The Political Landscape 1 WE THE PEOPLE of the United States, in Order to form a more perfect Union, establish Justice, insure domestic Tranquility, provide for the common defence, promote the general Welfare, and secure the Blessings of Liberty to ourselves and our Posterity, do ordain and establish this Constitution for the United States of America. These are the words that begin the Preamble to the United States Constitution. Written in 1787 by a group of men we today refer to as the Framers, this document has guided our nation, its government, its politics, its institutions, and its inhabitants for over 200 years. When the Constitution was written, the phrases “We the People” and “ourselves” meant something very different from what they do today. After all, voting largely was limited to property-owning white males. Indians, slaves, and women could not vote. Today, through the expansion of the right to vote, the phrase “the People” encompasses men and women of all races, ethnic origins, and social and economic statuses—a variety of peoples and interests. The Framers could not have imagined the range of people today who are eligible to vote. In the goals it outlines, the Preamble to the Constitution describes what the people of the United States can expect from their government. In spite of the wave of nationalism that arose in the wake of the September 11, 2001, terrorist attacks, some continue to question how well the U.S. government can deliver on the goals set out in the Preamble. Few Americans today classify the union as “perfect”; many feel excluded from “Justice” and the “Blessings of Liberty,” and even our leaders do not believe that our domestic situation is particularly tranquil, as evidenced by the creation of the Department of Homeland Security and calls for a national intelligence director. Furthermore, recent poll results and economic statistics indicate that many Americans believe their general welfare is not particularly well promoted by their government. Others simply do not care much at all about government. Many believe that they have no influence in its decision making, or they do not see any positive benefits from it in their lives. If there has been one constant in the life of the United States, it is change. The Framers would be astonished to see the current forms and functions of CHAPTER OUTLINE ■ The Origins of American Government: What It Is and Why We Need It ■ Roots of American Government: Where Did the Ideas Come From? ■ American Political Culture and the Characteristics of American Democracy ■ Changing Characteristics of the American People ■ Ideology of the American Public ■ Current Attitudes Toward American Government 3 4 CHAPTER 1 the institutions they so carefully outlined in the Constitution, as well as the number of additional political institutions that have arisen to support and fuel the functioning of the national government. The Framers also would be amazed at the array of services and programs the government—especially the national government—provides. They further would be surprised to see how the physical boundaries and the composition of the population have changed over the past 200 plus years. And, they might well wonder, “How did we get here?” It is part of the American creed that each generation should hand down to the next not only a better America, but an improved economic, educational, and social status. In general, Americans long have been optimistic about our nation, its institutions, and its future. Thomas Jefferson saw the United States as the world’s “best hope”; Abraham Lincoln echoed these sentiments when he called it the “last, best hope on earth.”1 But, beginning in the 1990s, for the first time in decades, some of that optimism faded. Many Americans were dismayed by the Clinton/Lewinsky affair, campaign finance abuses, the negative presidential campaigns, and often even government in general. While their lives are better than their parents’ and most are optimistic about the future, in the aftermath of terrorist attacks, 2001’s stock market collapse, the war in Iraq, and the continued loss of jobs to firms outside the United States, many Americans are uncertain about what the future holds. N THIS TEXT, WE PRESENT you with the tools that you need to understand how our political system has evolved and to prepare you to understand the changes that are yet to come. If you approach the study of American government and politics with an open mind, it should help you become a better citizen. We hope that you learn to ask questions, to understand how various issues have come to be important, and to see why a particular law was enacted and how it was implemented. With such understanding, we further hope that you will learn not to accept at face value everything you see on the television news, hear on the radio, or read in the newspaper or on the Internet. Work to understand your government, and use your vote and other forms of participation to help ensure that your government works for you. We recognize that the discourse of politics has changed dramatically in just the last few years, and that many Americans—especially the young—are turned off to politics, especially at the national level. We also believe that a thorough understanding of the workings of government will allow you to question and think about the system—the good parts and the bad—and decide for yourself the advantages and disadvantages of possible changes and reforms. Equipped with such an understanding, we hope you will become better informed and more active participants in the political process. Every long journey begins with a single step. In this chapter, we will examine the following topics: I ■ ■ ■ First, we will discuss government: what it is and why we need it. Governments perform a range of well-known and not so well-known functions that affect citizens’ lives on a daily basis. Second, we will look at the roots of American government. To understand how the U.S. government and our political system work today, it is critical to understand the philosophies that guided the American colonists as they created a system of governance different from those then in existence. Third, we will explore American political culture and the characteristics of American democracy. Several enduring characteristics have defined American democracy since its beginning and continue to influence our nation’s government and politics today. GOVERNMENT: WHAT IT IS AND WHY WE NEED IT ■ ■ ■ 5 Fourth, we will explore the changing characteristics of the American people. Because the government derives its power from the people, an understanding of who the American people are and their changing age, racial, and ethnic composition is critical to an understanding of American politics. Fifth, we will discuss the political ideology of the American public. Political ideology has a profound impact on the government policies that Americans support or oppose. Finally, we will discuss current American attitudes toward government and the role that government plays in their lives. THE ORIGINS OF AMERICAN GOVERNMENT: WHAT IT IS AND WHY WE NEED IT THROUGHOUT HISTORY, ALL SORTS OF SOCIETIES have organized themselves into a variety of governments, small and large, simple and complex, democratic and nondemocratic, elected and nonelected. Governments, which are made up of individuals and institutions, are the vehicles through which policies are made and affairs of state are conducted. In fact, the term “government” is derived from the Greek for “to pilot a ship,” which is appropriate, since we expect governments to guide “the ship of state.” Unlike schools, banks, or corporations, the actions of government are binding on all of its citizens. Citizens, by law, are members of the political community who by nature of being born in a particular nation or having become a naturalized citizen are entitled to all of the freedoms guaranteed by the government. In exchange for these freedoms, citizens must obey the government, its laws, and its constitution. Citizens also are expected to support their governments through exercising their right to vote, paying taxes due, and, if they are eligible, submitting themselves to military service. Only governments can legitimately use force to keep order, and without governments, societies may descend into chaos. The fall of Baghdad, Iraq, in April 2003, vividly portrayed the need for government. With the end of Saddam Hussein’s government, Baghdad and other areas throughout Iraq experienced looting and violence. The U.S. military immediately attempted to help Iraqis establish a government. As we explore governments, especially American government, in this text, we are referring to the web of formal administrative structures that exist on the national, state, and local levels. But, these governments do not exist in a vacuum. Indeed, as we explore throughout this text, these governments were a result of trial and error, experiment, compromise, and sometimes bloodshed. Governments, then, must be discussed in the context of politics, the study of what has been called “who gets what, when, and how,” or more simply, the process of how policy decisions get made. The study of “who gets what, when, and how” can be a fascinating process. While all governments share to greater or lesser degrees the need to provide certain key functions, to whom they provide these benefits, which benefits they provide, when they provide them, and how they are provided vary tremendously across as well as within nations. (See Global Perspective: American Uniqueness in the World: Are We Number One?) One need only look to recent debates on tax policy to realize that there are many questions involving who, what, when, and how during policy debates. Functions of Government The Framers of the U.S. Constitution clearly recognized the need for a new government. As our opening vignette underscores, in attempting “to form a more perfect government A collective of individuals and institutions, the formal vehicles through which policies are made and affairs of state are conducted. citizen Member of the political community to whom certain rights and obligations are attached. politics The study of who gets what, when, and how—or how policy decisions are made. 6 CHAPTER 1 Roots of Government THE PHILOSOPHIES OF THOMAS HOBBES AND JOHN LOCKE: THE PROPER SCOPE OF GOVERNMENT N ALMOST any newspaper or television news report, on any given day, you can find stories that show Americans grappling with questions about the proper role of government in their lives. These questions are not new. Centuries ago, Thomas Hobbes and John Locke both wrote extensively on these issues. Their ideas, however, differed remarkably. For Hobbes, who viewed humans as basically evil, a government that regulated all kinds of conduct was necessary. Locke, who was more optimistic, saw the need only for limited government. I Hobbes: Government to Save People from Themselves Thomas Hobbes was born in 1588 in Gloucestershire, England, and began his formal education at the age of four. By the age of six he was learning Latin and Greek, and by the age of nineteen he had obtained his bachelor’s degree from Oxford University. In 1608, Hobbes accepted a position as a family tutor with the earl of Devonshire, a post he retained Photo courtesy: [[TK]] for the rest of his life. Hobbes was greatly influenced by the chaos of the English Civil War during the mid-seventeenth century. Its impact is evident in his most famous work, Leviathan (1651), a treatise on governmental theory that states his views on man and citizen. Leviathan is commonly described as a book about politics, but it also deals with religion and moral philosophy. Hobbes characterized humans as selfishly individualistic and constantly at war with one another. Thus, he believed that people must surrender themselves to rulers in exchange for protection from their neighbors. Locke: Government Through Consent of the People John Locke, born in England in 1632, was admitted to an outstanding public school at the age of fifteen. It was there that he began to question his upbringing in the Puritan faith. At twenty, he went on to