gj No - Federal Reserve Bank of Chicago

FRY-6
OMB Number 7100-0297
Appr ova l expires December 31, 2015
Board of Governors of the Federal Reserve Syste
Page 1of2
CO PY
Report at the close of business as of the end of fiscal year
This Report is required by law: Section 5(c)(1 )(A) of the Bank
Holding Company Act (12 U.S.C. § 1844 (c)(1)(A)); Section 8(a)
of the International Banking Act (12 U.S.C. § 3106(a)); Sections
11(a)(1), 25 and 25A of the Federal Reserve Act (12 U.S.C.
This report form is to be filed by all top-tier bank holding compa­
nies and top-tier savings and loan holding companies organized.
under U.S. law, and by any foreign banking organization that
§§ 248(a)(1), 602, and 611a); Section 211.13(c) of Regulation K
does not meet the requirements of and is not treated as a qualify­
ing foreign banking organization under Section 211.23 of
(12 C.F.R. § 211.13(c)); and Section 225.5(b) of Regulation Y (12
Regulation K (12 C.F.R. § 211.23). (See page one of the general
C.F.R. § 225.5(b)) and section 1O(c)(2)(H) of the Home Owners'
Loan Act. Return to the appropriate Federal Reserve Bank the
original and the number of copies specified.
Reserve may not conduct or sponsor, and an organization (or a
instructions
for more detail of
who must
file.) The Federal
person) is not required to respond to, an information collection
unless it displays a currently valid OMB control number.
NOTE: The Annual Report of Holding Companies must be signed
by one director of the top-tier holding company. This individual
should also be a senior official of the top-tier holding company. In
Date of Report (top-tier holding company's fiscal year-end):
December 31, 2014
Month
I
Day
I Year
the event that the top-tier holding company does not have an
individual who is a senior official and is also a director, the chair­
man of the board must sign the report.
Reporter's Legal Entity Identifier (LEI) (20-Character LEI Code)
I, W. Arch Logan
Reporter's Name, Street, and Mailing Address
Name of the Holding Company Director and Offic ial
Vice PresidenUDirector
Title of the Holding Company Director and Official
attest that the Annual Report of Holding Companies (including
the supporting attachments) for this report date has been pre­
pared in conformance with the instructions issued by the Federal
Reserve System and are true and correct to the best of my
None
Logan Investment Corporation
Legal Title of Hol ding Company
612 First Street
(Mailing Address of the Holding Company) Street
I P.O.
Box
IA
Bonaparte
-------
City
State
52620
Zi p Code
knowledge and belief.
With respect to information regarding individuals contained in this
report, the Reporter certifies that it has the authority to provide this
information to the Federal Reserve. The Reporter also certifies
Physi cal Location (if different from mailing address)
Person to whom questions about this report should be directed:
that it has the authority, on behalf of each individual, to consent or
W. Arch Logan
Vice President
object to public release of information regarding that individual.
Name
Title
The Federal Reserve may assume, in the absence of a request for
confd
i ential treatment submitted in accordance with the Board's
"Rules Rega,-, g Availability of Information," 12 C.FR. Part 261,
319 878-3320
·
that the Re o er
details in t e
'rt
d individual consent to public release of all
ceming that individual.
p
Area Code
I Phone Number I Extension
319-878-3322
Area Code
I FAX
Number
[email protected]
E-mail Address
N/A
Address (URL) for the
H old ing
Company's web page
Date of Signature
For holding companies not registered with the SECIndicate status of Annual Report to Shareholders:
D
D
1:8J
is included with the FR Y-6 report
Does the reporter request confidential treatment for any portion of this
submission?
D Yes
Please identify the report items to which this request applies:
will be sent under separate cover
is not prepared
D In accordance with the instructions on pages GEN-2
and 3, a letter justifying the request is being provided.
For Federal Reserve Bank Use Only
RSSDID
C.I.
:33 OOd../�-
D The information for which confidential treatment is sought
is being submitted separately labeled "Confidential."
