the Nation, Selecting Memories: Vitor Meireles, the Christie Affair and Brazilian Slavery in the 1860s” (paper presented at the Gilder Lehrman Center’s 12th Annual International Conference entitled “American Counterpoint: New Approaches to Slavery and Abolition in Brazil,” Yale University, October 29-30, 2010), 12. 93 Mamigonian, “Building the Nation,” 13. 92 Denis 33 Act. 94 Certain elements of the Brazilian government had taken this opinion as far back as August of 1862. A letter from Francisco Inácio de Carvalho Moreira, the Brazilian Minister in London, to the Marques de Abrantes on 8 August 1862 detailing these talks took a poor view of Mr. Christie’s reasons for ignoring Brazilian pleas for a consideration of reparations. Moreira, after quoting Christie’s decision for ignoring Moreira’s suggestion, asserted of his rationale: “Isto e dizer em duas palavras, não quero! Seria mais digno do Governo Inglez dar esta simples resposta do que mandar Mr. Christie fazer um esforço impotente e ridículo [This is to say, we don’t want to! It would be more dignified for the British Government to give this simple response rather than have Mr. Christie give such an impotent and ridiculous response.]” 95 Though the British ministers consistently gave the desire to see justice done for their citizens as reasons to take reprisals, the previously mentioned statements made by Christie to the effect of the untrustworthiness of the Brazilian government, as well as the apparent existing hostility between him and members of the Brazilian government, may point to underlying hostility as a reason for taking such a violent turn. In whatever case, the deed had been done, and now the peace between the two countries was threatened. The seizure of Brazilian ships by the British Navy, in the short-term, had the effect of forcing the hand of the Brazilian government and attaining the concessions desired by the British government. As the seizure of ships by the British Navy began, the Marques de Abrantes made one final protest to his British counterpart, writing to Christie on the 31st of December that his government “loudly and categorically protests against such violence, and so unqualifiable a use of force.” 96 Yet his protest proved largely ineffective – after several back and forth notes confirming the arrangements, Mr. Christie wrote back to the Marques on the 5th of January confirming the end of ship seizures due to the latter’s agreement “to give orders to their Minister in London to pay under Mamigonian, “Building the Nation,” 13. Carvalho Moreira to the Marques de Abrantes, August 8, 1862, Caixa 217/3/14, Londres (Ofícios Reservados), 1862-1863 (Junho), Arquivo Histórico do Palácio Itamaraty. 96 The Marques de Abrantes to Mr. Christie, December 31, 1862, FO 881 1140, 125. 94 95 Denis 34 protest whatever sum Her Majesty’s Government may demand as compensation in the affair of the ‘Prince of Wales’”, as well as agreeing to refer the case of the Forte to a neutral arbiter for arbitration.97 Two days later, the Marques de Abrantes informed Mr. Christie that he had sent instructions to the Brazilian minister in London and delivered to Christie news that his sovereign, Dom Pedro II, had chosen “His Majesty the King of Belgium, in whose wisdom and justice he has the fullest confidence” as the arbiter for the case of the Forte. 98 Why the King of the Belgians was chosen remains somewhat obscure – the exact reasoning for this decision is not discussed by most historians writing on the subject, and both the British Foreign Office documents and secret correspondence between Brazilian agents in Europe and Brazil do not dwell upon this fact. In whatever case, the development of the affair at this point suggested the primacy of British aims, as they had appeared to gain their short-term objective. Yet the Marques de Abrantes’s direct orders to Carvalho Moreira suggested that the Brazilian Government, though acquiescing to British aims, was not going to let the matter drop easily. Writing on January 8 in a letter that was later published in official newspapers, the Marques asserted to his subordinate that “the justice and dignity with which the Imperial Government resisted the exaggerated pretensions of the British Legation are so completely demonstrated that it would be undoubtedly useless to add here any considerations of that sort”, and that furthermore “the Imperial Government has always met with the most unanimous, decided, and energetic support from the whole population.” 99 Though this triumphant language could be written off as simple grandstanding, the additional orders of the Marques were to cause a stir in the course of negotiations between the two countries – the Marques wrote that “we also have the right to demand from the same Government an indemnification for the losses resulting in the captures made by the English vessels 97 Mr. Christie to the Marques de Abrantes, January 5, 1863, FO 881 1140, 132. The Marques de Abrantes to Mr. Christie, January 7, 1863, FO 881 1140, 135. 99 The Marques de Abrantes to Carvalho Moreira, January 8, 1863, FO 881 1140, 138. 98 Denis 35 of war.” 100 The affair, rather than drawing to its conclusion, was approaching a new level of hostility, as the Brazilian government made clear that it would not completely comply with British orders. For the time being, the focus of the crisis shifted from Rio to London, as discussions now began in earnest between Carvalho Moreira and Lord Russell over both the nature of compensation over the Prince of Wales and the emerging Brazilian demand for compensation over British reprisals. After receiving a letter transmitting both the Marques de Abrantes orders and complaints from Moreira, Russell responded on the Brazilian minister on February 12, promising to come up with a just amount for compensation for the Prince of Wales, but also declaring that his government was “unwilling to discuss the terms of protest of the Brazilian Government.” 101 This stinging closure aside, the British minister appeared to at least pay lip service to the idea of reconciliation with the Brazilian government, assuring Moreira that Brazil “has in so many respects a title to the friendship of the British Government.” 102 Moreira, however, was not content to simply let the matter rest – after being told to pay 3,200 pounds as compensation for the Prince of Wales, Moreira wrote a scathing letter to Russell on the 25th of February in response. Within, Moreira wrote that the Brazilian government “não reconhece por forma alguma o direito ou justiça da parte do Governo Britânico em pretender que o Governo Imperial seja responsável pelo naufrágio da Barca ‘Prince of Wales’ [under no circumstances recognizes the right or justice on the part of the British Government to suppose the Imperial Government be responsible for the wreck of the “Prince of Wales”].” 