study at Oxford, where he later became a lecturer in Aristotelian philosophy. Soon, however, he found a new interest in medicine and experimental Photo courtesy: [[TK]] science. In 1666, Locke met Anthony Ashley Cooper, the first earl of Shaftsbury, a politician who believed in individual rights and parliamentary reform. It was through Cooper that Locke discovered his own talent for philosophy. In 1689, Locke published his most famous work, Second Treatise on Civil Government, in which he set forth a theory of natural rights. He used natural rights to support his “social contract [theory]—the view that the consent of the people is the only true basis of any sovereign’s right to rule.” A government exists, he argued, because individuals agree, through a contract, to form a government to protect their rights under natural law. By agreeing to be governed, individuals agree to abide by decisions made by majority vote in the resolution of disputes. Both men, as you can see, relied on wealthy royal patrons to allow them the time to work on their philosophies of government. While Hobbes and Locke agreed that government was a social contract between the people and their rulers, they differed significantly about the proper scope of government. Which man’s views about government (and people) reflect your views? Union,” the Framers set out several key functions of government that continue to be relevant today, over 200 years later. As discussed below, several of the Framers’ ideas centered on their belief that the major function of government was creating mechanisms to allow individuals to solve conflicts in an orderly and peaceful manner. Just how much authority one must give up to governments in exchange for this kind of security, however, has vexed political philosophers as well as politicians for ages. Establishing Justice. One of the first things expected from governments is a system of laws that allows individuals to abide by a common set of principles. Societies adhering to what is called the rule of law allow for the rational dispensing of justice by GOVERNMENT: WHAT IT IS AND WHY WE NEED IT acknowledged legal authorities. Thus, today, the Bill of Rights entitles people to a trial by jury, to know what the charges against them are, and to be tried in a courtroom presided over by an impartial judge. The U.S. Constitution created a federal judicial system to dispense justice, but the Bill of Rights specified a host of rights guaranteed to all citizens in an effort to establish justice. Ensuring Domestic Tranquility. As we will discuss throughout this text, the role of government in ensuring domestic tranquility is a subject of much debate. In times of crisis such as the terrorist attacks of September 11, 2001, the U.S. government, as well as states and local governments, took extraordinary measures to contain the threat of terrorism from abroad as well as within the United States. The creation of the Department of Homeland Security as well as the passage of legislation giving the national government nearly unprecedented ability to ferret out potential threats shows the degree to which the government takes seriously its charge to preserve domestic tranquility. On an even more practical front, local governments have police forces, the states have national guards, and the federal government can always call up troops to quell any threats. Providing for the Common Defense. The U.S. Constitution calls for the president to be the commander in chief of the armed forces, and the Congress was given the authority to raise an army. The Framers recognized that one of the major purposes of government was to provide for the defense of its citizens, who alone had no ability to protect themselves from other governments. As highlighted in Figure 1.1, the defense budget is a considerable proportion of all federal outlays. Promoting the General Welfare. When the Framers added “promoting the general welfare” to their list of key government functions, they never envisioned how the involvement of the government at all levels would expand so tremendously. In fact, promoting the general welfare was more of an ideal than a mandate for government. Over time, however, our notions of what the government should do have expanded along with the size of government. As we discuss throughout this text, however, there is no universal agreement on the scope of what governments should do. There is no doubt that Social Security income programs as well as governmental programs providing health care are designed to promote the general welfare. These programs make up a significant proportion of the federal budget, as highlighted in Figure 1.1. Securing the Blessings of Liberty. A well-functioning government that enjoys the support of its citizenry is one of the best ways to secure the blessings of liberty on its people. In a free society, citizens enjoy a wide range of liberties and freedoms and feel free to prosper. They are free to criticize the government as well as to petition it when they disagree with its policies or have a grievance. FIGURE 1.1 Mandatory spending, in billions of dollars Discretionary nonmilitary spending, in billions of dollars Discretionary military spending, in billions of dollars $438.8 $470.8 $1,309.1 Allocation of the Federal Budget, 2005. ■ Source: Fiscal Year 2005 Budget, http://www.whitehouse.gov/ omb/budget/fy2005/pdf/spec.pdf. 7 8 CHAPTER 1 ■ ][[Saddam caption to come. Allow 4-6 lines.]] Photo courtesy: [[TK]] Taken together, these principal functions of government permeate our lives. Whether it is your ability to obtain a low-interest student loan, buy a formerly prescription-only allergy drug, Claritin, over the counter, or drive a car at a particular age, government has played a major role. Similarly, without government-sponsored research, we would not have cellular telephones, the Internet, four-wheel drive vehicles, or even Velcro. monarchy A form of government in which power is vested in hereditary kings and queens who govern in the interests of all. totalitarianism An economic system in which the government has total control over the economy. oligarchy A form of government in which the right to participate is conditioned on the possession of wealth, social status, military position, or achievement. Types of Government As early as Plato and Aristotle, theorists have tried to categorize governments by who participates, who governs, and how much authority those who govern enjoy. As revealed in Table 1.1, a monarchy, the type of government rejected by the Framers, is defined by the rule of one in the interest of all of his or her subjects. In contrast is totalitarianism, as was the case in Iraq under Saddam Hussein. In a totalitarian system, the leader exercises unlimited power and individuals have no personal rights or liberties. Generally, these systems tend to be ruled in the name of a particular religion or orthodoxy, an ideology, or a personality cult organized around the supreme leader. In an oligarchy, participation in government is conditioned on the possession of wealth, social status, military position, or achievement. Oligarchies are rare today. TABLE 1.1 Types of Government Whose Interests Are Represented Rulers The Ruled Government by one Government by a few Government by many Monarchy Aristocracy Citizenry The Rulers Totalitarian Oligarchy Democracy Source: Adapted from Albert B. Saye, Merritt B. Pound, and John F. Allums, Principles of American Government, 5th ed. (Englewood Cliffs, NJ: Prentice Hall, 1966): 9. ROOTS OF AMERICAN GOVERNMENT: WHERE DID THE IDEAS COME FROM? A democracy, from the Greek words demos (the people) and kratia (power or authority), is a system of government that gives power to the people either directly or through their elected representatives. As we will explore below, this was the form of government favored by the Framers. 9 democracy A system of government that gives power to the people, whether directly or through their elected representatives. ROOTS OF AMERICAN GOVERNMENT: WHERE DID THE IDEAS COME FROM? THE CURRENT AMERICAN POLITICAL SYSTEM did not spring into being overnight. It is the result of philosophy, trial and error, and even luck. To begin our examination of why we have the type of government we have today, we will look at the theories of government that influenced the Framers who drafted the Constitution and created the United States of America. The Reformation and the Enlightenment: Questioning the Divine Right of Kings In the third century, as the Roman Empire began to fall, kings throughout Europe began to rule their countries absolutely, claiming their right to govern came directly from God. Thus, since it was thought to be God’s will that a particular monarch ruled a country, the people in that country had no right to question their monarch’s authority or agitate for a voice in their government’s operation. During the Enlightenment period, the ideas of philosophers and scientists such as Isaac Newton (1642–1727) radically changed people’s views of government. Newton and others argued that the world could be Photo courtesy: SIPA Press improved through the use of human reason, science, and religious tolera- ■ Sir Isaac Newton and other Enlightenment tion. He and other theorists directly challenged earlier notions that fate thinkers challenged people’s ideas about the nature alone controlled an individual’s destiny and that kings ruled by divine right. of government. The intellectual and religious developments of the Reformation and Enlightenment periods of the sixteenth and seventeenth centuries encouraged people to seek alternatives to absolute monarchies and to ponder new methods of governance. In the late sixteenth century, radical Protestants split from the Church of England (which was created by King Henry VIII when the Roman Catholic Church forbade him to divorce and remarry). These Protestants or Puritans believed in their ability to speak one on one to God and established self-governing congregations. They were persecuted for their religious beliefs by the English monarchy. The Pilgrims were the first group of these Protestants to flee religious persecution and settle in America. There they established self-governing congregations and were responsible for the first widespread appearance social contract of self-government in the American colonies. The Mayflower Compact, the document An agreement between the people setting up the new government, was deemed sufficiently important to be written while and their government signifying the Pilgrims were still at sea. It took the form of a social contract, or agreement between their consent to be governed. the people and their government signifying their consent to be governed. Hobbes, Locke, and a Social Contract Theory of Government Two English theorists of the seventeenth century, Thomas Hobbes (1588–1679) and John Locke (1632–1704), built on conventional notions about the role of government and the relationship of the government to the people in proposing a social contract theory of government (see Roots of Government: The Philosophies of Thomas Hobbes and John Locke). They argued that all individuals were free and equal by natural right. This freedom, in turn, required that all men and women give their consent to be governed. social contract theory The belief that people are free and equal by God-given right and that this in turn requires that all people give their consent to be governed; espoused by John Locke and influential in the writing of the Declaration of Independence. 