The Art of Watching. The literary Motif of the Window and its

TRANS-
Revue de littérature générale et comparée
16 | 2013
Littérature, Paysage et Écologie
The Art of Watching. The literary Motif of the
Window and its Potential for Metafiction in
contemporary Literature
Gianna Zocco
Publisher
Presses Sorbonne Nouvelle
Electronic version
URL: http://trans.revues.org/833
DOI: 10.4000/trans.833
ISSN: 1778-3887
Electronic reference
Gianna Zocco, « The Art of Watching. The literary Motif of the Window and its Potential for Metafiction
in contemporary Literature », TRANS- [Online], 16 | 2013, Online since 07 August 2013, connection on
30 September 2016. URL : http://trans.revues.org/833 ; DOI : 10.4000/trans.833
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The Art of Watching. The literary Motif of the Window and its Potential for M...
The Art of Watching. The literary Motif
of the Window and its Potential for
Metafiction in contemporary Literature
Gianna Zocco
1
For a long time, authors have been using the literary motif of the window for discussing
metafictional questions. As we can see in one of the most famous examples of this
development, E.T.A. Hoffmann’s Des Vetters Eckfenster1 (1822), windows enable us to see
without participating. They allow us to take the position of distant, secure observers
gaining information about the world even if we are not able or willing to become a part of
this world. Yet, the aesthetic position of observers does not turn us into passive,
stimulated objects, but requires an active, creative way of watching. We can only make
sense of the chaotic world outside if we bring it into order, if we interpret what we see, if
we consciously or unconsciously know that the abilities of structuring our perceptions
and constructing our own view of ‘reality’ are indispensable parts of what the
wheelchaired cousin in Hoffmann’s story calls “die Prinzipien der Kunst zu schauen.” 2
2
In Des Vetters Eckfenster, the wheelchaired cousin knows this ‘art of watching’. To the
world outside his window, a marketplace and its mostly female attendants, he relates in a
self-reliant, superior way, using his observations of people’s clothing, behavior, and
appearance as physiognomic ‘windows to the soul’, as ways to gain knowledge of people’s
inner feelings, motivations, and thoughts. This practice and its obvious parallel to
authorial storytelling has led Florian Welle to describe the metafictional potential of the
window as a means of constructing male, self-reliant authorship through the gaze at the
woman. As Welle claims, even contemporary texts such as Richard Ford’s story Privacy
(2002) turn to the topos of the male gaze from or through a window for repeating and
continuing this at least 200 year old model of self-reliant, superior authorship. 3
3
Though this statement may be true for the examples given by Welle, 4 the metafictional
potential of the window is not limited to its parallel to self-reliant, powerful authorship.
Literature of the late 20th and 21 st century provides us with a huge amount of examples
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The Art of Watching. The literary Motif of the Window and its Potential for M...
which establish particularly weak, unreliable narrators, but still turn to the motif of the
window for discussing metafictional questions. Think of Heimito von Doderer’s Die
erleuchteten Fenster (1950), Alain Robbe-Grillet’s La Jalousie (1957), Alberto Moravia’s L’uomo
che guarda (1985), Paul Auster’s Ghosts (1986), Peter Handke’s Die Wiederholung (1986), Siri
Hustvedt’s The Enchantment of Lily Dahl (1996) or Antje Rávic Strubel’s Fremd Gehen. Ein
Nachtstück (2002). Most of these texts are influenced by movements such as subjectivism,
the Nouveau Roman, postmodernism, deconstructivism, or feminism, and emphasize the
incoherence and unreliability of human perceptions and constructions of reality. Thus,
the rejection that self-reliant authorship receives in these texts is founded in a different
conception of the window-scenario : The observer at the window doubts the ability of
learning Hoffmann’s ‘art of watching’.
4
In what way, then, can we describe the metafictional potential of windows in these
contemporary examples ? Do literary window-scenarios of the 20th and 21 st century still
relate to their predecessors or do they articulate completely new, innovative aspects of
the window ? In the first part of this article, I will discuss these questions in a general way
and propose two parameters, namely objectivity/subjectivity and mimesis/poiesis, for
classifying the various options that authors have when depicting a window-scenario of
metafictional relevance. Then, I will give an exemplary analysis of two novels, Peter
Handke’s Die Wiederholung and Siri Hustvedt’s The Enchantment of Lily Dahl. Though both
depict the development of adolescent future artists and may thus be considered
contemporary versions of the Bildungsroman, they propose considerably different views
on literature. With regard to the parameters developed in the first part, it will become
clear in what way these views are articulated in Handke’s and Hustvedt’s windowscenarios.
