Education and Training in Developmental Disabilities, 2008, 43(2), 198-216 © Division on Developmental Disabilities Comparison of PECS and the use of a VOCA: A Replication Ann R. Beck, Julia B. Stoner, and Stacey J. Bock Illinois State University Tom Parton McLean County Unit 5 Schools Abstract: This study compares use of the Picture Exchange Communication System (PECS) and a Voice Output Communication Aide (VOCA) with four preschool children who were either non-speaking or limited in their ability to speak and did not use an AAC system to communicate functionally. An alternating treatment single subject design was used to measure participants’ preferences for each system and the verbalizations of the participants during system use. Results indicated that participants learned PECS in a relatively short time period, preferences for one mode of communication are not predictable, and the influence of the communication systems on each participant’s verbalizations varied. Many children with autism and other developmental disorders can not express themselves functionally through spoken language (Sigafoos & Drasgow, 2001). For these children, augmentative and alternative communication (AAC) systems often provide the means by which they can communicate with other individuals in their lives. Family members and interventionists seeking to provide an appropriate AAC system for a child with complex communication needs are faced with a wide variety of AAC systems from which to choose. These options range from unaided systems (those that do not require anything external to the body in order to communicate) to aided systems (those that require something external to the body in order to communicate; Mirenda, 2001). Aided systems vary from simple picture boards to digitized electronic devices to highly sophisticated computerized techniques. One aided, picture based system is the Picture Exchange Communication System (PECS). PECS was developed by Bondy and Frost (1994) to teach children with complex communication needs how to initiate communication. Its use with these children has been supported by a large body of anecdotal literaCorrespondence concerning this article should be addressed to Ann R. Beck, 4100 College of Arts and Sciences, Illinois State University, Normal, IL 61790-4100. Email: [email protected] 198 / ture (Mirenda, 2001) and by several controlled, empirical investigations (CharlopChristy, Carpenter, Le, LeBlanc, & Kellet, 2002; Hanley, 2003). There are six training phases in the PECS protocol. The first one teaches a child to exchange a picture for a tangible positive reinforcer. The following phases teach the child to travel some limited distance to get the picture to exchange, to discriminate between two or more pictures, to use a sentence strip beginning with “I want,” to respond to direct questioning, and to comment (Bondy & Frost). Another aided approach to AAC intervention is the use of voice output communication aids (VOCAs). Mirenda (2001) discusses several advantages for the use of VOCAs that include the facts that “because they provide speech output, they have the potential to be easily integrated into everyday environments with unfamiliar people” (p.146) and their use can “facilitate natural interpersonal interactions and socialization by virtue of the speech output they provide” (p. 147). The use of VOCAs with children who have complex communication needs has been described in clinically oriented literature (e.g., Burkhart, 1993; Goossens’, Crain, & Elder, 1992) and has been supported by a few empirically controlled investigations (e.g., Bock, Stoner, Beck, Hanley, & Prochnow, 2005; Romski & Sevcik, 1996; Schepis, Reid, Behrmann, & Sutton, 1998). Although both PECS and the use of VOCAs Education and Training in Developmental Disabilities-June 2008 have been documented as being useful with children who are candidates for AAC interventions, there continues to be a need for literature specific to AAC application and its efficacy that can guide the selection of an appropriate AAC system (Ogletree & Harn, 2001). Furthermore, as Schlosser (2003) indicates “once it has been demonstrated that individual interventions are efficacious in their own right, practitioners are often interested in knowing whether another approach might be even more efficacious” (p.554). Thus the need exists not only for additional studies of the efficacy of specific AAC systems, but also for comparative studies of the efficacy of two or more AAC systems. To address these needs, Bock et al. (2005) conducted a study utilizing a single-subject, alternating treatments design to compare children’s learning and use both of PECs and a GoTalk (a digitized VOCA). Both techniques were taught using the protocol suggested by Bondy and Frost (1994). Participants were six preschool children who were non-speaking. Their results indicated that within the relatively short time frame of 6-weeks, all their participants learned to initiate a request spontaneously using both PECS and the GoTalk. During generalization probes done following the study, all children showed some evidence of maintaining the behaviors learned during the intervention sessions. Additionally, 3 of the 6 participants demonstrated a preference for PECS during generalization, 2 of the 6 demonstrated a preference for the GoTalk during generalization, and 1 showed no preference. Bock et al. interpreted these results to suggest that both PECS and VOCA can be efficient methods of communication for children with complex communication needs and that, at this time, the data do not support the use of one in exclusion to the other. Son, Sigafoos, O’Reilly, and Lancioni (in press) also used an alternating treatments design to compare how children with complex communication needs learned the use of a picture exchange system versus the use of a VOCA. Their findings were consistent with those of Bock et al. (2005). All 3 of Son et al.’s participants learned to use both the pictureexchange system and a VOCA relatively quickly and easily. When given an opportunity to choose which mode of communication they preferred following training, all children expressed a preference: one child preferred the VOCA and two children preferred picture exchange. A randomized group experiment comparing the effect of two different intervention procedures, PECS and the Responsive Prelinguistic Milieu Teaching (RPMT), on the frequency of nonimitative spoken communication