AQIP Systems Appraisal Report Benedictine University Systems Appraisal Feedback Report in response to the Systems Portfolio of 1094 BENEDICTINE UNIVERSITY February 19, 2015 for The Higher Learning Commission AQIP Systems Appraisal Report Benedictine University Contents Elements of the Feedback Report .............................................................................................. 3 Reflective Introduction and Executive Summary ........................................................................ 5 Strategic Challenges ................................................................................................................... 8 AQIP Category Feedback ........................................................................................................ 10 Helping Students Learn ...................................................................................................... 10 Accomplishing Other Distinctive Objectives ........................................................................ 17 Understanding Students' and Other Stakeholders’ Needs .................................................. 20 Valuing People ................................................................................................................... 23 Leading and Communicating .............................................................................................. 27 Supporting Institutional Operations ..................................................................................... 30 Measuring Effectiveness .................................................................................................... 32 Planning Continuous Improvement ..................................................................................... 35 Building Collaborative Relationships .................................................................................. 37 Accreditation Evidence ............................................................................................................. 40 Quality of Systems Portfolio ..................................................................................................... 55 Using the Feedback Report ...................................................................................................... 56 February 19, 2015 2 AQIP Systems Appraisal Report Benedictine University Elements of Benedictine’s Feedback Report Welcome to the Systems Appraisal Feedback Report. This report provides AQIP’s official response to an institution’s Systems Portfolio by a team of peer reviewers (the Systems Appraisal Team). After the team independently reviews the institution’s portfolio, it reaches consensus on essential elements of the institutional profile, strengths and opportunities for improvement by AQIP Category, and any significant issues related to accreditation. These are then presented in three sections of the Systems Appraisal Feedback Report: “Strategic Challenges Analysis,” “AQIP Category Feedback,” and “Accreditation Issues Analysis.” These components are interrelated in defining context, evaluating institutional performance, surfacing critical issues or accreditation concerns, and assessing institutional performance. Ahead of these three areas, the team provides a “Reflective Introduction” followed closely by an “Executive Summary.” The appraisal concludes with commentary on the overall quality of the report and advice on using the report. Each of these areas is overviewed below. It is important to remember that the Systems Appraisal Team has only the institution’s Systems Portfolio to guide its analysis of the institution’s strengths and opportunities for improvement. Consequently, the team’s report may omit important strengths, particularly if discussion or documentation of these areas in the Systems Portfolio were presented minimally. Similarly, the team may point out areas of potential improvement that are already receiving widespread institutional attention. Indeed, it is possible that some areas recommended for potential improvement have since become strengths rather than opportunities through the institution’s ongoing efforts. Recall that the overarching goal of the Systems Appraisal Team is to provide an institution with the best possible advice for ongoing improvement. The various sections of the Systems Appraisal Feedback Report can be described as follows: Reflective Introduction & Executive Summary: In this first section of the System’s Appraisal Feedback Report, the team provides a summative statement that reflects its broad February 19, 2015 3 AQIP Systems Appraisal Report Benedictine University understanding of the institution and the constituents served (Reflective Introduction), and also the team’s overall judgment regarding the institution’s current performance in relation to the nine AQIP Categories (Executive Summary). In the Executive Summary, the team considers such factors as: robustness of process design; utilization or deployment of processes; the existence of results, trends, and comparative data; the use of results data as feedback; and systematic processes for improvement of the activities that each AQIP Category covers. Since institutions are complex, maturity levels may vary from one Category to another. Strategic Challenges Analysis: Strategic challenges are those most closely related to an institution’s ability to succeed in reaching its mission, planning, and quality improvement goals. Teams formulate judgments related to strategic challenges and accreditation issues (discussed below) through careful analysis of the Organizational Overview included in the institution’s Systems Portfolio and through the team’s own feedback provided for each AQIP Category. These collected findings offer a framework for future improvement of processes and systems. AQIP Category Feedback: The Systems Appraisal Feedback Report addresses each AQIP Category by identifying and coding strengths and opportunities for improvement. An S or SS identifies strengths, with the double letter signifying important achievements or capabilities upon which to build. Opportunities are designated by O, with OO indicating areas where attention may result in more significant improvement. Through comments, which are keyed to the institution’s Systems Portfolio, the team offers brief analysis of each strength and opportunity. Organized by AQIP Category, and presenting the team’s findings in detail, this section is often considered the heart of the Feedback Report. Accreditation Issues Analysis: Accreditation issues are areas where an institution may have not yet provided sufficient evidence that it meets the Commission’s Criteria for Accreditation. It is also possible that the evidence provided suggests to the team that the institution may have difficulties, whether at present or in the future, in satisfying the Criteria. As with strategic challenges, teams formulate judgments related to accreditation issues through close analysis of the entire Systems Portfolio, with particular attention given to the evidence that the institution provides for satisfying the various core components of the February 19, 2015 4 AQIP Systems Appraisal Report Benedictine University Criteria. For purposes of consistency, AQIP instructs appraisal teams to identify any accreditation issue as a strategic challenge as well. Quality of Report & Its Use: As with any institutional report, the Systems Portfolio should work to enhance the integrity and credibility of the institution by celebrating successes while also stating honestly those opportunities for improvement. The Systems Portfolio should therefore be transformational, and it should provide external peer reviewers insight as to how such transformation may occur through processes of continuous improvement. The AQIP Categories and the Criteria for Accreditation serve as the overarching measures for the institution’s current state, as well as its proposed future state. As such, it is imperative that the Portfolio be fully developed, that it adhere to the prescribed format, and that it be thoroughly vetted for clarity and correctness. Though decisions about specific actions rest with each institution following this review, AQIP expects every institution to use its feedback to stimulate cycles of continual improvement and to inform future AQIP processes. Reflective Introduction and Executive Summary for Benedictine University The following consensus statement is from the System Appraisal Team’s review of the institution’s Systems Portfolio Overview and its introductions to the nine AQIP Categories. The purpose of this reflective introduction is to highlight the team’s broad understanding of the institution, its mission, and the constituents that it serves. Reflective Introduction: Benedictine University is a private, not-for-profit, faith-based institution with a global footprint, committed to liberal arts and professional education, with a rich history in the Benedictine and Roman Catholic traditions. Its mission is to educate undergraduate and graduate students from diverse ethnic, racial, and religious backgrounds. 714 faculty and 447 staff serve over 9,000 students in bachelors, masters, and doctoral degree programs, preparing them for a lifetime as active, informed and responsible citizens and leaders in a global community. Benedictine joined AQIP in 2003 and received reviews through systems appraisals in 2006 and 2011, and a Quality Checkup Visit in 2009. Benedictine was reaccredited in 2009-2010. February 19, 2015 5 AQIP Systems Appraisal Report Benedictine University Seventy-five percent of Benedictine University faculty are adjunct. The following are summary comments on each of the AQIP Categories crafted by the Appraisal Team to highlight Benedictine’s achievements and to identify challenges yet to be met. Team Category Summary Statement for Category One. Benedictine University has experienced strong enrollment growth over the past decade, with concomitant growth in both the variety of programs they offer and the locations and venues in which their programming is delivered. The institution has attempted to implement a new undergraduate general education curriculum and to create a culture that values and embraces assessment to ensure quality in its programming during this period of rapid growth. However, problems remain in how some programs are delivered to ensure students are not only prepared for careers, but also perceive themselves as being prepared. Further, although Benedictine has established a Center for Teaching and Learning Excellence in order to ensure the professional development of faculty, it is not clear to what extent this resource is made available to adjunct faculty, who constitute seventy-five percent of Benedictine’s entire faculty. Finally, Benedictine’s success in creating a culture of assessment and data-driven improvement has been uneven. There are opportunities to further consolidate and strengthen the new general education curriculum and to build processes of assessment and quality control into programs offered across multiple venues and physical locations. The university is working to develop such a culture and is encouraged to continue its efforts to produce a data-driven, systematic and student-centered culture of assessment and improvement across all academic programs. Team Category Summary Statement for Category Two. Benedictine is very clear about who they are as an institution of higher learning, and through this section work hard to show how they fulfill their mission, with many demonstrable processes and accomplishments among their non-instructional objectives. Benedictine is encouraged to continue working on the development of their existing processes and on framing their impact statements. Team Category Summary Statement for Category Three. Relationship building with key stakeholders is a priority for Benedictine as demonstrated by the many outreach and February 19, 2015 6 AQIP Systems Appraisal Report Benedictine University support programs it has in place. However, performance results for both stakeholder satisfaction and building relationships with key stakeholders are critical pieces of evidence which have been minimally reported. It is important for Benedictine to analyze the areas of underperformance and identify the causes so that targets for improvement may be established. Team Category Summary Statement for Category Four. Throughout Category Four, it is clear that Benedictine both values and supports employees who make up the faculty, staff and administration. As Benedictine continues to professionally develop people within the institution, it is important to create a systematic process for identifying training needs, such as data from employee evaluations and student surveys, which would enable the institution to contribute to employee career development in a more systematic manner. It is also recommended that Benedictine continue to demonstrate, in the spirit of AQIP, a long-term commitment to continuous improvement, rather than relying on past strengths as are ofttimes referenced in this section. Team Category Summary Statement for Category Five. While Benedictine appears to engage all constituencies and stakeholders in its leading and communicating processes, it recognizes that it has opportunities for improvement in the areas of student, staff, and faculty communication. Moreover, as noted in 5P3, the process of leading and communicating in planning is often top-down and could be more inclusive. A particularly important result for leading and communicating is the section describing the success of opening two new branch campuses and developing five international partnerships. Additional results might also include measurement of the university’s leading and communicating to branch and international locations. Team Category Summary Statement for Category Six. Benedictine is moving toward more data driven decision-making. However, it does not provide sufficient evidence to demonstrate how its culture and infrastructure contribute to selecting the processes and setting the targets for continued improvements and support of institutional operations. Team Summary Statement for Category Seven. While there is an emphasis on creating a more data-driven and evidence-based culture, a process has not been established to align selection of measures with strategic directions of the university. Although the strategic plan February 19, 2015 7 AQIP Systems Appraisal Report Benedictine University has produced goals for the future, a comprehensive set of measures to permit an understanding of progress against the strategy is lacking. Without measures aligned with strategy, Benedictine will be inhibited from gaining an understanding whether its actions are producing the desired results and if the university is moving toward realization of its vision. Team Summary Statement for Category Eight. While financial resource needs appear to be addressed during planning, it is not apparent that other resource needs are considered before action plans are implemented. These include staffing, learning and development, equipment, technology, and space requirements, etc. If all needs are not adequately addressed, Benedictine’s ability to develop and nurture faculty, staff, and administrator capabilities to address changing requirements uncovered through the planning process may be