The Window as “Mise en reflet”
5
Werner Wolf’s term of the mise en reflet/série is quite useful to describe how the motif of
the window relates to metafictional questions. To understand why Wolf proposes this
term, a short digression into literary theories of self-referentiality is necessary. Wolf
suggests the term mise en reflet/série when criticizing Michael Scheffel’s distinction
between two elementary forms of self-referentiality, which Scheffel links to the doublemeaning of the German verb “reflektieren” (the English “to reflect” shares this doublemeaning) as 1. to throw back, to send back an image of, to mirror; 2. to contemplate, to
consider:5
Zu den Basisannahmen meiner Typologie gehört, dass [...] zwei grundsätzlich
verschiedene Reflexionsarten im Sinne von ‘Sich-Selbst-Spiegeln’ und ‘Sich-selbstBetrachten’ zu unterscheiden sind. Selbstreflexion im Sinne von ‘Spiegelung’ liegt
[...] vor, sobald ein Teil dieser Erzählung in einer Wiederholungsbeziehung zu
anderen Teilen oder der Erzählung als Ganzes steht. Hiervon zu unterscheiden sind
all die Fälle, in denen innerhalb einer Erzählung im Rahmen von Erzähler- oder
Figurenrede Betrachtungen angestellt werden, die unmittelbar oder mittelbar Teile
der Erzählung oder die Erzählung als Ganzes betreffen.6
6
It proves difficult to apply Scheffel’s theory to the motif of the window. The parallel
between looking through a window and writing/reading a literary text is a formal one
which consists in the similarities between both actions. Since the term Betrachtung is
limited to the level of content and requires the narrator or a character to talk or think
about literature (or something close to it), the motif of the window does not belong to this
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category. Yet, it also turns out to be wrong to consider it a Spiegelung since this would
require a mise en abyme or another kind of mirroring between two different levels of
narration.7 Noticing this problem, Wolf proposes to expand the concept of Spiegelung by
replacing the criterion of repetition, which Scheffel considers necessary for the Spiegelung
, through the broader criterion of similarity. Wolf points out that a wide range of literary
elements have a self-referential potential because of their formal similarity to the literary
text, though they may not be considered repetitions of some part of the story and though
they do not lead to a switch from one level of narration to another. In analogy to the term
mise en abyme, which necessarily requires a mirroring between frame story and framed
story, Wolf suggests to call these elements mise en reflet/série, and distinguishes between
self-referential elements, whose similarity to the literary text causes a single mirroring
( = mise en reflet) and those causing multiple mirrorings ( = mise en série). 8
7
Applying the term mise en reflet/série to the motif of the window allows us to depict the
relation between the window and metaphysical questions in terms of formal similarity.
The window, some of its properties such as the frame and the need for perspective, the
experience of looking through a window, and the experience of being seen behind a
window may be considered similar to writing or reading a literary text. Yet, we have to
understand what this similarity precisely consists of. In order to do so, I would like to
propose two parameters, which can both be applied to the act of writing as well as to the
act of reading. Each of these parameters relates to a different aspect of the window and
thus to a different kind of possible similarity.
8
The first parameter can be derived from the function of windows in our everyday life. In
the words of French psychoanalyst Gérard Wajcman : “Disons alors que pour mettre le
sujet et le monde en rapport, il faut une fenêtre.”9 Considering the window as a ‘bridge’
mediating between the perceiving subject and the outside world, points to two different
and possibly diametrical experiences : On the one hand, windows grant access to reality
and provide an objective, proof-based view of the outside world, which renders the
information we get by looking out of the window more reliable than the information we
get by closing our curtains and fantasizing about what is going on outside. On the other
hand, this access to reality is very limited. Windows offer only one perspective on the
outside world, they provide a view which is restricted to a small part of the world, and
they usually allow us only to see, but not to hear, smell or taste. Hence, it is not so clear
that the information we acquire through a window is more objective and reliable than
our imaginations about the world outside. When we imagine what might be going on, at
least we (usually) know that we are just imagining. When we look out of a window, we
might get the impression of an objective access to the world, whereas the view we get is
actually still influenced by our subjective imaginations, interpretations and projections,
which we use to fill out the gaps in visibility.
