European Sociological Review VOLUME 25 NUMBER 1 2009 123–138 123 DOI:10.1093/esr/jcn031, available online at www.esr.oxfordjournals.org Online publication 18 July 2008 Persistent Inequalities? Expansion of Education and Class Inequality in Italy and Spain The paper analyses inequalities in educational outcomes (IEO) by class of family of origin in Italy and Spain for five 10-year cohorts born from 1920 to 1969, using the cumulative logit (ordinal regression) model. In both countries the question is whether, as education expanded, the class IEO’s remained stable or diminished. The dominant view in the 1990s was that, with the exception of a few countries, inequalities persisted. In the current decade the consensus on this is changing, and decreasing class IEO is now more often found. Italy has been given as an example of educational expansion while maintaining class IEO. Spain was not included in previous analyses. The results show clearly that class IEO diminished in Spain as well as in Italy; differences in the timing of expansion and change in IEO can be accounted for through the different institutional settings of the two countries. A more contained reduction of IEO is found in Spain than in Italy. Introduction The paper analyses the relation between class of origin and educational attainment over time in Italy and Spain and investigates whether the educational expansion that occurred in both countries has also brought about a lessening in the inequality of educational opportunities (IEO) in education by social class of origin. The main conclusion of the comparative study on IEO directed by Shavit and Blossfeld (1993) suggested persisting class inequalities in education, despite schooling expansion, in the majority of the countries analysed, but in recent years this conclusion has been questioned for an increasing number of countries and, lastly, by the first results of new comparative studies, which show decreasing IEO in most of the countries under observation (Breen and Jonsson, 2005; Breen et al., 2005). The paper contributes to this ongoing debate in two ways. First, it tries to ‘establish the phenomenon’ (Merton, 1987), namely, whether class IEO has been stable or decreasing in the two countries under study. The evidence for both is, in fact, inconclusive. In Italy most of the studies have found persistent inequality (Schadee and Schizzerotto, 1987; Cobalti, 1990; Cobalti and Schizzerotto, 1994; Pisati, 2002), but there are some noteworthy exceptions (Shavit and Westerbeek, 1998; Recchi, 2003). The same goes for Spain, for which there are few (and almost none in English) systematic studies on these issues; while Martinez (2002) finds persistent IEO, Carabaña (1999) finds a non-linear pattern, where IEO increases and declines thereafter. Second, the paper models IEO differently from most of the studies in the field, using cumulative logits (McCullagh, 1980). This type of statistical model allows us to investigate how differences among countries in educational expansion and the distribution of educational titles are related to IEO as it includes, differently from the usual log-linear or logit analysis, direct parameters for the expansion of education. ß The Author 2008. Published by Oxford University Press. All rights reserved. For permissions, please e-mail: [email protected] Downloaded from http://esr.oxfordjournals.org/ at Pennsylvania State University on February 18, 2016 Gabriele Ballarino, Fabrizio Bernardi, Miguel Requena and Hans Schadee 124 BALLARINO et al. Substantively, the question becomes: which class has managed to benefit more from the educational expansion? The paper is divided into 6 sections. After this introduction, section 2 presents the main results of previous research on class IEO over time, and the main theoretical arguments put forward to explain them. Section 3 describes the historical and institutional context of educational expansion in Italy and Spain, while in section 4 data, variables, and the statistical model are presented. Section 5 gives the empirical results, and section 6 contains the conclusions. The expansion of education, at all its levels, is one of the main features of contemporary societies (Meyer et al., 1992; Walters, 2000; Shavit et al., 2007). Obviously, it has increased the chances for the lower classes to reach secondary and higher educational levels, previously reserved for the offspring of the upper classes. Still, whether educational expansion is also associated with diminishing IEO (i.e. whether relative chances to reach higher education are becoming more equal among classes) is a much more debated issue in the literature, and many hypotheses and explanations have been put forward on the topic. Why Inequalities Should Persist The first major international comparative project on IEO found it quite stable over time and across countries, albeit with the notable exception of