and the number of different nonimiative words spoken by children with autism was conducted by Yoder and Stone (2006). Results of this study indicated that there was an advantage of PECS over RPMT on both dependent variables after 6 months of treatment. This advantage, however, disappeared when the dependent variables were measured again 6 months after the cessation of treatment. At this time, children in both treatment groups evidenced strong growth on both measures of functional spoken language. When the children’s initial level of object exploration was considered, however, a difference in children’s performance was apparent. “PECS facilitated the number of different nonimitated words used in children with initially high object exploration. RPMT benefited children with initially low object exploration” (p. 708). Another study utilizing a single subject alternating treatments design was conducted by Tincani (2004) with two school-aged children with autism to compare the efficacy of PECS compared to sign language training. Results indicated that both treatments increased word vocalizations, with a greater increase during sign language training. Thus the results of Bock et al. (2005), Son et al. (in press), Tincani (2004), and Yoder and Stone (2006) all indicate that the use of a picture exchange system with children with complex communication is a viable means of providing children with an appropriate means of requesting desired objects or events. Furthermore, all of these studies indicated that another intervention technique (either use of a VOCA, sign language, or RPMT) could also be effective. Yoder and Stone’s results indicated that children’s initial level of object exploration could be a factor that would indicate which technique would be more effective in obtaining the intervention goal of increasing verbal output in children with autism. Bock et al. and Son et al. indicated that children dem- PECS vs VOCA: A replication / 199 onstrated individual preferences for one means over another that could not be determined by children’s performance during the intervention, and Tincani reported an advantage of sign language over PECS. The question of what intervention technique is most appropriate to use to increase the functional communication of children with complex communication needs remains an important one that requires further investigation. One of the limitations Bock et al. (2005) cited of their study was the fact that they did not audio or videotape sessions. They, therefore, could not document any changes that might have occurred in their participants’ verbalizations or compare the effects of the use of VOCA and PECS on verbalizations. Given results from previous studies indicating that both the use of PECS and of VOCAs have potential for stimulating speech (Bondy & Frost, 1994; Ganz & Simpson, 2004; Kravits, Kamps, Kemmerer, & Potucek, 2002, Schwartz, Garfinkle, & Bauer, 1998; Romski & Sevcik, 1996), and that children demonstrate individual preferences for one system over another (Bock et al.; Son et al., in press), the influence of VOCAs and PECS on the verbal output of children with complex communication needs should continue to be investigated. The purposes of the current study, therefore, were to conduct a replication of Bock et al. (2005) with different preschool-aged participants to increase the ability to generalize their 2005 findings and to audio-tape the participants’ sessions to document any changes in verbalizations with intervention using either PECS or a VOCA. The specific questions asked were: (a) Which intervention approach is more efficacious with children with complex communication needs, the use of PECS or the use of a VOCA? and (b) How does the use of PECS influence children’s verbalizations as compared to the use of a VOCA? Method Participants The participants were four preschool children who were either non-speaking or limited in their ability to speak and did not use an AAC system to communicate functionally. Children were drawn from an Autism Summer School 200 / offered through a school district located in a city with a population of approximately 150,000 in central Illinois. The students were attending due to extended school year recommendations from their Individualized Education Plans. After obtaining consent for Educational Experimentation from the local school district’s administration, the children’s teacher and school speech-language pathologist were asked to recommend children they believed would be appropriate for the study. All participants were white Caucasian children from middle-class homes who were being educated in a preschool setting six hours daily for four days a week during 4-weeks of the summer school session. All children could physically manipulate and visually locate a laminated 2 in. x 2 in. picture, and none used a formal, functional AAC system. Three were males (one set of identical twins) and one was a female. The twins (Mitchell and Brad, not their real names) were diagnosed with autism and were not able to communicate functionally. The female (Susan, not her real name) had a diagnosis of Speech and Language Impaired and exhibited symptoms of apraxia. Her phonological-articulation skills had a significant negative impact on the intelligibility of her limited speech such that she also was not able to communicate functionally. The other male (Derek, not his real name) had a diagnosis of Pervasive Developmental Disorder – Not Otherwise Specified (PDD-NOS). This child used some limited speech that consisted primarily of echolalic phrases. Materials For both the VOCA and PECS interventions, the symbols used were 2 in. x 2 in. laminated colored pictures with the name of the picture printed above it. These pictures were produced with Boardmaker Version 5.1.8 software. Velcro was attached to the back of each picture. The concrete referent to which each picture corresponded (e.g. a toy train for the picture of a toy train) was also used in both the VOCA and the PECS interventions. The VOCA interventions used a GoTalk, a lightweight, digitized AAC device with a built-in handle and nine static locations separated by a keyguard. Velcro was attached to each of the location sites on the GoTalk. The PECS inter- Education and Training in Developmental Disabilities-June 2008 ventions included the use of a 1 in. three-ring binder with a Velcro strip attached to the front. Coded data sheets, identical to those used by Bock