9
Thus, the first parameter may be called “objectivity/subjectivity.” Metafictional windowscenarios in literature can articulate the level of objectivity or subjectivity characterizing
an author’s poetics. The window-scenario in Honoré de Balzac’s La Maison du chat-quipelote (1830), for example, provides a view of different social environments and enlarges
the protagonists knowledge of other people’s realities,10 whereas the windows in Marcel
Proust’s À la recherche du temps perdu (1913-27) express the radical subjectivity of the
protagonist’s perceptions.11 A more contemporary example is Paul Auster’s Ghosts (1986),
where the window emphasizes the interrelatedness of objectivity and subjectivity. The p
rotagonist, a hard-boiled detective believing in direct access to reality through the
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observation of facts, discovers that his perceptions of a person behind a window do not
enlarge his knowledge about this other person, but about himself :
For in spying out at Black across the street, it is as though Blue were looking into a
mirror, and instead of merely watching another, he finds that he is also watching
himself. Life has slowed down so drastically for him that Blue is now able to see
things that have previously escaped his attention. [...] The beating of his heart, the
sound of his breath, the blinking of his eyes.12
10
The second parameter is related to this dichotomy between objectivity and subjectivity
addressed by the first parameter, but it is more connected to the window as a medium. As
we have already seen in Hoffmann’s Des Vetters Eckfenster, the window structures our
observations of the world outside. It induces spatial relations such as near/far or above/
below, it frames our view, it turns the world outside into something close to an image. In
this sense, the window is a medium as much as texts, pictures or photographs are media.
Similar to these artistic media, which not only imitate reality as it is, but rather create
new, imaginative realities, the window generates a particular image of the world outside
and transforms reality into an artificial space that does not exist independently from the
window.
11
Thus, the second parameter may be called “ mimesis/poiesis.” Metafictional windowscenarios can express the author’s position on an axis between traditional mimesis and
autonomous poiesis.13 They can be used to discuss if art should merely imitate reality, or if
it should be allowed to construct new, artificial realities, which may withdraw from
Aristotle’s claim “that a poet’s object is not to tell what actually happened but what could
and would happen either probably or inevitably.”14 Though most literary windowscenarios articulate the interrelatedness of mimesis and poiesis, they may attach different
importance to each factor. Think, for example, of the contrast between Heimito von
Doderer’s Die erleuchteten Fenster (1950) and Alain Robbe-Grillet’s La Jalousie (1957). While
both turn to the window-scenario for depicting the construction of imaginary realities,
Doderer still adheres to the idea of telling the story of a character’s psychological
development, the so-called Menschwerdung des Amtsrates Julius Zihal. 15 The jalousie which
constricts the view through windows in Robbe-Grillet, however, expresses the
protagonist’s inability of relating to the outside world and mirrors his claim that
literature should no longer imitate reality, but limit itself to confronting readers with the
artificial character of the written word.16
“Wie kann eine Landschaft überhaupt etwas wie
‘Freiheit’ bedeuten ?” (Handke)
12
Now let us turn to Peter Handke’s novel Die Wiederholung (1986). In this Bildungsroman,
Handke tells the story of nineteen-year-old Filip Kobal, who goes on a journey from his
home village in Carinthia to Slovenia (then a part of Yugoslavia), the country where his
family originally came from and where his brother went missing in World War II. Handke,
once considered “Schriftsteller des Gehens”,17 draws a parallel between Filip’s spatial
movement and his inner development. Eventually, the destination of Filip’s journey is no
specific place, but his decision to become an author : “Ich sah mich an einem Ziel. Nicht
den Bruder zu finden hatte ich doch im Sinn gehabt, sondern von ihm zu erzählen.” 18
13
Windows affect Filip’s development. On his journey, he encounters various blind
windows which imitate the structure of real openings in a wall, but actually refer to no
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other world beyond. Yet, it is precisely the blankness of these “open signifier[s]” 19 which
marks their importance for Filip, who considers them his “Forschungsgegenstände[n],
Reisebegleiter[n], Wegweiser[n].”20 Whereas normal windows provide us with an image of
another world apart from us, a blind window looks back. It reflects Filip’s gaze,
encouraging him to find this other world in the real world of Yugoslavia : “Kraft der in
ihm gebündelten Unbestimmbarkeit strahlte es meinen Blick zurück, und in mir hörte
alles Sprachengewirr und Durcheinanderreden auf : Mein ganzes Wesen verstummte und
las.”21
14
Together with other empty forms – especially the empty cow paths, which provide the
title for the second part of the book (the first is called “The Blind Window”) – the blind
windows change Filip’s perception of Yugoslavia in a way that relates to the first
parameter of the metafictional window-scenario. They allow him to perceive the country
as an empty space open for individual interpretations. This space does not have a claim
on Filip, but enables him to follow his own claims : “Woher kam, schon mit dem ersten
Sich-Umblicken damals, diese Freiheit ? Wie kann eine Landschaft überhaupt etwas wie
‘Freiheit’ bedeuten ?”22
15
For Filip, this freedom consists in the possibility of transforming the real landscape of
Yugoslavia into an individual space. A valley, for example, is no longer characterized by
its materiality or its spatial form, but instead becomes a semiotic element, “eine [...] sich
aneinanderfügende Letternreihe, als Zusammenhang, Schrift.”23 Filip’s task is thus the
task of a reader, an “Entzifferer”,24 who produces individual readings of this “text” by
relating the semiotic elements of the Yugoslavian landscape to his own memories and
experiences:
Die Gebäude vor meinen Augen wiesen [...] auf die Schichten der Bauvergangenheit
[...]. In der Betrachtung einer dieser Fassaden wollte ich auf einmal, mit meiner
ganzen Kraft, der verschollene Bruder würde die halbverfallene, mit
undurchsichtigem, geriffeltem Glas verkleidete Erkertür aufstoßen und sich zeigen.
