Journal of Experimental Psychology: Learning, Memory, and Cognition 2002, Vol. 28, No. 1, 34 – 45 Copyright 2002 by the American Psychological Association, Inc. 0278-7393/02/$5.00 DOI: 10.1037//0278-7393.28.1.34 In Search of Perceptual Influences of Sentence Context on Word Recognition Timothy R. Jordan and Sharon M. Thomas University of Nottingham A major issue in the study of word perception concerns the nature (perceptual or nonperceptual) of sentence context effects. The authors compared effects of legal, word replacement, nonword replacement, and transposed contexts on target word performance using the Reicher–Wheeler task to suppress nonperceptual influences of contextual and lexical constraint. Experiment 1 showed superior target word performance for legal (e.g., “it began to flap/flop”) over all other contexts and for transposed over word replacement and nonword replacement contexts. Experiment 2 replicated these findings with higher constraint contexts (e.g., “the cellar is dark/dank”) and Experiment 3 showed that strong constraint contexts improved performance for congruent (e.g., “born to be wild ”) but not incongruent (e.g., mild ) target words. These findings support the view that the very perception of words can be enhanced when words are presented in legal sentence contexts. In contrast, from a modular perspective, sentence contexts do not affect processes involved in word perception (e.g., Fodor, 1983, 1998; Forster, 1979, 1981, 1985, 1994; Seidenberg, 1985). According to this view, sentence effects arise from knowledgebased representations that affect nonperceptual decisions regarding the identity of words and which, therefore, affect speed of reading and comprehension in ways that do not reflect processes underlying actual word perception (Fodor, 1983; Foss & Ross, 1983; Foss & Speer, 1991; Forster, 1979, 1994; Hess, Foss, & Carroll, 1995; N. E. Sharkey & Mitchell, 1985; A. J. C. Sharkey & Sharkey, 1992; N. E. Sharkey & Sharkey, 1987). For example, report of people in the sentence “the auto accident drew a large crowd of people” may be facilitated because the appropriateness of this word to the sentence context is determined faster, nonperceptually, when sentences are legal and meaningful (i.e., plausibility checking mechanism; Norris, 1986; compound cue theory; Ratcliff & McKoon, 1988; sophisticated buffer hypothesis; A. J. C. Sharkey & Sharkey, 1989; lexical distance model; A. J. C. Sharkey & Sharkey, 1992; global concept priming; Hess et al., 1995). A well-documented finding in the word recognition literature is that responses to words are facilitated when they are preceded by a legal sentence context (e.g., Duffy, Henderson, & Morris, 1989; Ehrlich & Rayner, 1981; Forster, 1981; Foss, 1982; Morris, 1994; Ratcliff, 1987; A. J. C. Sharkey & Sharkey, 1992; N. E. Sharkey & Sharkey, 1987; Simpson, Peterson, Casteel, & Burgess, 1989; Stanovich & West, 1983; West & Stanovich, 1982). For example, the word people is identified faster in the sentence “the auto accident drew a large crowd of people” than in the sentence “accident of large the drew auto crowd a people” (Simpson et al., 1989). However, although this advantage is well known, the actual influence exerted on word recognition remains to be determined. Of particular importance for theories of sentence processing is whether the influence of sentence context on word recognition is perceptual or nonperceptual. For example, from an interactive perspective, word recognition receives direct facilitation from spreading activation produced by sentence content and structure, producing preactivation of likely word candidates (e.g., Duffy et al., 1989; McClelland & O’Regan, 1981; Morris, 1994; Simpson et al., 1989). Accordingly, sentence effects arise from direct facilitation of processes underlying access to lexical entries such that the process of visual word perception itself is facilitated. In line with this view, the context “the auto accident drew a large crowd of” preactivates the lexical entry for people and, when required to report this target, participants’ responses are facilitated because perception of the stimulus benefits from the existence of a preactivated match. Identifying Perceptual Influences The ready availability of nonperceptual influences is a major obstacle to identifying the influence of sentence context on target word perception. In particular, participants may use explicit knowledge of sentence content and structure (i.e., semantic and syntactic knowledge to deduce which target words can complete a sentence; sentential constraint) and explicit knowledge of how words are spelled (i.e., lexical knowledge to deduce what letters can complete partially encoded target words; lexical constraint) to enhance strategically their performance with target words in legal sentence contexts. Thus, when tested in experiments, target word performance may differ between different sentence contexts even when the actual perception of target words remains unchanged across conditions. This presents problems for many paradigms in word recognition research, including those in which influences of sentence context on target word performance are measured using Timothy R. Jordan and Sharon M. Thomas, School of Psychology, University of Nottingham, Nottingham, England. This research was supported by Biotechnology and Biological Sciences Research Council Grants S12111 and S02532 awarded to Timothy R. Jordan. We are grateful to Ailis Murphy for running pilot experiments. Correspondence concerning this article should be addressed to Timothy R. Jordan, School of Psychology, University of Nottingham, University Park, Nottingham NG7 2RD, England. E-mail: [email protected]. ac.uk 34 SENTENCE CONTEXT AND WORD RECOGNITION naming, lexical decision, or fixation durations (e.g., Balota, Pollatsek, & Rayner, 1985; Balota & Rayner, 1983; Duffy et al., 1989; Ehrlich & Rayner, 1981; Morris, 1994; O’Seaghdha, 1989, 1997; Rayner & Well, 1996; Simpson et al., 1989). For example, in naming studies, responses to targets may be faster and more accurate in legal contexts (e.g., “the auto accident drew a large crowd of people”) because target words can be predicted from context and guessed from partial target information (e.g., peo—) better than in control contexts (e.g., “accident of large the drew auto crowd a people”) where no supporting context is present but the same partial target information is perceived. Similar nonperceptual influences can also reduce lexical decision latencies and target fixation durations, where targets may be identified using minimal perceptual information enhanced strategically by explicit knowledge of, in this example, the predictability of the word people in the legal context and how this word is spelled. In contrast, the same amount of target information may be insufficient to identify target words in control contexts that provided far fewer constraints. In this case, participants would need more information from the target, resulting in the longer lexical decision latencies and longer fixation durations that are found. A crucial step towards assessing the nature of sentential influences on word perception, therefore, is to examine sentential influences under conditions that suppress the ability of sentential and lexical constraints to enhance target performance nonperceptually. One technique that satisfies these requirements is the twoalternative forced-choice procedure originally developed to investigate the relative perceptibility of individual words, nonwords, and single letters under brief viewing conditions (generally referred to as the Reicher–Wheeler task, after Reicher, 1969, and Wheeler, 1970). Using this procedure, each presentation of a briefly presented target word is followed immediately by a forced choice between alternative words that differ by one (“critical”) letter whose serial position and probability of occurrence cannot be predicted from any