Revista Brasileira de Física, Vol. 8, N? 1, 1978 Magnetic Hysteresis and Flux Prof iles in Type- I Superconductors GUNTER ZERWECK Instituto de Física "Gleb Wataghin", Universidade Estadual de Campinas*, Campinas SP Recebido em 23 de Novembro de 1977 Dedicated to the memory of Dr. Herman Trauble The c r i t i c a l interaction (" pinning" ) current of of type- l superconductors quantized magnetic . Measurements o f f l u x lines i s determined by the with inhomogeneities the p r o f i l e s o f the magnet i c i n d u c t i o n are e q u i v a l e n t , i n many r e s p e c t s , t o c r i t i c a l c u r r e n t rneasurements, and f r e - q u e n t l y are much simpler. A f t e r a s h o r t i n t r o d u c t i o n about the general p r o p e r t i e s o f type-l superconductors, this article microscopic p i n n i n g mechanisms, t h e i r s t a t i s t i c croscopic volume p i n n i n g f o r c e , del i n c l u d i n g surface e f f e c t s . reviews t h e main cooperation t o the ma- and the general i z e d c r i t i c a l s t a t e moThe b a s i c methods o f measurement are described, together w i t h some important r e s u l t s about b u l k , surface, and near- surface p i n n i n g . The f i n a l discussion stresses e s p e c i a l l y two ob- s e r v a t i o n s s t i I l h a r d l y understood: the d i f f e r e n t e f f e c t s o f the s u r f a ce and the i n f l u e n c e o f magnetic f i e l d h i s t o r y . A c o r r e n t e c r i t i c a de supercondutores de tipo-l é determinada i nteração de L i nhas quant i zadas de f l u x o magnético com ("pi nni ng", aprisionamento) . Medi das pela i nomogene i dades de p e r f i s da i ndução magnét i ca são equivalentes, em muitos aspectos, a medidas da c o r r e n t e c r i t i c a , e f r e quentemente bem mais simples. Após uma introdução c u r t a sobre as priedades g e r a i s de supercondutores de t i p o - l l , e s t e a r t i g o uma resenha dos mecanismos microscópicos de aprisionamento mais tantes, a cooperação e s t a t í s t i c a deles Posta! Address: C.P. 1170, 13.100 - impor- à f o r ç a macroscópica por volume, e o modelo do estado c r i t i c o generalizado, * pro- apresenta i n c l u i n d o e f e i t o s da Campinas SP super- f ície. Descrevem-se os métodos básicos da medida, e alguns r e s u l tados importantes sobre aprisionamento no volume, na s u p e r f í c i e e nas midades da s u p e r f í c i e . proxi- A discussão f i n a l acentua especialmente duas ob- servações ainda pou :o entendi das: os d i f e r e n t e s e f e i t o s de s u p e r f í c i e e a i n f l u ê n c i a da h i s t ó r i a do campo magnético. INTRODUCTION A p p l i c a t i o n o f s u p e r c o n d u c t i v i t y began i n 1961 when Kunzler e t aZ. d i s coveredl t h a t the compound Nb,Sn destroying superconductivity. i s able t o c a r r y a h i gh c u r r e n t without Since then, h i g h l y s o p h i s t i c a t e d conduc- t o r s have been developed, mainly f o r the p r o d u c t i o n o f magnet c o i l s f o r a wi de range o f appl i cations; rangi ng f rom the l a b o r a t o r y magnets for bas i c research purpose t o the l e v i t a t i n g magnets i n high-speed t r a i n systems6'". Another f i e l d where s u p e r c o n d u c t i v i t y rnay become o f increasing p r a c t i c a l i n t e r e s t i s the transmission o f e l e c t r i c power i n cryogenic cables, a p r o j e c t which i s p r e s e n t l y being s t u d i e d i n a number o f labor a t o r i e s a11 over t h e w o r l d (see, e.g., ~ e f . 1 5 ) . A survey o f the a c t u a l s t a t e o f appl i c a t i o n o f s u p e r c o n d u c t i v i t y was pub 1 i s h e d r e c e n t l y by Schwartz and ~ o n e r ~ . AI1 these devices make use o f t h e a b i l i t y o f t y p e - l l superconductors t o This. cric a r r y a l o s s l e s s c u r r e n t up t o a c e r t a i n c r i t i c a l c u r r e n t Ic t i c a l c u r r e n t i s a f u n c t i o n o f temperature and magnetic f i e l d , and is mainly determined by t h e i n t e r a c t i o n o f magnetic f l u x v o r t i c e s w i t h extended c r y s t a l imperfect:ions l i k e p r e c i p i t a t e s , d i s l o c a t i o n g r a i n boundaries. walls, or A t r a n s p o r t c u r r e n t creates a f o r c e on the v o r t i c e s , and t o keep them from moving, which would cause power d i s s i p a t i o n , they must be "pinned". The s t r o n g e r the i n t e r a c t i o n between defects and f l u x v o r t i c e s , the h i g h e r the c r i t i c a 1 c u r r e n t . On the o t h e r hand, the c r i - t i c a l c u r r e n t o f an " i d e a l " type-l l superconductor ( s i n g l e c r y s t a l thout any defects) i n the mixed s t a t e would be zero, even i n wi- materiais w i t h h i g h c r i t i c a 1 temperature and h i g h c r i t i c a 1 f i e l d s . The sameinteraction prevents, i n magneti z a t i o n e ~ e r i m e n t s ,the f l u x v o r t i - ces from reaching t h e i r thermdynamic equi 1 i b r i u m d i s t r i b u t i o n , thus a l - lowing f o r the presence o f f l u x gradients w i t h i n a b u l k superconductor, and g i v i n g r i s e t o a h y s t e r e t i c magnetization curve. This equivalence between a t r a n s p o r t c u r r e n t and a f l u x densi t y gradient, i n t y p e - l l superconductors, i s t h e basis f o r the experimental study o f . "pinni ng" forces i n m d e l systems by magneti z a t ion measurements Such model systems, each o f which i d e a l l y represents o n l y a s i n g l e i n t e r a c t i o n mechanism, i n s t e a d o f the m e t a l l u r g i c a l l y complicated s t a t e o f the tech- n i c a l superconductor, are, e.g., type: dislocations, s i n g l e c r y s t a l s wi t h one d e f e c t i r r a d i a t i o n defects, o r p r e c i p i t a t e s . Because o f the h i g h c r i t i c a 1 c u r r e n t s (up t o 106~/cm2), sample p r e p a r a t i o n f o r magnetization measurements (long c y l i n d r i c a l rods) i s much e a s i e r i n such systems than f o r d i r e c t current-v01 tage measurements ( t h i n tapes o r threads).The purpose o f t h e present a r t i c l e i s t o describe how much information about p i n n i n g forces can be drawn from magnetization measurements, p e c i a l l y from the so c a l l e d "minor h y s t e r e s i s loops". t o present a complete review o f i r r e v e r s i b l e p r o p e r t i e s o f t y p e - l I perconductors. es- intend We do n o t su- Thi s was excel l e n t l y done by Campbell and ~ v e t t s ' and, more recently, by u l l m a i e r 9 . hensive b i b l i o g r a p h y . Both reviews a l s o c o n t a i n a more compre- D e t a i l e d i n f o r m a t i o n about many s p e c i f i c problems may be obtained from the proceedings o f the discussion meeting Andreasberg i n 1974, Ref . l O . Melvi 1l e ' s review paperll g r e a t influence of t h e surface on a.C. in St. s t resses losses, which are c l o s e l y ted t o the magneti z a t i o n h y s t e r e s i s t r e a t e d i n the present paper. a r t i c l e o f L i v i n g s t o n and schadler12, although 13 years o l d , may the relaThe still serve as a valuable i n t r o d u c t i o n t o t h e whole f i e l d o f r e l a t i o n s between superconductivi t y and metal l u r g y . I n Section 1, a s h o r t i n t r o d u c t i o n t o t h e general p r o p e r t i e s o f type-l l superconductors i s presented. The second Section descri bes, i n a qual i - t a t i v e r a t h e r than i n a mathematically exact way, the main microscopic i n t e r a c t i o n mechanisms and the s t a t i s t i c summation o f these elementary forces t o the macroscopic volume p i n n i n g force. One o f the m s t f r u i t - f u l ideas f o r the understanding o f i r r e v e r s i b l e e f f e c t s perconductors was t h e concept o f Bean16, the c r i t i c a l s t a t e , i n t y p e - l l su- i ntroduced which w i l l be t r e a t e d i n Section 3, followed by a by review o f d i f f e r e n t methods o f measurement. The l a s t two Sections present some imp o r t a n t experimental r e s u l t s about bulk and surface pinning,and discuss r s p e c i a l l y the d i f f e r e n t e f f e c t s o f surface and near- surface p i n n i n g as w e l l as the i n f l u e n c e o f magnetic f i e l d h i s t o r y . 1. TYPE-II SUPERCONDUCTORS This S e c t i o n i s j u s t t o g i v e a concise i n t r o d u c t i o n t o the equilibrium p r o p e r t i e s of t y p e - l l superconductors and the b a s i c phenomeno lo g i c a I concepts f o r d e s c r i b i n g them. For more d e t a i 1 s, I must r e f e r t o one of the textbooks 1 i s t e d i n the f i r s t p a r t o f the b i b ~ i o ~ r a ~ h ~ l - ~ . The d i f f e r e n c e between type- l and t y p e - l l superconductors i s b e s t i 1 l u s t r a t e d by t h e i r e q u i l i b r i u m r e l a t i o n betweenmagnetic i n d u c t i o n d e n s i t y ) B and the a p p l i e d f i e l d H (Figs. l a and l b ) . (flux Type-l supercon- ductors are c h a r a t e r i z e d by a complete e x c l u s i o n of the m a g n e t i c f l u x ( p e r f e c t diamagnetism) up t o the c r i t i c a 1 f i e l d Hc, tion t o the normal s t a t e takes place. where the transi- I n t y p e - l l superconductors, the surface energy between superconducting and normal phases i s negative, thus t h e f r e e energy can be decreased, i n f i e l d s above the lower c r i t i c a l f i e l d Hcl, by a s p l i t t i n g i n t o normal and superconducting "domins" on a very f i n e scale. magnetic f l u x , ween Hcl This i s accomplished by a p a r t i a 1 p e n e t r a t i o n o f r e f l e c t e d by t h a t p a r t o f the B-H curve o f F i g . l b and Hc2 ("mixed s t a t e " ) . At the upper c r i t i c a 1 f i e l d Hc2, f l u x p e n e t r a t i o n i s complete and the b u l k o f the specimen becomes betthe nor- mal. For p r a c t i c a l reasotis ( h i g h e r r e s o l u t i o n o f the o r d i n a t e ) , the m g n e t i z a t i o n curve - M ( H ) i s glven i n s t e a d o f the i n d u c t i o n curve B(H) i n most cases ( ~ i g . 