Rheumatology 1999;38:267–274 Forces measured during spinal manipulative procedures in two age groups M. C. Harms1,2, S. M. Innes1 and D. L. Bader2 1Camden and Islington Community Trust, The Middlesex Hospital, Mortimer Street, London and 2Department of Materials and IRC in Biomedical Materials, Queen Mary and Westfield College, University of London, UK Abstract Objective. Manipulation techniques have a prominent, yet controversial, role in the treatment of back pain. Their use varies widely between the professional groups and between individual therapists, with no accurate method of standardizing or quantifying the treatment administered. Methods. An instrumented mobilization couch was developed to measure and characterize typical forces used during spinal manipulative therapy. The couch was used to measure the forces applied to the lumbar spine of 30 young healthy subjects during five mobilization techniques, and to a clinical sample of 31 patients, aged between 45 and 65 yr. Results. The magnitudes of the mobilization forces were found to be similar for the young and the older groups. Median forces of 164 and 168 N, respectively, were recorded during a Grade III procedure. However, the forces applied to the older group exhibited a smaller amplitude and higher frequency of oscillation than those applied to the young group (P < 0.001). Conclusion. Objective measurements can be used to characterize manipulative forces for both evaluative and teaching purposes. K : Spinal manipulation, Mobilization, Force, Measurement. The impact of back pain on the general population is often estimated [1]. Aside from the personal cost to the sufferer, back pain results in financial costs to the health service amounting to approximately £700 million per annum. The incidence of disability due to back pain is rising exponentially, a trend thought to be the result of increasingly sedentary lifestyles and a lower tolerance of illness within the population [1, 2]. Seventy-two per cent of patients with back pain will be treated with spinal manipulative procedures, yet little is known of their effects or efficacy [3, 4]. To date, there are no validated methods of measuring the characteristics of the mobilization force, making it impossible to quantify or standardize the treatment [3, 5]. At best, procedures are described in semi-quantitative terms, e.g. ‘high-velocity, low-amplitude thrusts’ [6 ]. Of the few studies that attempted to monitor force characteristics, Triano et al. [7] recorded the forces applied by a spinal manipulator. Two procedures were defined: a highvelocity, low-amplitude thrust and a high-velocity, lowforce mimic. The relatively high variability associated with the mean forces measured, 1008 N (.. 501 N ) and 212 N (.. 109 N ), respectively, suggested that there was little standardization of the techniques used. Previous studies by the authors reported that whilst some individuals are able to repeat applied forces with reasonable accuracy, many demonstrate considerable variation, and there are substantial differences between individuals [8]. Their use also varies widely between the professional groups including physiotherapists, physicians, osteopaths and chiropractors. Consequently, manual therapy has often been evaluated as a global treatment for back pain without sufficient control or definition of the treatment protocol [4]. Two recent reviews of randomized controlled trials on manipulation for low back pain conclude that the efficacy of manipulation has not been demonstrated. The methodological quality of many commonly cited studies is also brought into question [4, 9]. Manipulation can be categorized into the two techniques of mobilization and high-velocity manipulative thrust [4, 10]. The former is a passive, rhythmical oscillation of the vertebra that can be resisted by the patient at any time and is performed within or at the limit of physiological joint range. During postero-anterior central vertebral mobilization, the therapist rhythmically applies a force to the spinous process. This results in translation and rotation of the vertebral body with respect to adjacent vertebrae [11], which affects the surrounding soft tissues. Submitted 9 June 1998; revised version accepted 11 November 1998. Correspondence to: M. Harms, Camden and Islington Community Trust, Physiotherapy Office, North East Building, 4 St Pancras Way, London NW1 0PE, UK. 267 © 1999 British Society for Rheumatology 268 M. C. Harms et al. Generally, mobilization procedures aim to restore normal structure and function to scar tissue, to encourage removal of the by-products of inflammation, and improve tissue rehabilitation by improving the flow of nutrients and tissue metabolism. The rhythmical movement is thought to modulate pain and muscle spasm by stimulating receptors within the mobilized structures. The soft tissues demonstrate hysteresis, which is likely to occur during mobilization procedures, generating thermal energy within the soft tissues [12], and increasing the rate of tissue metabolism and the flow of tissue fluids [13]. The range of movement, and hence the force used for mobilization, is dependent on the patient’s condition and whether spinal pain, stiffness or muscle spasm predominates. The techniques are graded subjectively from one to four, which reflect both their range and amplitude and hence the force used for mobilization (Fig. 1). The grades are defined according to the resistance encountered and the amplitude of oscillation. Grades I and II are performed before resistance is detected