10 CHAPTER 1 Global Perspective AMERICAN UNIQUENESS IN THE WORLD: ARE WE NUMBER ONE? s the United States unique—or is it merely ordinary? Most Americans consider this question at some point in their lives as they ponder the meaning and significance of their citizenship and identity. After all, if the United States is ordinary, then by implication Americans are probably ordinary, too. Most Americans, not satisfied with this answer, prefer to think of their country as unique. In fact, American uniqueness—or exceptionalism—has been a pervasive theme in American political rhetoric since before the founding. Americans in the nineteenth century routinely described the nation as a “City on a Hill”—a reference to a passage in the New Testament in which Jesus Christ urges his followers to be an example for the rest of the world. Others have declared that the United States has a manifest destiny to occupy large swaths of land and exert significant influence in the world. As expressed by Joseph S. Nye Jr.’s 1991 Bound to Lead: The Changing Nature of American Power,a U.S. foreign policy has for many years been guided by the idea that America is “bound to lead”—in the dual sense that its leadership is both an obligation it owes to the world and an inevitable role, given its strength and abilities. Throughout this text we will consider, in these brief Global Perspective features, the question of American uniqueness. Study the figure included here, which shows how the United States compares to the rest of the world in a variety of dimensions. Then, you can begin to judge for yourself whether the United States is truly exceptional. The data seem to reveal that the United States has amassed a tremendous amount of wealth, technology, political stability, human and natural resources, and military might, I while at the same time the health and well-being of the American people are merely average. It is ironic, for example, that a country with the most powerful military—capable of projecting its presence and influence around the planet and beyond—is doing worse than fifty-eight other countries in ensuring that every adult can read. Likewise, it seems odd that the country with the highest gross domestic product (the sum of all goods and services generated in a given year) has a harder time distributing this wealth than do sixty-six other countries. As you study each chapter of this text, it will be important for you to consider whether this situation is a matter of choice or of circumstance. In other words, can the American people, acting privately or through government, change the rankings that we find here, or are they the product of structural forces that are impervious to change? Questions 1. If you were surprised by any of the rankings in the figure, why were you under the impression that the United States was worse (or better) than you thought? 2. How is the U.S. image presented to the world and to American citizens? Assuming that this image does not always fit reality, where would you go for more accurate information? a Joseph S. Nye Jr. Bound to Lead: The Changing Nature of American Power (New York: Basic Books, 1990). Sources: Figure data are taken from various sources, compiled by Globastat.com. In most cases, the total number of countries listed is 192. The data are from 2001 and 2002. Land mass Population Years since independence Length of time under same constituion Life expectancy at birth Military expenditures Military spending per person Internet service providers Percentage of adults who are HIV-positive Net inward migration per population Adult literacy rate Rank in junior high student math scores Rank in junior high student science scores Gross domestic product (GDP) GDP per capita Gini coefficient (a measurement of income distribution) Government spending per capita Electricity production Trade balance (exports minus imports) Proportion of people with mobile/cellular telephones Proportion of people with televisions Total airports (most equal is #1) (last; largest deficit) 0 25 50 75 100 200 ROOTS OF AMERICAN GOVERNMENT: WHERE DID THE IDEAS COME FROM? 11 In Hobbes’s now classic political treatise, Leviathan (1651), he argued pessimistically that man’s* natural state was war. Government, Hobbes theorized, particularly a monarchy, was necessary to restrain man’s bestial tendencies because life without government was but a “state of nature.” Without written, enforceable rules, people would live like animals—foraging for food, stealing, and killing when necessary. To escape the horrors of the natural state and to protect their lives, Hobbes argued, people must give up certain rights to government. Without government, Hobbes warned, life would basically be “solitary, poor, nasty, brutish, and short”—a constant struggle to survive against the evil of others. For these reasons, governments had to intrude on people’s rights and liberties to better control society and to provide the necessary safeguards for property. Hobbes argued strongly for a single ruler, no matter how evil, to guarantee the rights of the weak against the strong. Leviathan, a biblical sea monster, was his characterization of an all-powerful government. Strict adherence to Leviathan’s laws, however all-encompassing or intrusive on liberty, was but a small price to pay for living in a civilized society. In contrast to Hobbes, John Locke, like many other political philosophers of the era, took the basic survival of humanity for granted. He argued that a government’s major responsibility was the preservation of private property, an idea that ultimately found its way into the U.S. Constitution. In two of his works (Essay Concerning Human Understanding [1690] and Second Treatise on Civil Government [1689]), Locke not only denied the divine right of kings to govern but argued that men were born equal and with natural rights that no king had the power to void. Under Locke’s conception of social contract theory, the consent of the people is the only true basis of any sovereign’s right to Photo courtesy: Bettmann/CORBIS rule. According to Locke, people form governments largely ■ The title page from Thomas Hobbes’s Leviathan (1651) depicts a giant to preserve life, liberty, and property, and to assure justice. ruler whose body consists of the bodies of his subjects. This is symbolic of If governments act improperly, they break their contract the people coming together under one ruler. with the people and therefore no longer enjoy the consent of the governed. Because he believed that true justice comes from laws, Locke argued that the branch of government that makes laws—as opposed to the one that enforces or interprets laws—should be the most powerful. Locke believed that having a chief executive to administer laws was important, but that he should necessarily be limited by law or by the social contract with the governed. Locke’s writings influenced many American colonists, especially Thomas Jefferson, whose original draft of the Declaration of Independence noted the rights to “life, liberty, and property” as key reasons to split from England.2 This document was “pure Locke” because it based the justification for the split with England on the English government’s violation of the social contract with the American colonists. Devising a National Government in the American Colonies Although social contract theorists agreed on the need for government, they did not necessarily agree on the form that a government should take. Thomas Hobbes argued for a single leader; John Locke and Jean-Jacques Rousseau, a French philosopher (1712–1778), saw the need for less centralized power. *The term “man” is used here because only males were considered fit to vote. 12 CHAPTER 1 direct democracy A system of government in which members of the polity meet to discuss all policy decisions and then agree to abide by majority rule. indirect (representative) democracy A system of government that gives citizens the opportunity to vote for representatives who will work on their behalf. republic A government rooted in the consent of the governed; a representative or indirect democracy. The American colonists rejected a system with a strong ruler, as in the British monarchy, as soon as they declared their independence. Many of the colonists had fled Great Britain to avoid religious persecution and other harsh manifestations of power wielded by King George II, whom they viewed as a malevolent despot who failed to govern in their interests. They naturally were reluctant to put themselves in the same position in their new nation. The colonists also were fearful of replicating the landed and titled system of the British aristocracy. They viewed the formation of a representative form of government as far more in keeping with the ideas of social contract theorists. As evidenced by the creation in 1619 of the Virginia House of Burgesses as the first representative assembly in North America, and its objections to “taxation without representation,” the colonists were quick to create participatory forms of government in which most men were allowed to take part. The New England town meeting, where all citizens gather to discuss and decide issues facing the town, today stands as a surviving example of a direct democracy, such as was used in ancient Greece when all free, male citizens came together periodically to pass laws and “elect” leaders by lot. Direct democracies, in which the people rather than their elected representatives make political decisions, soon proved unworkable in the colonies. But, as more and more settlers came to the New World, many town meetings were replaced by a system called an indirect democracy (this is also called representative democracy). This system of government, in which representatives of the people are chosen by ballot, was considered undemocratic by ancient Greeks, who believed that all citizens must have a direct say in their governance.3 Later, in the 1760s, Jean-Jacques Rousseau also would argue that true democracy is impossible unless all citizens participate in governmental decision making. Nevertheless, indirect democracy was the form of government opted for throughout most of the colonies. Representative or indirect democracies, which call for the election of representatives to a governmental decision-making body, were formed first in the colonies and then in the new union. Many citizens were uncomfortable with the term democracy because it implied a direct democracy that conjured up Hobbesian fears of the people and mob rule. Instead, they preferred the term republic, which implied a system of government in which the interests of the people were represented by more educated or wealthier citizens who were responsible to those who elected them. Today, representative democracies are more commonly called republics, and the words democracy and republic often are used interchangeably. AMERICAN POLITICAL CULTURE AND THE CHARACTERISTICS OF AMERICAN DEMOCRACY political culture Commonly shared attitudes, beliefs, and core values about how government should operate. AS SHOWN ABOVE, the Framers devised a representative democratic system to govern the United States. This system is based on a number of underlying concepts and distinguishing characteristics that sometimes conflict with one another. Taken together, these ideas lie at the core of American political culture. More specifically, political culture can be defined as commonly shared attitudes, beliefs, and core values about how government should operate. American political culture emphasizes the values of personal liberty, equality, popular consent and majority rule, popular sovereignty, civil society, and individualism. personal liberty A key characteristic of U.S. democracy. Initially meaning freedom from governmental interference, today it includes demands for freedom to engage in a variety of practices free from governmental discrimination. Personal Liberty Personal liberty is perhaps the single most important characteristic of American democracy. The Constitution itself was written to ensure life and liberty. Over the years, however, our concepts of liberty have changed and evolved from freedom from to AMERICAN POLITICAL CULTURE AND THE CHARACTERISTICS OF AMERICAN DEMOCRACY 13 freedom to. The Framers intended Americans to be free from governmental infringements on freedom of religion and speech, from unreasonable search and seizure, and so on (see chapter 5). The addition of the Fourteenth Amendment to the Constitution and its emphasis on equal protection of the laws and subsequent passage of laws guaranteeing civil rights, however, expanded Americans’ concept of liberty to include demands for freedom to work or go to school free from discrimination. Debates over how much the government should do to guarantee these rights