1 ~ ) .The magnetization M may be defined by a1though i t does n o t have the d i r e c t physi c a l meani ng o f a magneti c d i pole d e n s i t y as, e.g., i n ferromagnets. With t h i s d e f i n i t i o n , the i n i - t i a 1 slope o f the magnet:ization curve i n the p e r f e c t l y diamagnetic s t a t e becomes -1. A t h e o r e t i c a l descr , i p t i o n o f t h i s behavior i s provided by the Ginzburg-Landau equations17, twa coupled n o n l i n e a r d i f f e r e n t i a l equations f o r the 228 Fig.1 - Equilibrium induction vs. f i e l d , and magnetization curves o f su- perconductors: a ) type- l superconductors, b) type- l l superconductors, c ) magneti z a t i o n curve o f a type- l l superconductor Fig.2 - . Structure of a s i n g l e vortex l i n e ( s o l i d l i n e : microscopic n e t i c f i e l d h ; dotted l i n e : order parameter +). mag- order parameter Ji which might be i n t e r p r e t e d as a k i n d of macroscopic wave f u n c t i o n f o r the condensed e l e c t r o n s , and f o r t h e vector potential A. They c o n t a i n two m a t e r i a l parameters w i t h t h e dimension o f a length, + i .e., X (Itpenetration depthl') and 5 ("range o f coherence") , which repre- sent the c h a r a c t e r i s t i c lengths o f v a r i a t i o n o f the microscopic f i e l d h and o f t h e order parameter $, r e s p e c t i v e l y . X TypicaJ values o f and 5 are o f the order o f some hundred Angstroms. The r a t i o h/< i s the dirnensionless Ginsburg-Landau parameter -II superconductors, K I/&. I n type- K. The r a t i o o f the c r i t i c a l f i e l d s Hc2/Hcl increases monotonical 1y (but n o t 1i nearl y) wi t h K. The two c h a r a c t e r i s t i c lengths and t h e Ginsburg-Landau parameter vary s t r o n g l y wi t h the mean free path o f t h e normal e l e c t r o n s . K I n a c e r t a i n a l l o y system, t h e parameter increases l i n e a r l y w i t h the r e s i d u a l r e s i s t i v i t y l e . Therefore, general l y are type-1 l superconductors wi t h K alloys > 1/42. I n 1957, ~ b rkosov'9 i found p e r i o d i c sol u t i o n s o f the Ginsburg-Landau e quations which o n l y severa1 years l a t e r were recognized e x a c t l y t h e mixed s t a t e o f type-l 1 superconductorsle. t i o n showed t h a t t h e mixed s t a t e consist; as describing Abri kosov's o f a two-dimensional Each f l u x l i n e can be imagined t o c o n s i s t o f a normal w i t h a maximum o f t h e microscopic magnetic f i e l d ji' = array o f 4 v o r t i c e s o r f l u x l i n e s each o f which c a r r i e s one f l u x quantum solu- o : conducting 3 core surrounded c u r l A, by c i r c u l a t i n g supercurrents (Fig.2). i n an i d e a l ( r e v e r s i b l e ) type-1 1 superconductor, these v o r t i c e s form r e g u l a r two-dimensional l a t t i c e , u s u a l l y o f hexagonal symnetry. The perimental observation o f t h i s r e g u l a r l a t t i c e (Fig.3), f i r s t by a exneu- t r o n d i f f r a c t i o n 2 ' and I a t e r d i r e c t l y by a decoration t e ~ h n i ~ u e ~ ' ' ~ ~ , w a s t h e p r o o f f o r t h e correcteness o f Abrikosov's s o l u t i o n s . The rnagnetic s t r u c t u r e o f a s i n g l e f l i ~ xl i n e w i t h i n the l a t t i c e was a l s o s t u d i e d by a p r e c i s e determination o f the form f a c t o r i n neutron d i f f r a ~ t i o n ~ ~ . Because each v o r t e x contains one quantum o f magnetic f l u x , 4 f l u x densi t y B = <h> i s r e l a t e d t o the 1i n e densi t y n o f the O * the mean vortices Fig.3 - Perfect triangular flux line lattice (FLL) as emerging from the top face of a superconducting niobium cylinder (B = 73 mT). The points of exi t of the flux lines are decorated by small ferromagnetic particles (photograph by U. Essmann). Fig.4 - Irreversible magnetization curve with minor hysteresis loop. 23 1 by B = n.4,. I n thermodynamic e q u i l i b r i u m , t h e l i n e d e n s i t y n, and the i n d u c t i o n B, i s constant throughout the sample, and at a thus certain ternperature a unique f u n c t i o n o f the a p p l i e d f i e l d H ( ~ i g . l b ) : B = B ~ ( H ) . Although the l a t t i c e parameter o f the f l u x l i n e l a t t i c e (FLL) i s severa1 orders o f magnitude g r e a t e r than t h a t o f c r y s t a l l a t t i c e s (severa1 thousand Angstroms) , there a r e many analogies between them. The FLL i s elas- t i c a l l y deformable, and can be described by tensors o f e l a s t i c s t r a i n and s t r e ~ s ~ and ~ ' ~e l~a s, t i c constants connecting them27931. However, because o f the long-range i n t e r a c t i o n between the f l u x l i n e s , theory o f the FLL i s h i g h l y non- local. the This has important elasticity consequences ~ ~ not conf o r s t r a i n s and stresses v a r y i n g a t s h o r t d i ~ t a n c e s b~u~t 'was sidered u n t i 1 q u i t e r e c e n t l y (Refs.24,25,34). Another analogy between FLL and a c r y s t a l l a t t i c e i s t h e existence o f l a t t i c e defects (vacant li- nes, i n t e r s t i t i a l s , d i s l o c a t i o n s , s t a c k i n g f a u l t ~ which ~ ~ ~ i ~n ~ s o )m cases may s t r o n g l y influente f l u x movement and t h e c r i t i c a 1 c ~ r r e n t ~ ~ - ~ ' . 2. PINNING FORCES I n thermodynamic equi 1ibrium, the 1 i n e densi t y n o f the v o r t i c e s i s cons- if t a n t throughout the sample, a s t a t e which can o n l y be r e a l ized v o r t i c e s are f r e e l y movable. inhomogeneities w i t h s p a t i a l v a r i a t i o n s o f t h e f r e e energy which g i v e r i s e t o a t t r a c t i v e o r r e p u l s i v e i n t e r a c t i o n forces. the I n r e a l c r y s t a l s , however, there are always The maximum e f f e c t i v e i n t e r a c t i o n force, fm, f o r a vortex p o t e n t i a1 s and between flux one l i n e and one d e f e c t i s c a l l e d " e l e m n t a r y p i n n i n g force". I n the f o l l o w ing, t h e main i n t e r a c t i o n mechanisrns i n the bulk and a t of the specimen are d e s c r i bed i n a qual i t a t i v e way. the More de t a i 1 s q u a n t i t a t i v e formulations can be found i n the o r i g i n a l papers we red to, and i n the two review a r t i c l e s of Refs. 8 and surface and refer- 9. 2.1. Pinning Interactions in the Bulk The s p e c i f i c volume o f a metal increases by about 1 0 - ~a t the t r a n s i t i o n t o t h e superconducting s t a t e . Thus the core o f a v o r t e x i s a contracted c y l i n d e r w i t h i n a superconducting m a t r i x . This e f f e c t i s f u r t h e r accen- around t u a t e d by the m a g n e t o s t r i c t i o n caused by the microscopic f i e l d each vortex. Thus each f l u x l i n e , e s p e c i a l l y the core b u t a l s o the r e - g i o n o f decreasing f i e l d , i s a source o f eigen-stressesb2 which i n t e r a c t w i t h the s t r e s s f i e l d o f a l a t t i c e d e f e c t . This f i r s t - o r d e r i n t e r a c t i o n ( A - ~ e f f e c t , para- e l a s t i c i n t e r a c t i o n ) was f i r s t described by Krarner and ~ a u e r ' and ~ f u r t h e r studied, f o r s p e c i f i c defects, by KronmÜl l e r and ~ c h m u c k e r ~5". ~ A second-order e l a s t i c i n t e r a c t i o n i s due t o the s o f t e n i ng o f the c r y s t a l l a t t i c e i n the t r a n s i t i o n t o the superconducting s t a t e . The r e l a t i v e decrease o f the e l a s t i c constants i s o f t h e o r d e r o f 10'~. The e l a s t i c s e l f -energy o f a l a t t i c e d e f e c t depends on the e l a s t i c constants, thus i t i s higherinandnearthecoreof afluxline. A first estimate of this r e p u l s i v e i n t e r a c t i o n (A-E e f f e c t , d i e l a s t i c i n t e r a c t i o n ) between a screw d i s l o c a t i o n and a s i m p l i f i e d f l u x l i n e was published by ~ e b b " ; a very general treatment based on Seeger's and KronmÜl l e r ' s m i cromagnet i c equations o f superconductors47~48 was r e c e n t l y given by ~ c h n e i d e r ~ " ~ ~ . A t h i r d , n o n - e l a s t i c , i n t e r a c t i o n i s caused by s p a t i a l v a r i a t i o n s o f su- perconducti ng m a t e r i a l parameters li k e t h e G i nzburg-Landau parameter K (hence A-K e f f e c t ) i n p r e c i p i t a t e s o r c l u s t e r s o f defects. The self-energy o f a v o r t e x 1 ine can be decreased, f o r example, by through a normal conducting p r e c i p i t a t e o r a void. A passing partly s i m i l a r mechanism a c t s i n a g r a i n boundary: because o f t h e a n i s o t r o p y o f m a t e r i a l parame- t e r s 1i ke Hcp ( ~ e.SI) f and thus o f t h e Ginzburg-Landau parameter K, self- energy o f the v o r t e x may be d i f f e r e n t i n two adjacent grains, the thus l e a d i n g t o p i n n i n g e f f e c t s due t o the g r a i n boundary. A general f e a t u r e o f a1 1 these p i n n i n g mechanisms i s t h a t they effective if, least o f l o o s e l y speaking, t h e dimensions o f the o r d e r o f the core diameter, i.e. the defects are o n l y are at some hundred Angstroms. Thus, defects l i k e vacancies o r non-magnetic i m p u r i t y atoms can o n l y p i n weakl y through t h e i r eventual dens i t y f 1u c t u a t i ons, whereas a homgeneous d i s t r i b u t i o n does n o t g i v e r i s e t o any p i n n i n g e f f e c t . 