Diamond & Related Materials 16 (2007) 1628 – 1635 www.elsevier.com/locate/diamond Relationship between bonding structure and mechanical properties of amorphous carbon containing silicon Soon-Eng Ong, Sam Zhang ⁎, Hejun Du, Deen Sun School of Mechanical and Aerospace Engineering, Nanyang Technological University, 50 Nanyang Avenue, Singapore 639798, Singapore Received 25 May 2006; received in revised form 29 January 2007; accepted 15 February 2007 Available online 24 February 2007 Abstract Unhydrogenated amorphous carbon films with different silicon concentrations were synthesized by magnetron sputtering, and the corresponding evolution of inter-atomic bonding configurations, surface roughness and mechanical properties like hardness, modulus and stress was analyzed. Introducing silicon into amorphous carbon not only reduced the sp2-hybridized carbon bonding, it also helped to reduce residual stress. Both the hardness and elastic modulus suffered degradation when the silicon concentration was low. But these properties recovered when silicon dosage increased. Surface roughness increased when silicon concentration was low, but decreased when the silicon dosage increased. Such changes in the mechanical properties were closely related to the carbon and silicon inter-atomic interaction. The amorphous carbon network was modified by silicon, and affected by deposition kinetics. The mismatch in the atomic size and bond length, and the alteration of the carbon hybridization were determined to be the basis for the changes in the mechanical properties. © 2007 Elsevier B.V. All rights reserved. Keywords: Diamond-like carbon; X-ray photoelectron spectroscopy; Raman spectroscopy; Bonding; Mechanical properties 1. Introduction Diamond-like carbon (DLC) or amorphous carbon (a-C) film has been researched intensively since its first synthesis in 1971 [1]. Besides the excellent mechanical properties like high hardness, elastic modulus, low roughness and low coefficient of friction [2], a-C is also highly corrosion resistant [3], biocompatible [4–6] and haemocompatible [7–9]. However, a major hindrance for its wide application is the high stress inherited in its synthesis. Such a stress cannot be avoided, as it is a byproduct from the formation of diamond-like phase in the bonding network [10]. If untreated, film delamination and loss of material can occur, which render the film useless for any practical application. Impurity doping is one of several ways to address the stress issue. The stress of a-C films can be reduced significantly by doping a small amount of silicon [11,12]. However, results of mechanical properties are in disagreement among research groups, where some illustrate deterioration of hardness and elastic modulus [11,13] while others demonstrate improve⁎ Corresponding author. Tel.: +65 67904400; fax: +65 67911859. E-mail address: [email protected] (S. Zhang). 0925-9635/$ - see front matter © 2007 Elsevier B.V. All rights reserved. doi:10.1016/j.diamond.2007.02.009 ments [12]. In order to uphold the passivation integrity of such coatings, hardness and modulus degradation should be avoided. In this study, we aim to determine the basis of the evolution of hardness, elastic modulus, stress and surface roughness of amorphous carbon films containing different concentrations of silicon (a-C(Si)). 2. Methodology 2.1. Film deposition Unhydrogenated amorphous carbon films (300 nm as determined by Dektak 3SJ Profilometer, which has a probe scanning across a step formed by the deposited film) containing silicon were deposited on 4-inch monocrystalline silicon wafers (100) via magnetron sputtering (E303A, Singapore). Prior to deposition, the wafers were chemically cleaned in piranha bath and treated with Ar plasma for 20 min at radio frequency (RF) induced substrate bias of − 300 V to remove surface oxide. The graphite target power (DC) density (7.4 W/cm2), the base pressure (4.5 × 10− 3 Pa), process pressure (0.8 Pa), Ar flow rate (50 sccm) and substrate bias voltage (−10 V) were maintained S.-E. Ong et al. / Diamond & Related Materials 16 (2007) 1628–1635 1629 constant while the silicon target power (RF) density varied from 0 to 2.5 W/cm 2 for different Si concentrations. Carbon deposition rate was ∼ 2.7 nm/min, and silicon deposition rate ranged from ∼ 1.1 to 5.2 nm/min depending on the power density. The deposition time was varied to obtain a similar film thickness. curvature before deposition, R2 is the wafer curvature with deposited film. 2.2. X-ray photoelectron spectroscopy (XPS) and Raman spectroscopy The deconvoluted C 1s XPS peaks for pure a-C and a-C (7.4 at.