or liberties illustrate the conflicts that continue to occur in our democratic system. Equality Another key characteristic of our democracy is political equality. This emphasis reflects Americans’ stress on the importance of the individual. Although some individuals clearly wield more political clout than others, the adage “one person, one vote” implies a sense of political equality for all. Popular Consent and Majority Rule Popular consent, the idea that governments must draw their powers from the consent of the governed, is one distinguishing characteristic of American democracy. Derived from John Locke’s social contract theory, the notion of popular consent was central to the Declaration of Independence. A citizen’s willingness to vote represents his or her consent to be governed and is thus an essential premise of democracy. Growing numbers of nonvoters can threaten the operation and legitimacy of a truly democratic system. Majority rule, another core political value, means that the majority (normally 50 percent of the total votes cast plus one) of citizens in any political unit should elect officials and determine policies. This principle holds for both voters and their elected representatives. Yet, the American system also stresses the need to preserve minority rights, as evidenced by the myriad protections of individual rights and liberties found in the Bill of Rights. The concept of the preservation of minority rights has changed dramatically in the United States. It wasn’t until after the Civil War that slaves were freed and African Americans began to enjoy minimal citizenship rights. By the 1960s, however, rage at America’s failure to guarantee minority rights in all sections of the nation fueled the civil rights movement. This ultimately led to congressional passage of the Civil Rights Act of 1964 and the Voting Rights Act of 1965, both designed to further minority rights. popular consent The idea that governments must draw their powers from the consent of the governed. majority rule The central premise of direct democracy in which only policies that collectively garner the support of a majority of voters will be made into law. Popular Sovereignty The notion of popular sovereignty, the right of the majority to govern themselves, has its basis in natural law. Ultimately, political authority rests with the people, who can create, abolish, or alter their governments. The idea that all governments derive their power from the people is found in the Declaration of Independence and the U.S. Constitution, but the term popular sovereignty did not come into wide use until pre–Civil War debates over slavery. At that time, supporters of popular sovereignty argued that the citizens of new states seeking admission to the Union should be able to decide whether or not their states would allow slavery within their borders. popular sovereignty The right of the majority to govern themselves. natural law A doctrine that society should be governed by certain ethical principles that are part of nature and, as such, can be understood by reason. Civil Society Several of these hallmarks of our political culture also are fundamentals of what many now term civil society. This term is used to describe the “nongovernmental, not-forprofit, independent nature” of people and groups who can express their views publicly and engage in an open debate about public policy.4 The fall of the Soviet Union “accelerated the global trend toward democracy . . . which pushed democracy to the top of the political agenda.”5 In Russia, for example, the U.S. government has used a variety of initiatives to train people how to act in a new democratic system. civil society Society created when citizens are allowed to organize and express their views publicly as they engage in an open debate about public policy. 14 CHAPTER 1 Independent and politically active citizens are key to the success of any democracy, yet people who have not lived in democratic systems often are unschooled, reluctant, or afraid to participate after years in communist or totalitarian systems. The U.S. government routinely makes grants to nongovernmental organizations, professional associations, civic education groups, and women’s groups to encourage the kind of participation in the political system that Americans often take for granted. U.S. efforts to assist Afghanistan and Iraq, for example, include not only public works projects but also development of the new democratic government. Individualism What Are American Civic Values? Although many core political values concern protecting the rights of others, tremendous value is placed on the individual in American democracy. All individuals are deemed rational and fair, and endowed, as Thomas Jefferson proclaimed in the Declaration of Independence, “with certain unalienable rights.” Even today, many view individualism, which holds that the primary function of government is to enable the individual to achieve his or her highest level of development, as a mixed blessing. It is also a concept whose meaning has changed over time. The rugged individualism of the western frontier, for example, was altered as more citizens moved westward, cities developed, and demands for government services increased as many individuals no longer could exist independently of others. CHANGING CHARACTERISTICS OF THE AMERICAN PEOPLE AMERICANS HAVE MANY THINGS IN COMMON in addition to their political culture. Most Americans share a common language—English—and have similar aspirations for themselves and their families. Most agree that they would rather live in the United States than anywhere else, and that democracy, with all of its warts, is still the best system for most. Most Americans highly value education and want to send their children to the best schools possible, viewing an education as the key to success. Despite these similarities, politicians, media commentators, and even the citizenry itself tend to focus on differences among Americans, in large part because these differences contribute to political conflicts among the electorate. Although it is true that America and its population are undergoing rapid change, this is not necessarily a new phenomenon. It is simply new to most of us. In the pages that follow, we take a look at some of the characteristics of the American populace. Because the people of the United States are the basis of political power and authority, their characteristics and attitudes have important implications for how America is governed and how and what policies are made. Changing Size and Population One year after the Constitution was ratified, fewer than 4 million Americans lived in the thirteen states. They were united by a single language, most shared a similar Protestant-Christian heritage, and those who voted were white male property owners. The Constitution mandated that each of the sixty-five members of the original House of Representatives should represent 30,000 people. However, because of rapid growth, that number often was much higher. Anti-Federalists, who opposed a strong national government during the founding period, at least took solace in the fact that members of the House of Representatives, who generally represented far fewer people than senators, would be more in touch with “the People.” As revealed in Figure 1.2, as the nation grew with the addition of new states, the population also grew. Although the physical size of the United States has remained sta- CHANGING CHARACTERISTICS OF THE AMERICAN PEOPLE FIGURE 1.2 U.S. Population, 420 1790–2050 400 Since around 1890, when large numbers of immigrants began arriving in America, the United States has seen a sharp increase in population. The major reasons for this increase are new births and increased longevity, although immigration has also been a contributing factor. ■ 380 360 340 320 300 Resident Population (in millions) 15 280 Source: U.S. Census Bureau, 2003 Statistical Abstract of the United States. 260 240 220 200 180 160 140 120 100 80 60 40 20 0 1790 1810 1830 1850 1870 1890 1910 1930 1950 1970 1990 2010 2030 2050 (est.) (est.) (est.) Year ble since the addition of Alaska and Hawaii in 1959, in 2005 there were more than 293 million Americans. In 2005, a single member of the House of Representatives from Montana represented more than 905,000 people. As a result of this growth, most citizens today feel far removed from the national government and their elected representatives. Members of Congress, too, feel this change. Often they represent diverse constituencies with a variety of needs, concerns, and expectations, and they can meet only a relative few of these people face to face. Changing Demographics of the U.S. Population As the physical size and population of the United States have changed, so have many of the assumptions on which it was founded. Some of the dynamism of the American system actually stems from the racial and ethnic changes that have taken place throughout our history, a notion that often gets lost in debates about immigration policy. Moreover, for the first time, the U.S. population is getting much older. This graying of America also will lead assuredly to changes in our expectations of government and in our public policy demands. The debate that took place in 2003 over Medicare prescription drug coverage illustrates this phenomenon. Below, we look at some demographic facts (that is, information on characteristics of America’s population) and then discuss some implications of these changes for how our nation is governed and what policy issues might arise. Changes in Racial and Ethnic Composition. From the start, the population of America has been changed constantly by the arrival of various kinds of immigrants Understanding Who We Are ■ [[Immigration caption to come. Allow 4-6 lines.]] The Debate over Immigration from various regions to its shores—Western Europeans fleeing religious persecution in the 1600s to early 1700s, Chinese laborers arriving to work on the railroads following the Gold Rush in 1848, Irish Catholics escaping the potato famine in the 1850s, Northern and Eastern Europeans from the 1880s to 1910s, and, most recently, Southeast Asians, Cubans, and Mexicans, among others. Immigration to the United States peaked in the first decade of the 1900s, when nearly 9 million people, Photo courtesy: [[TK]] many of them from Eastern Europe, entered the country. The United States did not see another major wave of immigration until the late 1980s, when nearly 2 million immigrants were admitted in one year. While immigration has been a continual source of changing demographics in America, race has also played a major role in the development and course of politics in the United States. As revealed in Figure 1.3, the racial balance in America is changing dramatically. In 2003, for example, non-Hispanic whites made up 68.3 percent of the U.S. population, African Americans 12.7 percent, and Hispanics 13.4 percent, surpassing the number of African Americans in the United States for the first time. Originally, demographers did not anticipate Hispanics would surpass African Americans until 2050. Changes in Age Cohort Composition. Just as the racial and ethnic composition of the American population is changing, so too is the average age of the population (See Analyzing Visuals: Changing Age Composition in the United States.) “For decades, the U.S. was described as a nation of the young because the number of persons under the age of twenty greatly outnumber[ed] those sixty-five and older,”6 but this is no Photo courtesy: New York Public Library ■ Concern over immigration is not a new phenomenon, as this cartoon from the early 1900s depicts. 16 CHANGING CHARACTERISTICS OF THE AMERICAN PEOPLE FIGURE 1.3 Race and Ethnicity in America: 2005 and Beyond. ■ Source: U.S. Census Bureau, 2003 Statistical Abstract of the United States. 