JCCP286927.qxd 3/28/2006 10:44 AM Page 327 INDIVIDUALISM AND GOOD WORKS Cultural Variation in Giving and Volunteering Across the United States MARKUS KEMMELMEIER EDINA E. JAMBOR JOYCE LETNER University of Nevada Building on previous research by Allik and Realo and Conway, Ryder, Tweed, and Sokol, the present study investigates whether cultural individualism is related to greater levels of prosocial behavior toward strangers. Focusing on regional variations within the United States, the authors found individualism to be positively related to charitable giving and volunteerism such that both were more likely to occur in more individualist states. Differentiating between different types of charitable causes, the authors found that cultural individualism was primarily related to giving to and volunteering for causes that were compatible with core individualist values, whereas no such relationship was found for religious causes and nonreligious cause that did not incorporate values of individualism. Keywords: individualism; volunteering; culture; altruism Charitable giving and volunteering is of central importance to the functioning of most modern societies. Volunteers provide a variety of services benefiting the greater public— services that might not exist otherwise. Likewise, donations support individuals, groups, and organizations, which promote social welfare through their work in a broad range of domains. In the United States, a country in which volunteering is heavily studied, roughly 84 million adults (44% of the adult population older than age 21) say they volunteer an average of almost 4 hours a week—an economic value of approximately $240 billion (Independent Sector, 2004). Likewise, in 2001, 89% of all American households contributed an average of $1,620 to charitable causes (Independent Sector, 2004). Similarly high levels have been reported for Canada (e.g., McKeown, 2000). Such data seem to suggest that North Americans are not only generous with their time and money but also that they do care about members of their communities, as giving and volunteering often occurs to the benefit of strangers. In the present article, we examine the cultural underpinning of such prosocial actions. We argue that patterns of giving and volunteering are shaped by core cultural values of individualism, such as self-actualization, individual achievement, and personal autonomy. At first blush, the high levels of giving and volunteering in the United States and Canada seem to be incompatible with the idea that both societies are among the most individualist societies on earth (e.g., Hofstede, 2001; Oyserman, Coon, & Kemmelmeier, 2002).1 Indeed, the cultural ideology of individualism has often been associated with the pursuit of one’s self-interest rather than group interest (e.g., Earley, 1989; Gelfand, Triandis, & Chan, 1996; Sampson, 1977), narcissism (Lasch, 1978), and indifference to or even hostility toward one’s community and its institutions (e.g., Hogan, 1975; Slater, 1976; see Lukes, 1973 for an overview). To the extent that the United States is really, according to widespread JOURNAL OF CROSS-CULTURAL PSYCHOLOGY, Vol. 37 No. 3, May 2006 327-344 DOI: 10.1177/0022022106286927 © 2006 Sage Publications 327 JCCP286927.qxd 3/28/2006 328 10:44 AM Page 328 JOURNAL OF CROSS-CULTURAL PSYCHOLOGY conceptualizations of individualism, the pinnacle of individualism, Americans and people from other individualist societies should be unlikely to engage in prosocial acts, least of all toward anonymous members of their community. Some theorists have even linked individualism to various social ills, including reluctance to commit to relationships (Dion & Dion, 1996), loneliness (Triandis, Leung, Villareal, & Clack, 1985), alienation, and high crime and divorce rates (e.g., Etzioni, 1993; Naroll, 1983). Although certain excessive forms of individualism may indeed be detrimental to community life, we argue that the cultural phenomenon of individualism is not inherently antithetical to community involvement and prosocial action (see also Allik & Realo, 2004). Rather, we aim to show that cultural individualism has the potential of promoting charitable giving and volunteerism. It is a misconception that cultural individualism is incompatible with community involvement and group life. At the most general level, if individualism describes a cultural worldview, as proposed by eminent theorists such as Hofstede (2001) or Triandis (1995), and not only individual preferences, it is by definition shared within a collective. That is, individualists can be assumed to exist within a community that shares their individualist values and practices. As such, individualism can bring a community together rather than dividing it. Direct support for this idea comes from Jetten, Postmes, and McAuliffe (2002), who showed that, among Americans, those who are highly identified with their nation are more likely to endorse the dominant cultural values of individualism than those who are lower identifiers. Such findings cast individualism as a collective phenomenon, which characterizes the way of life of a collective rather than an antagonistic disposition of individuals toward it (see Oyserman et al., 2002; Sampson, 1988). Given that cultural individualism is not antithetical to one’s investment in an individualist collective, such groups may nevertheless sanction the pursuit of one’s own self-interest— with potential implications for prosocial action. For instance, some research on social dilemmas suggests that individualist actors are less cooperative because they are primarily concerned with their own benefit (e.g., De Cremer & van Lange, 2001; McClintock & Liebrand, 1988; see also Utz, 2004). However, there is much evidence that prosocial action occurs for a number of different reasons, including both selfish and altruistic ones (e.g., Batson, 1994; Oliner, 2002; Schroeder, Penner, Dovidio, & Piliavin, 1995; van de Vliert, Huang, & Levine, 2004; Wuthnow, 1991). In the context of their research on volunteerism in the United States, Clary and Snyder (1999; Clary et al., 1998) identified six functions that volunteerism served for the individual, five of which were highly individualist in nature in that they promoted the individual in one way or another. First, volunteering served as a means to learn about the cause or organization for which they were volunteering. Second, especially for students, it was a means of furthering their own careers, for instance, by getting their foot in the door at a place where they would like to be employed. Third, volunteering also served to further personal growth, enabling individuals to feel better about themselves. Fourth, volunteer