limited. Team Summary Statement for Category Nine. While Benedictine cites many internal and external partnerships, there is no clear process for identifying opportunities, creating, or fostering internal and external partnerships. Formalizing this process and centralizing its administration would strengthen Benedictine’s ability to foster collaborative relationships selectively and effectively. Benedictine frequently cites strengths of previous portfolios; however, in the spirit of continuous improvement, the strengths identified in building relationships with organizations that supply materials and services to students might be leveraged to build relationships with other stakeholders. Note: Strategic challenges and accreditation issues are discussed in detail in subsequent sections of the Systems Appraisal Feedback Report. Strategic Challenges for Benedictine In conducting the Systems Appraisal, the Systems Appraisal Team attempted to identify the broader issues that would seem to present the greatest challenges and opportunities for the institution in the coming years. These areas are ones that the institution should address as it seeks to become the institution it wants to be. From these the institution may discover its February 19, 2015 8 AQIP Systems Appraisal Report Benedictine University immediate priorities, as well as strategies for long-term performance improvement. These items may also serve as the basis for future activities and projects that satisfy other AQIP requirements. The team also considered whether any of these challenges put the institution at risk of not meeting the Commission’s Criteria for Accreditation. That portion of the team’s work is presented later in this report. Knowing that Benedictine will discuss these strategic challenges, give priority to those it concludes are most critical, and take action promptly, the Systems Appraisal Team identified the following: The institution appears to lack an approach for selecting, collecting, and analyzing performance measures and does not report many results that provide sufficient information to make informed decisions. In addition, no meaningful trends are reported in the Portfolio. Key performance measures that are trended and show performance over time should be visible and widely shared to allow Benedictine to control and improve its processes. It is important to measure the right things and look at inputs, processes, and outputs and how they connect to overall objectives. The institution provides anecdotal information for the majority of AQIP categories, and there is limited comparative or competitive data available to demonstrate how Benedictine's effectiveness compares with other higher education organizations or those outside of higher education. The portfolio frequently uses examples and describes individual activities rather than systematic processes. Setting targets and establishing baseline data would allow Benedictine to better assess their objectives, and regularly comparing their performance against similar institutions would allow for a more meaningful assessment of the institution’s performance. The National Moser Center for Adult Learning (NMCAL) with its Academic Development and Education Partnership has a unique “mission” within the broader mission of Benedictine. This NMCAL unit may need additional explanation, as it clearly accounts for some of the enrollment success of the institution. Does it employ an integrated approach in partnering across units to provide a multitude of services to external stakeholders? Does the NMCAL exemplify a best practice for the rest of the campus? If so, Benedictine has an opportunity to replicate the work of this Center in the relationship-building processes conducted by other units. February 19, 2015 9 AQIP Systems Appraisal Report Benedictine University A particularly important result for leading and communicating is the section describing the success of opening two new branch campuses, a Sports Complex, developing five international partnerships and 17 new academic programs. The result of this ten-year effort has been a significant gain in enrollment (2969 students in fall 2003 to 6318 students in fall 2013 (See Chronicle of Higher Education). Results beyond enrollment growth might also include measurement on how mission has been adapted in instruction and outreach in branch and international locations, whether student satisfaction with instruction changes in any way with new locations, the degree to which faculty provide leadership to new academic endeavors, etc. Benedictine established a Center for Teaching and Learning Excellence (CTLE) in 2008 which provides data and resources to faculty to assist in curricular design, pedagogical improvement and to coordinate faculty and advisors with students and to communicate best practices in the classroom, including academic honesty policies for students and technological resources for administering this policy. Given the large percentage of adjunct faculty, Benedictine should be deliberate in ensuring the CTLE and full-time faculty provide support, professional development, and guidance to this critical group of faculty. AQIP Category Feedback In the following section, the Systems Appraisal Team delineates institutional strengths along with opportunities for improvement within the nine AQIP Categories. As explained above, the symbols used in this section are SS for outstanding strength, S for strength, O for opportunity for improvement, and OO for outstanding opportunity for improvement. The choice of symbol for each item represents the consensus evaluation of the team members and deserves the institution’s thoughtful consideration. Comments marked SS or OO may need immediate attention, either to ensure the institution preserves and maximizes the value of its greatest strengths, or to devote immediate attention to its greatest opportunities for improvement. AQIP Category One: Helping Students Learn. This category identifies the shared purpose of all higher education institutions and is accordingly the pivot of any institutional analysis. It February 19, 2015 10 AQIP Systems Appraisal Report Benedictine University focuses on the teaching-learning process within a formal instructional context, yet it also addresses how the entire institution contributes to helping students learn and overall student development. It examines the institution's processes and systems related to learning objectives, mission-driven student learning and development, intellectual climate, academic programs and courses, student preparation, key issues such as technology and diversity, program and course delivery, faculty and staff roles, teaching and learning effectiveness, course sequencing and scheduling, learning and co-curricular support, student assessment, measures, analysis of results, and efforts to continuously improve these areas. The Systems Appraisal Team identified various strengths and opportunities for Benedictine for Category 1. Team Reflection Consensus Statement for Category 1. Among the processes Benedictine believes are at a high level of maturity are the infrastructure for designing new programs, determining and communicating student preparation requirements, integrating cocurricular with curricular activities, and determining that students have met learning expectations. Processes that they believe are at a more moderate level of maturation include determining specific program learning objectives, working with underprepared students, addressing different learning styles, addressing special needs of student subgroups, and addressing learning support needs. Those processes they believe are less mature are determining common objectives for learning, determining programs to meet stakeholders’ needs, defining and communicating teaching and learning expectations, and building effective course delivery systems. To address differences in learning styles, the institution encourages a wide variety of delivery methods to present course content. The institution also has established a Center for Teaching and Learning Excellence in order to provide workshops and assessment training for all faculty and mentoring opportunities for new faculty. The institution uses a variety of indirect measures to assess their success in Helping Students Learn. Longitudinal analysis as well as comparative benchmarks are used to measure success. The results of this analysis drive changes in programs and services. Though the core curriculum began in 2005, there is no evidence that there has been assessment of general education by 2014. In addition, reviewers expressed a concern in February 19, 2015 11 AQIP Systems Appraisal Report Benedictine University the 2009 Checkup Visit that direct assessment had not been comprehensively addressed. In 2014, direct assessment of student learning does not appear to have been implemented across the university. 1P1, O. Benedictine is currently implementing a new general education curriculum, designed by faculty and staff, which identifies eight essential learning goals aimed at preparing students for living and working in an increasingly globalized and multi-cultural society, accomplished through curricular and co-curricular requirements. Benedictine reports that the process for identifying shared outcomes was identified as a strength in its last Systems Portfolio. While the curriculum is discussed in detail, the process by which the institution identified shared outcomes was not clearly set forth. Benedictine has the opportunity to establish from the beginning, a strong process of faculty control of and regular assessment of this general education curriculum to ensure that it is accomplishing the eight essential goals. 1P2, S. Program learning objectives are developed as part of the newly revised Program Review Process. A systematic process appears to be in place to conduct the reviews at six-year intervals for each program and submit revised or new learning objectives that include short- and long-term plans for future improvement and changes to the academic programs. 1P3, S. New programs and courses may be initiated through various means, including initiatives by deans, faculty, inquiries from current and prospective students, employers, and by monitoring competing institutions. Proposed programs and courses are then processed through a well-developed process using forms and groups, including the Curriculum and Standards Committee, the provost, registrar, and faculty as a whole. 1P4, O. Benedictine evaluates employment market needs through the new degree and certificate program development process. It remains unclear as to how the university actually designs responsive academic programming that balances student needs and learning goals with the realities of the employment market. Processes governing engaged learning experiences prior to graduation appear well established; however, it is not clear how those processes take into account the realities of the employment market. February 19, 2015 12 AQIP Systems Appraisal Report Benedictine University 1P5, S. The Benedictine catalog stipulates incoming undergraduate and graduate student expectations across multiple criteria, including the ACT, GPA and TOEFL. Admissions review also considers the applicant’s preparation and acceptance at the individual level. With approval of the Curriculum and Standards Committee, academic departments and faculty apply preparation requirements in the development of new programs. 1P6, S. Benedictine communicates preparation requirements and learning objectives for programs, courses and degrees through traditional means such as the website, catalog, and in program brochures; additionally, a New Student Advising Center works with the Admissions Office to help incoming freshmen and transfer students understand requirements. 1P7, S. Benedictine helps students select programs that match their needs, interests, and abilities through a combination of offices and programs, including the New Student Advising Center, program advisors, basic skills placement testing, BenULive, the Career Development Office, and Desire2Learn. 1P8, S. The innovative Emerging Scholars Learning Community provides support for atrisk students who demonstrate potential but do not meet admissions requirements; the Community enables them to achieve admission and acculturate to a college learning environment. The high retention rate (82%), indicates success in serving its target population well. 1P9, O. While the listing of new and varied delivery methods of classroom instruction to address differences in students’ learning styles is comprehensive, the process by which student differences are identified is not explained. It is important to describe this process and how these different modes of delivery might meet students’ varied learning styles. 1P10, S. Benedictine has a clear understanding of special student group needs (e.g., adult learners, students with demonstrated learning disabilities, student veterans, etc.) and addresses them appropriately, actively and systematically. 1P11, S. The university’s Center for Teaching and Learning Excellence (CTLE), February 19, 2015 13 AQIP Systems Appraisal Report Benedictine University established in 2008, provides data and resources to assist faculty in curricular design, pedagogical improvement and coordinates faculty and advisors with students; the Center communicates best practices in the classroom, including academic honesty policies for students and technological resources. Student evaluations of courses have a clear place within the process of faculty evaluation. 1P12, S. Benedictine provides an effective and efficient course delivery system that meets the needs of its students by offering courses in various formats: face-to-face, online, and hybrid. The Center for Teaching and Learning Excellence and an instructional designer assist in the process of course development and assure a level of consistency among courses regardless of format. 1P13, S. A six-year program review process, which involves a three-year action plan and a year-end report for each program, feeds into and supports the systematized program review process. Multiple internal committees have the authority and responsibility to oversee and review program changes resulting from the review process to ensure academic standards and learning outcomes are being met in all academic programs. 1P14, S. If the review process results in the recommendation of major revisions or discontinuation of a program, the program must undergo a hearing before its College Curriculum Committee; additionally, if the program impacts other colleges, it must undergo a hearing by the Undergraduate Curriculum and Standards Committee. Committee reports are forwarded to the Provost and Vice President for Academic Affairs. 1P15, S. Benedictine addresses learning support needs of students beginning with admission and continues to provide support services throughout students’ matriculation; the Early Warning Notice system enables faculty to notify support personnel when services may be indicated. A variety of learning support needs are available to faculty through the Center for Teaching and Learning Excellence, including a new faculty mentoring program, adjunct faculty services, library services, the Jurica-Suchy Museum, and specialized software. 