103 With words that resound almost with fury, Moreira continued that, though his government agreed to pay the £3,200 indemnity, it was only due to the “procedimentos illegaes e violencias commettidas sobre navios Brasileiros nas agoas territoriaes do Imperio, e simples resultado da forca [illegal 100 The Marques de Abrantes to Carvalho Moreira, January 8, 1863, FO 881 1140, 138. Earl Russell to M. Moreira, February 12, 1863, FO 881 1140, 145. 102 Ibid. 103 Carvalho Moreira to Earl Russell, February 25, 1863. Caixa 217/3/14. 101 Denis 36 proceedings and violences committed against Brazilian ships in the territorial waters of the Empire, simply the result of force]” rather than any legal right. 104 Finally, Moreira made clear that his government would seek, as a result of British naval reprisals, “uma indemnisação pelos prejuízos resultantes [an indemnity for the resulting damages].” 105 Now, the pressure was set from both sides of the Atlantic, with both sides claiming damages in need of compensation. William Christie, the man whose name would ultimately be associated with the crisis, leaves the stage around this period. As Bethell notes in his history of the abolition of Brazilian slavery, Christie returned to London at this time to pen “his controversial Notes on the Brazilian Questions”, a tome which raised “many old issues including the fate of the ‘free Africans’, and the incidents which culminated in the Brazilian blockade of 1862-3.” 106 Those who believe that Christie’s push for action during the beginning of the crisis may have had to do with lingering ill will over Brazil’s treatment of slaves and free Africans turn to this document – Graham, in his analysis of the book, points to its central thesis that his actions from 1861 were to “melhorar a sorte dos “emancipados” [aid the free Africans].” 107 It is wrong to attribute all of Britain’s bellicosity during this period to Christie – the British correspondence reveals a willingness amongst cabinet ministers in London and naval officers in Rio to push Brazil to the point of reprisals. Furthermore, the crisis that Christie is now attributed to would eventually grow beyond him, only ending two years after his departure. Yet his mark is undeniable, and the affair that now faced British and Brazilian politicians in 1863 was undoubtedly a large measure of his doing. The further breakdown of relations between Britain and Brazil now seemed inevitable thanks to the steadfastness of both sides to stick to their convictions. On the British side, the response to Moreira’s demand for reprisals was rather dry – Russell told Moreira that the seizure of Brazilian 104 Carvalho Moreira to Earl Russell, February 25, 1863. Caixa 217/3/14. Ibid. 106 Leslie Bethell, Abolition, 384. 107 Richard Graham, “A Questão Christie,” 123. 105 Denis 37 ships had been “to enforce the moderate demands of Her Majesty’s Government” and proceeded “according to the rules of International Law, after a long period of patience and forbearance.” 108 The British Minister simply ignored Moreira’s demand for reprisals itself entirely. 109 The next several months were no more fruitful, with little change of attitude between the two countries until the end of May. At the end of May, facing continued refusal on the part of Russell to consider paying reparations for the seizure of Brazilian ships, Moreira declared in a letter sent on the 25th that it would be the policy of his government to end diplomatic relations with Britain until some measure of satisfaction was reached. 110 In response, Russell asserted on the 29th that the reparations “were not dictated by any desire to offend the dignity or to make any aggression on the territories of the Emperor of Brazil” – furthermore, he declared that Moreira’s intent to void his passport and leave the country amounted to a “needless interruption of diplomatic relations.” 111 Whether owing to British arrogance or Brazilian hysterics, as each side might have it, the two countries had formally broken diplomatic ties with one another. As June of 1863 dawned, Brazil and Great Britain lay in a very different diplomatic position than they had a year prior. The case of the Prince of Wales, for all intents and purposes, had been solved, as the Brazilians had paid their indemnity – in his palace in Brussels, the King of the Belgians prepared his arbitration on the case of the Forte. Yet the Christie Affair itself had grown far beyond its original bounds - a new cause for alarm, in the form of Brazilian demands for reparations following Brazilian reprisals, had caused enough of a stir to break diplomatic relations between the two countries. The erstwhile allies, intertwined since Dom Pedro I’s grito de Iparanga, now appeared at tense crossroads. Though the affair eventually came to an end, it would only be after two years of 108 Earl Russell to Carvalho Moreira, February 28, 1863. Caixa 217/3/14. Ibid. 110 Carvalho Moreira to Earl Russell, May 25, 1863, Caixa 217/3/15, Londres (Ofícios Reservados), 1863 (Junho)1864, Arquivo Histórico do Palácio Itamaraty. 111 Earl Russell to Carvalho Moreira, May 29, 1863, Caixa 217/3/15. 109 Denis 38 negotiations, that which revealed the nuances of semicolonial revolt and the limits of European empire. Chapter Three In June of 1863, the diplomatic furor now christened as the Christie Affair had grown into a full breakdown of communications between Great Britain and Brazil. Diplomats on both sides vacated their stations, and passports were confiscated. The seizure of Brazilian ships, ordered by top ministers in London and executed by William Christie in Rio, proved to be such a controversial undertaking as to drive the Brazilian Empire to revolt against its closest European ally. Yet, in the space of two years, relations between the two countries were repaired, and at least in the immediate short-term business as usual restarted across the Atlantic. How ordinary citizens and government officials in both countries understood the crisis, and ultimately found it resolved, reflects the long and complicated history of the relationship between the two countries and how this relationship would evolve in the future. The period from the seizure of Brazilian ships in January of 1863 to the break of relations six months later saw the transformation of the crisis from a mostly private argument between diplomats to a very public affair. In Great Britain, the affair appeared in, but did not dominate, the discourse of the press and government of the country, also failing to grab a significant hold on broad public dialogue. Part of this was due to the fact that Great Britain, by the 1860s a global empire prone to constant sunlight, faced many consecutive crises around the same time as the Christie Affair. One scholar, Ross G. Forman, asserts in his analysis of transatlantic perceptions of the affair that the “Affair received little direct literary treatment in Britain, perhaps because it was overshadowed by the wealth of production inspired by the Indian Mutiny and events in other Denis 39 parts of the formal empire.” 