Int J Clin Exp Med 2016;9(9):18068-18073 www.ijcem.com /ISSN:1940-5901/IJCEM0023960 Original Article Prognostic analysis of primary extra-gastrointestinal stromal tumors Sichang Zheng*, Zhengting Wang*, Tianyu Zhang, Shurong Hu, Mengmeng Cheng, Maochen Zhang, Yun Lin, Liwen Hong, Xiaolin Zhou, Rong Fan, Jie Zhong Department of Gastroenterology, Ruijin Hospital, School of Medicine, Shanghai Jiaotong University, Shanghai 200025, China. *Equal contributors. Received January 13, 2016; Accepted June 8, 2016; Epub September 15, 2016; Published September 30, 2016 Abstract: Objective: To analyze factors related to the prognosis of primary extra-gastrointestinal stromal tumors (EGISTs). Methods: The pathological and clinical data of 42 patients with primary EGISTs was collected and retrospectively analyzed. The patients were hospitalized from January 2004 to December 2013 and received complete surgical resection in Ruijin Hospital. The follow-up of postoperative patients was performed to obtain information about recurrence. The influence of clinical and pathological factors on the disease-free survival (DFS) of patients was analyzed. Results: Postoperative tumor recurrence was found in 24 patients during follow-up; 8 patients died of tumor recurrence and 1 patient died of other reasons. Kaplan-Meier univariate survival analysis revealed that tumor size, tumor mitotic count, and Ki-67 index were correlated with the DFS of patients (P=0.024, 0.001, 0.039, respectively). Cox multivariate regression analysis confirmed that tumor mitotic count was an independent prognostic factor affecting DFS post tumor surgery. Conclusions: Tumor size, tumor mitotic count, and Ki-67 index were correlated with EGIST recurrence. Tumor mitotic count was an independent prognostic factor influencing tumor recurrence. Keywords: Extra-gastrointestinal stromal tumors (EGIST), prognostic factor, mitotic count, Ki-67, disease-free survival (DFS) Introduction Materials and methods Gastrointestinal stromal tumors (GISTs) are the most common type of gastrointestinal mesenchymal tumors. C-Kit genetic mutation and KIT (CD117) expression have been observed in the majority cases of GIST [1, 2]. The prognosis of patients with GISTs is correlated with the tumor site, mitotic count, size, and expression of Ki-67 [3, 4]. The observations of mesenchymal tumors growing outside of the gastrointestinal tract, also called extra-gastrointestinal stromal tumors (EGISTs), have been increasingly reported in recent years; these tumors present the morphology, immunohistochemical features, and molecular biological characteristics, which are similar to those of GISTs. Only a few reports of EGISTs are available in the literature due to its low incidence compared with other tumors. In this retrospective study, we analyzed several predictive factors including clinical and pathological parameters on the diseases-free survival (DFS) of 42 EGISTs patients. Patients and data collection We collected and retrospectively analyzed the clinical and pathological data of 42 patients who were hospitalized in Ruijin Hospital and diagnosed with EGISTs via pathological procedures during surgical treatment from January 2004 to December 2013. The initial tumor originated from the omenta, retroperitoneum, mesentery or pelvic cavity has no direct connection to the wall of the digestive tract and pelvic viscera. All pathological sections were reviewed by two senior pathologists to achieve a clear diagnosis. The tumor was composed of spindle cells, occasionally epithelioid cells, and CD117 positive. Tumor size was determined as the maximum diameter of the tumor specimen described in pathology records after surgery. The mitotic count was determined from 200 adjacent high-power fields within the most active area of karyomitosis, and the average Prognotic analysis of EGIST Table 1. Clinical and pathological factors associate with disease-free survival (DFS) Characcteristic Gender Male Female Age (y) ≤51 >51 Tumor Site Retroperitoneum Pelvic cavity Omenta Mesentery Tumor Size ≤10 cm >10 cm Ki-67 index ≤5% >5% Mitotic Activity <5/50 HPF 5~10/50 HPF >10/50 HPF N (%) 21 (50.00%) 21 (50.00%) 20 (47.62%) 22 (52.38%) 21 (50.00%) 7 (16.67%) 8 (19.05%) 6 (14.29%) DFS (month) P-value 0.870 42.62±6.65 50.19±9.46 0.485 52.40±9.61 38.69±6.74 0.567 35.58±6.42 33.29±6.31 44.63±8.20 58.67±17.67 0.024 55.91±7.35 37.30±7.67 0.039 53.22±6.80 37.34±8.68 <0.001 67.35±6.20 29.23±3.68 28.31±8.90 Statistical methods SPSS22.0 was used for statistical analysis. The clinical and pathologic features (gender, age, tumor site, tumor size, Ki-67 index, mitotic activity) were selected for DFS analysis. Univariate analysis was performed with the Kaplan-Meier method and compared by the log-rank test. The Cox proportional hazard model was applied to perform multivariate regression analysis for evaluating prognostic factors. P<0.05 indicated statistically significant difference. Results Immunohistochemistry None of the 42 patients with EGISTs revealed metastasis during preoperative examination. As shown in Table 1, complete surgical resection was performed on all patients-21 males and 21 females (sex ratio, 1:1). The patients were from 24 to 73 years old (average age, 51.14±11.86 years old). Tumor size ranged from 3 cm to 26 cm (average