other letters in the target. For example, if the word dark were presented, recognition of the third letter may be tested by asking participants to choose between the alternatives dark and dank, where (a) both critical letters, r and n, are consistent with the remainder of the word, (b) dark and dank are equally likely to be presented in the experiment, and (c) any serial position may be critical on a particular trial. Under these conditions, accurate performance hinges on perception of the critical part of the target that cannot be determined nonperceptually from any other part of the target or forced-choice alternative. Despite this stringent control, the Reicher–Wheeler task has consistently revealed advantages for legal stimuli (e.g., words, pseudowords) over other types of alphabetic display (e.g., nonwords, single letters), indicating differences in processes of perception rather than differences in nonperceptual enhancement (e.g., Baron & Thurston, 1973; Jordan, 1990, 1995; Jordan & Bevan, 1994, 1996; Jordan & de Bruijn, 1993; Jordan, Patching, & Milner, 1998, 2000; Reicher, 1969; Wheeler, 1970). Indeed, the Reicher–Wheeler task appears to rule out nonperceptual influences not just during the selection of an overt response but at any stage of processing (see Bjork & Estes, 1973; Johnston, 1978; Rumelhart & Siple, 1974; Thompson & Massaro, 1973). For example, Johnston (1978) argued that if nonperceptual constraint was being used at any stage in word perception, performance should be more accurate for letters that are highly constrained by the remainder of the word (such as the 35 final position of four, where only r and l are legitimate) than for letters that are not (such as the final position of hear, which can be completed by at least five alternatives—r, l, d, p, and t). Johnston found no such trend using the Reicher–Wheeler task. When applied to sentence research, the Reicher–Wheeler task offers an assessment of the perceptibility of target words that is not confounded by nonperceptual influences derived from sentential or lexical constraints. For example, if the legal context “the cellar was” were presented, followed by a brief presentation of a target word (e.g., dark) in its appropriate location at the end of the sentence, perception of the target word may be tested by asking participants to choose between the alternatives dark and dank. Of particular importance here is that both words are congruent with the remainder of the sentence, dark and dank are equally likely to be presented in the experiment, and any serial position of a target word may be tested on a particular trial (in this case, Serial Position 3). Under these conditions, participants are prevented from using information from other words in the sentence or from other positions in the target word to determine the identity of the correct response; overall accuracy of target performance relies on perception of the critical information in each target and this information cannot be determined by sentential or lexical constraint. Consequently, if performance with target words in this context were more accurate than in control conditions (e.g., when context words are transposed or replaced by random words), this advantage could be attributed reliably to enhanced perceptual processing of target words in legal sentence contexts rather than to nonperceptual enhancement based on sentential or lexical constraints. Using Serial Position Performance to Assess Context Effects The Reicher–Wheeler task also provides a means of revealing priorities attached to different positions in targets and so offers a fine grained analysis of the effects of sentence contexts. For example, many studies of single word perception report “outside– in” patterns of identification performance, indicating that the exterior letters of words are unusually important in processing words (e.g., Butler, Mewhort, & Tramer, 1987; Campbell & Mewhort, 1980; Humphreys, Evett, & Quinlan, 1990; Jordan & Bevan, 1994, 1996; Jordan & de Bruijn, 1993; Jordan et al., 2000; McCusker, Gough, & Bias, 1981; Merikle, 1974; Merikle & Coltheart, 1972; Merikle, Coltheart, & Lowe, 1971; Merikle & Glick, 1976; Mewhort & Campbell, 1978). A similar pattern of performance for target words in sentence contexts would indicate that similar processes of orthographic analysis were present in more general reading situations. Moreover, if patterns of performance were influenced by sentence context (i.e., legal vs. controls), these differences should be revealed even if overall levels of target word performance remain similar across context conditions. One previous study has provided information about target letter positions in sentence processing, although the Reicher–Wheeler task was not used. Ehrlich and Rayner (1981) recorded eye-fixation duration and fixation probability for targets in high and low constraining texts. When the original word was substituted for a visually similar word differing by one letter, fixation duration and fixation probability were more likely to increase when the substitution involved first or last letter positions (e.g., when right was substituted for night). This led Ehrlich and Rayner to conclude that the linguistic JORDAN AND THOMAS 36 content of sentences can reduce word identification thresholds and suggests that exterior letter positions take priority in word processing during reading (see also Humphreys et al., 1990; Jordan, 1990, 1995; Jordan et al., 2000). It remains to be seen if similar findings are produced by the Reicher–Wheeler task, which overcomes nonperceptual enhancement and provides a more explicit test of target perception in sentence contexts. General Procedure In this study, we investigated the advantage for words in legal sentence contexts by adapting the Reicher–Wheeler task to provide a new paradigm in sentence research that suppresses nonperceptual influences of sentence context on target word performance. Under these conditions, influences of legal sentence contexts on word perception (relative to controls) should be revealed without contamination from nonperceptual enhancement. Legal sentences were constructed using three words followed by one member of a pair of matched target words that differed by just one letter (e.g., “the cellar was dark” vs. “the cellar was dank”) and where both members of each word pair were syntactically legal and semantically viable. The three context words in each display were presented simultaneously as a complete string, followed by a brief presentation of one of the two equally likely target words in its appropriate location at the end of the (now complete) sentence (see Method section, Experiment 1). Participants were then required to select which of the two target words had been shown. Following the arguments of Forster (1981; see also Duffy, et al., 1989), control conditions were chosen to provide appropriate baselines for assessing the influence of legal contexts on target word performance. According to Forster (1981), evidence of facilitative effects for legal contexts are often due to comparisons with neutral baselines that actually inhibit word recognition. For example, neutral sentences such as “the word was dark” may create a greater demand on integration or checking processes than “the cellar was dark” and so impair performance. Thus, an advantage for target words in the latter condition may mean that the influence of these contexts is merely less inhibitory than the influence of neutral contexts against which they are measured. From Forster’s (1981) findings, random sequences of words provide a better baseline for assessing facilitation provided by legal sentence contexts. Four conditions were used in each of the three experiments reported in this article. In legal contexts, target words were presented in a context that was syntactically legal and semantically viable (e.g., “the cellar was dark”). Three control conditions were then