112 Indeed, a speech given by the Lords Commissioners of Queen Victoria to the Houses of Parliament on July 28 of 1863 reveals how the dispute with Brazil, though undoubtedly important, was but one facet of Britain’s foreign mindset during the time. In the speech, the Commissioners deliver to the Parliament members the distressing observation that “The Emperor of Brazil has thought fit to break off his Diplomatic Relations with Her Majesty” only after describing, amongst other issues, developments in the American Civil War, Greek royal succession, and reparations against Japan. 113 Therefore, the Christie Affair in Great Britain cannot be understood as a central plank of the nation’s foreign considerations or national development, but simply as a reference point from which British statesmen and intellectuals considered their country’s objectives and undertakings abroad. Yet in this capacity, the energetic nature of the British press guaranteed that the Christie Affair would not go unnoticed – indeed, British journalists seized upon the Affair to alternatively laud or lampoon their government’s foreign policy decisions in Brazil in relation to the slave trade, commercialism, and general diplomacy. On the one hand, some British journalists wrote of the affair from the perspective of the ineffectual nature of the British Foreign Office, with one correspondent in The Saturday Review lamenting on July 4 that “the breach with Brazil might have been avoided but for the infirmities of temper displayed by the English Foreign Office and its representatives.” 114 Others, however, praised the British government’s unwavering resolve in the face of Brazilian intransience, blending the diplomatic affair at the center of the dispute with lingering questions over slavery. In a June 15 edition of The Globe and Traveler, a British Ross G. Forman, “Harbouring discontent: British imperialism through Brazilian eyes in the Christie Affair.” In Martin Hewitt, An Age of Equipoise? Reassessing Mid-Victorian Britain (Burlington: Ashgate, 2000), 227. 113 The Speech of the Lord Commissioners to Both Houses of Parliament, July 28, 1863, Caixa 76, Grã-Bretanha: Legação em Londres, Arquivo Histórico-Diplomático do Ministério dos Negócios Estrangeiros. 114 “The Missing Message”, In The Saturday Review, July 4, 1863, Caixa 217/3/15. 112 Denis 40 correspondent asserted that the breakdown of relations fit in all too well with Brazil’s “general conduct and demeanor”, comparing Brazilian reluctance to pay reparations to being unable to get “even one word” over the plight of emancipados in Brazil. 115 A correspondent of The Times, writing on June 25, took a view attacking Britain and Brazil alike, mentioning that while “on the main question the Brazilians have unquestionably been in the wrong”, it was the “curse of ‘cantankerousness’” and petty grievances between diplomats which caused the crisis to degenerate. 116 British journalists, predicting the activity of modern historians, took the Christie Affair as an opportunity to review their government’s activities in Brazil in relation to pursuing moralistic goals and asserting diplomatic and economic dominance. On the other side of the Atlantic, the Christie Affair exploded beyond journalistic and governmental discourse into the public eye, creating a fever of indignant nationalism that penetrated many facets of Brazilian society. Forman asserts in his own extensive study on the subject that the Affair produced works by Brazilian journalists and artists of all stripes that “reveal not only the Victorians’ aspirations for economic and political control over Latin America’s largest and wealthiest nations, but also how the Victorians were perceived in a country that they apparently dominated in commercial terms.” 117 In the same year that British journalists were debating the merit of their statesmen’s actions in Brazil, Brazilian playwright J.F.K. da Costa Rubim produced a play titled Os inglezes no Brasil, a satire of the incident surrounding the HMS Forte which apparently depicted the English as “an avaricious, drinkaddled set of plunderers.” 118 Outside of theatre, poetry also became a fount for angry criticisms of British reprisals – a periodical called O Caboclo, notable as “a short-lived weekly devoted to “London, Monday Evening, June 15”, In The Globe and Traveler, June 15, 1863, Caixa 217/3/15. “London, Thursday, June 25, 1865”, In The Times, June 25, 1863, Caixa 217/3/15. 117 Ross G. Forman, “Harbouring Discontent,” 227. 118 Ibid 228. 115 116 Denis 41 the Christie Affair”, published several nationalistic poems throughout its lifetime, including one personally insulting Christie and another “threatening ‘John Bull’ in South America with imminent death.” 119 The upper echelons of government were not immune from taking part in the patriotic tumult – the Marquis de Abrantes himself commissioned a painting in 1863 by renowned Brazilian painter Victor Meireles of Dom Pedro II acclaimed by a cheering crowd “filled with people of both sexes and all classes, ages and colors”, titled aptly “Study for the Christie Affair.” 120 Dissenting opinions against the conduct of the Brazilian government, though quite likely extant in some form or another, are quite hard to find in the existing historiography. One possible source of contention, absent from Brazilian newspapers and government publications, was the anger of those disenfranchised under the current system. As Mamigonian notes, a free man of color named Sebastião Maria faced arrest in March 1863 after being accused of condemning the Emperor and inciting blacks to take the side of England in a possible war between it and Brazil for the purposes of gaining freedom from servitude. 