activity also allowed a great deal of self-expression in that individuals were able to enact deeply held values and convictions. Last, volunteering offers individuals an escape from personal problems and even allows them to assuage personal feelings of guilt about social inequality. This list clearly harkens themes of individual achievement, self-actualization, and self-promotion that are deemed central to cultural individualism (e.g., Bellah, Madsen, Sullivan, Swidler, & Tipton, 1985; Oyserman et al., 2002; Triandis, 1995). That is, to the extent that individualists feel that they benefit from prosocial action, it is plausible to expect them to be involved in prosocial activities such as volunteerism. Waterman (1981, 1984) offered a very different conceptualization focusing on the ethical implications of individualism. According to this author, individualism entails an emphasis on JCCP286927.qxd 3/28/2006 10:44 AM Page 329 Kemmelmeier et al. / GIVING AND VOLUNTEERING 329 personal development and self-improvement (e.g., to develop one’s own potential). With regard to ethics, individualist self-actualization is unlikely to be aimed at narcissistic hedonism; rather, it promotes the goal to live one’s life as a responsible and conscientious citizen who is able to make informed ethical choices.2 Thus, according to Waterman, prosocial action for individualists is a matter of personal responsibility. Also, individualism tends to champion a universalist human ethic that stresses individuals’ dignity and human rights (Schwartz, 1990; Triandis, 1995). Because in individualist contexts personal values and preferences serve as the proper basis for one’s actions (e.g., Triandis, 1989; Ybarra & Trafimow, 1998), prosocial action becomes a matter of principled decision making, which has to take into account one’s value commitments and individual responsibilities (Waterman, 1984). Waterman argued that these factors should increase social interdependence and prosocial behavior and reviewed evidence that is consistent with this notion (Waterman, 1984). In brief, this conception of individualism highlights that individualism promotes rather than hinders social welfare. Although in individualist societies prosocial behavior is viewed primarily as a matter of individual agency, in collectivist societies acts of helping are often matters of normative ingroup solidarity. Regardless of their personal preferences, individuals are expected to support members of their ingroup (e.g., Eckstein, 2001; Freeberg & Stein, 1996). This “mechanical solidarity,” as Durkheim (1893/1964) termed it, entails that in collectivist societies ingroup-outgroup boundaries are more firmly drawn (Iyengar, Lepper, & Ross, 1999; Schwartz, 1990), with helping being given primarily to the ingroup. This starkly contrasts with individualism’s focus on individuals, who are valued and considered deserving apart from their group memberships (cf. Kemmelmeier, 2003). This implies that collectivists should be less likely to extend a helping hand to strangers and other non-ingroup members. Perhaps more than the pursuit of one’s self-interest, modern varieties of individualism entail the ideas of personal independence and self-determination rather than submission to tradition or authority (e.g., Gelfand et al., 1996; Kemmelmeier, Burnstein, & Peng, 1999; Kemmelmeier, Wieczorkowska, Erb, & Burnstein, 2002; Sampson, 1977; Triandis, 1995). Individualists value choosing their own goals and their own way of life (Markus, Mullally, & Kitayama, 1997). As a result, they are not likely to subordinate their personal goals to that of a group or to enter situations in which their own outcomes are interdependent with those of others. Moreover, to an individualist, personal choice is often not merely a cherished privilege but a reflection of his or her own authentic self (Markus et al., 1997). In other words, one’s choices show who one really is. Because personal self-determination is so critical to individualists, it is hardly surprising that among individualists, but not among collectivists, the perception of choice and control over one’s fate is linked to greater wellbeing (Sastry & Ross, 1998) and enhanced personal motivation (Iyengar & Lepper, 1999). The impact of individualist self-determination is perhaps nowhere more apparent than with regard to the family (e.g., Scanzoni, 1975). Collectivists tend to have larger families, often with multiple generations living under the same roof (Triandis, 1995). By contrast, individualists tend to view these traditional family living arrangements as constraining and often seek arrangements that allow them the pursuit of personal goals, such as their career (e.g., Waite, Goldscheider, & Witsberger, 1986). Furthermore, individualists tend to be more willing to dissolve personal relationships, such as through divorce, if they are no longer satisfying (e.g., Bohle, 1994; Etzioni, 1993). Thus, the individualist emphasis on personal choice and self-determination is reflected in higher divorce rates and larger numbers of people living alone (e.g., Kemmelmeier & Uz, 2005; Vandello & Cohen, 1999). It is critical to note, however, that the individualist emphasis on personal self-determination may or may not lead to socially undesirable consequences, such as greater selfishness. If, as JCCP286927.qxd 3/28/2006 330 10:44 AM Page 330 JOURNAL OF CROSS-CULTURAL PSYCHOLOGY argued by Waterman (1981, 1984), individualists try to improve themselves, and if they tend to endorse a universalist ethic, making ethically sound choices is key to the process of selfactualization. That is, because personal choices are an expression of one’s moral character, individualists may reject selfish goals in favor of highly communal, and even altruistic, ones. So individualists may choose to become involved in their community or choose to build committed interpersonal relationships with others (Bellah et al., 1985; Sampson, 1988; Wuthnow, 1991). de Tocqueville’s (1835/1969) early observations and more recent data by Curtis and colleagues (Curtis, Baer, & Grabb, 2001; Curtis, Grabb, & Baer, 1992) concerning the importance of voluntary association memberships in American life highlight the importance of individual self-determination in U.S. social relations. This leads to the expectation that people in individualist societies such as the United States elect to contribute to communal causes to the extent that this engagement occurs voluntarily and is not dictated by forces external to the individual (e.g., social norms). This voluntaristic stance is markedly different from collectivist societies in which helping often occurs based on normative expectations or because