constructed to match the legal contexts. In word replacement contexts, the words in legal contexts were replaced by words selected randomly (Forster, 1981) with the restriction that replacements matched the originals for number and shape of letters (ascender, descender, neutral) to minimize effects of simple visual differences between conditions (e.g., “flu rubber won dark”). Nonword replacement contexts that were visually matched to legal and word replacement contexts were used to investigate lexical influences on performance caused by using words as replacements (e.g., “bhx sokkac mev dark”). Finally, transposed contexts were formed by transposing the words in legal contexts so that they contained the same lexical content as legal contexts but disrupted legal sentence structure (e.g., “was cellar the dark”). Experiment 1 Our first aim was to establish whether being in simple legal sentences was sufficient to confer an advantage on target word perception (as measured by our adaptation of the Reicher–Wheeler task) when sentence contexts provide minimal cues (perceptual or nonperceptual) to target word identity. Accordingly, target words were attached to low-constraining legal sentence contexts that minimized semantic and associative links between context words and targets. For example, “it began to” was followed by either flap or flop and participants had to decide which of these equally likely target words was shown on each occasion. If legal sentence contexts exert only nonperceptual influences on target word perception (e.g., the modular perspective), accuracy of target word report should not be higher in the legal contexts of this experiment, relative to controls. Indeed, from the findings of Forster (1981), the “unfocused” legal sentences used in this experiment may actually produce poorer performance than word replacement controls. In contrast, if legal sentence contexts influence the processes underlying the actual perception of words (e.g., the interactive perspective), accuracy of target word report should be higher in legal contexts, relative to controls, despite the suppression of nonperceptual enhancement. Pilot testing confirmed that 2 s was long enough for contexts to be processed effectively. However, longer presentations may increase contextual influence. For example, Duffy et al. (1989) found that increasing the duration between context and target improved naming latencies for neutral and incongruent sentences. Moreover, Keefe and Neely (1990; see also Seidenberg, Waters, Sanders, & Langer, 1984) provided evidence that effects of context take time to build to a facilitative level of activation. Therefore, contexts were presented for 2 and 5 s in Experiment 1. Method Participants. Sixteen paid participants between the ages of 18 and 35 years were recruited from the University of Nottingham. Each participant took part in two 40-min sessions and all had normal or corrected-to-normal vision and were native speakers of British English. Stimuli. Forty-four matched pairs (20 practice, 24 experimental) of four-letter words were selected as target stimuli, with a mean frequency of written occurrence of 71.88 per million and a mean difference within each pair of 17.77 (SD ⫽ 13.66). Frequencies were calculated by averaging the reported occurrences in Francis and Kučera (1982) and Carroll, Davies, and Richman (1971). Each pair differed by only one letter and all four letter positions were represented equally (e.g., walk/talk; cave/cove; flop/flap; soul/soup). Forty-four contexts, each consisting of three words, were constructed to accompany each word pair in such a way that a legal phrase was formed when either of the pair members was added at the end of the context. The congruency of the final word in each sentence was assessed by a Cloze task in which 32 judges from the same population as the participants in the experiment were asked to generate a four-letter word most likely to complete each three-word context (e.g., “it began to ”). No target word was selected by any judge. Control contexts were constructed as described previously. For example, “it began to flap/flop” (legal), “of taper he flap/flop” (word replacement), “ek hojem bu flap/flop” (nonword replacement), and “to began it flap/flop” (transposed). Further examples of these contexts are given in Table 1. Visual conditions. Sentence contexts and target words were presented in lowercase Courier font. Sentence contexts and target words were presented on one continuous line of text. Each complete sentence was shown SENTENCE CONTEXT AND WORD RECOGNITION Table 1 Sample Sentences, Separated by Context Type, Used In Experiment 1 Alternative target words Context Legal he wanted to look into the it began to what an odd walk/talk cave/cove flap/flop soul/soup Word replacement do armful be bead aide flu of taper he sled is ill walk/talk cave/cove flap/flop soul/soup Nonword replacement ba sevlot hu huet evda fbo ek hojem bu zloh uc eff walk/talk cave/cove flap/flop soul/soup Transposed to wanted he look the into to began it odd what an walk/talk cave/cove flap/flop soul/soup centered around a central fixation point. A single four-letter word subtended 1.2 degrees horizontally. Words were presented in black on a white background. Background luminance was 23 cd/m2, foreground luminance was 0.5 cd/m2. Design. Participants took part in two 40-min sessions, one on each of two different days. Each session consisted of 80 practice trials and two target groups (A and B), each containing 96 experimental trials (24 target words ⫻ 4 contexts). Target Group A consisted of all four contexts completed by one randomly assigned member of each target pair. Target Group B consisted of all four contexts completed by the other member of each target pair. Both target groups were shown randomly intermingled in each session. Both members of each target pair were presented as forcedchoice alternatives on each occasion. Each session was divided into cycles of 16 pseudorandomly chosen stimuli counterbalanced across context conditions and critical letter position. Each participant took part in both context duration conditions (2 s and 5 s); to avoid disruption produced by changing context duration within a session, the same duration was used throughout each session. The order in which context duration was assigned was counterbalanced across participants. Apparatus. The experiment was controlled by a Cambridge VSG2/3 display controller (Cambridge Research Systems, Cambridge, England) attached to a Pentium computer. The stimuli were presented on a highresolution display equipped with rapid-decay phosphor with a spot persistence time of 1 ms to 10%, at a viewing distance of 65 cm. The screen had been modified to enable precise control of the visual angle subtended by stimuli and to maximize the resolution of the display (Jordan & Martin, 1987). The experiment was conducted in a darkened booth and participants entered their responses through an illuminated keyboard interfaced with the computer. Procedure. At the start of each trial, a fixation point appeared at the center of the screen. Participants were instructed to fixate this point when initiating a display. When participants pressed the return key on the 37 keyboard, the fixation point was replaced with the sentence context (for 2 or 5 s) before onset of the target word in its appropriate position at the end of the sentence. The context display remained on the screen while the target word was presented briefly (for a predetermined duration), completing the sentence display. The whole screen went blank at the offset of the target word. The forced-choice alternatives were shown 750 ms after target offset, one above and one below (randomly determined) the screen position previously occupied by the target. Alternatives were presented in uppercase to prevent responses based on simple visual matching. Participants selected either the upper or lower alternative