Staff Personalbericht The Austrian Das PersonalFederal des Bundes Civil Service 20152015 Datenand Facts undfigures Fakten Imprint Owner, publisher and editor: Federal Chancellery of Austria, Directorate General III Hohenstaufengasse 3, 1010 Wien (Vienna) Authors: Renate Gabmayer, Melanie Strantz, Florian Dohnal Compilation: Gabriela Kleinrath Text and overall coordination: Section III/7/a HR-Controlling Translation: Andrea Steiner (www.norrisandsteiner.at) Vienna, 2015 Photo credits: Andy Wenzel / BKA (Cover, S. 2), HBF (S.3) Cover Layout: BKA | ARGE Grafik Print: BM.I Digitalprintcenter Copyright and liability: The reproduction of parts of this publication is permitted provided that the source is acknowledged. All other rights are reserved. Please note that, while every possible care was taken in compiling the information contained in this publication, the Federal Chancellery and the authors accept no responsibility or liability whatsoever with regard to this information. Any legal opinions expressed in this publication represent the private views of the authors and cannot in any way prejudice future decisions of the courts. Feedback: Please address any comments regarding this publication to [email protected]. For orders please contact: Bestellservice des Bundeskanzleramtes: 1010 Wien, Ballhausplatz 2 Telefon: +43 1 53 115-202613 Fax: +43 1 53 115- 202880 E-Mail: [email protected] Internet: www.bundeskanzleramt.at/Publikationen ISBN: 978-3-903097-03-2 The Austrian Federal Civil Service 2015 Facts and figures Vienna, 2015 Preface Dear readers In 2014 the staff of the Federal Civil Service once again ensured that the tasks of public administration were handled efficiently. As every year, this publication provides a clear overview of the Austrian Federal Civil Service and its composition in terms of various parameters. In fact, it has become an indispensable source of information when it comes to exploring trends and changes in this particular employment sector. But the time after the end of employees’ working lives, too, is increasingly becoming a focus of interest, not least in the context of budgeting. The Retirement Monitoring Report for civil servants, which was first presented this year, shows that the retirement age of Federal civil servants Sonja Steßl has risen and the number of new retirements has gone down. Retirement monitoring promotes the convergence of the actual and statutory retirement ages, an aim which the Federal Civil Service continues to pursue. Among the staff members who have excelled in the past year, our remuneration experts deserve special mention. Their challenge was to implement a new remuneration system while allaying staff members’ initial concern about this change. Complex models of calculation ensured that no disadvantages arose in the end, in particular with regard to employees’ lifetime earnings. In the face of a clear requirement to implement the relevant judgment by the European Court of Justice, it was important to continue paying public servants fairly for their work. Moreover, as the world of work is in constant flux (in the Civil Service just as much as elsewhere), the new job satisfaction survey provides important insights into how Federal Civil Service staff see and evaluate the working conditions created by their employer. Based on the results of this survey, conclusions can be drawn as to which areas would benefit from optimising measures. After all, job satisfaction is an indicator of the extent to which employer and employees can operate on an equal footing to achieve joint aims. Thank you for your excellent work during the past year. Yours sincerely State Secretary Sonja Steßl Preface Dear readers The mission of Directorate General III (Civil Service and Public Administration Innovation) is to ensure up-to-date human resource management in the interests of a motivated, competent staff. The facts and figures presented in this publication will give you a comprehensive overview of HR management in the Federal Civil Service and how it has developed during the 2014 / 2015 period. A key factor in this context is the continually rising number of retirements, which presents great challenges for personnel managers. The Retirement Monitoring Report for the Federal Civil Service, which was published for the first time this year, provides Angelika Flatz a wealth of data and information on this issue, creating transparency, on the one hand, and highlighting areas where there is a need for action, on the other. In addition to introducing a new method of determining seniority for the purposes of salary classification, this year’s amendments to Civil Service employment regulations focused on changing the so-called “Daddy Month” for fathers of newborn babies into a “Baby Month” in order to extend access to early parental leave to same-sex couples and adoptive parents. The staff survey conducted in March 2015 confirmed the high degree of acceptance for the working conditions in the Federal Civil Service: despite the necessary budgetary consolidation measures, satisfaction in the areas of health promotion and leadership has increased, while it has largely remained constant in the other areas, compared to 2011. Despite these good results we will make use of the data gained to identify potential for further improvements and take appropriate measures, as we did following the last survey. 2015 has seen the tenth anniversary of our Cross-Mentoring Programme supporting careerminded women in the Federal Civil Service. The programme facilitates the targeted exchange of experience and further development of leadership skills. I hope this yearbook awakens your interest and provides impulses for your day-to-day work. Director General Angelika Flatz Head of the DG for the Civil Service and Public Administration Innovation Table of contents Table of contents 1 Public administration in Austria ....................................................... 5 1.1 Austria’s territorial entities: the Federation, Länder and municipalities ...................5 1.2 An international definition of public administration: the general government sector according to ESA........................................................................................7 1.2.1 The central government sub-sector according to ESA ...........................................9 1.2.2 The general government sector as a whole ...........................................................9 1.2.3 The size of government sectors by international comparison .................................9 1.2.4 Public administration in the context of public expenditure..................................... 11 1.2.4.1 1.2.4.2 What is the cost of public administration? The government sector’s personnel expenditure by function 1.3 Civil Service incomes in comparison to the private sector....................................14 2 The organisational structure of the Federal Civil Service ........... 16 2.1 Ministries and their subordinate bodies ...............................................................16 2.2 Agencies .............................................................................................................19 3 Occupational groups in the Federal Civil Service ........................ 22 3.1 Administrative service .........................................................................................23 3.2 Teachers .............................................................................................................26 3.3 Law enforcement ................................................................................................28 3.4 Military ................................................................................................................30 3.5 Judges and public prosecutors ............................................................................31 4 Traineeships, internships and apprenticeships in the Federal Civil Service ..................................................................................... 34 4.1 Public administration traineeships .......................................................................34 4.2 Court internships .................................................................................................35 4.3 Teaching practice and induction phase................................................................35 4.4 Apprentices .........................................................................................................36 1 Table of contents 5 The staff of the Federal Civil Service ............................................. 37 5.1 The development of staffing levels ......................................................................37 5.1.1 Development of staffing levels in the different occupational groups ......................39 5.2 Levels of qualification ..........................................................................................42 5.3 Types of employment relationship .......................................................................44 5.3.1 Federal Civil Service staff by type of employment relationship in FTE ..................44 5.3.2 Recent policy on civil service appointments .........................................................46 5.4 The age structure of Federal Civil Service staff ...................................................47 5.4.1 Changes in the age structure since 1995.............................................................48 5.4.2 Age structure by type of employment relationship ................................................50 5.4.3 Age structure by occupational group ...................................................................50 5.4.4 Demographic analysis based on levels of qualification .........................................51 5.5 Part-time employment in the Federal Civil Service ..............................................52 5.6 Women and men.................................................................................................53 5.6.1 The proportion of women in the Federal Civil Service over time ...........................54 5.6.2 High qualification levels by sex............................................................................56 5.6.3 Part-time work by sex .........................................................................................56 5.6.4 Women in management - Gender auditing ..........................................................57 5.6.5 Measures for the promotion of women ................................................................59 5.6.5.1 5.6.5.2 5.6.5.3 5.6.5.4 Parental leave for mothers and fathers Early parental leave (“Baby Month”) Teleworking 10 years of Cross-Mentoring in the Federal Civil Service 5.6.6 Income differences between women and men as defined by Section 6a, Federal Equal Treatment Act ...............................................................................62 5.6.6.1 Income differences in the Federal Civil Service 5.6.7 Median incomes by occupational group ...............................................................67 5.7 Lost working time ................................................................................................67 5.8 Retired civil servants ...........................................................................................70 5.9 New retirements ..................................................................................................71 5.9.1 Types of retirement .............................................................................................71 5.9.2 Number of retirements and retirement age ..........................................................71 5.9.3 The development of retirement figures in the Federal Civil Service ......................72 2 Table of contents 6 Human resource management in the Federal Civil Service......... 75 6.1 The organisation of human resource management .............................................75 6.2 Employment and pay regulations ........................................................................76 6.2.1 Preventing corruption, fostering integrity ..............................................................78 6.2.2 Cooperation in international programmes ............................................................78 6.3 Retirement regulations ........................................................................................78 6.3.1 Calculation of pensions .......................................................................................78 6.3.2 The financing of pensions ...................................................................................79 6.3.3 Retirement age ...................................................................................................79 6.4 The Staffing Plan and FTE targets ......................................................................80 6.4.1 The Staffing Plan and Budget law reform.............................................................81 6.4.2 People with disabilities ........................................................................................82 6.5 Evaluation of posts ..............................................................................................83 6.6 Human resource auditing ....................................................................................83 6.7 An attractive employer ........................................................................................85 6.8 Staff development ...............................................................................................86 6.8.1 Initial and further training .....................................................................................86 6.8.1.1 6.8.1.2 Institutions providing initial and further training Federal Academy of Public Administration 6.8.2 Survey of Federal Civil Service staff ....................................................................88 6.8.3 The appraisal interview as a key management tool..............................................89 6.9 Health and safety at work: evaluating mental stress factors.................................90 6.10 Karriere Öffentlicher Dienst www.jobboerse.gv.at ................................................90 6.11 Mobility ...............................................................................................................91 6.11.1 Mobility management by the Federal Chancellery................................................91 6.11.2 Computer-based testing and modern personnel selection....................................91 6.11.3 The Federal Chancellery’s EU JOB Information Service ......................................92 6.11.4 Internships ..........................................................................................................93 6.12 Knowledge management as a core issue for innovative and future-oriented organisations ......................................................................................................93 6.12.1 Developing guidelines for knowledge retention following staff changes ................94 6.13 HR platforms of the Federal Civil Service ............................................................94 6.13.1 The Civil Service Website ...................................................................................94 6.13.2 Conference of HR Heads ....................................................................................95 3 Table of contents 6.13.3 Expert conferences of the Länder........................................................................95 7 Performance management in public administration .................... 96 7.1 Performance management and regulatory impact assessment – a combined approach.............................................................................................................96 7.2 Outcome orientation in the Federal Budget and the implementation of regulatory impact assessment – initial experience ...............................................96 7.3 Performance management: a new challenge for managers .................................97 7.4 The Federal Performance Management Office – coordinating across Ministries.............................................................................................................98 7.5 Public administration competitions: networking – exchanging know-how – learning from each other .....................................................................................99 8 Technical annex ............................................................................. 101 8.1 Reference period ..............................................................................................101 8.2 Database ..........................................................................................................101 8.3 Unit of measurement .........................................................................................101 8.4 The definition of “management position” as used in Chapter 5.6.4 ....................102 8.5 Gross annual income as defined by Section 6a, B-GlBG ...................................102 8.6 Gender pay gap ................................................................................................103 8.7 Median income .................................................................................................103 8.8 Classification of posts .......................................................................................103 8.9 Sources of data and information........................................................................103 9 List of abbreviations ...................................................................... 105 10 List of figures ................................................................................. 106 11 List of tables ................................................................................... 108 4 Public administration in Austria 1 Public administration in Austria 1.1 Austria’s territorial entities: the Federation, Länder and municipalities The majority of public services in Austria are provided by the staff of the country’s so-called territorial entities, i.e. by the employees of Federal, Land (i.e. Regional) or municipal authorities. Collectively, these are commonly referred to as “public administration”. However, there is no clear line dividing public administration as such from the agencies that have been hived off from all levels of public administration in recent years, or from the various companies, institutions, funds, etc. which have been charged with the provision of public services, as some of these bodies can still be seen as belonging to the public sector. Table 1 Staffing levels of Austria’s territorial entities Entity Staffing level Federation 130,992 Länder 139,452 Municipalities 74,667 Total 345,111 Staffing levels in full-time equivalents, excluding agencies and other hived-off bodies. Data for the Federation last updated on 31 December 2014; Länder data in 2013; data for the municipalities in 2014. Sources: Federation – Federal Civil Service Management Information System; Länder – Regions’ own data, based on the Austrian Stability Pact, excluding Regional hospitals; municipalities – Statistik Austria Major tasks carried out by the Federal Civil Service include the areas of internal and external security, education (i.e. the Federal schools), fiscal matters, and the judiciary. In 2014, the Federal Civil Service had a staff of 130,992 full-time equivalents (FTE). In addition to these, 6,937 Federal civil servants were working in agencies and other hived-off institutions, and another 14,218 were working in the successor companies of the Austrian Post Office. Furthermore, another 139,500 staff were employed by Austria’s nine Länder (i.e. Regions), and approximately 74,700 employees were working for the country’s 2,101 municipalities (excluding Vienna, which is also a Land; figures from October 2015). An additional 89,300 1 or so were employed in the hospitals of the Länder, and approximately 10,000 more in various other hived-off entities at the Regional and local levels. 1 44,300 of these were working in hospitals that were still formally part of Land government structures (i.e. those in Lower Austria and in Vienna), and 45,000 again in hived-off hospitals. 5 Public administration in Austria 1.1.1 Staffing levels of the Länder The major government bodies operating at the Länder level include the Regional Government Authorities (Ämter der Landesregierungen), District Authorities (Bezirkshauptmannschaften), construction and agricultural authorities, road maintenance departments and, in some cases, the nursing care sector. Government staffing differs considerably across the nine Länder, both in terms of organisational structures and the volume of tasks carried out. Kindergarten teachers and their assistants are a case in point: in Lower Austria these are partly included in the staff of the Land government, where they constitute a major group of employees; in other Regions they are municipal rather than Land employees and thus not counted towards the respective Land’s staffing levels. The same is true of music school teachers and nursing care staff. A special group of Land employees is that of Land teachers. At approximately 65,600 FTE they are one of the largest groups within the public sector. While they are employees of the Länder and thus included in the staffing levels mentioned above, the associated costs are largely borne by the Federation as part of the annual revenue-sharing exercise. Land teachers are employed at primary schools, lower secondary schools (i.e. Hauptschulen and Neue Mittelschulen), as well as vocational schools for apprentices and for the agriculture and forestry sector. The extent to which personnel costs are refunded by the Federation is 100% for primary and secondary school teachers and 50% for vocational school teachers. The staff of Länder hospitals, which account for 89,300 FTE, are a special case with regard to their classification and are therefore not included in the staffing levels set out in Table 1. Even though hospital staff are predominantly Land employees in all nine Regions, the hospitals where they work have attained different levels of autonomy from the respective Land governments, a transformation which was subject to legislation passed in the different Länder. With two exceptions (i.e. Vienna and Lower Austria), Länder hospitals are to be counted among the hived-off institutions. Another approximately 10,000 Länder staff work for other types of hived-off entities. 6 Public administration in Austria Table 2 Employees of the Länder (without hived-off institutions) Staffing levels Total BGLD KTN STMK TIROL VLBG SLBG OÖ NÖ 2 WIEN Land administration 73,863 1,739 3,479 6,715 3,905 1,497 2,394 8,474 16,379 29,282 Land teachers 64,915 2,239 4,628 8,857 5,874 3,625 4,377 12,198 12,199 10,919 138,778 3,978 8,106 15,572 9,779 5,121 6,771 20,672 28,578 40,201 44,263 0 0 0 0 0 0 0 16,715 27,548 183,041 3,978 8,106 15,572 9,779 5,121 6,771 20,672 45,293 67,749 74,303 1,404 4,513 6,703 5,051 2,016 3,913 10,379 14,078 26,245 108,738 2,574 3,593 8,868 4,728 3,105 2,858 10,292 31,215 41,504 OÖ NÖ TOTAL Land hospitals (not hived off) TOTAL Civil servants Private-law employees Table 3 Employees of the Länder (working in hived-off institutions) Staffing levels Land employees in hived-off hospitals Land employees in other hived-off institutions TOTAL Total BGLD KTN STMK TIROL VLBG SLBG 3 WIEN 44,987 1,643 6,362 14528 6,397 3,239 4,625 8,193 0 0 9,996 109 154 267 30 47 154 419 369 8,447 54,983 1,752 6,516 14,795 6,427 3,285 4,779 8,612 369 8,447 6,250 16 128 150 10 5 90 542 84 5,225 48,733 1,737 6,388 14,645 6,417 3,280 4,689 8,070 284 3,222 Civil servants Private-law employees Staffing levels are expressed as full-time equivalents, without apprentices or trainees Private-law employees and employees subject to collective agreements. According to the Vienna Municipal Authority, the umbrella organisation of Vienna’s hospitals (Wiener Krankenanstaltenverbund) does not have legal personality in its own right but is a special type of municipal institution. The staff working at these hospitals are therefore not to be counted towards the hived-off sector. The situation in Lower Austria is similar. Differences in totals are due to rounding. Further details on agencies and other hived-off entities at the Federal level are available in Chapter 2.2. 1.2 An international definition of public administration: the general government sector according to ESA As mentioned in Chapter 1.1, the task of providing public services has increasingly been transferred, over the last few years, from government authorities to separate entities established under public or private law. While some of these entities act in a private-sector 2 3 Burgenland, Kärnten, Styria, Tyrol, Vorarlberg, Salzburg, Upper Austria, Lower Austria, Vienna Burgenland, Kärnten, Styria, Tyrol, Vorarlberg, Salzburg, Upper Austria, Lower Austria, Vienna 7 Public administration in Austria context, many others still operate predominantly on behalf of the state and are funded by territorial authorities by way of – usually capped – contributions. Based on a definition of the public sector as that part of the economy which produces public goods, the number of public-sector employers can be said to have grown as a result of the creation of agencies and other bodies which have been spun off from all levels public administration. Therefore, any definition of the term “public servant” which exclusively relies on the existence of an employment relationship with a territorial authority (i.e. Federal, Regional or local government) will fail to cover all of the people who are involved in providing public services today. However, if the concept of “public administration” is to be defined in broader terms, specific criteria are required to determine which institutions are to be counted as belonging to the public sector. An internationally recognised delimitation of this sector which, being laid down in EU law, is binding on Austria, is provided by the “European system of national and regional accounts”, ESA for short. This lays down criteria for determining whether a particular entity – and thus also its staff – is to be classified in the so-called “general government sector”, primarily based on functional and economic criteria. In addition to territorial authorities, this definition also includes those institutions which are in any way subject to an – albeit small – measure of government control, as well as being “non-market producers” based on the prices they charge for their services, generating sales that cover less than 50% of their production costs. In addition to government authorities at different territorial levels, Austria’s “general government sector” thus includes the social security funds, the various Chambers representing organised interests, as well as approximately 400 other institutions which have their own legal personality (as public or private limited companies, associations, institutes, universities, universities of applied sciences (Fachhochschulen), funds or federations). Some of these institutions used to be organisational units of territorial authorities and have acquired legal personality as a result of being hived off from these authorities, while others were set up specially to fulfil certain public tasks. Depending on what type of territorial authority primarily funds and controls these institutions, they are assigned under the ESA system to so-called sub-sectors, namely “central government” (i.e. the Federation), “state government” (i.e. the Länder), “local government” (i.e. the municipalities), or social security funds. Last year the system of classification was changed from ESA95, which had been in force until then, to ESA 2010. As of September 2014 this new system has been mandatory for all EU member states. Under the new classification system of ESA 2010, 22 public hospitals and three major public transport enterprises (ÖBB Personen, ÖBB Infrastruktur and Wiener Linien, i.e. two companies of the Austrian Railways, and Vienna’s public transport provider) are to be included in the general government sector. 8 Public administration in Austria 1.2.1 The central government sub-sector according to ESA As some of the hived-off and newly established agencies are characterised by a high degree of independence, there is no central record of their personnel data. However, a first step towards ascertaining the staffing level of the central government sub-sector (i.e. the Federal level of government) was undertaken in a study by Statistik Austria carried out in 2006. In addition to the territorial entity of the Federation itself, the Federal sub-sector is defined in this study as comprising another 153 entities, including 43 universities and universities of applied sciences (Fachhochschulen), 13 Chambers at Federal level, as well as numerous Federal funds and other hived-off entities. Nearly all of these employ their own staff, adding up to a total of approximately 50,400 FTE in 2006. Added to the Federation’s 130,992 FTE, this means that the overall staffing level of the central government sub-sector as defined by ESA is approximately 181,400 FTE. 1.2.2 The general government sector as a whole Regarding the entire “general government sector” according to ESA 2010, estimates are available from both Statistik Austria and the OECD. For 2014, these amount to approximately 572,000 FTE (Statistik Austria). Based on these estimates, which are available for all of its member states, the OECD is able to make international comparisons. Due to the fact that the government sector is delimited by means of economic and functional characteristics, the data can be assumed to be comparable as entities are assigned to the government sector regardless of whether they have been set up under public or private law. Although Austria‘s general government sector as defined by ESA comprises more than the staff of the country’s territorial authorities, it is still small by international comparison. 1.2.3 The size of government sectors by international comparison Due to the difference in size between states, a comparison of government sector staffing levels in absolute terms would not be meaningful. Larger states, which obviously employ larger numbers of public servants, would inevitably figure at the top of the scale in a comparison of this kind. The size of government sectors is therefore expressed in relative terms, i.e. as a proportion of total employment. The most recent available OECD data on this subject are from 2013 (OECD, Government at a Glance 2011). The comparison is based on the definition of the general government sector according to ESA95 (see Chapter 1.2). A comparison of the European OECD member states, as well as Russian Federation, South Africa and Brazil, is shown in Table 4 and Diagram 1. The proportion of Austria’s total employment accounted for by government sector employees was 10.7% in 2011 and thus below the 15.5% average for the OECD members. 