of a sense of obligation toward ingroup members (e.g., Eckstein, 2001; JanoffBulman & Leggatt, 2002; Miller & Bersoff, 1998; Miller, Bersoff, & Harwood, 1990). Thus, because charitable giving and volunteering are prosocial actions that people may choose to engage in and because such actions benefit strangers rather than ingroup members, we expect both forms of assistance to be more prevalent in individualist societies than in collectivist societies. The voluntaristic approach of individualist societies also entails that individuals are able to select to whom they want to offer a helping hand. Indeed, previous research shows that, compared to people in collectivist societies, those in individualist societies tend to be highly discriminating in choosing whom they support. For instance, whether people in individualist societies help or not depends on whether they like the prospective recipients of help or whether they consider them deserving, whereas such factors play much less of a role for people in collectivist societies (e.g., Miller & Bersoff, 1998; Miller et al., 1990). A similar stance should also be found with regard to whom individualists choose to support such that causes that are compatible with individualist values of self-determination, self-promotion, or self-actualization are the most likely recipients of support. THE PRESENT STUDY In the present study, we sought to investigate regional variations in giving and volunteering across the different states of the United States. The United States is particularly suited for such an analysis because state-level averages of giving and volunteering are publicly available, along with a state-level indicator of individualism proposed by Vandello and Cohen (1999). Focusing on various social practices, these authors demonstrated a substantial amount of variation in individualism across different U.S. states whose effects have been shown to be similar to international variations in individualism (e.g., Allik & Realo, 2004; Conway, Ryden, Tweed, & Sokol, 2001; Kemmelmeier, Wieczorkowska, et al. 2002). We related this intranational variation in individualism to data on giving and volunteering obtained from a nationally representative survey that included respondents from most U.S. states. Based on the above reasoning, we predicted that giving and volunteering are more prevalent in individualist states than in collectivist ones even when plausible confounds are controlled. By focusing on giving and volunteering, we investigate cultural influences on two very different kinds of prosocial action. Volunteering requires a good deal of behavioral planning JCCP286927.qxd 3/28/2006 10:44 AM Page 331 Kemmelmeier et al. / GIVING AND VOLUNTEERING 331 and often entails a commitment for an extended period of time. At the same time, volunteering often entails close interpersonal interaction with the needy or other beneficiaries of volunteer services. Charitable giving, on the other hand, requires comparatively minimal planning and commitment, which allows donors to remain fairly removed from the cause they wish to support if they so choose. In the present investigation, we also examine two moderators of the relationship between cultural values and prosocial behavior toward strangers. First, we expected giving to and volunteering for religious organizations to be unrelated to cultural values. Contributions to religious organizations are likely to occur because individuals contribute to their congregations, thus disqualifying them as cases of stranger-on-stranger helping (e.g., Wuthnow, 1999). Indeed, because collectivism emphasizes commitment to one’s ingroup, one could argue that collectivism, and not individualism, should predict these types of assistance extended by members to their congregations.3 However, we find it more plausible that the dimension of individualism-collectivism is unrelated to giving to and volunteering for religious organizations mainly because, in such cases, engaging in good works is frequently not a matter of individual choice. There are often clear expectations with regard to how and how much members are to contribute to their congregations (i.e., tithing). Such norms are likely to minimize the influence of cultural values on giving and volunteering because they do not permit the individual to choose freely between different courses of action. Given our emphasis on individualism and its voluntaristic approach to prosocial action, we expect individualism to be of little influence when social-contextual forces are strong (e.g., church members tithing to comply with the shared expectations of their ingroup). Conversely, when social-contextual forces are weak and decisions are freely made (e.g., when individuals decide whether to send a check to an arts education program), the influence of individualism should be particularly visible. Second, to the extent that cultural individualism serves as a basis for giving and volunteering, we expect its influence to be stronger for nonreligious causes that are consistent with an individualist worldview. Specifically, causes that champion or represent individualist values of personal development, self-determination, and individual achievement should be particularly likely to receive support in individualist states but less likely to receive much support in collectivist states. Specifically, individualism should predict support of the arts and recreational activities as they reflect aspects of individuals’ selfactualization. Individualism should also be related to the support of educational causes and youth development programs because both reflect an emphasis on personal development. And last, educational and other career-related causes should be supported by individualists because they are compatible with the notion of individual achievement. At the same time, compared to the above individualist causes, we expected individualism to be a much weaker predictor of other causes, which do not necessarily reflect specific individualist concerns. Surely, given our argument above, individualists could be expected to support causes such as health care or human services based on their desire to act responsibly and ethically (cf. Waterman, 1984). However, we are merely arguing that individualists’ tendency to engage in prosocial behavior should be strongest when it supports causes that also connect with cherished values and concerns. Note that our investigation is not the first to tackle the cultural bases of community involvement and prosocial action. Some social scientists have long presupposed volunteerism to be of a distinctly individualist origin (e.g., Wuthnow, 1991), yet there has been very little empirical evidence