% Si) are shown in Fig. 1. Comparing the XPS fullwidth-at-half-maximum or FWHM data for graphite (0.6 eV) and diamond (1.0 eV) [15], the C 1s peaks obtained in this study are much broader: 1.6 eV for the undoped film and 2.0 eV for the Si-incorporated films. Therefore there are contributions from different C bonding configurations to the C 1s peak. With increasing Si concentration, broadening of the C 1s peak is observed. The deconvolution of the spectra has shown that the broad C 1s peaks are composed of four peaks corresponding to C–O, C–C, C_C and C–Si bondings. The four peaks are well separated by ∼0.7 to 1.5 eV and are positioned respectively at ∼286.6 eV, ∼285.2 eV, ∼284.3 eV and ∼283.5 eV. The FWHM of these peaks are determined to be ∼1.3 to 1.7 eV (C–O), ∼1.2 to 1.4 eV (C–C), ∼1.2 to 1.4 eV (C_C) and ∼1.1 to 1.4 eV (C–Si). The C_C appearing at 284.3 eV is assigned to the sp2 bonding. The sp3 component is at higher binding energy 285.2 eV for the C–C, or at the lower binding energy 283.5 eV for the C–Si bonds. The effect of Si concentration on the evolution of the chemical bonding state was analyzed from C 1s core level spectra. From Fig. 2, the C–Si contribution is proportional to the Si concentration. There's a gradual decrease in the C_C (sp2) bonds with increasing C–Si contribution, while the amount of the C–C bonding (sp3) configuration remains relatively unaltered. The results show that the Si atoms preferentially substitute the sp2-hybridized C atoms during sputter implantation. Although the C–C (sp3) contribution does not increase in the global C 1s core level, the contribution of C–Si increases when more Si is incorporated into the network (more Si is bonded to C), whereas the contribution of the carbon–carbon bonding (C_C sp2 and C–C sp3) decreases. The calculated ratio of the C–C (sp3) over carbon–carbon bonding network (c.f., Fig. 3) shows that there is actually an increase in the sp3-hybridized bonds. Fig. 4 shows the Raman spectra of the a-C(Si) films and disordered graphite. The G and D peaks (∼ 1580 cm− 1 and ∼1330 cm− 1 respectively) of the disordered graphite are used as a guide for the Raman band positions for the laser excitation wavelength used (633 nm). The Raman spectra were deconvoluted into G and D peaks [16], and the results (i.e., G and D peak shift, variation in the FWHM, and the intensity ratio of D over G peaks with increasing Si concentration) are presented in Figs. 5, 6, and 7. From Fig. 2, Si atoms preferentially substitute the sp2 -hybridized C atoms during sputter implantation; the incorporation of Si breaks the sp2-hybridized aromatic ring bonding structures. This removes two π bonds for each C atom substitution and thus promotes the formation of sp3-hybridized C–C bonding configuration. This argument is supported by the results from Raman spectroscopy. Fig. 7 clearly shows the decrease in the relative intensity of the D peak. The breaking of The atomic concentration and bonding configurations of Si and C were characterized by XPS using Kratos AXIS X-ray photoelectron spectrometer equipped with a monochromatic Al-Kα (1486.71 eV) X-ray radiation, operating at 15 kV and a vacuum of 10− 6 Pa. The films were subjected to Ar ion etching for 5 min to etch away the surface contaminants prior to data collection. The broad C 1s peaks are deconvoluted with Gauss–Lorentz distribution function after Shirley integrated background subtraction and the fitted curves had a reduced Chi-square of 1.2 or less to ensure convergence. The respective contribution of the various bonding configurations was calculated based on the deconvoluted peak area ratio. The bonding of a-C(Si) was also characterized by Raman spectroscopy using Renishaw Raman Spectroscope RM1000 excited with a HeNe laser at a wavelength of 633 nm and laser power of ∼1 mW. The peak deconvolution was done using a Gauss–Lorentz distribution function, the fitted curves having a reduced Chi-square of 1.2 or less to ensure convergence. The baselines in our case are mostly linear with some using low-order polynomial function. No drastic difference in the results was encountered. 