SciTz Neurology and Neurosciences Open Access Research: Deepening in the Cognitive Domains of Attention and Memory During Severe Stages of COPD Sanchez-Cayado N1, Sampedro-Piquero P2*,Zancada-Menendez C3, Rubio S2, Lopez L3 1Hospital Universitario Central de Asturias. Rubin, s/n 33011, Spain 2Departamento de Psicología Biológica y de la Salud. Facultad de Psicología. Universidad Autónoma de Madrid. Ciudad Universitaria de Cantoblanco, Spain 3Laboratorio de Neurociencias. Departamento de Psicología. Universidad de Oviedo, plaza Feijoo s/n 33003, Spain. Instituto de Neurociencias del Principado de Asturias (INEUROPA) Submitted: 29 March 2016 Accepted: 12 May 2016 Published: 17 May 2016 Copyright © 2016 Piquero PS et al. Abstract Introduction: Several studies have shown an association between chronic obstructive pulmonary disease (COPD) and cognitive impairment, however, these neuropsychological deficits are still few understood. Our aim was to assess the attentional and declarative memory cognitive domains administering a wide neuropsychological battery which included tests of different aspects of these cognitive functions. Methods: 20 COPD patients and 21 healthy controls were recruited voluntarily and they were assessed in different tests of declarative memory and attention: Verbal Paired Associates I and II and Letters and Numbers (Wechsler Memory Scale (WMS-III)); the Rey Auditory Verbal Learning Test (RAVLT); the Rey-Osterrieth Complex Figure; the Camden Memory Test; the d2 Test; the Attentional Control Test (Luria-DNA Battery) and finally, the Symbol Digit Modalities Test (SDMT). According to the GOLD staging scale, the COPD patients were in advanced stages of this illness (stages III and IV). Results: COPD patients had not problems to perform the verbal memory tests, in contrast to the visual memory tests in which this group showed important deficits possibly related to an altered visual scanning, visual tracking and perceptual speed. Conclusion: This finding seems to be supported by the poor performance in the attentional tests. In general, COPD patients, even in a severe illness stage, did not show important deficits in memory tests. Nevertheless, when the tests required visual processing and speed, the deficits appeared probably due to attentional deficits. These results seem to contradict the idea that there is a significant relationship between the severity of COPD and the cognitive dysfunction. Keywords: COPD; Cognitive function; Attention; Memory. Corresponding author: Patricia Sampedro-Piquero, Departamento de Psicología Biológica y de la Salud. Facultad de Psicología. Universidad Autónoma de Madrid. Ciudad Universitaria de Cantoblanco s/n, 28049 Madrid, Spain, Email: [email protected] Citation: Cayado NS, Piquero PS, Menendez CE, Rubio S, Lopez L. (2016). Deepening in the Cognitive Domains of Attention and Memory During Severe Stages of COPD. SciTz Neurol Neurosci. 2016. 1(1): 1001 memory as well as the working memory through recalling Introduction and recognition tasks. The immediate and delayed visual Chronic obstructive pulmonary disease (COPD) is defined memories were also tested. Regarding the attentional as a disease characterized by the presence of airflow process, we assessed the selective and sustained attention obstruction secondary to emphysema or chronic bronchitis and also the processing speed. Taking into account the [1]. Its etiology is varied, including noxious particles released previous literature, we expect to observe a diffuse cognitive by tobacco smoke and biomass fuels as well as genetic impairment in COPD patients with no very severe deficits, factors, deficiency of the enzyme α-1-antitrypsin being but explained in part by alterations in basic cognitive present in 1% of COPD patients [1]. The prevalence of functions, such as attention or processingspeed. COPD enhances with age [2] and owing to the substantial increase of the elderly population in all highly developed Method nations, the current public health aim focuses on the Participants prevention and the early diagnosis of this disease, reducing Twenty patients (58.6±1.49 years of age) diagnosed with and avoiding smoking habits and promoting a healthy COPD, based on the Global Initiative for Chronic Lung lifestyle to reduce comorbities associated, such as arterial Disease (GOLD) criteria [16] were recruited from a hypertension [3,4]. Respiratory rehabilitation program (Central Universitary obvious Hospital of Asturias, HUCA). GOLD staging uses four manifestation of COPD along with shortness of breath, categories of severity based on the value of FEV1 (the worse coughing and expectoration [1], it is also associated with a person´s airflow limitation is the lower their FEV1) (Table many extrapulmonary features that contribute to the 1). We also registered their forced expiratory volume in one morbidity, reduced quality of life, and, possibly, mortality second (FEV1), oxygen saturation and the Medical Research from this disease [5,6]. For example, anxiety and depression- Council (MRC) breathlessness score (Table 1). 