9 Public administration in Austria Table 4 Government sector employees as a proportion of total employment, 2011 Country Employees (%) Country Norway 30.5% Czech Republic 12.9% Denmark 29.9% Netherlands 12.4% Sweden 26.0% Portugal 11.5% Finland 22.8% Austria 10.7% France 21.9% Turkey 10.7% Hungary 20.1% Germany 10.6% Estonia 19.4% New Zealand 9.7% United Kingdom 18.3% Poland 9.7% Luxemburg 17.8% Switzerland 9.7% Canada 17.7% Chile 9.1% Belgien 17.3% Mexico 9.0% Ireland 16.4% Greece 7.9% Israel 16.4% Japan 6.7% Slovenia 16.0% Korea 6.5% Australia 15.7% EU members (weighted) 15.5% United States 14.4% Russian Federation 17.7% Italy 13.7% Brazil 10.6% Spain 13.1% South Africa 9.0% Slovak Republic 13.0% Ukraine Source: Government at a Glance 2013 - © OECD 2013; ILO 10 Employees (%) 5.5 Public administration in Austria Figure 1 Government sector employees as a proportion of total employment, 2011 % 35 30 25 20 15 10 2011 Russia Brazil South Africa Ukraine 0 Norway Denmark Sweden Finland France Hungary Estonia United Kingdom Luxembourg Canada Belgium Ireland Israel Slovenia Australia OECD members… USA Italy Spain Slovakia Czech Republic Netherlands Portugal Austria Turkey Germany New Zealand Poland Switzerland Chile Mexico Greece Japan Korea 5 2001 Source: OECD 1.2.4 Public administration in the context of public expenditure Austria’s total public expenditure in 2014 amounted to € 171.9 billion, which is equivalent to 52.1% of GDP. Diagram 2 shows what this amount was spent on. Figure 2 Structure of public expenditure, 2014 Source: Statistik Austria 4 4 http://www.statistik.gv.at/web_de/static/struktur_der_einnahmen_und_ausgaben_des_staates_konsolidiert_jahr esdaten_019897.xlsx (30 July 2015) 11 Public administration in Austria Transfers to private households accounted for roughly half of overall public expenditure (44.6%). This category comprises social benefits in cash and in kind. Key examples of the former include pensions, family benefit, unemployment benefit, parental leave and long-term care allowance. The term “social benefits in kind” refers to goods and services purchased by government agencies and passed on to private households free of charge, or against a flat-rate contribution towards their cost. This category includes medical services, medicines, kindergarten, as well as free travel and school books for schoolchildren, among other things. Under the heading of “transfers to market producers”, 6.7% of overall public expenditure goes to enterprises, e.g. in the form of subsidies for agriculture, trade and industry. “Other expenditure” (15.2% of the total) consists of the interest paid on public debt, gross investment, and transfers to EU institutions, for example. Based on ESA 2010, Statistik Austria has retroactively adjusted the relevant projections for the past few years. 1.2.4.1 What is the cost of public administration? The types of expenditure which are of interest in connection with government sector employees are to be found in the category of “Staff and non-staff operating costs”, which accounts for 33.5% of total public expenditure, or € 58 billion in absolute terms. The category of “Staff and non-staff operating costs” comprises: operating costs (12.4% of total public expenditure or € 21.3 billion); compensation of employees (20.2% of total public expenditure or € 34.8 billion for 574,000 staff, € 13.8 billion of which can be attributed to the Federal level, € 10.5 billion to the Regional level, € 8.6 billion to the municipal level, and € 1.9 billion to social security funds); tax payments (0.9% of total public expenditure or € 1.6 billion). “Operating costs” include all other outlay which is required to maintain government operations; it includes items such as electricity, office equipment, cleaning supplies and rents. The term “compensation of employees” here refers to the amount of money spent on the remuneration of government sector employees. In addition to the cost of the 130,992 staff (FTE) employed by the Federal Civil Service, which amounts to € 8.5 billion (equivalent to 4.9% of total public expenditure, or 2.6% of GDP), this amount includes the salaries of other entities attributed to the Federal sub-sector, as well as the associated pension payments. Finally the state, too, can be liable to pay tax, e.g. in the shape of production and import taxes, as well as income and property taxes, all of which together amount to 0.9% of total state expenditure. 12 Public administration in Austria 1.2.4.2 The government sector’s personnel expenditure by function Modern welfare states, a category which can be said to include Austria as well as the other European states, are characterised by the fact that they take on a great number of tasks. In addition to justice and internal and external security, the services provided include education, public health, pensions, environmental protection, transport and infrastructure, as well as social services, among many others. Typically, these are areas in which the socially desired level of service is, for various reasons, not expected to be adequately and comprehensively provided by private markets. In developed countries which are essentially market economies, the tasks carried out by government tend to be quite similar, at least as far as European states are concerned. A systematic breakdown of these tasks is provided by COFOG, the Classification of the Functions of Government. This is a system for categorising government tasks along functional lines in the context of national accounts, which basically sets out certain flows (of expenditure) according to their purpose. As shown in the previous chapter, the compensation of employees (which is the term used in national accounts to refer to expenditure arising from the employment of personnel) accounts for € 34,8 billion in Austria, or 20.2% of total public expenditure. A breakdown according to the COFOG system of classification exists for this category of expenditure, too. Irrespective of slight differences in salary levels among the different functional groups, this classification of staff expenditure provides useful insights regarding the kinds of government tasks that are particularly labour-intensive. Figure 3 Compensation of employees in the government sector by function, 2013 30.5% 23.4% 15.4% 11.6% Source: Statistik Austria. Data for 2014 were not yet available at the time of publication. 13 Social protection Education Recreation, culture and religion 4.0% Health 0.2% Housing and community amentities Economic affairs Public order and safety Defence 3.7% 2.3% 0.6% Environmental protection 8.3% General public services 45% 40% 35% 30% 25% 20% 15% 10% 5% 0% Public administration in Austria Of the € 34.8 billion in compensation for employees paid within Austria’s government sector in 2013, education accounts for 30.5%. This shows that a considerable part of the staff paid from public budgets are employed in schools, universities and other institutions of higher education, or in institutions administrating these educational institutions. About 15% of the total, compensation of employees in the “General public services” category comes to approximately half of the amount spent in “Education”. General public services are to be found at all levels of government, basically comprising all those government functions that cannot be assigned to any other COFOG category. Tax administration and foreign affairs are examples of these types of tasks at the Federal level. The category of “Public order and safety” (8.3%) almost exclusively comprises Federal authorities, particularly in the areas of the judiciary and the police. In interpreting the above data it should be taken into account that services in some of the COFOG categories are not exclusively rendered by the state but also by private entities, whose personnel costs are not included in the diagram. A detailed breakdown of all entities making up the government sector is to be found on the Statistik Austria website www.statistik.gv.at at “Wirtschaft → Öffentliche Finanzen, Steuern → Öffentliche Finanzen → Öffentlicher Sektor”. 1.3 Civil Service incomes in comparison to the private sector A comparison between the incomes of different groups of people is meaningful if these groups do not differ with regard to any of the factors that influence pay levels. The risk of producing misleading results is particularly high when comparing the private and public sectors, due to the differences in their respective staff structures. The key factors influencing levels of pay are age, level of qualification, as well as the proportion of part-time work and of employment for part of the year (e.g. due to seasonal work or change of employment). Meaningful comparisons are to be found in a report on the income of Austria’s population broken down by industry, occupational group and function, which is drawn up by Statistik Austria on behalf of the Austrian Court of Audit. This report is published every two years as required by law (Article 1 Section 8, Income Limitation Act (Bezügebegrenzungsgesetz)). Median incomes are calculated on the basis of income tax data; the current data relate to the year 2013. The following income comparisons, which were taken from the above-mentioned report, are specifically characterised by the fact that they exclusively relate to full-time workers employed year-round. This eliminates two major obstacles to the meaningful comparison of incomes, namely different proportions of part-time work and employment for part of the year. However, differences in qualification levels and age are not taken into consideration. In interpreting the data, particular attention must therefore be paid to these differences: the proportion of staff with high levels of qualification (i.e. university graduates and persons having completed upper secondary school) is relatively high in the Federal Civil Service at 49.6% (vs. 33.6% in the 14 Public administration in Austria private sector); and the average age of Federal Civil Service staff is over seven years higher than that of private-sector employees. Table 5 Median gross annual incomes, 2013 Total Men Women Blue collar workers € 30,775 € 32,736 € 22,725 White collar workers € 44,317 € 52,401 € 34,607 Public servants € 44,770 € 46,982 € 42,476 Source: Austrian Court of Audit Table 6 Mean gross annual incomes, 2013 Total Men Women Blue collar workers € 31,486 € 33,495 € 23,662 White collar workers € 53,650 € 62,621 € 40,069 Public servants € 49,761 € 52,959 € 46,142 Source: Statistik Austria Austria’s public servants (i.e. the staff of Federal, Land and municipal authorities) earn more than white collar workers in the private sector in terms of median income, and they earn less than these in terms of the arithmetic mean (see Table 5 and Table 6). This appears to be due to higher pay in the lower income brackets and small differences in the higher ones. 5 On the other hand, top salaries in the private sector are particularly high, which raises the arithmetic mean. The breakdown by sex shows that men working in public administration earn less than male white collar workers in the private sector, while women employed in public administration earn considerably more than their counterparts in the private sector (i.e. female white collar workers). The Federal Civil Service is an important role model for other employers when it comes to equal treatment of women and men, and supporting women in the workplace – a fact which is reflected in the salaries it pays, among other things. Further information on this subject is available in Chapter 5.6., under “Women and men”. 5 Cf. Income Report by the Austrian Court of Audit, abridges version,p.6 15 The organisational structure of the Federal Civil Service 2 The organisational structure of the Federal Civil Service The tasks of the Federal level of government are carried out by the Federal Ministries and their subordinate bodies, which together form the institutional structure underpinning the respective ministerial portfolios. Public bodies which, due to their monitoring function vis-a-vis other institutions, or their role as supreme courts of law, enjoy a special level of autonomy and independence, are subsumed under the heading of “supreme state organs”. These include the Office of the Federal President, the Parliamentary Administration, the Constitutional Court, the Supreme Administrative Court, the Ombudsman Board and the Court of Audit. While these authorities form part of the Federal Civil Service, they do not fit into the structure of Ministries and subordinate bodies outlined above. Powers and tasks are allocated to the individual Ministries primarily along the lines of policy areas. This is laid down in the Federal Ministries Act (Bundesministeriengesetz), which also regulates the organisational structure of individual Ministries, as well as the principles governing the assignment of tasks within these. As is the case in any major organisation, ministerial portfolios are subject to periodic restructuring, most recently under the 2014 amendment to the Federal Ministries Act. 2.1 Ministries and their subordinate bodies The tasks assigned to the different Ministries show different degrees of labour intensity. While Youth and Family, for example, has a staff of only 104, the Ministry of Education and Women has 44,466 employees (as at 31 December 2014), most of them teachers and school administration staff. These differences result from the way in which the provision of public services is organised in Austria. Thus the considerable difference in staffing levels in the example given above arises from the fact that a large proportion of the country’s teachers are Federal employees, while health services, such as the operation of hospitals, are largely provided by hospital operating companies within the spheres of competence of the Länder. In addition to education, a large proportion of Federal Civil Service employees work in the areas of internal (24%) and external security (16%). All in all, approximately three quarters of all Federal Civil Service staff are employed within the areas of education and security. 16 The organisational structure of the Federal Civil Service Figure 4 Distribution of staff among Federal Ministries, 2014 The proportion of Federal Civil Service staff working in the Ministries themselves is very low at 7.4%. Acting as interfaces between public administration and politics, the Ministries are in charge of planning the realisation of government projects, placing them in an appropriate institutional framework and coordinating their implementation. The majority of all Federal Ministry staff (91.7%), however, are employed in the Ministries’ numerous subordinate bodies, which are charged with the operational implementation of the tasks of the Federal Civil Service. Finally, the staff of the so-called supreme state organs account for 0.9% of all Federal Civil Service employees. 17 The organisational structure of the Federal Civil Service Table 7 Distribution of staff among Federal Ministries as at 31 December 2014 Ministry Total Supreme state organs 1,115 Federal Chancellery Staff working in headquarter s Staff working in subordinate bodies 1,411 893 518 31,902 2,260 29,641 1,142 550 592 Ministry of Justice 11,107 223 10,884 Ministry of Defence and Sport 21,217 910 20,307 Ministry of Finance 10,525 701 9,823 1,519 539 981 Ministry of Health 344 344 Ministry of Family and Youth 104 91 13 44,466 597 43,869 2,812 1,104 1,709 835 596 240 2,494 837 1,656 130,992 9,645 121,347 Ministry of the Interior Ministry for European and International Affairs Ministry of Labour, Social Affairs and Consumer Protection Ministry of Education and Women's Affairs Ministry of Science, Research and Economy Ministry of Transport, Innovation and Technology Ministry of Agriculture, Forestry, Environment and Water Management Total The Federal Ministries themselves (i.e. the “headquarters”) are responsible for strategically planning, steering and coordinating all activities of the Federal Civil Service. In addition, the Federal Ministries are entrusted with managing a range of legal subject matters, depending on their specific spheres of competence. This task primarily consists in the drafting of legislation, usually along lines defined by the Federal Government. In cooperation with experts in the respective field, draft legislation is thus generated which is eventually adopted, or rejected, in Parliament. Another important task carried out by the staff of Ministry headquarters consists in advising politicians and supporting them in their decision-making, specifically by presenting different possible approaches to a given issue, as well as their respective effects. This requires comprehensive studies and analyses, as well as input from staff members with appropriate expert know-how. The bodies subordinate to the Federal Ministries, on the other hand, are responsible for implementing laws and regulations, as well as providing a range of services, such as the teaching of schoolchildren, the collection and administration of taxes, the training of recruits in the Austrian Armed Forces, as well as the work done by the police and the judiciary, the representation of Austria abroad, and numerous other tasks. 18 The organisational structure of the Federal Civil Service It is the direct contact between citizens and public administration which happens at the level of subordinate bodies that determines how the Federal Civil Service is perceived by its target group. This is why these bodies’ degree of service orientation and the quality of service they deliver are periodically subject to reform initiatives. Current information on the subject of public administration innovation and reform is available online on our website www.oeffentlicherdienst.gv.at under “Verwaltungsinnovation”. Finally, Federal civil servants are also employed by various agencies, i.e. organisations (such as institutes, public and private limited companies, etc.) established under private or public law which have been entrusted with tasks that were formerly carried out directly by Federal authorities and institutions. These employees are dealt with separately in the following chapter and are not included in the staffing numbers given in Table 1, Diagram 4 and Table 7. This is because the relevant personnel costs are largely refunded to the Federation by the respective agencies. 2.2 Agencies Agencies are entities under private or public law which have been set up outside the structures of public administration to provide public services formerly rendered by Civil Service bodies themselves. The motivations for outsourcing services in this manner include considerations of investment or financial policy with a view to avoiding budgetary constraints, the advantages of limited liability, avoiding certain restrictions with regard to jurisdiction, as well as tax advantages. Base funding for agencies and other hived-off entities is usually provided by the Federation in the form of capped contributions. When a Federal office or institution is thus hived off, any staff it employed under private-law contracts become employees of the newly created institution. In other words, these staff members then have a new employer. Civil servants in the narrower sense (i.e. those appointed under public law), on the other hand, formally remain employees of the Federal Civil Service while working for the agency in question. 19 The organisational structure of the Federal Civil Service Table 8 Civil Servants working in agencies as at 31 December 2014 (in FTE) Ministry Agency In FTE Federal Chancellery Bundesanstalt Statistik Austria (Statistics Austria) Bundestheaterholding GmbH (Federal Theatres Holding Company) Cultural Affairs (Federal Museums, Austrian National Library) 116 38 103 Federal Ministry for Europe, Integration and Foreign Affairs Austrian Development Agency GmbH Federal Ministry of Justice Neustart (an association replacing the former Probation Service) Federal Ministry of Defence and Sport Amt der Bundessporteinrichtungen (Federal Sports Facilities Office) 6 Federal Ministry of Finance Bundesrechenzentrum GmbH (Austrian Federal Computing Centre) 5 Österreichische Postsparkassen AG (Austrian Postal Savings Bank) Finanzmarktaufsichtsbehörde (Financial Market Authority) 18 Buchhaltungsagentur (Federal Accounting Agency) 258 BundesbeschaffungsGmbH (Federal Procurement Agency) 1 Arbeitsmarktservice (Public Employment Service) IEF Service GmbH (Insolvency Payment Fund) Bundesinstitut für Bildungsforschung, Innovation und Entwicklung (Federal Institute for Education Research, Innovation and Development of the Austrian School System) Federal Ministry of Science, Research and Economy Public universities 39 761 47 7 4,419 Österreichische Bibliothekenverbund und Service GmbH (Austrian Library Network and Service Company) 3 Schönbrunner Tiergarten GmbH (Schönbrunn Zoo) 6 Immobilienmanagementgesellschaft des Bundes mbH (Federal Real Estate Company) Federal Ministry of Agriculture, Forestry, Environment and Water Management 306 10 Federal Ministry of Education and Womens´s Affairs Federal Ministry of Transport, Innovation and Technology 38 Münze Österreich (The Austrian Mint) Bundespensionsamt (Federal Pensions Office) Federal Ministry of Labour, Social Affairs and Consumer Protection 2 208 ÖFPZ Arsenal GmbH (Arsenal Research) 22 via donau Österreichische Wasserstraßen GmbH (Austrian Waterways) 58 Spanische Hofreitschule - Bundesgestüt Piber (Spanish Riding School – Federal Stud Piber) 14 Umweltbundesamt GmbH (Austrian Federal Environmental Agency) 57 20 The organisational structure of the Federal Civil Service Ministry Agency In FTE Landwirtschaftliche Bundesversuchswirtschaften GmbH (Austrian Federal Research Farms) Bundesforschungs- u. Ausbildungszentrum f. Wald, Naturgefahren und Landschaft (Federal Research and Training Centre for Forests, Natural Hazards and Landscape) Österreichische Agentur für Gesundheit und Ernährungssicherheit GmbH (Austrian Agency for Health and Food Safety) Total 1 82 313 6,937 Successor companies of the Austrian Post Office Total (including the successor companies of the Austrian Post Office) 21 14,218 21,154 Occupational groups in the Federal Civil Service 3 Occupational groups in the Federal Civil Service Public administration at the Federal level covers a wide range of diverse tasks, giving rise to a great variety of job profiles which can, in turn, be categorised in several occupational groups. Even though the image of the civil servant may still be strongly informed by the traditional concept of the administrative officer, a large part of the work of the Federal Civil Service is not done in offices but in schools, courts, police stations, military institutions, as well as in manifold contexts “in the field”. Just over one third of all Federal Civil Service staff belong to the administrative service, which comprises a wide range of occupational profiles. By far the majority of staff members, however, are to be found in the other major occupational groups, such as law enforcement or teaching. The military, i.e. uniformed military personnel, as well as the group of judges and public prosecutors, also account for a considerable proportion of all staff. This shows that Federal Civil Service staff are anything but homogeneous as a group. Accordingly, the members of these occupational groups represent diverse educational backgrounds and are expected to fulfil a wide range of different of requirements. For example, many of these occupations require a university degree; many employees are exposed to physical stress resulting from irregular work rhythms, outdoor working, night work, etc. Nearly all jobs in the Federal Civil Service require specialised training, which is available in the form of in-service training and further training, building on qualifications gained at school or university. This multitude of job profiles and qualification requirements is reflected in different remuneration schemes, which largely coincide with the different occupational groups. Table 9 Occupational groups in the Federal Civil Service Occupational group in FTE in percent Administrative service 44,654 34.1% Teachers 39,034 29.8% Law enforcement 30,200 23.1% Military 13,675 10.4% 2,909 2.2% Nurses 213 0.2% School inspectors 260 0.2% 48 0.0% Judges and public prosecutors Others Total 130,992 22 Occupational groups in the Federal Civil Service In principle, Federal employees can be assigned to seven different groups. Several small groups, such as land valuation experts, school physicians, inspectors of the must weight in wine-making and the musicians of the Vienna Court Orchestra, are subsumed under the category of “others”. The members of the individual occupational groups differ not only regarding the nature of the work they do. On the contrary: the proportion of civil servants (as opposed to private-law employees), the women-men ratio, the proportion of part-time employees, average age, income levels and other indicators are also of interest in this context. On the following pages the main occupational groups are therefore characterised by means of human resource indicators; furthermore, the key elements of their tasks are outlined and their income levels (i.e. their mean gross incomes) are given. Figure 5 Occupational groups in the Federal Civil Service Administrative service 44,654 Teachers 39,034 Law enforcement 30,200 Military Judges and public prosecutors 13,675 2,909 3.1 Administrative service Comprising 44,654 staff members, the administrative service is the largest and, at the same time, the most diverse occupational group within the Federal Civil Service. The range of job profiles in this group is wide and varied. In simple terms, it could be said that all Federal Civil Service staff whose job profiles do not fit in with that of any of the other occupational groups belong to the administrative service. The occupations comprised in this group range from those of legal experts, desk officers and system administrators to personnel development, surveying, vehicle repair work and cleaning services. A high degree of specialisation in particular policy areas and subject matters is a typical characteristic of members of the administrative service. This occupational group is also highly differentiated with regard to the levels of hierarchy it comprises, ranging from clerical staff to directors-general. 23 Occupational groups in the Federal Civil Service Table 10 Administrative service Total Men Women 44,654 22,379 22,275 47.0 48.5 45.7 Proportion of civil servants** 46.1% 57.3% 34.8% Proportion of part-time staff** 17.5% 2.8% 30.6% Proportion of women** 52.9% Number of staff as at 31 Dec. 2014* Average age** * in FTE ** on a per-capita basis Although a comprehensive list of all the different job profiles covered by the administrative service would go beyond the scope of this study, a rough categorisation according to the institutions they work in will provide an insight into the range of activities carried out by administrative personnel. Just under 8,900 members of the administrative service work in the Federal Ministries, i.e. in the “headquarters“, where public administration activity is steered and coordinated. Their work covers a wide range of tasks carried out by legal, business administration and budget experts, economists, psychologists, personnel managers, experts in various specialised areas, as well as support staff and many others. The remaining 35,800 staff members serve in one of the so-called supreme state organs, or in the numerous, larger or smaller subordinate bodies belonging to the Ministries. In these offices a wide range of services is provided directly to the citizens, from handling applications to giving advice in connection with specific individual problems. The group of subordinate institutions with the greatest number of personnel (i.e. 8,900) are the customs and tax offices. Their staff includes tax officers and tax auditors, to name just a few examples. In addition to administrative and auditing tasks in the area of taxes and customs duties, their main responsibilities include advising citizens on matters of taxation. Military administration is another major sector within the administrative service category. The 6,500 staff members employed in this area work in the various military institutions, be it as clerical staff, desk officers, technical personnel (such as engineers responsible for the maintenance of special military vehicles), manual workers and cleaning staff. 3,000 administrative staff are employed in the area of internal security. They are responsible for carrying out tasks which arise in connection with police work but are not reserved for specially trained law enforcement officers. They are mainly assigned to the Directorates for Public Security, as well as police headquarters at Land, municipal and district level. Another 3,900 administrative staff work in Austria’s schools, their main tasks being the day-today running and organisation of these schools, i.e. all those activities required in order to ensure the schools’ functioning – with the exception of the actual teaching. 24 Occupational groups in the Federal Civil Service The diplomatic and administrative staff posted to the 100 Austrian representations worldwide number approximately 600. Their tasks include, in particular, looking after Austrians who permanently reside abroad and assisting those citizens who are temporarily staying in other countries as tourists or on business and require help in an emergency. Further consular activities include the issue of visas. Figure 6 Distribution of administrative staff Fewer than half of all administrative staff (46.1%) are employed under public law (i.e. they are civil servants). The proportion of women in this group is higher than average at 52.9%, and the percentage of employees who have opted for part-time work is also relatively high. Table 11 Income quartiles in the administrative service, 2014 25% 50% 75% earn less than € 26,877 € 35,862 € 52,639 One quarter of administrative staff earn less than € 26,877 per year, while the median annual income in this group is € 35,862. Incomes in the top quartile lie above € 52,639. 25 Occupational groups in the Federal Civil Service Table 12 Income quartiles for retired administrative staff, 2014 Number of (civil service) pensions paid 27,102 25% 50% 75% of pensions are lower than € 27,777 € 34,707 € 49,194 In line with the size of the administrative service group, the retired members of this group account for the largest part of all retired Federal Civil Service staff. One half of retired administrative staff receive pensions of € 27,777 to € 49,194, while the pensions of one quarter each lie below and above these amounts, respectively. The current average retirement age in this occupational group is 61.1 years. 