size, 12.93±5.98 cm), and tumor diameter was greater than 10 cm in 25 patients (59.5%). The initial tumor developed in the retroperitoneum of 21 patients (50.0%), in the pelvic cavity of 7 patients (16.7%), in the mesentery of 6 patients (14.3%), and in the omenta of 8 patients (19.1%). Abdominal distension and pain were the most common clinical symptoms (26 patients, 61.9%); other symptoms included incomplete intestinal obstruction in 6 patients (14.3%), fatigue and emaciation in 4 patients (9.5%), abdominal mass in 2 patients (4.8%), a change of bowel habits in 2 patients (4.8%), and found by health examination in 2 patients (4.8%). As of August 31, 2015, the median of follow-up was 45 months (range, 12-105 months). Recurrence was present in 24 out of 42 patients at a median time of 16 months (range, 6-69 months) post-operation. A total of 9 patients died: eight from tumor recurrence and one from cerebral infarction at 64 months post-operation without recurrence. Section of 5 μm was cut from tumor tissue which was paraffin-embedded. Monoclonal antibody against Ki-67, clone MIB-1 (DAKO, dilution of 1:100), was used to cover the slide according to the standard step of Envision methodology. The percentage of Ki-67 staining was observed in high-power fields with 40× object lens, 500 tumor cells at least. DFS calculations were performed separately based on patients’ gender, age, and tumor site. Kaplan-Meier survival analysis demonstrated that differences observed were not statistically significant (P>0.05, Table 1). Differences in DFS among groups with different tumor sizes were statistically significant (P=0.024; Figure 1). In fact, the smaller the tumor size, the longer 17 (40.48%) 25 (59.52%) 18 (42.86%) 24 (57.14%) 14 (33.33%) 12 (28.57%) 16 (38.10%) HPF, high-power fields. mitotic count in 50 high-power fields (HPF) was specified as the mitotic count for the patient. Follow-up Postoperative follow-up was performed via phone consultation, outpatient service, and hospital imaging for all the 42 patients. Postoperative survival rate, DFS, and death among patients were calculated. DFS was defined as the interval from the time when the tumor was completely removed to the time of reoccurrence. For patients without tumor recurrence, DFS was defined as the interval from the time when the tumor was completely removed to the time when the latest follow-up was made. 18069 Int J Clin Exp Med 2016;9(9):18068-18073 Prognotic analysis of EGIST Figure 1. The Kaplan-Meier Survival analysis of tumor size >10 cm predict a poorer prognosis of EGIST. cally significant (P=0.039; Figure 2). Here, the lower the Ki-67 expression, the longer the DFS. In addition, differences in DFS among groups with different mitotic counts were statistically significant (P<0.01; Figure 3). It is noticed that the higher the mitotic count, more than 5/50 HPF, the poorer the DFS (P<0.01; Figure 3). Cox multivariate regression analysis demonstrated that the larger the tumor mitotic count, the higher the risk of recurrence. This result suggested that mitotic count was an independent risk factor affecting prognosis (P=0.003; Table 2). The life table method was used to calculate DFS among patients in the research at y1, y2 and y3, and values of 81.0%±6.1%, 59.2%±8.0%, and 47.3%±8.3% were obtained respectively. Discussion Figure 2. The Kaplan-Meier Survival analysis of Ki-67 Index >5% predict a poorer prognosis of EGIST. the DFS. Differences in DFS among groups with different Ki-67 expressions were also statisti18070 The incidence of GISTs, the most common gastrointestinal mesenchymal tumor, differs according to the site of the tumor. The tumor is most likely to be found in the stomach and small intestine, while it is less likely to be found in extra-gastrointestinal sites, such as the mesentery, retroperitoneum, pelvic cavity, and omenta [5]. The prognosis of GIST is correlated with the tumor site, tumor size, and mitotic count. The larger the tumor size or the higher the mitotic count, the poorer the prognosis. Moreover, the prognosis of GIST in the stomach is the best, while the prognosis of GIST in the small intestine is relatively poor [3, 6, 7]. In recent years, GIST in the retroperitoneum, pelvic cavity, mesentery, and omenta without Int J Clin Exp Med 2016;9(9):18068-18073 Prognotic analysis of EGIST performed in some studies to explore the possibility of homology of the tumors, but results remain inconclusive [11, 13-16]. Figure 3. The Kaplan-Meier survival analysis of different levels of Mitotic Activity indicates the different prognosis of EGIST. The Mitotic Activity more than 5/50 HPF predicts a poorer prognosis of EGIST. Group A compared with Group B, P=0.002. Group A compared with Group C, P<0.001. Group A compared with Group C, P<0.001. Group A compared with Group D, P<0.001. There is no statistic difference between Group B and Group C, P=0.129. Table 2. Multivariate analysis of predictive factors for recurrence PValue Tumor Size (cm) (≤10 vs >10) 1.502 (0.496-4.545) 0.472 Mitotic Activity (<5 vs 5~10 vs >10/50 HPF) 2.641 (1.398-4.988) 0.003 Ki-67 index (≤5% vs >5%) 0.865 (0.297-2.520) 0.790 Factors Odds ratio (95% CI) connection to the wall of the digestive tract, also known as EGIST, has been increasingly reported. The 42 cases of EGISTs