Ich dachte sogar wörtlich : “Vorfahr, zeig dich !”, und sah auch den Kopf des alten
Mannes neben mir zu dem Erker gerichtet. Und als hätte allein der Anruf schon die
Erfüllung bedeutet : Für einen Zeitsprung war ich, im Anrufenkönnen, meines
Bruders innegeworden.25
16
With regard to the first parameter, the kind of poetics that Filip learns on his journey to
Yugoslavia is characterized by its extreme subjectivity and its refusal of relating to social
reality. As to the second parameter, Handke’s use of blind windows resembles the motif of
the jalousie in Robbe-Grillet and points to Handke’s denial of traditional mimesis. Filip,
who has many parallels with young Handke,26 is not really interested in gaining
information about life in Yugoslavia, and he does not intend to tell a story which, in some
way or the other, imitates objective reality. The motif of the blind window, and in
particular Filip’s preference for the blind window even when there is a real window close
to it,27 expresses what he really expects from becoming an author : the possibility of
exploring subjectivity, of articulating individual experiences and perceptions. The
objective world outside is only relevant inasmuch as it may help Filip in achieving his
aims. It may serve as object of projection, it may furnish Filip with inspiring images, it
may allow him to find adequate means of expression. Hence, the metafictional scenario in
Die Wiederholung combines its claim for subjectivity with a need for poiesis: For Handke,
repetition/Wiederholung does not mean the imitation of something that exists
independently from an individual, but the transformation of the real space of Yugoslavia
in an imaginative space mirroring the individual and repeating his or her experiences:
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Erzählung, würfle die Lettern frisch, durchwehe die Wortfolgen, füg dich zur Schrift
und gib, in deinem besonderen, unser gemeinsames Muster. Erzählung, wiederhole,
das heißt, erneuere ; immer neu hinausschiebend eine Entscheidung, welche nicht
sein darf. Blinde Fenster und leere Viehsteige, seid der Erzählung Ansporn und
Wasserzeichen. Es lebe die Erzählung.28
“I don’t know why I feel more alive when I write”
(Hustvedt)
17
Like Handke, Siri Hustvedt’s second novel, The Enchantment of Lily Dahl (1996), makes use
of a metafictional window-scenario in the context of a young artist’s growth to maturity.
Yet, Hustvedt’s ‘window-poetics’ differs distinctly from Handke’s. Though obviously
schooled in poststructuralist theory, Hustvedt maintains a partly mimetic view of
literature arguing that art is not just a subjective means of expression, but also a way to
get close “to the heart of things.”29 This poetics is depicted through her protagonist’s
attempts of becoming an actress, and it its broadened by her encounters with three other
fictional artists.
18
The Enchantment of Lily Dahl tells the “initiation story” 30 of nineteen-year-old Lily Dahl, a
young waitress living in Webster, Minnesota, who acts as Hermia in a local theater
production of Shakespeare’s A Midsummer Night’s Dream and dreams of becoming a
professional actress living in a big city. These dreams become more concrete when Lily
develops a kind of voyeuristic passion for Edward Shapiro, a painter from New York living
in a hotel opposite to Lily’s apartment. After secretly watching him through the window
for several weeks, Lily decides to attract his attention by performing a striptease at her
window.
19
Rather than a pornographic scenario, this striptease resembles an artistic performance.