3.2 Teachers Federal teaching staff are employed at secondary academic schools, secondary technical and vocational schools and colleges, as well as University Colleges of Teacher Education. Table 13 Teachers Total Men Women 39,034 16,284 22,749 47.0 48.2 46.1 Proportion of civil servants** 27.5% 30.2% 25.5% Proportion of part-time staff** 31.8% 21.9% 38.7% Proportion of women** 59.4% Staffing level as at 31 Dec. 2014* Average age** * in FTE ** on a per-capita basis The occupational group of teachers comprises 39,034 full time equivalents. They teach more than 516,200 pupils and students (2013/14 school year) at almost 2,000 schools 6. Approximately 6,800 Federal teachers (FTE) are teaching at private schools under an in-kind subsidy scheme for these schools. 99% of all teachers fall within the sphere of competence of the Ministry of Education. The 12 secondary schools and colleges for agriculture and forestry, as well as the Agricultural and Environmental Teacher Training College (Hochschule für Agrarund Umweltpädagogik), which together employ approximately 1% of all Federal teachers, fall within the sphere of competence of the Federal Ministry of Agriculture, Forestry, Environment and Water Management. In addition to Federal teachers, there are about twice as many teachers of the Länder teaching at primary schools, lower secondary schools, special needs schools, pre-vocational schools, as well as technical and vocational schools for apprentices. While these teachers are employed 6 This figure is based on the number of school types, including the so-called New Secondary Schools (Neue Mittelschulen), rather than school locations (i.e. there may be several school types under one roof in a particular location). 26 Occupational groups in the Federal Civil Service by the Länder, the associated personnel costs are borne by the Federation under the public revenue sharing scheme. 28% of all teachers are civil servants, while the remaining 72% are employed on the basis of private-law contracts. Teachers are one of those occupational groups in which a contractbased model of employment exists as an alternative to being a civil servant appointed under public law. As a result of the current freeze on awarding civil servant status to teachers, the proportion of civil servants among this occupational group is steadily declining. The relatively high average age results, on the one hand, from the fact that most Federal teachers are well above the age of 20 by the time they finish their university studies and enter the teaching profession and, on the other hand, from the fact that a high proportion of teachers currently belong to the higher age groups. At 59.4% the proportion of women among teachers is the highest of all occupational groups. It is safe to assume that this is connected to the proportion of part-time employees, which is high at 31.8%; however, the percentage of male teachers working part-time is also above average at 21.9%. Table 14 Income quartiles for teachers, 2014 25% 50% 75% earn less than € 32,109 € 51,143 € 68,905 The high proportion of part-time workers is to be taken into account when considering the median income of teachers. One quarter of all teachers earn less than € 32,109, while those in the top quartile earn more than € 68,905. The incomes of the remaining half of the occupational group fall between these two levels; the median income for the occupational group is € 51,143. Table 15 Income quartiles for retired teachers, 2014 Number of (civil service) pensions paid 17,768 25% 50% 75% of pensions are lower than € 47,314 € 56,638 € 64,621 17,768 retired teachers are drawing their pensions from the Federal Civil Service, due to the fact that they are civil servants. The median pension amounts to € 56,638. Half the pensions are between € 47,314 and € 64,621, with 25% below and 25% above this range, respectively. The average retirement age for teachers is 62.2 years, representing a slight increase compared to the previous year (61.3 years). 27 Occupational groups in the Federal Civil Service 3.3 Law enforcement The number of law enforcement staff is 30,200 FTE, including just under 3,100 prison guards in addition to police officers. The key responsibilities of the police include combating and preventing crime, as well as various tasks in the area of road safety. One of the main objectives of the police is to be in a position to provide professional, on-location assistance as quickly as possible in the case of imminent danger. A career in law enforcement requires a type of training which is not available in “civilian” schools. Even though most law enforcement officers have gained some kind of civilian qualifications (e.g. an apprenticeship or an upper secondary school-leaving certificate), they receive their actual police training at specialised Federal training institutions. Law enforcement officers receive their basic training, which lasts 24 months, at one of ten training centres spread throughout the country. In order to be admitted to the training course, candidates must pass an entrance exam, which tests their personal as well as their professional aptitude. In addition to operations training, which prepares participants for concrete police tasks, key elements of the course include comprehensive legal and personal skills training. For the duration of their training, trainee law enforcement offers enter into a contractual employment relationship with the Federation, i.e. they are not civil servants in the full sense of the word yet. In order to allow young officers to broaden their knowledge and experience after completing their training, transfers during the first two years of an officer’s career were made easier in 2008. These transfers, which are possible within the respective Land, represent a form of extended practical training which is intended to familiarise officers with a wide variety of professional challenges and situations. Important yet smaller groups within the law enforcement category include highly specialised officers such as those serving in bomb disposal and mine-clearing squads, or in the “Cobra” flying squad, a specialised unit which is deployed in particularly high-risk situations. In this context WEGA (Wiener Einsatzgruppe Alarmabteilung), a Vienna-based flying squad, should also be mentioned. Among other things, this unit provides country-wide assistance in operations which are classified in advance as potentially confrontational, thus requiring the intervention of specially trained and equipped units. The majority of law enforcement officers are employed by the Ministry of the Interior, while the approximately 3,100 prison guards, whose main task is to maintain order and security in prisons, belong to the Ministry of Justice. The prison guards’ field of responsibility also includes looking after prisoners and occupying them with a view to facilitating rehabilitation and keeping the recidivism rate at a minimum. 28 Occupational groups in the Federal Civil Service Table 16 Law enforcement Total Men Women 30,200 26,204 3,995 43.0 44.4 34.0 Proportion of civil servants** 93.9% 94.9% 87.4% Proportion of part-time staff** 4.6% 1.9% 21.4% Number of staff as at 31 Dec. 2014* Average age** Proportion of women** 14,2% * in FTE ** on a per-capita basis The average age of law enforcement officers is 43.0 years. The proportion of women is 14.2%, i.e. it has increased compared to the previous year (13.7%). In the law enforcement category in particular, the proportion of women has risen substantially, more than doubling within the last decade. The proportion of part-time staff in this occupational group continues to be low at 4.6%. One reason for this is the comparatively high percentage of men, in combination with the fact that men choose the option of working part-time more rarely than women. Table 17 Income quartiles in law enforcement, 2014 25% 50% 75% earn less than € 40,922 € 48,759 € 56,302 The median gross annual income for law enforcement officers is € 48,759. Like the incomes of all Federal Civil Service staff, those of law enforcement officers consist of a base salary, as well as various allowances and bonuses. In contrast to other occupational groups, allowances and bonuses account for a particularly high proportion of the earnings of law enforcement officers. This is due to weekend and night duty, a high amount of overtime, as well as the specific dangers and hardships associated with the work of law enforcement officers. Table 18 Income quartiles for retired law enforcement staff, 2014 25% Number of pensions paid 15,253 50% 75% of pensions are lower than € 32,019 € 36,692 € 41,773 There were 15,253 retired law enforcement officers in 2014. Their median gross annual income was € 36,692. At 58.0 years, the average retirement age for members of this occupational group lies below the Federal Civil Service average as many law enforcement officers take early retirement as a result of occupational disability. However, the proportion of officers pensioned off due to disability has decreased from 69% to 39% since 2005. This development has 29 Occupational groups in the Federal Civil Service contributed to the rise in the retirement age for law enforcement officers of 3.7 years which was registered during the same period. 3.4 Military The Federation’s 13,675 military staff (FTE) fulfil various functions in the field of security, such as assisting in policing Austria‘s borders where necessary, providing surveillance and control of Austria’s airspace, and carrying out disaster relief operations, for instance after floods or avalanches. 1,064 soldiers (as at December 2014) are deployed in peacekeeping missions on a mandate from the United Nations. Based on the proposals presented by the Armed Forces Reform Commission, further steps were taken in 2006 in order to prepare the Austrian Armed Forces, with regard to both personnel and structures, for its new focus on international crisis management. Tasks in the context of international crisis management are primarily carried out by so-called “FIOP” (Forces for International Operations). Among the FIOP, High Readiness Units are characterised by their particularly short response time, i.e. they must be ready for deployment to crisis areas within a few days. Some members of High Readiness Units are employed by the Federal Civil Service on the basis of private-law contracts, an exceptional arrangement as members of the military occupational group are usually civil servants. This employment option has been available since 2003, based on a special three-year contract, with the option of renewal. In addition to their high degree of readiness, the soldiers serving in these units are characterised by the special training required for deployment abroad. These high requirements are reflected in a special remuneration scheme. 1.101 High Readiness Unit personnel were employed on a contract basis as at 31 December 2014. Table 19 Military Total Men Women 13,675 13,491 256 42.5 42.8 32.0 Proportion of civil servants** 90.4% 90.5% 86.3% Proportion of part-time staff** 1.0% 0.9% 8.0% Proportion of women** 1.9% Number of staff as at 31 Dec. 2014* Average age** * in FTE ** on a per-capita basis At 42.5 years, the average age in the military category is relatively low compared to other occupational groups, a difference which is due, among other things, to the fact that most staff join the military immediately after their compulsory military service. 30 Occupational groups in the Federal Civil Service Career planning is of high importance in this occupational group. Depending on their respective career paths, the members of this group are expected to attend the NCO Academy (for noncommissioned officers) or the Theresian Military Academy (for commissioned officers). Even though the proportions of women and part-time employees in the military are still low, both have been rising since military careers were opened up to women in April 1998. Table 20 Income quartiles for the military, 2014 25% 50% 75% earn less than € 34,012 € 40,830 € 49,121 25% of military staff earn less than € 34,012, while another 25% earn more € 49,121. The annual incomes of the remaining 50% lie between these two levels. The median income for this occupational group is € 40,830. Table 21 Income quartiles for retired military staff, 2014 Number of (civil service) pensions paid 4,462 25% 50% 75% of pensions are lower than € 33,901 € 37,138 € 43,793 25% of all pensioners in the military occupational group receive pensions of less than € 33,901, while the pensions of another 25% lie above € 43,793. At 60.2 years, the average retirement age for this occupational group is below the Federal average, having decreased by 0.1 years in comparison to the previous year (60.1 years). 3.5 Judges and public prosecutors This occupational group, which comprises two different job profiles, accounts for a total of 2,909 Federal Civil Service staff (FTE). The task of judges is the administration of justice, i.e. adjudicating in legal disputes under civil law, as well as in criminal matters. Unlike most other Federal Civil Service staff, judges are not subject to instructions. In order to guarantee their independence and to prevent any undue influence on their decisions, they are also not subject to transfer or removal from office. Public prosecutors are responsible for representing the public interest in proceedings under criminal law, i.e. first and foremost bringing charges and representing the prosecution in criminal trials. Public prosecutors are subject to instructions under a system which is regulated in detail by law. 31 Occupational groups in the Federal Civil Service Table 22 Judges and public prosecutors Total Men Women 2,909 1,446 1,463 45.2 47.4 43.1 Proportion of civil servants** 100.0% 100.0% 100,0% Proportion of part-time staff** 10.2% 1.3% 18.4% Proportion of women** 52.2% Number of staff as at 31 Dec. 2014* Average age** * in FTE ** on a per-capita basis In this occupational group there is no alternative to entering into an employment relationship under public law. In other words, all judges and public prosecutors are civil servants. Their average age is 45.2 years. The proportion of women is 52.2%, making this occupational group one of those with an almost balanced proportion of men and women, along with the categories of teachers and the administrative service. The central importance accorded to ensuring a high standard of quality in the judiciary is expressed in the high level of qualification required of its members, the strict selection procedures they have to undergo, but also the above-average level of income they earn. A fundamental prerequisite for entering this occupational group either as a judge or as a prosecutor is the completion of a law degree. As at 31 December 2014, 84.4% of all judges and public prosecutors were employed by the Federal Ministry of Justice, 2.3% by the Supreme Administrative Court, 5.7% by the Federal Administrative Court and 7.6% by the Federal Fiscal Court. The Federal Administrative Court hears complaints against decisions in matters falling within the jurisdiction of Federal authorities throughout Austria, with the exception of matters coming under the jurisdiction of the Federal Fiscal Court, which also took up operations on 1 January 2014. In addition, both courts are competent to rule on complaints against direct orders or coercive action, as well as failure on the part of an authority to render a timely decision. Table 23 Income quartiles for judges and public prosecutors, 2014 25% 50% 75% earn less than € 54,854 € 79,597 € 95,808 The income levels of judges and public prosecutors differ considerably over the course of their careers. While one quarter of this occupational group earn less than € 54,854 the incomes of the top quartile are above € 95,808. 32 Occupational groups in the Federal Civil Service Table 24 Income quartiles for retired judges and public prosecutors, 2014 25% Number of pensions paid 1,166 50% 75% of pensions are lower than € 73,733 € 80,114 € 92,141 25% of the 1,166 retired judges and public prosecutors receive pensions of less than € 73,733, while the pensions of those within the top quartile lie above € 92,141. The retirement age of the members of this occupational group has risen noticeably compared to the previous year (62.4 years) and is currently at 63.0 years, making it the highest among all occupational groups within the Federal Civil Service. 33 Traineeships, internships and apprenticeships in the Federal Civil Service 4 Traineeships, internships and apprenticeships in the Federal Civil Service All Federal Civil Service staff undergo some form of internal training in order to ensure the best possible preparation for the specific tasks awaiting them in public administration. This includes schemes such as the initial training to be attended over the first few years of a career in the administrative service, as well as e.g. the basic training programme for law enforcement officers provided by the police training centres. What these training schemes have in common is the fact that they all prepare staff members for their tasks in the Federal Civil Service, and that employees attend them as part of their employment relationship. In addition to those mentioned above, the Federal Civil Service also provides training opportunities which are not exclusively tailored to people working in public administration but provide qualifications for employment in the private sector, too. Undergoing such training therefore does not form part of an employment relationship. The range of this kind of training opportunities provided by the Federal Civil Service includes administrative traineeships, court internships for law graduates, teaching practice for secondary school teachers, as well as many different types of apprenticeships. Trainees, interns and apprentices in the Federal Civil Service receive different levels of pay depending on the type of training they are undergoing. 4.1 Public administration traineeships Traineeships in the Federal Civil Service were established as early as 2004. This arrangement allows trainees to deepen and widen the education or training they have received by gaining practical experience in an appropriate area of public administration. These traineeships are intended to form an interface between a trainee’s previous education or training and their future employment, be it in the Federal Civil Service or elsewhere. Traineeships are available for persons who, in addition to completing compulsory schooling, have finished secondary technical or vocational school or college, secondary academic school, or an apprenticeship, or have graduated from university or other institutions of higher education; the duration of traineeships is limited to one year. Depending on their level of qualification, public administration trainees receive a training allowance amounting to the monthly pay of a privatelaw employee undergoing initial training, i.e. Level 1 of the appropriate pay scale. During the first three months of a traineeship, the allowance paid is half that amount. The only precondition for an institution of the Federal Civil Service to take on administrative trainees is the availability of the required funds in the budget. 607 administrative trainees were working in the Federal Civil Service as at 31 December 2014. 69% of these trainees were women, and 305 were graduates of universities or other institutions of higher education. Since 1 January 2012 unpaid traineeships in the Federal Civil Service have been prohibited under Section 36e, VBG. 34 Traineeships, internships and apprenticeships in the Federal Civil Service 4.2 Court internships A court internship – or a “year at court”, as it is colloquially known – is intended to provide law graduates with an opportunity to continue their legal education by working at a court of law, thus deepening their legal knowledge and putting it to the test of practice. The training is designed in such a way as to give interns the most comprehensive possible insight into the work of the judiciary and the working of courts and various associated institutions. In the interest of providing a broad overview of the judicial system, the training comprises civil as well as criminal law matters. Court interns receive a remuneration of € 1,035 a month for their work. Law graduates are legally entitled to do a court internship, and most of them make use of this opportunity as there are very few employers who do not require this practical training of candidates for jobs in the legal profession. It is while undergoing their court internship that law graduates may apply to be admitted to the judicial training programme. Trainee judges are required to attend a specially designed course, which 757 persons were doing at the end of 2014. 453 of these judicial trainees were women, 304 were men, bringing the proportion of women among trainee judges to 59.8%. 4.3 Teaching practice and induction phase Up until now, trainee teachers of general education subjects at upper secondary schools and academic secondary schools (upper and lower levels) have been required to complete a period of so-called teaching practice. This aims to introduce graduates to the practical side of teaching and to give them an opportunity to show their suitability for their chosen profession. The teaching practice programme comprises two main elements: participation in a training course at a teacher training college and on-the-job training at a school. In addition to teaching, the latter includes observing the teaching of others, substituting for temporarily absent teachers and participation in school events. Finally, trainee teachers have to assess and grade pupils’ performance under the supervision of an experienced teacher. Trainee teachers receive a monthly training allowance of € 1,154.39. At the end of 2014, 1,163 trainee teachers (71.4% of them women) were employed at federal schools. On 1 September 2015 the new employment regulations for teachers entered into force. These will continue to apply to new entrants on an optional basis until the end of the 2018/19 school year. From the beginning of the 2019/20 school year, all new entrants will be subject to the new system. Under the new rules, graduates of teacher training programmes for the schools in question are now offered immediate employment as teachers instead of teaching practice. During the first twelve months of their employment, new entrants undergo an induction phase accompanied by a mentor. During the induction phase, teachers are required to cooperate with their mentors and to act in accordance with their instructions, to observe the teaching of others and to attend induction sessions at a teacher training college or university. Admission to this 35 Traineeships, internships and apprenticeships in the Federal Civil Service induction phase is contingent on an employment relationship and thus, on the availability of (part of) an established post; however, it does not depend on any particular teaching load. The old teaching practice scheme will expire on 31 August 2019. 4.4 Apprentices The Federal Ministries and their subordinate bodies, as well as the various agencies, support the training of apprentices with a view to facilitating young people’s smooth entry to the world of work by providing them with appropriate qualifications and ensuring the best possible prospects for them. Efforts in the area of apprenticeship training have been stepped up considerably since September 2004. The objective defined at the time, namely to raise the number of apprenticeship places within Federal Civil Service institutions and associated agencies by creating 800 additional training opportunities of this kind, had been achieved by 2005. As a result of consistently continuing this approach, 3,670 apprentices are currently (i.e. as at December 2014) being trained by the Federal Civil Service and its agencies. The number of apprentices receiving their training in the Federal Civil Service in December 2014 was precisely 1,427. At the same time the total number of trainees in Federal agencies was 2,243. In selecting the occupational areas in which to offer apprenticeship training, and in designing the relevant training programmes, particular attention was paid to ensuring good prospects on the labour market for apprentices who have completed their training. In fact, employability in different areas of business was a key criterion in this context. Thus, in addition to the “classic” qualification of administrative assistant, young people are increasingly gaining technical qualifications in areas including information technology, metal working, aviation technology and surveying, to name just a few examples. Besides these occupations, apprenticeship training is also available in traditional fields such as cabinet making or dressmaking/tailoring, as well as in rarer ones such as dairy processing or viticulture and winemaking. All in all, young people are serving apprenticeships in 53 different fields in the Federal Civil Service. A number of specific measures are intended to ensure that Federal Civil Service apprentices will find suitable employment opportunities in the private sector, too. These measures include job rotation schemes, both within and outside the institution where the respective apprenticeship is being served, as well as measures that go beyond vocational training as such, e.g. support in preparing for the Vocational Matriculation Exam (Berufsreifeprüfung), which combines an upper secondary school leaving certificate with vocational qualifications. 36 The staff of the Federal Civil Service 5 The staff of the Federal Civil Service 5.1 The development of staffing levels The total staffing of the Federal Civil Service has been significantly reduced since 1997. Figure 7 Staffing levels 1997 to 2014 The rise from 2013 to 2014 is due to the integration into the Federal Civil Service of civil servants formerly employed by Post AG and A1 Telekom AG (i.e. successor companies of the former national post and telecommunication provider), an increase in the numbers of law enforcement officers and teachers, the creation of the new administrative court system, as well as the establishment of the Federal Office for Immigration and Asylum. 37 The staff of the Federal Civil Service Table 25 Changes in staffing levels, 1999 to 2014 This total comprises Year Staffing level in FTE as at 31 December Changes compared to previous year (total) staffing level changes in the Federal Civil Service staffing level changes in hived-off entities 1999 166,491 2000 162,561 -3,930 -2,582 -1,349 2001 158,897 -3,664 -2,755 -909 2002 155,173 -3,724 -2,265 -1,459 2003 150,135 -5,038 -4,844 -193 2004 132,756 -17,379 1,286 -18,665 2005 133,287 531 1,221 -690 2006 133,312 25 103 -78 2007 7 132,731 -581 -56 -116 2008 132,784 53 63 -11 2009 132,908 124 124 2010 132,804 -104 -104 2011 132,357 -447 -447 2012 131,183 -1,174 -1,174 2013 129,873 -1,310 -1,310 2014 130,992 1,119 1,119 -35,499 -11,621 -23,469 -21.3% -7.0% -14.1% Changes between 1999 and 2014 Since 1999, staffing levels in the Federal Civil Service have shrunk by a total of 35,499 employees. This was in part due to the creation of agencies and other separate entities (23,469) and in part to a reduction in the staffing levels of entities that had not been hived off (11,621). In order to achieve the desired staff reduction, target levels have been defined for each Ministry. In addition, human resource auditing has been set up as an accompanying measure to monitor the implementation of these targets and to facilitate early intervention in the case of any undesired developments. The target staffing levels were defined in terms of the number of full time equivalents to be achieved by 31 December of a given year. Beyond this, no further restrictions applied, allowing the Ministries the greatest possible freedom for their own, internal HR management. 7 Difference due to a change in the method of counting apprentices and local staff in foreign locations: -410 FTE (i.e.-0.2%) 38 The staff of the Federal Civil Service 5.1.1 Development of staffing levels in the different occupational groups As part of the budgetary consolidation policy of the last few years, a number of priorities have been set in HR management. The following sections discuss the effects of the associated control measures on staffing levels within the key occupational groups. The changes in staffing levels described below relate to the Federal Civil Service; savings resulting from hiving off entities and transforming them into agencies are not taken into account. Administrative service The administrative service has been the most strongly affected by staff cuts. 17.6% of all posts that have fallen vacant since 1999 have not been filled, resulting in cuts equivalent to approximately 9,500 FTE. In other words, every sixth job has been eliminated. This development has been facilitated by reforming government tasks, implementing leaner processes, and increased use of new information technologies. Figure 8 Development of staffing levels in the administrative service 54.000 52.000 50.000 48.000 46.000 44.000 42.000 40.000 The diagram shows a marked decrease in 2003 as a result of an early retirement scheme (with pension reductions) for staff aged 55 or over, which was introduced under the Law establishing a social plan for Federal Civil Service staff (Bundesbediensteten-Sozialplangesetz – BBSozPG). This scheme, which was open to all occupational groups, was only available in 2003. The rise from 2013 to 2014 is due to the integration into the Federal Civil Service of civil servants formerly employed by Post AG and A1 Telekom AG. Military service The military service, too, has been affected by downsizing measures in recent years. 16.6% of all posts that have fallen vacant since 1999 have not been filled, resulting in staff cuts to the extent of 2,713 FTE. 39 The staff of the Federal Civil Service Command and administrative structures have been adjusted in line with the Armed Forces 2010 (Bundesheer 2010) report and the 2002 Reorganisation Scheme (Reorganisation 2002). Particular attention was paid in this context to setting the strengths of formations and units in accordance with international standards, as well as developments in the areas of technology and equipment. Streamlining underlying organisational structures for the benefit of operational structures was a key objective in this context. Figure 9 Development of staffing levels in the military service 17.000 16.500 16.000 15.500 15.000 14.500 14.000 13.500 13.000 12.500 12.000 Law enforcement Law enforcement staff are employed as police officers by the Ministry of the Interior, and as prison guards by the Ministry of Justice. Prior to the merger of law enforcement bodies in 2003, just under 2,000 law enforcement officers were working for the Ministry of Finance. In 2004 approximately 1,100 former customs guards were transferred to the Ministry of the Interior following the abolition of this service in the Ministry of Finance. The remaining ex-customs guards were integrated into the administrative service. The following diagram shows the development of law enforcement staff in the police and the prison service over time. In order to avoid any distortion in interpreting these figures, the data relating to the customs guards in the Ministry of Finance (i.e. pre-dating the merger) have been excluded here, i.e. these staff members have not been counted as law enforcement officers. Staffing levels in law enforcement (i.e. police and prison guards) have risen by 1.3%, or 395 FTE, since 1999. 