by pressing the up or down arrow key on the keyboard. After responding, participants were required to say “yes” if they thought the complete sentence was legal (i.e., legal condition) and “no” if they thought it was not (i.e., word replacement, nonword replacement, or transposed conditions). These responses were recorded by the experimenter. Throughout the practice and experimental section, target exposure duration was reassessed after each cycle of 16 trials. Within each cycle, all targets were shown for the same exposure duration, irrespective of condition. Target exposure duration was increased by 6 ms if accuracy fell below 11 (68.75%) correct and decreased by 6 ms if it rose above 13 (81.25%) correct within each cycle. When adjustments to exposure duration were made at the end of a cycle, the same adjustments were made for each condition. This adjustment procedure ensured that overall performance fell in the midrange of the performance scale (theoretical midpoint ⫽ 75%) and that each condition was represented in the experiment at the same exposure duration an equal number of times. Average exposure duration of targets was 13 ms. Results The results of Experiment 1 are shown in Figure 1. Legality responses were practically error free (⬍ 1%), indicating that participants processed sentences appropriately. A within-subjects analysis of variance (ANOVA) was conducted with context duration (2 or 5 s), target group, context (legal, word replacement, nonword replacement, and transposed), and critical letter position as variables. Main effects were found for context, F(3, 45) ⫽ 6.87, p ⬍ .01, and critical letter position, F(3, 45) ⫽ 3.92, p ⬍ .02. No other main effect or interaction approached significance. Newman–Keuls tests revealed that legal contexts produced higher response accuracy than all other contexts (all ps ⬍ .01) and transposed contexts produced higher response accuracy than word replacement and nonword replacement contexts (all ps ⬍ .01). Response accuracy was higher for Positions 1 and 4 (79% and 78%, respectively) than for Positions 2 and 3 (66% and 65% respectively; ps ⬍ .01). Analysis by items revealed a similar pattern of effects: a main effect of context, F(3, 138) ⫽ 3.98, p ⬍ .01, critical letter position, F(3, 138) ⫽ 2.72, p ⬍ .05, and no other main effect or interaction. Newman–Keuls tests revealed the same pattern of differences as in the by-subjects analysis. Discussion Despite using low-constraining contexts for legal sentences and the Reicher–Wheeler paradigm to suppress nonperceptual influence, the findings of Experiment 1 show that accuracy of target word report was greater for legal contexts than for word replacement, nonword replacement, and transposed controls. Moreover, this advantage for words in legal contexts was consistent across target groups and letter positions, indicating that although legal 38 JORDAN AND THOMAS participants to process each context. However, although transposed sentences were reported reliably as “illegal” at both exposures, these contexts produced greater identification accuracy relative to word replacement and nonword replacement contexts (although less than legal contexts). This suggests that sentence coherence cannot account for all of the facilitation afforded by legal contexts over controls and that absence of sentence coherence cannot account for the lack of facilitation found for transposed contexts in previous studies (e.g., Masson, 1986; O’Seaghdha, 1989, 1997; Simpson et al., 1989). Notably, these previous studies used RSVP, where contexts unfold one word at a time and which may accentuate the illegal order of words in transposed sentences. In contrast, the advantage observed for transposed contexts in Experiment 1 when each entire context was presented simultaneously before and during target presentation (as in natural reading situations) may be a more relevant indication of the ability of transposed legal contexts to enhance word perception. Experiment 2 Figure 1. Mean percent correct report (% Correct) of target words presented in each context in Experiment 1. Contexts preceded presentation of target words for 2 s (Panel A) and 5 s (Panel B). contexts enhanced perception of targets, this enhancement was achieved without changing the relative perceptibility of target alternatives or the pattern with which orthographic information was encoded in other context conditions. Indeed, the U-shaped serial position curves we obtained in each context closely match those previously obtained with single-string displays (e.g., Butler et al., 1987; Campbell & Mewhort, 1980; Carr, Lehmkuhle, Kottas, Astor-Stetson, & Arnold, 1976; Jordan & Bevan, 1994; Jordan & de Bruijn, 1993; Jordan, Smith, & Phillips, 1995; Merikle, 1974; Merikle & Coltheart, 1972; Merikle et al., 1971; Merikle & Glick, 1976; Mewhort & Campbell, 1978; Prinzmetal, 1992; Prinzmetal & Silvers, 1994; Rumelhart & McClelland, 1982; see also Jordan 1990, 1995; Jordan et al., 2000; Jordan, Thomas, & Scott-Brown, 1999), suggesting that these earlier findings reflect processes of orthographic analysis that occur with sentential material. Although not the focus of the present study, this similarity suggests that models of word recognition developed to account for data obtained in single word recognition tasks are relevant to word recognition processes used during reading and mirrors the finding of Ehrlich and Rayner (1981) that exterior letters take priority (although see Briihl & Inhoff, 1995). Context exposures of 2 and 5 s produced similar effects of context and both produced virtually error-free identification of the legality of sentences, suggesting that 2-s exposures were ample for To provide a relatively straightforward measure of the effects of legal sentence contexts in the Reicher–Wheeler paradigm, the legal contexts used in Experiment 1 were low constraining to minimize semantic and associative links between contexts and targets. However, sentence contexts in everyday experience often provide cues to the identity of words that are greater than those provided by the legal contexts of Experiment 1. Therefore, in Experiment 2, legal contexts were now more predictive of target words while both members of each target pair still matched the context in which they were presented; for example, “the horse seemed lame/tame,” “the stone was opal/oval,” “the cellar was dark/dank,” and “the house is near/neat.” Method Participants. Sixteen paid participants were recruited from the same population as in Experiment 1 and took part in a 40-min session. All had normal or corrected-to-normal vision and were native speakers of British English. None had taken part in Experiment 1. Stimuli. Forty-four pairs (20 practice, 24 experimental) of matched target words and associated legal contexts were constructed in the same way as Experiment 1. Targets had a mean frequency of written occurrence of 77.43 per million and a mean difference within each pair of 22.13 (SD ⫽ 17.49). Legal sentences now reflected concrete concepts; each context contained a highly imageable subject noun (e.g., horse, stone, cellar, house) followed by a descriptive four-letter target word (e.g., lame/tame, opal/oval, dark/dank, near/neat). The congruency of the final word in each sentence was assessed by a Cloze task in which 32 judges from the same population as participants were asked to generate the four-letter word most likely to complete each three-letter context (e.g., “the horse was ”). All target words were selected by between 6 and 16 judges. Control contexts were constructed as in Experiment 1. However, to control for intralexical priming between context words and targets, the subject noun in each phrase was kept the same distance (i.e., separated by the same number of words) from the target as in legal contexts (e.g., “was cellar the dark/dank;” for discussion, see Duffy et al., 1989; Gough, Alford, & Holley-Wilcox, 1981; A. J. C. Sharkey & Sharkey, 