in the joint excursion. Grades III and IV are performed in the resisted range, and may reach the end of available joint range [14]. The irritability, severity and nature of the patient’s symptoms will dictate the frequency and rate of force application. When pain predominates, a low frequency of oscillation is recommended, with smooth changes in force. If stiffness is the dominant sign, treatment aims to increase joint range using a greater force to stretch the tissues and at a higher frequency [14, 15]. The End Feel is a sustained force, thought to result in displacement of the joint through the full range of translatory movement available. Before developing a rationale for the use of these techniques, manipulative forces need to be defined and characterized. Previous attempts at measuring these forces used flexible pressure mats under the hands of the therapist [16, 17]. However, palpatory feedback is essential for the successful use of mobilization and manipulative techniques, and any measuring device that F. 1. A typical force–time profile for one therapist. is interposed between the therapist and patient is likely to interfere with the therapist’s perception of the quality and quantity of joint movement. Matyas and Bach [18] report on a series of studies in which the therapist stood on a force platform during manipulation. However, the large separation between the point of force application and the plane of measurement would be likely to introduce substantial error. Further limitations of these approaches are discussed in previous reports [19, 20]. Force application during mobilization will undoubtedly comprise components along vertical, longitudinal and horizontal axes. Therefore, any measuring technique should allow measurement of forces along these three axes of movement. System description and characteristics An alternative approach involves the instrumentation of a couch on which the subject lies during spinal manipulation [7, 19]. The authors have previously detailed the development of an instrumented mobilization couch to measure the magnitude of the applied force (F ), the orthogonal component forces (F , F , total x y F ), the peak-to-peak range and the temporal variation z in force application during common procedures [8, 19]. A standard mobilization couch (Akron Therapy Products Ltd, Ipswich, UK ) was modified to allow the couch top to be removed from the tubular steel frame. Six bending beam load cells (Model No. SHBxM, Revere Transducers Europe, Breda, The Netherlands) were mounted between the base and the couch top (Fig. 2). Three of the load cells were positioned in a triangular arrangement with vertical primary sensing axes. The three remaining load cells were mounted with horizontal sensing axes in an arrangement which allowed the calculation of forces directed along X- and Y-axes (Fig. 3). This arrangement also minimized the distance between the plane of measurement and force application, avoiding unnecessary signal attenuation and inertial error. In addition, a stand-off bar was attached to the lower frame to allow the therapist to lean against the Force measurement during spinal manipulation 269 therapists during every technique, ranging from 63 to 347 N for a Grade IV procedure [8]. Degenerative lumbar disc disease and osteoarthritis of the zygapophyseal joints increase with age, progressing steadily from the second decade [21, 22]. It is estimated that 97% of lumbar discs will show some degree of degeneration by the age of 50 yr [23]. These changes will influence both the mechanical loading of the spine and the viscoelastic properties of the associated soft tissues. Loss of extensibility of collagenous vertebral tissue and reduced facet joint excursion caused by these degenerative changes can reduce the available range of movement [24]. However, degeneration that results in disc narrowing will tend to reduce the stabilizing effects of the ligaments and may increase the range of movement available within the neutral zone [25, 26 ]. The objectives of the current study were to define the characteristics of a typical mobilization force used on an asymptomatic lumbar spine in two subject groups of different age ranges. Method F. 2. One transducer unit incorporating two load cells mounted on the couch frame. side of the couch to gain stability, without affecting the forces measured. Extensive calibration procedures allowed the measuring system to be characterized. Linearity was found to be high (r2 = 0.99), and with sustained loading of forces equating to body weight, minimal drift was observed over a 10 min period (<0.07%). Cross effects, expressed as a percentage of the signal in the primary axis, were generally <2%. The variability of signal in response to changes in the point of load application was considered to be within acceptable limits of 2%. The sensitivity of the couch was found to be better than 1 N along the Z-axis, and 2 N along X- and Y-axes, well within the requirements necessary to record the smallest peak mobilization forces. The resonant frequencies of the couch were found to be significantly higher than the frequencies associated with mobilizations. Further calibration data demonstrating the characteristics of the instrumentation system have been described in a previous report [19]. The reliability with which mobilization techniques are performed will affect both the assessment of tissue compliance and their ultimate clinical success. If different forces are used, at different rates, the apparent joint compliance will change. Therefore, using