to support this idea (see the critique by Eckstein, 2001). This only changed very recently, when Allik and Realo (2004) demonstrated in international JCCP286927.qxd 3/28/2006 332 10:44 AM Page 332 JOURNAL OF CROSS-CULTURAL PSYCHOLOGY comparisons as well as within-U.S. comparisons that individualism was related to greater levels of social capital. Because the social capital construct refers to formal and informal community networks, the Putnam 2000 index of social capital used by Allik and Realo also included 1 item referring to volunteerism (out of 14 items), but no separate analyses were reported. Charitable giving was not addressed in Allik and Realo’s study. Furthermore, Conway et al. (2001) found that Levine, Martinez, Brase, and Sorenson’s (1994) index of interpersonal helping, composed of six diverse helping behaviors, correlated with state levels of individualism. Although this study did not focus on volunteering, Levine et al.’s data included information on charitable giving to one organization (United Way), which Conway et al. found to be related to individualism. Apart from the fact that these data only focused on one specific charitable organization, the generalizability of Conway et al.’s findings is limited by the fact that Levine et al.’s data pertain to only 17 of the 50 U.S. states. Also, their data were collected exclusively in urban, but not rural, areas. Given that U.S. states vary dramatically in their rates of urbanization (ranging from 38% to 94% in the states included in the present study), the extent to which each of their data point represents the state as a whole varies considerably. The present investigation overcomes these shortcomings by relying on representative data and by analyzing state levels of giving and volunteering separately for a wide array of causes. METHOD SAMPLE AND DATA For the present investigation, we relied on the 1999 installment of Giving and Volunteering in the United States, a biannually conducted national study conducted by the Gallup Organization for the Independent Sector (2000). This study used a multistage random sampling procedure to obtain nationally representative data on charitable giving and volunteering. The sampling procedure was identical to the one used for the Gallup Organization’s regular national surveys of adults but was supplemented by special purpose samples of targeted population (“Blacks,” “Hispanics,” and the “affluent”; see Independent Sector, 2000). All interviews were conducted over the phone from May through July 1999. The resulting data set included 2,553 respondents from 40 of the 50 U.S. states.4 Because some populations were oversampled, a sampling weight was used to render this data set representative of the U.S. population of noninstitutionalized adults 18 years of age or older. Note that the number of respondents randomly drawn from each state differed dramatically, ranging from 8 (Rhode Island) to 247 (California). This variation resulted from the fact that the sample as a whole was designed to be representative of the United States, implying that the size of each state-level sample was roughly proportional to the state’s population share. Because the present analyses focus on state-level data, the unequal sample size represents a potential source of distortion because the reliability (and standard error) of each state mean necessarily varies with the number of cases on which it is based. To adjust for unequal state-level sample sizes, all analyses reported here were performed on weighted data. VARIABLES Volunteering. In the 1999 Giving and Volunteering survey, respondents indicated whether they had worked in some way to help others for no monetary pay. Specifically, respondents JCCP286927.qxd 3/28/2006 10:44 AM Page 333 Kemmelmeier et al. / GIVING AND VOLUNTEERING 333 reviewed a list of causes or types of organizations and indicated whether they had volunteered in the 12 months prior to the interview. The list of causes or types of organizations included (a) arts, culture, and humanities; (b) education; (c) recreation (adults); (d) work-related organizations; (e) youth development; (f) the environment; (g) health organizations; (h) human services; (i) international causes; (j) political organizations; (k) private and community foundations; (l) public/societal benefit; (m) religious organizations; and (n) other (see Wuthnow, 1999, for examples of specific organizations and their categorization). Furthermore, respondents indicated whether they had volunteered informally, that is, outside of the context of a formal organization. The correlations between the state-level proportions of volunteers for each of these causes are displayed in the upper half of Table 1. We performed a principal components analysis (PCA) on these data and found the Eigenvalue of the first factor to be more than 5 times greater than the second factor. This dominant factor accounted for almost 52% of the overall variance in volunteering between states. Charitable donations. Respondents also indicated whether they had contributed any money to charitable organizations or causes. Specifically, for each type of organization or cause listed above (except work-related organizations and political causes), respondents indicated whether they had contributed money during 1998. For all individual-level responses, we aggregated the data such that we computed state-level proportions based on the respondents from a particular state. The correlations between the state-level proportions of donors for each of these causes are displayed in the lower half of Table 1. A PCA performed on these data also revealed a dominant factor (identified by an Eigenvalue 3 times greater than that of the next factor), which captured roughly 44% of the overall variance. Individualism-collectivism. From Vandello and Cohen (1999), we obtained a collectivism score for each state. Because Vandello and Cohen treat individualism and collectivism as opposite ends of the same underlying continuum, for the present purpose the original collectivism index was reversed, with higher values indicating higher levels of individualism and vice versa. Note that Vandello and Cohen’s unidimensional interpretation of the individualism-collectivism construct is acceptable for the characterization of cultural units, but at the individual level of measurement, a multidimensional view of individualism and collectivism is more appropriate (Leung, 1989; Triandis, 1989). Specifically, the Vandello and Cohen index is based on the following eight variables: (a) the percentage of people living alone, (b) the ratio of divorce rate to marriage rate, (c) the percentage of elderly people living alone, (d) the percentage