302,626 White, Non-Hispanic Hispanic* Black Asian and Pacific Islander Native American and Alaska Natives *Persons of Hispanic origin can be of any race. 268,256 236,924 102,560 66,191 61,361 47,835 33,430 41,801 38,056 20,089 12,419 2005 2025 2050 Projected 2005 2025 2050 Projected 2005 2025 2050 2005 Projected 2025 2050 Projected 2,434 3,399 4,405 2005 2025 2050 Projected U.S. Population (in thousands) longer the case. Because of changes in patterns of fertility, life expectancy, and immigration, the nation’s age profile has changed drastically.7 When the United States was founded, the average life expectancy was thirty-five years; by 2004, it was nearly eighty years for women and seventy-four and a half years for men. As people live longer, the types of services and policies they demand from government differ dramatically. In Florida, for example, which leads the nation in the percentage of its population over age sixty-five, citizens are far less concerned with the quality of public schools (especially if they are being taxed for those schools) than are the citizens in states with far lower proportions of the elderly.8 How to Satisfy Aunt Martha 17 18 CHAPTER 1 A n a ly z i n g Vi s u a l s CHANGING AGE COMPOSITION OF THE UNITED STATES etween 1990 and 2000, the number of the elderly (age sixty-five and older) increased at a rate similar to those people under eighteen years old because of increased life expectancy, immigration, and advanced medical technologies. By 2040, the elderly will make up nearly the same percentage of the U.S. population as young people. This is a dramatic B What are the political implications of a declining percentage of the population age 0–17 years? How will Generations X and Y politicians respond to more elderly people and fewer young people in the population? 0 –17 years 65+ years 40% 34% Population Percentage increase from 1900, when the elderly constituted only 4 percent of the population, and the young were 40 percent of the population. After viewing the bar graph, answer the critical thinking questions presented in the pointer bubbles, using information provided in this chapter. See Analyzing Visuals: A Brief Guide for additional guidance in analyzing graphs. How will the allocation of governmental resources be affected by the increasing percentage of elderly in the population? What social programs will suffer? Which social programs will expand or remain constant? 28% 26% In 1900, the average person was only expected to live to age 47. In 2000, the average person was expected to live to age 77. 10% 11% 24% 23% 20% 17% 12% 4% 1900 1970 1980 2000 2020 2040 Year Sources: 1900–1980 data from Susan A. MacManus, Young v. Old: Generational Combat in the 21st Century. © 1995 by Westview Press, Inc. Reprinted by permission of Westview Press, a member of Perseus Books, L.L.C. 2000 data from Julie Meyer, “Age: 2000,” U.S. Census Bureau, C2KBR/01–12, October 2001. Accessed June 30, 2002, http://www.census.gov/population/www/cen2000/briefs.html. 2020–2040 data from U.S. Census Bureau, National Population Projections, Detailed Files, revised November 2, 2000. Accessed June 30, 2002, http://www.census.gov/population/www/projections/natdetD1A.html. As the age profile of the U.S. population has changed, political scientists and others have found it useful to assign labels to various generations. Such labels can help us to understanding the various pressures put on our nation and its government, because when people are born and the events they experience can have important consequences on how they view other political, economic, and social events. For example, those 76.8 million people born after World War II (1946–1964) often are referred to as Baby Boomers. These individuals, who grew up in an America very different from that of their parents, now are reaching retirement age, which will put a major strain on the already overburdened Social Security and Medicare systems.9 CHANGING CHARACTERISTICS OF THE AMERICAN PEOPLE In contrast, the children of the Baby Boomers, the 50 million who were born in the late 1960s through the mid-1970s, often are called Generation X, the name of an early 1980s punk band and, later, a novel.10 This group experienced the economic downturn of the late 1980s. Jobs were scarce when Generation X-ers graduated from college, and many initially had a hard time paying off their college loans. They overwhelmingly believe that political leaders ignore them, and they distrust the political process. X-ers work longer hours, are better educated, and are more grassroots oriented politically than their parents.11 Moreover, it is a very libertarian generation. According to one commentator, a difference between Generation X-ers and the liberal Baby Boomers is that X-ers “see capitalism as something that’s not necessarily evil.” X-ers believe they “can use capitalism for social change. It’s one way to make government and big business stand up and take notice.”12 The fastest growing group under age sixty-five is called Generation Y, those people born from 1977 to 1994 (26 percent of the U.S. population). Members of this group, unlike their Generation X predecessors, have “grown up in good times and have nothing but optimism about their future.”13 Generation Y is very Internet savvy and much more globally focused than any generation preceding it. Changes in Family and Family Size. Family size and household arrangements can be affected by several factors, including age at first marriage, divorce rates, economic conditions, longevity rates, and improvements in health care. In the past, large families were the norm (in part because so many children died early) and gender roles were clearly defined. Women did housework and men worked in the fields. Large families were imperative; children were a source of Photo courtesy: [[TK]] cheap farm labor. Industrialization and knowledge of birth control methods began to put a dent in the size of American families by the early 1900s. No longer needing children to work for the survival of the household unit on the farm, couples began to limit the sizes of their families. By 1949, 49 percent of those polled thought that four or more children was the “ideal” family size; in 1997, only 8 percent favored large families, and 54 percent responded that no children to two children were the “best.”14 As chronicled in the popular press as well as by the U.S. Department of Commerce, the American family also no longer looks like The Cosby Show or even The Brady Bunch. While the actual number of households in the United States grew from 93.3 million in 1970 to 103 million in 2000, what those households looked like has changed dramatically. In 1940, nine out of ten households were traditional family households; by 2003, only 72.2 percent were two-parent family households, 27.8 percent of all households were headed by a single parent, and more than 25 percent of all households consisted of a single person. Less than one-half of the family households had children under the age of eighteen. Since 1970, the number of female-headed households has more than doubled from 5.5 million to 12.9 million. These changes in composition of households, lower birthrates, and prevalence of single-parent families, especially single-female-headed families, affect the kinds of demands people place on government as well as their perceptions of the role that government should play in their lives. ■ caption to come. Allow 4-6 lines.]] 19 20 CHAPTER 1 Join the Debate THE HUNTINGTON THEORY OF HISPANIZATION OVERVIEW: Many observers of American culture and politics argue that one of the United States’ greatest strengths is its ability to absorb and assimilate into the social body the diverse customs and values of different peoples. These commentators highlight the contributions to politics, the arts and sciences, national defense, and the common good by various waves of immigrants—and by those brought against their will during the years of slavery. Traditionalists such as Harvard professor Samuel Huntington contend that the American “melting pot” has been successful in part because, historically, the new Americans have absorbed the fundamental political principles of the United States as their own. Though there are numerous cultures within the country, Huntington insists that there is one shared American culture based on the values espoused in the Declaration of Independence— that is, American political culture is based on the fundamental principles of equality, individual rights, and government by consent. In order for the love of freedom and self-government to be nurtured and maintained, American core principles must be accepted and protected by all citizens. untington argues that during the latter part of the twentieth and into the twenty-first century, there has been a new wave of immigration into the United States unlike any other; he considers immigration from Mexico in particular, and Latin America in general, to be potentially destructive of original American political principles. According to Huntington’s highly controversial thesis, this immigration wave is unique in that there is a political agenda within part of the Hispanic H community to “reclaim” the lands ceded to the United States after both the Texas war for independence and the MexicanAmerican War, thus giving Hispanic immigrants a political claim no other group of immigrants have had. Furthermore, Huntington argues, no other nation has had to contend with a long, contiguous border that immigrants can rather freely cross to maintain familial, economic, and cultural ties, thereby fostering a type of dual national or cultural allegiance (or, at worst, immigrant loyalty to the home country) that can weaken ties to American core values. Finally, he contends, Hispanic immigrants have created linguistic and cultural enclaves within the United States (Los Angeles and Miami, for example) in which there is no need to learn the language, history, and political values of their adopted nation, thus further eroding social and political bonds between citizens. Huntington’s thesis raises serious questions. Are American core ideals so exceptional that only persons who share those values should be allowed citizenship? Can immigrants whose political and social beliefs differ from or oppose America’s core values be assimilated into American society? If not, what corrective policy measures should be implemented? Has American history shown that, ultimately, most immigrants and their descendents embrace the principles that underlie the U.S. Constitution and American political culture? Arguments for Huntington’s Thesis ■ The core political values found in the Declaration of Independence and Constitution are essential to Implications of These Changes The varied races, ethnic origins, sizes of the various age cohorts, family types, and even gender roles of Americans have important implications for government and politics. Today, most Americans (76 percent) believe that the number of legal immigrants should be kept below current levels.15 (See Join the Debate: The Huntington Theory of Hispanization.) Eighty-five percent believe that illegal immigration is a serious problem, and several states have attempted to deny drivers licenses or access to other public services to undocumented immigrants. Many believe that the numbers of immigrants, legal and illegal, flooding onto our shores will lead to disastrous consequences. Such antiimmigration sentiments are hardly new. In fact, American history is replete with examples of Americans set against any new immigration. In the 1840s, for example, the Know Nothing Party arose in part to oppose immigration from Roman Catholic nations, charging that the pope was going to organize the slaughter of all Protestants in the United States. In the 1920s, the Ku Klux Klan, which had over 5 million members, called for barring immigration to stem the tide of Roman Catholics and Jews into the nation. Changing racial, ethnic, and even age and family demographics also seem to intensify—at least for some—an us versus them attitude. For example, government affirma- 20 CONGRESS ■ ■ maintain freedom and protect rights. It may be that original American principles run the risk of being replaced by ideals that advocate forms of government or politics opposed to liberty, self-government, and individual rights, thus changing the character of the American regime. American institutions and political culture pursue “Justice as