1P16, O. The Career Development Office creates a four-year plan of co-curricular activities for each student that involves co-curricular learning goals. The process by February 19, 2015 14 AQIP Systems Appraisal Report Benedictine University which the co-curricular development goals are aligned with curricular learning objectives, however, is unclear. 1P17, O. While the application for graduation and the subsequent degree audit process assures that students have completed course requirements for a degree, these processes do not assess whether students have mastered the learning outcomes for the degrees they are awarded. It is critical that the university ensures that students have met expectations for the degrees they are awarded and documents the process. 1P18, OO. While the creation of a university-wide Assessment Task Force is an important step in systematizing assessment, Benedictine has uneven processes for assessing student learning across its three campuses and multiple venues for course delivery. It is important that the university develop a process, which has full faculty input and support, which is uniform across the geographical and technological extension of Benedictine classrooms, and which is data-driven, objective and quantitative in its measures. Benedictine is encouraged to devote the resources (both financial and human) requisite for developing a system which can capture the widely dispersed data across its campuses and course delivery systems. 1R1, O. Benedictine collects a wide and standard set of data to measure students’ learning and development, ranging from IDEA results to NSSE data. Although Benedictine uses a Program Assessment Matrix (PAM) to connect program-specific learning objectives to general education objectives, efforts to develop a university-wide assessment plan seem to be limited. 1R2, O. Benedictine has excellent results in student retention for at-risk, first generation college students, based in part on its high-impact practices, which occur in a very high percentage of courses. While not pegged precisely to general education and programspecific learning outcomes, and limited to only one year of data, comparative results from the NSSE suggest that Benedictine is doing a good job of imparting knowledge and skills to its students. In addition, instructors choose metrics to measure their students’ learning. The College of Science uses a program assessment matrix to assess learning with IDEA objectives. Comparative IDEA data would be useful to allow reviewers to determine whether February 19, 2015 15 AQIP Systems Appraisal Report Benedictine University students are perceiving this success. However, Benedictine has an opportunity to develop a systematic assessment process which will provide baseline measures which will identify targets for improvement in courses and programs by which Benedictine may measure course and program performance. 1R3, O. While Benedictine appears to be accomplishing its program-specific objectives based on the IDEA data they provide, there is no trend data beyond 2013. In none of the overall survey areas do their courses rise above the third quintile in excellence, which by definition makes their evaluations average against the national data. It is unclear that Benedictine is able to demonstrate performance results for specific learning objectives beyond individualized ones selected by instructors. 1R4, O. Benedictine’s departments and programs have data collection practices in place, but the university has the opportunity to centralize the collection of data across the university related to student success in acquiring knowledge and skills required by employers and to address problems in their programs. The data provided are somewhat contradictory: for instance, 97% of nursing graduates are satisfied or very satisfied, but only 71% (assuming the 41% and 30% statistics are distinct) believe the program prepared them more than adequately or exceptionally well. This 26% gap needs to be explained and narrowed. 1R5, O. Benedictine tracks very closely to peer institutions, and in many cases is above benchmark. However, minimal data are reported and are limited to 2013. Benedictine has an opportunity to expand and systematize data collection on a regular basis. 1R6, O. Although limited comparative data are available, Benedictine appears to have an opportunity here to improve the accomplishment of its general education and program-specific outcomes measured by the NSSE and IDEA data and detailed in 1R2. 1R5, O. Some of Benedictine’s works (e.g., high impact practices) are good and seem to have considerable impact on student success and retention, while more generally IDEA and NSSE data do not suggest the same level of significant success across all general education and program-specific learning objectives. A more systematic process February 19, 2015 16 AQIP Systems Appraisal Report Benedictine University of gathering, analyzing and interpreting student success data and feeding it back into program and course development needs to be developed, a process which seems to have only just begun at Benedictine. 1I1, O. Although efforts are being made, as suggested in 1R6, the process of developing a mature and effective system for measuring and improving student learning success has only just begun at Benedictine. Making certain the human and financial resources necessary to fully develop and disseminate such a process throughout the university (in all its campuses and venues and modes of delivery) will be essential for continued improvement and success in this category. 1I2, O. Although limited to 2013 and absent sufficient comparative information, both the NSSE and the 3YAP provide examples of Benedictine’s initial stage of disseminating survey results and building a culture of improving performance in helping students learn. AQIP Category 2: Accomplishing Other Distinctive Objectives. This category addresses the processes that contribute to the achievement of the institution’s major objectives that complement student learning and fulfill other portions of its mission. Depending on the institution’s character, it examines the institution's processes and systems related to identification of other distinctive objectives, alignment of other distinctive objectives, faculty and staff roles, assessment and review of objectives, measures, analysis of results, and efforts to continuously improve these areas. The Systems Appraisal Team identified various strengths and opportunities for Benedictine for Category 2. Team Reflection Consensus Statement for Category 2. Benedictine seeks to fulfill its mission and distinguish itself by promoting its Roman Catholic and Benedictine mission and identity. To this end, it has created its Center for Mission and Identity (CMI), as well as a Board of Trustees Mission Integration Committee. In Academic Affairs, the university seeks to accomplish its distinct mission through a new inquiry curriculum, while campus-wide initiatives and external community endeavors have been undertaken. The unique mission of being a Catholic and Benedictine institution is integrated into the elements of service and scholarship, evidenced by CMI, new curriculum, Global Village, and February 19, 2015 17 AQIP Systems Appraisal Report Benedictine University the National Center for Online Adult Learning. Both elements of this unique mission appear to be strengths and are integrated and communicated to the broader audience of stakeholders through the Assistant to the President for Mission Integration. Benedictine collected data from the Interfaith Youth Core (IFYC) survey of faculty and staff and has used the data as a guide to address their service learning needs. Using the National Survey of Student Engagement (NSSE) survey, the institution has been able to assess its efforts to engage students. 2P1, S. Benedictine has an exemplary integration of mission and identity into its noninstructional objectives. It has well enunciated its Catholic, Benedictine and broader values, and has programming in place to further those values across the university not only in curricular but also co-curricular activities (athletics, service learning, sustainability, etc.) in conjunction with multiple and diverse external partners. Benedictine continues to update and demonstrate how it has spread responsibility across its colleges and campuses for non-instructional processes. This spreading of responsibility for non-instructional processes is designed to align closely with Benedictine’s strategic mission and vision 2P2, O. Benedictine notes that it listens to and seeks feedback from its external stakeholders in determining and designing its non-instructional objectives for students, with voices heard from across the institution at all levels, as well as from the broader community. It is not clear, however, what processes Benedictine uses in gathering that information and how the institution uses that information to determine its major noninstructional objectives for those groups. Benedictine has an opportunity to increase service to stakeholders through a systematic process by which it monitors the internal and external environments. 2P3, S. Benedictine appears to have a well-developed and diverse set of channels to disseminate and communicate the mission and non-instructional objectives through internal and external email, social media (Twitter, Facebook, Pinterest, etc.), through mailers, distribution lists, newspapers, alumni magazine, marketing brochures, and through the university website. Additionally, university representatives attend and February 19, 2015 18 AQIP Systems Appraisal Report Benedictine University participate in community activities and serve on boards and task forces to share the university vision. 2P4, O. While Benedictine states many constituencies are involved in clarifying and assessing distinctive objectives, primary responsibility for approving instruments lies with the Board of Trustees and the vice presidents. It is not clear, however, that assessments and reviews of the appropriateness and value of the objectives are conducted systematically. 2P5, O. Benedictine does not indicate clearly that there is a formal process or body responsible for handling faculty and staff needs in general. Benedictine has an opportunity to establish a more systematic approach to align and integrate full-time and adjunct faculty and staff needs into the distinctive objectives’ design and improvement processes. 2P6, O. Benedictine clearly articulates how it incorporates information from regular assessment and multi-layered advisory consultation into needs adjustment, and recognizes the university has an opportunity to implement a systematic approach for identifying needs. 2R1, O. Although a number of measures are identified for use in tracking accomplishments of non-instructional objectives, it is not apparent that data are analyzed to any significant degree other than the data obtained through the Office of Alumni Development. Benedictine has an opportunity to clarify measures of institutional effectiveness in distinctive objectives and design ways to measure that effectiveness. 2R2, O. Although multiple non-instructional objectives concerning retention, enrollment, faith-related student groups, etc. are being met, the university has an opportunity to clarify measures of institutional effectiveness in distinctive objectives and to design ways to measure that effectiveness. 2R3, O. The institution compares favorably in the area of High Impact Practices as reported in the National Survey of Student Engagement (NSSE) 2013 Survey. Benedictine could benefit from identifying data beyond NSSE and benchmark institutions (i.e., athletic league members or comparable institutions) against which to measure. February 19, 2015 19 AQIP Systems Appraisal Report Benedictine University 2R4, S. Benedictine’s non-instructional objectives are directly related to its mission and strengthen both its educational programming and its relationships with the surrounding communities which it serves. Furthermore, key objectives appear to align perfectly with the Catholic heritage and the overall mission of the institution. 2I1, O. Benedictine lists multiple achievements which connect to the faith-based mission of the institution, as well as incorporating new personnel into the role of mission integration; it is not clear, however, that these improvements were made based upon data. 2I2, O. Benedictine emphasizes stewardship is highly valued, but does not make reference to any improvements made in this area. Benedictine has the opportunity to speak more specifically about how its culture and infrastructure help promote noninstructional objectives and how its identity as a Catholic and Benedictine school are formally filtered through these objectives. AQIP Category 3: Understanding Students’ and Other Stakeholders’ Needs. This category examines how your institution works actively to understand student and other stakeholder needs. It examines your institution's processes and systems related to student and stakeholder identification; student and stakeholder requirements; analysis of student and stakeholder needs; relationship building with students and stakeholders; complaint collection, analysis, and resolution; determining satisfaction of students and stakeholders; measures; analysis of results; and efforts to continuously improve these areas. The Systems Appraisal Team identified various strengths and opportunities for Benedictine for Category 3. Team Reflection Consensus Statement for Category 3. Benedictine has implemented numerous methods to build relationships with students to foster retention, loyalty, positive word-of-mouth, and to attract prospective students. The institution uses national data sources in the field of higher education, including the National Survey of Student Engagement (NSSE) survey to monitor student satisfaction, as well as outreach to local professionals to identify the needs of the community. Benedictine recently hired a Director February 19, 2015 20 AQIP Systems Appraisal Report Benedictine University of Institutional Research to help with this process. The institution also created an Improving Student Success and Retention Project and has sought consultant advice to support retention initiatives beyond the AQIP Action Projects. The institution is aware of the need to develop ways to assess the effectiveness of its efforts to build relationships with students and stakeholders. It may be a challenge for the institution to segment and address the distinct stakeholder needs from so many additional and diverse locations. 3P1, O. Benedictine uses several methods to identify the changing needs of their student groups. However, it is not apparent that there is a systematic process in place that is used to aggregate, analyze, and identify patterns and trends that could provide important input when developing and selecting appropriate courses of action. 3P2, O. Benedictine has identified a large number of initiatives designed to establish, maintain and strengthen relationships with students (both face-to-face and online). An important opportunity exists, however, to enhance relationships with Benedictine’s growing enrollment of graduate and working professional students. 