(gj No
Public reporting burden for this information collection is estimated to vary from 1.3 to 101 hours per response, with an average of 5.25 hours per response, including time to gather and
maintain data in the required form and to review instructions and complete the information collection. Send comments regarding this burden estimate or any other aspect of this collection of
information, including suggestions for reducing this burden to: Secretary, Board of Governors of the Federal Reserve System, 2oth and C Streets, NW, Washington, DC 20551, and to the
Office of Management and Budget, Paperwork Reduction Project (7100-0297), Washington. DC 20503.
10/2014
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Form FR Y-6
Logan Investment Corp
Bonaparte, Iowa
Fiscal Year Ending December 31, 2014
. ·1·
Report lte
1: The b
the SEC.
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! holding company does not prepare an annual report for its shareholders and is not registered with
,
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�,,�tional Chart
2a: Orga n'f
LOGAN INVESTMENT CORPORATIOi'l
Bonaparte, IA
lncoroorated in Iowa
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100%
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State Central Bank
Bonaparte, IA
Incorporated in Iowa
2b: Dome� c branch listing provided to Joshua Wheeler at the Federal Reserve via e-mail on February 10, 2015 .
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. 11
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Results: A llst of branches for your holding company: LOGAN INVESTME NT CORPORATION (3300215) of BONAPARTE, IA.
The data are as of 12131/2014. Data rettects Information that was received and processed th1ough 01/0712015.
Reconciliation and Verification Steps
1. In the Data Action column of each branch row, enter one 01 more of the actions specified below.
2. If required, enter the dale In the Etfecllve Dale column.
Actions
OK: If \he branch Information Is correct, enter 'OK' In the Data Action column.
Change: lf the branch Information Is Incorrect or Incomplete, revise the data, enter 'Change' In the Data Action column and the date when this lnfo1mation firs\ became valid in the Effective Date co!timn.
Close: If a branch listed was sold or closed, enter 'Close' In the Data Action column and the sale or closure data ln the Effecllve Date column.
Delete: If a branch listed was never owned by this depository Institution, enter'Delete' In the Data Action column.
Add: If a reportable b1anch ts missing, Insert a row, add the branch data, and enter 'Add' In the Data Action column and \he opening or acquisition data Jn the EUeclive Date column.
If prlnHng this !Isl, you may need lo adjust your page setup Jn MS Excel. Try using landscape orlentaHon, page scaling, and/or lega! sized paper.
Submission Procedure
When you are finished, send a saved copy to your FRB contact. See the detaned instructions on this site for more lnfocmation.
If you are e-ma\llng this to your FRB contact, put your Institution name, city and stale in the subject llne of the e-mail,
Note:
To satisfy the FR Y·10 reporting requirements, you must also submit FR Y-10 Domestic Branch Schedulesfor each branch v.ith a Data Action of Change, Close, Delete, o r Add.
The FR Y-10 report may be submitted In a hardcopyformatorvia the FR Y-10 Onllne application- https://y10onllne.federalreserve.gov,
' FDIC UNINUM, Office Number, and ID_RSSD columns are for reference on!y. Verification of these values Is not required.
Data Action EHectlve Dale
OK
OK
OK
OK
Form FR Y-6
Logan Investment Corp
Fiscal Year Ending December 31, 2014
_...,_...,..,,.__ __... _
·' ..........__
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·---·--------·
_,.,__ ,_....._,. .. ,.,.______ -- -,..�
.
-
(1)(b)
Country of Citizenship
or Incorporation
(1)(c)
Number and Percenlage of
Each Class of Voting
Securities (All Common Slack)
(2)(a)
Name,
City, Stale, Country
W. Tyler Logan
Keokuk, IA
USA
29,441 -23%
NONE.
W. Arch Logan
Fort Madison, IA
USA
15,544 -12%
Catherine Piper
Keokuk, IA
USA
15,200 -12%
W. Daniel Logan
Keokuk, IA
USA
13,600 -11%
William Logan
Keokuk, IA
USA
11,980-9%.
Laura Logan Savitz Trust
Stale Central Bank-Trustee
Las Vegas, NV
USA
Joan Logan
Keokuk, IA
USA
4,520-4%
Scott G. Pip.er
Keokuk, IA. •
USA
2,545-2%
Includes ·8,260 directly owned, with right to vole shares of Julie Logan Farman
Trust (3,720 shares).