8 patients related disorders are very common in COPD patients and received oxygen consumption (2 of them each 12h, 4 they have an important impact not only on the quality of the patients each 16h and 2 each 24h). All patients took an patient´s life, but also, on the progression of the disease [7]. anticholinergic agent (Tiotropium bromide), an agonist of On the other hand, brain function has shown to be adversely adrenergic receptors (Salmeterol) and a corticosteroid impaired by COPD, so Shim et al. (2001) [8] found that the (Fluticasone) as usual medication. 4 patients were also being cerebral metabolism is significantly altered in patients with treated with Theophylline. As exclusion criteria, we applied cognitive deficits, and neuroimaging techniques have the presence of neurologic impairments (vascular disease, revealed a reduced cerebral perfusion in frontal and parietal dementia…), the existence of other chronic diseases as well areas [9]affecting the cognitive functions dependent on these as, psychiatric disorders. Control group (57.05±1.21 years of regions. These patients usually display deficits in memory, age) had no history of lung diseases (n=21). Both groups speed processing and attentional/executive functions [10, were equivalent to their age, gender and education (Table 2). Although airflow obstruction is the most 11]. However, we consider that one limitation of these Table 1: COPD group classification according to GOLD staging. previous studies is that they used very general and simple tests [12-15]. Our aim was to assess the declarative memory and Stage I Mild COPD FEV1≥ 80% attentional functions in patients diagnosed with COPD Stage II Moderate COPD (secondary to emphysema and not hypoxemic) using a wide Stage III Severe COPD Stage IV Verysevere COPD FEV1 5079% FEV1 3049% FEV1 <30% battery of neuropsychological tests which involved different aspects of both cognitive processes. With regard to the memory, we assessed the verbal short and long-term Number of participants 0 0 9 11 FEV1= 31.7±2.79 MRC= 3.45+0.26 Oxygen saturation= 91.10+0.86 Citation: Cayado NS, Piquero PS, Menendez CE, Rubio S, Lopez L. (2016). Deepening in the Cognitive Domains of Attention and Memory During Severe Stages of COPD. SciTz Neurol Neurosci. 2016. 1(1): 1001 pair. These pairs of words have no semantic or phonetic Procedure relation between them. Finally, a list of 24 words is read and the participant must recognize which were in the previous Table 2: Demographic characteristics of the groups list. N 20 COPD 21 Control GENDER Men: 75% Women: 25% Men: 66.7% Women: 33.3% AGE (Mean+SEM) 58.6+1.49 57.05+1.21 EDUCATION d2 Attention Test Primary: 40% Secondary: 30% Universitary: 30% Primary: 38.1% Secondary: 28.6% Universitary: 33.3% This test is made up of 14 lines with 47 characters in each and the participant, in a limited time, must mark the letters d and p when they are accompanied by one or two small lines placed individually or in pairs at the top or bottom of each letter. This test measures selective and sustained attention and provides indexes of processing speed as well as impulsivity in the response. The analyzed variables were: TA The study was carried out with full respect for the fundamental principles established in the Helsinki Declaration, the Convention of the Council of Europe on human rights and biomedicine, the UNESCO Universal Declaration on the Human Genome and Human Rights as well as the requirements of Spanish law in the field of biomedical research protection of personal data and (total of answers, a measure of processing speed), TE (total errors, omissions plus commissions). Previous scores allowed us to calculate the following indexes: TEF (total effectiveness in the test referred to the test execution quality), CI (concentration index) and %Error (measures the proportion of errors made (E) within the area of all items processed (TA)). bioethics. All participants were informed about the aims of the research, questionnaires and the confidentiality of their personal data by a declared informed consent. Both groups performed a battery of declarative memory and attention tests in two sessions of 35 minutes each. All testing was conducted by experienced professionals and the Attentional Control Test of Luria-DNA Battery The participant must pay attention to different verbal orders or sentences said by the experimenter and answer with verbal and non-verbal responses. This subtest assesses sustained attention and the ability of inhibition of distractors. standardized administration and scoring procedures for each test were strictly followed. First session: The session order was the Verbal Paired Associates I and II Test (Wechsler Memory scale-III, (WMS-III)) [17], the d2 Attention Test [18], the Attentional Control Test of Luria-DNA Battery [19], the Symbol Digit Modalities Test (SDMT) [20] and the delayed retrieval of Verbal Paired Associates Test. A brief description of each test is summarized: Verbal Paired