Lily’s use of the curtains and the light transforms her room into a stage, where she acts as
if she were somebody else. She starts her striptease by putting on a pair of shoes she stole
from a mysterious woman, and she performs “borrowed gestures”31 indebted to Marilyn
Monroe. Yet, she feels that this play with other roles and identities does not remove her
from who she really is, but brings her closer to her true self. After Edward Shapiro
responds to her performance by turning on the duet from Mozart’s Don Giovanni, Lily
imagines “that the real adventure of her life was beginning now, that after this anything
could happen, anything at all.”32
20
Lily’s experience at the window points to a conception of art in which the dichotomies
defining both parameters of the metafictional window-scenario complement each other,
i.e. in which objectivity/subjectivity and mimesis/poiesis are mutually dependent. Lily’s
joy at playing Hermia and her fascination with Marilyn Monroe also articulate this
conception. A passage on her first encounter with a Marilyn Monroe film makes this
clear : “Marilyn had made Lily think about acting in a new way, and she started
wondering if it wasn’t a way of being very close to the heart of things, that maybe acting
actually brought you closer to the world rather than farther away from it.”33 To
experience this proximity to the world, it is necessary to relate to one’s subjectivity and
to perform an act of poiesis : The striptease at the window requires Lily to create a new
role for herself. Yet, the pleasure of her role-play depends on a mimetic process, on the
ability of getting closer to the intersubjective reality through artistic role-play. As
Hustvedt puts it in an essay : “I don’t know why I feel more alive when I write, but I do.
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Maybe I imagine that if I scratch hard enough into the paper, I will last. Maybe the world
isn’t enough, or maybe the distinction between the world and fiction is not so clear.” 34
21
In the novel, the theoretical foundations of Lily’s experience are addressed through
another fictional artist, Lily’s old neighbor Mabel Wasley. Mabel is the author of an
“autobiography of some kind that included dreams and how they mixed into everyday
life”,35 and she serves as Lily’s mentor, as theoretically schooled expert in fiction and
semiotics.36 Mabel knows that the distinction between fact and fiction is less clear than it
seems at first glance. She is acquainted with the constructive, semiotic character of
reality, and she teaches Lily that she should adopt a non-essentialist view of identity :
“‘Because the older I get, the more certain I am that you can’t know who’s who or what’s
what. [...] You never get down to the bottom of it. Never.’”37 Mabel’s knowledge provides
an explanation for Lily’s experience. When it is normal to consider something ‘real’
despite the fictional elements it involves, then it becomes possible for fiction to be an
adequate means of bringing us closer to reality.
22
The works of two other fictional artists, Lily’s old schoolmate Martin Petersen and her
soon-to-be boyfriend, the painter Edward (Ed) Shapiro, shed light on another aspect of
both metafictional parameters : the question if using the objective reality for the creation
of fiction is as adequate as the use of fiction for getting closer to reality. This question
makes the relation between art and world more problematic. Like Filip Kobal, both
Martin and Ed dispose of reality for a subjective aim, the creation of art. While Ed makes
use of people’s life stories for creating visual and narrative portraits of Webster’s
inhabitants, Martin builds a life-sized doll that resembles Lily. Especially Martin’s ‘art’ is
perceived as threatening and irritating. Lily feels humiliated by his claim of being the
creator of “you in another form”,38 and she begins to wonder if Ed’s use of people’s
private thoughts and secret fantasies “like a big sponge – in the name of art” 39 is morally
acceptable.
23
Ed’s final decision to take a certain responsibility for his models and to be considerate to
their wishes and fears helps us to understand this part of Hustvedt’s poetics. Like Filip
Kobal in Die Wiederholung, the fictional artists of The Enchantment of Lily Dahl use real
spaces and people for the creation of fiction. Unlike Filip, the careless transformation of
reality into a subjective space is rejected. While showing that fiction is constantly
imitating, transforming and constructing reality for both subjective means and the wish
of getting closer to ‘real life’, Hustvedt’s novel keeps reminding us that each of these
transformations is necessarily missing something. No artist may justifiably claim to be
the creator of “you in another form”,40 because the artist’s view on his or her object is
never omniscient, but always limited and one-sided. Every artistic transformation
neglects and overlooks several elements which might appear to be the most important
elements if we change the window and look at the world from another perspective.
Conclusion
24
Hustvedt’s The Enchantment of Lily Dahl and Handke’s Die Wiederholung help us to broaden
our view on the metafictional potential of the literary window-scenario. Both novels are
important for reformulating Welle’s claim that the window-scenario usually establishes
the old model of superior, self-reliant authorship. For Handke’s subjective poetics, this
claim might still be partly true. Filip Kobal’s self-reliant way of transforming the real
space into an individual space resembles the ‘art of watching’ practiced by Hoffmann’s
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wheelchaired cousin. However, Filip’s preference for blind windows articulates the
subjective, poietic character of his task more directly than Hoffmann’s story does.