121 Even if such allegations were false, the mere fear of such a sentiment amongst the authorities reflects the difficulty facing the Brazilian government in calling to arms its citizens against a country whose government crusaded against slavery. The Christie Affair and the 1863 diplomatic break did create broad feelings of nationalism, but only amongst those Brazilians who felt represented by their nation. In both Brazil and Great Britain, the government received a mixture of support and condemnation from their citizens at the beginning of the diplomatic rupture – similarly in both cases, each government had a stake in bringing the Affair to as satisfactory of a conclusion as Ross G. Forman, “Harbouring Discontent,” 234. Mamigonian, “Building the Nation”, 1. 121 Ibid 15. 119 120 Denis 42 possible. In the immediate aftermath of the break in diplomatic relations, the Brazilian Government gained the first true victory in lengthy negotiations with foreign mediators. As mentioned in the previous section, the British and Brazilian delegations had agreed to defer judgement over the case of the Forte to the neutral third party of the King of the Belgians. On June 18, only a few weeks after the formal rupture of diplomatic relations, the King laid forth his decision. Estimating that the arrested officers “did not wear the uniform of their rank” and thus did not immediately appear to deserve “treatment different to that which would have been applied, in similar circumstances, to other persons”, Leopold I declared that “in the mode in which the laws of Brazil have been applied towards the English officers, there was neither premeditation of offence, nor offence, to the British Navy.” 122 In a stroke of a pen, the court at Brussels deflated the aims of the British Government and handed the Brazilians a significant diplomatic victory in determining the “aggressor” of the dispute. Reactions on both sides were quite different. The jubilance of Brazilian officials was readily apparent – Carvalho Moreira, writing from Paris to the Marques de Abrantes on the 24th of June, asserted that “o effeito d’este successo…[é] immenso e incalculável [the effect of this success is immense and incalculable].” 123 Jubilantly reporting the stirring effect the decision had upon the House of Commons, Moreira supposed to Abrantes that the decision of the King of the Belgians would greatly support “nossa victoria moral [our moral victory].” 124 As has been stated, Brazilian government officials interpreted the Christie Affair as part of a broader referendum on the sovereignty of the nation. On the other hand, reaction amongst British officials was somewhat more muted, with official statements lacking in the historiography. 122 Decision of His Majesty the King of the Belgians, June 18, 1863, Caixa 217/3/15. Carvalho Moreira to the Marques de Abrantes, June 24, 1862, Caixa 217/3/15. 124 Ibid. 123 Denis 43 However, The Globe and Traveler emerges as a great defender of English policy in this period, echoing sentiments that very may well have been held by Lord Russell and his allies in the cabinet. In a July 1 issue, a correspondent of the paper hoped, in relation to the Belgian decision, that “the elimination of this delicate element…may facilitate the resumption of diplomatic relations for which Lord Russell in the late debate handsomely and cordially expressed his desire.” 125 Further, the correspondent disputed the King of the Belgian’s reasoning for the decision and crucially linked the failure of diplomacy to Brazil’s dreadful record in maintaining treaty obligations to “the treatment of some thousands of liberated Africans…obligations which have been habitually disregarded.” 126 The harkening back to the issue of the emancipados supports the claim made by several historians that the Christie Affair represented a culmination of British attempts to gain Brazilian cooperation on questions of the slave trade and commercial and diplomatic rights in the country. Thus, the decision of the King of the Belgians did not end the crisis but only inflamed the opinions held by both sides. At this stage, the British and Brazilians held a strong rhetorical position – Brazil now claimed reparations for unjustly made reprisals, while Britain reneged any guilt for compelling Brazil to pay her debts. The possibility of a stalemate between the two countries, neither apparently willing to give ground to the other, appeared likely. It was here that the Kingdom of Portugal, Britain’s close ally and Brazil’s former metropole, emerged as a key player in drama. Portuguese diplomats, since the expansion of the crisis to the level of a full-blown diplomatic rupture, had sent word to London and Rio expressing their support for the normalization of relations. As early as June 26, the Portuguese ambassador to Great Britain, the Conde de Lavradio, wrote a letter to Lord Russell relaying “orders from my Government to communicate 125 126 “London, Wednesday Evening, July 1.” In The Globe and Traveler, July 1, 1863, Caixa 217/3/15. Ibid. Denis 44 to your Excellency…the desire which the King of Portugal felt to co-operate towards the reconciliation of the Government of Brazil with her Britannic majesty…[and] conduce to a speedy reconciliation of two Sovereigns the most intimate allies of Portugal.” 127 In response, Russell took this offer with grace, replying the next day that he would “be happy to find the good offices of Her Majesty’s faithful ally the King of Portugal successful in restoring the amicable relations between Great Britain and Brazil.” 128 If Portugal appeared to Britain as a friendly savior, the Brazilians reacted in a more subdued manner due to their previous interactions with the country. In May of 1863, for example the Portuguese Foreign Minister the Duque de Loulé wrote a scolding missive to the Brazilian government in Rio, condemning an apparent diplomatic slight by a Brazilian diplomat against a British counterpart as one of many “manifestações de arrogante patriotismo [manifestations of arrogant patriotism]” that would ultimately complicate the effort to end the crisis. 129 Portuguese agents, then, showed an interest in getting involved in the Christie Affair that may have seen mixed feelings on the two sides of the Atlantic. The Belgians, as a disinterested third party, had been voluntarily chosen for the purposes of arbitration – the Portuguese, however, attempted with vigor to be involved in the negotiations as the crisis worsened. Aside from the stated desire to see two of its allies realigned, one can infer other reasons for a vested Portuguese interest in maintaining transatlantic stability between Brazil and Great Britain. During the period of the Christie Affair, Brazil had an extremely important role for the Portuguese economy –Gervase Clarence-Smith points to Brazil making up between 10 to 15 percent of Portugal’s total foreign trade during the 1860s and, especially, the 127 The Conde de Lavradio to Earl Russell, June 26, 1863, FO 881 1375, 1. Earl Russell to the Conde de Lavradio, June 27, 1863, FO 881 1375, BRAZIL: Further Corres. Mediation of Portugal between Great Britain and Brazil, The National Archives: 1. 