Sweden and, partially, the Netherlands (Blossfeld and Shavit, 1993). This finding has been generalized in the so-called maximally maintained inequality (MMI) hypothesis (Raftery and Hout, 1991), which states that the new opportunities created by educational expansion are exploited first by the offspring of the higher classes, because their familiar financial, cultural, social, and motivational resources are appropriate for taking advantage of the new opportunities. IEO inertia, according to this hypothesis, is produced by a kind of ‘red queen in Alice in Wonderland’ action, where you have to run to stay in the same place. According to Walters (2000) school expansion has purposively been supported by the élite classes, in order to overcome the potentially equalizing effects of school reforms: the expansion of education has given elites a major means for maintaining their relative educational advantage. Downloaded from http://esr.oxfordjournals.org/ at Pennsylvania State University on February 18, 2016 Educational expansion and inequality of educational opportunities Higher classes not only take advantage of new openings, but can also create new barriers and social closures, for instance, by creating less prestigious and ‘dead-end’ tracks in secondary and higher education to accommodate the demand coming from the lower classes without changing the pattern of social stratification (Lieberson, 1980). This kind of collective action can be more effective in authoritarian right-wing regimes, where it is not counterbalanced by the working classes’ participation in policy-making via democratic representation. This happened in Italy during the Fascist regime, when a school reform designed by Idealist philosopher and minister of education Giovanni Gentile increased the stratification of secondary school and higher education, in order to have a sharper separation between élite and popular tracks (Schizzerotto and Barone, 2006). More detailed micro-level rational action models of educational decisions have also been proposed to explain the persistence of IEO (Eriksson and Jonsson, 1996a; Breen and Goldthorpe, 1997; Breen and Yaish, 2006). Following Becker’s (2003) exposition, the key parameters that drive educational decisions on whether to continue to achieve the next educational level (En þ 1) or to exit the educational system at the educational level En are: the educational returns (B) in the labour market associated with En þ 1; the amount of status decline (SD) implied by the decision of stopping at En; the costs (C) of En þ 1 and the probability of failing (Pf) in completing it. The greater the benefits of En þ 1 and the status decline implied by En, the higher the motivation to pursue En þ 1. Conversely, the greater the costs of En þ 1 and the risk of failing in achieving it, the lower the motivation in continuing to En þ 1. This model assumes that the benefits B and costs C are equal for all social classes, while the amount of SD and risk of failure, Pf, vary among social classes. This is because the amount of status decline is relative to one’s social position of origin. In general, one might argue that the amount of SD associated with a given En is lower for lower social classes. With regard to Pf, the argument is that it depends on previous educational achievement and performance. Children from privileged families are advantaged in this respect because their parents are more likely to transmit cognitive and other skills that are positively associated with learning and success in the educational system. Moreover, higher classes are better able to compensate unexpected failures of their children in the educational system thanks to their social, economic, and cultural resources (Becker, 2003, p. 5). All in all, for a given level of education En þ 1, Pf is assumed to be higher for lower class children. EDUCATION AND CLASS INEQUALITY IN ITALY AND SPAIN Why Inequalities can Diminish In sum, from both MMI and the rational action model, one might derive a hypothesis of non-declining class IEO over time. In the case of MMI, persistent class inequalities are the result of an active attempt by higher classes to take advantage of the new opportunities opened up by educational reforms, and possibly of the creation of new closures in the educational area. In the case of the rational action model the key assumption is that the assessment of the status decline associated with a given level of education and of the risk of failure in purchasing it differs for each of the social classes. If these class-specific differences remain constant over time, class IEO will also persist. Almost at the same time that the MMI hypothesis and the rational action model were put forward, the interpretation and explanation of Shavit and Blossfeld’s findings of persistent class IEO has been contested (see Treiman and Ganzeboom, 1998, p. 8), and further research has found