40 The staff of the Federal Civil Service Figure 10 Development of staffing levels in law enforcement 30.500 30.000 29.500 29.000 28.500 28.000 27.500 27.000 26.500 26.000 25.500 The sharp drop of 1,200 FTE in 2003 is due to reduction targets being met, as well as the uptake of the social plan under the BB-SozPG. Staffing levels rose again following the transfer of the former customs guards from the Ministry of Finance. A linear increase to the extent of 1,000 police officers is being implemented over the 2009 to 2013 period. Another 151 additional law enforcement officers were employed in 2014. Teachers Teachers are primarily employed in the schools operated by the Ministry of Education and by the Ministry of Agriculture and Forestry. At the time of the hiving-off of the public universities, almost 1,000 Federal teaching staff were working at the universities and art academies. The diagram below shows the development of staffing levels among school teachers without their colleagues teaching at the hived-off universities, thus ensuring a comparable database. Compared to 1999, the number of Federal school teachers at work in Austria’s classrooms has risen by 8.7%, or approximately 3,119 FTE. Various measures have contributed to this development, including the following: a reduction in the maximum number of pupils per class, a fall in the drop-out rate, increased availability of after-school day-care in the schools, lower thresholds for splitting classes for foreign language teaching, the introduction of Neue Mittelschule (a new type of secondary school with more teachers per class), and a rise in the number of pupils, in particular at technical and vocational colleges. 41 The staff of the Federal Civil Service Figure 11 Development of staffing levels among school teachers 40.000 39.000 38.000 37.000 36.000 35.000 34.000 33.000 32.000 Judges, prosecutors and trainee judges By far the largest part of this occupational group (i.e. 84.4%) are employed at the courts and public prosecutor’s offices operated by the Ministry of Justice. In addition to these, judges are working at the Supreme Administrative Court, the Federal Administrative Court and the Federal Fiscal Court. Compared to 1999 this occupational group has grown by 25.6%, or 594 FTE, reasons are the foundation of the Asylum Court in 2008 as well as the foundation of the Federal Administrative Court and the Federal Fiscal Court in 2014 (+ 95.3 FTE). Furthermore, increased emphasis has been placed on combating white-collar crime and corruption, which necessitated a further rise in staff numbers within this occupational group. Figure 12 Development of staffing levels among judges, prosecutors and trainee judges 2.600 2.500 2.400 2.300 2.200 2.100 2.000 5.2 Levels of qualification Education, training and further training are accorded a high level of importance in the Federal Civil Service. As a matter of general principle, civil servants must thus show a specific level of 42 The staff of the Federal Civil Service qualification in order to be eligible for any particular post. All staff undergo some form of initial or basic training provided by the employer; in addition, further, in-service training is also seen as an important element of personnel development by the Federal Civil Service. Figure 13 Levels of qualification (as reflected in the corresponding pay schemes) The percentages given in Diagram 13 have been derived from the different pay schemes that staff members are assigned to. As a rule, these pay schemes reflect the highest level of qualification attained by the respective staff member, an exception being the law enforcement group. In this group, the principle of eligibility based on the level of qualification attained is of secondary importance as the specific training required for careers in this occupational group is only available at the relevant Federal Civil Service training centres. So far it has been possible for law enforcement officers to qualify for classification in any pay scheme by way of internal training, regardless of the level of qualification achieved before embarking on a career in law enforcement. This is why law enforcement officers are listed separately here as “nonassignable”. In the last few years recruitment policy has developed in such a way that one third of all new law enforcement personnel gained upper secondary school-leaving certificates before being recruited. It can therefore be assumed that the proportion of Federal Civil Service staff with this particular level of qualification lies above the 16.9% shown in the above diagram. The main reason for the high proportion of university graduates in the Federal Civil Service (32.6%) is to be found in the composition of certain occupational groups: judges and public prosecutors, as well as most Federal teachers, hold university degrees. Due to its size, it is the group of teachers in particular that has a strong influence on the overall level of qualification within the Federal Civil Service. Furthermore, the Federal Ministries have a great need for experts in their respective policy areas, as well as for legal experts, as the drafting of legislation 43 The staff of the Federal Civil Service is a key task of Ministry staff. Generally it can be said that the prevailing trend towards restricting the activities of public administration to its core areas of responsibility has entailed the outsourcing of many operative activities which tend not to require as high a level of qualification. Another reason for the high proportion of graduates within the Federal Civil Service is the fact that typical frontline services requiring a lot of skilled personnel and support staff fall within the sphere of competence of Land (i.e. Regional) and local authorities. Finally, there are certain areas of Federal competence which tend to be rather labour intensive, where only the decision-making powers lie with the responsible Federal Ministry while the operative side, i.e. the implementation of policies, is delegated to private entities. Table 26 Proportion of university graduates Year Federal Civil Service Private sector 1998 29.2% 4.0% 2000 30.6% 4.7% 2005 28.9% 7.9% 2010 31.5% 10.4% 2011 31.8% 10.6% 2012 32.2% 11.7% 2013 32.6% 12.6% 2014 32.6% 13.7% Source of private sector data: Statistik Austria The proportion of university graduates has risen steadily over the last few years. This trend was only interrupted in 2004, when the state-owned universities were hived off, with the result that the entire group of university teaching staff has not been included in the relevant Federal Civil Service statistics since that year. The 2.4% in the private sector in 2004 is due to the fact that the graduates of universities of applied sciences (Fachhochschulen) have been counted as university graduates since that year. 5.3 Types of employment relationship 5.3.1 Federal Civil Service staff by type of employment relationship in FTE There are basically two types of employment relationship in the Federal Civil Service, governed by public and private law, respectively. Of these, employment under public law (i.e. the status of being a “civil servant” in the narrower sense) is still predominant, although the number of civil servants has been going down for a number of years now. This type of employment relationship is based upon a sovereign act of the state (i.e. the appointment of the civil servant) 44 The staff of the Federal Civil Service and only expires upon his/her death (or resignation or dismissal). Private law employment relationships, on the other hand, are based on a contract of employment like those in the private sector, and end upon the employee’s retirement (or resignation or dismissal). Owing to the restrictive policy on appointing civil servants under public law and to the freeze on awarding this status during the last few years, the number of civil servants among Federal Civil Service staff is steadily decreasing. The measures taken to reduce the number of civil servants are aimed at those occupational groups in which employment on the basis of private-law contracts is possible as an alternative to appointment under public law. These occupational groups are the administrative service, as well as teachers and nurses. Figure 14 Proportion of civil servants by occupational group As a result of the freeze on public-law appointments, retired civil servants are being replaced – to the extent that their replacement is required – by private-law employees in those occupational groups where this alternative mode of employment is possible. For this reason divergent trends can be observed between civil servants and private-law employees. Despite a slight increase in private-law employment relationships, the number of employment relationships governed by public law has markedly decreased, leading to a reduction in overall staffing levels. The reduction in the numbers of both civil servants and private-law employees in 2004 resulted from the hiving-off of the universities in that year. 45 The staff of the Federal Civil Service Table 27 Federal Civil Service staff by type of employment relationship* Year Civil servants Private-law employees Total number of staff 2003 99,427 50,708 150,135 2004 90,058 42,698 132,756 2005 89,207 44,080 133,287 2006 88,218 45,094 133,312 2007 86,571 46,160 132,731 2008 85,231 47,553 132,784 2009 83,539 49,369 132,908 2010 81,312 51,492 132,804 2011 79,574 52,783 132,357 2012 77,447 53,736 131,183 2013 75,053 54,820 129,873 2014 75,201 55,791 130,992 *in FTE The restrictive policy on appointing civil servants is also reflected in the distribution of civil servants among the different age groups, i.e. the proportion of civil servants is markedly lower in the younger age groups. This proportion is approximately 73% in the over-50 group, while it is only approximately 42% in the under-40 group. Table 27 shows the distribution of staff according to type of employment relationship in full time equivalents. Expressed on a per-capita basis (i.e. based on the number of employment relationships), the proportion of civil servants (as opposed to private-law employees) within the Federal Civil Service is 57.4%. 5.3.2 Recent policy on civil service appointments In 1997 the first measures were launched which were aimed at stopping the rise in the proportion of civil servants in those occupational groups where private-law employment is a possible alternative. It was in November 2003 that an effective stop to public-law appointments was imposed for the first time, a measure which is still in force for an indefinite period of time. As the appointment of civil servants has not been possible in those occupational groups where alternative forms of employment exist (i.e. the administrative service, teachers and nurses), the total number of civil servants is steadily decreasing. At the end of 2014, there were 76,952 civil servants working within the Federal Civil Service itself. Another 6,985 were working in institutions that had been hived off from the Civil Service 46 The staff of the Federal Civil Service (excluding the successor companies of the Austrian Post Office). These figures have not been converted to FTE, i.e. they relate to the number of employment relationships. The 76,952 civil servants mentioned above are equivalent to a proportion of 54.9% of all staff working within the Federal Civil Service. This represents a decrease of 0.3 percentage points compared to the previous year. The combined effect of these measures on the number of civil servants is evident: while there were 119,178 civil servants working for the Federal Civil Service and the institutions that were hived off from it (excluding the successor companies of the Austrian Post Office), this number has since shrunk to 83,937. 5.4 The age structure of Federal Civil Service staff The average age of Federal Civil Service staff is 45.6 years, an indicator which is very high in comparison with the private sector; there the average age is 37.9, i.e. significantly lower. Figure 15 The age structure of the Federal Civil Service in 1995 and 2014, and of all Austrian employees in 2014 100% 90% 22.2% 80% 24.1% 41.7% 70% 60% 40.7% 38.9% 50% ≥ 50 36-49 40% ≤ 35 37.7% 30% 20% 10% 0% 37.1% 37.0% 20.6% Federal Civil Service 1995 Federal Civil Service 2014 Austria 2014 The comparison of broad age groups among Federal Civil Service staff on the one hand and all Austrian employees on the other shows that the current proportion of the younger generation (i.e. ≤ 35) is fairly low in the Civil Service at 21%. The distribution of age groups among all Austrian employees, by contrast, shows that over one-third of these fall within the 35-or-under segment. At the same time the proportion of staff aged 50 or above is clearly higher at 42% in the Civil Service than it is among all employees, at 24%. 47 The staff of the Federal Civil Service The age structure in 1995, on the other hand, shows a distribution which is almost identical to that currently prevailing among all Austrian employees. A comparison of the figures for the Federal Civil Service in 1995 and 2014 clearly shows the shift in the age structure. By 2027 approximately 53% of its present personnel will leave the Federal Civil Service, which means that a considerable volume of retirements is to be expected over the next few years, owing to the present age distribution. 5.4.1 Changes in the age structure since 1995 Between 1995 and 2014 the average age of Federal Civil Service staff rose from 40.5 to 45.6 years. Apart from a temporary drop in 2004, which was due to the hiving-off of the public universities, this rise was continuous. In parallel to this trend, the proportion of staff in the “45plus” age group rose from 35% to 59%. The increase in average age can be observed in male as well as female staff. Age Figure 16 Average age of Federal Civil Service staff 47,0 46,5 46,0 45,5 45,0 44,5 44,0 43,5 43,0 42,5 42,0 41,5 41,0 40,5 40,0 39,5 39,0 38,5 38,0 Men and women Men Women Year This rise in average age is the result of a fundamental change in the age structure of Federal Civil Service staff, which is best explained graphically. 48 The staff of the Federal Civil Service Figure 17 Age structures for 1995 and 2014 The younger age groups, such as that of the under-30s, are only about half as large now as they were in 1995, which is a direct consequence of the low level of recruitment over the last few years. In 1995 the largest age groups were those aged 32 to 34. These staff members are 51 to 53 years old today and still make up the largest age group within the Federal Civil Service. In addition to this, the actual retirement age rose by 4.5 years compared to 1995. Finally, due to efforts to raise the level of qualification required of new entrants to the Federal Civil Service, these tend to be older today than they were in the past. The changing age structure of the Federal Civil Service will present a major challenge to personnel management. It is in the area of personnel development in particular that a number of questions arise in this context: How can older staff members’ motivation and ability to perform be maintained? What training measures are required to enable staff members who received their training a long time ago to handle the rapidly changing technologies they need at work on a daily basis? How to design working time and work organisation so as to meet the changed needs of older staff members? Due to the large number of staff currently making up the older age groups, there will be a high volume of retirements over the next few years. This will affect different occupational groups within the Federal Civil Service to different extents. The age structures of law enforcement, the military service and the group of judges, prosecutors and trainee judges can be said to be balanced. However, action will be needed with regard to school teachers, as well as in large 49 The staff of the Federal Civil Service parts of the administrative service. In strongly affected groups such as these an increased need for recruitment is to be expected. How well the Civil Service does in future in recruiting highly qualified new staff will strongly depend on its attractiveness as an employer, as well as on the professionalism of its recruitment efforts. 5.4.2 Age structure by type of employment relationship The age structures of civil servants and private-law employees also differ considerably. This mainly results from the stop to appointing new civil servants in occupational groups where employment on the basis of private-law contracts is a possible alternative to employment under public law. As a consequence, civil servants are still in the majority in the over-45 age group, while private-law employees predominate in the younger age groups. Figure 18 Age structure by type of employment relationship, 2014 4000 Number of staff 3500 3000 2500 2000 1500 1000 500 0 Age Civil servants Privat-law employees 5.4.3 Age structure by occupational group The different occupational groups within the Federal Civil Service are affected by demographic change to different extents. High numbers of retirements are to be expected primarily among school teachers and in large parts of the administrative service (in particular in the areas of health, transport and economic affairs, as well school administration). The age structure of the judiciary (including public prosecutors), the military and law enforcement bodies, on the other hand, is sustainable. 50 The staff of the Federal Civil Service Figure 19 Age structure by occupational group Teachers 47.0 Administrative service 47.0 Judges and public prosecutors 45.2 Law enforcement 43.0 Military service 42.5 For further details, please see our publication “Handlungsfeld Demografie im Personalmanagement” (“Demographic Challenges in HR Management”, in German), which is available on our homepage at www.oeffentlicherdienst.gv.at under “Publikationen”. 5.4.4 Demographic analysis based on levels of qualification A more in-depth analysis mainly focuses on the following two groups: • ≤ 35: staff aged 35 years and under, who are currently in the first third of their professional careers. This group of people who have been active for 10 to 15 years represent an organisation’s future potential. • ≥ 50: staff aged 50 and over, who have reached the final third of their professional careers. These people will presumably retire within the next 10 to 15 years. In order to identify possible future bottlenecks at the different levels of qualification, these two groups are further differentiated in the discussion below. Additional information relevant to identifying those areas where further action is needed is provided in Chapter 5.1 (Levels of qualification). The qualification levels shown below have been derived from the different pay schemes that staff members are assigned to. As a rule, these pay schemes reflect the highest level of qualification attained by the respective staff member. This is different for the law enforcement group, where specialised internal training is more important in moving up the career ladder than previously obtained qualifications. For this reason, law enforcement is treated separately here. The percentage of staff with high qualification levels is very high in the Federal Civil Service (33% university graduates and 17% persons with upper secondary school leaving certificates). One reason for this is the fact that a university degree is a prerequisite to entering certain occupational groups, such as that of judges and prosecutors, and a large part of the teachers’ group. Approximately one-quarter of all staff hold posts requiring intermediate vocational qualifications, while a mere 2% do support work for which compulsory schooling is sufficient. 51 The staff of the Federal Civil Service Figure 20 Age groups broken down by qualification levels – Federal Civil Service 2014 University graduates 16% 37% 47% Persons with upper secondary school leaving certificate 17% 38% 45% Persons having completed technical or vocational school or appretenticeships 19% 40% 15% Persons having completed compulsory schooling only 35% 51% 31% Law enforcement officers 0% 41% 10% 20% 39% 30% ≤ 35 40% 50% 36-49 30% 60% 70% 80% 90% 100% ≥ 50 The demographic analysis based on levels of qualification shows that the greatest number of retirements are to be expected within the groups of university graduates and staff having completed upper secondary schooling, owing to the size of these groups. A large proportion of these are aged 50 or above, i.e. they will reach retirement age within the next few years. This contrasts with the relatively low number of young people among university graduates and those holding upper secondary school certificates. In view of the considerable time required to gain a university education and the highly specific know-how to be acquired by way of initial training, increased effort and forward planning are called for with regard to these particular staff segments. 5.5 Part-time employment in the Federal Civil Service 27.7% of all employees in Austria (including government sector employees) work part-time (2014 average). By comparison, part-time work in the Federal Civil Service is relatively low. After increasing until 2004 and decreasing slightly in 2006, the proportion of part-time workers reached 17.4% in 2014, the highest level so far. At 29.4%, private-law employees work parttime far more frequently than civil servants. 52 The staff of the Federal Civil Service Figure 21 Part-time work by type of employment relationship Proportion of part-time workers 35% 30% 25% 20% 15% 10% 5% 0% Year Federal Civil Service staff Civil servants Privat-law employees in the Federal Civil Service Privat sector workers The working time of private-law employees can be set at any level at all while no working time arrangements below the level of 50% are possible in the case of civil servants. As an exception to this rule, however, civil servants can arrange to reduce their working time below this level for the time period during which they are entitled to receive parental benefit. The so-called “sabbatical” represents a special form of partial employment. The term refers to a period of “time out” from work lasting between 6 and 12 months. Unlike regular annual leave, however, the leave granted under the sabbatical arrangement entails a reduction in pay over a reference period of between two and five years. The extent of this pay cut depends on the actual duration of this period and on the amount of leave taken. In practice, one possible type of “sabbatical” arrangement could involve reducing the respective staff member’s pay to 80% of their regular salary over a period of five years, which includes one year’s leave of absence from work. However, in this case a leave of absence can only be granted after at least two years of the reference period have elapsed. At the end of their sabbatical leave, staff members return to their original place of work. Until 2007, the option of taking sabbatical leave was reserved for teachers. Since July 2007, however, this form of partial employment has been available to all Federal Civil Service staff with the exception of judges and public prosecutors. 671 staff members are currently making use of this scheme. 5.6 Women and men The Federal Civil Service is clearly committed to equal opportunities for the women and men in its employment. It is for this purpose that it has created such functions as those of equal treatment officers and women’s representatives, and such bodies as the Equal Treatment Commission for the Federal Civil Service. Changing conditions in the world of work require the 53 The staff of the Federal Civil Service continuous development of the legal basis for promoting equal opportunities for women and men. 5.6.1 The proportion of women in the Federal Civil Service over time The proportion of women in employment in Austria has risen considerably since the 80s. While only 49.4% were gainfully employed in 1984, this proportion had risen to 66.9% by 2014. The male employment rate, which was 75.2% in 2014, remained relatively constant during the same period. Women, on the other hand, are still in the process of catching up, as shown by a rise of 1.7 percentage points between 2009 and 2014. In accordance with this trend, the proportion of women working in the Federal Civil Service is also rising continually, reaching 41.4% of all staff in 2014, with women making up 59.7% of private-law employees and 26.4% of civil servants. A comparison with 1995 shows that the percentage of women has risen in almost all groups of Federal Civil Service staff, the only exceptions being those areas which used to show a marked predominance of women. Thus a 2.5% decrease has been recorded in the proportion of women among private-law employees. At the level of occupational groups, it is in the category of nurses that the percentage of women is now lower than it was in 1995. In other words, the proportions of women and men can be said to have become more balanced, i.e. more women are now working in occupations that used to be considered “male” preserves, and men are increasingly getting interested in formerly typically “female” occupations. 54 The staff of the Federal Civil Service Table 28 Proportion of women in the Federal Civil Service 1995 2014 Difference in percentage points 1995 to 2014 Civil servants 22.0 26.4 4.4 Private-law employees 62.2 59.7 -2.5 Administrative service 47.7 52.9 5.2 Law enforcement 3.9 14.2 10.3 Military 0.0 1.9 1.9 Judges and public prosecutors 29.5 52.2 22.7 Nurses 87.1 69.5 -17.6 Teachers 49.8 59.4 9.6 university degrees 38.1 55.7 17.6 upper secondary school 40.0 44.5 4.5 technical/vocational school or apprenticeships* 22.1 42.3 20.2 compulsory schooling only 63.1 69.0 5.9 Federal Civil Service total 35.9 41.4 5.5 Staff having completed … *A comparison within the group of staff who have completed technical/vocational school or apprenticeships is only possible within limits. This is because levels of qualification are deduced from staff members’ classification in particular pay schemes; however, since it is not possible to infer any particular level of qualification from a person’s classification within the law enforcement pay scheme, the entire law enforcement group is now no longer taken into consideration in statistics on qualification levels, whereas that was still the case in 1995. Table 28 shows that a pronounced rise in the proportion of women was recorded within the occupational group of judges and public prosecutors and, in terms of qualification levels, among the group of university graduates. Figure 22 Proportion of women by occupational group Teachers 59.4% Administrative service 52.9% Judges and public prosecutors 52.2% Law enforcement Military service 14.2% 1.9% 55 The staff of the Federal Civil Service 5.6.2 High qualification levels by sex The proportion of staff who have achieved the two highest levels of qualification (i.e. university degrees or upper secondary school leaving certificates) is 49.4% in the Federal Civil Service and thus very high compared to the private sector (31.7%). Table 29 Proportion of university graduates and persons with upper secondary school leaving certificates Federal Civil Service Private sector Year Total Men Women Total Men Women 1998 45.9% 42.2% 53.1% 19.0% 18.6% 19.5% 2000 46.8% 42.6% 54.9% 20.2% 19.4% 21.2% 2005 44.5% 37.6% 57.2% 26.1% 24.4% 28.1% 2010 48.0% 39.8% 61.7% 29.1% 26.5% 32.0% 2011 48.5% 40.1% 62.3% 29.6% 26.8% 32.6% 2012 49.1% 40.3% 63.1% 30.7% 27.9% 33.8% 2013 49.4% 40.4% 63.6% 31.6% 29.0% 34.4% 2014 49.6% 40.5% 63.9% 33.6% 30.7% 36.6% Source of private-sector data: Statistik Austria8 A breakdown of the proportion of highly qualified staff by sex shows that 63.9% of women hold university degrees or upper secondary school leaving certificates, while this is true of “only” 40.5% of men. However, the actual proportion of men who have completed upper secondary school is likely to be several percentage points higher. This is because in the law enforcement group, assignment to a particular pay scale is not based on the level of qualification attained prior to recruitment, and therefore law enforcement officers who have completed upper secondary school or a university degree cannot be assigned to one of these two groups in the qualification statistics, as mentioned in Chapter 5.1. By comparison, the proportion of privatesector employees with qualifications at upper secondary school level or higher is markedly lower than in the Federal Civil Service at 36.6% (for women) and 30.7% (for men). 5.6.3 Part-time work by sex At 32.9%, considerably more women than men (6.4%) work part-time. The percentage of staff who have chosen the option of part-time work is highest among teachers and nurses, as well as in the administrative service, a fact which is connected to the high proportion of women in these occupational groups. 8 The data for the private sector for the 2004 to 2014 period has been retroactively adjusted by Statistik Austria. 