Associates I and II Test (WMS-III) SDMT A list of different symbols is paired with numbers and the participant must write, as fast as possible, the number paired with the symbol. The number of correct substitutions in one minute is measured allowing us to know the processing speed of the participants. In this test, we also registered the total errors (omissions plus commissions) and the error percentage (measures the proportion of errors made within the area of all items processed). In the Verbal Paired Associates I, the participant is required to remember 8 pairs of words orally presented. After this, the first word of each pair is read and the participant must say the second word of the pair. 4 attempts are made with each pair of words, but in a different order. In the verbal paired associates II, and after a delay of 30 minutes, the participant must remember again the second word of the Second session: The session order was the Rey Auditory Verbal Learning Test (RAVLT) [21], the Rey-Osterrieth Complex Figure (copy) [22], the Pictorial Recognition Memory Test and Short Recognition Memory Test for Faces(Camden Memory Test) [23], the delayed reproduction of the Rey-Osterrieth Complex Figure, the Citation: Cayado NS, Piquero PS, Menendez CE, Rubio S, Lopez L. (2016). Deepening in the Cognitive Domains of Attention and Memory During Severe Stages of COPD. SciTz Neurol Neurosci. 2016. 1(1): 1001 delayed retrieval of the Rey Auditory Verbal Learning Test Statistical analyses were carried out using the SPSS (RAVLT) and the Letters and Numbers Test (Wechsler 19.0 (SPSS Inc., IBM Corporation, Chicago, USA) and the Memory Scale (WMS-III) [17]. results were expressed as mean +SEM. A Student´s t test RAVLT for independent samples was conducted and the results were A list of words is read and the participant must remember it considered statistically significant if p<0.05. regardless of the order. This first list (list A) is read five times and after each attempt, the participant is required to remember the list. Then, another list of words (list B) is read Results and the participant must remember it immediately. Finally, First session: the participant is required to remember and recognize the Verbal Paired Associates I and II Test (WMS-III) list A. This test assesses the immediate and delayed verbal The statistical analysis did not show significant differences memory, the effect of the interference (proactive and between groups in the number of recalled words over the 4 retroactive) between similar information, as well as the trials (T = -0.89, p=0.38). In the delayed retrieval, the recognition memory. COPD group remembered fewer words than the control Rey-Osterrieth Complex Figure group (T = -2.96, p=0.005), but significant differences were In the first part of the test, the participant must copy a not found in the recognition test (T = -1.18, p=0.24). geometric complex picture without evident meaning to d2 Attention Test assess the perceptive ability. After a delay of 15 minutes, the Results showed significant differences between groups in the participant must try to reproduce it to assess the delayed TEF (T = -4.06, p=0.001) and CI (T = -3.64, p=0.001) visual memory. indexes, but not in the number of total errors (omissions Pictorial Recognition Memory Test and Short Recognition plus commissions) (T = 1.11, p=0.27). In contrast, we found Memory Test for Faces (Camden Memory Test) significant differences between groups in the percentage of In the test of recognition of figures, 30 pictures of persons, errors (T = 2.08, p=0.04). places, animals and objects are shown to the participants and Attentional Control Test of Luria-DNA Battery then, each picture is shown again paired with two new Significant differences were found between groups showing pictures. The participants must decide which of the three that the COPD group had an altered sustained attention and pictures they saw in the first presentation. In the recognition problems to inhibit irrelevant information (T = -2.32, of faces, 25 photographs of persons are shownto the p=0.03) respect to the control group. participants and after this, they are paired with a new SDMT photograph. In both cases, the photographs were shown The Student´s t test for independent samples showed that during 3 seconds. The participants must decide which the COPD group processed fewer number of items respect photograph they saw in the first presentation. These subtests to the CO group (T = -2.65, p=0.01). Respect to the number assess the immediate visual memory recognition. of total errors, we did not find significant differences (T = Letters and Numbers Test (WMS-III) significance (T = 2.19, p=0.04), being the COPD group A series of letters and numbers is read and then, the which showed higher percentage. participant must remember the letters in alphabetical order Second session: and the numbers in sequential order. The length of the RAVLT series is longer in each trial. This test allows us to assess the In the immediate retrieval and in the total of recalled items verbal working memory. over the trials, we did not find significant differences Statistical analysis between groups (T = -1.05, p=0.30; T = -1.01, p=0.32, 39 39 39 39 39 39 39 39 39 39 1.39, p=0.17), but the percentage of errors reached statistical 39 39 39 respectively). Respect to the proactive interference effect, we Citation: Cayado NS, Piquero PS, Menendez CE, Rubio S, Lopez L. (2016). Deepening in the Cognitive Domains of Attention and Memory During Severe Stages of COPD. SciTz Neurol Neurosci. 