evidence of decreasing IEO in Germany and France (Jonsson et al., 1996; Thélot and Vallet, 2000). The most recent comparative study on IEO patterns over time in Europe (Breen et al., 2005) casts considerable doubts on the ‘persistent inequality’ claim: in six of the eight studied countries class IEO actually decreased during the second half of the last century.1 The authors can thus conclude calling for a reorientation in theoretical work, which should now focus on clarifying ‘why declining inequality is more common than so far assumed’ (Breen et al., 2005, p. 25). Some work in this direction has already been done, in particular for the case of Sweden, the most evident outlier from Shavit and Blossfeld’s study. The Swedish case suggests that political intervention has been able to lower IEO, neither with explicitly equalization-oriented school reforms nor with just the general equalization in living conditions that followed the development of the welfare state, but with interventions aimed at increasing employment security for the lower classes (Eriksson, 1996; Eriksson and Jonsson, 1996b). Eriksson (1996, p. 107) argues that in Sweden higher employment security changed the lower classes’ perception of the risk associated with the probability of educational failure (Pf), as it strengthened their reliance on future incomes, increasing their overall propensity for risk-taking. But in this way class-specific differences with respect to Pf do indeed change, making a reduction in IEO possible. Eriksson and Jonsson (1996a) highlight two further mechanisms by which class-specific differences in Pf could change.2 The first one is the diminishing school selection that is typically associated with school expansion: if chances of dropping out decrease, the overall level of Pf should correspondingly decrease, but this decrease will be higher for the lower classes, who start from a higher level of perceived failure chances. The second one involves school reforms, which can reduce the stratification of the school system, and thus the complexity of school choice, for instance, by introducing comprehensive secondary education. This should diminish the importance of correct information in the structure of the system itself for an efficient choice, one that can correctly estimate Pf. As information on the schooling system is typically better in families from higher classes, where parents have, on average, a higher level of education, a destratification of the school system would thus diminish class-specific differences in Pf. Educational Expansion and the School System in Italy and Spain It is thus possible to develop hypotheses for both persisting and decreasing IEO. Before turning to the empirical analysis, it can be useful to highlight some institutional differences in educational reforms and the structure of the educational system in the two countries, for the period under analysis. In the Italian case, a gradual destratification of the school system can be observed from the 1940s onwards. Fascism, in power from the 1920s, had strengthened the élitist features of the school system with the already mentioned Gentile reform, whose aim was to clearly differentiate school tracks in order to adapt education to a segmented and corporatist society. Downloaded from http://esr.oxfordjournals.org/ at Pennsylvania State University on February 18, 2016 An implication of this model is that if the costs of En þ 1 decline over time and the benefits associated with it increase, more individuals will pursue En þ 1. In other words, if the costs of schooling decline and educational credentials become increasingly important at entry in the labour market, more people will engage in higher education. This model, thus, explains educational expansion over time in terms of declining costs, C, and increasing educational returns, B. Although some empirical evidence shows that the latter growth has stopped (Jackson et al., 2005), the argument still holds if the decrease in costs is stronger than the one for benefits. From the point of view of class IEO, this model predicts that it will persist in spite of educational expansion, if the class-specific differences with respect to SD and Pf do not change. 