1992; Simpson et al., 1989). Design. No effect of context duration was observed in Experiment 1. Consequently, because 2 s was the more natural reading time for such short SENTENCE CONTEXT AND WORD RECOGNITION phrases, all contexts were presented for 2 s. All other aspects of Experiment 2 were the same as Experiment 1. Results The results of Experiment 2 are shown in Figure 2. Legality responses were practically error free (⬍1%), indicating that participants processed sentences appropriately. A within-subjects ANOVA, with target group, context, and critical letter position as variables, showed main effects of context, F(3, 45) ⫽ 8.34, p ⬍ .01, and critical letter position, F(3, 45) ⫽ 4.42, p ⬍ .01. No other main effect or interaction approached significance. Newman–Keuls tests revealed that legal contexts produced higher response accuracy than all other contexts (all ps ⬍ .01) and that transposed contexts produced higher response accuracy than word replacement and nonword replacement contexts (all ps ⬍ .01). Response accuracy was higher for Positions 1 and 4 (80% and 79%, respectively) than for Positions 2 and 3 (66% and 65%, respectively; ps ⬍ .01). Analysis by items revealed a similar pattern of effects: a main effect of context, F(3, 138) ⫽ 5.39, p ⬍ .01, and no other main effect or interaction. Newman–Keuls tests revealed the same pattern of differences as in the by-subjects analysis. Discussion The findings of Experiment 2 are in close agreement with those of Experiment 1. Despite the use of the Reicher–Wheeler task to suppress nonperceptual influence, target identification accuracy was greater for legal contexts than for word replacement, nonword replacement, or transposed controls. Moreover, the enhancement produced by legal contexts was again consistent across target groups and letter positions, indicating that legal contexts did not change the relative perceptibility of target alternatives or the pattern with which orthographic information was encoded in other context conditions. The advantage produced by transposed contexts relative to word replacement and nonword replacement contexts was also replicated in Experiment 2. Consequently, this advantage was not a quirk of the stimuli used in Experiment 1 and Figure 2. Mean percent correct report (% Correct) of target words presented in each context in Experiment 2. Contexts preceded presentation of target words for 2 s. 39 supports the notion that when contexts are presented simultaneously before and during target presentation (as in natural reading situations), transposed legal contexts can provide some enhancement of target word perception, despite loss of sentence structure. Experiment 3 So far, the advantage for words presented in legal sentence contexts has been obtained using contextual constraints selected to match both members of each target word pair with equal congruency. However, if sentence context truly affects the perceptibility of words, legal contexts that constrain strongly the identity of target words should produce different levels of perceptual enhancement for target words of different contextual congruency. For example, when presented with the context “born to be ,” the target word wild would be a highly congruent completion. In contrast, the matched target word mild would be a very incongruent completion. From previous research, highly constraining contexts should improve performance more for congruent targets than for incongruent targets, relative to baseline context conditions (e.g., Duffy et al., 1989; Fischler & Bloom, 1979; O’Seaghdha, 1989; Stanovich & West, 1983; West & Stanovich, 1982). However, it remains to be seen whether a similar distinction between congruent and incongruent targets is observed when nonperceptual influences on target word performance are suppressed by using the Reicher–Wheeler task. From a perceptual perspective, strong contextual constraints should preactivate probable word candidates, which then facilitates the perception of these items. Thus, when presented with the context “born to be ,” perception of the congruent target word will be facilitated because the visual input from the target word will correspond to the preactivated candidate. In contrast, preactivation by this context should not facilitate perception of the incongruent target mild. Consequently, when testing perception of these words in the Reicher–Wheeler task, a greater advantage should be observed for wild than for mild, relative to word replacement and nonword replacement baselines where no contextual advantage for congruent over incongruent targets should be produced. However, it could be argued that the frequent cooccurrence of words in familiar phrases creates associations between their lexical entries (e.g., Fodor, 1983; Forster, 1981). As a result, a context word may activate not only its own entry but also that of the target, producing spurious “context effects;” for example, born may prime wild. Transposed contexts (e.g., “be born to wild”) should reveal these effects of lexical priming between contexts and targets, if they occur. Indeed, in light of the advantages already observed for transposed contexts with apparently much less capacity for lexical priming (Experiments 1 and 2), transposed highly constraining contexts may produce substantial advantages for congruent targets, if lexical priming is present. If the arguments concerning the ability of the Reicher–Wheeler task to suppress nonperceptual influences are valid (see the introduction), an advantage for congruent target words (e.g., wild) over their incongruent counterparts (e.g., mild) should not be contaminated by nonperceptual enhancement. Indeed, if nonperceptual influences were present in the task, strong contextual constraints should bias responses towards congruent alternatives, and so produce more errors for incongruent targets relative to baseline conditions. If this disadvantage for incongruent targets were found, the 40 JORDAN AND THOMAS suitability of the Reicher–Wheeler task for studying contextual influences on word perception would be brought into doubt. However, if an advantage for congruent targets were observed with no disadvantage for incongruent targets relative to baselines, the view that performance in the Reicher–Wheeler task reflects perceptual rather than nonperceptual contextual influences would be consolidated. Accordingly, Experiment 3 used strongly constraining legal contexts derived from well-known sayings, slogans, and song titles. These target words were then each paired with a visually matched alternative to produce a legal but incongruent ending (e.g., “born to be wild/mild,” “singing in the rain/ruin,” “go with the flow/flaw,” and “lie of the land/lane”). Method Participants. Sixteen paid participants, from the same population as in Experiments 1 and 2, took part in a 60-min session. All had normal or corrected-to-normal vision and were native speakers of British English. None had taken part in Experiments 1 or 2. Stimuli. Familiar phrases were chosen from well known sayings, slogans, and song titles that ended in four-letter words (e.g., “born to be wild”). The congruency of the final word in each sentence was assessed by a Cloze task in which 32 judges from the same population as participants were asked to generate the four-letter word most likely to complete each three-letter context (e.g., “born to be ”). Fifty-six (24 practice, 32 experimental) phrases that generated the same target word for all judges were chosen as congruent targets in the experiment. Each congruent target word was then partnered with a visually matched incongruent alternative that differed from the target by only one letter and produced a legal but incongruent ending (e.g., “born to be wild” vs. “born to be mild”); clearly, no incongruent targets had been selected by judges in the Cloze task. Targets had a mean frequency of written occurrence of 54.83 per million and a mean difference