2.3. Mechanical and surface measurement The hardness and elastic modulus of the films were characterized by nanoindentation using MTS Nanoindentor XP equipped with a Berkovich diamond tip and continuous stiffness measurement capability. The indentation depth was set to ∼10% of the coatings' thickness to avoid any effect from the softer silicon substrate. The surface morphology was characterized by Shimadzu 9500J2 atomic force microscope under constant force in contact mode. The stress of the films was determined by measuring the wafer curvature before and after film deposition. The curvature was determined by laser profilometry with Tencor FLX-2908 Laser System. The stress was calculated from Stoney's equation [14] (Eq. (1)) based on the curvature change. r¼ E 1 ts2 1 d d d 1−v 6 tf R ð1Þ Where R¼ R1 R2 R1 −R2 And E is the elastic modulus of silicon wafer (E = 1.3 × 1011 Pa), v is the Poisson's ratio of silicon wafer (v = 0.28), ts is the substrate thickness, tf is the film thickness, R1 is the wafer 3. Results and analysis 3.1. Chemical composition and bonding 1630 S.-E. Ong et al. / Diamond & Related Materials 16 (2007) 1628–1635 Fig. 3. sp3 fractions in carbon–carbon bonding network with increasing Si atomic concentration. Fig. 1. C 1s peak deconvolution for the a) a-C and b) a-C (Si 7.4 at.%) films. The corresponding bonding configurations are C–Si (283.5 eV), C_C (284.3 eV), C–C (285.2 eV) and C–O (286.6 eV). the sp2 sixfold aromatic rings bonding structure causes a decrease in the intensity of the D peak, since the presence of the D peak is due to the presence of the sp2 aromatic rings (Fig. 8). This increases the overall disordering of the C network, and enhances the chance of sp3 formation. The decrease in ID /IG intensity ratio with increasing Si corresponds to the decrease in the average crystallite size of sp2-bonded clusters [16], as well as the increase in sp3 fraction [17]. The disordering and loss of aromatic bonding cause the amorphous carbon signature peak to downshift [16,18], as is illustrated in Figs. 4 and 5, which show the downshifting of Fig. 2. Contribution of different bonding configurations as determined from C 1s peak with increasing Si concentration. both the D and G peaks to lower wavenumbers with increasing Si concentration. However, the shifted amount of a-C (Si) (downshift to ∼ 1431 cm− 1 for a-C (Si 37.6 at.%)) is much higher than undoped DLC. Results from Ferrari and Robertson [16], Prawer et al. [19] and Anders et al. [20] show that the minimum position for the G peak is never less than ∼1500 cm− 1. Then the peak position upshifted to higher wavenumbers as the sp3 increases, which correspond to Stage 3 in the model proposed by Ferrari and Robertson [16]. In a-C (Si), the G peak will not upshift when the sp3 is increased; the trend is similar to hydrogenated DLC [16] and hydrogenated a-C(Si) [21]. Since our films are unhydrogenated, the further downshifting of the G peak is mainly due to the presence of Fig. 4. Raman spectra of a-C(Si) films and disordered graphite, peak at ∼960 cm− 1 is the 2nd order Raman band of Si substrate. S.-E. Ong et al. / Diamond & Related Materials 16 (2007) 1628–1635 1631 Fig. 5. Raman G and D peak positions with increasing Si concentration. Fig. 7. Raman D to G peaks intensity ratios with increasing Si concentration. Si–C bridging bonds [22] and the lowering of C_C vibration modes by the heavier Si atoms in the C network [23]. It is also partially attributed to a reduction in compressive stress when silicon is introduced into the films, since the longer de-strained bonds vibrate at lower frequencies [22]. The width of G peak scales with disorder and corresponds to the crystallite size of the sp2-bonded clusters. As shown in Fig. 6, the FWHM of G peak increases, therefore, it further substantiates the other results on the increase in network disordering and decrease in sp2 crystallites. The Raman peak at ∼ 960 cm− 1 is the 2nd order peak of crystalline Si (c.f. Fig. 4). It is a peak from the Si substrate, and not from the doped film. The peak intensity increases as the Si concentration is increased. It shows that the optical transparency of the a-C(Si) increases when more Si is incorporated. This has been visually verified from the samples deposited on glass slides. This is expected since more opaque C_C (sp2) structures have decreased and the remaining are olefinic (possess wider optical gap [16]) rather than rings. In the calculation of amorphous carbon network, Jungnickel et al. [24], Chen and Robertson [25] and McCulloch et al. [26] all found that the band gap increased with decreasing sp2 contents. Our past results of thinner a-C(Si) film with Si concentration of more than 40 at.