3P3, O. The university uses various means to collect and analyze information on the needs of key stakeholder groups, but it is unclear how needs are prioritized or how Benedictine selects courses of action based upon the data. 3P4, S. Relationship building with key stakeholders is a priority of Benedictine as evidenced by the many outreach and support programs it has developed to build and maintain these connections. Benedictine is encouraged to build on this strength by expanding its stakeholder base to include such constituencies as feeder schools, employers, grantors, and city and state government agencies. 3P5, O. The Enrollment Office collects and analyzes data on the changing needs of incoming students. However, there is an opportunity to use market surveys, the Occupational Outlook Handbook, analyses of state and regional job markets, and prospective employer surveys to identify potential students and opportunities for new educational programs. February 19, 2015 21 AQIP Systems Appraisal Report Benedictine University 3P6, O. Benedictine has a systematic process, managed by the Office of Student Life, for receiving, documenting, and resolving student complaints. A similar process for addressing concerns from its other stakeholders is not described. 3R1, O. Benedictine provides information on how it determines the satisfaction of its students and parents, but measures of satisfaction of other major stakeholders are not addressed. An opportunity exists to identify these constituencies, establish processes for gathering data, and use the data to increase overall stakeholder satisfaction. 3R2, O. The data indicate that Benedictine’s student satisfaction ranks below national averages among Catholic colleges and universities. The institution has an opportunity to identify the sources of student dissatisfaction and address them. 3R3, OO. Benedictine recognizes several areas where it is underperforming on the NSSE. These areas provide an outstanding opportunity to identify the causes of these results and identify strategies to remedy them. 3R4, 3R5, OO. Performance results for building relationships with key stakeholders and stakeholder satisfaction are critical pieces of evidence that the institution is accomplishing its mission. Benedictine reports minimal data regarding performance and results related to stakeholders. The institution has an opportunity to clarify key stakeholders, identify measures of satisfaction, establish processes for gathering data and use such data to increase stakeholder satisfaction. 3R6, OO. Benedictine identifies multiple areas of underperformance on the NSSE without any discussion of how underperforming in such areas as advising, technology support, internships, and field experiences might be addressed. It is critical to identify the causes of these results and develop strategies to remedy them. 3I1, O. Benedictine reports several improvements in this category, but there is no indication that the improvements were data-driven, nor how, if at all, the changes improved student and stakeholder relations. The institution needs to clarify key stakeholders, identify measures of satisfaction, establish processes for gathering data and use the data to identify opportunities for improvement. February 19, 2015 22 AQIP Systems Appraisal Report Benedictine University 3I2, O. Benedictine reports many characteristics of a culture of improvement, but it has not clearly identified systematic processes which evidence a culture that actively identifies and addresses ways to enhance stakeholder and student needs. AQIP Category 4: Valuing People. This category explores the institution’s commitment to the development of its employees since the efforts of all faculty, staff, and administrators are required for institutional success. It examines the institution's processes and systems related to work and job environment; workforce needs; training initiatives; job competencies and characteristics; recruitment, hiring, and retention practices; work processes and activities; training and development; personnel evaluation; recognition, reward, compensation, and benefits; motivation factors; satisfaction, health and safety, and well-being; measures; analysis of results; and efforts to continuously improve these areas. The Systems Appraisal Team identified various strengths and opportunities for Benedictine for Category 4. Team Reflection Consensus Statement for Category 4. Benedictine reports that its processes for valuing people exhibit a wide range of maturity levels. The area that needs attention is that of regularly monitoring processes by systematic data. Benedictine reports that it has several programs and events in place that focus on valuing all members of the university community and notes that it has included in its strategic plan the goal of identifying a formal process for assessing faculty and staff satisfaction and using the results to plan improvements. Benedictine notes that it has received positive feedback from the Higher Education Research Institute (HERI) survey of full-time undergraduate faculty satisfaction, as well as identification of areas where improvement is needed. Given the proliferation of locations and Benedictine’s special mission and identity, it is important that Benedictine consider faculty development opportunities for adjunct faculty and the role that full-time faculty play in instructional and curricular oversight. The university has established a hiring process that is designed to attract potential candidates that possess the credentials, skills, and values they require; newly hired employees are oriented to the history, mission, and values of the Catholic and Benedictine tradition. New tenure-track faculty participate in a year-long New Faculty Mentoring Program designed to provide an appreciation for the university’s culture, history, mission, February 19, 2015 23 AQIP Systems Appraisal Report Benedictine University values and Benedictine heritage. Additionally, a variety of programs and opportunities for faculty and staff are designed to enhance their productivity, develop skills pedagogically, and engage students in academic research. The results of the HERI survey indicate several areas where the institution exceeds its peer groups; the institution has addressed those areas where results are slightly lower through the establishment of campus initiatives. While Benedictine collects a range of data, the institution may benefit from a more focused effort to use comparative and recent data to inform their decision-making. 4P1, OO. Benedictine does not discuss any process whereby the appropriate credentials for a given position (apart from a terminal degree for faculty) are determined prior to advertisement or hire. Given the large percentage of adjunct faculty at Benedictine (75%), it is important to describe in detail how these credentials are identified. The university has an opportunity to articulate the process through which they identify the specific skills, credentials and values required for faculty. 4P2, O. The institution follows a standard process for screening applicants and hiring for open positions, but it is not clear how organizational values are integrated into recruiting and hiring processes. 4P3, O. The Portfolio does not include a description of Benedictine’s approach to recruiting, hiring, and retaining employees. The opportunity lies in making clear what is almost certainly already in place at Benedictine. 4P4, S. Benedictine has a good system of new employee orientation. The institution has an annual retreat for employee orientation which includes an Abbey visit. Faculty and employee orientations, monthly tours, and faculty mentoring programs are evidence of ongoing commitment to employee orientation and integration of the history, mission and values for all employees. 4P5, O. The Portfolio does not include a well-described and systematically evaluated process to explain how Benedictine plans for changes in personnel. February 19, 2015 24 AQIP Systems Appraisal Report Benedictine University 4P6, O. Benedictine acknowledges the institution is in the process of reviewing the PeopleSoft system to enhance processes. It is not evident that a formal work system that contributes to organizational productivity, daily work flow, communication among departments, and employee satisfaction has been created. 4P7, S. Benedictine seems to have a very well-developed and comprehensive set of guidelines governing employee behavior, which demands ethical practices across all aspects of the workplace, as well as for students. This set includes a long list of programs, processes, policies, and offices that help to ensure the ethical practices of faculty, staff, and students. Relevant examples include the Faculty, Employee, and Student Handbooks, Conflict of Interest Disclosure information, a Compliance Office, a confidential telephone helpline for reporting unethical behavior, and an Institutional Review Board. 4P8, S. Benedictine seems to have a mature and data-driven strategy for determining employee training needs as they develop and change and for developing effective methods for delivering that training in a timely manner, especially for mission-critical areas. It is clear from the Systems Portfolio how academic unit and IT leadership identify training needs. 4P9, S. Benedictine relies on several different systematic processes for identifying the training needs of internal stakeholders and for aligning individual performance and development goals with the strategic directions of the university. 4P10, S. Benedictine’s performance management model demonstrates a systematic approach to improving employee performance through ongoing feedback and goalsetting. This model includes setting goals for the coming year as well as evaluating performance in the preceding year. 4P11, O. Although Benedictine lists various awards given to faculty and other employees, it is not clear how it designs its employee recognition, rewards, compensation, and benefit systems to align with its objectives for instructional and noninstructional programs and services. February 19, 2015 25 AQIP Systems Appraisal Report Benedictine University 4P12, O. Benedictine describes a well-developed system for allowing employees to offer feedback on the workplace and for coordinating employees’ personal career goals with the needs of the institution. It is unclear, however, how the university takes action when information is gleaned from these general strategies. 4P13, S. Benedictine provides for faculty and staff satisfaction through its new Employee Assistance Program, and it provides various training opportunities to assure that safety and security are maintained on campus. 4R1, OO. The institution engages an outside consulting firm to evaluate salary, benefits, and the quantitative awards given to recognize individuals for service to the college; these data, however, do not measure efforts toward valuing people, nor are they a measure of the impact these efforts have on institutional morale. 4R2, O. While there is clear historical evidence indicating that the majority of employees were satisfied with their employment, Benedictine administered the HERI survey in 2004-05 and 2011; current results are not available to indicate overall job satisfaction. 4R3, OO. Measures to gauge productivity and effectiveness of faculty and staff in helping to achieve Benedictine’s goals have not been established. The evidence provided fails to link faculty, staff, and administrative productivity to Benedictine achieving the institution’s goals. 4R4, O. Benedictine identifies areas of poor performance on the HERI Faculty Survey; it has begun to examine the results and address the lower percentage of satisfaction in some areas. Benedictine has an opportunity to further inculcate mission in the faculty, whose dissatisfaction with the quality of students is at odds with the goals of Benedictine to educate first-generation college students from at-risk backgrounds. 4I1, S. The institution clearly describes a number of improvements; these include adjunct faculty benefits and acts of employee appreciation. 4I2, O. Benedictine demonstrates past successes; the institution does not explain how those successes are connected to the culture and infrastructure at the university. February 19, 2015 26 AQIP Systems Appraisal Report Benedictine University AQIP Category 5: Leading and Communicating. This category addresses how the institution’s leadership and communication structures, networks, and processes guide planning, decision-making, seeking future opportunities, and building and sustaining a learning environment. It examines the institution's processes and systems related to leading activities, communicating activities, alignment of leadership system practices, institutional values and expectations, direction-setting, use of data, analysis of results, leadership development and sharing, succession planning, and efforts to continuously improve these areas. The Systems Appraisal Team identified various strengths and opportunities for Benedictine for Category 5. Team Reflection Consensus Statement for Category 5. In general, Benedictine has an established, data-driven decision-making processes whereby various constituencies of the university are involved, and major decisions are made by the president, provost, and executive vice president with oversight by the Board of Trustees (BOT). The institution and its leaders set direction consistent with the university’s mission, vision, and values through the university’s strategic plan. A variety of leading and communicating processes are described, and results are documented. The institution appears to have a succession plan at both staff and administrative levels. Collaborative decisions originate from the President’s office with BOT oversight. There is clear evidence of ongoing leadership development using action plans. 5P1, S. Benedictine’s mission and identity are clearly rooted in the Catholic Benedictine tradition of the founders at St. Procopius Abbey. Authority over review, interpretation and implementation of mission and identity resides with the Board of Trustees through its Mission Integration Committee, which reviews both every three years. 5P2, O. Benedictine’s Mission Integration Committee of the Board of Trustees is primarily responsible for reviewing the university’s mission and core values, and with setting targets and reviewing actions. A more inclusive process by which the Board could gather information from internal and external stakeholders would assure alignment of goals and priorities with the mission and vision. February 19, 2015 27 AQIP Systems Appraisal Report Benedictine University 5P3, O. Although Benedictine employs an inclusive review process in its planning, it would appear that leading and communicating is largely a “top down” process. By way of example, the provost sets priorities for Academic Affairs and then meets with students and faculty to discuss his plans. Similarly, the Office of Institutional Research created an Institutional Effectiveness Plan, which was then shared with faculty and staff. There is an opportunity to better engage stakeholders earlier in this process. 5P4, S. Benedictine monitors trend analyses, conducts market research, and engages in professional networking when developing new programs and initiatives to ensure that these reinforce the emphasis on student learning. 