56 The staff of the Federal Civil Service Figure 23 Part-time work by sex Proportion of part-time workers 35% 30% 25% 20% 15% 10% 5% 0% Year Federal Civil Service Women Men 5.6.4 Women in management - Gender auditing The extent to which women are represented in managerial positions is a central issue in the context of ensuring equal rights in the workplace. For one thing, management responsibility entails the power to make decisions and the increased possibility of action; for another, the degree of management responsibility correlates with levels of pay, making it one of the decisive reasons behind the difference in income between women and men. One good way of ascertaining the existence of management responsibility is to define “highgrade groups” within the different, qualification-based pay schemes. This method allows for efficient, meaningful audits of the extent to which female staff have held management responsibility over time. 57 The staff of the Federal Civil Service Table 30 Women in the highest salary brackets Level of qualification Proportion of women Salary bracket and function 2006 2011 2012 2013 2014 University degree (I) A1/7-9 and similar (e.g. directorsgeneral, directors, heads of large subordinate bodies) 15.8% 23.2% 24.0% 26.3% 26.4% University degree (II) A1/4-6 and similar (e.g. heads of unit, deputy heads of unit, heads of section, heads of relatively large subordinate bodies) 29.8% 34.9% 35.1% 36.8% 37.8% Upper secondary school leaving certificate A2/5-8 and similar (i.e. heads of section, heads of medium-sized and small subordinate bodies, desk officers in relatively highgrade posts) 24.4% 27.7% 28.3% 28.9% 29.8% Intermediate vocational qualifications A3/5-8 and similar (i.e. desk officers in relatively high-grade posts) 29.3% 33.2% 33.3% 35.4% 35.1% All levels of qualification highest salary brackets 27,7% 31.7% 32.0% 33.7% 34.1% Figure 24 Development of the proportion of women in the highest salary brackets, 2006 2014 58 The staff of the Federal Civil Service The proportion of women in all managerial positions continued to increase between 2013 and 2014, except A3/5-8 and similar positions. Nevertheless, in view of the overall proportion of women among Federal Civil Service staff (41.4%), women still have quite some catching up to do when it comes to management functions. What must be taken into consideration in this context, however, is the fact that managers tend to belong to the older age groups as managerial positions usually require a number of years of previous experience. Most of the staff currently holding management positions entered the Federal Civil Service at a time when the female employment rate was considerably lower than it is today. As a result, the proportion of women in those age groups from which managerial staff tends to be drawn is considerably lower than in the Federal Civil Service as a whole. Therefore the below-average representation of women in management positions is partly due to demographic factors. Given the high percentage of women in the younger age groups today, however, the proportion of women in management can be expected to continue rising over the next few years. In December 2014 the proportion of women in the Federal Civil Service’s top level of management (directorates-general) was 19.1%. Out of a total of 68 directorates-general, 13 are currently headed by women. In 1995 only two directors-general out of 79 were women, a proportion of 2.5%. 5.6.5 Measures for the promotion of women In order to effectively support the increasing tendency for women to assume management positions, the Federal Chancellery’s Directorate III has taken several concrete measures. These include an Austria-wide, indicator-based controlling system under which the Federal Ministries set concrete targets for the proportion of women in the highest salary brackets to be reached over the next few years. These targets, as well as the current percentages, are subject to an annual audit and published in the Staffing Plan. Furthermore, Ministries are required to publish on their websites the key outcomes of recruitment processes for managerial posts, as well as the composition of the panels evaluating applications for such posts. In addition, the representation of women on evaluation and recruitment panels will be guaranteed in future through a requirement to delegate equal numbers of women and men to these panels. Furthermore, the chair of the respective Ministry’s Equal Treatment Committee (or her representative) is entitled to take part in the meetings of evaluation and recruitment panels in an advisory capacity. Finally, in order to increase transparency and objectivity in the selection of management staff, advertisements for management positions must state how specific types of knowledge and skills will be weighted in evaluating a candidate’s suitability for the post in question. 59 The staff of the Federal Civil Service 5.6.5.1 Parental leave for mothers and fathers It is easier for women to settle back into work after having children if their partners support them in this. More and more men in the Federal Civil Service are choosing to participate in raising their children and taking parental leave. The number of fathers availing themselves of this option has been rising constantly over the last few years, putting the current proportion of men among staff on parental leave at 12.8%. The Civil Service is clearly taking the lead here as the corresponding Austria-wide figure is at only 4.2%. The relevant provisions are laid down in the Maternity Leave Act (Mutterschutzgesetz) and in the Law on parental leave for fathers (Väter-Karenzgesetz). Under this legislation both parents are granted an individual right to parental leave under the same conditions, as well as the right to decide how to divide up the leave period between them. However, parental leave is only available until the child’s second birthday, and the parents can only change over twice during that period. Another provision prohibits any time intervals between the successive blocks of leave thus shared. In principle it is not possible for both parents to be on leave at the same time. An exception to this is the time around the first changeover, when an overlap of one month is permitted. This, however, reduces the maximum overall duration of parental leave by one month. 5.6.5.2 Early parental leave (“Baby Month”) In order to “increase the participation of fathers in childcare responsibilities immediately after birth”, in 2011 a legal entitlement was created for them to take early parental leave without pay. 1,083 men, i.e. every 7th father, made use of this opportunity between 1 January 2011 and December 2014. In June 2015 this so-called “Daddy Month” became a “Baby Month”, as it is now available to women and men in same-sex partnerships as well as to fathers. Early parental leave may be taken between the child’s birth and the end of the mother’s compulsory maternity leave or, in the case of (registered or unregistered) partnerships between two men, until the child is three months old. Employees who have adopted (or are about to adopt) a child of under two years of age are also entitled to early parental leave of up to four weeks, starting with the date of adoption (or the beginning of foster care pending adoption). In terms of employment status, salary and pension entitlements, early parental leave for fathers is to be treated like regular paternity leave under the Paternity Leave Act (Väter-Karenzgesetz), i.e. the leave period is to be taken into consideration when calculating entitlements based on periods of time served. For private-law employees, compulsory insurance under the General Social Insurance Act (ASVG) continues for the duration of early parental leave, pursuant to Section 29o of the Law regulating the private-law employment of Civil Service staff (VBG). The insurance contributions payable during this period are to be borne by the employer (according to Sections 11(3b) and 53(2), ASVG). 60 The staff of the Federal Civil Service For civil servants, health insurance coverage under the B-KUVG (i.e. the Law governing health and accident insurance for civil servants) continues during early parental leave, in accordance with Section 7(2.2) of that law. In this case, too, the health insurance contributions payable during this time are to be borne by the employer (according to Section 22(2) B-KUVG). 5.6.5.3 Teleworking Teleworking as defined by Section 36a of the 1979 Civil Servants Employment Act (BDG) and Section 5c, VBG means that official duties are carried out in a location outside the employer’s premises. In accordance with the National Action Plan, utilization of this mode of work was evaluated by means of a survey of all institutions and offices of the Federal Civil Service. Approximately 60% of all staff responded. The data (2012) shows that approximately 1,100 Federal Civil Service staff are currently teleworking. Of these, over half are employed in subordinate bodies, one-third in ministry headquarters, and about 12% in agencies. Women make use of the option of teleworking almost twice as much as men. Telework arrangements are to be found at all levels of qualification and seniority, with the exception of unskilled/semi-skilled support staff. The data shows that 58 persons in managerial positions are currently teleworking (i.e. 5% of the total number). Clearly, teleworking is almost exclusively used by administrative service staff as the staff of other occupational groups, particularly law enforcement (i.e. police officers and prison guards) and teachers, are required to be present at their place of work in person. 5.6.5.4 10 years of Cross-Mentoring in the Federal Civil Service The Cross-Mentoring Programme launched in 2005 focuses on motivated, career-minded women employees. This personnel development tool allows participating Federal Civil Service staff to take stock of where they stand in order to further progress towards a specific career objective to be defined as part of the programme. The programme’s defining feature consists in managers (i.e. mentors) supporting their colleagues from other Ministries (i.e. their mentees) in achieving their particular goal. The mentors share their own know-how and experience, give tips on career planning, and facilitate entry to professional networks. In addition to working on developing their careers in tandem with their mentors, mentees thus have the additional opportunity to network across Ministry boundaries, for example during workshops and networking meetings. The Cross-Mentoring scheme is constantly being evaluated and improved in order to meet the needs of mentors and mentees as much as possible. Over the past ten years, the response to this scheme for supporting and strengthening women in planning their professional careers has been very good indeed. Between 2005 and 2015, approximately 800 mentors and mentees have taken part. The mentors, many of whom have 61 The staff of the Federal Civil Service participated more than once, have shown great commitment, stressing the particular value of passing on their experience while extending their own leadership skills. On the occasion of the tenth anniversary of this programme, mentors and mentees (past and present) were interviewed as part of a short film on the topic of Cross-Mentoring. To find out more, visit the Civil Service Careers website at www.jobboerse.gv.at under “Aufstieg → Cross Mentoring → Was ist Cross Mentoring? → Sehen Sie dazu das Video” 5.6.6 Income differences between women and men as defined by Section 6a, Federal Equal Treatment Act In its government platform, the Federal Government has made a commitment to promoting women and ensuring equal opportunities in the world of work. As key elements in this effort, the platform lists fairness and transparency with regard to incomes, as well as measures to increase the proportion of women in top positions. Based on this commitment, the National Action Plan on “Equal Opportunities for Women and Men in the Labour Market” was published in June 2010. This document lays down strategy until 2013, as well as setting out concrete measures to improve the position of women in the labour market. A central aim of the National Action Plan is the reduction of income differences between women and men. In order to counteract such differences, the Plan calls for the disclosure of the salaries paid within particular occupational groups with a view to achieving a higher degree of transparency. A requirement to draw up annual income reports is laid down in the Federal Equal Treatment Act (Bundes-Gleichbehandlungsgesetz – B-GlBG), as well as in the corresponding legislation for the private sector. Pursuant to the amended Section 6a, B-GlBG the annual income report appears in its new, extended form for the first time in 2013. In addition to staff employed full-time all year round, the 2013 Income Report comprises data on part-time employees, as well as on staff employed for only part of the year. In order to ensure the comparability of the incomes of women and men, the pay of part-time staff has been extrapolated to full-time levels, and that of staff employed for only part of the year to the corresponding pay levels for year-round employment. These extrapolations thus show the fictitious income of all Federal Civil Service staff, assuming that they all worked full-time all year. This neutralises any distortions due to different rates of part-time work, or different proportions of staff not employed year round, between women and men, showing comparable income information for both sexes. 62 The staff of the Federal Civil Service This year the Income Report appears in this form for the third time, making it possible to compare the development of the gender pay gap over time. While the income gap between women and men in the Federal Civil Service was 13.3% in 2012, it narrowed to 12.8% in 2013 and 12.5% in 2014. Table 31 Development of the gender pay gap in the Federal Civil Service 2012 2013 2014 13.3% 12.8% 12.5% 5.6.6.1 Income differences in the Federal Civil Service Compared to individual salary agreements, the remuneration system used in the Federal Civil Service, which is based on pay schemes laid down by law, offers a clear advantage with regard to the gender pay gap, namely the fact that work of equal value is paid equally, regardless of the employee’s sex. As a particular staff member’s pay depends on the classification of the post he/she holds, there is no leeway for discrimination on grounds of sex when filling vacant positions. Nevertheless, the median incomes of women working in the Federal Civil Service are still below those of men, although the difference is markedly smaller than in the private sector: the gender pay gap in the Federal Civil Service, adjusted for extent of employment and the number of months worked per year, amounts to 12.5%9, whereas the Austria-wide income gap based on the earnings of full-time and part-time workers is 18.4%10, and the income gap between women and men working full-time year round is 18.2%11. 9 Gender pay gap as defined by Section 6a, Federal Equal Treatment Act (Source: Federal Civil Service Management Information System) 10 Basis for calculation: the median hourly pay of full-time and part-time employees in Austria (Source: General Income Report published by the Austrian Court of Audit (Allgemeiner Einkommensbericht, Reihe Einkommen 2014/1)). 11 Basis for calculation: the median hourly pay of full-time employees working year round in Austria (Source: General Income Report published by the Austrian Court of Audit (Allgemeiner Einkommensbericht, Reihe Einkommen 2014/1)). 63 The staff of the Federal Civil Service Figure 25 The gender pay gap in the Federal Civil Service compared to that for all employees in Austria Gender pay gap in the Federal Civil Service (2014) 12.5% Gender pay gap for all full-time and parttime employees in Austria, based on hourly pay (2013)* 18.4% Gender pay gap for employees in Austria working full-time all year round, based on annual incomes (2013)* 18.2% 0% 5% 10% 15% 20% * Source: Austrian Court of Audit (Income Report 2014/1) The gender pay gap in the Federal Civil Service is mainly due to differences in the following factors influencing pay levels: the amount of overtime worked, the level of qualification, the employee’s age, and the existence of management responsibility. In those occupational groups where employment relationships under public as well as private law exist, a comparison between the incomes of women and men is further complicated by the fact that civil servants and private-law employees are paid according to different remuneration schemes, and that the proportion of civil servants among women and men differs, too. The overall difference in median incomes which remains once the figures have been adjusted for extent of employment and the number of months worked per year is 12.5%. However, the size of the gap varies among occupational groups, ranging from 2.9% (school inspectors) to 30.8% (military service). 64 The staff of the Federal Civil Service Figure 26 Differences in gross annual income between men and women 110.000 100.000 90.000 80.000 70.000 60.000 50.000 40.000 30.000 20.000 10.000 0 Gross annual income Men Gross annual income Women Age is the single most influential factor when it comes to income differences between men and women. Accordingly, significant income differences are to be found in those occupational groups that show considerable differences in age. This phenomenon is to be expected in remuneration schemes that place a high premium on seniority, i.e. years of service. As entry to the Federal Civil Service typically occurs at a lower rather than a higher age, staff members’ age tends to correlate with their years of service, on the one hand, and with their advance up the pay scale, on the other. A reduction in the gender pay gap will therefore not occur until the age structure of female staff approximates that of male staff. 65 The staff of the Federal Civil Service Figure 27 Differences in average age between men and women 60 50 40 30 20 10 0 Average age Men Average age Women Relatively low incomes in conjunction with a relatively high average age can be due to a high amount of overtime worked by members of the other sex, to slower progression up the pay scale as a result of successive periods of parental leave, or to later entry to the Federal Civil Service. The proportion of women is particularly high among staff members who were recruited after reaching the age of 30. Due to the limitations on having periods of professional experience gained elsewhere recognised by the Federal Civil Service, these women find themselves in lower salary brackets than groups of staff members with the same average age but earlier entry dates. The statistics on particularly small groups of employees are highly sensitive to the effect of factors specific to individual members of such groups. For example, it is notable that women in the occupational group of nurses earn below-average salaries despite their higher-thanaverage age. Due to the small number of people making up this occupational group, the figures for different categories within this group are of limited use when it comes to making general statements about them. The full Income Report is available on our website at www.oeffentlicherdienst.gv.at under “Öffentlicher Dienst →Einkommensbericht gemäß Bundes-Gleichbehandlungsgesetz”. 66 The staff of the Federal Civil Service 5.6.7 Median incomes by occupational group Based on the Income Report, the incomes of women and men in the Federal Civil Service can be analysed like those of private-sector employees, and the extent of the gender pay gap can be determined. The analysis of median incomes has a different focus, being based on the actual income of particular occupational groups, which is substantially influenced by the factors of qualification and age. Figure 28 Median income by occupational group Due to the specific requirements for their occupational group, judges and public prosecutors have the highest median incomes, followed by teachers, most of whom are university graduates, too, in addition to having the highest average age of all occupational groups within the Federal Civil Service. The administrative service, on the other hand, ranks last despite showing the second-highest average age. 5.7 Lost working time The amount of working time lost, in particular due to sick leave, is considered to be an important early indicator in personnel management as it can be a sign of poor work organisation, inadequate employment or organisational structures, or various factors detrimental to health. The sick leave statistics published annually by the Association of Austrian Social Insurance Institutions (Hauptverband der österreichischen Sozialversicherungsträger) provides information about the amount of working time lost by blue and white collar workers. Federal Civil Service Staff on private-law contracts are included in these data, but civil servants are not.12 12 Since the year 2010, the sick days of men doing their compulsory military service and of persons in receipt of childcare benefit are no longer included in the sick leave statistics. In order to allow for a comparison of sick leave data between the Federal Civil Service and the private sector over a number of years, the data for the years since 2000 have been partially adjusted accordingly. 67 The staff of the Federal Civil Service The periods shown in these statistics include ordinary sick leave, as well as residential rehabilitation and health spa treatments. The duration of sick leave is shown in calendar days. As it is not necessary to obtain a sick note from a physician for short-term sick leave, these periods are largely not covered in the statistics compiled by the Association of Austrian Social Insurance Institutions. For the comparison between Federal Civil Service staff and persons insured under the General Social Insurance Act (ASVG), periods of short-term sick leave (i.e. one to three days) taken by Federal Civil Service staff are therefore not taken into consideration, while residential rehabilitation and health spa treatments are included, so as to ensure a viable basis of comparison. Figure 29 Days of sick leave per 1,000 employees, in calendar days Federal Civil Service staff (civil servants and staff insured under the ASVG) Blue- and white-collar workers insured under the ASVG * Federal Civil Service staff (civil servants and staff insured under the ASVG) Over the last few years, the same trend can be noted in the Federal Civil Service as in the private sector: after rising in 2013, the number of days lost due to sickness drop in 2014 in both cases. In 2014, Federal Civil Service staff show 12.5 days of sick leave, employees in the private sector 12.3. However, in comparing the sick leave figures for the two sectors, account must be taken of the significant age difference between them: the average age of Federal Civil Service staff is about eight years higher than that of employees in the private sector. Analysis of the data shows that age is a key factor influencing the duration and frequency of sick leave. 68 The staff of the Federal Civil Service Table 32 Overview of sick leave indicators for Federal Civil Service staff compared to private-sector employees Sick leave Year incidence days per 1,000 employees Civil servants Average duration of sick leave periods in days Sick leave rate 2014 947 15,104 16.0 4.1 2013 1,029 15,899 15.4 4.4 2012 970 15,473 16.0 4.2 Federal Civil Service staff 2014 652 9,671 14.8 2.6 insured under the ASVG 2013 702 10,095 14.4 2.8 2012 661 9,937 15.0 2.7 White collar workers 2014 1,082 10,230 9.5 2.8 insured under the ASVG 2013 1,138 10,690 9.4 2.9 2012 1,071 10,405 9.7 2.9 Blue collar workers 2014 1,365 15,332 11.2 4.2 insured under the ASVG 2013 1,444 16,143 11.2 4.4 2012 1,423 16,214 11.4 4.4 Federal Civil Service 2014 1,047 12,488 11.9 3.4 (civil servants and staff 2013 1,116 13,178 11.8 3.6 insured under the ASVG) 2012 833 12,941 15.5 3.5 Blue and white collar workers 2014 1,198 12,332 10.3 3.4 insured under the ASVG 2013 1,265 12,952 10.2 3.5 2012 1,219 12,842 10.5 3.5 Figures excluding short-term sick leave, including residential rehabilitation and health spa treatments The sick leave rate, i.e. the proportion of staff members that are absent from work due to illness, is 3.4% for the Federal Civil Service (excluding short-term sick leave but including residential rehabilitation and health spa treatments). This means a 0.2% decrease in the sick leave rate compared to the previous year. The sick leave rate for employees covered by the General Social Insurance Act (ASVG) is also 3.4%. 69 The staff of the Federal Civil Service Figure 30 Federal Civil Service staff with/without sick leave The proportion of Federal Civil Service staff who did not go on sick leave at is 26.1% in 2014. For further details, please see the study “Fehlzeiten und Gesundheitsförderung im Bundesdienst” (“Lost working time and health promotion in the Federal Civil Service”, in German) at www.oeffentlicherdienst.gv.at under “Publikationen”. 5.8 Retired civil servants Civil servants do not have the same kind of pension insurance as employees in the private sector and Federal Civil Service staff employed under private-law contracts. Rather, their pensions (and those of their surviving dependants) are paid directly by their employer, i.e. the Federal Civil Service. In December 2014 the total number of Federal Civil Service pensions paid was 96,924. This number comprises 70,001 retirement pensions, 25,430 widow’s or widower’s pensions, 1,406 orphan’s pensions and 87 other pensions. Table 33 Federal Civil Service pensions 2013 2014 Retirement pensions 70,132 70,001 -131 -0.2% Widow’s-/widower’s pensions 25,749 25,430 -319 -1.2% 1,497 1,406 -91 -6.1% 86 87 1 1.2% 97,464 96,924 -540 -0.6% Orphan’s pensions Other pensions Total Changes between 2013 and 2014 Owing to the age structure of Federal Civil Service staff (see Diagram 8 and Diagram 9), age groups comprising above-average numbers of staff members will reach retirement age in the next ten to twenty years. A higher-than-usual number of retirements are therefore to be expected for this time period, along with the associated challenges and opportunities. 70 The staff of the Federal Civil Service 5.9 New retirements 5.9.1 Types of retirement The statutory retirement age for civil servants is 64 years and 4 months, as at April 2015; it will gradually rise to 65 years until September 2017. Civil servants will then retire by operation of law at the end of the year in which they complete their 65th year of age. In the case of health problems, civil servants can retire due to occupational disability. This is possible regardless of age and entails reductions in the amount of pension received. This type of retirement corresponds to the occupational disability pensions available under the General Social Insurance Act (ASV). In addition, different types of early retirement are possible if the respective conditions are met: • Under the so-called “corridor scheme” (Korridorpension), civil servants and private-law employees alike may retire once they have completed their 62nd year of age, provided that they have accumulated 39 years’ worth of pension entitlements (39.5 years in 2016; 40 years as of 2017). For those born after 1954 the corridor scheme involves higher pension reductions. • The early retirement scheme for long-serving civil servants is available without any reduction in pension benefits to those born no later than 1953, once they have completed their 60th year of age, provided that they earned 40 years’ worth of pension entitlements by 31 December 2013. Those born after 1953 can also retire early under this model, however with lower pensions, provided that they have earned 42 years’ pension entitlements by the time they reach 62 years of age. • Early retirement is also possible for persons doing hard manual work once they have reached 60 years of age, provided that they did that kind of work for 120 months within the last 240 calendar months before retiring and have earned 42 years’ worth of pension entitlements. 5.9.2 Number of retirements and retirement age In 2014 Federal civil servants retired at the age of 60.9 on average, meaning a slight rise compared to the year before (60.7). Their actual retirement age is thus 1.4 years above that in the private sector. 71 The staff of the Federal Civil Service Table 34 Grounds for retirement and average retirement age of Federal civil servants 2013 Grounds for retirement Number of staff members Retirement on reaching statutory retirement age Early retirement Occupational disability Total 2014 Average retirement age Number of staff members Average retirement age 555 65.1 452 65.2 2,980 60.8 992 61.3 511 55.1 445 55.6 4,046 60.7 1,889 60.9 The actual retirement age for staff members who have reached the statutory retirement age has risen by 0.1 years. Retirement due to occupational disability has risen from 55.1 years (2013) to 55.6 years in 2014. The age of early retirement was 61.3 years on average (2013: 60.8 years). Table 35 Actual retirement age for pensioners under the General Social Insurance Act (ASVG) Grounds for retirement 2013 2014 Reaching statutory retirement age (i.e. 60 or 65) 62.4 62.3 Early retirement (except on grounds of disability) 59.5 60.1 Occupational disability pensions 51.6 54.2 Total 58.3 59.5 Source: Association of Austrian Social Insurance Institutions 5.9.3 The development of retirement figures in the Federal Civil Service Given the age structure of the Federal Civil Service, the number of new retirements has been rising for a number of years now. Statistical peaks can always be observed following changes in retirement legislation. In 1995 and 1996 austerity packages (the so-called structural adjustment laws) were adopted, which massively affected the Civil Service, among others. For example, in 1996 and 1997 the annual pay rise (in the form of a percentage added to monthly pay) was replaced by one-off payments, and pension reductions for early retirement were introduced. Starting in 2000, the statutory retirement age for civil servants was raised from 60 to 61.5. In addition, pension reductions in the case of early retirement were increased from two to three percentage points, and a ban on gainful employment for pensioners under the age of 65 was imposed in 2001. Marked changes in retirement behaviour could also be observed as a result of legislation which allowed Federal civil servants to retire at the age of 55 with small reductions in their pension benefits, but only within a time window of two years. This particular provision was reflected in above-average numbers of retirements in 2003. 72 The staff of the Federal Civil Service The number of new retirements among Federal civil servants in 2014 is down compared to the previous year; this is due to the minimum retirement age for long-serving civil servants being raised from 60 (for those born until 1953) to 62 (for those born in 1954 or later). Figure 1 Development of the number of new retirements The changes in the retirement rules described above have directly affected civil servants’ retirement behaviour and therefore, their actual retirement age. This age has been rising constantly since 2004 – with the exception of 2011, when it marginally decreased by 14 days. Figure 31 The development of actual retirement age As a result of significant reform measures, civil servants retiring on reaching statutory retirement age are doing so 4 years and 4 months later in 2014 than they were in 2003. Those retiring due to occupational disability are currently doing so at the age of 55.6, i.e. 1 year and 3 months later than in 2003. Their early retirement age, too, has increased since 2003, namely by 3 years and 6 months. 