129 The Duque de Loulé to the Marques de Abrantes, May 5, 1863, Caixa 206, Brasil: Legação em Rio de Janeiro, Arquivo Histórico-Diplomático do Ministério dos Negócios Estrangeiros. 128 Denis 45 importance of remittances sent by both traders and “poor peasant immigrants, who entered Brazil on an ever larger scale” in maintaining the Portuguese economy. 130 These remittances were not an isolated phenomenon between Portugal and Brazil. In an extensive study of the nature of these remittances, Rick Chaney estimates that while banking houses in Brazil and Portugal were responsible for maintaining the transfer of funds between the two countries from 1860 onward, many of these banks “had branches in London” and operated along a partially English network. 131 This system most likely depended upon the cooperation of Portuguese, English, and Brazilian merchants and functionaries during the period – a total breakdown in diplomatic relations between two of these partners could provoke nothing but alarm for the Portuguese government. Therefore, the Portuguese intervention appears far less unwarranted than might be believed. However logical from the economic standpoint the Portuguese intervention might be, that the reactions of Britain and Brazil were not unified in their enthusiasm for the Portuguese offer to mediate the crisis. On August 10, a correspondent of The Globe in London maintained hope that “the mediatory efforts of the King of Portugal” would be accepted by the Brazilians. 132 Yet this article quoted a German newspaper, written on July 26 apparently in connivance with the Brazilian legation in Berlin, which declared that “England could not have chosen a less welcome or influential mediator than Portugal” and further decried any further attempts at negotiation without recognizing Brazilian claims for reparations. 133 In Brazil itself, one fascinating letter attacking the Portuguese mediation appears in the Correio Mercantil, a Rio newspaper, on the 18th of October. Written by a certain “Brasilicus”, the letter angrily alleged that while “diversos 130 Gervase Clarence-Smith, The Third Portuguese Empire, 1825-1975: A Study in Economic Imperialism (Manchester, U.K.: Manchester University Press, 1984), 64. 131 Rick Chaney, Regional Emigration and Remittances in Developing Countries: The Portuguese Experience (New York : Praeger, 1986), 11. 132 “Monday, August 10, 1863.” In The Globe, August 10, 1863, Caixa 217/3/15. 133 Norddeutsche Allgemeine Zeitung, July 26, 1863. In The Globe, August 10, 1863, Caixa 217/3/15. Denis 46 governos oferecerão os seus bons officios [many governments offered their good offices]” for the resumption of diplomatic relations, but were rejected in favor of Portugal, “alliado intimo de todos os governos inglezes [intimate ally of all English governments].” 134 Comparing the demand to accept the mediation to blackmail, “Brasilicus” ended his diatribe by declaring “Nao pode ser juiz em questões entre o governo brasileiro e o inglez o governo de um paiz que por muito tempo tem sido...um amigo dedicado dos ingleses, e dedicado até o ponto do sacrifício! [A country that has been for a long time a dedicated friend to the English, to the point of sacrifice, cannot be fair in judging questions between the Brazilian and English governments!].” 135 Unlike the uncontroversial acceptance of the King of the Belgian’s mediation, it would appear that serious obstacles stood in the way of the Portuguese attempt to mediate the crisis. Opposition on the ground towards the Portuguese did not spell the end of the country’s role in the crisis, however. For the rest of 1863 and into 1864, organs of the Brazilian foreign ministry deliberated over the Anglo-Portuguese proposal. To this end, a Brazilian diplomat under Moreira’s employ, Francisco Xavier da Costa Aguiar de Andrada, met with the Conde de Lavradio in August of 1863 to get an idea of how negotiations were proceeding between Lavradio and the British government. Writing to the Marques de Abrantes on the 22, Andrada noted that Lavradio had told him that Lord Palmerston, the British Prime Minister, had assured him during a private meeting that the British government “tambem nao temos nenhum desejo de que este estado continua [also hopes that the current crisis does not continue]” and that the British sought “termos os mais convenientes para agradar o Brasil [the most convenient terms to satisfy Brazil.]” 136 By default then, the Conde de Lavradio had begun serving his role – despite Brasilicus, “Questão Anglo-Brasileiro.” In O Correio Mercantil, October 18, 1863, Caixa 206. Ibid. 136 Francisco Xavier da Costa Aguiar de Andrada to the Marques de Abrantes, August 22, 1863, Caixa 217/3/15. 134 135 Denis 47 official breaks between the Brazilians and the British, fleeting promises of reconciliation transmitted thanks to the actions of the lone councilor. Yet Andrada ended his letter to the Marques with a recommendation that such advances only be taken in the circumstance that the British government, for all of its promises, understood that “a dignidade do Governo Brasileiro é mais remitente do que o seu orgulho [the dignity of the Brazilian Government was more important than its pride].” 137 The Brazilian Government did not display the same animosity as some of its citizens towards the Portuguese mediation, but certainly did not rush to accept its proposals at this stage. Yet, as time went on, the Brazilian Government appeared to be drawn ever closer to accepting the Portuguese mediation outright. Evidence for this appears in a rather roundabout fashion – on October 16, an edition of The Morning Post declared that the Emperor of Brazil “refused the King of Portugal’s offer of his good offices…and declares, it is said, that he will be content with nothing but an apology from the British Government.” 138 The indignation of the Post is palpable, decrying this action while simultaneously pointing out Brazil’s request for a loan despite “boasting that Brazil can do without” and once again comparing the current troubles to previous fights over the abolition of the slave trade. 