Hustvedt, on the other hand, turns our attention to the limited perspective of the
window. While maintaining that fiction may provide real, rather than blind, windows to
reality, she emphasizes that the correct ‘art of watching’ requires us to know about the
limits of each window.
25
More than a specific kind of poetics, the different metafictional window-scenarios share
the kind of questions they discuss. As mises en reflet, they make use of the similarity
between the art of watching and the art of writing and/or reading for discussing these
questions. It was the aim of this article to show that the parameters of objectivity/
subjectivity and mimesis/poiesis might be the adequate means of classifying these
‘window-poetics’ and of analyzing the relation between fact and fiction addressed by each
of the different metafictional window-scenarios.
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WAJCMAN, Gérard, Fenêtre. Chroniques du regard et de l’intime, Lagrasse, Verdier, 2004.
WEGENER, Susanne, “Die ‘kulturelle Initiation’ der Lily Dahl : Identität und Zeichen in Siri
Hustvedts The Enchantment of Lily Dahl”, in : PhIN, Philologie im Netz, 32/2005, pp. 50-67.
WELLE, Florian, Der irdische Blick durch das Fernrohr. Literarische Wahrnehmungsexperimente vom 17.
bis zum 20. Jahrhundert, Würzburg, Königshausen & Neumann, 2009.
WOLF, Werner, “Formen literarischer Selbstbezüglichkeit in der Erzählkunst : Versuch einer
Typologie und ein Exkurs zur ‘mise en cadre’ und ’mise en reflet/série’”, in Wilhelm Füger, Jörg
Helbig (eds.), Erzählen und Erzähltheorie im 20. Jahrhundert. Festschrift für Wilhelm Füger, Heidelberg,
C. Winter, 2001, pp. 49-84.
NOTES
1. [My Cousin’s Corner Window]
2. E.T.A. Hoffmann, Des Vetters Eckfenster, Stuttgart, Reclam, 2002, p. 7. [“the principles of the art
of watching”]
3. Cf. Florian Welle, Der irdische Blick durch das Fernrohr. Literarische Wahrnehmungsexperimente vom
17. bis zum 20. Jahrhundert, Würzburg, Königshausen & Neumann, 2009, p. 248.
4. However, Holstein has shown that a closer look at Des Vetters Eckfenster yields the position of
the wheelchaired cousin to be less self-reliant and superior as it seems at first sight. Cf. Judith
Holstein, Fenster-Blicke. Zur Poetik eines Parergons, Tübingen, Univ. Diss., 2004, pp. 126-127.
5. Cf. Michael Scheffel, Formen selbstreflexiven Erzählens. Eine Typologie und sechs exemplarische
Analysen, Tübingen, Niemeyer, 1997, p. 47.
6. Michael Scheffel, “Metaisierung in der literarischen Narration : Überlegungen zu ihren
systematischen Voraussetzungen, ihren Ursprüngen und ihrem historischen Profil”, in Janine
Hauthal et. al. (eds.), Metaisierung in Literatur und anderen Medien. Theoretische Grundlagen,
historische Perspektiven, Metagattungen, Funktionen, Berlin, De Gruyter, 2007, p. 162. [“It is one of
the basic assumptions of my typology that we should distinguish two different forms of reflection
in the sense of ‘mirroring oneself’ and ‘contemplating oneself’. Self-reflection in the sense of
mirroring can be found when a part of the story can be considered the repetition of another part
of the story or of the story as a whole. From this we should distinguish the cases in which the
narrator or the characters of a story directly or indirectly contemplate on a part of a story or the
story as a whole.”]
7. Cf. ibid., p. 162.
8. Cf. Werner Wolf, “Formen literarischer Selbstbezüglichkeit in der Erzählkunst : Versuch einer
Typologie und ein Exkurs zur ‘mise en cadre’ und ’mise en reflet/série’”, in Wilhelm Füger, Jörg
Helbig (eds.), Erzählen und Erzähltheorie im 20. Jahrhundert. Festschrift für Wilhelm Füger, Heidelberg,
C. Winter, 2001, pp. 58-67.
9. Gérard Wajcman, Fenêtre. Chroniques du regard et de l’intime, Lagrasse, Verdier, 2004 , p. 17.
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10. Brüggemann provides a detailed analysis of Balzac’s La Maison du chat-qui-pelote. Cf. Heinz
Brüggemann, Das andere Fenster : Einblicke in Häuser und Menschen. Zur Literaturgeschichte einer
urbanen Wahrnehmungsform, Frankfurt a. M., Fischer, 1989, pp. 153-176.