% exhibit amorphous SiC and amorphous Si peaks at ∼ 780 cm− 1 and ∼ 480 cm− 1 respectively. However, in this case, there are no such peaks, therefore, indicating no formation of excessive SiC. Fig. 6. Raman G and D peaks FWHM with increasing Si concentration. 3.2. Mechanical properties The residual stress in a film arises from three aspects: growth-induced stress, structural mismatch-induced stress and thermal stress. Growth-induced and structural mismatchinduced stresses constitute the stress of a film. In sputtering a-C, high energetic C species bombard the growing surface, and get implanted into the sub-surface layers. This subplantation will create a metastable increase in density causing the local bonding to change into sp3. The result will be a film with a high compressive stress. This stress will depend on the sputtering parameters (e.g. target power, process pressure and applied bias voltage at the substrate). Since the film is amorphous, there will not be any contribution from structural mismatch. The thermal stress arises from the difference in the coefficient of thermal expansion between the film and the substrate, such that the film and the substrate expand or contract at a different degree during temperature change. This extrinsic phenomenon is not pronounced in our films as they all are deposited at room temperature. Therefore, the dominant contribution of the residual stress will be the growth-induced stress, which is going to be compressive. Fig. 8. Carbon motion in a) G mode — it is due to the relative motion of sp2 carbon atoms and can be found in chains as well and b) D mode — prohibited in crystalline graphite [16]. 1632 S.-E. Ong et al. / Diamond & Related Materials 16 (2007) 1628–1635 The residual stresses of the a-C(Si) films are calculated using the Stoney's equation from the film/Si substrate bimorph curvature change. The residual stresses are all compressive (negative). The residual stress as a function of increasing Si is presented in Fig. 9. The stress decreases with the increase in Si atomic concentration. The substitution of Si for C atoms leads to strain relaxation through increase in bond length, from 1.54 Å (C–C) to 1.89 Å (Si–C), in the adjacent sites of the incorporated Si atoms. From the calculation by Ferrari et al. [27], only 1% strain variation is needed for a significant decrease in film stress. Jung and Park [28] also suggested that formation of C–Si plays a role in releasing the bond angle distortion. Fig. 10 illustrates the reduction in residual stress in a micro-machined cantilever: without doping, the a-C coated silicon cantilever undergoes severe bending due to large residual stress in the coating; with doping, however, the cantilever is almost unbent due to elimination of the residual stress. The hardness results of the as-deposited a-C(Si) films with varying Si concentrations are presented in Fig. 11. Both hardness and elastic modulus decrease initially when the Si concentration is up to 10 to 15 at.%, and then increase with increasing Si concentration and surpass the original values of the undoped a-C at ∼ 32.2 at.% Si. Although Si promotes sp3 formation and suppresses sp2 aromatic clusters as discussed earlier, the C–Si does have weaker bond strength than C–C sp3 bond: 320 kJ/mol for C–Si bond as compared to 411 kJ/mol for C–C bond [28]. This ultimately translates to lower hardness and modulus when Si starts to get into the C network. Furthermore, when Si is doped, the global density of the film decreases due to the mismatch of atomic size (Si — 2.92 Å, C — 1.82 Å) and bonding length (C–Si: 1.89 Å, C–C: 1.54 Å). Besides the inter-atomic effects, the deposition condition can contribute to properties at a macroscopic level. The kinetic energy of sputtered particles can be estimated by the following relationship [29] Fig. 10. Micro-machined cantilevers illustrating the reduction of stress through Si doping of ∼ 37.6 at.%. SEM micrographs showing a) cantilever deposited with undoped a-C film and b) cantilever deposited with a-C (Si 37.6 at.