125 126 BALLARINO et al. secondary education. For instance in 1960, 80 per cent of those attending secondary education were doing so in private schools (Fernández, 2001). In addition one has to consider that the economic and living conditions of the majority of the Spanish population had worsened dramatically in the aftermath of the Civil war. This was a consequence of the destruction of the production system and of the international isolation of Franco’s regime after the end of the Second World War. The average income per capita in 1945 was 66 per cent of that in 1935, and it caught up with the previous Civil War levels only in the 1950s (Alonso and Conde, 1994). The combination of a highly stratified and private educational system with the dramatic economic hardships makes up a scenario for strong class-based educational inequalities in the post-Civil war years. The main structural reform of the Spanish educational system that aimed at increasing public education and educational attainment at higher levels was passed in 1970, only a few years before Franco’s death. With this reform the track system was abolished, and a comprehensive system of compulsory education until the age of 14 was introduced. One should note, however, that some timid steps towards an opening of the educational system and greater investments in public schooling had already been taken since the beginning of the 1960s. For instance, the age of compulsory education was formally raised from 12 to 14 years in 1964. Besides this stylized description of the Italian and Spanish educational systems, in Table 1 we present two indicators of the parameters of the educational decision model discussed in the previous section. We focus on changes over time of the risk of educational failure (Pf) and of employment security within the family of origin, to the extent that it might increase the propensity of risk-taking (Eriksson, 1996). The risk of educational failure is operationalized as the percentage of those who have started higher secondary education and have dropped out before completing it. The level of employment security refers to the employment relation of the head of the family, when the respondent was at school-age: we distinguish employees and employers with employees from those who are selfemployed with no employees and family helpers.3 Although this is a somewhat rough distinction, one might argue that the second group faces higher insecurity than the first one. Table 1 shows that in both countries the risk of dropping out at non-compulsory secondary education has grown less over time. In Spain, this reduction first takes place for the cohort born after the Civil war and Downloaded from http://esr.oxfordjournals.org/ at Pennsylvania State University on February 18, 2016 However, in 1940, a first reform partially corrected this orientation, reducing the number of tracks in lower secondary schooling. After the war and the overthrow of the Fascist regime, policies oriented towards educational expansion and the destratification of the educational system were pursued by the new democratic governments, under the influence of the Socialist and the Communist parties. A socio-economic context including fast industrialization, urbanization, and steady increase in income and consumption (referred to as the Miracolo economico) helped school reform policies to gain consensus, and a major school reform was introduced in 1962: education was made compulsory until age 14, up from age 10, and lower secondary school tracking was abolished (Martinelli et al., 1999; Schizzerotto and Barone, 2006). During the 1960s, the destratification process was extended to higher secondary schools: although fully comprehensive schools were not introduced, the differentiation between vocational and academic tracks diminished, and, most importantly, in 1969 access to university was opened to all students holding a 5-year higher secondary diploma (maturità), while earlier students coming from vocational and technical schools were excluded from most of the university subjects. In the 1970s Italy went into a period of political instability, and further school reforms oriented towards inclusion and against selection were designed but only partially enacted. Only in the late 1980s discussions about school and university reforms started again, but destratification ceased to be the main issue, in favour of decentralization (Schizzerotto and Barone, 2006). During the 1990s some significant steps in this direction were made, but our data do not give us the possibility of studying their association with IEO. For the period we observe, the main orientation of the Italian school policy was one favouring destratification and educational inclusion, although the efficiency of the policies is still under discussion. In the case of Spain, after the Civil War (1936–1939) and for most of the period observed here, two aspects of the educational system stand out. First, it was an extremely highly stratified system. Students had to pass a selective exam at the age of 10 and were accordingly sorted into two separate tracks, one of which led to secondary education while the other one was a deadend track, with no possibility of pursuing further education. Second, under Franco’s authoritarian regime, the State had mainly a subsidiary role in education. Schooling was, by large, dominated by the private sector and by religious institutions within it. This was particularly true at the level of EDUCATION AND CLASS INEQUALITY IN ITALY AND SPAIN 127 Table 1 Parameters for educational choices, by