2.2. Statistic Summation A comparison o f the observed mean volume p i n n i n g forces, elementary pinning pv, w i t h these forces revealed t h a t the former were frequentl y one o r d e r o f magnitude smaller than expected from a simple summation o f t h e elementary fm forces. This i s due t o the e l a s t i c c o u p l i n g o f the v o r t i - ces w i t h i n the FLL which allows o n l y a small f r a c t i o n o f the p i n n i n g s i tes t o a c t w i t h the maximal f o r c e fm. A c o n s i d e r a t i o n o f the two l i m i t i n g cases o f a completely r i g i d and a completely s o f t FLL w i l l c l a r i f y argument: I f the FLL i s completely r i g i d and i f t h e r e d i s t r i b u t i o n o f p i n n i n g s i t e s , t h e r e w i l l be an equal number + a c t i n g w i t h f o r c e fm, -+ and w i t h f o r c e -fm, this is a statistical of sites thus the n e t p i n n i ng f o r c e on a r i g i d FLL w i l l be zero.ln a completely s o f t l a t t i c e , on the o t h e r hand, the v o r t i c e s can occupy the p o s i t i o n s o f maximum f o r c e fm a t a11 p i n n i n g s i tes, thus f o r a densi t y N o f t h e p i n n i n g centers, the mean w l m p i n P The intermediate case, however, the s t a t i s t i c n i n g f o r c e w i l l be N f P: m' summation o f the p i n n i n g forces i n an e l a s t i c FLL, i s a r a t h e r complicat e d problem, and i t s d e t a i l e d d e s c r i p t i o n i s f a r beyond the scope o f t h i s article. The f i r s t approach t o a s o l u t i o n o f t h i s problem was made by Yamafuji and l r i e 5 2 ' 5 3 , who considered the energy d i s s i p a t e d d u r i n g f l u x movements (dynamic approach) . The s t a t i s t i c a l treatment o f the s t a t i c FLL i n the c r i t i c a 1 s t a t e was e l a b o r a t e d by ~ a b u s c h ~ ' .For s t a t i s t i c a l l y d i s t r i b u t e d p o i n t p i n n i n g centers, both t h e o r i e s y i e l d , f o r the mean volume p i n n i n g force, the expression where a i s the radius o f t h e p i n n i n g centers o f d e n s i t y N B t h e magneP' t i c induction, 0, the f l u x quantum, and S ( O ) the maximum displacement of the f l u x a t the p i n n i n g center. The l o c a l theory o f e l a s t i c i t y o f the FLL gives f o r t h i s d i ~ ~ l a c e m e n t ~ ~ where Ceff i s an e f f e c t i v e e l a s t i c constant given by Recent c a l c u l a t i o n s , based on t h e nonlocal e l a s t i c p r o p e r t i e s o f t h e f l u x l i n e l a t t i c e , showed t h a t t h e displacement may be l a r g e r by a f a c t o r o f up t o 100 depending on t h e f l u x densi t y B , the r e l a t i o n between S(0) and fm, however, remaining 1 i n e a ~ - ~ ~ . A d i f f e r e n t approach which may be more appropriate f o r the h i g h d e f e c t d e n s i t i e s was made by concept o f " f l u x bundles" 56, case of K o r n f e l d and K r ~ n r n Ü l l e rusing ~~ the and f u r t h e r elaborated by Schmucker KronrnÜl~er~"@ f o~r p i n n i n g by d e n s i t y f l u c t u a t i o n s o f p o i n t and defectsand by d i s l o c a t i o n s . 2.3. Surface Pinning I n c o n t r a s t t o these p i n n i n g mechanisms i n the i n t e r i o r o f the material, t h e e f f e c t s o f the surface are n o t y e t so w e l l established.At verysmooth surfaces p a r a l l e l t o the v o r t i c e s , there e x i s t s a b a r r i e r against e n t r y and e x i t o f v o r t i c e s r e s u l t i n g from t h e d i s t o r t i o n o f the vortices ne- cessary t o obey t h e boundary c o n d i t i o n o f zero normal c u r r e n t . This d i s t o r t i o n can be i n t e r p r e t e d as a r i s i n g from "image v o r t i c e s " o u t s i d e the specimen, and the b a r r i e r as being due t o an a t t r a c t i v e i n t e r a c t i o n b e t ween t h e r e a l and the image v o r t i c e ~ ~ 'Roughening ~ ~ ~ . o f the surface w i l l decrease t h i s b a r r i e r . Experimentally, however, i t was frequently ob- served (see Section 5 ) t h a t surface p i n n i n g i ncreased when the ~ ~ ' ~ a1~so. geometric ir r e g u l a r i t i e s was r o ~ ~ h e n e d Thus the surface, l i k e asperities o r s l i p lines, centers of f o r example, must be considered surface pinning . Another e f f e c t o f the surface i s the reduction o f the coupl i n g o f the f l u x 1ines t o the FLL which can be described as a s o f t e n i n g o f the FLL i n a surface layer. Extending Brandtls o a l c u l a t i o n s o f the e l a s t i c constants2', t o the case o f a plane surface separating a semispace with a r e a l f l u x l i n e l a t t i c e from another w i t h an image l a t t i ~ e ~i t~ i ,s possib l e t o estimate t h a t C66 i s t h e e l a s t i c constant w i t h the strongest de- crease i n a surface l a y e r o f 10 t o 20 l a t t i c e constants (Appendix A). As t h e e f f e c t i v e e l a s t i c constant Ceff i n Eq.(2.2) C66 , pinning i s mainly determined by centers l i k e d i s l o c a t i o n s o r p r e c i p i t a t e s w i l l bemuch more e f f e c t i v e i n t h i s surface l a y e r than i n t h e b u l k o f the m a t e r i a l 6 @ . There i s no theory y e t f o r t h e s t a t i s t i c sumrnation o f these elementary surface and near- surface i n t e r a c t i o n s . Because o f the sof t e n i n g FLL i n t h e surface l a y e r , however, i t i s expected t h a t the naive of the suma- t i o n o f the elementary surface forces should g i v e a r a t h e r good v a l w f o r the observable mean surface p i n n i n g f o r c e pS. 3. THE CRITICAL STATE irreversible The phenomenological m d e l of the c r i t i c a 1 s t a t e describes e f f e c t s i n superconductors u s i n g macroscopic concepts 1i k e t h e " f l u x dens i t y gradient" and the "mean volume p i n n i n g force" , w i t h o u t considering the d e t a i 1s o f the underl y i n g mechanisms. The r e l a t i o n between microscop i c and macroscopic d e s c r i p t i o n o f p i n n i n g e f f e c t s can be i l l u s t r a t e d by interac- the example o f a sand h i l l : although the elementary f r i c t i o n a l t i o n between s i n g l e sand g r a i n s may be r a t h e r complicated, t h e knowledge o f one macroscopic q u a n t i t y , the maximum p o s s i b l e i n c l i n a t i o n o f the s l o pe ( " c r i t i c a 1 slope"), o f a sand h i l l . i s s u f f i c i e n t t o p r e d i c t macroscopic p r o p e r t i e s I n a s i m i l a r way, the cooperation o f the elementary pin- n i n g i n t e r a c t i o n s gives r i s e t o the e x i s t e n c e o f a c e r t a i n " c r i r i c a l f l u x densi t y gradient", the niaximum g r a d i e n t which can be mai n t a i ned by a c e r - t a i n d i s t r i b u t i o n o f p i n n i n g centers. For a q u a n t i t a t i v e e l a b o r a t i o n o f the m d e l , the e l a s t i c p r o p e r t i e s o f the f l u x l i n e l a t t i c e are e s s e n t i a l . The l o c a l e q u i l i b r i u m c o n d i t i o n f o r an e l a s t i c continuum i n the + presence o f a volume f o r c e pv can be w r i t t e n as div or, -t u + 2, = O , i n components, where a i s t h e (second o r d e r ) e l a s t i c s t r e s s tensor which, i n linear e l a s t i c i t y theory, i s r e l a t e d t o the s t r a i n tensor E by Hooke's law. For a t r i a n g u l a r f l u x 1i n e l a t t i c e , t h e tensor C o f the e l a s t i c cmstants has t h r e e i ndependent components (e .g., Cll,C44 and Cs6 i n V o i g t ' s n o t a t i o d which have been c a l c u l a t e d by severa1 authors (Refs .27-31, 34) . I n magnetization experiments, a two-dimensional i s o t r o p i c compression normal t o the v o r t i c e s i s the most important e l a s t i c deformation, the " bulk m ~ d u l u s 'CL ~ b e i n g g i v e n by The index O i s t o denote l o c a l equi 1i brium, (aB/aH), the r e v e r s i b l e inductions vs. f i e l d curve. For t h i s type o f deformation, being the slope of t h e components (1 1) and (22) o f the s t r e s s and s t r a i n tensors are.equal, and a1 1 the others are zero. The t r a c e o f the s t r a i n tensor E ( t h e l a t i v e s i z e change o f an area S normal t o the v o r t i c e s ) the d i f f e r e n c e fs re- related to AB o f the f l u x densi t y B from i t s equi 1i b r i u m value Bo by Thus Hooke's Iaw y i e l d s , f o r the nonzero components o f the stress, the express i o n I f now AB and thus the deformation v a r i e s i n a d i r e c t i o n normal v o r t i c e s , Eq. (3.1) -+ to the y i e l d s ' t h e necessary volume f o r c e pv which m s t be pro- vided by the p i n n i n g centers t o keep the system i n e q u i l i b r i u m : (aB/a~);' where the symbol grad, x-y plane norma Friedel e t . AB grad, = B,.