of people with no religious affiliation, (e) the average percentage of votes for the Libertarian party during the past four presidential elections,5 (f) the percentage of self-employed people, (g) the ratio of people carpooling to work compared to those driving alone, and (h) the percentage of households with grandchildren in them. (With the exception of the last two variables, higher values indicate higher levels of individualism.) The index has a standardized Cronbach’s α = .71, and was scaled to have a mean of 50 and a standard deviation of 20. Control variables. Previous research had demonstrated that helping behavior is influenced by personal affluence, degree of urbanization, and the climate (cf. Levine, Norenzayan, & Philbrick, 2001; van de Vliert et al., 2004); therefore, these variables were controlled in our analyses. First, to tap personal affluence, we used the state average of TABLE 1 334 .51 NA .27 (9) International/foreign organizations (10) Political organizations (11) Private/community foundations — .56 .38 .04 .68 .12 NA .57 .62 .61 .57 .76 NA .56 .29 .04 –.10 .33 .29 NA .30 .51 .42 .19 .61 NA — .60 .62 (3) NA NA NA NA NA NA NA NA NA NA NA — .59 .66 .70 (4) .67 .44 –.09 .61 .18 NA .51 .68 .50 .48 — .69 .56 .66 .65 (5) .33 .13 .24 .47 .01 NA .15 .51 .55 — .45 .43 .48 .75 .59 (6) .47 .21 .23 .43 .02 NA .17 .72 — .45 .59 .40 .35 .50 .64 (7) .43 .31 .10 .60 –.11 NA .22 — .71 .54 .69 .61 .38 .54 .62 (8) .48 .51 –.05 .31 .40 NA — .44 .56 .59 .33 .29 .32 .48 .62 (9) NA NA NA NA NA — .34 .244 .08 .48 .37 .54 .60 .40 .51 (10) .23 .29 –.02 –.13 — –.04 –.02 .17 –.01 –.05 .39 .27 –.08 .11 .09 (11) .45 .24 .09 — .02 .80 .50 .53 .36 .59 .58 .62 .73 .56 .69 (12) .05 .01 — .03 .06 .05 –.01 .11 .08 .17 .05 .04 .17 .25 .13 (13) .49 — .08 .54 .13 .42 .51 .69 .51 .65 .64 .61 .39 .71 .66 (14) — .72 .08 .68 .05 .57 .48 .67 .51 .63 .67 .78 .64 .64 .76 (15) NOTE: N = 40. NA = not applicable. Coefficients above the diagonal represent intercorrelations between the state-level proportions of volunteers for different types of causes. Coefficients below the diagonal represent intercorrelations between the state-level proportions of donors for different types of causes. Italicized coefficients (between Variables 1–5) represent intercorrelations between giving to and volunteering for individualist causes (see Results section). .31 .52 (8) Human services .58 .49 (7) Health organizations (15) Informal .55 (6) Environment (14) Religious organizations .66 (5) Youth development .50 NA (4) Work-related organizations .01 .59 (3) Recreation (adult) (13) Other .75 (2) Education .74 (2) 10:44 AM (12) Public/society benefit — (1) Arts, culture, and humanities (1) 3/28/2006 State-Level Intercorrelations Between Volunteering and Charitable Giving for Different Causes JCCP286927.qxd Page 334 JCCP286927.qxd 3/28/2006 10:44 AM Page 335 Kemmelmeier et al. / GIVING AND VOLUNTEERING 335 personal income in 1999 (Almanac of the 50 States, 2001). Because charitable giving and, to some extent, volunteering may be primarily a function of one’s disposable income rather than absolute level of income, we also controlled for the 1999 cost of living index for each state (CQ’s State Fact Finder, 2002). Second, to address urbanization, from the 2000 U.S. Census, we computed the percentage of individuals within each state who live in urban areas. Last, to address the potential influence of climate, we used the average daily mean temperature for each state, averaged for 9 years, from 1990 to 1998. These data were obtained from the Web site of the U.S. National Climatic Data Center (www.ncdc.noaa.gov). RESULTS Across states, giving and volunteering were reliably related, r = .73, p < .001. This correlation is high enough to suggest that giving and volunteering are both reflective of a prosocial orientation toward aiding strangers, yet it is low enough to highlight that charitable giving and volunteerism reflect different ways in which individuals contribute to their communities. For a preliminary test of our hypotheses, we examined zero-order correlations between individualism and giving and volunteering. Individualism was reliably related to charitable giving such that there were more donors in high-individualism states, r(40) = .33, p = .04. Although the correlation coefficient for individualism and volunteering was also positive, it did not reach conventional levels of statistical significance, r(40) = .20, p = .21. However, because of the correlated nature of our two outcome variables and to control the influence of extraneous variables, we conducted a series of linear mixed model analyses. This approach allows the simultaneous regression of multiple dependent variables on a set of predictors (“repeated measures regression”) and permits researchers to examine whether a given predictor is differentially related to the outcome variables. The procedure is based on an iterative maximum likelihood estimation procedure. All linear mixed model analyses were carried out using SPSS 12.0.2’s MIXED procedure (Norusis, 2003). In the first model (Model 1), we predicted state levels of giving and volunteering from individualism while controlling for income, cost of living, urban population, and average temperature.6 As expected, individualism was a significant predictor of giving and volunteering, F(1, 34) = 4.39, p = .044. Follow-up analyses demonstrated that individualism had a significant impact on both charitable giving, b = .0086, p = .032, and approached significance for volunteering, b = .0069, p = .081 (see top row of Table 2). These coefficients indicate that for every additional point on Vandello and Cohen’s (1999) individualism measure, the percentage of donors within a state increases by almost 1%, whereas the percentage of volunteers increases by roughly 0.7%. Because a nonsignificant interaction term indicated that these coefficients were not reliably different from each other, F < 1, this model supports our contention that individualism is an antecedent of both giving and volunteering. Recall, however, that we expected the link between prosocial action and individualism to be moderated by type of cause. Thus, we generated a second linear mixed model (Model 2) that allowed us to examine the influence of individualism on giving and volunteering separately for nonreligious causes and religious causes while partialing out the influence of our control variables. To accommodate the fact that not all good works occur within the context of formal organizations, we included additional dependent variables that tapped informal giving and volunteering. That is, this linear mixed model examined the predictive ∪ JCCP286927.qxd 3/28/2006 336 10:44 AM Page 336 