et al. (2005), were utilized in the current study. These data sheets had a prepared format that allowed for documentation of correct responses per session for each treatment phase for both PECS and VOCA. Additionally, if a response was incorrect, data sheets allowed for the documentation of what aspect of the response was incorrect (e.g., if the child needed a gestural or physical prompt to pick up or to release a PECS picture). Prepared format sheets were also utilized to assess procedural fidelity. Sessions were recorded on a Professional Marantz CDR300 CD recorder. Dependent Measures For the PECS intervention the dependent measure, a correct response, was operationally defined as exchanging a picture for a desired item without a gestural or physical prompt. The dependent measure for the VOCA intervention, also a correct response, was operationally defined as positioning the VOCA correctly by grasping the handle and accessing a picture to produce digitized speech in exchange for a desired item without a gestural or physical prompt. The children’s vocalizations and verbalizations were also recorded during both PECS and VOCA interventions. Recordings were transcribed and transcriptions were analyzed for total number of utterances per session, the percentage of these utterances that were intelligible, the percentage of intelligible responses that were not imitated responses, and the total number of different intelligible words uttered per session. Data Collectors Four investigators were present during all intervention sessions. The specific investigators present each day followed a regular rotation across the 4-weeks of the study and included six graduate students in speech language pathology, three doctoral level faculty members in speech-language pathology or special education, and the speech-language pathologist who worked in the autism summer school experience. All of the professionals involved in conducting this study had extensive experience working with children with complex communication needs. For every session the lead person was always either one of the certified speech-language pathologists or the special educator. All investigators were trained in the interventions, data collection procedures, and procedures to evaluate procedural reliability. Inter-rater Agreement Inter-rater agreement was assessed for correct responses using both the VOCA and PECS during baseline, intervention, and generalization probes. Two individuals independently scored each child’s responses for all sessions. Number of agreements was tallied and divided by the number of agreements ⫹ disagreements. Inter-rater agreement was 100% for all children for the VOCA condition and 100% for Mitchell and Brad for PECS and 99% and 95% for Susan and Derek, respectively. Inter-rater agreement for the transcription of the recordings of the sessions was also calculated. Three graduate students in speechlanguage pathology, who were members of the research team, transcribed the recordings. First, all recordings were transcribed in their entirety by dividing the transcripts equally among the three graduate students who each transcribed their assigned transcripts. Then, 20% of the sessions were randomly selected, with the stipulation that the sessions chosen were representative of the entire length of the study, to be re-transcribed. The same graduate students who originally transcribed the sessions also transcribed the randomly selected sessions, but no student re-transcribed the same session. That is, 20% of the transcripts were independently transcribed by two graduate students who were part of the research team. The unit-by-unit agreement index (i.e., the number of agreements divided by the number of agreements ⫹ disagreements) was 100% for Derek, 93% for Susan, 97% for Mitchell, and 96% for Brad. Experimental Design The same experimental design used by Bock et al. (2005), an alternating treatment single PECS vs VOCA: A replication / 201 subject design (Tawny & Gast, 1984; Zhan & Ottenbacher, 2001), was implemented in this study. First, intervention procedures were operationally defined so that in each session a child would have 10 opportunities or 15 minutes, whichever came first, to request items or activities using VOCA and 10 opportunities or 15 minutes, whichever came first, to request items or activities using PECS. Then schedules were set for counterbalancing the presentation of interventions across time and children and for the order in which children would participate each session. If a child started with PECS followed by VOCA on day one, then the order was reversed on day two and so on, counterbalancing the order of intervention procedure used across children. Additionally, half the children were randomly selected to follow the intervention order VOCA/PECS and the other half followed the order PECS/ VOCA. The order in which children participated rotated so that the child who was seen first on day one was seen last on day two, the child who was seen second on day one was seen first on day two, the child who was seen third on day one was seen second on day two, and the child was seen last on day one was seen third on day two. This rotation was maintained throughout the summer. General Procedure All sessions, except for the generalization probes, were conducted in the same classroom in the school the children were attending. Children were seen on an individual basis for all sessions. A reinforcement inventory was conducted on the first day of the study. Baseline data were collected on the second day. Baselines were conducted on only one day because alternating treatment single subject designs do not require baselines (Zhan & Ottenbacher, 2001) and because the time span of the summer school session was relatively short. Intervention was then conducted over the next 3 1⁄2-weeks. Generalization probes took place in the home one week after the end of summer school. Reinforcement inventory. Prior to beginning any intervention with the children, a reinforcement inventory was conducted for each child. During the reinforcement inventory, two to three objects were placed in front of 202 / the child and researchers documented which object was preferred per object grouping. Preference for the object was noted when the child independently chose to consume an edible or to manipulate an object or a toy. Approximately 10 reinforcing objects were identified for each child. These objects included