the end of government . . . as the end of civil society.” American ideals can be a guide for all to live together effectively in peace and harmony, rather than an end in themselves. These principles allow most individuals to pursue their unique conception of the American dream, relatively free from interference by the government and others. A shared language and civic education bind citizens together. Teaching multiple languages and cultural viewpoints while denying a common civic education and political origin can create competing sources of identity that will weaken citizens’ attachments to one another and to their government. Arguments Against Huntington’s Thesis ■ ■ Historically, certain waves of immigrants were incorrectly thought to be opposed to American values. Benjamin Franklin expressed concerns that German immigrants could not be assimilated into colonial American life because of their culture and history, and Irish-Catholic immigrants were accused of both giving allegiance to the pope and of being anti-republican in political outlook—fears that proved to be unfounded. Bilingualism in the Hispanic community does not indicate the creation of competing sources of social ■ 21 and political identity. According to an opinion poll coordinated by the Washington Post in 2000, a mere 10 percent of second-generation Hispanic immigrants rely on speaking only Spanish, which follows the pattern of English language adoption by previous waves of immigration to the United States. American political culture is more than its AngloProtestant core. A strength of the American experience is its ability to absorb different cultures and values and transform them into one unique political society. It is arguable that it took both the successive waves of immigration and the freeing of the slaves to move the United States toward the realization of the ideals espoused in the Declaration of Independence. Questions 1. Is this latest wave of immigration truly unique in American history? If so, are core American political values in danger of becoming undermined? 2. Is American political culture more than its core principles and institutions? If so, what other values and institutions add to the United States’ claim that it is a true “melting pot?” Selected Readings Samuel Huntington. Who Are We? The Challenges to America’s National Identity. New York: Simon and Schuster, 2004. Roger Daniels. Guarding the Golden Door: American Immigration Policy and Immigrants Since 1882. New York: Hill and Wang, 2004. tive action programs, which were created in the 1960s to redress decades of overt racial discrimination, continue to be under attack. As discussed in chapter 6, vocal critics of affirmative action believe that these programs give minorities and women unfair advantages in the job market, as well as in access to higher education. Similarly, as more and more women graduated from college and entered the workforce, some men criticized efforts to widen opportunities for women, while many women complained that a glass ceiling barred their advancement to the highest levels in most occupations. Dramatic changes in educational and employment attainment for women, revealed in Table 1.2, also underscore these changes. Demographics also affect politics and government because an individual’s perspective influences how he or she hears debates on various issues. Thus, many African Americans viewed former football great O.J. Simpson’s acquittal as vindication for decades of unjust treatment experienced by blacks in the criminal justice system, and the poor and working class viewed corporate collapses quite differently from many wealthy executives. These cleavages and the emphasis many politicians put on our demographic differences play out in many ways in American politics. Baby Boomers and the elderly object to any changes in Social Security or Medicare, while those in Generation X vote 21 22 TABLE 1.2 CHAPTER 1 Men and Women in a Changing Society 1970 Estimated life expectancy % high school graduates % of BAs awarded % of MAs awarded % of PhDs awarded % of JDs awarded Median earnings Single parents 2003 Men Women Men Women 67 53 56 60 87 95 $26,760 1.2 million 74 52 43 40 13 5 $14,232 5.6 million 74 45 43 41 55.1 52.7 $29,101 4.4 million 80 65 56 59 44.9 47.3 $16,614 13.1 million Sources: 1970 data: U.S. Census Bureau, 1996 Statistical Abstract of the United States. U.S. Department of Commerce, Economics and Statistics Administration, Bureau of the Census. 2003 data: U.S. Census Bureau, 2003 Statistical Abstract of the United States. for politicians who support change, if they vote at all. Many policies are targeted at one group or the other, further exacerbating differences—real or imagined—and lawmakers often find themselves the target of many different factions. This diversity can make it difficult to devise coherent policies to “promote the general welfare,” as promised in the Constitution. IDEOLOGY OF THE AMERICAN PUBLIC political ideology The coherent set of values and beliefs about the purpose and scope of government held by groups and individuals. Who Are Liberals and Conservatives? POLITICAL IDEOLOGY IS THE COHERENT SET of values and beliefs about the purpose and scope of government held by groups and individuals. “It is the means by which the basic values held by a party, class, group or individual are articulated.”16 Most Americans espouse liberalism or conservatism, although a growing number call themselves libertarians. Libertarians do not place themselves on the traditional liberal/conservative continuum used by political scientists. In general, conservatives tend to identify with the Republican Party; liberals usually identify with the Democratic Party. Both parties, in fact, make frequent reference to their own conservative and liberal wings. Thus, many commentators have difficulty identifying ideological differences between liberal Republicans and conservative Democrats. These groups often make up the bulk of those people willing to identify themselves on the political spectrum as moderates, as is illustrated in Figure 1.4. However, in recent years there has been a growing split in ideology between the two groups (see Analyzing Visuals: Popular Vote by County—An Ideological Divide?). Conservatives conservative One thought to believe that a government is best that governs least and that big government can only infringe on individual, personal, and economic rights. According to William Safire’s New Political Dictionary, a conservative “is a defender of the status quo who, when change becomes necessary in tested institutions or practices, prefers that it come slowly, and in moderation.”17 As shown in Table 1.3, Conservatives tend to believe that a government is best that governs least, and that big government can only infringe on individual, personal, and economic rights. They want less government, especially in terms of regulation of the economy. Conservatives favor local and state action over federal action, and emphasize fiscal responsibility, most notably in the form of balanced budgets. Conservatives are likely to support smaller, less activist governments and believe that domestic problems like homelessness, poverty, and discrimination are better dealt with by the private sector than by the government. They also tend to be more churchgoing and look to government to regulate some aspects of personal behavior such as abortion or same-sex marriage. TABLE 1.3 Liberal? Conservative? Libertarian? Chart Your Views on These Issues Government Support of: Conservative Liberal Libertarian Abortion Rights Environmental Regulation Gun Control Laws Oppose Favor Favor Oppose Favor Oppose Oppose Favor Oppose Poor Oppose Favor Oppose Domestic Unions Oppose Favor Favor IDEOLOGY OF THE AMERICAN PUBLIC 23 A n a ly z i n g Vi s u a l s POPULAR VOTE BY COUNTY—AN IDEOLOGICAL DIVIDE? s the 2004 presidential election approached, analysts began to speak of a growing split in ideology that was occurring throughout the United States. After the election, a quick look at a U.S. map showing state-by-state Electoral College results made clear the split between those voters from the Northeast and West Coast and those in the vast expanse of states between these coasts. However, a careful look at a U.S. map showing the popular vote by county brings out several other demographic differences. After studying the map depicted below, answer the following questions: Note the numerous blocks of counties within the A noncoastal states that voted for John Kerry rather than for George W. Bush, despite a state Electoral College win for Bush. What demographic factor might account for this trend? In a number of states—for example, Utah, Oklahoma, Nevada, Kansas, and Nebraska—Kerry won very few or no counties. What might account for this result? Do you recognize any other demographic aspects as you view the county map? Now take a look at the Electoral College map shown on page ••• of the text. Describe the differences you see between that map and the county-by-county map depicted below. Seattle Chicago San Francisco New York City Washington Los Angeles Atlanta Miami For Bush For Kerry Sources: Associated Press; Congress; Census Bureau. Liberals Liberalism is a political view held by those who “seek to change the political, economic, or social status quo to foster the development and well-being of the individual.”18 Safire defines a liberal as “currently one who believes in more government action to meet individual needs, originally one who resisted government encroachments on individual liberties.”19 Liberals now are considered to favor a big government that plays an active role in the economy. They also stress the need for the government to provide for the poor and homeless, to provide a wide array of other social services, and to take liberal One considered to favor extensive governmental involvement in the economy and the provision of social services and to take an activist role in protecting the rights of women, the elderly, minorities, and the environment. 24 CHAPTER 1 FIGURE 1.4 Adult Self- 50 Identification as Liberal, Moderate, or Conservative, 1974–2004. ■ 40 Percentage Source: Roper Center at the University of Connecticut, Public Opinion Online. MODERATE CONSERVATIVE 30 LIBERAL 20 10 1974 1979 1984 1989 Year 1994 1999 2004 an activist role in protecting the rights of women, the elderly, minorities, gays and lesbians, and the environment. It is a political philosophy that has roots in the American Revolution and eighteenth-century liberalism. Today, many of its supporters refer to it as the “modern revival of classical liberalism.”20 Libertarians libertarian One who favors a free market economy and no governmental interference in personal liberties. Libertarianism is a political philosophy based largely on individual freedom and the curtailment of state power. Libertarians have long believed in the evils of big government and stress that government should not involve itself in the plight of the people or attempt to remedy any social ills. Basically, libertarians, although a very diverse lot, favor a free market economy and an end to governmental intrusion in the area of personal liberties. Generation X-ers are more libertarian in political philosophy than any other age cohort. In 2004, nearly 600 members of the Libertarian Party held public office—more than the combined total of office holders representing all of the other third parties. Liberals criticize libertarian calls for elimination of all government-sponsored welfare and public works programs; conservatives bemoan libertarian calls for reductions in the defense budget and elimination of federal agencies such as the Central Intelligence Agency and the Federal Bureau of Investigation. Problems with Political Labels When considering what it means when someone identifies himself or herself as a conservative, liberal, libertarian, or some other political philosophy, it is important to remember that the labels can be quite misleading and do not necessarily allow us to predict political opinions. In a perfect world, liberals would be liberal and conservatives would be conservative. Studies reveal, however, that