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Securities holders no\ listed in 3(1)(a) through 3(1)(c) that had
ownership, contr.ol or holdings of 5% or more with power lo vole
during the fiscal year ending 12131/14.
(1)(a)
Name & Address
(City, Stale, Country)
•
...
·,;
'
Curre t securities holders with ov..inership, control or holdings of So/o or more with
power lo vo\e,as of fiscal year-ending 12/31/14
�
....,_
---.:::-:-
··---- - --.
.
Includes 800 shares personally owned by Laura Logan Saullz, and 9,970
shares in Laura Logan Saultz. Trust.
(2)(b)
Country of Citizenship
or Incorporation
(2)(c)
Number and Percentage of
Each Class of Voling
Securities
··�
Form FR Y-6
Logan Investment Corp
Fiscal Year Ending Deccmber 31, 2014
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(1),
•nd
(2), pl(;)(b)(c)
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(4)(a)(b)(c)
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(4)(c)
Ustnames of
other companies
{Includes
partnerships)
(1)
Namos &
(2)
Principal
(3)(c)
(Include names of
Voting sha1es In
of companies and
Businesses
Voting Shares In
Subsldlarles
of other businesses)
Company
with Subsidiaries
with Bank Holding
voting securities are
Percentage of
Title & Position
Ti11e & Posllion
(4)(b)
(4) (•)
(3)(b)
(3)(•)
If 25% or more of
with O ther
Perconlage of
held (Lisi names
percentage or
Occupation if other
Tlt!e & Position
Country)
Holding Company
Company
subsidiaries)
W. Tylcrlogan
NIA
President;
Trust Officer:
Self Employed
NIA
NIA
Director
Attorney at Law
23o/o
Director
Address
(City, Stale,
Keokuk, IA, USA
than with Bank
(Slate Central Bank)
(Include names
Benk Holding
{Include names
of subsidiaries)
voting securi!es
he!d)
W. Arc.h logan
NIA
Vice P1esident
VP, lendiog
NIA
i2%
NIA
NIA
Catherine Piper
Attorney/Owner
Director
Director
OWner.C P!perlaw Office
12%
NIA
NIA
W. Doniel Logan
NIA
Director
Assistant VP
Owner·Lcgen Building Designs LLC
11o/o
NIA
NIA
Willlam Logan
NIA
Director
Chairman of the Board
Director- University of Iowa ·1-elub"; D!redor­
9%
NIA
NIA
for1 Madison, IA, USA
Keo�""' IA, USA
Keokuk, IA, USA
Keokuk, II\ USA
Lal.Xii Logan Sauttz Trust
State Central Bank-Trustee
Certified
DIreel.or
(Slate Central Bank)
(State Central Bank}
{S1ala Central Bank)
(Stato Central Bank)
'1.Jnlvorslty cf Iowa foundaUcn"; D!rector­
University of lov.•a "Lettemian's Club"
Director
NIA
NIA
8%
NIA
NIA
Radiclog!c
las Vegas, NV, USA
Technologist
Joan Logan
NIA
Director
NIA
NIA
3%
NIA
NIA
Scott G, Piper
NIA
Director
NIA
Vice-President
2%
NIA
NIA
Susan Dunek:
Managing
NIA
Director
owner- Mother & I; Director- Keokuk
0%
NIA
NIA
0%
NIA
Keokuk, IA, USA
�kuk. !A, l!-. �A
K
KeokiJk, IA, USA
Consultant
(State Central Bank)
Pi!ot Grove Savings Bank
C9ncert Assoc:; Director KEDC;
City Liaison..: Main Street Keokuk: CommlsslOner.
Grcal RivCr Regional Waste Authority; Finance Committee Membcr­
City of KeOkuk: Par1ner·Elkhar1 lake Properties, LLC
Blrrlwe!I Sutlive
Keokuk, IA, USA
--·
BrokeffOwner (Realtor) NIA
Dlrector
(State Central Bank)
Bro�er/Owner- Birdwell Sutrive Real Eslate,
ltd. a/'(.Ja Sutlive Real Estala
Birdwell Sutlive
Real Estate, Ud.100o/o