the instrumented couch, a study was undertaken to examine the characteristics of the mobilization forces used by 30 experienced therapists on a single spinal model. Although many of the therapists were consistent in their force application over replications, there was considerable variation between the forces exerted by different One female superintendent therapist of average build (height 1.68 m, weight 59 kg), qualified for 5 yr and with 3 yr experience working in an out-patient department, performed all the techniques in this study. In a previous study, forces applied by this therapist had been shown to be representative of a group of 30 experienced therapists. The therapist was also able to repeat mobilization procedures consistently [8]. Two groups of Caucasian female subjects were selected. The first were a young group who were in good general health and with no previous back problems requiring medical attention. The peak age for low back pain has been reported to be between 45 and 64 yr [1]; therefore, an older group within this age range, who were attending a standard out-patient physiotherapy department, with an asymptomatic third lumbar vertebra (L3) level formed the second group. Exclusion criteria were based on the recommended contraindications for manipulation [27]. The previous study provided an approximation of the number of subjects required [8]. For an experimental design with a power of 80% to detect a clinically important difference, at a 5% level of significance, at least 26 subjects in each group were required. The modified Schober method [28] was used to provide an estimate of the spinal mobility of the subjects prior to performing the mobilization protocol. The repeatability of this method was calculated using the analysis technique of Bland and Altman, and found to be adequate for the purposes of this study [20, 29]. Each subject was then required to lie prone on the instrumented couch where the therapist pre-conditioned the Functional Spinal Unit (FSU ) by performing each mobilization grade 10 times before the start of the recording. This was followed by one set of mobilizations performed over 50 s, which included an End Feel technique, and a Grade I, II, III and IV postero-anterior 270 M. C. Harms et al. F. 3. The Instrumented Mobilization Couch, with couch top and stand-off bar removed for clarity. technique on the spinous process of the L3 of each subject. Identical procedures were adopted for both subject groups. The therapist was screened from the computer VDU to avoid any influence resulting from visual feedback on either the magnitude of the forces or the rate of application. A separate investigation examined whether the position of the vertebra, within the lumbar curve, affected the application of these techniques. Therefore, in five subjects within the young group, one technique was performed on the first lumbar vertebra (L1), in addition to the full set of techniques performed on L3. The mobilization force was characterized by its magnitude, amplitude and frequency of oscillation. The force amplitude was defined as the difference between the minimum and maximum force applied, and represented the peak-to-peak range of the mobilization cycle. The non-linear load-displacement response of the vertebra [26 ], which demonstrates a toe-in region, implies that the amplitude of the mobilization force does not provide information on the amplitude of the resulting joint movement. Thus, a significantly greater force is necessary to displace the joint through 10% of its available range at the end of joint range than to move it a similar amount at the beginning of joint range. Therefore, a normalization procedure was adopted where the force amplitude was expressed as a percentage of the maximum force applied by the therapist for each grade of mobilization. Data analysis The load cells were sampled at 40 Hz for periods of 20 s during the application of each technique. The resulting Force measurement during spinal manipulation signals were fed into a personal computer using a data acquisition package (Labtech Notebook, Boston, MA, USA). Data files were translated into a format suitable for input into Excel (Microsoft, Redmond, WA, USA). Unless stated, the results were based on the magnitude of the total force vector (F ), calculated as: total F = √F2 + F2 + F2 x y z total Data were checked for normality using the Shapiro– Wilks W∞ statistic. This led to the selection of nonparametric or parametric statistical testing methods, as appropriate. For comparisons between groups, the Mann–Whitney U-test, a non-parametric test for comparing data for two independent groups, was selected. Analysis of variance or its non-parametric equivalent, the Friedman two-way analysis of variance, was used to compare the characteristics of the grades of mobilization. Because force magnitude increased through the grades, comparisons between sequential pairs were performed. However, for force amplitude and frequency, all combinations of grades were compared. Where the results were significant, Tukey’s post hoc analysis and the Wilcoxon matched pairs, signed rank sum test, with the Bonferroni correction for multiple comparisons were used. Correlations were performed using a Spearman rank order correlation analysis. 