2001 area classification of Super Output Areas and Data Zones Guidance notes for the 2001 Area Classification of Super Output Areas and Data Zones February 2008 Page 1 2001 area classification of Super Output Areas and Data Zones What is the Super Output Area and Data Zone area classification showing? This document describes the locations and attributes of each of the supergroups which make up the Super Output Area and data zone area classification. An area classification is used to group together geographical areas according to key characteristics common to the population in that grouping. These groupings are called clusters and are derived using data from the 2001 Census. Area classifications for the UK for local authorities, wards, output areas and health areas were created following the Census. Area classifications have a range of uses in both the commercial and public sectors and generally these uses aim to identify particular groups of people who are most likely to exhibit particular behaviours. ONS has published an area classification of Lower Layer Super Output Areas (LSOAs, in England and Wales), Super Output Areas (in Northern Ireland) and data zones (in Scotland) to add to this suite of area classifications 1 . Super Output Areas (SOAs) and data zones (DZs) are a relatively new geography designed to improve the reporting of small area statistics in the UK. The beginner’s guide to UK geography provides a useful description of these geographies and others used in the UK. The Super Output Area and data zone (SOA/DZ) area classification, like the other area classifications published by ONS, has been constructed by creating a hierarchy of clusters, which together typify the characteristics of an area. There are three layers of the classification which make up the hierarchy. These are: • Supergroup – the first layer • Group – the second layer • Subgroup – the third layer There are seven supergroups, 20 groups and 53 subgroups which make up the classification. The table below shows how each of the supergroups are divided into groups and subgroups: 1 Scottish data zones have been classified to provide UK consistency, however the methodology does not work as well in Scotland. Within Scotland, the Scottish urban rural classification or Scottish Index of Multiple Deprivation should be used as the primary small area classification Page 2 2001 area classification of Super Output Areas and Data Zones Table 1: Division of supergroups, groups and subgroups Super Supergroup Name Group Group Name ID ID 1 Countryside 1.1 Countryside communities 1 Countryside 1.2 Rural economies 1 Countryside 1.3 Farming and forestry 2 Professional city life 2.1 Educational centres 2 Professional city life 2.2 Young city professionals 2 Professional city life 2.3 Mature city professionals 3 Urban fringe 3.1 Urban commuter 3 Urban fringe 3.2 Affluent urban commuter 4 White collar urban 4.1 Well off mature households 4 White collar urban 4.2 Young urban families 4 White collar urban 4.3 Mature urban households 5 Multicultural city life 5.1 Multicultural inner city 5 Multicultural city life 5.2 Multicultural urban 5 Multicultural city life 5.3 Multicultural suburbia 6 Disadvantaged urban communities 6.1 Struggling urban families 6 Disadvantaged urban communities 6.2 Blue collar urban families 7 Miscellaneous built up areas 7.1 Suburbia 7 Miscellaneous built up areas 7.2 Resorts and retirement 7 Miscellaneous built up areas 7.3 Urban terracing 7 Miscellaneous built up areas 7.4 Small town communities The names given to the supergroups, groups and subgroups are labels, rather than definitive descriptions of all members of the clusters. These names are average labels defined by examining the average features of each cluster. As a result it is possible that isolated SOA/DZs will not be accurately reflected by the name of their cluster. Figure 1 shows how each supergroup is spread throughout the UK. The countryside supergroup covers the most surface area of the UK, with other supergroups such as professional city life and multicultural city life located in major cities such as London, Birmingham, Leeds, Edinburgh and Cardiff. Members of the urban fringe supergroup are concentrated on the outskirts of major towns and cities, particularly in the south of England and members of the white collar urban and miscellaneous built up areas supergroups are located throughout the UK. Page 3 Subgroups a,b,c a,b a,b,c,d a,b a,b a,b,c,d a,b a,b a,b,c a,b a,b,c a,b,c a,b a,b,c a,b a,b a,b,c,d a,b a,b,c,d a,b 2001 area classification of Super Output Areas and Data Zones Figure 1: Map of the Super Output Area and data zone area classification at supergroup level Page 4 2001 area classification of Super Output Areas and Data Zones Supergroup 1: Countryside This supergroup comprises three groups: • Countryside communities (three subgroups) • Rural economies (two subgroups) • Farming and forestry (four subgroups) Despite the map in Figure 1 showing that the countryside supergroup dominates the UK, only 14 per cent of the population lived in an area classed as a countryside supergroup in 2001. More people from South West England lived in this supergroup than other regions, although this is the most common