%) film. substrate bias voltage and process pressure are not varied in our sputtering process, the contributing parameter will be the target power density. From the Laws of Conservation of Energy and Momentum, the initial energy of the target particle, Et, when it is sputtered out by the bombarding ion, can be derived as [30] Et ¼ 4Mt Mi cos2 h ðMi þ Mt Þ2 Ei ð3Þ Where Uk is the kinetic energy, Dw is the target power density, Vs is the substrate bias and Pg is the gas pressure. Since the Where Ei is the energy of the incident particle, Mt and Mi are the masses of the target and incident particles respectively, and θ is the angle of incidence taken from the line joining their centers of masses. Using the atomic mass of 40 amu for Ar (the incident particle), 28.1 amu for Si and 12 amu for C, taking the Fig. 9. Compressive stress decreases (becoming less negative) with increasing Si concentration. Fig. 11. Hardness and elastic modulus with increasing Si concentration. Uk ∝ Dw Vs Pg0:5 ð2Þ S.-E. Ong et al. / Diamond & Related Materials 16 (2007) 1628–1635 1633 Fig. 12. a) Surface roughness with increasing Si concentration, b) surface morphology of a-C (Si 16.6 at.%) and c) surface morphology of a-C (Si 36.7 at.%). 1634 S.-E. Ong et al. / Diamond & Related Materials 16 (2007) 1628–1635 incident angle to be zero (i.e. maximum energy transferred), and expressing energy of Ar sputtering Si to be a fraction of that sputtering C (due to different power densities), the energy of the sputtered C, EC is 0.71EAr, and ESi is 0.32EAr for the highest Si power density used. Therefore, the kinetic energies of Si at all target power densities will be lower than those of the sputtered C. In a co-sputtering process, the sputtered species can gain or lose energy due to the momentum transfer during collision with each other (in addition to the interaction with Ar ions). The collision cannot be elastic, as some energy will be lost due to the generation of phonon, and hence energy is not conserved. At low Si target power density, the sputtered Si will have a much lower kinetic energy as compared to the sputtered C. The impact will result in a decrease in energy for the C species. Since the implantation energy of C is lower, the a-C(Si) films with low Si concentration will have a lower atomic number density as compared to the undoped a-C. Although the energy of the sputtered Si will increase, the contribution will not be as significant when compared to Si sputtered at a higher target power density (i.e. increased amount of sputtered species and increased initial kinetic energy). This deposition dependent phenomenon is apparent in Fig. 12, where the surface roughness increases from 0.5 nm (0.0 at.% Si) to 2.0 nm (16.6 at.% Si): rougher surface indicates lower density, matching well with the hardness and modulus measurements (c.f., Fig. 11, data before 16.6 at.% Si). When the Si target power density is increased, the intensity of the momentum transfer is not as intense, as now the energy of the sputtered Si is higher. Both Si and C will bombard the film surface with higher energy, but the energy level is still lower than sputtering C alone. The density of the a-C(Si) with higher Si concentration will however increase due to the reduction in π bonds as the C_C (sp2) component decreases. These π bonds have the longest bond length in the network (3.35 Å), and thus the decrease will cause an increase in density. The combination of higher energy deposition species and the removal of sp2-hybridized C bondings at higher Si concentration translate to a lowering of surface roughness (from 16.6 at.% Si onwards) and an increase in hardness and modulus (c.f., Fig. 11). These results are similar to undoped a-C [31] where the decrease in low density sp2 C fraction corresponds to a decrease in surface roughness. Below Si concentration of 16.6 at.%, the reduction in π bonds is not enough to cause an increase in density due to the lower energy of the deposition species. Therefore, the deposition kinetics mentioned above is more pronounced, making the film rougher. Taking note that the films are sputtered at room temperature, thus the atomic surface diffusion is insignificant in affecting the roughness. From the bonding strength point of view, all bonding configurations contribute to the hardness. Neglecting the contributions from C–O and Si–O, the major contribution to hardness comes from C–C (sp3), C_C (sp2) and C–Si (sp3). The weakest link is the π bonds associated with C_C bondings. The strength of these van der Waals bonds is around 7 kJ/mol [32]. As Si is incorporated into a-C, some of these π bonds will be eliminated (as discussed earlier) and replaced by stronger