many people who call themselves conservative actually take fairly liberal positions on many policy issues. In fact, anywhere from 20 percent to 60 percent will take a traditionally conservative position on one issue and a traditionally liberal position on another.21 People who take conservative stances against “big government,” for example, often support increases in spending for the elderly, education, or health care. It is also not unusual to encounter a person who could be considered liberal on social issues such as abortion and civil rights but conservative on economic or pocketbook issues. Moreover, libertarians, for example, often are against any governmental restrictions on abortion (a liberal view) but against any kind of welfare spending (a conservative CURRENT ATTITUDES TOWARD AMERICAN GOVERNMENT 25 ■ [[Pelosi/DeLay caption to come. Allow 4-6 lines.]] FPO PH01.11 TK OCON.1984.0015 Photo courtesy: [[TK]] view). Today, like libertarians, most Americans’ positions on specific issues cut across liberal/conservative ideological boundaries to such a degree that new, more varied ideological categories may soon be needed to capture division within American political thought. CURRENT ATTITUDES TOWARD AMERICAN GOVERNMENT AMERICANS’ VIEWS ABOUT AND EXPECTATIONS OF government and democracy affect the political system at all levels. It has now become part of our political culture to expect negative campaigns, dishonest politicians, and political pundits who make their living bashing politicians and the political process. How Americans view politics, the economy, and their ability to achieve the American dream—an American ideal of a happy and successful life to which many aspire, which often includes wealth, a house, a better life for one’s children, and, for some, the ability to grow up to be president—also is influenced by their political ideology as well as by their social, economic, educational, and personal circumstances. Since the early 1990s, the major sources of most individuals’ on-the-air news— the four major networks (ABC, CBS, FOX, and NBC) along with CNN and CSPAN—have been supplemented dramatically as the number of news and quasi-news outlets has grown exponentially. First there were weekly programs such as Dateline on the regular networks. Next came FOX News, MSNBC, and CNBC—all competing for similar audiences. During the 2004 election, for example, more people turned to a cable news program than to the regular networks for their political coverage. In addition, the Internet has quickly developed as an instantaneous source of news, as well as rumor, about politics. One online newsletter, the Drudge Report, was actually the first to break the story about the sexual relationship between President Bill Clinton and Monica Lewinsky. As more and more news programs develop, the pressure on each network or news program to be the first with the news—often whether actually verifiable or not—multiplies exponentially, as was illustrated on Election Night 2000 when all of the networks rushed to call states for a particular candidate and to be the first to predict the overall American dream An American ideal of a happy, successful life, which often includes wealth, a house, a better life for one’s children, and, for some, the ability to grow up to be president. 26 CHAPTER 1 winner. The competition for news stories, as well as the instantaneous nature of these communications, still often highlights the negative, the sensational, the sound bite, and usually the extremes. It’s hard to remain upbeat about America or politics amidst the media’s focus on personality and scandal. It’s hard to remain positive about the fate of Americans and their families if you listen to talk radio or watch talk news shows that feature guests trying to outshout each other or watch campaign ads that highlight only the negative. High Expectations Comparing Political Landscapes In roughly the first 150 years of our nation’s history, the federal government had few responsibilities, and its citizens had few expectations of it beyond national defense, printing money, and collecting tariffs and taxes. The state governments were generally far more powerful than the federal government in matters affecting the everyday lives of Americans (see chapters 3 and 4). As the nation and its economy grew in size and complexity, the federal government took on more responsibilities, such as regulating some businesses, providing poverty relief, and inspecting food. Then, in response to the Great Depression of the 1930s, President Franklin D. Roosevelt’s New Deal government programs proliferated in almost every area of American life, including job creation, income security, and aid to the poor. Since then, many Americans have looked to the government for solutions to all kinds of problems. Politicians, too, have often contributed to rising public expectations by promising far more than they or government could deliver. Although President George W. Bush vowed to “leave no child behind,” the high costs of waging war, a failing economy, and increases in the cost of homeland security left little money to fund that ambitious program to ensure minimal educational standards for all children nationwide. As voters look to governments to solve a variety of problems from education to terrorism, their expectations are not always met. Unmet expectations have led to cynicism about government and apathy, as evidenced in low voter turnout. It may be that Americans have come to expect too much from the national government and must simply readjust their expectations. Still, as revealed in Table 1.4, after many years of more positive views toward a variety of governmental and nongovernmental institutions, Americans’ confidence in most of these institutions fell quite sharply in recent years. And, as revealed in Politics Now: Deepening Distrust of the United States, views about America from abroad aren’t too favorable, either. A Missing Appreciation of the Good During the Revolutionary period, average citizens were passionate about politics because the stakes—the very survival of the new nation—were so high. Until September 11, 2001, the stakes weren’t readily apparent to many people. Today, however, if you don’t have faith in America, its institutions, or symbols (and Table 1.4 shows that many of us don’t), it becomes even easier to blame the government for all kinds of woes—personal as well as societal—or to fail to credit governments for the things they do well. Many Americans, for example, enjoy a remarkably high standard of living, and much of it is due to governTABLE 1.4 Faith in Institutions mental programs and protections. (See Table 1.5 for quality of life measures.) Percentage of Americans Declaring They Had a “Great Deal” Even in the short time between of Confidence in the Institution when you get up in the morning and 1966 1975 1986 1996 2004 when you leave for classes or work, the Congress 42% 13% 16% 8% 8% government—or its rulings or regulaExecutive branch 41 13 21 10 25 tions—pervades your life. The national The press 29 26 18 11 9 Business & industry 55 19 24 23 19 or state governments, for example, set Medicine 73 51 46 45 19 the standards for whether you wake up on Eastern, Central, Mountain, or Sources: Newsweek (January 8, 1996): 32; Public Perspective 8 (February/March 1994): 4. Data for 2004: Public Opinion Online. CURRENT ATTITUDES TOWARD AMERICAN GOVERNMENT 27 Politics Now DEEPENING DISTRUST OF THE UNITED STATES ust as Americans’ confidence in the institutions of government has fallen, so has global public opinion toward the United States. Although many citizens throughout the world stood solidly with the United States in the aftermath of the September 11, 2001, terrorist attacks, the actions of the United States in Iraq, as well as concerns about globalization, have made Americans and America the target of considerable wrath, even among citizens of normally strong allies. The Spanish electorate’s stunning election within days after a terrorist attack of an anti–Iraq War prime minister who pledged to withdraw Spain’s troops from Iraq underscores this shift in support for American foreign policy. Although 67 percent of Americans polled in one 2004 survey expressed their belief that “the U.S.-led war on terrorism [was] a sincere effort to reduce international terrorism,” most citizens of other nations did not agree, as is revealed in the figure shown here. Similarly, in Morocco, J Jordan, and Pakistan, George W. Bush’s unfavorable ratings are higher than Osama bin Laden’s! The majority of those polled in Morocco and Jordan even believe that suicide bombings carried out against Americans in Iraq are justified. Said former Secretary of State Madeleine Albright, “the broad mistrust of American leadership will be difficult to reverse.”a Surveys also find that most Western Europeans hold an unfavorable view of President Bush and American foreign policy. Can you think of other reasons why the citizens of other nations distrust the United States? Are these concerns well founded? What might be the consequences of this mistrust of the United States when coupled with Americans’ distrust of many political institutions in general? a Quoted in Susan Page, “Survey Tracks Deepening Distrust Toward U.S.,” USA Today (March 17, 2004): 7A. Approval of U.S.-led War on Terrorism, % 83% 80% Great Britain 73% 70% 67% 68% Germany 67% 65% 64% Russia 71% 58% France 53% 31% 32% 32% Turkey 54% Morocco 37% 17% 38% Pakistan 25% 53% Jordan 18% 21% Pacific Standard Time. The national government regulates the airwaves and licenses the radio or television broadcasts you might listen to or glance at as you eat and get dressed. States, too, regulate and tax telecommunications. Whether the water you use as you brush your teeth contains fluoride is a state or local governmental issue. The federal Food and Drug Administration inspects your breakfast meat and sets standards for the advertising on your cereal box, orange juice carton, and other food packaging. States set standards for food 2002 2003 2004 28 CHAPTER 1 labeling. Are they really “lite,” “high in fiber,” or “fresh squeezed”? Usually, one 1945 1970 2003 or more levels of government are authoLife expectancy 65.9 70.8 75.4 rized to decide these matters. Per capita income (1999 constant dollars) $6,367 $12,816 $21,181 Although all governments have a problems, it is important to stress the Adults who are high school grads 25% 52.3% 84.1% a good they can do. In the aftermath of the Adults who are college grads 5% 10.7% 25.6% Great Depression in the United States, Households with phones 46% 87% 94.2% for example, the government created the Households with cable TV 0% 4% 67.5% Social Security program, which dramatWomen in labor force 29% 38% 60% ically decreased poverty among the Own their own home 46% 63% 66.9% elderly. Our contract laws and judicial Below poverty rate 39.7%b 12.6% 11.8% system provide an efficient framework 1940 figure. 