food, toys, and activities (e.g., playing with a See ‘n’ Say or a Barney stuffed animal). For each child, the reinforcers were randomly divided into two groups of equally desired objects and activities. One group of reinforcers was randomly chosen for use with the VOCA intervention and the other with the PECS intervention. Baseline. The baseline data were collected to strengthen the conclusions drawn from the results of the study. During baseline 3-4 items, the corresponding PECS pictures, and the VOCA with the appropriate pictures attached were placed within the child’s reach. The child was observed for 10 minutes and the number of times that the child either exchanged a picture with the observer or activated a location on the VOCA as a request for an item was recorded. The observer did not interact with the child unless the child engaged in one of the above behaviors or in a self-injurious behavior. PECS Phase I – Picture exchange. Four researchers were involved in PECS intervention during Phase I. One researcher served as the communication partner and sat across a table from the child. The second researcher was the prompter and sat behind the child. The third and fourth members of the research team observed and scored responses. These roles stayed consistent within a session, but rotated across sessions so that a child did not learn to communicate with only one person. A picture was placed in front of the child and the corresponding desired item was either placed on the table behind the picture or was held by the communication partner. No verbal prompting was provided to the child to exchange the picture for the object. If the child tried to pick up the item without exchanging a picture for it, his or her response was blocked and the prompter used hand-over-hand to assist the child in accomplishing the exchange. During the time between the presentation of the stimuli and the child’s final response, the communication Education and Training in Developmental Disabilities-June 2008 partner held out her open hand giving the child a gestural prompt to exchange the picture. Once the student placed the picture in the communication partner’s hand, the partner gave the child the desired item and reinforced the child verbally, stating, for example, “train, I want train!” All prompting was gradually faded until the child was independently able to exchange a picture for a desired object 80% of the time for two out of three consecutive days. Once this criterion was reached, PECS Phase II was begun. PECS Phase II – Persistence of communication. The Phase II protocol for PECS consisted of placing a 1 in., three-ring binder with one picture attached to the Velcro strip on its cover in front of the child. The object that corresponded to the picture was also in the child’s view. No verbal or gestural prompts were given to the child by the communication partner to exchange the picture for the object. If the child tried to access the desired item without using the picture, then physical assistance was provided to enable the child to pick up the picture and exchange it for the object. Once the child handed the picture to the communication partner, the partner gave the child the desired object and verbally reinforced the child as in Phase I. When the child was able to exchange the picture independently in Phase II, the communication partner gradually began to move away from the child until a distance of 6 ft was achieved. The communication partner also began to turn away from the child. In the final step of shaping persistence, the communication partner moved 6 ft away and turned her back to the child. The child was thus required to become more persistent in his or her attempts to communicate because he or she had to pick the picture up, get out of his or her chair, ambulate toward the communication partner, appropriately get the communication partner’s attention, and finally hand the picture to the communication partner in order to receive the desired object. When the child did this successfully for 80% of the opportunities on 2 out of 3 consecutive days, PECS Phase III was initiated. PECS Phase III – Picture discrimination. The Phase III protocol for the PECS intervention consisted of placing two pictures on the Velcro strip on the binder, one of a desired item and one of a neutral item (e.g., a hanger). The order in which these pictures were placed on the strip was alternated on a random schedule. This binder was placed in front of the child and the desired object was located behind the binder, but in a position that was obvious to the child. Again, the communication partner sat across a table from the child and did not prompt the child in any way to exchange a picture for the object. The child had to look at the two pictures, discriminate between them to select the picture of the desired item, and then hand that picture to the communication partner in exchange for the desired item. If the child chose the picture of the neutral item to exchange, then the child received the neutral item. If the child rejected it, then the child was given another chance to choose between the pictures of the desired item and the neutral item. When the child was able to discriminate between the items on a consistent basis, the items the child had to choose between were changed to be equally desirable. Again, the order in which these pictures were placed on the strip was alternated on a random schedule. On every fifth trial a correspondence check was conducted. These checks consisted of offering the child two items after the picture exchange, asking the child to “Take it” without specifying what the child should take, and noting if the child chose the item that corresponded with the picture he or she had originally selected. If the child did not choose the item originally requested, then an error correction sequence was performed in which the child was prompted to choose the item that corresponded to the picture the child had handed the communication partner. After every successful exchange, the communication partner verbally reinforced the child in the same way she had in the previous Phases. VOCA Phase I –Activate picture location. The protocol used for the intervention with the GoTalk was identical to that used for the PECS. The only difference was that the picture of the item was attached to one of the locations on the VOCA and the name of the picture (e.g. production of “cookie”) was programmed into the