139 Had this article run without comment, it would simply be another talking point. However, Andrada himself wrote to the editor of the paper on that very day of the announcement of the refusal was false, writing that “We are authorized to state that the statement contained in an article contributed to the Morning Post…is in every respect incorrect.” 140 The Brazilian Government, it appeared, kept its options open, neither immediately accepting the offer for mediation nor outright refusing it. 1863 seemed to 137 Francisco Xavier da Costa Aguiar de Andrada to the Marques de Abrantes, August 22, 1863, Caixa 217/3/15. “Relations with Brazil.” In The Morning Post, October 16, 1863, Caixa 217/3/15. 139 Ibid. 140 Francisco Xavier da Costa Aguiar de Andrada to Mr. Macintosh, October 16, 1863, Caixa 217/3/15. 138 Denis 48 hold no real end of the crisis, and on November 23 Andrada wrote to Abrantes that “esta crise ministerial breve terá uma solução [this short ministerial crisis shall have a solution]” without naming how it should be solved. 141 With the end of the year in sight, it almost appeared as if Brazil and Britain, despite Portuguese efforts, would remain isolated for the foreseeable future. The pressure to end the crisis finally compelled Brazilian statesmen to accept the proposal for mediation the following. The Marques de Abrantes, the long-suffering champion of Brazilian sovereignty, left office in the beginning of 1864 – his replacement, Joao Pedro Dias Vieira, sent to the various organs of the Brazilian foreign ministry instructions on March 22 declaring “o Governo Imperial acceitado a medeação offerecida por S.M. Fidelíssima [the acceptance by the Imperial Government of the mediation offered by the King of Portugal].” 142 Moreira wrote back to Vieira of this news on the 24 of April, writing that in his meeting with the Conde de Lavradio he believed that the man “me merece toda confiança [deserves all my confidence].” 143 In London, however, the news was not immediately taken to heart by the British cabinet. Moreira, writing to Vieira in the beginning of May, lamented that meetings between Russell and Lavradio were being consistently delayed “por causa da chamada Conferencia para a questão da Dinamarca [because of the Conference called for the Denmark Question].” 144 It would take several days for Lavradio to finally make inroads with the British government, occupied with policy decisions across the world. After several months of indecision and Brazilian quiet, Lavradio passed a memorandum to Russell on the 27th of May. Worries amongst various Brazilian factions during the previous few months proved to be unfounded, for the memorandum that Lavradio drafted proved to be 141 Francisco Xavier da Costa Aguiar de Andrada to the Marques de Abrantes, November 23, 1863, Caixa 217/3/15. Carvalho Moreira to Joao Pedro Dias Vieira, April 24, 1864, Caixa 217/3/15. 143 Ibid. 144 Carvalho Moreira to Dias Vieira, May 8, 1864, Caixa 217/3/15. 142 Denis 49 radically favorable for the Brazilian faction. On the one hand, Lavradio asserted to the contrast of the official British position that “reprisals could neither be preceded nor followed by a blockade – an act which, according to international law, can only take place after the declaration of war, and which moreover must be previously announced.” 145 Furthermore, he asserted that the reprisals in themselves constituted a violation of Brazilian territory, and also were made not only to gain reparations for the Prince of Wales but also for the Forte, a case which represented “an insult which never existed” thanks to the arbitration of Leopold I. 146 With these assertions in mind, Lavradio judged that the best course forward would be to send a British envoy to Brazil with a formal apology for the reprisals and the submission “to a Mixed Anglo-Brazilian commission” claims related to the reprisals for the purposes of reparations. 147 For the second time, a foreign mediator had spurned British aims – rather than simply declare the justice of the British mission in Rio, Lavradio pressured the British Government to simply accept the Brazilian demands for reprisals and thus admit to having committed wrongdoing for the past several years. To the detriment of the Brazilian party and the hope of immediate reconciliation, the British response was expectedly frigid. On June 6, Russell sent back a reply to Lavradio responding to both Lavradio’s interpretation of the events and his plan of mediation. In response to the allegation of territorial infringement, Russell stated that the “temporary use of territorial waters of Brail was prompted solely by a consideration for the interests of the owners of the vessels and cargoes detained, and did not arise from any desire or intention to infringe upon the territorial rights of the Emperor of Brazil.” 148 Further, Russell alleged that the British had 145 The Conde de Lavradio to Earl Russell, May 27, 1864, FO 881 1423, BRAZIL: Papers. Renewal of Diplomatic Relations with Brazil, The National Archives: 5. 146 The Conde de Lavradio to Earl Russell, May 27, 1864, FO 881 1423, 5. 147 Ibid 6. 148 Earl Russel to the Conde de Lavradio, June 6, 1864, FO 881 1375, 4. Denis 50 achieved all of their goals in the dispute, having received payment for the Prince of Wales and having dropped the case of the Forte, and thus had no hand in the breaking of relations – therefore, it should be “the party which took the first step in the rupture”, namely Brazil, who should send the first envoy. 149 Russell did not pay any service to the proposal of an apology, only suggesting that British envoys would send warm regards to the Emperor upon their arrival – the idea of reparations as well was utterly ignored. The British, it appeared, could not be moved from their rhetorical position. For the rest of 1864 the debate between Lavradio and Russell stagnated. Lavradio, in a long reply in the month of September, informed Russell that in a separate communication the Emperor of Brazil had refused to accept the British proposal without the issue of reprisals being heard, a stance Lavradio found to be “based on sound principles of right.” 150 Attempting to convince the minister, Lavradio implored Russell to consider the issue, asserting that failing to bring up the issue of the reprisals was tantamount to “ignoring the principles of justice.” 151 Further, he cautioned against the continued refusal of the reestablishment of diplomatic relations on that basis, warning that “the interruption of the diplomatic relations between Brazil and Great Britain is extremely hurtful to the interests of the two States, whose commercial relations are most important.” 