JOURNAL OF CROSS-CULTURAL PSYCHOLOGY TABLE 2 Predicting Volunteering and Charitable Giving as a Function of Individualism: Simple Effects From Linear Mixed Models Dependent Variables Proportion of Volunteers Causes Model 1 Overall effect Model 2 Nonreligious organizations Religious organizations Informal b Proportion of Donors SE b SE .0069* .0039 .0086** .0039 .0069** .0021 .0080*** .0030 .0030 .0030 .0099*** .0006 .0013 .0030 .0030 .0030 NOTE: N = 40. Entries reflect (nonstandardized) regression coefficients for individualism from linear mixed models. Both linear mixed models used a compound symmetry matrix as error structure to represent the correlated nature of different observations pertaining to the same case. As a result, all simple effect coefficients gleaned from the same model have virtually identical standard errors. *p < .10. **p < .05. ***p < .01. influence of individualism on a total of 2 (giving vs. volunteering) × 3 (type of cause: religious, nonreligious, informal) dependent variables. Because average temperature was not significant as a covariate, neither as main effect nor in interaction with income (cf. van de Vliert et al., 2004), and because its exclusion slightly lowered the information statistics used to assess model fit (e.g., –2 restricted log likelihood, Akaike’s information criterion), it was excluded from the final model. As expected, there was an interaction involving individualism and type of case, F(2, 192) = 5.36, p = .005. This interaction indicated that individualism had a significant effect on giving and volunteering when these good works occur for the benefit of a nonreligious organization but not when they occurred for a religious organization or informally. This two-way interaction was further qualified by a three-way interaction, indicating that the influence of individualism tended to depend on both the type of cause as well the kind of assistance provided, F(2, 192) = 2.58, p = .08. The lower part of Table 2 summarizes the simple effect coefficients gleaned from this model, representing the impact of individualism on each of the six dependent variables. Clearly, there is a lot of evidence to confirm our expectations. Individualism predicted charitable giving (p < .01) and volunteerism (p < .05) for nonreligious organizations but not for religious organizations. Unexpectedly, we also found that informal volunteering was reliably related to individualism (p < .01), but a parallel effect was not present for giving. In a next step, we sought to establish whether giving and volunteering to nonreligious organizations would be particularly pronounced when the cause of this organization was compatible with individualist values and concerns. For this purpose, we generated another set of linear mixed models in which we regressed volunteering (Model 3) and giving (Model 4) for each type of cause assessed in our data on individualism, again partialing out our controls.7 (Temperature was not significant as a main effect covariate nor in interaction with income; because its exclusion did affect model fit, this variable was again excluded from the final models reported here.) JCCP286927.qxd 3/28/2006 10:44 AM Page 337 Kemmelmeier et al. / GIVING AND VOLUNTEERING 337 TABLE 3 Predictors of State-Level Volunteerism and State-Level Charitable Giving in Specific Types of Nonreligious Causes as a Function of Individualism Causes Individualist causes Arts, culture, and humanities Education Recreation (adult) Work-related organizations Youth development Control causes Environment Health organizations Human services International/foreign organizations Political organizations Private/community foundations Public/society benefit Other Model 3 Proportion of Volunteers Model 4 Proportion of Donors b b .0018 .0026* .0016 .0033** .0019 .0048** .0046** .0027 .0011 .0015 .0005 .0009 .0005 .0005 .0003 .0011 .0058** .0023 .0028 .0022 .0046** .0013 .0026 .0006 NOTE: Entries reflect (nonstandardized) regression coefficients for individualism from linear mixed models. Both linear mixed models used a compound symmetry matrix as error structure to represent the correlated nature of different observations pertaining to the same case. As a result, all simple effect coefficients gleaned from the same model have virtually identical standard errors. The standard error for Model 3 coefficients is SE = .00133; for Model 4 coefficients, SE = .0018. *p < .10. **p < .05. The left column of Table 3 displays the effect of individualism on volunteering for each of 13 types of causes. Although only one of the coefficients displayed reached conventional levels of significance, notice that the coefficients for our individualist causes are consistently higher than those for control causes. Specifically, individualism was more strongly related to volunteering for educational organizations, youth development causes, recreational organizations, and work-related causes than it was to any of the other causes assessed. To model these differences in the size of the individualism coefficients, we performed a planned contrast analysis within the context of Model 3, comparing the average coefficients for individualist causes to the average coefficients for control causes. This analysis produced the expected individualism by cause category interaction, F(1, 478) = 3.98, p = .047; whereas individualism did have an impact on volunteering for individualist causes, b = .0022, SE = .0010, p = .042, it did not affect volunteering for control causes, b = .0007, SE = .0010, p = .49. This analysis confirms our prediction that individualist values are more predictive of volunteering when the latter occurs for the benefit of causes that are consistent with or represent important individualist concerns. The right column of Table 3 displays the effect of individualism on giving for each of 11 types of causes (Model 4). Individualism has a reliable effect on giving to 3 of 4 individualist causes, with only the coefficient for recreational causes failing to reach statistical significance, p < .14. Compared to this, the coefficients for control causes tended to be lower and did not reach significance—with one notable exception: Individualism predicted JCCP286927.qxd 3/28/2006 338 10:44 AM Page 338 JOURNAL OF CROSS-CULTURAL PSYCHOLOGY giving to environmental causes, p = .002. Although this finding was surprising, we speculate that it is because of the fact that individualist values and environmental concern are frequently found to be part of the same value cluster. For instance, Inglehart and Oyserman (2004) argued that cultural individualism is, at least in part, a function of a society’s economic development. The experience of prosperity frees