device. To receive the desired object, the child had to grasp the handle on the upper edge of the GoTalk, lift the top edge off the table so that the bottom edge of PECS vs VOCA: A replication / 203 the GoTalk was still supported on the table, and activate the location containing the picture. Requiring the child to lift the VOCA partially off the table was done as preparation for Phase II training. VOCA Phase II –Persistence of communication. Again, the protocol used for the VOCA intervention in Phase II was identical to that of the protocol followed for the PECS Phase II intervention with the exception that the child had to pick the GoTalk up by the handle, carry it to where the communication partner was, get the communication partner’s attention, brace the GoTalk on his or her stomach or hip, and then activate the correct location as a request for the desired object or event. VOCA Phase III –Picture discrimination. A protocol identical to the one used with PECS Phase III was utilized for the VOCA Phase III with the exception that the two pictures were attached to randomly alternated spots on the GoTalk and the child had to pick the GoTalk up as in Phase I and activate the location with the picture of the desired item. Generalization probes. Generalization probes were conducted in the children’s homes one week after the end of treatment. During these probes, the PECS and VOCA materials were placed together in a location the child could access. The family members were instructed to interact with the children in a typical manner. Two researchers remained in the environment primarily as data collectors and did not participate in the communication exchanges unless children initiated the exchange. Every instance of the child spontaneously selecting either the GoTalk or a PECS picture and using it to initiate a request with a person in their home was documented. pect of the response was incorrect. Similar tables were not constructed for PECS because of the rapid acquisition of PECS behavior. Bock et al. (2005) referenced Alberto and Troutman (2003) as indicating that graphic displays of data should be simple and uncluttered so that a clear picture of progress over time is given. The graphic display of data used by Bock et al. therefore departed from what is usual for alternating treatment designs because “(a) both interventions consisted of three separate phases and the children progressed through the intervention phases (PECS and VOCA) at differing rates; thus, creating an inability to insert intervention lines between the phases; and (b) data were collected on each treatment (PECS and VOCA) each day resulting in multiple overlapping data points” (p. 269). Graphic data on requesting behaviors from the current study are displayed in a manner similar to that of Bock et al. for the same reasons stated by these authors. Procedural Fidelity To ensure that procedures were correctly implemented, procedural fidelity measures were assessed during the intervention procedures. On a schedule that was unknown to the person presenting intervention, a scorer documented procedural fidelity for at least one session in each phase of each intervention for all children. Procedural reliability was documented on a form that was created for each phase for both PECS and VOCA. Procedural reliability was 100% across all phases of each intervention for each child. Results Data Analysis Data on the acquisition of spontaneous initiations of requests with PECS and with VOCA, the mean number of utterances spoken per session, the mean percentage of utterances per session that were intelligible, the mean percentage of intelligible words that were not imitated, and the mean number of different words spoken per session were graphed and then visually inspected. Additionally, for incorrect responses utilizing the GoTalk, data tables were constructed documenting what as- 204 / Acquisition of Use of PECS and VOCA During Individual Pull-Out Sessions On the day baseline data were collected, no child showed any ability to utilize either PECS or the VOCA to initiate a request. As shown in Figures 1-4, Derek and Susan met the criterion to advance through to Phase III with PECS within the 4-week time frame of the summer school experience. By the end of the summer school experience Brad reached criterion to move to Phase II of PECS, but time Education and Training in Developmental Disabilities-June 2008 Figure 1. Derek’s progress in learning PECS and the VOCA PECS vs VOCA: A replication / 205 Figure 2. Susan’s progress learning PECS and the VOCA 206 / Education and Training in Developmental Disabilities-June 2008 Figure 3. Mitchell’s progress learning PECS and the VOCA PECS vs VOCA: A replication / 207 Figure 4. Brad’s progress learning PECS and the VOCA 208 / Education and Training in Developmental Disabilities-June 2008 only allowed for one session to be conducted with him in Phase II of PECS. Mitchell approached criterion to move to Phase II of PECS, but did not meet criterion during the time frame of the study. Only Susan met criterion to move to Phase II with the VOCA, but time did not allow Phase II training to begin. Derek made progress toward meeting the criterion to move from Phase I to Phase II training with the VOCA, but neither Mitchell nor Brad ever had one fully accurate response using the VOCA. The steps required for a response with the GoTalk to be considered correct were that the child first had to pick the GoTalk up, then had to point to and press the appropriate picture, and finally had to release the GoTalk. Each of these steps was analyzed for each participant. For Susan, even though it took her until the end of the study to reach criterion to move to Phase II with the VOCA, she was able to point to and press the correct picture and release the GoTalk with at least 80% accuracy for two out of three consecutive sessions by the sixth session. The physical act of picking the GoTalk up was what appeared to be difficult for her to learn. Similarly, Derek was able to point to and press the correct picture and release the GoTalk with at least 80% accuracy for two out of three consecutive sessions by the sixth and fourth sessions, respectively. It was not until the final session that he demonstrated the ability to pick up the GoTalk consistently. Brad was able to point to and press the picture with approximately 50% accuracy either independently or given only a gestural cue from the sixth session