73 The staff of the Federal Civil Service This has resulted in a rise in the overall actual retirement age for all Federal Civil Service staff from 58.3 years in 2003 to 60.9 in 2014. Table 36 Development of different grounds for retirement Grounds for retirement 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 Retirement on reaching statutory retirement age 61.0 62.4 62.1 62.0 64.1 65.0 64.7 64.6 64.7 65.0 65.1 65.2 Occupational disability 54.4 53.8 52.3 52.3 53.5 52.7 53.3 53.3 53.8 54.2 55.1 55.6 Early retirement 57.9 60.0 60.3 60.3 60.4 60.6 60.7 60.8 60.9 60.8 60.8 61.3 Total 58.3 57.9 59.2 59.6 59.9 60.1 60.5 60.6 60.5 60.5 60.7 60.9 Given the age structure of the Federal Civil Service (see Figures 16 and 17), particularly large age groups will be reaching retirement age in the next ten to twenty years. A particularly high number of retirements – as well as all the associated opportunities and challenges – are therefore to be expected for that period. For more detailed information, please see the report on “Monitoring der BeamtInnenPensionen im Bundesdienst”, which is available on our website at www.oeffentlicherdienst.gv.at under “Publikationen”. 74 Human resource management in the Federal Civil Service 6 Human resource management in the Federal Civil Service A responsible, motivated and performance-oriented workforce is a fundamental prerequisite for modern, efficient public administration. Sustainable human resource management relies on HR managers utilising their powers to create conditions which allow staff to realise their potential to the maximum and thus contribute optimally to the achievement of the organisation’s aims. 6.1 The organisation of human resource management Human resource management in the Federal Civil Service is organised along decentralised lines. Personnel management authority for the staff of Federal Ministries and their subordinate bodies lies with the respective Federal Minister, who has final jurisdiction in all personnel matters and is thus ultimately responsible for all HR-related decisions. In practice, however, it is the personnel units of the Federal Ministries that decide on personnel issues, as well as carrying out day-to-day HR management tasks. In addition, Ministries with a great number of staff in subordinate bodies also have subordinate personnel offices that exercise delegated jurisdiction. In total there are approximately 160 personnel units which take all necessary HRrelated decisions within their respective spheres of competence, based on the applicable Civil Service employment regulations and within the constraints of the Staffing Plan for the Federal Civil Service. This work includes staff selection and recruitment, as well as placement planning and the keeping of personnel files. Under the 2002 Deregulation Act (Deregulierungsgesetz), the Federal Chancellery’s former rights of co-decision were substantially reduced, particularly with regard to decisions in individual cases, with a view to decentralising decision-making powers in line with modern management principles. The room for manoeuvre opened up by the decentralised approach outlined above requires central coordination in order to ensure a measure of homogeneity across the Federal Civil Service. This function is exercised by the Directorate General for the Civil Service and Public Administration Innovation in the Federal Chancellery. The tasks of this DG include the drafting of employment regulations for civil servants and private-law employees, as well as drafting retirement regulations; personnel planning and control across the Federal Civil Service by means of the Staffing Plan and HR auditing; and providing expert input to pay negotiations with the Union of Public Service. In order to ensure a balanced and consistent system of pay for Federal Civil Service staff, the evaluation of posts is also carried out centrally, particularly following organisational restructuring. Measures affecting the whole of the Federal Civil Service require comprehensive and timely auditing to provide information regarding the outcomes of measures taken and to allow 75 Human resource management in the Federal Civil Service changes to be made where necessary. Human resource auditing thus ensures the necessary feedback between the planning and implementation of projects in the field of human resources. Another task of the Directorate General for the Civil Service and Public Administration Innovation is personnel development, in particular in areas cutting across different Ministries, such as promoting staff mobility, as well as substantial areas of in-service training and further training. Finally, the DG is responsible for supporting and advising Ministries and other Civil Service bodies, whose ideas for reform can help to ensure that public administration is efficient, economical and close to the citizens. The following chapter provides an overview of the Directorate General’s key areas of responsibility, as well as current examples of activities in the field of strategic human resource management. 6.2 Employment and pay regulations A key objective of Civil Service employment regulations is to ensure that public administration can work effectively; these regulations therefore form the legal basis for HR management in the Federal Civil Service. While labour relations in the private sector are regulated by the provisions of employment law, those in the Civil Service are subject to special laws taking account of the specificities of public administration. This legislation includes, in particular, the Civil Servants Employment Act (Beamten-Dienstrechtsgesetz – BDG 1979), and the Law regulating the private law employment of Civil Service staff (Vertragsbedienstetengesetz VBG). Civil Service employment regulations lay down, among other things, the rights and duties of staff (e.g. leave, working hours, official secrecy), appraisals, disciplinary rules, as well as the formal requirements applying to the employment of Civil Service staff (e.g. at the beginning and end of their employment relationships). In particular, it is the ethical norms governing the conduct of Federal Civil Service staff (which are included in the general and specific duties imposed on them, e.g. the requirement to fulfil their duties lawfully and impartially, the ban on accepting presents, etc.), that ensure the legality of public administration and thus the population’s trust in the integrity and objectivity of the Federal Civil Service. In addition to employment regulations in the narrower sense, issues such as employees‘ codecision rights, health and safety at work, and equal treatment are governed by specific laws applying to the Federal Civil Service, such as the Staff Councils Act (Personalvertretungsgesetz), the Law on the protection of Federal Civil Service staff (BundesBedienstetenschutzgesetz), and the Federal Equal Treatment Act (BundesGleichbehandlungsgesetz), respectively. Whereas private-sector salaries are either individually negotiated or based on collective agreements, Federal Civil Service staff are paid according to pay schemes which are provided 76 Human resource management in the Federal Civil Service by law. These are laid down in the Civil Servants’ Remuneration Act (Gehaltsgesetz) and the VBG. It is particularly due to the constantly changing demands on a modern Civil Service that employment and remuneration regulations are regularly subject to evaluation by the specialists in the Federal Chancellery’s Directorate General for the Civil Service and Public Administration Innovation. Any necessary adjustments are, as a rule, negotiated once a year by the social partners (as it is generally the case for Austrian employment law legislation), and implemented in the form of amendments to the relevant legislation, adopted by the legislature. For instance, the 2012 Civil Service Employment Regulations Amendment (DienstrechtsNovelle 2012) adapted employment regulations in line with the provisions of the 2012 Administrative Justice Amendment (Verwaltungsgerichtsbarkeits-Novelle 2012). This piece of legislation abolishes, as of 1 January 2014, all special appellate bodies, including those with jurisdiction in Civil Service employment matters, including the Appeals Commission and the Superior Commission on Disciplinary Appeals at the Federal Chancellery; in the place of bodies such as these the new law establishes the Federal Administrative Court, to which appeals against employment-related decisions affecting Federal Civil Service staff are to be addressed. In an effort to make work and family obligations more compatible, the 2013 Civil Service Employment Regulations Amendment adapted/introduced the instruments of care leave and part-time work for carers, which allow staff to take up the care of family members at short notice, if required. Furthermore, amendments to the employment and pay regulations for teachers were adopted, which apply to new teachers on an optional basis during a 5-year transitional period. The focus of these amendments is on raising entry-level salaries, unifying pay schemes and teaching loads, as well as giving more weight to previous periods of relevant employment when it comes to determining teachers’ seniority the purposes of pay. The new Federal Civil Service pay regulations which took effect in February 2015 reformed the remuneration system for Federal Civil Service staff and for teachers employed by Austria’s Regions (i.e. Länder) in order to conform with EU law. This became necessary following a ruling by the European Court of Justice on how periods of relevant professional service are to be taken into account for the purposes of advancement to the salary level. The 2015 Civil Service Employment Regulations Amendment provides for comprehensive adjustments to compensate those affected by the new rules for any resulting disadvantages, and to ensure that they will not suffer a reduction in their expected earnings. At the same time, IT procedures were adapted to ensure that employees’ salaries can be paid out in accordance with the law. Another key reform under the 2015 Amendment extended the legal entitlement to up to four weeks’ early parental leave for fathers (i.e. the so-called “Daddy Month”) to persons in same-sex partnerships and adoptive parents, thus creating the new “Baby Month”, as it is now called. 77 Human resource management in the Federal Civil Service 6.2.1 Preventing corruption, fostering integrity Corruption jeopardises the rule of law, Austria’s standing as a business location, and ultimately the wellbeing of the whole country. Therefore the Directorate General for the Civil Service and Public Administration Innovation is permanently developing new initiatives for further strengthening the integrity of public administration. Thus the provisions for the protection of whistleblowers have been extended, and a comprehensive set of rules governing so-called post-public employment, i.e. employment taken up after leaving the Federal Civil Service, have been laid down in the relevant employment regulations. At a sub-legal level, a code of conduct for the prevention of corruption has been elaborated, providing staff with guidelines for handling potential conflicts of interest, making managers aware of their specific responsibility in preventing corruption, and informing citizens of the standards they can expect of public servants. 6.2.2 Cooperation in international programmes As a member of the EU and the OECD (the Organisation for Economic Cooperation and Development), Austria is a partner in various international programmes, initiatives and networks. The units responsible for administrative innovation in the EU member states cooperate within the Innovative Public Services Group (IPSG-EUPAN) with the aim of developing and implementing common European initiatives in the field of modernising public administration, and exchanging information and experience on the practical implementation of administrative reform measures. The OECD’s Directorate for Public Governance and Territorial Development (PGC) provides a platform for officials working in the area of modernising public administration in the 34 OECD member states to exchange experience. PGC’s publication “Government at a Glance“ provides indicators on government institutions, structures, resources and procedures. You can access this publication via the OECD’s website at www.oecd.org under “Publications → Catalogue → Books → Governance → Government at a Glance 2015”. 6.3 Retirement regulations 6.3.1 Calculation of pensions The Pensions Harmonisation Act (Pensionsharmonisierungsgesetz), which contains the General Pensions Act (Allgemeines Pensionsgesetz - APG), took effect on 1 January 2005, for the first time creating a unified pension system for employees in the private sector, for Federal Civil Service staff on private-law contracts and for Federal civil servants alike. The pensions of all civil servants born in or after 1976, or appointed in or after 2005, and of all private-law employees born in or after 1955, are subject to the provisions of the APG. 78 Human resource management in the Federal Civil Service Transitional provisions are in place for the remaining staff members. Thus civil servants who were born before 1955 receive pensions pursuant to the 1965 Pensions Act (Pensionsgesetz), while the pensions of private-law employees who were born before 1955 are exclusively regulated by the General Social Insurance Act (ASVG). The pensions of civil servants who were born between 1955 and 1975, and appointed before 2005, are determined by way of a parallel calculation method. This means that the pension in question consists of two components which are calculated under the old and new systems, respectively, and weighted according to the proportion of the overall insurance period completed before and after the year 2005, respectively. In other words, one part of such a pension is subject to the 1965 Pensions Act, while the other is calculated in accordance with the APG. 6.3.2 The financing of pensions Civil servants do not have the same kind of pension insurance as employees in the private sector and Federal Civil Service staff employed under private-law contracts. Their employer, i.e. the Federal Civil Service, does not pay pension insurance contributions into any of the social insurance funds; rather, the Federal Civil Service itself pays the pensions of retired civil servants and their surviving dependants. Civil Service pensions are thus expenditures in the Federal budget, causing expenditure in the amount of approximately € 3.9 billion in 2014. Civil servants who were born before 1 January 1955 pay pension contributions in the amount of 12.55% of their salaries. Those born later pay between 10.25% and 12.40%, depending on the extent to which they are affected by the Pension Harmonisation Act, and an additional contribution of between 0% and 11.73% for any salary components beyond the maximum assessment base for contributions under the General Social Insurance Act. Retired civil servants pay a contribution of between 1.64% and 3.30% of their pensions (depending on the date of their retirement) towards securing the pension system. Civil service pensions are paid out by the Civil Servants Pension Fund (Versicherungsanstalt öffentlich Bediensteter). Civil Service staff on private-law contracts have the same type of pension insurance as privatesector employees, i.e. pension insurance contributions are paid by both the employee and the employer. The balance between the contributions thus collected and the amount paid out in pensions is covered by public funds in the form of a government contribution. This contribution, together with pension supplements, amounted to € 10.3 billion in 2014. 6.3.3 Retirement age Civil servants retire at the end of the year in which they complete their 65th year of age by operation of law; this applies to women and men alike. Until the year 2003 civil servants could retire on their own initiative as of the end of the month in which they reached the age of 61.5 79 Human resource management in the Federal Civil Service years by filing a declaration to this effect. Following the pension reform of 2003, the minimum retirement age for civil servants is now gradually rising until it reaches 65 years in 2017, analogously to that of employees subject to the General Social Insurance Act; this change also affects both women and men. Retiring before reaching the currently applicable minimum retirement age entails a reduction in the amount of pension. The retirement age for Civil Service staff employed under private law is being raised analogously; however, the retirement age for women is five years lower in this group, as it is also the case for employees in the private sector. However, the actual retirement age lies below the age stipulated by law due to various early retirement options, based on long insurance periods or disability, or under the so-called “corridor scheme” (Korridorpension), which allows retirement from the age of 62 under certain conditions. Recent pension reforms have therefore focussed on measures aimed at raising the actual retirement age, such as imposing stricter requirements for early retirement based on long insurance periods or under the “corridor scheme”, reducing the so-called “contribution to safeguarding the pension system” levied on people who voluntarily continue to work after reaching statutory retirement age, and facilitating Austria-wide searches for alternative jobs for civil servants about to be pensioned off due to disability. 6.4 The Staffing Plan and FTE targets The Staffing Plan for the Federal Civil Service lays down the maximum permissible number of Federal Civil Service staff for each financial year. As an annex to the Federal Finance Act (Bundesfinanzgesetz), the Staffing Plan has the standing of a law. For each staff member of the Federal Civil Service, the required funding must be provided under the Federal Budget (i.e. in the so-called Bundesvoranschlag, the Estimates annexed to the Federal Finance Act) and an established post must be available under the Staffing Plan. The Staffing Plan shows all established posts within the Federal Civil Service and thus constitutes the legal framework which defines the maximum staffing capacity available for any given financial year, both in terms of the number and the quality of posts. Established posts - the smallest units within the Staffing Plan - are categorised according to a set of criteria defined by employment regulations and remuneration schemes. Considered in terms of capacity, an established post is equivalent to the workload carried by one full-time worker, in other words, it corresponds to one full-time equivalent (FTE). The Staffing Plan is linked to FTE counts in that the “staffing level (= FTE), to the extent that it affects cash flow, must not exceed the levels set for the individual budget chapters in the Staffing Plan”. The Staffing Plan thus represents a “ceiling” which must be kept to at all times during the year in question. Compliance with the maximum staffing levels defined by the Staffing Plan is supported by an IT-based blocking function which was installed within the personnel management system in early 2008. In addition to the “ceiling” described above, however, a reduction target to be achieved by the end of each year must be defined if staffing levels are to be reduced. These so-called “FTE targets” are adopted annually by the Council of Ministers. 80 Human resource management in the Federal Civil Service Since 2009 the Staffing Plan has been integrated into the Medium-Term Expenditure Framework (i.e. the Bundesfinanzrahmengesetz). Thus the base figures of the Staffing Plan (i.e. the totals for each chapter) are decided four years in advance under a rotating system. The Staffing Plan as such, however, is still adopted for the following year, breaking down staffing figures in more detail, i.e. by organisational unit (in line with the structure of the budget) and quality of posts, as it has been done in the past. Reform projects and changing demands on public administration often give rise to organisational changes which may require adjustments to the Staffing Plan during the year. Provided such adjustments are cost neutral and do not lead to an increase in the number of established posts, they are adopted by the Council of Ministers. Furthermore, FTE targets may change in the wake of organisational changes across Ministries. The restructuring measures of the last few years and the restrictive policy on filling vacancies have facilitated a considerable reduction in the number of established posts. In the period from 1996 to 2014, this reduction amounted to 29,711 posts, a figure which does not include those posts which were abolished as a result of setting up agencies and other separate entities to carry out former Civil Service tasks. The Federal Government remains committed to lean administration. Therefore only half of all posts falling vacant due to retirement during the 2015 to 2019 period will be filled again as a rule. Exceptions are in place for the occupational groups of law enforcement, judges and prosecutors, and teachers, as well as for the administrative support staff of schools (starting in 2016), labour inspectors, the administrative justice system and the operative parts of fiscal administration. Several of these exceptions reflect the specific priorities which the Federal Government has set itself for the coming years (i.e. 2015 to 2019), namely enhancing internal security by increasing the number of police officers, accelerating proceedings at the Federal Office for Immigration and Asylum, and strengthening operative fiscal entities. 6.4.1 The Staffing Plan and Budget law reform Under the second stage of the budget law reform, the Staffing Plan has been integrated into the performance-based budgeting process starting with the 2013 Budget, specifically in accordance with the provisions of Sections 44 and 121 of the 2013 Federal Budgeting Act (Bundeshaushaltsgesetz). The most central feature of the Staffing Plan is the increased flexibility; it allows Ministries in managing their human resources. Further objectives of the Staffing Plan include integrating staffing capacity management, in conjunction with personnel management, into the unified budgeting and accounting system, as well as implementing transparency and budgetary truth. The effect of the provisions of Section 44 of the 2013 Federal Budgeting Act on the New Staffing Plan is twofold: on the one hand, these provisions ensure a high degree of transparency in presenting the use of staff resources by the Federal Civil Service; on the other hand, they ensure truth in budgeting by interlinking personnel and financial resources at all levels of the Budget. By showing the number of established posts available in financial years n 81 Human resource management in the Federal Civil Service (current financial year) and n+1 (following financial year), as well as actual staffing levels in full time equivalents for financial years n and n-1 (previous financial year), it will be possible in future to see at a glance how staffing plans develop over time and to what extent the available staffing capacity is utilised. A further important step towards increased transparency regarding the planned and actual use of staff resources is a new Working Tool which will show the deployment of resources down to Detail Budget Level 1. Furthermore, HR auditing points are integrated into the Plan as key control tools regarding the quality of posts, and the same apply to actual staffing levels. These auditing points define the upper limit on the total “value” of posts at the chapter level of the Staffing Plan, in analogy to the ceiling on the number of established posts. These two limits, i.e. the limit on the number of posts and the HR auditing points, serve different purposes. The cap on the number of established posts ensures that staffing capacity is not increased, while the auditing points are intended to prevent a rise in the costs of existing staff. A higher degree of flexibility is achieved in the Staffing Plan, on the one hand by not setting any legally binding limits below the chapter level, and on the other hand by establishing variable pools of established posts. This enables each Ministry to deploy its staff resources flexibly and according to its needs over the course of a financial year. 6.4.2 People with disabilities The Federal Government has committed itself to further consolidating staffing levels in the Federal Civil Service. However, in an effort to continue promoting the employment of people with severe disabilities, those with a degree of disability of 70% and above have been exempted from the reduction targets. From July 2011 to the end of 2014, staff falling within this category were recruited to the extent of 83.2 FTE. In addition, the 2012–2020 National Action Plan (NAP) on Disability sets up a long-term, politically binding framework for implementing and promoting the UN Convention on the Rights of Persons with Disabilities. The NAP was drawn up by the Federal Ministry of Labour, Social Affairs and Consumer Protection, based on contributions by all other Ministries and in cooperation with organisations representing people with disabilities. It aims, among other things, at further promoting the employment initiative launched for the benefit of this target group. This is to ensure that the Federal Civil Service continues to set an example with regard to integrating people with disabilities into suitable areas of occupation, as it has done in the past. The Federal Civil Service has met its obligations under the Law on recruiting persons with disabilities (Behinderteneinstellungsgesetz) since 2007. 82 Human resource management in the Federal Civil Service 6.5 Evaluation of posts Since the 1994 Remuneration Reform, each member of the Federal Civil Service employed in the occupational groups of law enforcement or the military, or in the administrative service, has been assigned to a so-called “functional level” (called Funktionsgruppe for civil servants and Bewertungsgruppe for private-law employees) within his/her qualification-based pay scheme. This functional categorisation is based on the know-how and intellectual capacity required of the person holding the post in question, as well as the level of responsibility associated with it. Functional levels are assigned on the basis of an internationally acknowledged evaluation procedure. The evaluation of a staff member’s post under this system is a key factor in determining his/her remuneration. For instance, in the general administrative service, pay scheme A 1 (i.e. university graduates) comprises functional levels 1 to 9, with 9 representing the highest level (i.e. that of DirectorGeneral). The functional level assigned to a particular post determines the amount of the functional allowance paid to the person holding the post. In other words, in addition to length of service, the salary paid to a member of the Federal Civil Service depends to a high degree on the quality of the post assigned to him/her. In order to ensure that posts are evaluated in a balanced and consistent manner across the various authorities and institutions of the Federal Civil Service, and across all Federal Ministries, this responsibility is carried out centrally by the Federal Chancellery. The reevaluation of posts is frequently necessary so as to do justice to changes in the tasks associated with particular posts. Between 8,000 and 10,000 posts are thus re-evaluated per year; however, this number can rise considerably in years characterised by comprehensive restructuring. 6.6 Human resource auditing “Controlling”13 is a key success factor for targeted and transparent management. Current approaches in this field are future oriented and objective driven, directing all decisions at achieving these objectives. The role of controllers, too, is changing in light of new demands being made on them: they are taking a proactive approach, supporting management by means of well-founded facts and figures. It is important to ensure that information supply, planning and control are closely interrelated. The starting point is the strategy development and planning stage, at which objectives and the means by which they can be accomplished are defined. Additionally, the associated focus on the future leads to a better ability to cope if things do not turn out as planned. The control phase involves monitoring whether objectives are being achieved and, if not, identifying the reasons why. The insights thus gained should be applied as soon as possible so that action can be taken and execution and further planning improved. 13 In German the term “Controlling” is generally used in this context. This is also the case in both the German original and the English translation of the ICV position paper cited in Footnote 8, below, on which the following paragraphs are based. The term “controlling” is therefore also used in these paragraphs. 83 Human resource management in the Federal Civil Service In principle, controlling should take place wherever quantitative analysis and support are called for. Thinking in terms of means-end relationships implies a long-term and holistic perspective aimed at sustainability in reaching objectives. To achieve this, controllers must not only provide figures but also communicate them appropriately. And they must also ensure that these figures are used correctly; in other words, controllers are responsible not only for the quality of the figures but also for their interpretation. 14 State-of-the-art human resource auditing 15 supports the Federal Civil Service in deploying its personnel resources in such a way as to create added value and to optimise the work done by the personnel units. In addition to optimal deployment of staff, this added value also includes qualitative improvements such as a rise in the level of qualification, mobility or identification. Strategic and thus future-oriented personnel management which is based on clearly communicated aims and a fact-based analysis of the status quo is a prerequisite for performance- and service-oriented governance informed by the principle of sustainability. In order to provide appropriate support for management, what is required of human resource auditing is not reporting along merely administrative or statistical lines but a future-oriented steering instrument. This kind of piloting support, in turn, relies on a thorough knowledge of the Federal Civil Service as an organisation, as well as continuous analysis of its environment. Provided that human resource auditing is involved in the planning process at an early stage, it can support this process by pointing out alternative scenarios and by assessing the risks and opportunities associated with certain developments and strategic decisions. Figure 32 Interaction between managers and controllers 14 Cf. Position Paper of the International Controller Association (ICV) and the International Group of Controlling (IGC), November 2012. 