supergroup in which to live in Northern Ireland. Countryside communities is the most common group in Northern Ireland and rural economies is the most common group in South West England. More people in the East of England and the East Midlands live in the rural economies group than any other group. More people live in the farming and forestry group in the East of England than in any other region of the UK. Figure 2 shows the topography of Carlisle 007E, a typical 2 LSOA of the countryside supergroup. Figure 2: Carlisle 007E Carlisle 007E is a sparsely populated area covering part of Wetheral and the hamlet of Cotehill. A much higher number of people live in detached houses, work from home or work in agriculture and fishing than the national average. In addition, far fewer 2 The most typical Super Output Area or data zone in each supergroup is that which has the smallest Euclidean distance to the cluster centroid. Please see the methodology document here which describes how the area classification was constructed. Page 5 2001 area classification of Super Output Areas and Data Zones people use public transport to get to work and considerably fewer people live in flats than nationally. Page 6 2001 area classification of Super Output Areas and Data Zones Supergroup 2: Professional city life This supergroup comprises three groups: • Educational centres (two subgroups) • Young city professionals (two subgroups) • Mature city professionals (four subgroups) As the name implies, SOAs and DZs in this supergroup can be found in most UK cities, with the largest concentrations in London, Birmingham and Manchester. Nearly eight per cent of the UK population lived in this supergroup in 2001, making this the supergroup which contained the fewest people. As might be expected, more people live in the young and mature city professional groups in London than in any other region of the UK. However Scotland is the most common area in which to find people who live in the educational centres group, particularly around Glasgow, Edinburgh and Aberdeen. Figure 3 shows a typical LSOA in the professional city life supergroup, Kingston upon Thames 009A. Figure 3: Kingston upon Thames 009A This LSOA covers several buildings of Kingston University in London as well as Surrey County Council’s County Hall. Like this LSOA, the professional city life supergroup has a far higher population density, percentage of students, proportion of people who use public transport to get to work and proportion of people with a higher education qualification, amongst other characteristics, than the national average. Conversely, while flats are very popular in this supergroup, the proportion of detached houses is far lower than nationally, as is the proportion of people who work in routine or semi-routine occupations. Page 7 2001 area classification of Super Output Areas and Data Zones Supergroup 3: Urban fringe This supergroup comprises two groups: • Urban commuter (two subgroups) • Affluent urban commuter (two subgroups) 16 per cent of the UK population lived in the urban fringe supergroup in 2001. As the map in Figure 1 testifies, more people who live in this supergroup live in South East England than in any other part of the UK. Likewise, this is the most common supergroup in South East England, and can be found, as the name implies, on the edges of towns and cities such as London. More people in the urban commuter group lived in North East England than in any other region of the UK and South East England is the area in which to find people who live in the affluent urban commuter group. Figure 4 shows a map of Birmingham 003D, a typical LSOA of the urban fringe supergroup. Figure 4: Birmingham 003D Birmingham 003D is a suburban, residential LSOA in Sutton Coldfield near Birmingham. Typical of this supergroup, the proportion of terraced housing and flats is far below the national average, as is the proportion of households without central heating and the proportion of households who rent their home from the council or housing association. Conversely the proportion of detached houses is much higher than nationally. Page 8 2001 area classification of Super Output Areas and Data Zones Supergroup 4: White collar urban This supergroup comprises three groups: • Well off mature households (three subgroups) • Young urban families (two subgroups) • Mature urban families (three subgroups) At 19 per cent of the UK population, more people lived in this supergroup in 2001 than in any other and SOAs and DZs in this supergroup are spread throughout the UK, from London to the Outer Hebrides. This is the most common supergroup in the East Midlands, Yorkshire and The Humber and Wales. However more people who lived in this supergroup lived in South East England than anywhere else, solely because more people lived in South East England than in any other region of the UK, regardless of supergroup. People who were in the well off mature households group were more likely to live in North West England, those in the young urban families group were more likely to live in South East England and those in the mature urban families group were more likely to live in the East Midlands. Well off mature households is the most common group in