C–Si and/or C–C bonds. Therefore, when more Si is incorporated, it preferentially substitutes these sp2-hybridized C_C bonds (as verified and discussed earlier), removing more of these weak π bonds as Si concentration is increased. This leads to an increase in the hardness and modulus of the a-C(Si) films as Si concentration increases. The transverse optic phonon peak of silicon carbide situated at 760–780 cm− 1 Raman shift [33] is not detected. This shows that there is no formation of amorphous silicon carbide, thus the effect of this phase influencing the hardness and modulus is not present. Comparing the hardness results of others (Fig. 13), the result of this work has a similar trend as that of Kulikovsky et al. [12] and Papakonstantinou et al. [13] in the range they conducted their experiments. Although the films of Kulikovsky et al. and this work are fabricated through sputtering, the hardness of Ref. [12] is much higher than what we have obtained. As mentioned earlier, the sputtering parameters can have an effect on the mechanical properties. Kulikovsky et al. used a substrate bias that is six times higher than ours, and their process pressure is almost ten times lower, thus the film has a higher density and hence harder. However, the residual stress of their film is high, nearly four times as high as ours (comparing our samples with the highest Si concentration). It is worth noting that the data provided by Refs. [11] and [13] as shown in Fig. 13 are for hydrogenated amorphous C containing Si denoted as a-C:H(Si) in the plot, and the data from Ref. [12] is hydrogen free a-C(Si) as deposited by DC magnetron sputtering. Refs. [11] and [13] used silane and tetramethylsilane (TMS) as Si source respectively. Both precursors contain H. The Si concentration is increased by increasing gas flow rate; therefore H concentration will also be increased. In a-C:H(Si), H atoms are bonded to both carbon and silicon. Although C–H bonds (338.5 kJ/mol) are more stable than Si–H bonds (298.7 kJ/mol) [22], a different electronegativity of silicon (1.74) and carbon (2.50) leads to Si–H bonds being strengthened and C–H weakened if a silicon atom is bonded to a carbon atom. Upon Si incorporation, these polymeric structures could develop and weaken the structural and mechanical properties of the films. Another possible contribution is the presence of weak Si–C bridging bonds. In this regard, Si–C bridging would further weaken the structural integrity of the hydrogenated films. Fig. 13. Hardness of a-C:H(Si) and a-C(Si) films with increasing Si concentration. S.-E. Ong et al. / Diamond & Related Materials 16 (2007) 1628–1635 Therefore, although the incorporation of Si atoms into a-C:H can increase and stabilize the tetrahedral bonding (sp3 bonding), it can also induce the development of polymeric structures, which will reduce the hardness and scratch resistance of the film [34]. Some intra-molecular bonds like sp3 can be strengthened while the overall inter-molecular structure is weakened. Whereas for the unhydrogenated film, or a-C(Si) in this work and that of Kulikovsky et al. [12], the adverse effect caused by H is not present. As such and besides the deposition dependent mechanics, an optimum Si concentration seems to exist at which the effect on the reduction of the weak π bonds balances off the decrease in global density caused by the Si and C atomic mismatch. The phenomenon can be true to sputtered unhydrogenated a-C(Si), and may be also true to unhydrogenated a-C(Si) synthesized by other methods. In this work, the optimum Si concentration is ∼ 32.3 at.% with ∼ 15% reduction in C_C (sp2) bonding (c.f., Fig. 2). 4. Conclusions As Si is incorporated in a-C, hardness and elastic modulus are found to decrease first but start to recover from 16.6 at.% Si. Correspondingly, surface roughness of the film increases first and then decreases. The residual stress is compressive, and decreases appreciatively with Si concentration due to the relaxation of the atomic strain through an increase in interatomic bonding length between C and Si. The reduction in hardness and modulus is attributed to the decrease in film density from the mismatch in atomic size and bond strength in Si and C. It is proposed that as Si is incorporated into a-C to form a-C(Si) via magnetron sputtering, C–Si bonds form through breaking up C_C aromatic ring bonding structures. 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