11. The use of windows in Proust’s Recherche has been analyzed by Holstein. Cf. Holstein, FensterBlicke, op. cit., pp. 265-284.
12. Paul Auster, Ghosts, in The New York Trilogy, London, Faber and Faber, 2004, p. 146.
13. Cf. Holstein, Fenster-Blicke, op. cit., p. 282.
14. Aristotle, Poetics, in Aristotle in 23 Volumes, vol. 23, translated by W.H. Fyfe, Cambridge, MA,
Harvard Univ. Press, 1932; URL: http://www.perseus.tufts.edu/hopper/text.jsp?doc=Perseus%
3Atext%3A1999.01.0056%3Asection%3D1447a, section 1451a (June 10 th, 2013).
15. This is the subtitle of Doderer’s novel. Cf. Heimito von Doderer, Die erleuchteten Fenster oder Die
Menschwerdung des Amtsrates Julius Zihal, Roman, Frankfurt a. M., Hamburg, Fischer, 1966. In
English, the book is available under the title The Lighted Windows, or, The Humanization of the
Bureaucrat Julius Zihal, trans. by John S. Barrett, Riverside, CA, Ariadne Press, 2000.
16. Cf. Alain Robbe-Grillet, La Jalousie, Paris, Editions de Minuit, 1957.
17. Monika Schmitz-Emans, “Die Wiederholung der Dinge im Wort. Zur Poetik Francis Ponges
und Peter Handkes”, in Sprachkunst. Beiträge zur Literaturwissenschaft XXIV, 1993, pp. 272-273. [“a
writer of walking”]
18. Peter Handke, Die Wiederholung, Frankfurt a. M., Suhrkamp, 1986, p. 317. [“I saw myself at a
goal. My purpose had been not to find my brother but to tell a story about him.” Peter Handke,
Repetition, trans. by Ralph Manheim, London, Methuen, 1988, p. 234.]
19. Scott Abbott, “Postmetaphysical Metaphysics ? Peter Handke’s Repetition”, in Alexander
Stephan, Theodore Ziolkowski (eds.), Themes and structures. Studies in German literature from Goethe
to the present, Columbia, SC, Camden House, 1997, p. 229.
20. Handke, Die Wiederholung, op. cit., p. 97. [“my objects of research, my traveling companions,
my signposts”, Handke, Repetition, op. cit., p. 69.]
21. Ibid., p. 136. [“Thanks to its extreme vagueness, it reflected my gaze ; and the muddle of
languages, the confusion of voices within me fell silent : my whole being fell silent, and read.”
Ibid., p. 99.]
22. Ibid., p. 272. [“Where, with my very first look around, did that sense of freedom come from ?
How can a countryside mean ‘freedom’ or anything of the kind ?” Ibid., p. 200.]
23. Ibid., p. 114. [“The previous night, I had taken in the details of the valley, but now I saw them
as letters, as a series of signs, beginning with the grasspulling horse and combining to form a
coherent script.” Ibid., p. 82.]
24. Ibid., p. 115. [“decipherer”. Ibid., p. 83.]
25. Ibid., p. 127. [“The buildings before my eyes pointed to strata of the architectural past [...].
While looking at one of these façades, I suddenly wished with all my might that my missing
brother would push open the decrepit terrace door, with its opaque grooved glass, and show
himself. I even thought in words : ‘Forefather, show thyself’, and saw the head of the old man
beside me turn toward the bay window. And for a moment, as though my call were its own
fulfillment, I caught sight of my brother.” Ibid., p. 92.]
26. For a detailed analysis of the autobiographical elements cf. Christoph Parry,
“Autobiographisches
bei
Peter
Handke.
Die
Wiederholung zwischen
fiktionalisierter
Autobiographie und autobiographischer Fiktion”, in Christoph Parry, Ulrich Breuer, Michael
Grote (eds.), Autobiographisches Schreiben in der deutschsprachigen Gegenwartsliteratur, München,
Judicium, 2006-2007, pp. 275–290.
27. Cf. Handke, Die Wiederholung, op. cit., pp. 95-97, 136-141. [Cf. Handke, Repetition, op. cit.,
pp. 67-69, 98-102.]