Yorkshire and The Humber. Charnwood 005B is a typical LSOA in this supergroup (Figure 5). Figure 5: Charnwood 005B Charnwood 005B is on the edge of the village of Shepshed, near Loughborough. There is little to distinguish the white collar urban supergroup from the rest of the UK and no characteristics used in the creation of this area classification are either far above or far below the national average for this supergroup. The age structure is very similar to the UK average age structure as is average household size and the types of occupation undertaken by those living in the supergroup. Page 9 2001 area classification of Super Output Areas and Data Zones Supergroup 5: Multicultural city life This supergroup comprises three groups: • Multicultural inner city (three subgroups) • Multicultural urban (two subgroups) • Multicultural suburbia (three subgroups) Nine per cent of the UK population lived in this supergroup in 2001 and SOAs and DZs in this supergroup can be found in large cities in the UK, particularly in London, Birmingham and Manchester. Unsurprisingly the majority of people in this supergroup can be found in London and it is the most dominant supergroup in the city, particularly in north east, and parts of south and west London. Because of this strong London connection, it is also the region in the UK with the most people in each of its groups, although the West Midlands contains more people than London in two of the eight subgroups in the supergroup. A map of Enfield 035B, a typical LSOA in this supergroup is shown in Figure 6. Figure 6: Enfield 035B As the name of the supergroup implies, this supergroup contains much higher proportions of people of Black Caribbean, Black African, Indian, Pakistani and Bangladeshi ethnicity 3 than the UK average. Population density is high, as is the number of people per room, the proportion of unemployed and the proportion of households who rent their home from the council or housing association. The majority of dwellings in the multicultural city life supergroup are either flats or terraced houses and the proportion of detached houses is particularly low. Similarly far fewer households have two or more cars and far more people use public transport to get to work than nationally. 3 Ethnicity refers to the National Statistics classification used in the 2001 Census Page 10 2001 area classification of Super Output Areas and Data Zones Supergroup 6: Disadvantaged urban communities This supergroup comprises two groups: • Struggling urban families (two subgroups) • Blue collar urban families (two subgroups) 16 per cent of the UK population lived in this supergroup in 2001 and members of this supergroup can usually be found on the outskirts of towns and cities in the UK. This is the most common supergroup in Scotland, particularly in the central belt between Glasgow and Edinburgh. More people lived in this supergroup in North East England than in any other supergroup and the struggling urban families group was the most common in North West England. People who lived in North East England or Wales were more likely to have been found in the blue collar urban families group than in any other, although the largest number of people in this group lived in Scotland. A typical LSOA in this supergroup is Salford 004C. Figure 7 shows a map of the area. Figure 7: Salford 004C Salford 004C is an area on the outskirts of the town of Walkden, between Bolton and Salford in North West England and contains a lot of semi-detached and terraced houses. There are several characteristics which distinguish this supergroup from the national average. The proportion of lone parent households, households who rent their homes from the council or a housing association, the percentage of unemployed and the percentage of people with a limiting long term illness are all much higher than the UK average. Conversely the proportion of people with a higher education qualification, the proportion of households with two or more cars and the detached houses are all far lower in this supergroup than nationally. Page 11 2001 area classification of Super Output Areas and Data Zones Supergroup 7: Miscellaneous built up areas This supergroup comprises four groups: • Suburbia (four subgroups) • Resorts and retirement (two subgroups) • Urban terracing (four subgroups) • Small town communities (two subgroups) 18 per cent of people lived in the miscellaneous built up areas supergroup in 2001. Its members can be found on the outskirts of cities and towns, and in villages throughout the UK. This is the supergroup in which most people lived in the West Midlands, East and North West of England. However more people who lived in this supergroup lived in South East England than anywhere else, solely because more people lived in South East England than in any other region of the UK, regardless of supergroup. South East England also had the largest concentration of people in all groups with the exception of urban terracing, where North West England had the largest concentration. Figure 8 shows a map of Ashford 004E, a typical LSOA in this supergroup. Figures 8: Ashford 004E Ashford 004E is an LSOA in central Ashford in Kent which is partly residential and partly