271 F. 4. The distribution of maximum forces used for each grade of mobilization performed on groups of young and older subjects, indicating median, upper and lower quartile, and extreme values. Results The demographic data for the two subject groups are given in Table 1. The ranges of maximum force used during each grade of mobilization are illustrated in Fig. 4. The differences between the forces used for each grade were found to be statistically significant for both groups of subjects (young subjects: H = 102.2, P < 0.001; older subjects: H = 106.4, P < 0.001). There were no differences between the maximum forces applied to the younger and older groups of subjects during Grades III, IV and End Feel. However, for Grades I and II, the forces used on the older subject group were significantly higher (Grade I: U = 2.5, Grade II: U = 3.0; both grades P < 0.05). There was a demonstrable relationship between the forces used during Grades III, IV and End Feel for both groups of subjects. This indicated that the spines, which were subjected to the higher forces at one grade, were also subjected to higher forces during the other two procedures (Fig. 5). The association between the physical characteristics T 1. Physical characteristics and range of movement of the lumbar spine of the subjects participating in the study Young group (n = 30) Older group (n = 31) Age (yr) Height (m) Weight (kg) Lumbar spine mobility (mm) 26 (4)a 1.66 (0.06) 61 (7) 84 (11) 55 (6) 1.64 (0.05) 68 (11) 74 (14) aMean values with standard deviation in parentheses. F. 5. The relationship between the forces measured during Grades III and IV. of the subject, including their range of movement, age, weight and height, and the maximum forces used during each grade of mobilization was assessed. There was a significant relationship between the range of movement recorded in the lumbar spine and the forces used for Grades III and IV in the young group (rho = 0.35 and 0.45, respectively, P < 0.05). The weight of the older group also demonstrated a significant positive correlation with the forces used during Grades I and II (rho = 0.4, P < 0.05). Figure 6 illustrates that there were significant differences in the amplitude of the mobilization force between all grades for both subject groups (H = 61.0, P < 0.01), with the exception of the comparison between Grades II and III for the older subjects. In both groups, it was clear that Grades II and III were associated with a greater force amplitude than Grades I and IV. It was also evident that the force amplitude was significantly smaller in the older group for mobilization Grades I, III and IV (U = 3.6–5.1, P < 0.001). The frequency of oscillation associated with Grade 272 M. C. Harms et al. between the characteristics of the forces applied to L1 and L3 with respect to the maximum force, force amplitude, frequency and direction. Discussion F. 6. The normalized force amplitude used for each grade of mobilization performed on groups of young and older subjects, indicating median, upper and lower quartile, and extreme values. IV mobilization was substantially higher than that associated with the other three grades (Fig. 7). All six comparisons between grades in the young group, and five of the six comparisons in the older group, were statistically significant (P < 0.001). The only exception being the comparison between Grades I and III in the older group, where the values were clearly similar. The frequencies recorded for the older group were higher for Grades I, III and IV than for the young group (U = 2.5–4.5, P < 0.01). In contrast, the frequency associated with a Grade II procedure was lower in the older group (U = 2.6, P < 0.01). When the ranges of force directed along each of the three principal axes were assessed, the vertical force was found to account for 81–100% of the total force. For the higher grades of mobilization, the median values were between 98.5 and 99.8% of the total force. The results confirmed that the horizontal force components were relatively small. Results associated with the Grade III mobilization on L1 of five young subjects indicated no differences F. 7. The frequency of oscillation used for each grade of mobilization performed on groups of young and older subjects, indicating median, upper and lower quartile, and extreme values. The use of an instrumented couch has confirmed that each mobilization technique has individual characteristics that can be described by magnitude, amplitude and the temporal variation in the force applied. The relatively small forces measured of between 9 and 17 N suggest that Grades I and II are carried out within the neutral zone of the joint, or the toe region of the load displacement curve [30]. These grades are therefore unlikely to stretch the fibres of the surrounding soft tissues to any significant extent. Conversely, the high forces of between 165 and 190 N experienced during Grades III and IV suggest that the soft tissues offer resistance to vertebral displacement during these procedures. This implies that the joints were moving within the linear region of the load displacement curve of the FSU with the soft tissues stretching to resist displacement of the vertebra. Grades II and III, regarded as large-amplitude movements [14], were performed with a proportionally greater force amplitude than Grade I and IV, in line with conventional theory. The frequencies of oscillation recorded for Grade I and III mobilization procedures were similar, while Grade IV was performed at a significantly higher frequency. The known viscoelastic properties of the FSU suggest that the rate of loading during mobilization will affect the tissue response. A previous study by Lee and Evans [31] demonstrated that a force delivered to the spine at a low frequency achieved greater vertebral displacement