15 i.e. “controlling”, as used in the paragraphs above, see Footnote 7. 84 Human resource management in the Federal Civil Service An up-to-date management information system provides the basis for standardising a small number of strategically important indicators, in accordance with the principle of “keep it simple”. As part of an ongoing reporting process, key developments of indicators relating to staffing levels, personnel expenditure and pensions within the entire Federal Civil Service are promptly provided for monitoring and control purposes, as well as analysed in terms of their causes and consequences. Based on this input, different alternative approaches that could be adopted within specific overall strategies are shown. Exception reports point out unusual developments and topical issues such as developments in the age structure or staff turnover patterns. Key features of this type of human resource auditing are transparency, promptness and reliability. Key data on the staff structure of the Federal Civil Service, in particular figures characterising its different occupational groups, are set out in the leaflet “The Austrian Federal Civil Service. Facts and Figures”, which is updated annually and is available on our website www.oeffentlicherdienst.gv.at under “Publikationen”, along with other relevant publications. 6.7 An attractive employer The attractiveness of the Federal Civil Service as an employer has considerable influence on staff members’ commitment and motivation as well as on staff turnover, making it a key factor in the organisation’s ability to perform. Staff surveys show a high level of job satisfaction among Federal Civil Service staff. The high degree of compatibility of work and family life is appreciated, as is job security as an important factor for staff in planning their lives. In their day-to-day work, employees derive a great deal of motivation from their tasks, as well as from believing that they are doing a good job. They know what their managers expect from them, are to a large extent able to identify with their tasks, and appreciate the freedom to work independently. According to the so-called Youth Monitor (Jugendmonitor), when it comes to their dream jobs, young people in Austria mainly hope for a pleasant work atmosphere and nice colleagues, as well as work they find interesting and, ideally, also fun (see http://www.bmfj.gv.at/ministerium/jugendforschung/jugendmonitor.html). A perfect job should also provide security and be crisis resistant, in addition to making them feel that they are doing useful work. Other key attributes of a good job include the compatibility of work and family life, opportunities for further training, working independently and applying one’s own know-how. All in all, these are expectations which the Federal Civil Service meets, as staff surveys show. On the other hand, the image of public administration is often characterised by prejudice and generalisations. The media often reduce it to a mere cost factor, covering it only in connection with its potential for savings. The better informed people are about the tasks and activities of specific segments of public administration (e.g. local government, police), the more differentiated and positive their perception of them. Direct contact with authorities, too, is usually seen as positive. By contrast, the Federal Civil Service, whose services are hardly known to the general public, is subject to stereotyped views and a relatively negative public image. While it is true that the Civil Service is considered to be a desirable employer due to the 85 Human resource management in the Federal Civil Service high degree of job security it provides, a number of other positive aspects are not reflected in public opinion. In the interests of professional HR management, communicating the Federal Civil Service’s strengths as an employer to its staff, to the general public and to potential future employees will remain a necessity. Specifically, these strengths include: • duties which are both meaningful and challenging – involving, as they do, the wellbeing of Austria’s population and the country’s further development; • a high degree of social responsibility on the part of the employer (e.g. women’s quotas, full compliance with the requirement to employ people with disabilities, training opportunities for young people, and fair pay); • the compatibility of work and family life; • job security as a basis for individual life planning. 6.8 Staff development Staff development in the Federal Civil Service is generally organised in a decentralised manner as it is the responsibility of the individual Ministries. However, the Federal Chancellery’s Directorate General for the Civil Service and Public Administration Innovation has set up a platform where the Ministries’ staff development experts can network and exchange experience. Such transfer of information, know-how and best practice examples, along with the opportunity for discussion, provides support for staff developers in designing and coordinating measures, particularly in areas affecting staff across the different Ministries. Furthermore, the results of international cooperation within the framework of the European Public Administration Network (EUPAN) and the European Personnel Selection Office’s EPSO Network of Personnel Selection Experts are also subjects of discussion on the staff development platform. Services and information on a range of relevant topics for staff developers, managers and other staff members are available (in German) on the Federal Civil Service Intranet at http://oeffentlicherdienst.intra.gv.at/ under “Moderner Arbeitgeber” or “Personalmanagement”. 6.8.1 Initial and further training Initial and further training is a central element of staff development. Planning and carrying out staff development measures is the responsibility of the HR departments of the individual Ministries, some of which have set up their own training units. Although initial and further training for Civil Service staff is regulated by Sections 23 ff., BDG 1979, it ultimately depends to a large extent on the commitment of those in charge, and on their willingness to invest in 86 Human resource management in the Federal Civil Service training. The law distinguishes between initial and further training; within the latter area, management training is given particular weight. In a knowledge-based sector like public administration, the qualifications gained by staff before their recruitment is of special importance, a fact which is reflected in the fundamental structures of Civil Service employment regulations. Given the wide range of tasks to be fulfilled, the Federal Civil Service avails itself of practically all qualifications provided by the tertiary (i.e. universities and universities of applied sciences) and secondary education sectors. Nevertheless, life-long learning is far more than a mere catch phrase in this context, as the following sections show. 6.8.1.1 Institutions providing initial and further training A number of institutions are responsible for organising and running initial and further training for Federal Civil Service staff. These include specialised training centres such as the Federal Fiscal Academy (Bundesfinanzakademie), the Security Academy (Sicherheitsakademie), and the National Defence Academy (Landesverteidigungsakademie), among others. The Federal Academy of Public Administration (Verwaltungsakademie des Bundes) is the only interministerial training facility, a fact which accords particular strategic importance to this institution. Against the background of the increasing influence of the so-called Bologna Process on education and training systems, a number of Bachelor and Master programmes have been established in cooperation with universities of applied sciences (Fachhochschulen – FH). Specifically, courses on “Public Management” and “Tax Management” have been set up at FH Campus Wien, and one on “Police Leadership” (Polizeiliche Führung) at FH Wiener Neustadt. In addition to these, programmes on “Military Leadership” (Militärische Führung) are run by the military training academies. 6.8.1.2 Federal Academy of Public Administration The Federal Academy of Public Administration was founded in 1976 as an inter-ministerial training institution. In organisational terms the Academy is a unit within the Federal Chancellery’s Directorate General III (Civil Service and Public Administration Innovation). Its seminars and courses are held at Schloss Laudon in Vienna. The Academy views itself as a “driver of public administration innovation” pursuing the following aims in supporting the Federal Civil Service as a whole: 1. enabling staff to carry out their duties and to optimise work processes by acquiring the necessary skills and qualifications (i.e. professionalisation); 2. catering to the Federal Civil Service’s requirements in the area of staff development by supporting staff in developing and optimising their careers (i.e. upgrading professional skills and qualifications); 3. promoting organisational development by providing skills and know-how on the relevant organisational aspects of public administration. 87 Human resource management in the Federal Civil Service Under the headings shown below, the Federal Academy of Public Administration offers a comprehensive annual training programme comprising approximately 500 seminars and workshops. In addition to these, thirteen extensive courses, each with a specific content focus, combine a number of selected content modules in such a way as to provide participants with a maximum of relevant skills and know-how. 6.8.2 Survey of Federal Civil Service staff Following the surveys of 2011 and 2007, another survey of Federal Civil Service staff was carried out in March 2015, which focused on the following job-related questions: working conditions, motivational factors, work content and objectives, future perspectives and development, cooperation, leadership, change processes, health promotion, public image and organisational culture, the Federal Academy of Public Administration, and the Civil Service Job Exchange. Great importance was given to comparability with past surveys. The results reflect the opinions of 22,576 Federal Civil Service staff, equivalent to a participation rate of 23.2%, or just under one quarter of all staff. In those sectors where invitations to take part could be sent to personalised email addresses, the countrywide response was higher at 26.9%. A comparison with the 2011 results shows no major shifts. Despite the fiscal consolidation measures implemented over the last few years and the resulting recruitment freeze until the end of 2014, the 2011 results were largely maintained. Improvements were achieved particularly on certain aspects of health promotion and leadership. As in previous surveys, a particularly high degree of satisfaction was expressed in connection with people’s work tasks. In their day-to-day work, staff members are considerably motivated by believing that they are doing a good job. They know what their managers expect from them, are able to use their skills to good effect and are given enough freedom to work independently. Staff show great willingness to support change processes but often feel insufficiently informed about these. Most respondents see their immediate superiors as reliable, trustworthy managers who take responsibility for their decisions and ensure a non-discriminatory work climate. Several aspects of leadership were evaluated slightly more positively than in 2011, such as the feedback and conflict culture, as well as appraisal interviews. Working conditions are widely perceived as positive. A high degree of agreement was expressed regarding the available working-time models, the physical work environment and technical equipment, as well as the availability of the information required for work. The compatibility of work and family life was also positively evaluated for the most part, as was cooperation with one’s immediate co-workers. However, a (partly markedly) lower degree of agreement was expressed with regard to issues such as the optimal organisation of work processes and the uptake of new ideas and suggestions for improvement. 88 Human resource management in the Federal Civil Service The issue of health promotion is seen as an important task for the employer, and people’s awareness of the relevant offers and services has significantly improved. As in past surveys, employees’ assessment of their career perspectives, development opportunities and mobility is rather pessimistic. Their satisfaction with some aspects of these areas, as well as with the issues of public image and organisational culture, has even declined. The Federal Academy of Public Administration and the Civil Service Job Exchange are better known among the staff of Ministries’ headquarters than in their subordinate institutions, most of which make use of Ministry-specific or external training opportunities. The Job exchange (www.jobboerse.gv.at) is predominantly used as an information platform. Staff members aged 35 or below and apprentices, in particular, evaluate many aspects of working in the Federal Civil Service clearly more positively than other age groups and mostly regard their Ministry as a largely attractive employer. All results (including comparisons with the 2011 survey and a detailed breakdown according to sex, level of education, etc.) are available in the full report on our website at www.oeffentlicherdienst.gv.at under “Moderner Arbeitgeber →Personalentwicklung → Mitarbeiterbefragung”. 6.8.3 The appraisal interview as a key management tool Direct, face-to-face talks between staff and their superiors are a prerequisite for successful and satisfactory cooperation. Appraisal interviews, which are defined by law as management tools (Section 45a, Civil Servants Employment Act – Beamten-Dienstrechtsgesetz, and Section 5, Law regulating the private-law employment of Civil Service staff – Vertragsbedienstetengesetz) play a special role in this context. Removed from day-to-day work routine, these annual interviews provide an opportunity to discuss the overall setup of the work relationship, as well as the responsibilities and professional development of staff members. A good appraisal interview has obvious advantages for staff members, superiors and the respective organisational unit. Jointly agreed objectives clearly define the focus of future work and the scope of action associated with it, thus setting an appropriate level of challenge for the employee. In addition, any disagreements can be clarified and staff identification with the organisation’s tasks strengthened. Finally, the appraisal interview allows managers to discuss staff members’ performance over the previous work year on the one hand, and to receive feedback on their own leadership behaviour on the other. To facilitate the preparation of an upcoming interview, a set of guidelines for appraisal interviews and team meetings has been prepared in cooperation with the staff developers of the different Ministries. 89 Human resource management in the Federal Civil Service 6.9 Health and safety at work: evaluating mental stress factors The Federal Civil Service Health and Safety Act has always provided for the comprehensive protection of employees’ health, as well as the identification and improvement of adverse working conditions (including excessive mental stress). Like the corresponding provisions of the General Health and Safety at Work Act, the 2013 Civil Service Employment Regulations Amendment (BGBl. I Nr. 210/2013) clarifies the issue of evaluating levels of mental stress with a view to better preventing this type of stress and associated risks in the workplace, as well as promoting awareness of the issue among staff. Possible sources of stress include the nature or design of work tasks (e.g. if these involve high levels of emotional stress, or are too demanding or not demanding enough), the work environment (e.g. inadequate equipment and resources, user-unfriendly software), or work flow and work organisation (e.g. unclear or contradictory objectives, role conflicts, stressful time management, frequent interruptions), as well as organisational culture and climate (e.g. a lack of information and communication, insufficient room for manoeuvre). The evaluation of mental stress factors aims at systematically identifying such problems and developing suitable measures to create more humane working conditions. A range of different standardised tools and procedures are used depending on the context; these include questionnaires, group or individual interviews, and targeted observation. Based on this analysis of stressful working conditions, specific measures for their improvement are being developed with the aim of achieving far-reaching effects across the Civil Service. For further information (e.g. guidelines for workplace evaluation), please see the website of the Labour Inspectorate at www.arbeitsinspektion.gv.at under “Gesundheit im Betrieb → psychische Belastungen”. 6.10 Karriere Öffentlicher Dienst www.jobboerse.gv.at The Civil Service Job Exchange was designed as a service to be shared among the various Ministries in order to achieve synergy effects. The website “Karriere Öffentlicher Dienst” (i.e. “Civil Service Careers”, www.jobboerse.gv.at), which started out as a place to look for job advertisements, now allows staff to directly submit their applications online in many cases. They can use the data they have entered repeatedly, which simplifies the application process. Furthermore, a guided application procedure has raised the quality of applications. The recruiting institutions, on the other hand, benefit from streamlined applications which can be processed more quickly. One-third of all Federal Ministries are currently accepting online applications via the Job Exchange. The number of hits on www.jobboerse.gv.at shows the great popularity of this service. 90 Human resource management in the Federal Civil Service 6.11 Mobility 6.11.1 Mobility management by the Federal Chancellery By means of mobility management, the Federal Civil Service has created its own, internal labour market. Such a labour market is a key instrument of needs- and qualification-oriented personnel deployment. The continuous (further) development of the tasks of, and demands on the Federal Civil Service require structural adjustments. Mobility management facilitates the resulting shifts in staffing, supporting staff in the associated reorientation process and promoting the transfer of knowledge in the shape of long-standing experience. In addition, staff members are given the opportunity to develop professionally and embark on new career paths. The 2012 Regulation on filling established posts is aimed at improving mobility within the Federal Civil Service. Under this regulation vacant posts are to be filled “internally” wherever possible, i.e. with persons already working in the Federal Civil Service, in order to stimulate the internal labour market. The Federal Chancellery’s Mobility Management Service supports Ministries in searching for suitable candidates when trying to fill posts, as provided by Section 6 Sub-section 2 of the 2012 Regulation. The mobility management service utilises the relevant technical tools which are at the Federal Chancellery’s disposal, i.e. the Career Databank (Karrieredatenbank) and the Federal Civil Service Job Exchange (Jobbörse des Bundes). The pool of career profiles submitted to the Career Data Bank is where the various HR units can find potential applicants for vacant posts. They can also ask the Federal Chancellery’s Mobility Management Service to assist them in their search. Only if no suitable candidate can be found and the preceding internal search was unsuccessful is it possible for the Federal Chancellery to (provisionally) approve recruitment from outside the Federal Civil Service. Further information is available from [email protected]. 6.11.2 Computer-based testing and modern personnel selection Modern recruitment practices include state-of-the-art personnel selection procedures. A computer-based testing system for such procedures (e.g. aptitude tests and screening, selection of apprentices) has been available to recruiting entities in the Federal Civil Service, as well as those at other levels of government, since 2011. The advantages with regard to time and staff resources are considerable: automatic processing of tests reduces the amount of time required and the likelihood of errors, and the different options for operating test material via a PC are useful in terms of the range of competencies and parameters that can be tested. 91 Human resource management in the Federal Civil Service Computer-assisted testing allows for efficient, targeted selection from among a large number of applications, which, in turn, reduces the need for additional procedures (such as interviews or panels) to identify the best candidate. Thanks to the wide range of options available for putting together high-quality tests for specific categories, corresponding to the candidate’s prospective field of employment, a rather general preliminary selection is as feasible as a specific final selection. An outline agreement with a provider on implementing and running the computer-assisted testing system for personnel selection allows recruiting institutions at all levels of public administration, as well as other public corporations and certain institutions awarding public contracts, access to the testing system, facilitating up-to-date, high-quality recruitment at competitive prices. For further information, please contact [email protected]. 6.11.3 The Federal Chancellery’s EU JOB Information Service Under the heading “Meet the Challenge”, the Federal Chancellery’s EU JOB Information Service informs citizens and civil servants about career opportunities with the institutions and agencies of the European Union. The Service also supports individual applicants during the complex selection procedures carried out by the European Personnel Selection Office (EPSO) on behalf of other EU bodies. In addition to providing individual counselling and support, the Service is regularly represented at career fairs; it also organises events of its own to provide information on career opportunities and specific competitions. Periodic newsletters provide targeted information on ongoing selection procedures, work experience placements and relevant events. The newsletter service is becoming increasingly popular, currently reaching about 9,400 subscribers (6,000 in 2014). EPSO runs general selection procedures for administrators (i.e. university graduates), language experts, assistants (i.e. people with upper secondary school leaving certificates) and specialist staff. 473 Austrians (permanent officials as well as contract agents), including one Director General (at the DG for Taxation and Customs Union), were working at the European Commission as at April 2015; this number corresponds to Austria’s share of 1.7% in the EU’s total population. Moreover, the Austrian contingent at the EU Commission in early 2015 included two Deputy Directors General, eight Directors, 34 Heads of Unit and four members of Commissioners’ cabinets; in other words, Austria is quite well represented at these levels. In addition, about 40 Austrians were working for the Commission and other EU bodies as seconded national experts at that time. Following the last administrator selection procedure for graduates without professional experience, successful Austrian participants make up 2.1% of the so-called reserve list (i.e. the recruitment pool for future job openings), an impressive, above-average performance which bodes well for future placement in EU jobs. 92 Human resource management in the Federal Civil Service Having made it onto a reserve list, candidates are supported in finding employment with an EU institution by Austria’s Permanent Mission to the European Union (Federal Chancellery Unit) if they so wish. The same support is available to national experts wishing to be seconded to an EU body. For more detailed information, please see the “Karriere Öffentlicher Dienst” page at www.jobboerse.gv.at under “Umstieg → Arbeiten in der EU”. 6.11.4 Internships Another way of enhancing the mobility of Federal Civil Service staff, along with their motivation and innovative potential, is to give them the opportunity to explore different ways of thinking, different work methods and organisational structures. The Federal Chancellery therefore facilitates internships abroad which are organised on the basis of bilateral exchange programmes with seven partner countries. Internships at the European Commission and the General Secretariat of the Council are also available to public servants; the maximum possible number of placements for Austrians was once again made use of in 2014. For further information, please have a look at our website www.oeffentlicherdienst.gv.at under “Moderner Arbeitgeber → Personalenwicklung → Praktika”. 6.12Knowledge management as a core issue for innovative and future-oriented organisations For a number of years now, knowledge management has played a key role in the Federal Civil Service as an innovative and future-oriented organisation. The various efforts to establish knowledge management as a core element in innovating public administration and as an aspect of personnel development in all Ministries were given a new basis in 2012, in the form of the Federal Civil Service Knowledge Management Strategy. In addition to formulating strategic orientation and objectives, this paper contains the relevant recommendations of the Court of Audit, as well as initial proposals for their implementation. Current demographic developments are an obvious challenge, and the urgent need to deal with the issue of knowledge management is evident. This is especially true when it comes to securing know-how in the case of staff changes, and retirements in particular. Striking figures show that up to 53% of current staff will leave the Federal Civil Service due to retirement by 2017. However, knowledge management alone cannot be the answer to the expected wave of retirements, and the impact of demographic change on organisations can differ considerably, depending on the number of staff leaving and on the timing of these retirements. Furthermore, appropriate solutions depend on the relative importance of a given staff member’s competence 93 Human resource management in the Federal Civil Service and know-how for the overall performance of the unit in question, as well as on any knowledge transfer processes already in place there. Finally, the loss of certain types of knowledge can be associated with increased chances of change in organisational culture. This aspect is not to be underestimated as public administration as a whole is currently undergoing a massive change process in the wake of the recent fiscal reforms and the implementation of performance management. 6.12.1 Developing guidelines for knowledge retention following staff changes A key step in implementing the Federal Civil Service’s Knowledge Management Strategy is developing guidelines for knowledge retention following staff changes, with the aim of setting up standardised procedures throughout the Civil Service as far as possible. In addition, the guidelines being developed deal with the standardisation of concepts in and around knowledge management so as to facilitate shared awareness and understanding of the issue, as envisaged by the Knowledge Management Strategy. The project’s main objective, however, is to retain as much of the Federal Civil Service’s existing knowledge as possible by integrating the retention, transfer and provision of knowledge into day-to-day business, even though this may initially seem to require considerable additional effort. In the long term, a deliberate and targeted focus on different types of knowledge, in particular knowledge that is critical for a team’s performance, aims to facilitate the identification of key knowledge holders and knowledge processes. The key issue here is designing measures for knowledge retention and knowledge provision in order to ensure the continuation of efficient, high-quality work in public administration. At the same time, however, any change provides an opportunity for a change in culture. For further details, please see the document “Bundesstrategie Wissensmanagement” on our www.oeffentlicherdienst.gv.at under “Verwaltungsinnovation → Wissensmanagement”. 6.13HR platforms of the Federal Civil Service 6.13.1 The Civil Service Website The website of the Directorate General for the Civil Service and Public Administration Reform, www.oeffentlicherdienst.gv.at, has met with great interest. The decision to transfer most of the content of the Federal Civil Service Intranet to the Internet has proved to have been the right one. The DG is constantly expanding the range of information provided there; it also produces a newsletter, which staff members can subscribe to via http://oeffentlicherdienst.intra.gv.at under “Quicklinks → Infoservice-Newsletter”. 94 Human resource management in the Federal Civil Service Another popular website is “Karriere Öffentlicher Dienst” (“Civil Service Careers”) at www.jobboerse.gv.at, where information on working for the Federal Civil Service is available under the headings of “Joining the Civil Service”, “Getting promoted” and “Changing careers”, and where all job openings in the Federal Civil Service can be viewed. 6.13.2 Conference of HR Heads Once a year the Heads of Human Resources from across the Federal Civil Service gather at the invitation of DG III to receive information and discuss current HR issues with the experts from the DG for the Civil Service and Public Administration Innovation. In addition to information on training and new developments in the field of employment regulations, the conference programme comprises talks on topical issues, panel discussions and workshops. The 2015 conference was dedicated to the new system of taking into account periods of previous professional service for remuneration purposes, to health management and promoting staff members’ ability to work, among other topics. Further details are available in German on the Federal Civil Service Intranet at http://oeffentlicherdienst.intra.gv.at under “Personalmanagement → Tagung der Personalleiterinnen und Personalleiter des Bundes”. 