industrial. It also contains a veterinary hospital and a primary school and most houses are either semi-detached or terraced. No variables used in the classification are either far above or far below the national average. In fact, the age structure, percentage of people not born in the UK, percentage of long-term unemployed and percentage of people who use public transport to get to work are all very similar to the UK average. Page 12 2001 area classification of Super Output Areas and Data Zones Both this and the white collar urban supergroup are similar in that they have no variables either far below or far above the UK average. However there are distinctions which can be made between them. The members of the white collar urban supergroup are often located in more rural areas than those in the miscellaneous built up areas supergroup. In the white collar urban supergroup population density is lower, as is the percentage of people who live in flats and terraced houses, while the proportion of people who live in detached houses and the proportion of households with two or more cars is greater than in the miscellaneous built up areas supergroup. In addition the percentage of people who were not born in the UK is greater in the miscellaneous built up areas supergroup than in the white collar urban supergroup. Summary: What is the Super Output Area and Data Zone area classification showing? This document has demonstrated the characteristics and locations of each supergroup in the Super Output Area and data zone area classification. The classification can of course be investigated further by exploring the differences and similarities, not only at the supergroup level, but also at the group and subgroup levels. It can also be used in conjunction with other data sources to explore how specific characteristics differ throughout the area classification. Please see the methodology document here which describes how the Super Output Area and Data Zone area classification was constructed and click here for more information about other ONS area classifications. Page 13 2001 area classification of Super Output Areas and Data Zones How is this area classification different to other ONS small area classifications? This section describes how this Super Output Area and data zone (SOA/DZ) area classification is different from the ward and output area classifications produced by ONS, and suggests when each should be used. Comparison with the output area classification Output areas (OAs) are the smallest geography for which Census data has been released and were built from adjacent unit postcodes. In England, Wales and Northern Ireland the OAs fit within 2003 statistical wards, except in the few cases where wards fell below 100 residents (the minimum OA population size), in which case wards were incorporated into larger OAs. In Scotland OAs are related to 2001 wards but do not necessarily fit inside ward boundaries where confidentiality issues made it more appropriate to straddle. The minimum population size in Scotland is 50 residents. Output areas were merged to form SOAs and DZs taking into account measures of population size, mutual proximity and social similarity. Table 1 shows the number of OAs and SOAs or DZs and average population size in each of the constituent countries of the UK at the time of the 2001 Census. Table 1: Number of OAs, SOAs and DZs with average population size Country Number Average OA Number of Average SOA/DZ of OAs population SOAs/DZs population England 165,665 297 32,482 1,513 Wales 9,769 297 1,896 1,531 Scotland 42,604 119 6,505 778 Northern Ireland 5,022 336 890 1,894 United Kingdom 223,060 264 41,773 1,407 The SOA and DZ area classification has been constructed using the same methodology as was used for the OA area classification. There are small differences between the methods, such as the use of unscammed data (i.e. data which has not been altered for confidentiality reasons) for the SOA and DZ area classification. In addition, the OA area classification omitted a variable on the long term unemployed and included a variable on all part-time workers rather than splitting part-time workers by gender. The data for the 43 variables were standardised so that each variable would have an equal weight in the classification. The k-means clustering method, which creates clusters which are as distinct from each other as possible, was then used to group the data into between two and 12 supergroups. The eventual number of supergroups, seven, was chosen because of the strong similarity of members within each supergroup and because the number of members in the supergroups was fairly evenlysized. Once the number of supergroups had been decided upon, each of the supergroups was then broken down to create the number of groups. This was done by repeating the procedure used for the first level, but this time performed separately for each supergroup. This time two, three or four groups were considered within each supergroup, and following this, the procedure was again replicated at the group level to obtain the number of subgroups. This link describes how the SOA/DZ area classification was constructed in more detail. Page 14 2001 area classification of Super Output Areas