than when the same force was delivered at a high frequency. It had been hypothesized that the nature of the resistance of the spinal tissues to movement, determined by the therapist during palpation, would influence the characteristics of the mobilization force. If so, for those subjects who exhibited stiffness of the FSU, higher forces would be recorded for every grade of mobilization. The significant association between the forces applied during each of the higher grades supports this hypothesis and suggests that the characteristics of joint movement were interpreted by the therapist in a consistent manner. The lack of a consistent association between the physical characteristics of the subject and the force applied to their spine indicated that neither the weight nor height of the subject could account for the variation of up to 90 N in the magnitude of the mobilization force. A relationship between the range of movement of the FSU and the applied force during mobilization, which had been predicted, was not consistently observed within the data. This suggests that the sagittal mobility measured by Schober’s method may not reflect mobility at a segmental level. The relationship between the posteroanterior translatory range of the vertebral joints and the physiological sagittal range, with which it is thought to be coupled [32], may be more complex than generally Force measurement during spinal manipulation described, highlighting the limitations of using physiological movements to monitor changes in the spine following treatment at a segmental level. The profile of the postero-anterior mobilization force was measured on two lumbar vertebrae, L1 and L3, to determine whether their relative positions within the lumbar lordosis affected the force characteristics. A postero-anterior mobilization force is thought to result in anterior translation of one vertebra with respect to adjacent vertebrae. To achieve comparable results at L1 with those reported at L3, the force would need to be angled towards the head of the subject. However, no increase in the horizontal component along the X-axis was noted. The position of the vertebra within the lumbar curve had little influence on the direction of the force applied. Age markedly influences the biomechanical properties of the disc, and indeed all ligaments, rendering them less compliant and less able to recover from deformation [33]. Yet the similarities between Grades III, IV and End Feel applied to the two groups suggest that the therapist may have been influenced more by the magnitude of the force applied than by the amount of joint movement occurring, which is normally thought to guide treatment. The higher recorded forces in the older group during the Grade I and II procedures (Fig. 4) may have been the result of changes in the nature of the soft tissues overlying the spine, where a greater force was required to achieve a similar degree of displacement to that occurring in the young group. Alternatively, the forces may have been influenced by an increase in the initial resistance to movement due to age-related changes in the nucleus of the disc or in the synovial fluid within the zygapophyseal joint. As this increase is not common to the higher grades and involves relatively small forces, it is unlikely to be of great clinical significance. The reduced amplitude of the mobilization force in the older group (Fig. 6) may have been a direct result of a reduction in segmental range of movement, which also resulted in a higher frequency of oscillation. Indeed, there was an inverse relationship between amplitude and frequency for both groups during the Grade IV procedure (P < 0.001). Previous work on spinal kinematics suggests that a force directed anteriorly is likely to result in extension of the lumbar spine, anterior translation and posterior sagittal rotation of the vertebral body at which the force is directed [11]. These movements will all affect the intervertebral joints and soft tissues. However, whilst the movement of the spinal components under this force can be estimated, further imaging studies are now required to measure the displacement of the vertebrae during mobilization procedures. Conclusion The instrumented couch has been shown to provide a valuable method of measuring the characteristics of the mobilization forces used during treatment of the lumbar 273 spine. This is the first system reported where the modus operandi of the therapist has not been affected by the measuring system. Its successful use in the clinical situation is an important advance with considerable potential in both research and teaching applications. The results of the comparison between the young and older subject groups demonstrate that although the characteristics of the forces applied differ in many respects, these differences are not as great as would have been expected, given the alterations in the constitution of the disc nucleus and the reduction in compliance of the soft tissues associated with the ageing process. The dearth of basic information on the most fundamental and frequently used techniques has impeded the development of a scientific basis for the professions who use manipulative techniques, and has hindered evaluation of the efficacy of treatment practices. The instrumented couch promises to be a versatile tool, with many applications in the field of manual therapy, an important advance in an area where the use of these techniques and their efficacy remain controversial. 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