2016. 1(1): 1001 did not find significant differences between groups (T = 39 0.02, p=0.99), or in the retroactive interference effect (T = 39 1.93, p=0.06). In the delayed retrieval of list A, both groups Pictorial Recognition Memory Test and Short Recognition remembered a similar number of words (T = -1.51, Memory Test for Faces (Camden Memory Test) p=0.14),but significant differences were found in the The Student´s t test for independent samples revealed recognition test (T = -3.25, p=0.002). significant differences between groups in the recognition of 39 39 pictures (T = -3.90, p=0.001) and faces (T =-3.83, p=0.001), 39 Rey-Osterrieth Complex Figure 39 showing the COPD group the worst performance. In the first part of the test, Student´s t test for independent samples did not show significant differences between groups Letters and Numbers Test (WMS-III) (T = -1.97, p=0.06). In the delayed reproduction of the The Student´s t test for independent samples did not show picture (15 minutes later) significant differences were also significant differences between groups (T =-0.70, p=0.49). not found (T = 1.22, p=0.76). Table 3 shows the mean values and the comparisons 39 39 39 between groups in the different tests. Table 3: Performance of each group in the different tests Discussion We conducted this study to shed light about the cognitive CONTROL GROUP COPD GROUP performance of COPD patients in declarative memory Total recall on Trials 1–4 17.71±0.9 16.1±1.58 (visual and verbal modalities) and attentional tests. Although Verbal Paired Associates II (WMS-III) Delayed recall (30 min.) Recognition 6.48±0.25 23.90±0.07 4.80±0.52* 23.70±0.16 Letters and Numbers (WMS-III) 10.52±0.36 5.95±0.47 48,33±1.73 5.14±0.35 10.90±0.49 10.24±0.50 14.81±0.08 10.05±0.58 5.35±0.47 45.35±2.42 5.15±0.49 9.40±0.61 8.95±0.70 14.15±0.1* Verbal Paired Associates I (WMS-III) Rey Auditory Verbal Learning Test Immediate retrieval (Trial A1) Total recall on Trials A1-A5 Proactive Interference (List B) Retroactive interference (List A) Delayed recall (30 min.) Recognition (List A) Rey-Osterrieth Complex Figure Copy Delayed reproduction (15 min.) several researches have revealed the existence of cognitive impairment in these patients [24], however, few is known about which cognitive functions are really impaired and the resultsvary depending on the type of test administered and the COPD severity.The reason of focusing on attention is the impact of this basic cognitive function on more complex cognitive domains, as executive functions or declarative 35.41±0.26 20.36±0.76 34.30±0.51 19.95±1.06 Camden Memory Test Pictorial Recognition Memory Test 28.71±0.71 25.40±0.77 * Short Recognition Memory Test for Faces 23.81±0.24 21.40±0.60 * d2 Test of Attention TEF (Total effectiveness) CI (Concentration index) Total Errors (commissions and missions) % Errors (Percentage of Errors) 362.52±13.65 138.33±5.92 20.14±2.8 4.09±0.6 282±14.45* 103.40±7.6 4* 26.65±5.2 7.36±1.45* Attentional Control Test (Luria-DNA Battery) Symbol Digit Modalities Test Total Number of Items Processed Total Errors % Errors (Percentage of Errors) 20.86±0.30 memory, being the last analyzed in our study. Respect to the declarative memory performance, some studies found that this cognitive function is altered in COPD patients [25,26], whereas other found the opposite finding [27,28]. Our results revealed that COPD patients did not have problems in the verbal memory tests because, even showing differences respect to the control group (Table 4, delayed recall of Verbal Paired Associates II and recognition in the Rey Auditory Verbal Learning test), their performance is within the normal range compared to the normative data test. In the rest of variables, we did not observe significant 42±2.4 0.47±0.1 1.11±0.45 19.25±0.64 * 32.3±3.7* 0.9±0.2 3.37±0.94* differences between groups (interference processes, immediate retrieval or learning curve). These data seem to indicate that the existence of differences between groups does not supposethat the COPD group has an altered cognitive functioning. In fact, De Carolis et al. (2011) [29] also found significant differences between the COPD and Citation: Cayado NS, Piquero PS, Menendez CE, Rubio S, Lopez L. (2016). Deepening in the Cognitive Domains of Attention and Memory During Severe Stages of COPD. SciTz Neurol Neurosci. 2016. 