through the remainder of the study. From the tenth session on he was able to release the GoTalk with at least 40% accuracy. He never showed any consistent ability to pick the GoTalk up. Mitchell demonstrated no consistent ability to perform any of the steps needed for use of the GoTalk. Generalization of PECS and VOCA in the Home Generalization probes of the use of PECS and the VOCA were held in the home one week after the end of the summer school experience for Susan and Derek. Susan only demonstrated generalization of PECS behavior one time and never demonstrated generalization of the use of the VOCA in her home. Derek, however, used both modes of communication, but showed a marked preference for the use of the GoTalk. Specifically, he demonstrated generalization of PECS behaviors three times and of the use of the VOCA 17 times to initiate a request. Generalization sessions were not held in Mitchell and Brad’s home due to scheduling conflicts with the parents. Effect of Interventions on Verbalizations Tables 1, 3, 5, and 7 display data regarding verbalizations produced during the use of PECS and during the use of the VOCA for the first 2-weeks of intervention, for the second 2-weeks of intervention, and for the entire 4-weeks of intervention. Each child’s mean number of total utterances per session, mean percentage of intelligible utterances per session, mean percentage of spontaneous intelligible utterances, and mean total number of TABLE 1 Means of Derek’s utterances per session for PECS vs. VOCA PECS 1st 2 weeks 2nd 2 weeks total VOCA 1st 2 weeks 2nd 2 weeks total Total utterances % intelligible utterances % spontaneous intelligible utterances Total number of different words 16.4 18.3 17.5 55.6 73.0 65.8 92.2 81.6 86.0 12.0 11.4 11.7 15.6 19.3 17.8 57.2 85.6 73.8 93.4 97.4 95.8 11.4 16.0 14.1 PECS vs VOCA: A replication / 209 different words spoken are given for each of the above listed time frames. As an illustration of each child’s verbalizations, Tables 2, 4, 6, and 8 record intelligible utterances spoken during PECS and VOCA interventions for sample sessions at the beginning and at the end of the 4-weeks of intervention. As shown in Table 1, during both the PECS and VOCA interventions, Derek’s mean number of total utterances per session and the mean percentage of intelligible utterances spoken per session increased from the first to the second 2 week time period. His mean percentage of spontaneous intelligible utterances spoken per session decreased from the first to the second 2 week period of PECS, but remained high and stable for the VOCA intervention. Derek’s mean number of different words spoken did not change during the course of the 4-weeks for PECS, but increased with the VOCA. A Comparison of data between the PECS and VOCA sessions for the total 4-weeks indicates that Derek’s mean number of utterances was not different for PECS and VOCA, but all other verbalization measures were higher for VOCA than PECS. Table 2 lists intelligible utterances produced by Derek for PECS and VOCA sessions in the beginning of the intervention and at the end of the intervention. Inspection of this Table indicates that there was little change in the complexity of the type of utterances produced by Derek in either condition. Data regarding Susan’s verbalizations are contained in Tables 3 and 4. Inspection of Table 3 indicates that for mean number of utterances per session there was a slight increase for PECS and a decrease for VOCA from the first to the second 2 week time period. There was also an increase in mean percentage of intelligible utterances spoken per session for VOCA. No other notable changes were noted for any of the other measures of Susan’s verbalizations. Comparing Susan’s data on verbalizations for the PECS and the VOCA treatments indicated that there was an advantage of PECS for the mean number of utterances per session, and an advantage for VOCA for the mean percentage per session of the intelligibility of those utterances. No other differences were noted. Inspection of Table 4 illustrates the similarity in her utterances in 210 / TABLE 2 Sample utterances for Derek 7/7/05 7/28/05 VOCA Truck, truck Sit please Give to me Farmer in the Dell Okay PECS I want truck, please Want bus Other bus, other bus please I want the farm Done I want crackers, please Okay VOCA Very good, ok I want pretzel I want See ‘n’ Say Drum PECS Cracker, you want cracker. This is me This, hanger You want hanger Yes . . . want train I want train, please bus Give to me, cracker, See ‘n’ Say You want See ‘n’ Say Cracker Picture Hanger both conditions from the beginning to the end of the 4-week session. As shown in Table 5, Mitchell had an increase over the course of the 4-weeks in both the PECS and VOCA conditions in his mean number of utterances per session, mean percentage of utterances that were intelligible per session, and mean number of different words spoken per session. The percentage of intelligible utterances that were spontaneous stayed fairly high and consistent across the entire 4-weeks for both conditions. Comparing his verbalizations for PECS and VOCA indicates that his mean percentage of intelligible utterances, while low for both PECS and VOCA conditions, was greater for VOCA than PECS. All other measures were comparable Education and Training in Developmental Disabilities-June 2008 TABLE 3 Means of Susan’s utterances per session for PECS vs. VOCA PECS 1st 2 weeks 2nd 2 weeks total VOCA 1st 2 weeks 2nd 2 weeks total Total utterances % intelligible utterances % spontaneous intelligible utterances Total number of different words 27.2 29.6 28.4 48.2 47.0 47.6 91.8 98.8 95.3 4.4 2.8 3.6 25.2 21.0 23.3 58.0 65.0 61.3 97.5 100.0 98.6 3.5 4.4 3.9 for PECS and VOCA conditions. Table 6 illustrates the increase in verbalizations for Mitchell across the duration of the intervention. As shown in Table 7, Brad had a decrease in all utterance measures from the first to the second 2 week time period for PECS and VOCA. The only exception to this was mean percentage of spontaneous intelligible utterances per session for VOCA, which did not change during the intervention. Table 8 illustrates this change in Brad’s verbalizations. Conclusions Acquisition and Generalization of Use of PECS and VOCA Within the relatively short time span of the current study, two participants (Derek and TABLE 4 Sample utterances for Susan 7/7/05 7/28/05 VOCA Yeah, yeah Done No PECS Yeah, yeah, yeah No, no