(BB/~H);' . grad, B stands f o r the two-dimensional g r a d i e n t t o the v o r t i c e s . , (3.5) in the This e q u a t i o n w a s f i r s t derived by us i ng thermodynami c arguments , and t h e r e f o r e the e q r e s - s i o n on the r i g h t h a n d s i d e i s sometimes c a l l e d F r i e d e l force. ~ q (3.5) . i s a s p e c i a l form, f o r i s o t r o p i c compression v a r y i n g normal l y t o the v o r t i ces, o f the more general e q u a t i o n 6 6 -+ ,p , -t -+ = B x curl H which may be i n t e r p r e t e d as f o l l o w s . , A current density ( 3 -6) -+ = curl H acts 237 on the system o f v o r t i c e s ( o f mean f l u x d e n s i t y Thus, Eq. (3.6) 8) w i t h the "Lorentz f o r - i s the condi t i o n t h a t , i n equi 1 ibrium, the sum o f 1-orentz force and mean volume p i n n i n g f o r c e i s zero. These considerations g i v e the q u a n t i t a t i v e basis f o r the far reaching equivalence between the magnetic h y s t e r e s i s and the c r i t i c a l c u r r e n t a type-l I superconductor. of However, whereas i n m g n e t i z a t i o n experi ments a r e a l f l u x densi t y g r a d i e n t i s r e a l i z e d (Eq.3.5), the deformation o f the FLL i n c r i t i c a 1 c u r r e n t measurements i s much more complicated ( i n gene- 6 r a l t h e f l u x l i n e s are curved ' which demands the use o f t h e more geneEq. (3.6)). I f t h e f l u x d e n s i t y B v a r i e s continuously w i t h i n the specimen, Eq. y i e l d s the necessary volume p i n n i n g f o r c e t o m a i n t a i n t h i s f l u x (3.5) density g r a d i e n t which i s e q u i v a l e n t t o a b u l k c u r r e n t d e n s i t y . I f , on the o t h e r hand, the 1 i m i t i n g f l u x d e n s i t y BS a t the specimen surface i s not i n equil i b r i u m wi t h the appl i e d f i e l d Ha, there i s a discontinuous jump ABS = - B,(H ) o f the f l u x d e n s i t y ( e q u i v a l e n t t o a surface c u r r e n t p e r l e n a gth o f the specimen) which can o n l s be maintained by a surface p i n n i n g Bs . By s -+ force p - i n t e g r a t i n g Eq.(3.5), * one o b t a i n s For a given d i s t r i b u t i o n o f p i n n i n g centers, there i s a c e r t a i n value o f the volume and surface p i n n i n g forces, pvmand psm, maximum which determined by the densi t y and t y p e o f the defects, and which i n w i l l be a l o c a l f u n c t i o n o f the f l u x d e n s i t y and temperature. I t are general should not, however, depend e x p l i c i t l y on f u r t h e r v a r i a b l e s such as the magnetic history, the s i g n o f t h e gradient, the d i s t a n c e from t h e surface, the f l u x d e n s i t y i n neighbouring p o i n t s , e t c . I n S e c t i o n 5, we s h a l l see how f a r these assumptions c o u l d be conf i rmed experimental l y . A consequence o f the existence o f a maximum volume and surface p i nn i n g forces i s the critica2 state. I t i s d e f i n e d as t h a t s t a t e i n which the f l u x d e n s i t y gradient, grad,B, and the f l u x d e n s i t y jump a t the surface, C values hBS, take t h e i r maximum p o s s i b l e values ( a and a s ) . These ,, determined by pvm and p together wi t h Eqs. (3.5) and (3.8). are impor- The tance o f the c r i t i c a l s t a t e , a concept introduced by ~ e a n ' ~ i,s based on the f a c t t h a t i n m s t experiments grad,B themselves always t o a and AB:. and BSa d j u s t a n d maintain Thus, the measurement o f these quanti - t i e s gives d i r e c t l y t h e maximum volume and surface p i n n i n g forces. Let us consider, e.g., an isothermal magnetization process o f a l o n g cy- li n d r i c a l sample wi t h o u t surface pinning, b u t wi t h b u l k p i n n i n g centers, i n a parallel field. When the a p p l i e d f i e l d i s increased above Ecl, l i n e s w i l l be nucleated a t the surface o f the sample. The flux situation i s unstable, w i t h consequent movement o f the l i n e s i n t o t h e i n t e r i o r , as long as the f l u x density g r a d i e n t i s g r e a t e r than a. Upon reaching the c r i t i c a l gradient, however, the v o r t i c e s wi Il s t o p moving and w i l l become s t a b l e . the cause a movement o f the v o r t i c e s u n t i l a new c r i t i c a l s t a t e i s shed. s i tuation A f u r t h e r increase o f the a p p l i e d f i e l d again w i l l establi- Decreasing t h e magnetic f i e l d causes the f l u x d e n s i t y g r a d i e n t t o a d j u s t i t s e l f again t o i t s c r i t i c a l value, t h i s time w i t h opposite sign. Thus i n t h e c r i t i c a 1 s t a t e where the upper and lower signs correspond t o an i n c r e a s i n g and a de- creasing f i e l d , r e s p e c t i v e l y . I n the absence o f surface pinning, the f l u x d e n s i t y BS a t the surface i s i n equi l i b r i u m w i t h the appl i e d f i e l d Ha; w i t h surface pinning, B i n the s c r i t i c a 1 s t a t e takes the value w i t h the same s i g n convention as f o r Eq. (3.9). Thus the f l u x &nsity pro- f i l e i s completely determined by these two equations. The l o c a l f l u x &ns i t y i s lower than the e q u i l i b r i u m value B,(H,) a t a11 p o i n t s i n the i n - t e r i o r o f the specimen i n a n increasing f i e l d , and higher i n a decreasing f i e l d , thus leading t o a h y s t e r e t i c 5(na) curve. As the c r i t i c a 1 s t a t e i s n o t a s t a t e o f thermdynarnic cannot be completely s t a b l e . equilibriurn,it ~ n d e r s 0 1 - 1 was ' ~ t h e f i r s t t o propose a t h e r - mal l y a c t i v a t e d "f l u x creep" i n t h e c r i t i c a l s t a t e toward thermdynami c e q u i l i b r i u m (B=Bo). Later, t h i s e f f e c t was experimental l y observed, e.g. i n one o f the few q u a n t i t a t i v e measurements by Antesberger and ~iimaier6B The observed creep rates, however, a r e so low (a t y p i c a l r e l a t i v e change o f the f l u x d e n s i t y g r a d i e n t i s o f the o r d e r o f per hour, Refs.9 and 69) t h a t the s t a t i c c r i t i c a 1 s t a t e m d e l i s s u f f i c i e n t f o r m s t p r a c t i c a l purposes. This f l u x creep should n o t be confused wi t h " f l u x flow", the movement o f v o r t i c e s caused by o v e r c r i t i c a l f l u x d e n s i t y gradients o r overcri t i c a l currents. The c r i t i c a l s t a t e m d e l , as described so f a r , cannot be complete i n anot h e r sense, t o ~ :f o r geometric reasons, a f l u x densi t y g r a d i e n t normal t o the v o r t i c e s can o n l y be created w i t h o u t macroscopic l a t t i c e curvature by d i s t r i b u t i n g d i s l o c a t i o n s i n the FLL3'. A simple geometric r e l a t i o n between the d e n s i t y o f f l u x l i n e d i s l o c a t i o n s and the f l u x d e n s i t y gra- d i e n t was deduced and experimental l y proved by Essmann and ~ r a u b l e ~3' 6' . The c r i t i c a l s t a t e may be i n f l u e n c e d by the presence o f these d i s l o c a t i ons, e i t h e r by the v i o l a t i o n o f l o c a l equi 1 i b r i u m i n t h e i r neighbourhood . o r by t h e i r i n f l u e n c e on the c r i t i c a l shear s t r e s s o f the F L L ~ ' ~ 'Recent l y , ~ c h m u c k e r 3 9 ' 4 ' t r e a t e d q u a n t i t a t í v e l y the e f f e c t o f f l u x l i n e d i s l o c a t i o n s on the s t a t i c s (Eq.3.5) and dynamics o f a pinned FLL. 4. MEASUREMENT OF FLUX PROFILES The o n l y d i r e c t method o f measuring elementary p i n n i n g forces fm i s p r o vided by neutron d i f f r & t i o n 7 ' s i n c e the w i d t h o f the so c a l l e d rocking curves i s d i r e c t l y r e l a t e d t o the mean bending o f the v o r t i c e s . I n gene- r a l , however, the d e t e r i n i n a t i o n o f p i n n i n g forces i n m g n e t i z e d mens i s based on measurements o f f l u x p r o f i l e s which, by Eqs. (3.8), (3.5) are r e l a t e d t o the m a n volume and surface p i nning forces speciand p v and Ps. The h y s t e r e t i c B(H) and rnagnet i z a t i o n curves r e f l e c t o n l y mean propert i e s over the whole specimen cross s e c t i o n ( t h e same i s v a l i d f o r the mecha- n i c a l measurements, ~ef.72). S. This i n t e g r a t e d i n f o r m a t i o n can o n l y be a n a l i z e d q u a n t i t a t i v e l y i n terms o f p i n n i n g forces f o r specimens very small dimensions i n t h e d i i e c t i o n o f the g r a d i e n t 6 8 ' 7 3 , with and without surface pinning, so t h a t the f l u x d e n s i t y g r a d i e n t can be considered const a n t across the sample i n a good approximation. 