5P5, S. Benedictine involves task forces comprised of a broad representation of the institution to study and make recommendations regarding various issues and opportunities confronting the university. Although inclusion of a flowchart would help to clarify this process, this description of task forces suggests a collaborative and consensus-driven model of leadership. 5P6, O. Benedictine has a wide range of data upon which it draws in order to make decisions about the operations and possibilities confronting the university. It is not clear, however, how Benedictine uses these data in decision-making processes. 5P7, S. Benedictine describes a thorough and well-developed system for communicating information to employees throughout the university with multiple opportunities for feedback and for obtaining and disseminating information to and from the university community. 5P8, S. The Center for Mission and Identity (CMI) is primarily responsible for communicating the mission and identity of the school to internal and external constituencies. The CMI has multiple communication channels available to accomplish this task, and houses all relevant documents on the CMI website. 5P9, SS. Benedictine invests significant resources into identifying and cultivating leaders from among its employees, including training for new department chairs, cultivation of women for leadership, and half-time “shadowing” assignments in the year preceding the commencement of certain high-importance positions. February 19, 2015 28 AQIP Systems Appraisal Report Benedictine University 5P10, S. Benedictine has a clear set of organizational rules for identifying top leadership who will understand and share the Catholic and Benedictine identity of the university. Mid-level leadership also has a clearly identified process for replacing departing employees in an orderly and predictable manner. 5R1, O. Benedictine appears to have a well-developed employee evaluation process which includes all faculty, staff, and administrators. However, more clearly identifying critical performance measures and targets would enable the university to establish baseline measures and track performance results, which are an important part of the performance evaluation process. 5R2, O. While Benedictine is able to report several accomplishments, including dramatic growth, the results it has included for leading and communicating are limited to the evaluation of email and social media communication. While these are important measures, it is important to identify other systems and processes to measure leading and communicating. 5R3, O. Benedictine recognizes that there are opportunities to improve its process of communication with students, especially first-year students, whose satisfaction is below that of competitor institutions. 5I1, O. While Benedictine has referenced several areas in which it has made impressive improvements likely to lead to improved effectiveness and efficiency, few of these improvements relate directly to leading and communicating. It is important for the university to identify systems and processes for leading and communicating, establish baseline measures, and to set targets for improvement in this category. 5I2, O. Benedictine shows efforts to effectively lead and communicate, but communication structures, networks, and processes which guide planning, decisionmaking, seeking future opportunities, and building and sustaining a learning environment are not clearly articulated and seem to be minimally measured. February 19, 2015 29 AQIP Systems Appraisal Report Benedictine University AQIP Category 6: Supporting Institutional Operations. This category addresses the variety of institutional support processes that help to provide an environment in which learning can thrive. It examines the institution's processes and systems related to student support, administrative support, identification of needs, contribution to student learning and accomplishing other distinctive objectives, day-to-day operations, use of data, measures, analysis of results, and efforts to continuously improve these areas. The Systems Appraisal Team identified various strengths and opportunities for Benedictine for Category 6. Team Reflection Consensus Statement for Category 6. Benedictine reports having reached an aligned maturity level wherein administration and senior level executive staff are involved in university planning and decision making, engaging with key stakeholders as appropriate. The area in which Benedictine believes it has made the greatest improvement is in documenting support processes to encourage knowledge, innovation and empowerment. The institution recognizes that it does a significantly better job of documenting the processes to support institutional operations. The recent introduction of learning communities indicates that elements of shared governance are providing input into support processes. Advisory committee input regarding technology and alumni services reinforces this point concerning shared governance. Benedictine uses formal and informal methods to identify and respond to changing student needs. Processes for a number of institutional operations are clearly described. It appears that support needs for online and off-campus students are taken into consideration as part of improvement efforts. Several safety and security processes are in place. Nationally normed surveys as well as specific departmentally designed surveys are used to evaluate and assess the services provided. Process owners gather information to help determine process improvement requirements; administrators and key stakeholders use cross-campus collaboration to create change on measurable action items often times identified through three-year action plans. 6P1, S. Benedictine reports using multiple formal and informal methods to identify the February 19, 2015 30 AQIP Systems Appraisal Report Benedictine University changing needs of students and stakeholders (e.g., NSSE, internal complaint process, Center for Teaching and Learning Excellence, student and faculty governance). 6P2, O. Benedictine relies on informal processes of employee evaluations and program division initiatives to identify administrative, faculty, and support service personnel needs. This presents an opportunity to systematize, rationalize, and quantify analysis of administrative, faculty, and support service needs to more efficiently use resources. 6P3, S. Benedictine has built upon its previous strength and continues to introduce new processes, classes, training and emergency call boxes to enhance the personal safety and security of all employees. 6P4, S. Several formal and informal policies are in place to hold everyone accountable for student, administrative, and institutional support on a daily basis. This is monitored through regular staff meetings designed to update information, build community, and share goals. 6P5, S. Benedictine uses PeopleSoft software to share support processes, documents, and problems. This provides communication channels through which Enrollment, Athletics, Financial Aid, the new Student Advising Center, and Student Life can communicate. Online chat opportunities to support patrons are also used to foster communication among all constituencies both on and off the campus. 6R1, O. The Emerging Scholars Program was implemented with one group of students, but the data-driven decision to do so was not explained, nor does there appear to be a regular, ongoing process to collect measures from administrative, student, and institutional support services. 6R2, S. The results given for student support services processes are impressive, demonstrating a substantial increase in the services offered to and utilized by the students in the areas of learning, safety and health over the past several years. 6R3, O. While positive performance results for eProcurement, Ben Alert communication system, and library processes are provided, the institution has an opportunity to identify and secure results for other administrative support services as well to clarify processes for support services, identify measures, and collect relevant data points. February 19, 2015 31 AQIP Systems Appraisal Report Benedictine University 6R4, O. Benedictine collects data related to student, administrative, and support services; while gathering data is essential, it is important to turn the data into actionable information to advance the quality improvement of the institution. 6R5, O. Other than the 2013 NSSE survey, the institution provides little comparative data for this category. Benchmarks are one of the important tools for evaluation. The institution should identify peer institutions and data points with which it may be regularly benchmarked such as members of the Independent Council of Colleges, IPEDS, or faithbased higher-education institutions. 6I1, S. It is evident that Benedictine has made advances in its use of data to drive improvement in student support and retention over the past several years. While results are not yet comprehensive, the institution is moving toward a more data-driven decisionmaking culture. 6I2, O. Benedictine describes its campus as an environment rich in communication and information sharing; however it does not provide sufficient evidence to support this statement. It also does not demonstrate how its culture and infrastructure contribute to selecting processes and setting targets for continued improvement AQIP Category 7: Measuring Effectiveness. This category examines how the institution collects, analyzes, and uses information to manage itself and to drive performance improvement. It examines the institution's processes and systems related to collection, storage, management, and use of information and data both at the institutional and departmental/unit levels. It considers institutional measures of effectiveness; information and data alignment with institutional needs and directions; comparative information and data; analysis of information and data; effectiveness of information system and processes; measures; analysis of results; and efforts to continuously improve these areas. The Systems Appraisal Team identified various strengths and opportunities for Benedictine for Category 7. Team Reflection Consensus Statement for Category 7. Benedictine describes itself as having a data-driven, decision-making culture, as evidenced by a variety of reports, February 19, 2015 32 AQIP Systems Appraisal Report Benedictine University participation in multiple surveys and use of comparative data to drive planning and improvement efforts. A flowchart illustrates how information is integrated through the institution. The recently created Office of Institutional Research oversees the selection, management and integration of data collection across campus; there does not, however, appear to be a method for evaluating the overall performance of the institution. Effectiveness of the data collection and distribution process seems somewhat fragmented. A set of Key Performance Indicators has been identified as critical components of the academic programs and is used to monitor and track progress. The Fact Book, introduced in 2012, is used to communicate internally. 7P1, O. While Benedictine clearly describes the capabilities of PeopleSoft, it is unclear how data are selected, managed, and distributed. For example, a comprehensive set of measures to permit an understanding of progress toward the strategic direction of the University is lacking. Without measures aligned with strategy, Benedictine may be inhibited from gaining an understanding of whether its actions are producing the desired results and whether the institution is moving toward realization of its vision. 7P2, O. Although general information, such as enrollment and fundraising data are collected, it is not clear how improvement opportunities are identified and action taken to meet the changing needs of students and other key stakeholders. 7P3, O. While the university describes which data are collected, it is not clear how Benedictine determines the needs of departments and units related to the collection, storage, and accessibility of data. There is limited evidence that performance measures are derived from the university’s needs nor whether they provide critical data and information about key processes and results. 7P4, S. Benedictine has processes in place to collect and analyze a number of measures of organizational performance. The University Planning Council uses data in its planning; deans and the president widely distribute performance results. 7P5, O. Processes and methods for the collecting comparative data do not appear to be February 19, 2015 33 AQIP Systems Appraisal Report Benedictine University developed. Although a few benchmarking initiatives are evident (IPEDS and IDEA), underlying processes to support a systematic comparative data approach are lacking. These processes could include an approach to identify 1) what comparative data needs exist, 2) how to choose comparative data sources, 3) what data collection methods to use, 4) how to analyze the data collected, and 5) how to use the data that are collected. Without regular collection of comparative data, Benedictine may be limited in its ability to understand competitor performance and direction, to improve its processes, to identify action plans needed to achieve higher performance, and to set targets for improvement. 7P6, S. Benedictine provides several examples of how it ensures that departmental use of data and information are aligned with institutional goals for instructional and noninstructional purposes, including the regular review of both the data and resulting applications at the institutional level. 7P7, S. Benedictine uses BMC Footprints service desk software to monitor timeliness, accuracy, and security of information systems processes. The PeopleSoft system provides an additional level of security. Data owners adhere to established protocol when entering data. Access control also contributes to security. 7R1, O. While various departments have systems in place to monitor performance, it is not clear what measures are collected and analyzed to determine the effectiveness of the system for information and knowledge management. 7R2, O. No evidence is cited for Measuring Effectiveness and how it meets the university’s needs in accomplishing its mission and goals. The university may have an opportunity to build a more comprehensive system to accomplish this and provide accurate measures of its performance. 7R3, O. While participation in the NCAA pilot program for athletics is described, no results are reported for the university’s performance in Measuring Effectiveness compared with other higher education institutions or organizations outside of higher education. 7I1, O. While the addition of the Office of Institutional Research is a significant accomplishment and demonstrates the emphasis towards an expansion of the February 19, 2015 34 AQIP Systems Appraisal Report Benedictine University measurement architecture and data-driven decision making, there are gaps that need to be addressed. Specifically, gaps exist in the areas of engaging stakeholders in the discussion of important measures and establishing benchmarks. 