1(1): 1001 control groups in the Mini Mental State Examination On the other hand, the Attentional Control test (MMSE) performance, but both were within the normal allowed us to assess the anterior attentional system involved range (COPD: 29.1; control: 30) and Prigatano et al. (1983) in controlling the processing of information when the [26] also observed that the COPD group had a worse situation requires planification, conflict resolution or novelty performance in the Verbal Paired Associates test (immediate [35]. The worse performance of the COPD group seems to and delayed retrieval), but its result was normal for its age suggestthe existence of deficits in the prefrontal cortex- and education. dependent functions known as executive functions. De Consistent with our results, other studies did not Carolis et al. (2011) [29] also observed deficits in these found that COPD patients had a worse performance in superior cognitive functions (cognitive flexibility, divided verbal memory tests. For example, Antonelli-Incalzi et al. attention, phonological and semantic verbal fluency test, (2003) [30] observed a normal performance in the RAVLT non-verbal logical reasoning and problem-solving ability) and test and Crews et al. (2003) [31] found similar results even Antonelli-Incalzi et al. (2003) [30] also found deficits in when the patients were in an advanced illness stage. executive tests, such as simple analogies and sentence Regarding the visual memory, there is also controversy construction. According to this idea, it had been expected to between studies [8, 9, 25, 26, 31]. Our results showed that have found differences between groups in the Letters and COPD patients had a good performance in the copy and Numbers test frequently administered to assess the Working delayed reproduction of the Rey-Osterrieth Complex Figure, Memory (WM). However, a recent studyhas suggested that whereas in the recognition of pictures and faces of the WM tasks of WAIS scale are not sufficientlysensitive to Camden Memory testshowed deficits respect to the control analyzethe complex WM [36]. group. It is a surprising result because the recognition tests Finally, in the SDMT, the COPD group showed a usually are simpler than the free recall tests [32]. However, fewer number of processed items and a higher number of the Camden Memory test requires highly sustained attention errors respect to the control group. The SDMT has a high and a very efficient processing speed so, it is possible that the sensitivity to detect brain damage and patients with this deficits found in the COPD group could be due to its pathology usually have a low performance in this test [37, problems in the attentional cognitive domain. Moreover, the 38]. Moreover, a previous study has also found that COPD Camden Memory Test is very sensitive to brain damage patients have problems in the SDMT being their possibly present in the COPD patients [23].In fact, De performance positively correlated with the score in the Carolis et al. (2011) [29] observed that COPD patients had a Chronic Respiratory Disease Questionnaire (CRQ) [27]. On poor visual search respect to the control group. In contrast, the other hand, as we mentioned in d2 the test, the motor during the copy of the Rey-Osterrieth Complex Figure, the slowness could explain part of this worse performance result participant must pay attention to all elements that compound due to the characteristic of this sort of tests (non- the figure which could facilitate the acquisition and good computerized), but the difference between groups in the performance during the delayed retrieval. error percentage variable is not related to psychomotor The main deficits of COPD group were found in problems. attention tests suggesting the existence of deficits in divided Taking all into account, our results showed that attention, visual scanning, visual tracking and perceptual and COPD patients, in a severe illness stage,did not have motor speed. For example, in the d2 test, COPD group important deficits in declarative memory, above all in verbal processed fewer number of items, had more errors and its memory. In the case of the visual memory, the deficits found CI was lower than the control group. Some studies have in the Camden Memory test could be explained in part by suggested that the poor performance of COPD patients in an alteredvisual scanning, visual tracking and perceptual this type of test(non-computerized) could be due to speed. In the study of Villenueve et al. [39] the prevalence of psychomotor problems [33, 34]. impairment in visuospatial memory and intermediate visual Citation: Cayado NS, Piquero PS, Menendez CE, Rubio S, Lopez L. (2016). Deepening in the Cognitive Domains of Attention and Memory During Severe Stages of COPD. SciTz Neurol Neurosci. 2016. 1(1): 1001 memory was 26.9% and 19.2%, respectively.These results 3. Lopez-Giraldo A, Rodriguez-Roisin R, Agusti A. seem to contradict the idea that there is a relationship (2015). Enfermedad between the COPD severity and the cognitive dysfunction prodigiosa. Implicaciones para el diagnóstico, prevención y [40]. 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