included in this study showed the histological and morphological characteristics of GIST. Positive CD117 expression was also found using immunohistochemical assay. These findings are consistent with those from other reports, which suggest that EGIST and GIST are homologous tumors [8-11]. Other researchers opine that the socalled EGIST is simply the GIST growing on the outer wall of digestive tract, then lost its contact to the outermost muscularis propria due to external forces and other unknown reasons [12]. Comparison of the gene mutations of c-Kit and PDGFR between EGIST and GIST has been 18071 The ratio of male patients to female patients was 1:1 in this study. Previous literature has reported that the incidence of EGIST may be higher in female patients than in male patents [10, 11, 17, 18]. Other literature also reports that the median age at onset is 50-55 years old [10], which is similar to the findings of this study. The incidence of EGIST is relatively low, composing about 10% of overall GIST [12]. The number of patients with EGIST included in this study accounted for about 6% of all patients with GIST received by Ruijin Hospital over the same period. Meanwhile, the preferable site of EGISTs observed in this work was not identical to that described in previous reports [10, 11]. The most common site of EGISTs development in this study was the retroperitoneum; this result is considered to be related to the bias of disease entity received in the surgery department. Tumor size, tumor site, and mitotic count are the classical indicators used to estimate the biological characteristics of GIST, but these indicators may not be completely applicable to EGIST. According to detachment theory [12] and the current GIST risk grading system [19], the prognosis of the omental bursa EGIST separated from the stomach is superior to that of EGIST in other sites. However, this finding is not consistently supported in relevant literature [10, 11]. The results of the present study indicate that tumor site is irrelevant to the prognosis of tumor recurrence. This difference can be explained by the fact that EGISTs are generally larger in size than GISTs, which may cause the tumors to contact with other viscera in the Int J Clin Exp Med 2016;9(9):18068-18073 Prognotic analysis of EGIST abdominal cavity more extensively. These findings imply that the effects of EGIST may not be considered detaching from a specific site easily. In the future, the etiology and mechanism of EGIST need to be intensively studied. It is rather difficult to detect EGIST in its early stage due to its relatively inaccessible anatomical location and atypical symptom. Thus, the average size of EGIST (>10 cm) is fairly large when it is initially detected [10, 11, 20]. The size of the tumor is not entirely suitable for prognosis criteria of conventional GIST. Therefore, patients were divided into two groups based on tumor size, i.e., the >10 cm group and the ≤10 cm group. The larger the tumor’s diameter, the shorter the DFS time (P=0.024). Cox multivariate regression analysis demonstrated that tumor mitotic count was an independent risk factor of tumor recurrence (P=0.003) and the tumor size was not an independent risk factor of prognosis (P>0.05). Some researchers reported that EGIST prognosis was correlated with mitotic count but not with tumor size [10, 11, 16]. Differences in the effects of tumor size on tumor prognosis can be attributed to differences in study end point: the study end points were DFS rate in the present study and overall survival rate in other studies. Differences observed in tumor prognosis may also be due to differences in surgeon’s personal skill and surgical procedures. Additional biases arise from the low incidences of EGIST and from small sample sizes among individual studies. Ki-67, a type of nucleoprotein that has been correlated with the transcription of ribosomal RNA, is expressed in all phases of cell proliferation (i.e., G1, S, G2, and M) except for the cell stationary phase (i.e., G0) [21]. Ki-67 is a marker of cell proliferation, and its expression is correlated with tumor prognosis. As a risk factor correlated with prognosis, the nucleoprotein has been observed in various tumors, including malignant breast tumor, neuroendocrine tumor and GIST [4, 22-24]. The effects of Ki-67 have been demonstrated in a case follow-up study of 370 patients with GISTs [4]; in this work, the higher the Ki-67 index, the poorer the prognosis. GIST, especially high-risk tumors, may be classified into three grades based on different Ki-67 index (i.e., <5%, 6%-8%, >8%). The present study indicated that Ki-67 index may also be applicable to EGIST: the higher the Ki-67 18072 index, the poorer the prognosis (P=0.039). This finding agrees with the work of Zheng [11]. Multivariate Cox regression analysis revealed that Ki-67 index was a correlational factor instead of an independent risk factor of prognosis. The disparity in Ki-67 results observed between the present and other studies may stem from differences in the pathogenesis of GIST and EGIST. The bias introduced by the small sample size may also contribute to the variations found. Future studies on this topic are needed to confirm our results. 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