within each pair of 24.54 (SD ⫽ 19.68). All other aspects of this experiment were the same as Experiment 2. Results The results of Experiment 3 are shown in Figure 3. Legality responses were again essentially error free (⬍ 1%), indicating that participants processed sentences appropriately. Figure 3. Mean percent correct report (% Correct) of target words presented in each context in Experiment 3. Contexts preceded presentation of target words for 2 s. A within-subjects ANOVA, with target group (congruent, incongruent), context, and critical letter position as variables, showed main effects of target group, F(1, 15) ⫽ 22.43, p ⬍ .01, context, F(3, 45) ⫽ 3.64, p ⬍ .02, critical letter position, F(3, 45) ⫽ 3.56, p ⬍ .05, and an interaction between target group and context, F(3, 45) ⫽ 5.78, p ⬍ .01. Newman–Keuls tests revealed that response accuracy for congruent targets was greater in legal contexts than in any other context (all ps ⬍ .01), although response accuracy for incongruent targets did not differ across contexts (all ps ⬎.10). In addition, response accuracy was greater for congruent targets than incongruent targets in legal contexts ( p ⬍ .01) and in transposed contexts ( p ⬍ .05) but in no other contexts (all ps ⬎ .10). As before, response accuracy was higher for Positions 1 and 4 (82% and 80%, respectively) than for Positions 2 and 3 (69% and 67%, respectively; ps ⬍ .01). Analysis by items revealed similar findings: main effects of target group, F(1, 62) ⫽ 12.13, p ⬍ .01, context, F(3, 186) ⫽ 3.89, p ⬍ .01, critical letter position, F(3, 186) ⫽ 3.01, p ⬍ .05, and an interaction between target group and context, F(3, 186) ⫽ 6.82, p ⬍ .01. Newman–Keuls tests revealed the same pattern of differences as in the by-subjects analysis. Discussion When presented in highly constraining legal contexts, performance accuracy for congruent targets was substantially greater than for matched incongruent controls. However, this advantage for congruent target words was not present in baseline contexts (word replacement, nonword replacement) and performance accuracy for incongruent targets remained unchanged across all context conditions. Thus, the highly constraining legal contexts used in Experiment 3 enhanced performance with congruent targets without affecting performance with incongruent controls (relative to other context conditions). This finding, in particular, suggests that legal contexts increased the perceptibility of congruent targets rather than merely inspired a bias in participants to select the more congruent of the alternative responses on any trial. Moreover, as in Experiments 1 and 2, the influence of legal contexts on target performance (congruent and incongruent) was consistent across all letter positions, indicating that legal contexts did not alter the pattern of orthographic encoding present in other context conditions. However, the finding that legal contexts produced no benefit for incongruent target words over all other contexts is a departure from the benefits observed for all target words in the legal contexts of Experiments 1 and 2. This suggests that although low constraining legal contexts can improve perception of several candidate words, high constraining legal contexts produce benefits that are so focused that perception of only the word “defined” by each context is improved. Indeed, performance in transposed contexts suggests that similar word-specific benefits were taking place, presumably through lexical association, indicating that transposed contexts produced a subsidiary enhancement in target performance that resembled a weaker version of that observed with legal contexts. The advantage observed for congruent words in transposed contexts indicates again that transposed legal contexts can enhance target word perception despite loss of sentence structure. However, despite the greater opportunity for stronger lexical associations between context and (congruent) target words in Experiment 3 SENTENCE CONTEXT AND WORD RECOGNITION than in Experiments 1 and 2, the difference in the amount of improvement produced by legal and transposed contexts did not decrease in Experiment 3 and has remained remarkably similar across all three experiments (about 10%). We return to these points in the General Discussion. General Discussion The three experiments reported in this article reexamined the well-established advantage for words presented in legal sentence contexts using an adaptation of the Reicher–Wheeler task to suppress nonperceptual influences of contextual and lexical constraint. Specifically, the ability of participants to identify briefly presented target words in different context conditions was tested using a forced-choice procedure in which accurate target identification relied on perception of specific target information that could not be deduced nonperceptually from the context in which a target word was presented or from information present in other (noncritical) parts of each target word. Despite this stringent testing procedure, each experiment showed an advantage for words presented in legal contexts over all control contexts (word replacement, nonword replacement, and transposed). Indeed, this advantage was observed not only when legal contexts provided strong contextual constraints (Experiment 3) but also when legal contexts provided much weaker indications of target identity (Experiments 1 and 2). Moreover, in contrast to previous findings (e.g., Masson, 1986; O’Seaghdha, 1989, 1997; Simpson et al., 1989), an advantage for target words was also produced when legal contexts were transposed, even when the content of these contexts seemed to provide very little opportunity for lexical priming (Experiment 1). The first indication to emerge from these findings is that legal sentence contexts can facilitate the actual perception of words rather than merely the ability of nonperceptual processes to assist in the selection of the most likely candidate. For example, in a “strong” modular account of sentence processing, legal sentence contexts facilitate word identification by guiding nonperceptual decisions about a word’s identity made on the basis of output from the perceptual module (e.g., Fodor, 1983, 1998; Forster, 1979, 1981, 1985, 1994; Seidenberg, 1985). Under normal viewing conditions, output from the perceptual module would usually correspond to the correct identity of a target word that would then be integrated into the remaining words in the sentence. However, if the perceptual module is unable to identify a word (e.g., as in the brief presentation conditions of the experiments reported in this article), nonperceptual influences based on sentential constraint provided by legal contexts should increase the likelihood of accurate target identification, especially when lexical constraint provided by partial target word cues can facilitate guessing. In the present study, the potential benefit of these influences was nullified by the nature of the task, where accurate identification of targets required the perception of critical information that could not be determined by any other information in the display, in either the context or the target. Indeed, even when contexts were strongly constraining, and so provided ample opportunity for nonperceptual calculation of the likely identity of each target word (Experiment 3), performance with incongruent targets showed no indication that participants were using context in this way; that is, relative to the levels of performance observed in baseline contexts, strongly 41 constraining contexts inspired more frequent report of congruent targets only when congruent targets were shown. A modification of the strong modular account (e.g., Fodor, 1983; Forster, 1979), which Potter, Moryadas, Abrams, and Noel (1993) termed the lexical-priming modular model, does little to improve the ability of this general class of theory to explain the findings obtained. According