cohort Spain Cohort 1910–1919 1920–1929 1930–1939 1940–1949 1950–1959 1960–1969 Italy Failures higher secondary (%) Parents with secure employment (%) Failures higher secondary (%) Parents with secure employment (%) 31.0 31.8 31.6 14.7 14.6 17.8 34.0 41.8 46.3 53.1 60.3 64.9 45.5 51.5 35.8 38.0 37.1 41.9 44.7 53.0 56.6 61.2 66.9 69.5 who finished compulsory education between 1952 and 1961, while in Italy it starts one cohort earlier, for the cohort born in the 1930s, who finished compulsory education in the 1940s. Moreover, there are hints that the level of employment security experienced by the family of origin when the subject was 14-years old has steadily increased over time in both countries. If one refers to the model of educational decisions discussed in the previous section, the results of Table 1 seem to pave the way for a hypothesis of declining IOE over time, both in Italy and Spain. Data, Variables, and Methods Data The data used for Italy merge the Indagine nazionale sulla mobilità sociale (INMS, 1985) and the first wave of the Indagine longitudinale sulle famiglie italiane (ILFI, 1997) after checking for their consistency (Ballarino and Schadee, 2005). Data from INMS for cohorts born from 1920 to 1959 and from ILFI for cohorts born from 1920 to 1969 have been merged in a single file, with 11,036 respondents.4 For Spain, we used data from the Socio-demographic Survey (SD). A retrospective survey was conducted by the Spanish National Statistical Institute in 1991 on a sample of 157,100 respondents. We used cohorts from 1920 to 1966 only (102,763 cases) because individuals from the more recent ones may not have finished their studies as they were interviewed in 1991. individual’s father and mother at age 14 (age 16 for Spain). When parents were employed in different occupational classes, the higher-ranking of the two parental classes was attributed to the individual (‘dominance approach’). Classes are coded following a variation of the Goldthorpe classification (as presented in Breen, 2004, tab. 1.1) adapted to Southern European societies to deal more adequately with the persistence of the agricultural classes, which were relevant until the 1960s. The scheme distinguishes six classes: Bourgeoisie (classes I þ II of the Goldthorpe scheme); White Collars (IIIa and IIIb, except for unskilled nonmanual workers included in the urban working class (Uwc) here); Urban Petty Bourgeoisie (IVab); Agricultural Petty Bourgeoisie (IVc); Urban Working Class (V, VI and VIIa); and Agricultural Working Class (VIIb). Education is defined as the highest educational title achieved by an individual, coded as a four-classes ordered variable: (i) elementary (up to 5 years of schooling, including people with no schooling and with some schooling); (ii) lower secondary (corresponding to completed compulsory schooling up to 14 years of age, and including up to 2 years of further vocational training not leading to university); (iii) higher secondary (a full higher secondary degree); (iv) university (corresponding to a full 3–6 years university degree). Translated into the Casmin educational classification (Breen, 2004, tab. 1.2) these four levels are: Elem ¼ 1a þ 1b; Low Sec ¼ 1c; Hi Sec ¼ 2a þ 2b þ 2c_gen þ 2c_voc; Uni ¼ 3a þ 3b.5 Appendix Table 1 shows education by social class by cohort tables which are used in the analysis. Variables Cohort is coded by decades of birth, starting from 1920– 1929 up to 1960–1969 (1966 for Spain). Class of origin is coded, as usual, according to the occupation of the The Statistical Model The model proposed here has been developed originally by psychologists in other contexts Downloaded from http://esr.oxfordjournals.org/ at Pennsylvania State University on February 18, 2016 Sources: Spain, Socio-demographic survey (INE 1991) for failures, Social classes and social structure survey (CIS 2006) for employment; Italy, ILFI (1997; 1997þ1999 for failures). 128 BALLARINO et al. 1990; Long and Freese, 2003). Using T for a cohort effect, this gives P k¼1...e CðkÞ P ln ¼ C þ T þ E ð1Þ k¼eþ1...K CðkÞ ¼ Ct þ E in the parametrization given before with the constraint Ct – C0 t ¼ constant for all values of t and all pairs of classes C, C0 . Put differently, the distances among classes remain the same. This specification, thus, assumes that the educational expansion is homogeneous for all social classes. We test the validity of this by means of a more complex model with interactions between class, cohort, and educational separators: P CðkÞ ln P k¼1...e ¼ C þ T þ E þ C T k¼eþ1...K CðkÞ ð2Þ þ C E þ T E ¼ Ct þ Etc in the parameterization given before with the constraint that Etc ¼ 0Et þ 00Ec In this more general specification the parameters C T express how the class IEO might change differentially under educational expansion, while the parameters T E express how the educational expansion varies over time for each single separator (threshold). In this way, the model includes both class inequality and educational expansion. One should note that in the usual log-linear and logistic analyses educational expansion is not explicitly modelled since it is a marginal effect, while interest centres on the interaction effects. In this difference lies, in our opinion, the main substantive interest and usefulness of the cumulative model. Standard logit and log-linear analyses of IEO took their inspiration from the log-linear models of class mobility, where the variation of the margins is not constrained, but the interactions in the table are modelled. Substantively, this meant estimating relative mobility; the relative chances of mobility for the different classes were modelled conditional on the change of the occupational structure. While this makes substantive sense for a class of arrival by class of origin table, in the case of an education by class of origin table there is far less substantive reason to leave the variation of the educational levels without constraints. Empirical Results The Expansion of Education First, models were estimated of an education by cohort cumulative table, in a reduced version of model (2) Downloaded from http://esr.oxfordjournals.org/ at Pennsylvania State University on February 18, 2016 (Edwards and Thurstone, 1952). In the generalized linear model tradition, it has been presented as ordinal regression by McCullagh (1980; see Nelder and McCullagh, 1983), and is known as generalized ordinal logit model (Long and Freese, 2003).6 The main difference between this approach and the more usual (conditional) logit and log-linear models is that the model fits a cumulative logistic curve for education by class of origin or any other independent variable defining a social group: gender, cohort, etc. From this it follows that class and other non-educational parameters do not just fit certain sums of frequencies for the variable mentioned, as in log-linear and logistic analyses, but also involve the total quantity of education of the class of origin (put differently, a parameter for a class represents an interaction, in log-linear terms, between class and education). To the best of our knowledge, this model has never been applied before to the study of the IEO. However, it has some advantages over the (conditional) logit models ordinarily used in the field (Mare, 1980), as it provides a synthetic measure of final educational attainment by class and includes explicit parameters for educational expansion. Formally, let the size of a class (of origin) be C, and let the frequency in a given class of origin for obtaining an educational title e be C(e): then C(e)/ C ¼ p(c, e) is the fraction of the class that has a certain title. In its simplest form, the model proposes that ln P P ½ k¼1...e CðkÞ= k¼eþ1...k CðkÞ ¼ C þ E , where C is a (set of) parameter(s) giving the class location (location of the curve representing the class) and E is a (set of) parameter(s) which determine the location of the separators between educational titles. In principle the parameters can vary for each class (Ec) and and parameters can vary over time ( Ct, Et). If each class at each point in time is allowed to have its ‘own’ parameters for the separator values (Etc) the model would fit perfectly. The constraints on the parameters are that they (should) apply to more than one class and that variation over time should show some sort of regularity for the and parameters. Substantively, we interpret the C parameters as a measure of class position in the ranking of (resources useful for) educational attainment, and the E parameters as a measure of the resources needed to pass one educational threshold or separator (educational transition). Moreover, the models we consider include change over time. The base line presentation of this model is an ordered logit model where class and cohort parameters determine the location of a given class at a certain point in time (Peterson and Harrell, EDUCATION AND CLASS INEQUALITY IN ITALY AND SPAIN 129 Table 2 Model selection for education over time Model Terms AþE A þ E þ T E A þ E þ Tm E Spain 1 2 3 4 AþE A þ E þ T E A þ E þ T E þ A5 E A þ E þ T (el) þ A5 E þ A3 E DF P 356.6 64.5 6.2 8 6 6 0.000 0.000 0.40 4157.8 1480.4 29.5 6.4 8 6 4 3 0.000 0.000 0.000 0.094 A ¼ Cohort (age) qualitative; A3, A5 ¼ cohorts 3, 5 qualitatively different from the others; T ¼ Time, cohorts parameterized: cohort 1:20–29 2:30–39 3:40–49 4:50–59 5:60–69 (Spain 66) T¼ 0 1 2 3 4 (Italy) Tm ¼ 0 1 2 4 8 E¼ separators Education levels; e-l ¼ separator elementary–lower secondary; l-h ¼ separator lower secondary–higher secondary þ adds term; interaction between variables (Wilkinson and Rogers, 1973). without the class parameters ( C). Table 2 shows these models and their fit measures. Model 1 for both countries specifies the effect of cohort (A) and the separators for the