7I2, O. While the recent establishment of an Office for Institutional Research reinforces Benedictine’s commitment to measuring its performance, there is little evidence that the university has developed a culture where establishing measures and targets, collecting and analyzing data, and identifying opportunities for improvement are the norm. AQIP Category 8: Planning Continuous Improvement. This category examines the institution’s planning processes and how strategies and action plans are helping to achieve the institution’s mission and vision. It examines coordination and alignment of strategies and action plans; measures and performance projections; resource needs; faculty, staff, and administrator capabilities; analysis of performance projections and results; and efforts to continuously improve these areas. The Systems Appraisal Team identified various strengths and opportunities for Benedictine for Category 8. Team Reflection Consensus Statement for Category 8. Benedictine reports that processes in the area of planning continuous improvement exhibit a wide range of maturity levels. They point to its Action Plan, Year-End Report, Program Review Process, University Planning Council and Provost’s Council as systematic and aligned. Processes related to CIRP, NSSE, and HERI are systematic and moving toward alignment. The AQIP process helps Benedictine continue to identify both long- and short-term goals which are clearly identifiable (Fig. 8.1). It is not clear how the role of the Operations Council (VPs) is integrated into the strategic planning process, if at all. Processes needing improvement include sharing survey results among institutional units and setting performance targets based on survey results. Budgeting and financial management are aligned and integrated. 8P1, S. Strategic planning is an inclusive process led by the University Planning Council. Several task forces carry out plans and implement improvements. A 3-Year Action Plan (3YAP) project engages academic and operational units in planning; a newly revised program review process is also key in the planning process. February 19, 2015 35 AQIP Systems Appraisal Report Benedictine University 8P2, S. Long- and short-term strategies were developed through a university-wide planning process with input from department chairs, program directors, academic deans, and vice presidents. Strategies are aligned with AQIP Categories. 8P3, S. Benedictine describes a clear, concise process for developing action plans from its strategies. It organizes its strategic goals around the AQIP Categories. 8P4, S. University Planning, Operational and Provost’s Councils coordinate and drive high-level strategic planning. Task forces are chartered as required to carry out action plans. 8P5, S. The University Planning Council and Provost’s Council provide recommendations to the President with respect to defining objectives and setting targets for the University’s Strategic Plan. Targets are established by using information collected from a variety of sources. These include, but are not limited to, CIRP, NSSE, and the HERI. 8P6, S. The 3YAPs link resource allocation with unit goals and align action plans with the University’s Strategic Plan. Additionally, the linkage aligns plans with budgets and fiscal year operations. 8P7, O. It is not apparent that any risk analysis is accomplished during development of the strategic plan so that a clear understanding could be established as to the importance of certain aspects of the plan or the ability of Benedictine to actually execute the plan. For example, it is not clear that a defined approach was used to prioritize goals that are included in the 3YAPs. 8P8, O. The methods for developing and nurturing faculty, staff, and administrator capabilities to handle changing institutional strategies and action plans appear to be informal, reactive and less structured than may be necessary to address future opportunities and challenges facing the institution. 8R1, O. Although the university tracks its progress with accomplishing short-term and long-term goals, measures to demonstrate the effectiveness of the planning processes and systems do not appear to have been established. 8R2, O. Although enrollment and retention results are in place, a great deal more is February 19, 2015 36 AQIP Systems Appraisal Report Benedictine University needed to allow the leadership team to understand if the strategic planning process is successful in producing better outcomes. 8R3, S. Benedictine has short-term targets and plans for improvement. 8R4, O. Benedictine provides minimal comparative data to demonstrate how effectiveness in strategic planning processes compares with other higher education organizations or those outside of higher education. 8R5, O. The university reports anecdotal evidence that systems for planning improvement are effective. While its enrollment growth and financial stability are commendable, more direct measures of an effective strategic planning process would include levels of employee participation and satisfaction with the process. 8I1, S. The effort to develop and implement the 3-Year Action Plan was a significant step in moving Benedictine toward higher performance and compliance with AQIP requirements in this Category. 8I2, S. The university is in the early stages of developing a culture where establishing measures and targets and taking action to improve are the norm with respect to the Planning Continuous Improvement Category. AQIP Category 9: Building Collaborative Relationships. This category examines the institution’s relationships – current and potential – to analyze how they contribute to the institution accomplishing its mission. It examines the institution's processes and systems related to identification of key internal and external collaborative relationships; alignment of key collaborative relationships; relationship creation, prioritization, and building; needs identification; internal relationships; measures; analysis of results; and efforts to continuously improve these areas. The Systems Appraisal Team identified various strengths and opportunities for Benedictine for Category 9. Team Reflection Consensus Statement for Category 9. Benedictine reports that it provides specific criteria in the area of building collaborative relationships with clear goals and processes to include traditional undergraduate and graduate enrollment, international partnerships, and educational partnerships. They also report that the relationships the February 19, 2015 37 AQIP Systems Appraisal Report Benedictine University university has established are designed to impact its ability to achieve its mission and student success. The institution’s work with feeder schools aids in preparation of students to succeed at Benedictine, and international partnerships positively impact enrollment. The institution collaborates with area high schools to coordinate events and has collaborative programs with several area community colleges. Benedictine builds relationships with employers through direct outreach, internships and externships. The university has worked to develop relationships with future employers of its students in response to the last Systems Appraisal Feedback Report, using a local consortium of private colleges. 9P1, S. Benedictine has created and built numerous relationships with multiple institutions and organizations, all of which appear to be well thought out and consistent with its mission and goals. Agreements include 3+1 academic programs with community colleges, partnerships with Catholic high schools, and international partnerships in China and Vietnam. 9P2, O. As with 9P1, the existence of multiple partnerships with educational organizations and others who depend on the supply of Benedictine students seems to have occurred without a systematic and formalized process to evaluate, manage and cultivate such partnerships. Formalization and centralization in the administration of such partnerships would help Benedictine going forward. 9P3, O. While Benedictine works to develop supplier relationships that meet student needs through both internal processes and outside contractual services, it is not clear if there is an evaluation process for each service or what mechanisms are used for identifying target objectives and measures which could provide concrete information upon which to base provider decisions. The work of the National Moser Center for Adult Learning (NMCAL) is highlighted as a best practice within the institution. 9P4, O. Benedictine reports that this item was identified as a strength in its previous Systems Appraisal, and that no substantial changes to its processes have occurred. It provides no information as to what the previously reported processes were and/or are. 9P5, S. Benedictine reports that NMCAL works intentionally to create and prioritize February 19, 2015 38 AQIP Systems Appraisal Report Benedictine University collaborative partnerships that result in community benefit, making special note of NMCAL’s Center for Lifelong Learning. The university has developed a National Corporate Partnership Services division, which integrates the works of its administration, academic leadership, Alumni Services and Career Development to ensure the strategic priorities of the institution are met. Some of the partnerships include degree program offerings, internships, consulting, and professional development. 9P6, S. The NMCAL has developed a system of surveys, partnership agreements, and regularly scheduled meetings to ensure that each entity’s expectations are being met and/or that appropriate adjustments are being made. 9P7, S. Strong relationships appear to exist across academic disciplines of Benedictine. Faculty members across disciplines collaborate to address academic and college-level issues. 9R1, S. Benedictine lists several ways by which it measures its collaborative relationships. Among those relationships for which it collects data regularly, and that it references, are its high school programs, the National Moser Center for Adult Learning, donors/fundraising, and its Office of Career Development. Within NMCAL, annual, quarterly and weekly Group Projection Sheets are shared with internal stakeholders to help measure and ensure that deliverables are met in ongoing academic outreach work with the community. 9R2, S. Benedictine’s performance results for its collaborative relationships are extensive and positive. A sampling of data is included. 9R3, O. While limited comparative data are provided, Benedictine results with the HERI Faculty Survey do not compare favorably with other Catholic 4-Year Colleges. Benedictine has an opportunity to examine the inconsistency between their perceived strength in collaborative relationships and the data and to establish targets for improvement. 9I1, S. The institution is monitoring the activity in this area and continually monitors and looks for ways to expand collaborative relationships. Examples of this are joining the Private Illinois Colleges and Universities to enhance community college interactions, and February 19, 2015 39 AQIP Systems Appraisal Report Benedictine University the adoption of the project management and analysis tool by the NMCAL. 9I2, O. It is unclear what distinguishes Benedictine in terms of culture and infrastructure that aids in the selection of process improvements and targeted results in Building Collaborative Relationships. Beyond an approach to maximize the profit margin called “Increasing Revenues,” it is unclear how the institution has evolved its culture to set targets for continuous improvement. Accreditation Evidence: Benedictine The following section identifies any areas in the judgment of the Systems Appraisal Team where the institution either has not provided sufficient evidence that it currently meets the Commission’s Criteria for Accreditation and Core Components, or that it may face difficulty in meeting the Criteria and Core Components in the future. Identification of any such deficiencies as part of the Systems Appraisal process affords the institution the opportunity to remedy the problem prior to Reaffirmation of Accreditation. No evidence issues noted by the team. Core Component Criterion 1: Evidence found in the Systems Portfolio Strong, clear, and well-presented. 1A 1B 1C X X X Adequate but could be improved. 1D X Unclear or incomplete. Core Component Criterion 2: Evidence found in the Systems Portfolio 2A February 19, 2015 2B 2C 2D 2E 40 AQIP Systems Appraisal Report Strong, clear, and well-presented. Benedictine University X X X X X 3D 3E Adequate but could be improved. Unclear or incomplete. Core Component Criterion 3: Evidence found in the Systems Portfolio 3A Strong, clear, and well-presented. 3B 3C X Adequate but could be improved. X X X X Unclear or incomplete. Core Component Criterion 4: Evidence found in the Systems Portfolio 4A Strong, clear, and well-presented. 4B 4C X X X Adequate but could be improved. Unclear or incomplete. Core Component Criterion 5: Evidence found in the Systems Portfolio Strong, clear, and well-presented. February 19, 2015 5A 5B X X 5C 5D 41 AQIP Systems Appraisal Report Adequate but could be improved. Benedictine University X X Unclear or incomplete. 1P1 & 1P2. HLC Core Component 3.B. The institution demonstrates that the exercise of intellectual inquiry and the acquisition, application, and integration of broad learning and skills are integral to its educational programs. Benedictine’s general education curriculum recently underwent a major reform. The Task Force on General Education (TFGE) was appointed by the provost in 2009 and completed its work over a three-year period. In this period, it created a more modern general education curriculum designed to help students meet the common learning goals. In December 2012, the Faculty Assembly voted to adopt the new general education curriculum. Program objectives are determined by the department faculty at the undergraduate and graduate levels. The department reviews and researches the current literature, reports published by professional societies and organizations, trends, and career needs in their particular discipline. This work is done on an ongoing basis to maintain the currency of academic programs and is published in the Undergraduate and Graduate Catalogs. The new curriculum prepares students for living and working in an increasingly globalized, interconnected and technologically sophisticated world, provides a solid background in a variety of disciplines and modes of inquiry, and fosters the intellectual curiosity, personal growth, social responsibility, and good stewardship that are central to the liberal arts tradition as well as to Benedictine’s University’s Catholic and Benedictine heritage. Adequate, but could be improved. 