152 Lavradio’s spirited rhetoric, nevertheless, failed to move the British minister. On October 10, Russell wrote to Lavradio with apparent regret both that the Brazilian Emperor “declined to accept the conditions proposed” by Britain and further regretted Lavradio’s sympathy for his refusal. 153 In the reply, Russell shut off any discussion over the possible 149 Earl Russel to the Conde de Lavradio, June 6, 1864, FO 881 1375, 5. The Conde de Lavradio to Earl Russell, September 17, 1864, FO 881 1375, 6. 151 Ibid 7. 152 The Conde de Lavradio to Earl Russell, September 17, 1864, FO 881 1375, 7. 153 Earl Russell to the Conde de Lavradio, October 10, 1864, FO 881 1375, 7. 150 Denis 51 illegality of the reprisals, definitively stating that “there was no difference in point of international legality between reprisals executed in territorial waters and reprisals effected elsewhere.” 154 In perhaps the boldest move of all, Russell simultaneously refuted Lavradio and hinted at the strength of his country’s position by speaking of the continuingly strong scale of trade between Great Britain and Brazil, finding that commerce had in fact “considerably increased since the diplomatic relations between the two countries have been suspended.” 155 For the rest of the year, Russell’s stance on this matter would not change, and Portuguese mediation, for the time being, failed. No end in sight appeared for the Christie Affair into 1864 – the Brazilians were committed to the issue of reprisals just as much as the British were committed to dropping it. It would take a major shift on the negotiating table for there to be a change in the negotiations – this change, in fact, emanated not from Europe but from South America. At the same time that the Brazilians cut off diplomatic relations with the British Empire and brewed in nationalistic discontent, a great war stirred at their southern border – Uruguay, wracked by civil war after an April 1863 rebellion of the liberal Colorados against the Conservative government, threatened disrupt the peace of the continent. 156 Brazil, attempting to gain influence over their Southern neighbor, lent diplomatic support to the Colorados and lent, in August of 1864, an ultimatum to the conservative government threatening “retaliation for the alleged abuses suffered by Brazilian subjects” in the country. 157 The ultimatum backfired – Francisco Solano Lopez, the dictator of Paraguay (at the time a country having completed a massive military buildup), declared his 154 Earl Russell to the Conde de Lavradio, October 10, 1864, FO 881 1375, 8. Ibid 10. 156 Leslie Bethell, The Paraguayan War, 1864-1870 (London: Institute of Latin American Studies, 1996), 2. 157 Ibid 3. 155 Denis 52 support for the Colorado rebellion and invaded Brazil on the 13 of December. 158 Thus, as the Portuguese mediation stalled, Brazil found herself drawn into a war with her southern neighbor that would prove to be a terrible conflict. The evidence that the conflict sped up the process of the mediation is indirect, yet convincing. In the short-term, the Brazilian army faired extremely badly against the Paraguayans – from 1864 to 1865, the Paraguayan offensive seized nearly the entirety of the Brazilian province of Mato Grosso, bringing the population under servitude and bringing back huge amounts of goods and foodstuffs for the war effort. 159 To be failing in a war effort against an immediate foe while simultaneously being at diplomatic odds with one’s closest ally could not have felt well for diplomats in Rio. It comes as no surprise that in a letter from Andrada to Dias Vieira on March 23 announcing the declaration of neutrality in this conflict by the British Empire, and even more importantly, the blockade of all belligerent ports except those of the Brazilian Empire, Andrada claimed that the British declaration was “toda em nossa favor [all in our favor].” 160 Yet a certain level of nervousness can be detected – Andrada qualified his claim by stating that the British declaration would be favorable only if “a omissão foi voluntario [the omission was voluntary]” in the case of the Brazilian ports. 161 Without diplomatic communication, this certainty could never be reached, and thus the affair would have to be drawn to a close as soon as possible for Brazilian statesmen to feel at ease. In the following months, the lengthy drama of the previous years finally began to wind down. After several months of futile argumentation, Lavradio wrote to Russell on the 21st of July 158 Bethell, The Paraguayan War, 4. Thomas L. Whigham, The Paraguayan War (Lincoln, Neb.: University of Nebraska Press, 2002), 216. 160 Andrada to Dias Vieira, March 23, 1865, Caixa 217/4/1, Londres (Ofícios Reservados), 1865, Arquivo Histórico do Palácio Itamaraty. 161 Ibid. 159 Denis 53 that it was with “honour and great satisfaction” that he declared that the Brazilian government “had accepted the proposition tendered by His Brittanic Majesty’s Government for its reconciliation with the Government of His Majesty the Emperor of Brazil”, thus agreeing to drop the demand for reparations or even an apology from the British government. 162 After years of indecision, the conclusion of the affair came with great haste. Only a few days later, Russell ordered the new British envoy, Mr. John Thorton, to travel to Rio de Janeiro to open communications with the Emperor and, as a show of thanks to the Portuguese, ask the Portuguese minister of the capital “to accompany you on the occasion in question.” 163 If there was any doubt that the Paraguayan War now weighed heavily on the Brazilian mind, it was dispelled by Thorton’s ensuing report. Rather than writing from Rio, Thorton wrote his report of his progress to Russell from a military embankment off the bank of the Uruguay River on the 26 of September. Therein, he noted the “great pleasure at the renewal of relations between the two Courts” expressed by the Emperor himself and “the utter absence of all accommodation in the town of Uruguayana, owing to the damage done to the houses by the Paraguayans.” 164 By the end of the year, normal relations recommenced between the two sides, one now in the depths of major war. Thus the Christie Affair, having dragged on for three years, ended. If one considers that, in the entire affair, the acknowledgement of any guilt was made by Brazil in the payment “under protest” for the loss of the Prince of Wales, it might appear ludicrous that two nations nearly went to war and had a miniature Cold War over what amounted to a mere criminal case. Yet this was the state of affairs engendered by the history of the two nations, long at odds over the issues 162 The Conde de Lavradio to Earl Russell, July 21, 1865, FO 881 1423, 18. Earl Russell to Mr. Thorton, July 28, 1865, FO 881 1423, 21. 