individuals from the daily struggle for survival and allows them to focus on less materialist and more idealist goals and concerns, such as self-actualization and personal choice, as well as concern for the environment (see also Inglehart, 1997; Kemmelmeier, Król, & Kim, 2002). Thus, we find it plausible that there is an indirect link between individualism and charitable giving for environmental causes. Last, for Model 4, we performed the same planned contrast analyses as for Model 3, comparing the individualism coefficients for giving to individualist causes with those for unclassified causes. The expected individualism by cause category interaction was not significant, F(1, 398) = 1.76, p = .19. Nevertheless, the pattern of simple effects was as expected: On average, individualism did have a reliable effect on giving to individualist causes, b = .0037, SE = .0014, p = .007, whereas the parallel effect for unclassified causes did not reach statistical significance, b = .0020, SE = .0012, p = .09.8 This represents partial support for our notion that individualism tends to be more strongly related to causes that reflect uniquely individualist concerns. DISCUSSION In past decades, theorists have decried the evils of individualism as a selfish orientation that is inherently opposed to community (e.g., Hogan, 1975; Lasch, 1978; Slater, 1976). Likewise, a literature in the social sciences pits individualism against communitarianism, suggesting that individualism alienates people and destroys the common good (e.g., Etzioni, 1993). The present findings, however, starkly contrast with these ideas. Extending earlier research by Allik and Realo (2004) and Conway et al. (2001), our study found that individualism was related to both higher levels of giving and volunteering across the United States. Both types of prosocial behavior tend to benefit strangers, reflecting an engagement in the community to the benefit of the community. Thus, our results do not support the notion that individualism is antithetical to community. Quite to the contrary, our work is consistent with Waterman (1981, 1984), who championed the prosocial consequences of individualism. According to his reasoning, not egotism but personal responsibility paired with the desire to live one’s life as an ethical actor seems to be the active ingredient of individualism, providing the basis for a prosocial orientation that is expressed as charitable giving and volunteering. The present results are also compatible with a functionalist approach to volunteering (Clary et al., 1998; Clary & Snyder, 1999) if one takes into account that the list of functions of prosocial behavior is more likely to reflect concerns that are central to individualism. Especially from this perspective, it is clear that even though involvement in the community may indeed serve a person’s self-actualization or self-promotion, prosocial actions based on such concerns may help build community rather than act as an obstacle to it (Omoto & Snyder, 2002). Although in our study individualism helped shape patterns of giving and volunteering in a similar way, people in individualist states were not always more likely to provide assistance than those in collectivist states. The specific types of causes mattered. First, overall there was no evidence that the support of religious causes varied as a function of individualism. This is likely a reflection of the fact that much of the donations and volunteer services benefit the donors’ or volunteers’ own congregations (e.g., Wuthnow, 1999), and hence they JCCP286927.qxd 3/28/2006 10:44 AM Page 339 Kemmelmeier et al. / GIVING AND VOLUNTEERING 339 significantly differ from other forms of prosocial actions that occur between strangers. Furthermore, in the context of religious organizations, there are often specific expectations with regard to members’ contribution to the community, which may render giving and volunteering independent from prevailing cultural values. Second, consistent with earlier research on prosocial action (e.g., Miller & Bersoff, 1998; Miller et al., 1990), we found individualist societies to be selective with regard to the causes they support. People in highly individualist states were generally more likely to volunteer for and give money to types of causes that represent individualist values: specifically, self-actualization, personal growth and development, and individual achievement. By contrast, support of types of causes that did not clearly reflect such values was mostly unrelated to individualism. This pattern highlights that values may induce a certain selectivity with regard to the beneficiaries of one’s own prosocial behavior. As the U.S. senator and former presidential candidate John Kerry put it, “Values are something that you live in the choices of your budget, in the people that you help” (Horsley, 2004). Similarly, the present findings corroborate that individualist values primarily influence attitudes and behavior to the extent that the former are applicable to the latter (e.g., Kemmelmeier, 2001; Kemmelmeier et al., 1999; Kemmelmeier, Wieczorkowska, et al., 2002). Interestingly, we also found evidence that people in individualist states were more likely to volunteer than those in collectivist ones when the behavior occurred informally, that is, outside of the context of a formal organization. This result appears particularly surprising in light of Wilson and Musick’s (1997) observation that informal helping tends to be more driven by a sense of obligation than is volunteering in a formal context. We should not forget, however, that individualism and collectivism do not necessarily differ in determining whether individuals feel a sense of obligation toward close others (Janoff-Bulman & Leggatt, 2002). Given a similar sense of obligation, it is possible that the individualist emphasis on self-determination and individual responsibility makes them more likely to take the initiative and provide that helping hand to a friend or family member. Another possibility is, however, that individualists are simply more likely than collectivists to describe informal acts of assistance as “volunteering”—a term that presumably describes planned prosocial behavior that is somewhat unusual and that a respondent would not engage in under normal circumstances. Janoff-Bulman and Leggatt (2002) reported that individualists are more likely than collectivists to perceive a contradiction between an obligation and the personal desire to help close others. Hence, given the same actions, individualists may be more likely to feel that they sacrificed their own time and energy for others, whereas collectivists feel that they helped friends or