and Data Zones The names given to the supergroups, groups and subgroups are labels, rather than definitive descriptions of all members of the clusters. These names are average labels defined by examining the average features of each cluster. As a result it is possible that isolated SOA/DZs will not be accurately reflected by the name of their cluster. The SOA/DZ area classification masks some of the diversity in its constituent OAs, but both geographies cover the UK and its people, and have been created using similar methods. As a result there are comparisons which can be made between the two area classifications. We can compare the two area classifications by allocating each SOA/DZ to the OA cluster to which it is most closely related. This leads to Table 2 at the supergroup level. Table 2: Relationship between OA and SOA/DZ area classification supergroups SOA/DZ supergroups OA supergroup code: OA supergroup name 4 Strongest relationship Countryside 3 Countryside Professional city life 2 City living Urban fringe 4 Prospering suburbs White collar urban 6 Typical traits Multicultural city life 7 Multicultural Disadvantaged urban 1/5 Blue collar communities / communities Constrained by circumstances Miscellaneous built up areas 6 Typical traits Table 2 shows strong relationships between some supergroups such as the countryside supergroups and the multicultural city life and multicultural supergroups. Conversely some relationships are less strong. For example, the SOA/DZ supergroup disadvantaged urban communities appears to be split between two OA supergroups: blue collar communities and constrained by circumstances. The OAs distinguish between the blue collar communities and constrained by circumstances OA supergroups. The difference between them was masked at the SOA/DZ level by the disadvantaged urban communities supergroup, but drilling down in this supergroup to its groups reveals the split: those SOAs and DZs in the blue collar communities OA supergroup frequently fall into the blue collar urban group in the SOA/DZ classification, whereas those SOAs and DZs in the constrained by circumstances OA supergroup are often in the struggling urban group in the SOA/DZ area classification. Examples of small area classifications in London and Chichester Mapping the area classifications over an area such as London clarifies the extent of the agreement between them. Figures 1 to 3 show the area classifications for London, by ward, SOA and OA respectively. To aid comparison between the different classifications, similar colours have been used for similar supergroups. 4 These names were not published by ONS. They are the names given to the supergroups by the Output Area Classification User Group at http://www.areaclassification.org.uk Page 15 2001 area classification of Super Output Areas and Data Zones Figure 1: Ward area classification in London Figure 2: SOA area classification in London Page 16 2001 area classification of Super Output Areas and Data Zones Figure 3: OA area classification in London The ward area classification map of London in Figure 1 provides an overview of the types of areas within London but masks a lot of the diversity which can be seen at the lower geographic levels in Figures 2 and 3. The SOA area classification describes the capital well and provides sufficient detail of the locations of all supergroups without being overwhelmed by the geographic detail at OA level in Figure 3. Variation in a small area since 2001 (when data for this area classification was collected), such as a new housing estate, is more likely to affect the OA than the SOA/DZ or ward area classifications where such local factors are averaged over a larger area. For this reason it is best to choose an area classification for a geography which is as large as possible for the type of analysis required, rather than building up a larger area from a smaller one such as OAs. Conversely, if the area to be analysed is relatively small, it may be preferable to use the OA area classification. Figures 4 to 6 show the area classifications at ward, SOA and OA level for the town of Chichester on the south coast of England. Page 17 2001 area classification of Super Output Areas and Data Zones Figure 4: Ward area classification in Chichester Figure 5: SOA area classification in Chichester Page 18 2001 area classification of Super Output Areas and Data Zones Figure 6: OA area classification in Chichester Figures 4 and 5 mask the diversity within Chichester. A large part of northern Chichester is part of the coastal and countryside supergroup in the ward area classification whereas the rest of the town is either in the built up areas or student communities supergroups. The SOA area classification distinguishes between Chichester itself and the countryside surrounding it, although most of the town is in the miscellaneous built up areas supergroup. It is only at OA level that different areas within Chichester are visible. All supergroups are represented on the map in Figure 6, including the city living and multicultural supergroups which were not visible in either the SOA/DZ or ward area classifications. Comparison with the ward area classification In England, Wales and Northern Ireland