VOCA Yeah, yeah No, no, no, no, no PECS Yeah D (naming letter) S (naming letter) L (naming letter) Susan) learned through Phase III of PECS, 1 through Phase I of PECS (Brad), and the remaining participant (Mitchell) was making good progress toward attaining criterion to move to Phase II of PECS. These findings support those of Bock et al. (2005) that indicate that children are able to learn at least the first stages of PECS in a relatively short period of time. Findings of the current study also support those of Bock et al. (2005) regarding the use of a VOCA. The use of the GoTalk was more difficult to learn than was the use of PECS for all of the children in the current study. For 3 of the 4 children, however, the difficulty in learning to use the GoTalk appeared to be primarily due to the physical act of picking it up by the handle. Both Susan and Derek quickly learned to point to and press the correct picture and to release the GoTalk and Brad demonstrated some ability to perform these two tasks. These three children thereby showed some understanding of the purpose of using the GoTalk to request a desired item or action. The fourth child, Mitchell, did not demonstrate any ability to utilize the GoTalk appropriately. This was also the child who made the least amount of progress in learning PECS. During the first 2-weeks of the study Mitchell and his twin brother Brad frequently engaged in off-task and noncompliant (e.g., leaving the table, sitting on the floor, crying) behaviors. The other two participants did not display these types of behaviors. Such behaviors interfere with learning and Mitchell’s and Brad’s limited progress with PECS and the GoTalk PECS vs VOCA: A replication / 211 TABLE 5 Means of Mitchell’s utterances per session for PECS vs. VOCA PECS 1st 2 weeks 2nd 2 weeks total VOCA 1st 2 weeks 2nd 2 weeks total Total utterances % intelligible utterances % spontaneous intelligible utterances Total number of different words 8.3 17.4 14.0 5.7 9.2 7.9 100.0 93.3 95.0 1.0 2.7 2.3 11.0 15.4 13.8 4.5 14.0 10.6 100.0 100.0 100.0 1.5 2.5 2.2 during the time frame of this study could well be due to this interference. Indeed, both boys’ behavior improved during the last 2-weeks of the study and that is when all of Brad’s progress with PECS and the GoTalk and most of Mitchell’s progress with PECS occurred. The possibility also exists for Mitchell, however, that some aspect of the GoTalk (e.g., the auditory feedback, the overall appearance of the device) was aversive to him and that he might not have learned to use it even with extended training. Because of parental scheduling constraints, generalization data were only collected for two (Susan and Derek) of the four participants. Generalization occurs when a learned response is made to stimuli that are similar to those stimuli used in training (Wilkinson & McIlvane, 2002). Neither Brad nor Mitchell demonstrated any evidence that they had learned to use the GoTalk. On the second to TABLE 6 Sample utterances for Mitchell 7/6/05 PECS Ok, ok VOCA 7/27/06 PECS One, two, three Hey, hey, hey VOCA I get it I want Hey, hey, hey 212 / the last session, Brad mastered criterion to move to Phase II of PECS, but Mitchell never mastered this criterion. Therefore, it is doubtful that these two participants would have demonstrated generalization of either of these behaviors even if their parents’ schedule had allowed generalization sessions to be conducted in their home. Susan had mastered the criteria to move through Phase III of PECS and would have moved to Phase IV if the time frame of the study had allowed. She also met the criterion to move to Phase II of the VOCA condition, but again, time did not allow for this Phase to be initiated with her. She did not, however, show any notable generalization of either behavior in the home. This could indicate that Susan needed more training and that her parents and other family members also needed to be involved in the training in order for use of either behavior to generalize to the home. Derek also mastered the criteria to move to Phase III of PECS and made progress toward achieving criterion to move to Phase II of the VOCA condition. His generalization data indicated a strong preference for use of the VOCA. Given the fact that he progressed more rapidly through the stages of PECS than of VOCA use, this was a somewhat surprising finding. It is consistent, however, with the findings of Bock et al. (2005) and Son et al. (in press) indicating that children express preferences for one mode of communication over another that are not predictable from data on their accuracy when learning the modes of communication. Education and Training in Developmental Disabilities-June 2008 TABLE 7 Means of Brad’s utterances per session for PECS vs. VOCA PECS 1st 2 weeks 2nd 2 weeks total VOCA 1st 2 weeks 2nd 2 weeks total Total utterances % intelligible utterances % spontaneous intelligible utterances Total number of different words 28.5 14.4 19.4 21.3 9.5 13.8 97.0 75.0 84.4 5.3 2.8 3.9 19.2 8.4 12.9 24.6 13.1 17.9 98.6 100.0 99.0 7.0 1.7 4.7 Verbalizations Data on verbalizations for the four children suggested that the influence of the two interventions on verbalizations was different for each child. Brad showed a notable decrease in all measures of his verbalizations for both conditions except for mean percentage of intelligible utterances that were spontaneous. These remained consistent for the VOCA condition. This decrease could be due to the fact that as TABLE 8 Sample utterances for Brad 7/7/05 7/27/06 7/28/06 VOCA Four, four Five No, no, no, no Yeah, yeah, yeah Okay PECS Five Yeah, yeah No, no, no Vee (naming letter) Thank you Mario Two VOCA Baby Nine PECS Drum VOCA Yeah PECS he began to learn to use PECS to obtain a desired object, he had less reason to try to verbalize. His verbalizations prior to intervention did not, however, serve a functional purpose. Therefore PECS and his baseline verbalizations were not functionally equivalent behaviors and PECS should not have replaced his speech for that reason. Additionally, because he did not learn to use the GoTalk independently even through Phase I training, this explanation would not account for why his verbalizations also decreased in the VOCA condition. Another explanation for his decrease in verbalizations could be due to the concept of working memory, which is necessary for language processing. Many theorists suggest that “working memory is of