4.1. Minor Hysteresis Loops The method o f "minor h y s t e r e s i s loops" o f f e r s the p o s s i b i 1i t y o f measuring separately volume and surface p i n n i n g forces as a f u n c t i o n o f f l u x d e n s i t y i n b u l k c y l i n d r i c a l sarnples. t h o r s f o r d i f f e r e n t measurement techniques. the local I t was developed by severa1 auI n the so-cal l e d d.c. ques, the a p p l i e d f i e l d i s v a r i e d l i n e a r l y i n time, and the techni- corresponding ~ ~d i ~ f f e~r e~n t i a l s u s c e p t i b i l i t y v a r i a t i o n o f the ~ ~ n e t i z a t i oor nthe i s measured. The same i n f o r m a t i o n i s obtained from a.C. a small .a.c. f i e l d i s superimposed on a l a r g e d.c. techniques, 60'76 where f i e l d . The v o l t a g e s i g - na1 induced i n a pick- up c o i l can be a n a l i z e d h a r m o n i ~ a l l ~ ~d~i r *e ~ c t ~l y, from i t s w a v e f ~ r r n ~ ~o r' ~by ~ ,i n t e g r a t i o n u s i n g a l o c k - i n ampl i f i e r s l . A11 these methods o f minor h y s t e r e s i s ~ l o o p sare based on the generalized con- cept o f c r i t i c a 1 s t a t e described i n the preceding Section. As an the technique o f d i f f e r e n t i a l s u s c e p t i b i 1i t y measurement example, wi 1 1 be described i n more d e t a i 1 s i n c e t h i s technique gives a d i r e c t graph o f the f l u x den- s i t y p r o f i l e . The experimental arrangement c o n s i s t s o f a pick- up c o i l wound c l o s e l y on a l o n g c y l i n d r i c a l specimen, and a compensation c o i 1 w i t l the same product (turns.area), b u t a t a c e r t a i n distance from the specimen. The two c o i l s are adjusted t o g i v e a t o t a l v o l t a g e s i g n a l , u, which i s proport i o n a l t o the time v a r i a t i o n o f the mean magnetization I f the a p p l i e d f i e l d H a v a r i e s l i n e a r l y i n time, t h i s voltage i s proportio- na1 t o the d i f f e r e n t i a l s u s c e p t i b i l i t y X, Fig.4 shows schematically a h y s t e r e t i c magnetization curve o f a t y p e - l l supercondutor. The appl i e d f i e l d i s a t f i r s t monotonously increased t o the a/&. value H , and then decreased w i t h a constant sweep r a t e The mean o magnetization f o l l o w s the b o l d curve connecting the two branches of thehyst e r e t i c magnetization curve. The r e s u l t a n t induced voltage s i g n a l o f the two c o i l s i s shown i n Fig.5 as a f u n c t i o n o f the f i e l d decrease M.The i n i t i a 1 slope o f the minor h y s t e r e s i s loop i s (-11, equat t o t h e slope i n the p e r f e c t diamagnetic s t a t e . This value can thus be used t o ca i b r a t e the s u s c e p t i b i 1i t y s c a l e o f Fig.5. The c r i t i c a 1 s t a t e model (Eqs.3.9 and 3 .10) determines u n i q u e l y densi t y p r o f i l e B+(r) i n the specimen a f t e r i n c r e a s i n g the the appl i e d flux field monotonously from O t o H. ( F i g . 6 , s o l i d curve). When the a p p l i e d f i e l d now decreased, a t f i r s t t h i s p r o f i l e remains unchanged as l o n g as B,(H,-M) 1 i s l e s s than the c r i t i c a 1 surface d i s c o n t i n u i t y IB+(R) is - AB:. The corres- ponding h o r i z o n t a l p a r t o f the s u s c e p t i b i l i t y curve i n Fig.5 extends from M = O t o Mo which i s r e l a t e d t o AB; by (Appendix 8 ) . A f u r t h e r decrease o f the appl i e d f i e l d then causes v o r t i c e s t o leave the specimen, and again a c r i t i c a 1 s t a t e wi11 a d j u s t i t s e l f (B-(r), d o t t e d curve o f ~ i g . 6 ) . As l o n g as the f i e l d decrease M i s n o t too large, i.e. B-(r) the i n d u c t i o n d i s c o n t i . n u i t y can be considered constant, the i s e x a c t l y symmetric t o B + ( r ) . The rnaxirnum depth r up t o profile which the f l u x densi t y has changed i s determined by the c o n d i t i o n B+(R-x) = B-(R-x), the i n d u c t i o n a t t h i s depth b e i ng B+(R-X) = B, (H,) AS shown i n Appendix B, - 0.5 x ( a ~ / a H ) , . M, f o r AH JI AH,, A t h e area o f the specimen's cross s e c t i o n ) and (4.5) (4.4) t h e s u s c e p t i b i l i t y o f Fig.5 i s given by when the f r o n t o f the p r o f i l e change i s a t depth x Equations (4.4) . ( P i s the periphery,and . are two l i n e a r r e l a t i o n s between x and x on the Fig.5 - Differential s u s c e p t i b i l i t y as a function o f the f i e l d decrease M i n the rninor hysteresis loop. - ~ig.6 Flux densi t y p r o f i l e s ~ + ( rand ) ~ - ( r i)n the specimen during a rninor hysteresis loop (schernatic) . one hand, and 'B(R-x) arid L!H on the o t h e r hand. Thus the s u s c e p t i b i 1 i t y c u r - ves x(M) are immediately l i n e a r representations o f the p r o f i l e B,(x)-B(H) o o near the surface,. turned f o r 90°, as i n d i c a t e d by the d o t t e d coordinate system o f Fig.5. Despite t h i s important advantage f o r the a n a l y s i s o f the measured curves, a.c. methods a r e f r e q u e n t l y p r e f e r r e d because o f the i ncreased r e s o l u t i o n which, e.g. i n t h e " d i r e c t waveform analysis" o f R o l l i n s e t aZ.", r e than an o r d e r o f magnitude h i g h e r (0.2um) i s mo- than i n the d i f f e r e n t i a l sus- c e p t i b i 1i t y measurements (+- 5um). Considering t h e l a t t i c e constant o f the FLL (0.1 - 0.2 u m i n niobium) and the f a r - r e a c h i n g mutua 1 interaction of i t might be doubted whether t h i s h i g h e r r e s o l u t i o n t h e v o r t i c e s , however, r e a l l y provides more r e l e v a n t i n f o r m a t i o n and not j u s t i n c i d e n t a l m i croscopi c d e t a i 1s. 4.2. Field Profiles on Cylinder Faces and in Slits -+ As the normal component o f the magnetic i n d u c t i o n B i s c o n t i n u o u s a t a s u r face, the f l u x p r o f i l e - o u t s i d e but very near a plane surface i n t e r s e c t i n g normally the v o r t i c e s - i s i d e n t i c a l t o the p r o f i l e i n t h e i n t e r i o r . Three p r i n c i p a l l y d i f f e r e n t methods have been developed f o r the o b s e r v a t i o n o'f this field profile. Based on e a r l i e r works w i t h a moving H a l l p r o b e 8 2 ' 8 3 , Weber and Riegler measured simul taneously t h e f i e l d i n a nurnber o f very small Hall probes s4 arranged a l o n g a diameter o f the sam p le . By m i n i a t u r i z a t i o n o f the p r o bes, a r e s o l u t i o n o f b e t t e r than 0.5mm was o b t a i n e d 8 5 ' 8 6 . To decrease the e f f e c t o f t h e f i e l d d i s t o c t i o n I n the small gap between sample face and probe, and wi t h i n the probe thickness, a s l i t geometry i s g e n e r a l l y used. The o t h e r two methods can o n l y be a p p l i e d t o an end surface o f a specimen. I n the technique o f Essmann and ~ r i i u b l e ~the ~ , p o i n t s where the surface i s i n t e r s e c t e d by f l u x 1ines a r e decorated by very smal 1 ferromagnetic ticles, par- the whole arrangement then being i n v e s t i g a t e d , by a r e p l i c a tech- nique, i n an e l e c t r o n microscope. This method allows o f a d i r e c t counting o f the v o r t e x d e n s i t i e s and shows, furthermore, a l o t o f d e t a i l s l i k e d i s l o c a t i o n s i n the FLL. However, the technique i s h i g h l y s o p h i s t i c a t e d and time consuming, so i t s a p p l i c a t i o n j u s t t o determine f l u x density gradi- ents i n general does n o t seem t o be j u s t i f i e d . A compromise between the complicated h i g h - r e s o l u t i o n and the r e l a t i v e simp l e l o w - r e s o l u t i o n method may be p o s s i b l y provided by the magneto-optical doma i n m e t h ~ d ~o"r i~g i~n a l l y r e s t r i c t e d t o observations o f the coarser s t r u c t u r e o f type- l superconductors i n the i ntermediate s t a t e gO , but re- c e n t l y a l so appl ied, wi t h promisi ng r e s u l t s , t o t y p e - l l superconductorsg~. A t h i n f i l m o f a m a t e r i a l w i t h h i g h Faraday r o t a t i o n i s evaporated specimen surface, and the f l u x d i s t r i b u t i o n i s observed on a in situ by an op- t i c a l p o l a r i z a t i o n microscope. Because o f the use o f v i s i b l e l i g h t , i t i s n o t p o s s i b l e t o resolve i n d i v i d u a l v o r t i c e s . However, s i n c e d i f f e r e n c e s i n the mean f l u x d e n s i t y cause d i f f e r e n t angles o f r o t a t i o n o f the p o l a r i z a t i o n plane, f l u x densi t y gradients can be detected. This method seems be e s p e c i a l l y a p p r o p r i a t e t o observe the general geometry to o f f l u x entry and r a p i d f l u x movementsg2. Although these methods are powerful t o o l s t o get much f l u x d e n s i t y p r o f i les, information about there remains some u n c e r t a i n t y w i t h respect t o t h e edges o f the observed surface, Thus they are probabl y r e s t r i c t e d to the determination o f the f l u x d i s t r i b u t i o n i n the b u l k o f the specimens, below a c e r t a i n surface sheath. 5. EXPERIMENTAL RESULTS 5.1. Flux Density Profiles The p r o f i les, determined by one o f the methods described i n t h e 4.1 o r 4.2, Sections general l y e x h i b i t the f o l l o w i n g common c h a r a c t e r i s t i c s (Fig.7): the f l u x d e n s i t y g r a d i e n t i n a. surface l a y e r o f a few pm i s extremely high. This -i; o n l y observable by the described a.C. methods. The o t h e r techni- ques determine t h i s s h o r t range drop o f the f l u x d e n s i t y as a d i s c o n t i n u - i t y ABE a t the surface. A f t e r a t r a n s i t i o n region o f up t o 200p1, the f l u x d e n s i t y g r a d i e n t becomes constant, o r , f o r h i g h gradients, s l o w l y v a r y i n g wi t h the mean f 1ux densi t y . I n terms o f the generalized c r i t i c a 1 s t a t e model as descríbed i n Section3, the f l u x d e n s i t y g r a d i e n t ct i n the i n t e r i o r o f the specimen i s r e l a t e d t o Fig.7 - Typicai f l u x d e n s i t y p r o f i l e near the surface i n increasing f i e l d : d e v i a t i o n o f the l o c a l f l u x d e n s i t y B from the e q u i l i b r i u m value B,,(H) as a f u n c t i o n o f the distance x from t h e specimen's surface (deformed niobiurn s i n g l e c r y s t a l , Bo = 180 mT, T = 4.2~, Ref. 9 3 ) . x line o O Fig.8 246 - / / o o lattice I O o Flux l i n e l a t t i c e and image l a t t i c e n e a r ' t h e surface. o the mean b u l k p i n n i n g f o r c e , pv, by eq.