family because they wanted to and because it comes naturally to them. Given that we found individualism to be related to higher levels of giving and volunteering, does this mean that people in individualist states are more helpful or more caring than people in collectivist states? Such a conclusion is hardly warranted. First, the present study examined state levels of individualism and correlated it with random samples from 40 states; thus, strictly speaking, our findings only allow conclusions about the patterns of behaviors found in certain regional societies, not about the personality of individuals. Indeed, by applying findings obtained at the aggregate level to the individual level, one not only ignores individual differences that necessarily occur within any society but one may also arrive at drastically erroneous conclusions about individual behavior (e.g., Ostroff, 1993). Therefore, future research will have to examine whether our hypotheses concerning the impact of cultural values on prosocial action also hold at the individual level of analysis. Second, and perhaps more important, higher levels of giving and volunteering in individualist societies must be viewed as a product of differences in social ecology. As mentioned JCCP286927.qxd 3/28/2006 340 10:44 AM Page 340 JOURNAL OF CROSS-CULTURAL PSYCHOLOGY earlier, collectivist societies tend to discriminate more strongly between ingroups and outgroups than do individualist societies (Iyengar et al., 1999). Therefore, much of the interpersonal assistance extended in the former societies is not likely to be tapped by research that concentrates on prosocial acts between strangers. On the other hand, life in individualist societies may be more conducive for individuals to assist strangers because they may be less likely to face responsibilities at home that consume their time and resources. For instance, adults in individualist American states are more likely to live alone without having to care for aging parents (e.g., Kemmelmeier & Uz, 2005; Vandello & Cohen, 1999). It might be of little surprise that we find individualism to be correlated with giving and volunteering simply because our study focuses on actions that benefit strangers but does not systematically examine the time and money people provide to close others. In other words, it is not that the overall amount of support of and care for others is different between states but that the relationship of help recipients and help givers varies—with stranger-on-stranger helping being more typical in individualist states and ingroup solidarity being more likely to occur in collectivist states. In this sense, Waterman’s (1981, 1984) thesis of the beneficial consequences of individualism on prosocial behavior may require an important qualification. Arguably, focusing on the social ecology of individualist and collectivist states might raise questions about whether a cultural explanation of giving and volunteering, as proposed here, is necessary at all. As an anonymous reviewer of the present article argued, giving and volunteering might be a direct function of the greater amount of leisure that people in some states seem to have available to them, with the cultural values of individualism playing no role at all. Regrettably, we do not have data that are specific enough to explore in any detail the question of a relationship between time available and degree of volunteering. As we alluded to above, we agree that having disposable time is a plausible antecedent to volunteering (although being much less plausible with regard to charitable giving). However, we are inclined to view the use and organization of one’s time as, at least in part, a cultural phenomenon rather than an aspect of life that is unrelated to culture. Specifically, the individualist emphasis on self-determination can be taken to imply that individualists will try to maintain a greater level of control over their time. Therefore, if people in individualist states have more disposable time, this might be very much an expression of their cultural values. In brief, having disposable time cannot be seen as an alternative to our cultural explanation of patterns of giving and volunteering. We feel that other aspects of our findings are even more compelling in supporting a cultural explanation and in rejecting the idea that disposable time alone can explain the observed variation in giving and volunteering. If leisure time were solely responsible for higher levels of prosocial action, there is no a priori basis to expect that our individualist causes would receive higher levels of support than our control causes. Because we predicted and observed such a differential pattern, our cultural approach must be viewed as more encompassing and, hence, preferable. Therefore, we conclude that giving and volunteering can be, and should be, understood as cultural phenomena. NOTES 1. Although the United States and Canada occupy top positions on the available rankings of individualism, it is important to note that there continue to be stark differences between North America and other individualist countries (Lipset, 1996). For instance, according to Inglehart and Baker (2000), the United States as a whole tends to be more traditional and more religious compared to other Western individualist societies. JCCP286927.qxd 3/28/2006 10:44 AM Page 341 Kemmelmeier et al. / GIVING AND VOLUNTEERING 341 2. Note that according to some authors, the value of self-improvement is compatible with both individualism and collectivism (e.g., Schwartz, 1990). 3. We acknowledge an anonymous reviewer for pointing this out to us. 4. The 1999 study did not contain respondents from some of the less populous U.S. states: namely, Alaska, Hawaii, Iowa, Maine, Montana, Nebraska, New Hampshire, North Dakota, Vermont, and Wyoming. 5. 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He is currently an assistant professor in the Interdisciplinary Ph.D. program in social psychology and the Department of Sociology at the University of Nevada, Reno. His research focuses on social judgment, culture, and intergroup relations. JCCP286927.qxd 3/28/2006 344 10:44 AM Page 344 JOURNAL OF CROSS-CULTURAL PSYCHOLOGY Edina E. Jambor is currently working toward her Ph.D. in social psychology at the University of Nevada, Reno. Her research interests concern intergroup dynamics between the hearing and the deaf as well as the self-esteem and quality of life of deaf individuals. Joyce Letner is currently a Ph.D. candidate in social psychology at the University of Nevada, Reno. Her research interests include prosocial behavior, culture, and social identity.
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