1P2 & 1P18. HLC Core Component 4.B. The institution demonstrates a commitment to educational achievement and improvement through ongoing assessment of student learning. February 19, 2015 42 AQIP Systems Appraisal Report Benedictine University A newly revised Academic Program Review Process was adopted by Benedictine in the academic year 2013- 2014. It is a systemic process with departments establishing 3-Year Action Plans and Year-End Reports, which support the 6-year Program Review. Under this process, departments collect, analyze, and develop short- and long-term plans for future improvements and changes to the academic programs. One facet of the new Program Review process is to evaluate the programmatic student learning objectives for currency and modify them as appropriate. The Lisle campus is currently in the process of forming a university-wide Assessment Task Force. A four-member team attended an AAC&U (American Association of Colleges & Universities) institute on assessment of general education in the summer of 2014. Upon their return to campus, this team met with the provost to discuss their first draft of a university-wide assessment plan and to determine action steps. The charge of the task force is to develop a plan for continual assessment of the general education curriculum and institutional level assessment for the campus as a whole. This task force will comprise faculty representing each of the colleges at Benedictine. The Springfield campus has the most mature Assessment Committee. This committee is codified in their Faculty Handbook and is charged with aiding the Dean of Academic Affairs in developing, maintaining, evaluating, and modifying the assessment program. To meet this charge, the committee monitors the assessment plan; reviews assessment reports campuswide every year; works to educate faculty, staff, and administrators about the importance of the assessment process; analyzes assessment information and distributes it campus-wide. Adequate but could be improved. 1P4 & 1P10. HLC Core Component 1.C. The institution understands the relationship between its mission and the diversity of society. Benedictine has an Accommodations Team that reviews students’ requests for academic accommodations and the accompanying documentation to determine appropriate academic accommodations services. This team is coordinated through the Student Success Center by the Special Programs Coordinator and consists of the Associate Dean of the Student Success Center and faculty members representing the areas of special education, psychology, and nursing. Organized by a full-time learning specialist working in the Student February 19, 2015 43 AQIP Systems Appraisal Report Benedictine University Success Center, academic accommodations available to students are related directly to the student’s diagnosis, as supported by professional recommendations in the documentation provided. The recent general education reform (see 1P1) is the clearest example of the University's efforts to align the curriculum with the demands of today's workplace and society as a whole, especially when it comes to preparing students to live and work in increasingly diverse and multicultural settings. The new curriculum also requires students to complete at least one engaged-learning experience prior to graduation, which may include an internship, field work, or study abroad—all experiences that are valued by prospective employers. Strong, clear and well-presented. 1P4 & 1P12. HLC Core Component 3.A. The institution’s degree programs are appropriate to higher education. With respect to courses being current and requiring levels of performance by students appropriate to the degree or certificate awarded, Benedictine accomplishes this through a process that all departments go through to launch a new program and by the Program Review process. Individual academic programs also work with their alumni and appropriate employers and industry representatives to make sure that their curricula are aligned with current industry practices and employer needs. Courses offered at the National Moser Center for Adult Learning (NMCAL) are developed for the fully online environment (using the Engage Learning Management System) in collaboration with a partnership through Deltak. Deltak provides an instructional designer to work with subject matter experts in each of the disciplines. There is a continual cycle of improvement for courses established through this partnership. Strong, clear and well-presented. 1P4 & 1P13. HLC Core Component 4.A. The institution demonstrates responsibility for the quality of its educational programs. February 19, 2015 44 AQIP Systems Appraisal Report Benedictine University The General Education Curriculum Committee (GECC) is currently working on ways to assess whether actual student learning reflects the Essential Learning Goals. The Writing Program is serving as a pilot for this project. During the May 2014 writing faculty workshop, the faculty developed rubrics that can be used to evaluate whether students are meeting the Benedictine University Essential Learning Goals associated with the WRIT 101 course. The learning technology consultant is now working to integrate these rubrics into Desire2Learn, the course management system, in a way that makes it easy for faculty to assess their students' progress on the relevant learning goals. Eventually, similar rubrics will be developed for other programs and courses that are part of the new general education curriculum. The newly created 3-Year Action Plan (3YAP) and the Year-End Report (YER) support the Program Review process. The 3YAP is a strategic planning document and the YER is a reporting document. All essential documents for Program Review are uploaded into a D2L site. The nine AQIP categories are the basic framework used by the revised Program Review process. After completing a Program Review Report, which includes recommendations from external reviewers, a department chair or program director creates a 3-Year Action Plan in which goals for the next three years are identified. Individuals are given responsibilities to accomplish each goal, and a timeline for completion is generated for each goal. Year-End Reports are submitted to track on-going progress toward meeting the goals of the 3YAP. At the end of Year 3, the 3YAP is significantly revised. The process is continued for years 4 through 6. As a member of the Illinois Articulation Initiative (IAI), Benedictine University follows the agreement which stipulates that transfer of completed Illinois transferable General Education Core Curriculum courses, and selected major courses will be accepted. Nontraditional learning experiences are evaluated using the recommendations from the American Council on Education. Credit from international institutions must be evaluated by either Educational Perspectives of Chicago or Educational Credential Evaluators of Milwaukee, and this must be done prior to submitting credits to the University. In terms of quality assurance, several guidelines and procedures are implemented. Transfer credit evaluation personnel work with individual departments on all matters. Copies of transcripts February 19, 2015 45 AQIP Systems Appraisal Report Benedictine University and correspondences are digitally stored. Additionally, only official transcripts from the institution or transcripts hand-delivered by the student in a sealed envelope are evaluated. Strong, clear and well-presented. 1P6. HLC Core Component 2.B. The institution presents itself clearly and completely to its students and to the public with regard to its programs, requirements, faculty and staff, costs to students, control, and accreditation relationships. Prospective students can easily locate Benedictine’s common learning objectives as well as major and program requirements on the institution’s website, where policies and information regarding transfer students are also found. This information is available at http://www.ben.edu/academic_programs. Electronic copies of the University’s Undergraduate Catalog (which contain both program requirements and course descriptions) are also found on the site and contain all academic requirements and policies. Requirements and policies include freshman, transfer, and international student admissions; course loads; class registration; course withdrawal and repetition; grades and academic standing; academic recognition (i.e., Deans Recognition Lists); probation and dismissal from the University; withdrawal and leave of absence from the University; required courses for each program of study (with descriptions, prerequisites, and associated minors); and graduation (including application for total hours and earned honors). All admissions requirements and general academic expectations for entering new freshmen are communicated in several ways: by Enrollment Center recruiters and counselors; through a variety of recruitment publications (including brochures, program descriptions and fouryear course schedules, as well as major checklists); at multiple fall and spring universitywide open houses; during initial advising and registration periods; and at the Benedictine Beginnings orientation programs for new students. Expectations are communicated to undergraduate students on an ongoing basis through the advising system, with freshman advisors meeting with their advisees on a regular basis throughout the first year. From sophomore to senior years, meetings continue to take place on an as-needed basis with assigned advisors in major disciplines with a minimum of one meeting per term so that students become aware of all program and graduation requirements before registering for their classes online each term. February 19, 2015 46 AQIP Systems Appraisal Report Benedictine University Strong, clear and well-presented. 1P7 & 1P15. HLC Core Component 3.D. The institution provides support for student learning and effective teaching. Testing and placement of freshmen into the proper basic skills (rhetoric and math) and foreign language courses occur during the first-term advising-registration period so that students are more prepared to handle a typical load of classes (i.e., four to five classes per semester). To address students’ different learning styles, the New Student Advising Center (NSAC) advisors, in conjunction with faculty, are able to refer students for additional help with their academics throughout the year. Most recommendations involve scheduling oneon-one appointments with tutors at the departmental level or learning specialists within the Student Success Center so that individual needs of students can be met. NSAC advisors help their advisees transition into major programs of study by reviewing their strengths and then sending their advising folders (with relevant notes on academic progress) to the respective department chairs, who will choose the most compatible advisors based on each student’s interests and abilities. These major advisors will meet on an asneeded basis with their students during their sophomore, junior and senior years. The University provides many services to support faculty in their instruction of students. The following is a partial list of the services provided to faculty to support them in the student learning, development, and assessment processes: • The Center for Teaching and Learning Excellence provides workshops, seminars, colloquia, learning communities, and peer reviews to enhance the quality of instruction. • New Faculty Mentoring Program orients new faculty members to Benedictine. • Adjunct faculty orientation and training sessions are conducted each fall by college, and Adjunct Faculty Manuals are distributed. • Tailored library services, such as consultative research sessions, to find and refine scholarly resources, full-service reserves program including traditional print and hosted electronic materials, and up-to-date holdings of texts and journals in the Library. February 19, 2015 47 AQIP Systems Appraisal Report Benedictine University Strong, clear, and well-presented. 1P11. HLC Core Component 2.D The institution is committed to freedom of expression and the pursuit of truth in teaching and learning. Benedictine has a strong Academic Honesty Policy (AHP) that applies to all students and faculty. The AHP states, “The search for truth and the dissemination of knowledge are the central missions of a university. Benedictine University pursues these missions in an environment guided by our Roman Catholic tradition and our Benedictine heritage.” The full policy can be found at http://www.ben.edu/degreeprograms/ahp.cfm. In addition, as noted in section 2.16.5 of the most recent Faculty Handbook, “Institutions of higher education are conducted for the common good and not to further the interests of either the individual teacher or the institution as a whole. The common good depends upon the free search for truth and its free exposition. Academic freedom is essential to these purposes and applies to both teaching and research. Freedom in research is fundamental to the advancement of truth. Academic freedom in its teaching aspect is fundamental for the protection of the rights of the teacher in teaching and of the student to freedom in learning.” Strong, clear, and well-presented. 1P11. HLC Core Component 2.E. The institution ensures that faculty, students, and staff acquire, discover, and apply knowledge responsibly. The University has established a Center for Teaching and Learning Excellence (CTLE). Since its inauguration in September 2008, the CTLE has sought to provide dialogue and professional development opportunities in areas of curricular design, development, teaching methods, and assessment for fostering reflective critiques, informed practice, scholarly investigations into teaching practices, and accountability to students and the public. Also under the umbrella of the Center for Teaching and Learning Excellence (CTLE), the director of the New Faculty Mentoring Program guides and directs the assimilation of new faculty members into the Benedictine community and educates them regarding the February 19, 2015 48 AQIP Systems Appraisal Report Benedictine University University’s expectations for effective teaching. All participants attend a series of workshops over the course of their first academic year at Benedictine on topics such as teaching strategies, academic advising, IDEA evaluations, and rank and tenure expectations. Each new faculty member is also assigned a mentor who is generally a senior faculty member from another department. One of the mentor’s responsibilities is to observe the new faculty member in the classroom, answer questions, and provide feedback on teaching and learning. With respect to Core Component 2D, the University has a strong Academic Honesty Policy (AHP) that applies to all students and faculty. The AHP states, “The search for truth and the dissemination of knowledge are the central missions of a university. Benedictine University pursues these missions in an environment guided by our Roman Catholic tradition and our Benedictine heritage.” The full policy can be found at http://www.ben.edu/degreeprograms/ahp.cfm. Strong, clear, and well-presented. 