to the modified account, frequent co-occurrence of words in discourse creates associations between their lexical entries that lead to intralexical priming when these words are encountered in legal sentence contexts where cooccurrence is more likely to occur. However, target identification was better in legal contexts than in transposed contexts (which contained the same words as legal contexts) in all three experiments, suggesting that target identification was enhanced by more than intralexical priming. Moreover, if this modified modular account of our findings were to succeed, intralexical priming would have had to occur between target words and words in the weakly constraining contexts (legal and transposed) used in Experiment 1 (e.g., “it began to flap/flop”). This does not seem likely. The evidence also appears to be inconsistent with less strong modular/interactive models (i.e., the expectancy model; Becker, 1980; Becker & Killion, 1977; and the modular/interactive model; Potter, et al. 1993; Potter, Stiefbold, & Moryadas, 1998) where, despite including interactivity between contextual and perceptual levels of processing, the locus of contextual influence remains at the final word selection stage. In these models, perceptual processing of a target word produces a set of candidates, weighted according to stimulus evidence. At the next stage, context interacts with these weights to produce a single best candidate, which is then the word consciously perceived. However, it is difficult to see why contexts in Experiments 1 and 2 should have led to the selection of the target presented on each occasion as the best candidate because none of these contexts specified either member of a target pair. Indeed, performance across the members of each pair showed no change across context conditions in either of these experiments, indicating that legal contexts did not produce different weightings for target words relative to contextless baseline (word replacement, nonword replacement) or transposed conditions. Moreover, congruent alternatives in Experiment 3 would have received more weight than their incongruent pair mates when presented in the strongly constraining contexts used in that experiment, thus decreasing the number of incongruent targets identified. However, as we have already pointed out, high constraining contexts in Experiment 3 inspired more frequent report of congruent targets only when congruent targets were shown.1 1 A similar argument can be applied to other putative nonperceptual influences on performance. For example, one virtue of the Reicher– Wheeler task is that it minimizes the role of memory in performance (i.e., only one word need be remembered on each trial) but effects of memory could conceivably be invoked to explain our findings. In particular, it could be argued that targets in all contexts in our experiments were perceived equally well but, when targets were not congruent with a context, memory for the original (veridical) percept may be impaired and report accuracy diminished. If this were occurring, target report should be particularly inaccurate for targets (e.g., mild) in contexts that are particularly incongruent (“born to be”) where nonperceptual (in this case, memorial) processes support systematically the congruent alternative (wild) even when 42 JORDAN AND THOMAS In contrast, the findings of this study are consistent with the view that legal context facilitates the actual perception of words and so support interactive theories of sentence processing. Theorists such as Morton (1969), Massaro (1979), and McClelland (1987) have proposed an interactive architecture in which sensory, lexical, and contextual information are used jointly to determine the identity of a word before awareness. Although some of the details of these models differ (see, e.g., Stolz & Besner, 1998), all share the critical view that the context in which a word is encountered can affect the process of perceiving that word. In interactive models, perceptual processing generates evidence for and against each of a large number of words (in effect, all the words in the lexicon). In parallel, information from sentence context generates evidence for and against these same word items. The resulting output from this interactive process is the candidate word that achieves the highest level of activation. From the findings of Experiments 1 and 2, legal sentence contexts enhance word perception even when context provides apparently little capacity to constrain the identity of each target word (especially so in Experiment 1). This finding is in agreement with the findings of previous studies in which facilitation of target identification has been reported in the absence of lexical relatives of each target (e.g., Foss, 1982; Hess et al., 1995; A. J. C. Sharkey & Sharkey, 1992; Williams, 1988) and suggests that syntactic coherence facilitated perception of words in our study. Moreover, while Forster (1981) has argued that previous findings may be explained by nonperceptual guesswork based on sentential and lexical constraints, the present findings are not susceptible to this caveat. First, we used the Reicher–Wheeler task to ensure that accurate target identification could not be inferred nonperceptually from either the context in which a target word was presented or from information present in the noncritical parts of each target word. Second, incongruent targets in Experiment 3 did not incur a disadvantage relative to performance in baseline contexts (which were selected in accord with the arguments for appropriate baseline contexts presented by Forster, 1981). As we have already argued (and as Forster, 1981, also points out), if nonperceptual guesswork were present, a disadvantage would be expected for incongruent targets in legal contexts relative to contextless baseline controls. Further evidence that syntactic coherence influences target perception comes from comparisons between performance in legal and transposed contexts. In line with previous studies, transposed contexts were included to provide a measure of influences of lexical relatedness on target performance (e.g., Masson, 1986; O’Seaghdha, 1989, 1997; Simpson et al., 1989). In line with the findings of these previous studies, target performance was facilitated less in transposed contexts than in legal contexts in all three experiments. However, in contrast to previous findings, transposed contexts did produce an advantage for targets relative to baseline contexts. At first sight, this suggests that intralexical activation between context and target words provided some degree of facil- incongruent targets are shown. However, report accuracy for targets in incongruent legal contexts was no lower than in word replacement and nonword replacement contexts that were incongruent with both types of target and offered no systematic memorial support for one alternative more than the other. itation for target perception. However, it is hard to reconcile this explanation with the facilitation produced by the weak constraining contexts of Experiment 1 (e.g., “to began it flap/flop”) where semantic or associative overlap between context words and targets was essentially nonexistent. Moreover, levels of facilitation produced by transposed contexts relative to legal and baseline contexts remained virtually unchanged across Experiments 1–3, despite substantial changes in the constraint provided by legal contexts and the content of transposed controls. Other objections to a role for intralexical priming in sentence context effects have also been raised by other researchers (e.g., Auble & Franks, 1983; Gough et al., 1981; Ratcliff, 1987; Ratcliff, Hockley, & McKoon, 1985; Simpson et al., 1989), and the general appeal of this account of sentence context effects appears limited. An alternative explanation of the facilitation produced by transposed contexts in the present study is that when words in