164 Mr. Thorton to Earl Russell, September 26, 1865, FO 881 1423, 26-27. 163 Denis 54 of slavery, territorial sovereignty, and the proper relationship between independent nations. The conclusion of the affair, however, did not mean that the relationship between the two countries remained stagnant. Indeed, the lessons of the affair would resonate in the years to follow the productive meeting on the Uruguay River. Conclusion Only a few historians have attempted to draw a definitive lesson from the Christie Affair and quantify its major effect on Anglo-Brazilian relations. One of the first was Manchester, in his grand tome on the relationship between Brazil and Great Britain. In his eyes, the Christie Affair was the product “almost exclusively of the perpetuation or failure of the traditional political influence of Great Britain in Portuguese America” – by not immediately giving into British demands, the Brazilians had proven “strong enough to sustain its revolt” and thus broken the traditional dominance held by England over the Lusophone world. 165 This view is often echoed by other historians, with Bethell in his own treatment directly quoting Manchester while asserting that the affair “is usually regarded as marking a further stage in Brazil’s gradual assertion of her independence from British political domination.” 166 A third historian, Richard Graham, gives the affair almost hyperbolic importance, stating that the failure of Britain to blackmail Brazil into following her meant that “os laços políticos que outrora ligavam o Brasil à Inglaterra, finalmente, foram quebrados [the political ties which had always bound Brazil and England finally were broken].” 167 By these accounts, the Christie Affair holds the same resonance of importance as the revolutions of the previous century or the decolonization efforts of the ensuing! 165 Manchester, Preeminence, 283; 284. Bethell, Abolition, 383. 167 Graham, “A Questão Christie”, 400. 166 Denis 55 Is it right to state that the Brazilians were so triumphant in the affair? A closer look at the outcome of the affair makes it more difficult to assert such a fact. After all, in the end the only political change to come out of the tumult was a payment by the Brazilians to the British for the loss of the Prince of Wales. England had indeed been rebuked for two years, but had the political and economic capital necessary to wait for conditions that were more favorable to their aims. It is far too much to suggest that the British could have known that the Paraguayan War would eventually erupt and create the conditions necessary for Brazil to give up her claims, but it is not too much to suggest that the British had far more flexibility in the arrangements than the Brazilians ever did. Brazil only had the power to make nationalistic demands against the British when the times suited them – in the face of foreign onslaught, they once again relied upon favorable negotiations with their premiere diplomatic and economic ally. The gains made by Brazil, however, were not completely negligible. It is true that the Brazil that grew after 1865 was certainly stronger than that which accepted the pitiful terms of the 1827. By the end of the century, it was not so nearly reliant on British manufacturers, supplanted as such by the burgeoning industry of the United States and Germany. Yet it is difficult to assert whether this growth was a direct offspring of the diplomatic behavior that preceded the Christie Affair or simply a concurrent development. Perhaps had Brazilian statesmen simply given in to British aims throughout the century, signing the treaties that had been suggested since the 1830s, it may not have been able to have the same ability to push back against British demands during the 1860s. This, however, is speculative, and outside the bounds of this study. Furthermore, there is one final aspect of the Christie Affair that cannot be forgotten – the pervasive, background role slavery and its propagation. As letters between Christie and his Denis 56 superiors suggest, the desire to keep the slave trade from reemerging, as well as freeing the emancipados held by Brazilian traders, certainly drove British policy to its pugnacious state. It is hard to fault the British for these heavy-handed actions when one considers that the territorial “sovereignty” being infringed upon often went hand and hand with the perpetuation of this trade. Mamigonian’s study, almost unique in pursuing this angle, supposes that Brazil’s increasingly nationalistic rhetoric in defending against the British, as well as its submission to British aims once the circumstances changed, all may have been to defend the institution of slavery as long as possible. 168 British diplomats can certainly be accused of being heavy handed, if not outright imperialistic, towards Brazil during this period – however, their motives do not always seem so dark considering the skeletons in the Brazilian closet. In short, the Christie Affair is far more complicated than many historians give credit. It is at its heart a profoundly petty squabble between diplomats who plainly did not like each other, and a referendum on abolitionism and the power of the nation to exercise territorial sovereignty. Beginning with the loss of a passenger ship and ending with the echoing of guns over the Uruguay River, an understanding of the Christie affair is essential to gain a perspective on the intricate nuances of Anglo-Brazilian relations during the 19th century. 168 Mamigonian, “Building the Nation”, 28. Denis 57 Bibliography Bethell, Leslie and José Murilo de Carvalho. “1822-1850.” In Leslie Bethell, Brazil: Empire & Republic, 1822-1930. Cambridge: Cambridge University Press, 1989. Bethell, Leslie. The Abolition of the Brazilian Slave Trade: Britain, Brazil and the Slave Trade Question, 1807-1869. Cambridge: Cambridge University Press, 1970. Bethell, Leslie. The Paraguayan War, 1864-1870. London: Institute of Latin American Studies, 1996. Cain, P.J. and A.G. Hopkins. British Imperialism: 1688-2000. New York: Longman, 2001. Chaney, Rick. Regional Emigration and Remittances in Developing Countries: The Portuguese Experience. New York : Praeger, 1986. Clarence-Smith, Gervase. 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