28. Ibid., p. 333. [“Story, give the letters another shake, blow through the word sequences, order
yourself into script, and give us, through your particular pattern, our common pattern. Story,
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repeat, that is, renew, postpone, again and again, a decision that must not be. Blind windows and
empty cow paths, be the incentive and hallmark of my story. Long live my storytelling !” Ibid.,
pp. 245-246.]f
29. Siri Hustvedt, The Enchantment of Lily Dahl, London, Sceptre, 2007, p. 25.
30. Susanne Wegener, “Die ‘kulturelle Initiation’ der Lily Dahl : Identität und Zeichen in Siri
Hustvedts The Enchantment of Lily Dahl”, in : PhIN, Philologie im Netz, 32/2005, p. 51.
31. Hustvedt, Lily Dahl, op. cit., p. 39.
32. Ibid., p. 40.
33. Ibid., p. 25.
34. Siri Hustvedt, “Yonder”, in : Yonder. Essays, New York, Henry Holt, 1998, p. 44.
35. Hustvedt, Lily Dahl, op. cit., p. 4.
36. Cf. Wegener, Die kulturelle Initiation, op. cit., p. 63.
37. Hustvedt, Lily Dahl, op. cit., p. 34.
38. Ibid., p. 236.
39. Ibid., p. 172.
40. Ibid., p. 236.
ABSTRACTS
Since Romanticism, authors frequently use the literary motif of the window for discussing
metafictional questions. While texts like E.T.A. Hoffmann’s Des Vetters Eckfenster (1822) describe
the male gaze at the woman in order to construct models of superior, self-reliant authorship,
contemporary novels like Peter Handke’s Die Wiederholung (1986) and Siri Hustvedt’s The
Enchantment of Lily Dahl (1996) are influenced by the deconstruction of traditional authorship in
the context of subjectivism, post-structuralism and gender studies. Yet, these texts make broad
use of windows for addressing metafictional questions. Considering the window a “mise en
reflet”, whose metafictional potential derives from the similarities between ‘the art of watching’
and the art of writing and reading, my analysis proposes two parameters, namely objectivity/
subjectivity and mimesis/poiesis, for classifying the various metafictional window-scenarios in
contemporary literature.
Depuis le romantisme, les écrivains utilisent fréquemment le motif de la fenêtre pour discuter
des questions métafictionnelles. Alors que certains textes, comme Des Vetters Eckfenster (1822) d’
E.T.A. Hoffmann, décrivent le regard masculin sur la femme afin de construire le modèle d’un
auteur supérieur et confiant, des romans contemporains, comme Die Wiederholung (1986) de Peter
Handke ou The Enchantment of Lily Dahl (1996) de Siri Hustvedt, sont influencés par la
déconstruction de la figure traditionnelle de l’auteur dans le contexte des théories du
subjectivisme, du post-structuralisme et des études de genre. Néanmoins, ces textes font tous un
large usage du motif de la fenêtre afin de traiter de questions métafictionnelles. Envisageant le
motif de la fenêtre comme une “mise en reflet” dont le potentiel métafictionnel est lié à la
ressemblance entre « l’art de regarder » et l’art d’écrire et de lire, cet article propose deux
couples de paramètres, objectivité/subjectivité et mimesis/poiesis, pour classifier les différents
scénarios métafictionnels liés au motif de la fenêtre dans la littérature contemporaine.
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AUTHOR
GIANNA ZOCCO
Gianna Zocco is a doctoral student and a lecturer at the Department of Comparative Literature at
the University of Vienna. From 2005 to 2009, she studied Comparative Literature and Philosophy
at the Universities of Bonn and Vienna. Her diploma thesis on the Epic of Gilgamesh in Hans Henny
Jahnn’s trilogy Fluß ohne Ufer has been published by Peter Lang (Sag an, mein Freund, die Ordnung
der Unterwelt. Das Gilgamesch-Epos in Hans Henny Jahnns “Fluß ohne Ufer.” Series: Wiener Beiträge zur
Komparatistik und Romanistik, vol. 17. Frankfurt a. M.: Peter Lang, 2010). Since 2010, she is
working on her doctoral thesis on the literary motif of the window as an opening into interior
spaces in contemporary literature. For her dissertation, she received at DOC-scholarship from
the Austrian Academy of Sciences and a Research Grant from the University of Vienna. In July
2013, she will present a part of her results at the international conference Windows. Their Literary,
Cultural, Artistic and Psychological Significance in the German-Speaking Territories from the Middle Ages
to the Present at the Institute of Germanic & Romance Studies, University of London.
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