transposed contexts are presented simultaneously, as in normal text (cf. the RSVP tasks used by Masson, 1986, O’Seaghdha, 1989, 1997, and Simpson et al., 1989), processes of syntactic analysis attempt initially to derive meaning from these contexts. Thus, when presented with the context “to began it” and the target flap or flop, participants may have attempted initially to “legalize” this sentence, which gave rise to a residual legal context effect, although further processing revealed the ultimate illegality of the display (as evidenced by the essentially error-free reports of sentence legality in all three experiments). Indeed, from the comments made by many of our participants, words presented in transposed contexts may actually be perceived (at least initially) in a syntactically legal arrangement, which ultimately becomes resolved as further processing takes place. We are currently researching this issue. The finding that target word perception was facilitated even when legal contexts were low constraining (Experiments 1 and 2) rather than only when they were high (Experiment 3) suggests that the facilitative effect of contextual information on word perception is a common occurrence in reading, requiring only that words are presented in grammatically legal sentences. In particular, while it may often be impossible to predict overtly the precise identity of a word from the sentential context in which it is presented (e.g., Experiment 1; Gough et al., 1981; McConkie & Rayner, 1976), influences from even low constraining contexts appear to be sufficient to facilitate processes of word perception by providing additional activation for word recognition to achieve threshold. For example, consider the low constraining context “it began to flap/ flop” used in Experiment 1. When the target word was presented (e.g., flap), the visual information encoded from this word may often have been sufficient to activate the node for the target word more than nodes for other words, but insufficient, by itself, to exceed recognition threshold. Specifically, although activation would have been produced, this activation is likely to have occurred for a number of visually and orthographically consistent words (including the nontarget alternative, flop) that may be mutually inhibitory, such that the net facilitation that resulted for the appropriate word node was insufficient to exceed threshold. Similarly, a weak source of contextual constraint (“it began to”) may also produce activation for a number of word nodes (e.g., constrained by syntax and, where appropriate, semantics) that also result in mutual inhibition and little net facilitation for a particular word node. However, if this weak source of contextual activation were coupled with the activation produced by the visual informa- SENTENCE CONTEXT AND WORD RECOGNITION tion encoded from the target word, a single word node may receive sufficient activation from both sources to surpass the interactive threshold (see also Duffy et al. 1989; McClelland, 1987; McClelland & O’Regan, 1981; Morris, 1994; Simpson et al., 1989). However, the findings of Experiment 3 suggest that the effects of high constraining contexts were somewhat different from those produced by the low constraining contexts of Experiments 1 and 2. In particular, perception of only those targets (e.g., wild) that were congruent with the high constraining contexts (e.g., “born to be”) was facilitated; perception of incongruent targets (e.g., mild) showed no benefit over control contexts, despite being presented in a context that was still grammatically legal and despite being visually very similar to their congruent counterparts. These findings suggest that, when sentential constraint was high, the facilitation produced was available only for the word that fitted each context. Thus, while the visual information encoded from each congruent and incongruent target word may have activated several word nodes, and so been insufficient by itself to exceed threshold in the node corresponding to the target, the activation produced by the context was sufficiently specific to activate only the node corresponding to the contextually defined target word and no others. However, since performance with incongruent items was no worse than in control contexts, this high degree of specificity does not seem to have inspired a general bias towards selecting each congruent alternative. Rather, when contextual constraint was high, visual analysis of congruent targets seems to have been facilitated but the role of visual input was not diminished, allowing even visually similar incongruent alternatives to be rejected reliably. These findings have some resonance with those of Balota et al. (1985), who investigated effects of sentential constraint on parafoveal processing by varying the predictability of target words and the availability of target information in parafoveal previews using the boundary technique. Of particular relevance is the finding that the benefit of parafoveal preview was greater when a target word was predictable, suggesting that identification of visual information in the parafovea was more accurate when aided by sentential context. These findings could be explained by nonperceptual influences of sentential (and lexical) constraint, which enhanced the accuracy with which the orthographic content of words in the parafovea was deduced. However, the complementarity of these findings to our own suggests that Balota et al. were right to conclude that high sentential constraint enhances perception of visual information in text. Indeed, as Balota et al. point out, the influence of context on performance they observed indicates that, when reading, the threshold for word recognition is set rather high, such that, even in high constraining contexts, considerable importance is placed on the consistency of contextual and visual information. Finally, the similar patterns of serial position performance observed across the four context conditions in each experiment suggest that advantages for target words in legal contexts were not produced by fundamental changes in the way words were perceived. Rather, improvements in legal contexts appear to reflect enhancement of the same processes of orthographic encoding in all context conditions.2 Moreover, the advantage for exterior letters we obtained is consistent with the view that exterior letters of words are unusually important in word recognition and resembles findings obtained previously with isolated displays (e.g., Butler et al., 1987; Campbell & Mewhort, 1980; Carr et al., 1976; Jordan 43 & Bevan, 1994; Jordan & de Bruijn, 1993; Jordan et al., 1995; Merikle, 1974; Merikle & Coltheart, 1972; Merikle et al., 1971; Merikle & Glick, 1976; Mewhort & Campbell, 1978; Prinzmetal, 1992; Prinzmetal & Silvers, 1994; Rumelhart & McClelland, 1982; see also Jordan 1990, 1995; Jordan et al., 1999; Jordan et al., 2000) and by Ehrlich and Rayner (1981) using textual displays. It should be noted, however, that we make no claim that an exterior letter advantage will persist throughout the perceptual processing of words. Indeed, it has been known for some time that serial position curves can change as exposure durations increase (e.g., Merikle & Glick, 1976) and identification of all letters will presumably eventually reach asymptote. However, this does not detract from the finding that target word performance in our experiments was underpinned by the same “outside–in” pattern of orthographic analysis in all context conditions and that this pattern of analysis was sufficient to produce high levels of target identification in legal contexts. In summary, the findings of this article indicate that legal sentence contexts facilitate the identification of words when tested under conditions that suppress contamination from nonperceptual influences of sentential and lexical constraint. 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