SOAs have been created to nest within wards, whereas DZs in Scotland have not been built with this purpose in mind. As a result in England, Wales and Northern Ireland most SOAs have a one-to-many relationship with wards whereas in Scotland DZ and ward boundaries cross-cut each other severely. This often means that a ward can be examined further by viewing the classification of its constituent SOAs or DZs. However there are some parts of the UK, particularly in the City of London, the Isles of Scilly and around Ballycastle in Northern Ireland, where wards contain only a few people and have had to be merged with neighbouring wards in order to form an SOA. Figure 7 shows the areas which are both an SOA (or DZ) and a ward. These are concentrated in rural areas, particularly in Wales, Devon, Cornwall, north east England and Northern Ireland. It is interesting to note that there are very few such areas in Scotland, except on a few islands. 71 per cent of such SOAs or DZs are in the countryside supergroup and 13 per cent in the white collar urban supergroup. Page 19 2001 area classification of Super Output Areas and Data Zones Figure 7: Areas where ward and SOA or DZ boundaries are the same Page 20 2001 area classification of Super Output Areas and Data Zones The resident population in an electoral ward varied significantly from around 100 people in some wards in the City of London to over 35,000 people in Small Heath in Birmingham in 2001. For the purposes of the ward area classification, wards with a population of fewer than 1,000 people were merged with a neighbouring ward. Conversely SOAs and DZs are much more stable in terms of population size, varying from nearly 500 people in a DZ around Strichen near Peterhead in eastern Scotland to over 6,500 people in an SOA which covers several Oxford University colleges. Table 3 shows the number of SOAs or DZs and wards and average population size in each of the constituent countries of the UK at the time of the 2001 Census. Table 3: Number of SOAs/DZs and wards with average population size Country Number Average ward Number of Average SOA/DZ of wards population SOAs/DZs population England 7,932 6,282 32,482 1,513 Wales 868 3,345 1,896 1,531 Scotland 1,176 4,304 6,505 778 Northern Ireland 577 2,921 890 1,894 United Kingdom 10,553 5,571 41,773 1,407 A similar method was used to compare the SOA/DZ and ward area classifications as the OA and SOA/DZ area classifications above. However there were no conclusive results from this comparison because of several factors. Each classification only takes account of the data at the geographical level to which it is applied, and as discussed below, the methods used for the two sets of area classifications differ significantly. In addition, unlike the data in the ward area classification, the data in the SOA/DZ area classification were transformed to a log (logarithmic) scale before the data were standardised. This was done so that the problem of outliers with large values was greatly reduced and was not an issue at ward level because the increased size of the geography ironed out such anomalies. There are a number of different methods which could be used to create an area classification, two of which are Ward’s method and k-means method. Both of these techniques have been used in different ONS area classifications. Ward’s method is used in the local authority area classification, although it only works well when the number of areas to group is under around 1,000. The k-means method was used for the ward area classification to group the 10,553 wards into 1,000 clusters, after which Ward’s method was used to create the final classification. This method was not used for the SOA and DZ area classification as grouping many more areas (41,773) into 1,000 clusters tends to create groupings with widely differing numbers of members, in effect separating the outliers from the rest of the population. As a result the same technique was adopted for the SOA and DZ area classification as the OA classification (using only the k-means method). More about the specific methods associated with different ONS area classifications can be found here. Summary: How is this area classification different to other ONS small area classifications? Due to the same methodology being used for the OA as the SOA/DZ area classifications, strong similarities between the two are observed at the supergroup level. Such a strong relationship is not evident when comparing the SOA/DZ and ward area classification due to the different method used for the ward area classification, despite both classifications covering the people of the UK. Page 21 2001 area classification of Super Output Areas and Data Zones The choice of small area classification to be used depends on the question being asked of any analysis and the size of the area being analysed, whether that is the whole country, a region or a particular town or city. For further advice and help with this or other ONS area classifications please contact [email protected]. Further links Please see here for more information about area classifications, including the Super Output Area and Data Zone area classification. Page 22
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