(3.5), nuity, w h i l e the surface d i s c o n t i - ABz , i s caused by a surface p i n n i n g f o r c e p s (Eq .3.8). The e x i s - tence o f a t r a n s i t i o n r e g i o n w i t h a curved f l u x p r o f i l e up t o a distance o f sometimes 0.2mm, however, cannot be e x p l a i n e d by t h i s model i f c y l i n d r i c a l symmetry i s assumed. Although i t was possible, i n a s p e c i a l case , t o r e l a t e t h i s '8near-surface" e f f e c t t o oxides i n a surface l a y e r o f n i o g bium ', t h i s cannot be t h e o n l y reason because i n o t h e r experiments i t was observed t h a t i t v a r i e d s t r o n g l y w i t h the surfaces roughness even f o r the . same o x i d a t i o n ~ t a t e s ~ l ' ~ ~ 5.2. Volume Pinning Force There i s a great nunber o f p u b l i c a t i o n s d e s c r i b i n g measurements of p i n n i n g by d i f f e r e n t defects i n the b u l k o f specimns. Somtimes, p o s s i b l e t o r e l a t e the measured volume p i n n i n g forces flux i t was quanti t a t i v e l y the t h e o r e t i c a l l y c a l c u l a t e d microscopic i n t e r a c t i o n , mainly when to preci- p i t a t e s a r e the p i n n i n g centers ( ~ e f s . 6 8 , 95-99). A q u a n t i t a t i v e i n v e s t i g a t i o n o f the i n f l u e n c e o f d i s l o c a t i o n s , however, is much more d i f f i - ~ u l t ' ~ ~ This ~ ' ~ i 's . due t o the f a c t t h a t the d i s l o c a t i o n d i s t r i b u t i o n i n deformed s i n g l e c r y s t a l s , where these measurements are made ( ~ e f s .60, 75, 102-104), i s f a r from b e i n g homogeneous, and f u r t h e r m r e i s h i g h l y aniso- t r o p i c , whereas the t h e o r e t i c a l c a l c u l a t i o n s are mainly r e s t r i c t e d t o the case o f a s t a t i s t i c a l d i s t r i b u t i o n o f d i s l o c a t i o n s p a r a l l e l t o the v o r t i ces . Q u a l i t a t i v e l y , i t can be s a i d t h a t the p i n n i n g f o r c e o f i n d i v i d u a l d i s l o c a t í o n s i s r a t h e r weak. A q u a n t i t a t i v e d e s c r i p t i o n o f the e f f e c t s o f an inhomogeneous d i s l o c a t i o n d i s t r i b u t i o n , however, becomes very complicated because o f the f a c t t h a t i n these cases besides the long-range stress f i e l d o f d i s l o c a t i o n groups, p i l e - u p s , and networks, a v a r i a t i o n o f the e l e c t r o n mean f r e e path i n regions o f h i g h d i s l o c a t i o n densi t y may g i v e r i s e t o l o - c a l v a r i a t i o n s o f the Ginzburg-Landau parameter (A-K p i nning) . Such a com- b i n a t i o n o f e l a s t i c and A-K i n t e r a c t i o n s i s a l s o responçible f o r the h i g h c r i t i c a 1 c u r r e n t s o f the t e c h n i c a l superconductor NbTi. I t i s i n t e r p r e t e d ~ ~ ~ ~ ~ ~ . as a r i s i n g from p r e c i p i t a t e s nucleated along d i s l o c a t i ~ n s ~ Possib l y , a s i m i l a r e f f e c t may be taken advantage o f t o increase current o f A- 15 s ~ ~ e r c o n d u c t o r s ' ~ ~ . the c r i t i c a l For the a p p l i c a t i o n o f superconducting magnets i n f u t u r e f u s i o n reactors, the influente o f r a d i a t i o n damage on the c r i t i c a l c u r r e n t i s e s s e n t i a l . l t i s expected t h a t the defects produced by i r r a d i a t i o n ( i n t e r s t i t i a 1 and vacancy dislocations,loops, voids, e t c ) a r e e f f e c t i v e p i n n i n g centers. In pure metals and s i m p l a a l l o y s , t h i s was r e a l l y ~ b s e r v e d ' ~ ;i n systems l i ke Nb,Sn o r Nb,Ge, however, the r e s u l t i n g decrease o f long-range o r d e r s , and the corresponding decrease o f the c r i t i c a l t e m p e r a t ~ r e ' ~ ~ 'are "~ of much g r e a t e r i n f 1uence. The "scal i n g laws" first introduced by F i e t z and ~ e b b ' " , and discus- sed e x t e n s i v e l y by ~ r a m e r " ~ , can be used t o analyse the u n d e r l y i n g i n t e r a c t i o n mechanism which gives r i s e t o an observed volume These s c a l i n g laws are based on t h e f a c t t h a t the f i e l d pinning f o r c e . and temperature dependence o f the volume f o r c e f r e q u e n t l y can be expressed as where the constants C and n and the f u n c t i o n f can be compared w i t h ex- pressions c h a r a c t e r i s t i c o f each p i nning mechanism. The exponent n, whi ch describes the temperature dependence, g e n e r a l l y l i e s between 1 and 3, and the f i e l d dependence can f r e q u e n t l y be approximated by an expression 1 i k e w i t h b =B/Bc2, O < h 5 1, and l < k 52. 5.3. Surface Forces Although the c r i t i c a 1 surface d i s c o n t i n u i t y L B ~o r, the e q u i v a l e n t surface c u r r e n t , was observed i n a number o f f l u x p i n n i n g experiments, n o t general l y r e a l i z e d t h a t t h i s corresponds t o a p i n n i n g f o r c e . it was Further systematic i n v e s t i gations, besides the few e x i s t i n g ones, seem t o be very important, consi d e r i n g t h a t , on the one hand, the "surfacel' FLL extends down t o a depth o f the o r d e r o f some um region o f the (10 t o 20 l a t t i c e cons- tants, see Appendix A), and t h a t , on the o t h e r hand, the f i l a m e n t s i n modern t e c h n i c a l composi t e wi res have diameters o f 5 - 10pm. Most o f the e a r l i e r papers discuss the e f f e c t o f the s u r f a c e i n terms of an i n t r i n s i c surface c u r r e n t r e l a t e d t o the surface s u p e r c o n d u c t i v i t y b e t weenHc2andH ( ~ e f s . l 1 3 , 1 1 5 ) , o r t o image I f these were c3 the o n l y causes, roughening o f the surface should decrease the e f f e c t . However, the opposi t e was observed much more f requently, i .e., p i nni ng by rougheni ng o f the surface5' '62. increase of The surface roughness was p r o - duced by s c r a t c h i n g o r grinding, by the s l i p l i n e s o c c u r r i n g deformation o f s i n g l e c r y s t a l s , o r by chemical e t c h i n g . in plastic I n the f i r s t t y - pe o f measurements, i t might be d i f f i c u l t t o d i s t i n g u i s h the e f f e c t o f roughness f rom t h a t o f the d i s l o c a t i o n s produced simul taneousl y, b u t the other two experiments seem t o be conclusive. surface Das Gupta and ~ r a m e r " ~observed another e f f e c t o f the surface: p i n n i n g v a r i e d i n the same way as the b u l k p i n n i n g condi'tions were red, even a t the same p o l i s h e d surface. alte- They concluded t h a t c r y s t a l f e c t s ( d i s l o c a t i o n s i n t h e i r case) near the surface are much more de- effec- t i v e p i n n i n g centers than the same species o f d e f e c t i n the b u l k . As al- ready mentioned i n Section 2, t h i s i s probably due t o the s o f t e n i n g o f the e l a s t i c constant Cs6 o f the FLL near the surface (Appendix A). A11 k i n d s o f surface p i n n i n g may be reduced considerably by p l a t i n g the' specimen w i t h a magnetic metal a r another supercondutor. and Campbell"' ~vetts" i n v e s t i g a t e d especial l y the e f f e c t o f a d i f f u s e d t h a l l i u m l a - y e r on the surface o f specimens o f a lead- thal l i u m a l l o y . They were able t o suppress completely surface p i n n i n g o f unpolished as w e l l as o f shed surfaces. The e x p l a n a t i o n i s based, on the one hand, on the polialtered boundary condi t ions reduci ng the e f f e c t o f the Bean-Li v i ngston b a r r i e r 57 as w e l l as o f the l a t t i c e s o f t e n i n g and, on the o t h e r hand, the d i f f u s i o n process reduces a1so the surface roughness . 5.4. Field History Effects The c r i t i c a l s t a t e model p r e d i c t s t h a t the c r i t i c a 1 f l u x densi t y g r a d i e n t f o r a g i v e n d e f e c t d i s t r i b u t i o n i s a unique f u n c t i o n o f the l o c a l fluxdens i t y and o f temperature. The absolute value o f the c r i t i c a 1 gradientshould thus be the same on the i n c r e a s i n g and on the decreasing branch o f an isothermal magnetization curve, and the minor h y s t e r e s i s loops should be com- p l e t e l y symmetrical. Experiments have shown, however, t h a t both o f requi rements are f r e q u e n t l y v i o l a t e d (Refs.76, these 80, 1191, e s p e c i a l l y i n ap- p l i e d f i e l d s H < 0.5 Hcp, b u t r e c e n t l y a l s o observed i n f i e l d s up t o 0.9 Hc2 ( ~ e f s . 