limited capacity (resources) and that there is competition by the processes for this limited capacity” (Wright & Shisler, 2005, p. 109). The possibility exists that Brad’s limited resources in working memory were allocated to the learning of PECS and VOCA leaving him with insufficient resources to produce voluntary speech. If this explanation was correct, then his verbalizations should return to their previous levels, or increase, as he learned to use PECS and a VOCA and needed to direct fewer of his cognitive resources to the production of these behaviors. None-the-less, these data are cautionary indicators that the verbalizations of all children might not be advantaged by use of either PECS or a VOCA. Results of the interventions on the remaining participant’s verbalizations were more positive. Derek’s verbalization data indicated an PECS vs VOCA: A replication / 213 advantage of VOCA over PECS for all measures taken. By the end of the study, the percentage of his verbalizations that were intelligible had increased for both conditions, but more notably so in the VOCA than the PECS condition. Additionally, the percentage of these intelligible responses that were spontaneous increased in the VOCA condition, but actually decreased in the PECS condition. Given that this child could produce some limited verbal speech before the onset of the study, the advantage of VOCA over PECS could be due to the added auditory input provided by the VOCA. Mitchell’s total number of utterances increased with both types of interventions. While the mean of the utterances per session for the entire 4-weeks was similar for both PECS and VOCA, the gain in number of utterances spoken was greater for PECS than VOCA. The increase in the mean percentage of words that were intelligible, however, was greater for the VOCA than the PECS condition. Inspection of Table 6 also indicates that the complexity of his utterances increased for both conditions, but more so for the VOCA condition than PECS. The data on Mitchell’s verbalizations therefore indicated a mixed influence of the two techniques taught. Both PECS and VOCA had a slight positive influence on his spoken output with a small advantage of PECS over the VOCA condition for number of utterances spoken and of VOCA over PECS for intelligibility and complexity of output. Given the fact that this child demonstrated no consistent ability to perform any of the steps of using the GoTalk independently, the fact that the VOCA condition influenced his speech production at all was unexpected. Such data suggest that even though he evidenced minimal learning with the VOCA, he was still attending to the sessions and that some of the auditory input (e.g., I want) was registering enough for him to produce it at a later time. Susan’s verbalization data also appeared to indicate a mixed effect of the two techniques. The mean percentage of her intelligible responses that were spontaneous and the mean number of different words she spoke per session were consistent throughout the study for both conditions. In a manner similar to that of Mitchell, however, her mean utterances per 214 / session increased in the PECS condition and decreased in the VOCA condition while her mean percentage of utterances that were intelligible increased in the VOCA condition, but remained stable in the PECS condition. For both Mitchell and Susan, the slight advantage found for the increase in mean number of utterances per session for PECS could potentially have been due to the fact that their greater ease in learning PECS allowed them to allocate more of their limited cognitive resources to producing verbal output during the PECS condition than during the VOCA condition. The slight advantage of the VOCA condition for the intelligibility of their spontaneous utterances could possibly have been due to the auditory input provided by the VOCA. Upon inspection of Table 4, however, it becomes apparent that Susan was essentially producing the same words at the beginning and at the end of the study and that the overall effect of either condition on her verbalizations was minimal. Susan demonstrated characteristics of apraxia of speech that interfered with her ability to produce intelligible speech. This child could very well require intervention targeted directly at her motor production of speech in order to show significant increases in verbalizations. Limitations and Directions for Future Study Data on learning of the GoTalk indicate that the primary difficulty children had in learning to use this device was in the physical manipulation of it. For children to be able to demonstrate persistence in communication, however, they had to learn to pick the device up and carry it to where they needed to communicate. This study should be replicated using a device that does not need such physical manipulations, such as a wrist band device or a device worn around the waist. A major limitation of this study was the limited time frame over which it took place, a 4-week summer school session. This time frame did not allow three children to move past Phase I with VOCA and only allowed two children to move to Phase III of PECS. Furthermore it did not provide time to study the effects of a fully learned use of PECS or VOCA on verbalizations or how children would generalize these learned behaviors to other set- Education and Training in Developmental Disabilities-June 2008 tings and communication partners. This study should be replicated over a longer period of time to determine more fully how the learning of PECS and VOCA compare and the relative influence each has on verbalizations. Results of this study, however, are consistent with those of previous research that indicate that children can learn PECS in a relatively short time period, and that various interventions have differential effects on children that can not always be predicted. Research that furthers understanding of the relative efficacy of different AAC intervention techniques continues to be needed in order to offer the best future possible to children with complex communication needs. References Alberto, P. A., & Troutman, A.C. (2003). Applied behavior analysis for teachers. Upper Saddle River, N. J.: Merrill Prentice Hall. Bock, S., Stoner, J., Beck, A., Hanley, L., & Prochnow, J. (2005). Increasing functional communication in non-speaking preschool children: Comparison of PECS and VOCA. 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