1949 figure. for business, assuring people that they Source: U.S. Census Bureau, 2003 Statistical Abstract of the United States. have a recourse in the courts should someone fail to deliver as promised. Government-guaranteed student loan programs make it possible for many students to attend college. Even something as seemingly mundane as our uniform bankruptcy laws help protect both a business enterprise and its creditors if the enterprise collapses. TABLE 1.5 How Are Americans Really Doing? a b Mistrust of Politicians Voter Apathy Photo courtesy: [[TK]] ■ [[new photo, caption to come. Allow 4-6 lines.]] It’s not difficult to see why Americans might be distrustful of politicians. In August 1998, after President Bill Clinton announced to the American public that he had misled them concerning his relationship with Monica Lewinsky, 45 percent said they were disgusted, 33 percent were angry, but only 18 percent were surprised, according to a poll conducted by the Washington Post.22 President Bill Clinton wasn’t the only politician to incur the public’s distrust. One 1998 poll conducted by the Pew Charitable Trusts found that 40 percent of those polled thought that most politicians were “crooks.”23 These perceptions are reinforced when politicians such as James McGreevey, the Democratic governor of New Jersey, are forced to resign under the threat of imminent corruption charges. Most politicians, however, are hard working and pride themselves on being able to deliver programs and services to the residents of their districts. “Campaigns are the conversation of democracy,” an observer once said.24 But, a Gallup poll conducted after the 1988 presidential contest between George Bush and Michael Dukakis found that 30 percent of those who voted would have preferred to check off a “no confidence in either” box had they been given the choice. Americans, unlike voters in most other societies, get an opportunity to vote on a host of candidates and issues, but some say those choices may just be too numbing. Responsible voters may simply opt not to go to the polls, fearing that they lack sufficient information of the vast array of candidates and issues facing them. A Census Bureau report examining the reasons given by the millions of eligible voters who stayed home from the polls on Election Day in 2002 showed that being too busy was the single biggest reason Americans gave for not voting. The head CURRENT ATTITUDES TOWARD AMERICAN GOVERNMENT 29 of the Committee for the Study of the American Electorate thinks that time is just an excuse.25 Instead, he believes many Americans don’t vote because they lack real choices. Why vote, if your vote won’t make much difference? In fact, Ralph Nader tried to run as an alternative to the two major parties in 2000 and 2004, arguing that there was little difference between Republicans and Democrats. Some commentators have noted that nonvoting may even be a sign of contentment. If things are good, or you perceive that there is no need for change, why vote? Redefining Our Expectations Just as it is important to recognize that governments serve many important purposes, it is also important to recognize that government and politics are not static. Politics, moreover, involves conflicts over different and sometimes opposing ideologies, and these ideologies are very much influenced by one’s racial, economic, and historical experiences. These divisions are real and affect the political process at all levels. It is clear to most Americans today that politics and government no longer can be counted on to cure all of America’s ills. Government, however, will always play a major role. True political leaders will need to help Americans come to terms with America as it is today—not as it was in the past—real or imaginary. Perhaps a discussion on how “community” is necessary for everybody to get along (and necessary for democracy) is in order. Some democratic theorists suggest that the citizen-activist must be ultimately responsible for the resolution of these divisions. The current frustration and dissatisfaction with politics and Photo courtesy: Reuters/Jamal Wilson/Archive Photos government may be just another phase, as the changing American ■ Doris “Granny D” Haddock walked 3,200 miles across Amerbody politic seeks to redefine its ideas about and expectations of ica to agitate for campaign finance reform in 2000. In 2004, government. This process is one that is likely to define politics well Haddock, along with two friends, drove across the United States into the future, but the individualistic nature of the American sys- in a brightly painted camper. This time, Granny D was trying to tem will have long-lasting consequences on how that redefinition motivate single women to vote. Although they make up 46 percan be accomplished. Americans want less government, but as they cent of all women eligible to vote, historically, unmarried women vote in fewer numbers than their married sisters. Underscoring get older, they don’t want less Social Security. They want lower her commitment, also in 2004, she ran unsuccessfully for the taxes and better roads, but they don’t want to pay for toll roads. U.S. Senate from New Hampshire. They want better education for their children but lower expenditures on schools. They want greater security at airports but low fares and quick boarding. Some clearly want less for others but not themselves, a demand that puts politicians in the position of nearly always disappointing voters. This inability to please voters and find a middle ground undoubtedly led to the unprecedented number of members of Congress who have retired in recent years. Politicians, as well as their constituents, are looking for ways to redefine the role of government, much in the same way that the Framers did when they met in Philadelphia to forge a solution between Americans’ quest for liberty and freedom tempered by order and governmental authority. While citizens charge that it is still government as usual, a change is taking place in Washington, D.C. Sacrosanct programs such as Social Security and welfare continually are being reexamined, and some powers and responsibilities are slowly being returned to the states. Thus, the times may be different, but the questions about government and its role in our lives remain the same. Although national crises such as the Civil War, the Great Depression, Watergate, and the 9/11 terrorist attacks created major turmoil, they demonstrated that our system can survive and even change in the face of enormous political, societal, and institutional pressures. Often, these crises have produced considerable reforms. The Civil War led 30 CHAPTER 1 to the dismantling of the slavery system and to the passage of the Thirteenth, Fourteenth, and Fifteenth Amendments (see chapter 6), which planted the seeds of recognition of African Americans as American citizens. The Great Depression led to the New Deal and the creation of a government more actively involved in economic and social regulation. In the 1970s, the Watergate scandal and resignation of President Richard M. Nixon resulted in stricter ethics laws that have led to the resignation or removal of many unethical elected officials. Post 9/11, Americans seem more willing to accept limits on civil liberties to battle terrorism. At the same time, they are more aware of the nation’s interdependence with the rest of the world. President George W. Bush even took the lead in an effort to export American democracy to the world while also educating the American public that these actions are never easy and without huge personal and economic costs. SUMMARY IN THIS CHAPTER, we have made the following points: 1. Government: What It Is and Why We Need It Governments, which are made up of individuals and institutions, are the vehicles through which policies are made and affairs of state are conducted. We need governments to maintain order because governments alone can use force legitimately. Governments have many functions. In the U.S. context, most are included in the Preamble to the Constitution. Governments take many forms depending on the number who rule as well as whose interests are represented. 2. Roots of American Government: Where Did the Ideas Come From? The American political system is based on several principles that have their roots in classical Greek ideas. The ideas of social contract theorists John Locke and Thomas Hobbes, who held the belief that people are free and equal by God-given right, have continuing implications for our ideas of the proper role of government in our indirect democracy. 3. American Political Culture and the Characteristics of American Democracy Key characteristics of the political culture are personal liberty, equality, popular consent and majority rule, popular sovereignty, civil society, and individualism. 4. Changing Characteristics of the American People Several characteristics of the American electorate can help us understand how the system continues to evolve and change. Chief among these are changes in size, population, and demographics. 5. Ideology of the American Public Most Americans identify themselves on a traditional conservative-to-liberal continuum, with most believ- ing themselves to be moderates. Libertarians often hold liberal views on many issues and conservative views on others. 6. Current Attitudes Toward American Government Americans have high and often unrealistic expectations of government. At the same time, they often fail to appreciate how much their government actually does for them. Some of this failure may be due to Americans’ general mistrust of politicians, which may explain some of the apathy evidenced in the electorate. KEY TERMS American dream, p. 25 citizen, p. 5 civil society, p. 13 conservative, p. 22 democracy, p. 9 direct democracy, p. 12 government, p. 5 indirect (representative) democracy, p. 12 liberal, p. 23 libertarian, p. 24 majority rule, p. 13 monarchy, p. 8 natural law, p. 13 oligarchy, p. 8 personal liberty, p. 12 political culture, p. 12 political ideology, p. 22 politics, p. 5 popular consent, p. 13 popular sovereignty, p. 13 republic, p. 12 social contract, p. 9 social contract theory, p. 9 totalitarianism, p. 8 WEB EXPLORATIONS SELECTED READINGS Almond, Gabriel A., and Sidney Verba. Civic Culture: Political Attitudes and Democracy in Five Nations. Princeton, NJ: Princeton University Press, 1963. Craig, Stephen C., and Stephen Earl Bennett, eds. After the Boom: The Politics of Generation X. Lanham, MD: Rowman and Littlefield, 1997. Dahl, Robert A. Polyarchy: Participation and Opposition. New Haven, CT: Yale University Press, 1971. Elshtain, Jean Bethke. Democracy on Trial. New York: Basic Books, 1995. Glendon, Mary Ann. Rights Talk: The Impoverishment of Political Discourse. New York: Free Press, 1991. Grossman, Lawrence K. The Electronic Republic: Reshaping Democracy in the Information Age. New York: Viking, 1995. Hobbes, Thomas. Leviathan. Richard Tuck, ed. New York: Cambridge University Press, 1996. Hochschild, Jennifer L. Facing Up to the American Dream: Race, Class, and the Soul of the Nation. Princeton, NJ: Princeton University Press, 1995. Hunter, James Davison. Culture Wars: The Struggle to Define America. New York: Basic Books, 1991. Jamieson, Kathleen Hall. Dirty Politics: Deception, Distraction, and Democracy. New York: Oxford University Press, 1992. Locke, John. Two Treatises of Government. Peter Lasleti, ed. New York: Cambridge University Press, 1988. Nye, Joseph S., Jr. The Paradox of American Power: Why the World’s Superpower Can’t Go It Alone. New York: Oxford University Press, 2002. Putnam, Robert D. Bowling Alone: Collapse and Revival of the American Community. New York: Simon and Schuster, 2000. Skocpol, Theda, and Morris Fiorina, eds. Civic Engagement in American Democracy. Washington, DC: Brookings Institution Press, 1999. Verba, Sidney, Kay Schlozman, and Henry Brady. Voice and Equality: Civic Volunteerism in American Politics. Cambridge, MA: Harvard University Press, 1995. 31 Zakaria, Fareed. The Future of Freedom: Illiberal Democracy at Home and Abroad. New York: Norton, 2003. WEB EXPLORATIONS To connect with others who are interested in politics, see http://www.pbs.org/news/news_government.html For more on Aristotle and natural law, see http://www.perseus.tufts.edu/cgi-bin/ptext?doc=Perseus %3Aabo%3Atlg%2C0086%2C035&query=1252a For more on Thomas Hobbes and John Locke, see http://www.iep.utm.edu/h/hobmoral.htm and http://www.utm.edu/research/iep/l/locke.htm To get a minute by minute update on U.S. population, see http://www.census.gov/ For more detail on population projections, see http://www.census.gov/population/www/projections/natsum.html To learn more about Generation Y, see http://www.cato.org/research/articles/firey-011203.html For more information on families and household composition, see http://www.census.gov/population/socdemo/hh-fam/98ppla.txt For more information on conservatives, see http://www.conservative.org/ For more information on liberals, see http://www.turnleft.com/ For more information on libertarians, see http://www.lp.org/ and http://www.cato.org/ To find out your ideological stance, go to http://people-press.org/fit/ For more information on the American electorate, see http://www.census.gov/population/www/socdemo/voting/p20542.html
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