9 3 , 120). General l y , i t i s found t h a t the c r i t i c a 1 f l u x densi t y g r a d i e n t i s lower along the branch o f decreasing f i e l d . No correlation seems t o e x i s t between t h s f i e l d h y s t o r y e f f e c t and the absolute o f the c r i t i c a l g r a d i e n t . c o n t r a d i c t each o t h e r . v a l ue The experimental r e s u l t s o f d i f f e r e n t authors I n the f o l l o w i n g Section, some p o s s i b l e causes of t h i s e f f e c t are discussed A second r e s u l t n o t c o n s i s t e n t wi t h the c r i t i c a l s t a t e model i s an metry o f the minor h y s t e r e s i s loops, sometimes observed i n d.c. asym- measure- ments. Apparently the sharp change o f the f l u x densi t y g r a d i e n t (Fig.6) a t r = R-x i s rounded o f f . Eckert and ~ a n d s t e i nconclude ~~ that f l u x varia- t i o n s must occur even deeper than x i n s i d e the sample. I f t h i s the case, it is really i s c e r t a i n l y due t o e f f e c t s o f nonlocal e l a s t i c i t y . For a complete understanding, a l s o r e l a x a t i o n e f f e c t s have t o be taken i n t o account. De irn na'^' observes t h i s asynunetry o n l y i f the f i e l d i s maintained constant f o r some seconds a f t e r the f i r s t semi-cycle, before compl e t i n g the minor loop ( t r a p e z o i d a l pulses). l f both semi -cycles f o l low each o t h e r immediately ( t r i a n g u l a r pulses), the loops e x h i b i t a near y p e r f e c t metry. These measurements were nade w i t h a sweep r a t e o f sym- he a p p l i e d f i e l d o f 4mTIs. When the sweep r a t e s are much higher, as they are general1 rements, r e l a x a t i o n e f f e c t s due t o the viscous damping o f the o s c i 1 l a t i n g ~~ however, t h a t t h i s e f f e c t v o r t i c e s may occur. ~ o d m e r 'observed, in f lu- ences the shape o f the h y s t e r e s i s loops o n l y f o r frequencies o f about 60Hz and higher, which corresponds t o sweep r a t e s o f the o r d e r o f a t l e a s t 100 mT/s . 6. DISCUSSION As o u t l i ned by ~ c h m u c k e r ' ~ ,the magnetization processes i n a cyl indri cal type-I l superconductor are o n l y p o s s i b l e by p l a s t i c deformation of the f l u x l i n e l a t t i c e . Here, the r e v e r s i b l e p a r t o f the minor hysteresis loops may be i n t e r p r e t e d as the e l a s t i c deforrnation o f a surface l a y e r o f the FLL preceding t h e . p l a s t i c flow, w i t h the f i e l d decrease Mo/2 correspond i n g t o the c r i t i c a 1 shear s t r e s s o f t h a t surface l a y e r . There are some important d i f f e r e n c e s , however, between the e l a s t o - p l a s t i c deformation o f a m a t e r i a l c r y s t a l and a f l u x l i n e c r y s t a l . I n deformation experiments o f m a t e r i a l c r y s t a l s , the macroscopic elastic s t r e s s i s u n i f o r m throughout the specirnen. When the c r i t i c a l shear s t r e s s i n the most favorable g l i d e system i s reached, p l a s t i c deformation begins i n the e n t i r e volume. I n t h e case o f a FLL, i n an i r r e v e r s i b l e superconductor, p i n n i n g centers prevent the e l a s t i c s t r e s s i n i t i a l l y from p e n e t r a t i n g f a r t h e r than i n t o a t h i n surface l a y e r . Thus, the surface p l a y s a dominant r o l e i n the defor- mation o f t h e FLL. This leads t o another important d i f f e r e n c e . The flow s t r e s s i n a m a t e r i a l c r y s t a l i s mainly determined by a number o f b u l k prop e r t i e s : i t i s the necessary s t r e s s t o a c t i v a t e d i s l o c a t i o n s sources o r t o move d i s l o c a t i o n s over obstacles (e.9. p r e c i p i t a t e s o r the s t r e s s f i e l d of other dislocations). Although t h i s type o f f l o w s t r e s s a l s o e x i s t s i n t h e FLL ( ~ e.39), f surface e f f e c t s probably p l a y here a preponderant r o l e . This i s due t o the f a c t t h a t , i n the case o f the FLL, the e l a s t o - p l a s t i c con- ti nuum i t s e l f has t o be created o r destroyed a t the surface, simul taneously w i t h the p l a s t i c deformation. Thus, the c r i t i c a 1 shear s t r e s s ( t h e pos- s i b l e f i e l d decrease M o w i t h o u t h f l u x change) i s m a i n l y d e t e r m i n e d by surface forces. The experiments show t h a t there are a t l e a s t three sources of s u r f a c e p i n n i n g forces: a. The Bean- Livingston b a r r i e r 5 ' a r i s i n g from image forces i s o n l y rele- vant a t very s w o t h surfaces o f samples wi t h weak b u l k p i nni ng, the appl i ed f i e l d being e x a c t l y p a r a l l e l t o the surface. Otherwise,it - i s masked by the much stronger c o n t r i b u t i o n s h . o r c. b. Because o f the s o f t e n i n g o f the e l a s t i c shear constant C 66 ,pinningcen- t e r s 1i ke p r e c i p i t a t e s o r d i s l o c a t i o n s are much more e f f e c t i v e near the surface than i n the b u l k (Section 2.3 and Appendix A ) . c . There i s a d i r e c t i n t e r a c t i o n o f the v o r t i c e s w i t h the a s p e r i t i e s o f a rough surface. Only q u a l i t a t i v e suggestions for the o r i g i n o f t h i s l a t t e r i n t e r a c t i o n exist a t the mment. One c o n t r i b u t i o n should a r i s e from the l e n g t h v a r i a t i o n o f the p a r t o f a v o r t e x w i t h i n a surface a s p e r i t y . The extreme case o f mechanism, v o r t i c e s c r o s s i n g p e r p e n d i c u l a r l y a surface this we11- d e f i n e d of se'^'. roughness, was i n v e s t i gated experimental 1y by Morri son and A second c o n t r i b u t i o n t o the observed p i n n i n g o f a rough surface may be due t o the n e c e s s a r i l y numerous i n i t i a l i n t e r s e c t i o n s o f a f l u x l i n e w i t h the surface asperi t i e s . A t each i n t e r s e c t i o n , t o r t e d 1 2 ? which increases i t s self- energy. the v o r t e x i s s t r o n g l y d i s - I f the v o r t e x it n o t normal t o the i n t e r s e c t e d surface, t h i s energy i s f u r t h e r increased by a curva- t u r e o f the 1i ne. The depth o f the l a y e r where these mechanisms are 2vm, i n many cases o n l y about 0.5vm. e f f e c t i v e i s l e s s than Thus, they are no doubt responsible f o r the d i s c o n t i n u i t y aBs o f the f l u x d e n s i t y i n the surface, b u t they are n o t a b l e t o e x p l a i n the observed enhanced f l u x d e n s i t y g r a d i e n t i n a d e p t h o f up t o 200pm ( ~ i g . 7 , t r a n s i t i o n r e g i o n ) . To understand t h i s observation, we proposed some ideasS2 which are based on the f 1 ux spot model of Hart and swartz5'. The c r i t i c a 1 s t a t e as described thus f a r i s a two-dimensional suming s t r a i g h t f l u x l i n e s i n an i n f i n i t e p a r a l l e l c y l i n d e r . rnodel, as- In reality, however, the f l u x l i n e w i l l not p e n e t r a t e i n t o the c y l i n d e r a t once over i t s e n t i r e length. I n i t i a l l y , i t w i l l be created over a s h o r t length o n l y a t such a p o i n t o f the siirface where the n u c l e a t i o n energy i s occasional l y lowered (e.g. near the end faces o r a t o t h e r geometric o r m g e n e i t i e s ) . During the f u r t h e r f l u x p e n e t r a t i o n , t h i s f l u x l i n e have t o move l o n g i t u d i n a l l y ( " f l u x spots") . chemical inho- the p o i n t s o f e x i t o f along t h e c y l i n d e r s u r f a c e Even when the c e n t e r s e c t i o n o f a 1 ine i s a1 ready b u l k o f the specimen (e.g. i n the 200um d e e p ) , one o r both end s e c t i o n s o f same l i n e are s t i l l i n the surface l a y e r , where the they are s u b j e c t t o the h i g h surface forces. Because o f the 1 ine tension o f the v o r t i c e s , the deeper penetrated p a r t s o f the l i n e are coupled e l a s t i c a l l y sections, thus s t i 1 1 f e e l ing, although i n d i r e c t l y , t o these end the s u r f a c e f o r c e s . This mechanism w i 1 1 be even more pronouced i f the surface i s not e x a c t l y para1 l e l t o the a p p l i e d f i e l d . l n samples wi t h a s t r o n g a n i s o t r o p y o f the macroscopic p i n n i n g forces (e. g., p l a s t i c a l l y d e f o r m d s i n g l e c r y s t a l s ) , t h e r e i s another mchanism lea- d i n g t o an apparent deep reaching enhanced f l u x d e n s i t y g r a d i e n t . The i n duced voltage i n the pick- up c o i l i s an i n t e g r a t e d s i g n a l over a11 azimut h a l d i r e c t i o n s . The a n a l y s i s o f the curves by Eqs.(4.4) a n d ( 4 . 