7(671$0( 1%7
7(67,' *5$'( 68%-(&7 0DWKHPDWLFV
7(67&$7(*25< 0\&ODVVURRP
NBT.3
Page 1 of 7
6WXGHQW &ODVV
'DWH
:KDWLVZULWWHQLQZRUGIRUP"
$
WZHQW\VL[WKRXVDQGWKLUW\HLJKW
%
WZHQW\WKRXVDQGVL[KXQGUHGWKLUW\HLJKW
&
WZHQW\WZRWKRXVDQGVL[KXQGUHGWKLUW\HLJKW
7UDF\ILQLVKHGDUDFHLQILIW\VL[DQGIRXUKXQGUHGWKVVHFRQGV+RZLVWKLV
QXPEHUZULWWHQLQH[SDQGHGIRUP"
$
%
&
'
0UV&URVE\¶VLQYHVWPHQWVKDYHDYDOXHRI+RZLVWKLV
QXPEHUZULWWHQLQZRUGIRUP"
$
WKUHHKXQGUHGHLJKW\VHYHQWKRXVDQGIRXUDQGRQHKXQGUHGWZHQW\
WKUHH
%
WKUHHKXQGUHGHLJKW\VHYHQWKRXVDQGIRXUDQGRQHKXQGUHGWZHQW\
WKUHHKXQGUHGWKV
&
WKUHHKXQGUHGHLJKW\VHYHQWKRXVDQGIRXUDQGRQHKXQGUHGWZHQW\
WKUHHWKRXVDQGWKV
'
WKUHHKXQGUHGHLJKW\VHYHQWKRXVDQGDQGRQHKXQGUHGWZHQW\WKUHH
WKRXVDQGWKV
+RZLVIRXUWHHQDQGIRXUWHHQWKRXVDQGWKVZULWWHQLQVWDQGDUGIRUP"
$
%
&
'
NBT.3
Page 2 of 7
+RZLV
$
%
&
'
ZULWWHQLQVWDQGDUGIRUP"
+RZLVZULWWHQLQZRUGIRUP"
$
VHYHQWKRXVDQGWKUHHKXQGUHGDQGILYHWKRXVDQGWKV
%
VHYHQDQGWKUHHKXQGUHGILYHWKRXVDQGWKV
&
VHYHQDQGWKLUW\ILYHWKRXVDQGWKV
'
VHYHQDQGWKLUW\ILYHKXQGUHGWKV
:KDWQXPEHULVVL[DQGWKUHHKXQGUHGQLQHWKRXVDQGWKV"
$
%
&
'
7KHOHQJWKRI5REHUW¶VKDOOZD\LVILIWHHQDQGWKUHHKXQGUHGWKVPHWHUV
:KLFKVKRZVWKHOHQJWKRIWKHKDOOZD\"
$
P
%
P
&
P
'
P
NBT.3
Page 3 of 7
-RVLHZURWHWKHH[SDQGHGIRUPRI:KDWGLG-RVLHZULWH"
$
%
&
'
+RZLVILIW\QLQHWKRXVDQGDQGWKUHHKXQGUHGIRXUWKRXVDQGWKVZULWWHQLQ
VWDQGDUGIRUP"
$
%
&
'
$VZLPWHDPFRPSHWHGLQILYHGLIIHUHQWHYHQWV7KHLUHYHQWWLPHVZHUH
VHFRQGVVHFRQGVVHFRQGVVHFRQGVDQG
VHFRQGV:KLFKVWDWHPHQWDERXWWKHVHWLPHVLVWUXH"
$
%
!
&
'
!
6XVDQ¶VWLPHIRUWKHPHWHUGDVKZDVVHFRQGV0DULD¶VWLPHIRU
WKHPHWHUGDVKZDVWZRKXQGUHGWKVRIDVHFRQGVORZHUWKDQ6XVDQ¶V
:KDWZDV0DULD¶VWLPH"
$
VHFRQGV
%
VHFRQGV
&
VHFRQGV
'
VHFRQGV
NBT.3
Page 4 of 7
:KLFKQXPEHULVEHWZHHQDQG"
$
%
&
'
:KLFKQXPEHUVHQWHQFHLVWUXH"
$
%
&
'
7KHVFKRROUHOD\WHDPUHVXOWVDUHVKRZQEHORZ
$QQXDO5HOD\5DFH5HVXOWV
7LPH
5DFHUV
PLQXWHV
.HYLQ
6XVDQ
/DUU\
-RH
0DU\
-RKQ
%DVHGRQWKHFKDUWZKLFKWHDPPHPEHUVUDQWKHUDFHLQOHVVWKDQ
PLQXWHV"
$
.HYLQ6XVDQ/DUU\
%
6XVDQ/DUU\-RH
&
/DUU\-RH0DU\
'
-RKQ6XVDQ-RH
NBT.3
Page 5 of 7
$QGUHZZDVDVNHGWRZULWHWKHQXPEHUVOLVWHGEHORZLQRUGHUIURP
JUHDWHVWWROHDVW
,I$QGUHZDQVZHUHGFRUUHFWO\ZKDWGLGKHZULWH"
$
%
&
'
-RVp&KULV7RQ\DQG6XVDQURGHLQDELNHUDFH-RVpILQLVKHGLQ
PLQXWHV&KULVILQLVKHGLQPLQXWHV7RQ\ILQLVKHGLQPLQXWHV
6XVDQILQLVKHGLQPLQXWHV:KRZRQWKHUDFH"
$
-RVp
%
&KULV
&
7RQ\
'
6XVDQ
:KLFKQXPEHULVJUHDWHUWKDQVL[WHQWKV"
$
%
&
NBT.3
Page 6 of 7
$OOLVRQDQGRWKHUVVZDPDPEDFNVWURNHLQDVZLPPHHW7KHLUWLPHV
DUHOLVWHGLQWKHWDEOHEHORZ
1DPH
7LPHVHFRQGV
$OOLVRQ
%HWK
&KDUOLH
'DQLHO
:KRZRQWKHUDFH"
$
$OOLVRQ
%
%HWK
&
&KDUOLH
'
'DQLHO
.LPILQLVKHGWKHPHWHUGDVKLQVHFRQGV:KLFKWLPHLVIDVWHU
WKDQ.LP¶V"
$
VHFRQGV
%
VHFRQGV
&
VHFRQGV
'
VHFRQGV
NBT.3
Page 7 of 7