6.13.3 Expert conferences of the Länder DG III takes part, as a representative of the Federal Civil Service, in the annual expert conferences of the Austrian Regions (i.e. Länder) on the topics of personnel management and personnel development. DG III’s main focus at these conferences is on exchanging information and experience on current issues with experts from the Regions. Moreover, the Federal Civil Service uses these platforms to present various shared services available in the HR field. A number of cooperation opportunities have been successfully promoted in this way, in particular regarding the Civil Service Job Exchange, computer-based testing for personnel selection, and the Cross-Mentoring Programme. 95 Performance management in public administration 7 Performance management in public administration 7.1 Performance management and regulatory impact assessment – a combined approach Since 1 January 2013, management in public administration has been primarily based not on the available financial means and staff resources but increasingly on the desired outcome. Concrete objectives and outcomes are defined and made measurable through the use of indicators. The implementation of this approach within the structure of the new budgeting law facilitates the emergence of a performance chain across all organisational and budgetary levels, all the way to the operative implementation stage. Two instruments have been developed for this new approach: strategic priorities are defined by means of performance management, i.e. via outcome objectives and the corresponding output (i.e. public administration action) laid down in the Federal Budget; specific actions and decisions (i.e. laws, regulations, major projects) are brought in line with this overall strategy by means of regulatory impact assessment. Performance management information looks at the big picture: Which are the greatest challenges? Which priorities are being set? Which overall approach is government taking to achieve the desired outcomes? Regulatory impact assessment, on the other hand, shows the contributions made by individual regulatory (and other) projects, as well as their possible desirable and undesirable effects on other policy areas, thus presenting a holistic view of public administration action. Performance management and regulatory impact assessment are therefore to be seen as a combined approach whose instruments operate at different levels and but are closely interlinked with a view to further improving the effectiveness and efficiency of government. 7.2 Outcome orientation in the Federal Budget and the implementation of regulatory impact assessment – initial experience Information on outcome orientation was first included in the 2013 Federal Budget and developed further in the 2014 and 2015 Federal Budgets. Following the introduction of the respective bills in Parliament, outcome objectives and the corresponding government action became subjects of intense discussion. A key requirement of performance management was thus met, i.e. the different players jointly discussing the means to be employed and the outcomes to be expected. However, Members of Parliament as well as experts saw the need for better coordination of horizontal policy areas cutting across different Ministries. It was with 96 Performance management in public administration this aim in mind that responsibility for the coordination of outcomes in the area of gender equality, among others, was vested in the Federal Performance Management Office. At the level of regulatory impact assessment (RIA), too, some experience has meanwhile been gained and compiled in the RIA Report, which was first published in 2013. In addition to discussing the background and development of regulatory impact assessment, the Report gives an overview of the first round of applying this new tool. Within months of its introduction, clear improvements in the quality of impact assessment could be observed. In its training sessions and workshops, the Federal Performance Management Office therefore puts a strong focus on this central aspect of outcome orientation, i.e. the measurability of outcomes by means of indicators. The second and third RIA Reports were presented to the National Council on 30 May 2014 and 30 May 2015, respectively. They contained the first sets of evaluation results on regulatory and other projects carried out in 2013 and 2014. These were internal evaluations conducted by the different Ministries, collated and presented by the Federal Performance Management Office as part of outcome monitoring. These annual reports will continue to provide high-quality insights into regulatory and other measures taken by the various Ministries, contributing to the transparency of political decisions and public administration action. It has turned out that certain regulatory projects, e.g. relatively “simple” ones, have sometimes imposed undue administrative burdens on Ministries and supreme state organs as internal evaluation is required for each project and the system of RIA contains no special rules permitting, for example, simplified procedures for less complex projects, or the joint treatment of similar projects. The Federal Government’s current work programme (2013-2018) therefore provides for a graded requirement to carry out regulatory impact assessment. A simplified system of RIA has accordingly been implemented by the Federal Chancellery and the Federal Ministry of Finance as of 1 April 2015, after intensive consultation with the Ministries and other bodies concerned. For further details, please visit our website www.oeffentlicherdienst.gv.at under “Wirkungsorientierte Verwaltung→ Dokumente”. 7.3 Performance management: a new challenge for managers A key challenge in connection with introducing these new management tools consists in adapting organisational and communication structures and processes to these tools, and improving the relevant skills at all levels of management. This involves adjusting and coordinating those structures and processes within Ministries through which outcome orientation is implemented in the budget, and regulatory impact assessment - including evaluation - is carried out; it also requires aligning the relevant instruments available in the respective organisational entities. All this requires particular caution and skill on the part of managers, who must be able to design and control culture change processes and bring existing organisational architecture and 97 Performance management in public administration design into line with the new requirements. Tried and tested management skills, such as the use of audit information in decision-making, and management by objectives, are central to performance management in public administration but may, in part, need re-interpreting. Particular importance is to be accorded to joint responsibilities shared between separate spheres of competence, e.g. by defining systematic communication flows between those responsible for budgetary matters and for performance management, respectively. All in all, the qualities required are those enabling managers to assess their own actions in terms of their (intended and unintended) effects and to lead the organisational entities entrusted to them both efficiently and effectively. An essential tool in this context is the annual appraisal interview which is required by law (Section 45a BDG and Section 5 VBG). The guidelines for appraisal interviews and team conferences have been revised and adapted for the requirements of outcome orientation by the Federal Chancellery in cooperation with the Ministries’ personnel development experts. The aim is to set up a coherent management system which allows for cascading the highly condensed outcome objectives laid down in the annual Federal Finance Act, via the objectives defined at the levels of DGs and units, all the way down to individual posts. This is to ensure the transparency of all staff members’ contributions towards achieving the strategic aims and current priorities of their institutions, which can be a key motivational factor. The experts of the Federal Chancellery’s DG III offer guidance and advice in the form of training sessions and seminars, some of which are provided under bilateral cooperation agreements with other organisational entities. For further information, please contact [email protected]. 7.4 The Federal Performance Management Office – coordinating across Ministries The inter-ministerial Performance Management Office, located within the Federal Chancellery’s Directorate General III, monitors and supports the process of introducing performance management in the Federal Civil Service and develops proposals for enhancing public administration. The Office also publishes a series of handbooks providing guidance and setting standards in the field of performance management. Publications • Performance management manual: This reference book contains a comprehensive overview of the performance management cycle, as well as initial recommendations for setting up internal performance management within Ministries. • Manual on developing objectives and indicators: This handbook shows, in a practice-oriented way, the steps which are necessary to develop objectives and indicators, as well as examples of these at all budget levels. 98 Performance management in public administration • Manual on internal performance management: This handbook provides guidance for experts and managers designing internal performance management processes within Ministries, as well as the methodological tools required to implement these. • Manual on regulatory impact assessment: This manual directly supports those carrying out regulatory impact assessment, showing the process step by step and explaining the different impact dimensions. • 2013 Performance Management Report: This report graphically presents the outcome objectives for the Ministries and supreme state organs laid down in the 2013 Federal Budget, and the extent to which these were achieved. Furthermore, it sets out some fundamental ideas on performance management in public administration, the state of its implementation, and effectively communicating it to the general public. • 2014 Performance Management Report: This report graphically presents the outcome objectives (127) for the Ministries and supreme state organs laid down in the 2014 Federal Budget and the degree to which they were achieved. Additional information in digital form is provided for the first time on the website www.wirkungsmonitoring.gv.at. Another change compared to the 2013 Report is the comprehensive presentation of the cross-cutting issues of “gender equality”, “research, technology and innovation”, and “children and young people”. • Regulatory Impact Assessment Report: This report presents the concept of regulatory impact assessment and its development, the experience gained during the first quarter of implementing it, as well as recommendations for its further development. • 2013 Regulatory Impact Assessment Report: In addition to the evaluations of regulatory impact assessment carried out in 2013, this report presents the legal basis for such evaluation and the fundamental ideas underpinning the system. It also assesses Austria’s approach in light of international experience. • 2014 Regulatory Impact Assessment Report: While the 2014 Regulatory Impact Assessment Report dealt with a small number of evaluated projects (10), the 2015 edition presented to the National Council 29 sets of Ministries’ internal evaluation results for regulatory and other projects carried out in 2013 and 2014. Moreover, this report uses an innovative visualisation technique to show the extent to which the objectives of the different projects were achieved. More detailed information is available in German on www.oeffentlicherdienst.gv.at under “Wirkungsorientierte Verwaltung”. our website at 7.5 Public administration competitions: networking – exchanging know-how – learning from each other National and international competitions provide opportunities for public administration organisations to present their innovative projects and network with other organisations of their 99 Performance management in public administration kind in the context of learning platforms. They also give impulses for modernisation, futureoriented development and cooperation, as well as promoting the outward orientation of the public sector. The competition for the Austrian Public Administration Award (Österreichischer Verwaltungspreis) is run every two years by the Federal Chancellery’s DG III to showcase innovative Austrian public administration projects and present them to a wider public. Under the slogan “Learning from each other” the Award promotes the exchange of best practice and the transfer of successful developments to other organisations. The Austrian Public Administration Award 2013 was very successful indeed. A total of 81 projects (i.e. an increase of 45% on 2011) were submitted. Information on the different projects and awards is available on our website at www.oeffentlicherdienst.gv.at under “Verwaltungsinnovation → Wettbewerbe → Österreichischer Verwaltungspreis → Verwaltungspreis 2013”. The Austrian Public Administration Award will be conferred again in the spring of 2016. 90 innovation projects from the Federal, Regional and local levels of government had been submitted by the closing date. These will be evaluated by an expert jury in the autumn and winter of 2015/2016. The outcome will then be announced on the “Öffentlicher Dienst” website under “Verwaltungsinnovation → Wettbewerbe → Österreichischer Verwaltungspreis → Verwaltungspreis 2016”. As Austria’s national coordinator for the European Public Sector Award (EPSA), the Federal Chancellery’s DG III also supports participation in this renowned competition. EPSA’s objective is to transparently present valuable experience, making it available as well as applicable. The idea is to create a European network of excellence in public administration which makes toplevel solutions available via a learning platform. Five Austrian projects received best-practice awards at EPSA 2013. EPSA 2015 will be held under the heading of "The Public Sector as a Partner for a Better Society". This time there is a special focus on projects receiving EU subsidies, as well as joint projects between public administration organisations and, e.g., the private sector, or clubs and associations. The award ceremony for EPSA 2015 will be held in Maastricht in November 2015. DG III also is the national coordination unit for the annual United Nations Public Sector Award (UNPSA), which all public administration organisations worldwide are invited to take part in. In the UNPSA 2014 competition, the Austrian project “Data.gv.at” (carried out by the Federal Chancellery) won the award in Category 1: Improving the delivery of public services. Austria’s active participation in national and international public administration competitions, and particularly the numerous awards won by Austrian projects, show not only that public administration innovation is an ongoing, sustained effort in this country but also that Austria’s Civil Service is among the best internationally. For further information and useful links, visit our website www.oeffentlicherdienst.gv.at under “Verwaltungsinnovation → Wettbewerbe” or contact us at [email protected]. 100 Technical annex 8 Technical annex This chapter provides a definition of the database used for this study, as well as an overview of data sources, calculation methods and reference periods. Due to rounding, the sum total of individual items does not amount to exactly 100%. 8.1 Reference period All data relating to Federal Civil Service staff refer to 31 December 2013, unless indicated otherwise. Data relating to lost working time, income levels and personnel flows (e.g. the number of retirements) refer to the whole year 2013 (i.e. gross annual income for that year), unless indicated otherwise. 8.2 Database Information relating to Federal Civil Service staff usually refers to personnel employed by the Federal Civil Service whose employment gives rise to expenditure that is classified under Category 0 (i.e. personnel costs) in the Federal Budget. Staff costs that do not affect cash flow are not considered, i.e. staff members on early retirement leave are included, while those on unpaid leave (e.g. maternity leave) are not. Data relating to civil servants working in hived-off agencies, as discussed in Chapter 2.2, were not included in computing any of the indicators presented elsewhere in this study. Chapter 4 (“Traineeships, internships and apprenticeships”) forms an exception in terms of the database defined above as the expenditure related to trainees, interns and apprentices falls under Category 7 (i.e. non-personnel operating costs) rather than Category 0 in the Federal Budget. 8.3 Unit of measurement Staff capacity is generally expressed in full time equivalents (FTE). Other indicators, too, were calculated on the basis of FTE, unless expressly stated otherwise. The following indicators are not expressed in FTE as a per-capita approach is more useful in these cases: ■ data on average age and age structure 101 Technical annex ■ proportions of women ■ proportions of civil servants ■ proportions of part-time workers ■ median incomes (as these generally refer to per-capita income) ■ all data relating to the number or pensioners and retirements, as well as to retirement age. The data presented in Chapter 4 (“Traineeships, internships and apprenticeships”) are also expressed in per-capita rather than FTE terms. As part-time work is virtually non-existent among trainees, interns and apprentices, the figures would be the same in both cases. 8.4 The definition of “management position” as used in Chapter 5.6.4 In this chapter, positions involving “management responsibility” are defined on the basis of classification in the higher salary brackets. In order to reflect the different levels of qualification among female staff members in managerial positions, four levels of management responsibility were defined. The first level (i.e. university graduates I) includes staff with the following designations: A1/7-9, v1/5-7, AV/A/IX, E1/12, MBO1/7-9, R3, StA3, R III, StA III, Präs. und Vizepräs. OGH und VwGh, Präs. OLG, Präs. AsylGH, Generalprok. Level two (i.e. university graduates II) comprises the following designations: A1/4-6, v1/3-4, ADV-SV1-2, E1/9-11, MBO1/4-6, SI1-2, S1, S2, L1/Dir., LPA/Dir., R2, StA2, RII, Vizepräs. AsylGH, Richter AsylGH, StAII. Level three (i.e. staff having completed upper secondary school) comprises the following designations: A2/5-8, v2/4-6, ADV-SV3, E1/5-8, MBO2/5-9. Level four (i.e. staff with intermediate vocational qualifications) comprises the following designations: A3/5-8, v3/4-5, h1/4, ADV-SV6, E2a/5-7, MBUO1/5-7. 8.5 Gross annual income as defined by Section 6a, B-GlBG Gross annual income as defined by Section 6a, B-GlBG is the fictitious income calculated by extrapolating the income of staff working part-time and/or for only part of the year to the corresponding income level for year-round, full-time employment. It covers all persons employed by the Federal Civil Service for at least one day in 2013. The extrapolated income does not include one-off payments, such as anniversary bonuses and grants, or refunds for travel costs and other expenses. 102 Technical annex 8.6 Gender pay gap The gender pay gap is the difference between the median incomes of women and men, expressed as a percentage. 8.7 Median income The median is the value that marks the middle of a sequence of numbers arranged in ascending order, as shown in the following example: sequence: 1; 3; 3; 4; 6; 7; 24 median: 4 Median values (rather than average values) are used to show income differences in the Federal Civil Service as these provide a more stable basis for the purposes of showing income distribution. This is because the median is not subject to influence by extreme values (high or low) to the same extent as the average, and therefore less susceptible to statistical “blips”. In order to eliminate the factors of part-time work and employment for only part of the year, the relevant incomes have been extrapolated to the level of full-time, year-round employment (see 7.5, above). 8.8 Classification of posts • Civil servants: e.g. pay scheme A 1 (university graduates) • Private-law employees: e.g. pay scheme v 1 (university graduates) Within these pay schemes, posts are classified as follows: • Civil servants: functional levels A1/GL to A1/9; GL (Grundlaufbahn, i.e. entry level) is the lowest level, 9 is the highest. • Private-law employees: functional levels v1/1 to v1/7; 1 is the lowest level, 7 is the highest. Classification is based on “function”, i.e. the demands of the respective post in terms of knowledge, intellectual challenge, and responsibility. For example: A1/GL refers to a civil servant with a university degree at the lowest functional level; A1/3 refers to a civil servant with a university degree at the fourth-lowest functional level. 8.9 Sources of data and information Data on Federal Civil Service staff were taken from MIS, the Federal Civil Service’s Management Information System. 103 Technical annex Additional sources of data include: ■ Statistik Austria ■ OECD ■ Government Debt Committee (Staatsschuldenausschuss) ■ Austrian Court of Audit ■ Association of Austrian Social Insurance Institutions (Hauptverband der österreichischen Sozialversicherungsträger) as well as experts from the Federal Ministries. 104 List of abbreviations 9 List of abbreviations APG General Pensions Act ASVG General Social Insurance Act BB-SozPG Law establishing a social plan for Federal Civil Service staff BDG Civil Servants Employment Act BGBl Federal Law Gazette B-KUVG Law governing health and accident insurance for civil servants COFOG Classification of the Functions of Government EPSO Network of Personnel Selection Experts ESA95 European system of national and regional accounts EUPAN European Public Administration Network FIOP Forces for International Operations FTE Full-time equivalents GDP Gross domestic product IPSG-EUPAN Innovative Public Services Group OECD Organisation for Economic Co-operation and Development ÖBB Austrian Federal Railways VBG Law regulating the private-law employment of Civil Service staff 105 List of figures 10 List of figures Figure 1 Government sector employees as a proportion of total employment, 2011................ 11 Figure 2 Structure of public expenditure, 2014 ....................................................................... 11 Figure 3 Compensation of employees in the government sector by function, 2013 .................13 Figure 4 Distribution of staff among Federal Ministries, 2014 .................................................17 Figure 5 Occupational groups in the Federal Civil Service......................................................23 Figure 6 Distribution of administrative staff.............................................................................25 Figure 7 Staffing levels 1997 to 2014 .....................................................................................37 Figure 8 Development of staffing levels in the administrative service ......................................39 Figure 9 Development of staffing levels in the military service ................................................40 Figure 10 Development of staffing levels in law enforcement .................................................41 Figure 11 Development of staffing levels among school teachers ...........................................42 Figure 12 Development of staffing levels among judges, prosecutors and trainee judges .......42 Figure 13 Levels of qualification (as reflected in the corresponding pay schemes)..................43 Figure 14 Proportion of civil servants by occupational group ..................................................45 Figure 15 The age structure of the Federal Civil Service in 1995 and 2014, and of all Austrian employees in 2014 ................................................................................................................47 Figure 16 Average age of Federal Civil Service staff ..............................................................48 Figure 17 Age structures for 1995 and 2014 ..........................................................................49 Figure 18 Age structure by type of employment relationship, 2014 .........................................50 Figure 19 Age structure by occupational group ......................................................................51 Figure 20 Age groups broken down by qualification levels – Federal Civil Service 2014 .........52 Figure 21 Part-time work by type of employment relationship .................................................53 Figure 22 Proportion of women by occupational group...........................................................55 Figure 23 Part-time work by sex ............................................................................................57 Figure 24 Development of the proportion of women in the highest salary brackets, 2006 - 2014 .............................................................................................................................................58 106 List of figures Figure 25 The gender pay gap in the Federal Civil Service compared to that for all employees in Austria...............................................................................................................................64 Figure 26 Differences in gross annual income between men and women ...............................65 Figure 27 Differences in average age between men and women ...........................................66 Figure 28 Median income by occupational group ...................................................................67 Figure 29 Days of sick leave per 1,000 employees, in calendar days .....................................68 Figure 30 Federal Civil Service staff with/without sick leave ...................................................70 Figure 32 The development of actual retirement age .............................................................73 Figure 33 Interaction between managers and controllers .......................................................84 107 List of tables 11 List of tables Table 1 Staffing levels of Austria’s territorial entities .................................................................5 Table 2 Employees of the Länder (without hived-off institutions) .............................................7 Table 3 Employees of the Länder (working in hived-off institutions) ........................................7 Table 4 Government sector employees as a proportion of total employment, 2011 .................10 Table 5 Median gross annual incomes, 2013 .........................................................................15 Table 6 Mean gross annual incomes, 2013 ............................................................................15 Table 7 Distribution of staff among Federal Ministries as at 31 December 2014 ......................18 Table 8 Civil Servants working in agencies as at 31 December 2014 (in FTE) ........................20 Table 9 Occupational groups in the Federal Civil Service .......................................................22 Table 10 Administrative service .............................................................................................24 Table 11 Income quartiles in the administrative service, 2014.................................................25 Table 12 Income quartiles for retired administrative staff, 2014...............................................26 Table 13 Teachers .................................................................................................................26 Table 14 Income quartiles for teachers, 2014 .........................................................................27 Table 15 Income quartiles for retired teachers, 2014 ..............................................................27 Table 16 Law enforcement ....................................................................................................29 Table 17 Income quartiles in law enforcement, 2014 ..............................................................29 Table 18 Income quartiles for retired law enforcement staff, 2014 ..........................................29 Table 19 Military ....................................................................................................................30 Table 20 Income quartiles for the military, 2014......................................................................31 Table 21 Income quartiles for retired military staff, 2014 .........................................................31 Table 22 Judges and public prosecutors ................................................................................32 Table 23 Income quartiles for judges and public prosecutors, 2014 ........................................32 Table 24 Income quartiles for retired judges and public prosecutors, 2014 .............................33 Table 25 Changes in staffing levels, 1999 to 2014 .................................................................38 108 Table 26 Proportion of university graduates ...........................................................................44 Table 27 Federal Civil Service staff by type of employment relationship* ................................46 Table 28 Proportion of women in the Federal Civil Service .....................................................55 Table 29 Proportion of university graduates and persons with upper secondary school leaving certificates ............................................................................................................................56 Table 30 Women in the highest salary brackets .....................................................................58 Table 31 Development of the gender pay gap in the Federal Civil Service ..............................63 Table 32 Overview of sick leave indicators for Federal Civil Service staff compared to privatesector employees ..................................................................................................................69 Table 33 Federal Civil Service pensions ................................................................................70 Table 34 Grounds for retirement and average retirement age of Federal civil servants ...........72 Table 35 Actual retirement age for pensioners under the General Social Insurance Act (ASVG) .............................................................................................................................................72 Table 36 Development of different grounds for retirement ......................................................74 109 Besuchen Visit our website Sie uns auf der Website www.oeffentlicherdienst.gv.at
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