1P16. HLC Core Component 3.E. The institution fulfills the claims it makes for an enriched educational environment. Benedictine’s has co-curricular programs which contribute to the educational experience of students. Several departments sponsor internship programs that correlate to the curriculum offered by the department, especially in professionally-oriented programs such as communication arts, graphic arts and design, and the business programs. In the Political Science Department, students are encouraged to do at least one internship, typically involving working for a law office, working on political campaigns, working for elected officials such as state legislators, or for non-governmental organizations. Students in the nursing program are required to complete 70 hours of clinical practicum experience, and the masters in public health requires 240 hours of internship work. There are many opportunities for Benedictine students to study or volunteer abroad. The following list gives a few examples of study abroad or volunteer abroad opportunities: Exchange Program: Students can register for courses in partnering colleges and universities around the world. February 19, 2015 49 AQIP Systems Appraisal Report Benedictine University Mission Trips: Students can participant in mission trips intended to help the less fortunate around the world and to give students an inter-cultural experience. Faculty-Led Study Abroad Programs: In the past three years, faculty members have led groups of students on eight study abroad trips to five countries (China, Costa Rica, Cuba, Brazil, and ‘Europe’). Faculty-Led Research Programs: Twice in the past five years, faculty members have led groups of students on trips to China to conduct research in their fields. Most departments at the undergraduate level require some sort of capstone experience. Depending upon the program, this might be a senior thesis, senior seminar, senior portfolio, or passing a comprehensive exam with the minimum score prescribed by the department. Some departments have performance or exhibition requirements such as those in Fine Arts and Music. The graduate business programs require their students to simulate a company. Adequate but could be improved. 3P1. HLC Core Component 4.C. The institution demonstrates a commitment to educational improvement through ongoing attention to retention, persistence, and completion rates in its degree and certificate programs. The Improving Student Success and Retention Project is designed to bring various departments together to develop strategies and programs to ensure student success. The new Student Advising Center gathers information on the needs of incoming students and the development of learning communities to improve student engagement and to improvement retention and completion rates. The four year career model – Explore, Experience, and Emerge – is designed to help students progress through their academic experience and career preparation. Adequate but could be improved. 3P3 & 3P5. HLC Core Component 1.D. The institution’s mission demonstrates commitment to the public good. February 19, 2015 50 AQIP Systems Appraisal Report Benedictine University Community service and commitment to the public good are integral to the mission of Benedictine University. The University seeks to develop a concern for the well-being of people through hands-on charitable activities such as conducting blood drives and raising funds for cancer research. The institution allows community groups to use space on campus rent free and works with the community to conduct an annual “Sustainable Saturday” recycling event. Adequate but could be improved. 4P2 & 4P10 HLC Core Component 3.C. The institution has the faculty and staff needed for effective, high-quality programs and student services. Academic departments meet annually to discuss current and future staffing needs. Benedictine provides training through the Center for Teaching and Learning Excellence to ensure all instructors are current in their disciplines. The Faculty Handbook outlines tenure processes, and the third-year review allows the university a chance to ensure adequate support of quality teaching is being achieved. Adequate but could be improved. 4P7 HLC Core Component 2.A The institution operates with integrity in its financial, academic, personnel, and auxiliary functions; it establishes and follows fair and ethical policies and processes for its governing board, administration, faculty, and staff. Benedictine has established a Compliance Department to equip the institution to meet the complex legal and ethical compliance requirements that arise in higher education. There is an expectancy of integrity and honesty amongst all staff and students. This behavior is reinforced through the Faculty Handbook – Statement of Professional Ethics as well as the Employee and Student Handbooks. All Benedictine employees are required to complete a Conflict of Interest Disclosure annually which is housed in the Compliance Department. Strong, clear, and well-presented. February 19, 2015 51 AQIP Systems Appraisal Report Benedictine University 4P7 HLC Core Component 2.E. The institution ensures that faculty, students, and staff acquire, discover, and apply knowledge responsibly. The search for truth and the dissemination of knowledge are the central missions of a university. Benedictine pursues these missions in an environment guided by their Roman Catholic tradition and their Benedictine heritage. The institution has clear and complete policies regarding ethics and the discovery and application of knowledge. Students are obligated to apply knowledge ethically through the Academic Honesty Policy, which is a binding document for all of the Benedictine community. Faculty are available to give guidance on the ethical use of information. Section 2.16.5 of the Faculty Handbook emphasizes the pursuit of knowledge. “Academic freedom is essential to these purposes and applies to both teaching and research. Freedom in research is fundamental to the advancement of truth. Academic freedom in its teaching aspect is fundamental for the protection of the rights of the teacher in teaching and of the student to freedom of learning.” Strong, clear, and well-presented. 5P1 & 5P2. HLC Core Component 1.A The institution’s mission is broadly understood within the institution and guides its operations. Benedictine’s mission is clearly rooted in the Catholic Benedictine tradition of the founders at St. Procopius Abbey, and the evidence confirms that it is broadly understood and guides the university’s operations. Authority over the review of the university’s mission, which takes place every three years, resides with the Board of Trustees through its Mission Integration Committee. Benedictine’s mission is clearly articulated on its Center for Mission Identity website and elsewhere in various forms on the university’s website and in its literature. Strong, clear, and well-presented. 5P2 & 5P6. HLC Core Component 5.C. The institution engages in systematic and integrated planning. Benedictine’s planning processes are formalized; planning procedures are in place at the February 19, 2015 52 AQIP Systems Appraisal Report Benedictine University unit level and at the campus level, involving several different offices, as appropriate. Benedictine gathers considerable data upon which it relies for its decision-making and planning. Much of the data are gathered and distributed by the Office of Institutional Research from sources such as NSSE, FSSE, HERI, and CIRP. Adequate but could be improved. 5P2. HLC Core Component 2.C. The governing board of the institution is sufficiently autonomous to make decisions in the best interest of the institution and to assure its integrity. The Board of Trustees is sufficiently autonomous to make decisions in the best interest of the university and to operate with integrity. The Board of Trustees’ bylaws provide clear guidelines regarding the Board’s areas of responsibility in preserving and enhancing the institution. The Board has developed comprehensive and robust conflict of interest policies. Strong, clear, and well-presented. 5P3 & 5P8. HLC Core Component 1.B. The mission is articulated publicly. Benedictine’s Board of Trustees and its Mission Integration Committee are responsible for the university’s mission, as well as its vision and values, all of which are reviewed every three years. Benedictine’s Center for Mission and Identity is primarily responsible for articulating and communicating the mission of the school to internal and external constituencies. It does this though multiple communication channels, including the Center for Mission and Integrity (CMI) website. Benedictine’s book, Our Mission, Our Vision, Our Values, which is distributed to all new faculty, staff, and students, outlines the university’s commitment to those areas. Strong, clear, and well-presented. 5P5 & 5P9. HLC Core Component 5.B. The institution’s governance and administrative structures promote effective leadership and support collaborative processes that enable the institution to fulfill its mission. February 19, 2015 53 AQIP Systems Appraisal Report Benedictine University Although final decisions reside with the president, executive vice president, and provost, Benedictine involves various task forces with broad representation from across the university in studying and making recommendations regarding the issues and opportunities that confront the university. Over the past four years, Benedictine has utilized a variety of task forces in making several major institutional changes, including policies and procedures, and the opening of its branch campus in Mesa, Arizona. Benedictine invests significant resources in identifying and cultivating leaders from among its faculty and staff. Strong, clear, and well-presented. 7P2 & 7P4. HLC Core Component 5.D. The institution works systematically to improve its performance. Benedictine is working to refine measurement architecture across all nine of the AQIP Categories and describes evidence to indicate effectiveness of programs and services reported in the Portfolio. The university created an Office of Institutional Research (OIR) to enhance its data analysis capabilities throughout the university. The university continues to conduct data analysis relative to institutional processes to identify improvement actions and how to link its actions to positive outcomes. The Office of Institutional Research is establishing data-driven decision-making processes to proactively identify targets for improvement to meet the changing needs and expectations of students and other key stakeholders. Adequate but needs improvement. 8P6. HLC Core Components: 5.A. The institution’s resource base supports its current educational programs and its plans for maintaining and strengthening their quality in the future. Processes related to budgeting and financial management are aligned and integrated into strategic planning wherein the University Planning Council is proactive in preventing February 19, 2015 54 AQIP Systems Appraisal Report Benedictine University problems rather than solving problems. The budgeting process is one of the most stable and closely managed processes at the university; it is an inclusive process, delineated into four levels of responsibility wherein key strategic goals are measured and tracked. The University’s 3-Year Action Plan (3YAP) requires each academic program and operational unit to complete a 3YAP setting forth resources needed and timelines to accomplish goals identified in the plan. The plan is aligned with the budget cycle, so that funds needed to accomplish the goals, which are approved, are protected in the university budget. The credentials of employees are verified at the time of hiring by comparing them against the job descriptions and the Faculty Handbook. The university ensures employees are current in their disciplines and adept in their positions by providing training through the Center for Teaching and Learning Excellence. The Benedictine University Board of Trustees (BOT) defines mission and values and works with the Center for Mission and Identity (CMI) to establish Key Performance Indicators (KPIs) and measure outcomes. Leaders set direction consistent with the mission, vision, and values through the University Strategic Plan. The provost works with deans and others to set goals and budget priorities for academic affairs. The executive vice president works with staff and administrators to set goals and budget priorities on the operational side of the university. Both sides of the university measure effectiveness using metrics delineated in the Institutional Effectiveness Plan. Strong, clear, and well-presented. Quality of Systems Portfolio for Benedictine Because it stands as a reflection of the institution, the Systems Portfolio should be complete and coherent, and it should provide an open and honest self-analysis on the strengths and challenges facing the organization. In this section, the Systems Appraisal Team provides Benedictine with constructive feedback on the overall quality of the portfolio, along with suggestions for improvement of future portfolio submissions. Systems Appraisal Team Feedback on the Systems Portfolio February 19, 2015 55 AQIP Systems Appraisal Report Benedictine University Benedictine has submitted three AQIP Systems Portfolios, in 2006, 2010, and 2014. After each Portfolio, the institution has received detailed feedback in the Systems Appraisal. Benedictine has been directed to carefully consider this feedback especially Strategic Issues that might help move the institution forward. Given that Benedictine has submitted two iterations of a continuous improvement document and has received detailed peer review, the team was disappointed in the overall quality of this third portfolio. In multiple instances in this portfolio, process answers were not detailed nor answered at all, with reference to a process being a strength in a previous portfolio. The team found it difficult to ascertain evidence of Benedictine meeting the Higher Learning Commission criteria, as criteria questions and focused responses were not embedded nor clearly delineated in the Portfolio itself. Perhaps of most concern to the review team was the fact that the measurement architecture across all nine of the AQIP Categories does not appear to be well-developed. There is limited evidence to indicate effectiveness of programs and services reported in the Portfolio. Although Benedictine created an Office of Institutional Research (OIR) to enhance its data analysis capabilities, data analysis skills and capabilities do not appear to be prevalent throughout the university. Limited data analysis is occurring relative to institutional and process-level performance outside OIR, thereby limiting Benedictine’s ability to identify improvement actions and learn how to link its actions to positive outcomes. Using the Feedback Report The AQIP Systems Appraisal process is intended to initiate action for institutional improvement. Though decisions about specific actions rest with each institution, the Commission expects every institution to use its feedback to stimulate cycles of continual improvement and to inform future AQIP processes. Some key questions that may arise in careful examination of this report may include: How do the team’s findings challenge our assumptions about ourselves? Given our mission and goals, which issues should we focus on? How will we employ results to innovate, grow, and encourage a positive culture of improvement? How will we incorporate lessons learned from this review in our planning and operational processes? How will we revise the Systems February 19, 2015 56 AQIP Systems Appraisal Report Benedictine University Portfolio to reflect what we have learned? How an organization interprets, communicates, and uses its feedback for improvement ought to support AQIP’s core values, encouraging involvement, learning, collaboration, and integrity. The Commission’s goal is to help an institution clarify the strategic issues most vital to its success, and then to support the institution as it addresses these priorities in ways that will make a difference in institutional performance. February 19, 2015 57
© Copyright 2026 Paperzz