5 ) thus y i e l d s m a n values o f the e v e n t u a l l y a n i s i t r o p i c f l u x d e n s i t y gradients. I f the anisotropy i s however so s t r o n g t h a t the f l u x changes i n some d i - r e c t i o n s have penetrated i n t o the b u l k region whi l s t , i n o t h e r d i r e c t i o n s , they have n o t y e t overcome the surface layer, the s u s c e p t i b i l i t y method y i e l d s an averaged value between surface and b u l k p r o p e r t i e s w i t h o u t much significance, s i m u l a t i n g an enhanced g r a d i e n t i n a l a y e r much t h i c k e r than i t i s i n reality. The i n f l u e n c e o f the magnetic f i e l d h i s t o r y , the f a c t t h a t the absolute value o f the f l u x d e n s i t y g r a d i e n t i s d i f f e r e n t i n i n c r e a s i n g and decreasing field, i s h a r d l y understood y e t . One o f the p r o p e r t i e s which mightbe d i f f e r e n t on the two branches o f the m g n e t i z a t i o n curves i s the and d i s t r i b u t i o n o f d i s l o c a t i o n s i n the FLL (Ref.119). If densi t y t h e r e a r e no Frank-Read s o ~ r c e s 'i ~ n ~the b u l k o f the FLL, a11 d i s l o c a t i o n s have t o be created a t the surface. I n an i n c r e a s i n g f i e l d , they w i l l o r i g i n a t e and penetrate i n t o the b u l k together w i t h the v o r t i c e s . i n a -decreasing f i e l d , however, the f l u x l i n e l a t t i c e a r i s e s a t f i r s t homogeneously i n the whole cross s e c t i o n as soon as the f i e l d reaches Hcp. The d i s l o c a t i o n d e n s i t y o f t h i s i n i t i a l h i g h - f i e l d l a t t i c e i s probably r a t h e r low. When the f i e l d the necessary d i s l o c a t i o n s t o bui l d up a f l u x densi t y i s nu4 decreased, g r a d i e n t have t o be created a t the surface and penetrate deep i n t o the b u l k opposite t o the d i r e c t i o n o f f l u x mvement. This w i l l i n general r e s u l t i n another d i s l o c a t i o n d e n s i t y and d i s t r i b u t i o n r a t h e r than i n an increas i n g f i e l d . At f i r s t sigkt, t h i s mechanism should g i v e r i s e t o the s t r o n g e s t f i e l d h i s t o r y e f f e c t a t f i e l d s j u s t below HcZ, where the d i f f e r e n c e i n the d i s l o c a t i o n d e n s i t y between i n c r e a s i n g and decreasing f i e l d i s g r e a t e s t , c o n t r a d i c t i o n t o a1 1 observations . At these h i gh f i e l d s , however, the shear modulus o f the f l u x l i n e l a t t i c e i s so sma1128y24 t h a t i t behaves l i k e a " l i q u i d l ' than l i k e a "solid", in more w i t h o u t the n e c e s s i t y o f d i s l o c a t i - ons f o r a p l a s t i c shear. Another mchanism whích may c o n t r í b u t e t o the f i e l d h i s t o r y e f f e c t i s ba- sed on t h e s u r f a c e b a r r i e r o f a rough surface. s t r o n g e r f o r leaving, I f t h i s b a r r i e r i s very much than f o r e n t e r i n g , v o r t i c e s , i t may become p o s s i b l e t h a t i n decreasing f i e l d some s e c t o r s o f a cross s e c t i o n a r e pinned p l e t e l y by the surface. com- I n minor h y s t e r e s i s loops, these s e c t o r s w i l l n o t c o n t r i b u t e t o t h e t o t a l f l u x change which t h e r e f o r e i s l e s s than expected from t h e g r a d i e n t . The averaging measurement thus sirnulates a lower flux d e n s i t y g r a d i e n t i n decreasing f i e l d . rninor S i m i l a r mechanisms may c o n t r i b u t e t o the observed asymmetry o f the h y s t e r e s i s loops. Besides t h i s , the n o n l o c a l i t y o f the e l a s t i c i t y f l u x l i n e l a t t i c e w i l l p l a y an important r o l e here. The F r i e d e l o f the f o r c e on den- an element o f the FLL i s then determined n o t o n l y by the l o c a l f l u x s i t y gradient, as described by Eq. (3.51, b u t a l s o by the gradients i n t h e v i c i n i t y , up t o a d i s t a n c e o f severa1 l a t t i c e c ~ n s t a n t s ~I n~ . the model c a l c u l a t i o n s o f Section 4 and Appendix 9, i t was assumed t h a t the criti- c a l s t a t e i s always r e a l i z e d by a constant f l u x d e n s i t y g r a d i e n t . By nonlocal e l a s t i c i t y o f the f l u x l i n e l a t t i c e , t h i s cannot t r u e i n minor h y s t e r e s i s loops near r=R-x be the completely ( ~ i g . 6 1 , where the f l u x densi t y g r a d i e n t suddenly woul d change i t s sign. Detai l e d calculat i ~ n s ' ~ ~ s h tohwa t , d u r i n g the f o r m a t i o n o f the f l u x p r o f i l e i n minor h y s t e r e s i s loops (Fig.6), a generalized F r i e d e l f o r c e a c t s i n t h e d i r e c t i o n o f the sample surface even a t a radius s l i g h t l y less than (R-x). This gives r i s e t o a b l u n t i n g o f the sharp edge i n the f l u x d e n s i t y p r o f i le, a t r=R-x, as observed by Eckert and ~ a n d tse i n 7 6 . I n minor h y s t e r e s i s loops, r e l a x a t i o n processes f requently cannot be ne- glected. A t l e a s t two r e l a x a t i o n times have been observed. The f i r s t i s of the o r d e r o f 1Oms; t h i s i s probably due t o viscous damping o f the v o r t i - ces, and o n l y becomes important f o r a.c. measurements with h i g h e r frequencies'". The second r e l a x a t i o n time i s o f the o r d e r o f 1s; it describes t h e f l u x creep o r " s e t t l i n g down" o f the f l u x p r o f i l e immediately a f t e r i t was f o r c e d t o change. This r e l a x a t i o n time i s c o n s i s t e n t w i t h the r e - s u l t s o f d i r e c t f l u x creep measurements i n h o l l o w c y l i n d e r 6 * o r by a SQUID technique6'. APPENDIX A: SOFTENING OF THE FLUX LINE LATTICE NEAR A SURFACE The p a i r i n t e r a c t i o n p o t e n t i a l between two p a r a l l e l London f l u x l i n e s at a distance r i s given by U(r) = 2($,/4a where K,(x) ) K o(r/X) i s the m d i f i e d Bessel f u n c t i o n , and (A.1) s X the p e n e t r a t i o n depth. C a l l i n g J the s e l f energy o f a f l u x l i n e , the t o t a l energy o f an a r b i t r a r y arrangement o f N f l u x 1 ines can be w r i t t e n as2' as long as a11 mutual distances are l a r g e compared w i t h core dirnensions. , b u l k m d u l u s CL i s given by F o l l o w i n g ~ r a n d t ~ ' the w i t h the s t r a i n s = = EYY E w i t h the shear angle a = E and the shear constant C66 by =E, + E Y"' The two constants can be c a l c u l a t e d by deforming the l a t t i c e homgeneously and c a l c u l a t i n g the corresponding va- r i a t i o n s AF o f the t o t a l energy (A.2). E q s . ( ~ . 3 ) and (A.4) are o n l y u s e f u l i f CL and Cs6 a r e constant w i t h i n the volume V. To use them a l s o f o r the c a l c u l a t i o n o f p o s s i b l y v a r y i n g cons- t a n t s , we choose f o r the volume one l a t t i c e c e l l and s u b s t i t u t e the double sum i n A F by a s i n g l e sum over the v a r i a t i o n s i n the p a i r p o t e n t i a l s ofone f l u x l i n e . Takjng account o f the l a t t i c e s y m t r i e s t h i s leads f i n a l l y the e ~ ~ r e s s i o n s ~ ~ to Fig.9 - Softening of plane surface. the e l a s t i c constants CL and C,, of t h e FLL near a Considering a f l u x l i n e a t a d i s t a n c e x from a p a r a l l e l plane surface,cuta11 s i d e o f which t h e r e i s vacuum w i t h a l a t t i c e o f image l i n e s (Fig.81, c o n t r i b u t i o n s t o the sums i n Eqs.(A.5) and (A.6) coming from f l u x l i n e s deeper than 2z, w i t h i n the sample, a r e c a n c e l l e d by t h e c o n t r i b u t i o n s o f the image l i n e s . Numerical summation becomes thus very simple and yields the dependence o f the e l a s t i c constants shown i n Fig.9a and b: Both const a n t s decrease considerably near the surface, e s p e c i a l l y the shear cons- t a n t C66, the s o f t e n i n g o f which already begins i n a depth o f 10 t o 12 X (d.51.1m i n the case o f ~ b ) .The n a i v e a p p l i c a t i o n o f E ~ s . ( A . ~and ) (A.61, f o r a r e g u l a r FLL up t o the surface, would even g i v e negative shear const a n t s very near the surface. I n r e a l i t y t h i s means t h a t i n t h i s region the v o r t i c e s form a " f l u x l i n e l i q u i d " r a t h e r than a f l u x l i n e l a t t i c e . APPENDIX B: DIFFERENTIAL SUSCEPTIBILITY I N MINOR HYSTERESIS LOOPS The f l u x d e n s i t y p r o f i l e , ~+(r),a f t e r i n c r e a s i n g the a p p l i e d f i e l d rnonotonously from O t o H can be c a l c u l a t e d from Eqs. (3.9) and (3.10): Decreasing now the a p p l i e d f i e l d , t h i s p r o f i Mo, where Mo i s determined again by Eq. sign, (3 i 1 1 n o t change u n t i l M = , now w i t h the opposi t e i.e. which y i e l d s , f o r AB:, ttie c r i t i c a 1 f l u x d e n s i t y d i s c o n t i n u i t y in t h e s u r - face : For m>&!,, f l u x l i n e s leave the sample, and the new c r i t i c a 1 s t a t e i s g i - ven by the p r o f i l e B - ( r ) : B- ( r ) = B (H -AU) o o + AB: + f R a . h r ~ + (, r )f o r r r5R-x , f o r R - X ~ N R, . The f l u x dens i t y v a r i e s down t o t h e depth s, g i v e n by t h e c o n d i t i o n B-(RX) = B ( R - x ) , and thus r e l a t e d t o t h e f i e l d decrease M by + R so t h a t t h e f l u x d e n s i t y , a t R - x , becomes The t o t a l decrease o f t h e magnetic f l u x i n t h e sample i s which can be approxirnated by i f x<<R, where P i s t h e p e r i p h e r y o f t h e c r o s s s e c t i o n A. W i t h t h e tions = A ~ and A Ha = Ii - A i f , t h e d i f f e r e n t i a l s u s c e p t i b i 1 i t y becomes which cornbined wi t h ( B . $ ) , (8.51, and ( ~ . 8 ) ,takes the form x rela- =d?/dHa The 1 i n e a r i t y o f Eq. (B.lO) i s a d i r e c t consequence o f the condi t i o n x<<R. For a c i r c u l a r cross section, however, i t i s p o s s i b l e t o g e n e r a l i z e this equation i n o r d e r t o make i t v a l i d f o r the whole cross s e c t i o n : I thank my colleagues o f the low-temperature group o f UNICAMP f o r many h e l p f u l discussions. P i n a t t i , O.F. able contributions. Dr. We are e s p e c i a l l y grateful t o Professor D . G. de Lima, A . S. B r i t o and M. S. T o r i k a c h v i l i f o r t h e i r v a l u My p a r t i c u l a r g r a t i t u d e i s due t o D r . U. Essmann and A. Bodmer, S t u t t g a r t , f o r t h e i r c a r e f u l reading o f the manuscript and f o r many important suggestions, as w e l l as t o D r . B. M. 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