four educational levels (E). Model 2 adds an interaction term for time and the separators (T E). The Time (T) variable is a linear parameterization of the cohorts, which are given values from 0 to 4. This interaction term means that the quantity of education in the population changes linearly (in logits) across cohorts (less resources are needed in order to pass a separator7). But the fit is not satisfactory: in neither country has educational expansion been linear over time. Therefore, model 3 substitutes linear time by education interaction terms with a different time by education term for each country. In Italy, we get a good fit with a multiplicative parameterization of time,8 while the case for Spain is less regular, and has to be modelled by means of a time by education term for the transition from elementary to lower secondary and two cohorts by education terms for cohorts 3 and 5. Substantively, this means that in Italy there are two big and consecutive leaps in education: one for the cohort born immediately after World War 2, and one, twice as large, for the cohort born in the 1960s, during and after the Miracolo economico that, in little more than a decade, transformed Italy from a mostly agricultural country to an industrial one. In Spain, there is a regular linear increase in education, but two cohorts stand out from this pattern, namely the one born after the Civil War and, as in Italy, the one born in the 1960s. Thus, the expansion of education followed different paths in Italy and Spain: while in Italy it started from the cohort born in the 1930s and increased its pace with the following ones, in Spain it has been less regular. The parameter estimates for the A3 E and A5 E effects9 tell us that with the cohort born in the 1940s the expansion relented, only to resume with the following one, while with the fifth there has been a great jump forward. We would explain this difference between the two countries by referring to the different timings of their transition from Fascism to democracy and of the socio-economic modernization associated with it: while in Italy Fascism fell after the second World War, in Spain the authoritarian regime resisted until the 1970s and, especially in the two decades after the Civil War, managed to reduce educational expansion and, more generally, societal modernization. Class IEO Over Time We turn now to the results of the analysis of the variation of class IEO over time, addressing the two key questions motivating this paper. Table 3 describes the analysis for the two countries. Model 1 for Italy specifies the effect of class (C), cohort (A) and the separators for the four educational levels (E). This is a proportional model equivalent to a standard ordered logit since there is no interaction between the separators and the other independent variables. The next models explore some interactions. Model 2 suggests that the educational separators work differently for the petty bourgeoisie, since the interaction term between a dummy (P) that identifies the petty bourgeoisie and the separators (E) Downloaded from http://esr.oxfordjournals.org/ at Pennsylvania State University on February 18, 2016 Italy 1 2 3 chi2 130 BALLARINO et al. Table 3 Model selection for education by class over time Model Terms AþC AþC AþC A þ C þ T C A þ C þ T C3 A þ C þ T C3 Spain 7 8 9 10 11 12 13 14 AþC þE AþC þ E þ Apb E AþC þ E þ Apb E þ Uwc E AþC þ E þ Apb E þ Uwc E þ T E AþC þ A5 E þ E þ Apb E þ Uwc E þ T E A þ C þ T C þ A5 E þ E þ Apb E þ Uwc E þ T E A þ C þ A C þ A5 E þ E þ Apb E þ Uwc E þ T E A þ C þ A C þ A5 E þ A3 E þ E þ Apb E þ Uwc E þ T E þE þ E þ P E þ E þ P E þ T E þ E þ P E þ T E þ E þ P E þ T E þ E þ P E þ Tm E DF P 531.7 490.1 185.2 111.1 113.3 62.4 78 76 74 69 72 72 0.000 0.000 0.000 0.000 0.000 0.780 5660.1 5440.6 5358.0 2319.0 705.2 181.2 100.3 75.1 78 76 74 72 70 65 50 48 0.000 0.000 0.000 0.000 0.000 0.000 0.000 0.007 A ¼ Cohort (age) qualitative; A3, A5 ¼ cohorts 3, 5 qualitatively different from the others; T ¼ Time, cohorts parameterized: cohort 1:20–9 2:30–9 3:40–49 4:50–59 5:60–69 (Spain 66) T¼ 0 1 2 3 4 (Italy) Tm ¼ 0 1 2 4 8 E ¼ separators Education levels: e-l ¼ separator elementary–lower sec.; l-h ¼ separator lower sec. –higher sec. C ¼ Class; C3 ¼ class coded in 3: (Pba eq Awc) (WhC eq Pbu eq Uwc) (Bor); Upb ¼ Urban petty bourgeoisie; Apb ¼ Farmers; Uwc ¼ Urban working class; P ¼ UpbþApb; þ ¼ addsterm; ¼ interaction between variables (Wilkinson and Rogers, 1973). significantly improves the fit of the model. Model 3 adds an interaction term between time and the separators, while model 4 looks at the linear changes of the class effects over time (T C interaction). In both cases these interactions significantly improve the fit of the model. Substantively, this means that the pace of educational expansion has differentially affected the various educational levels and that the effects of class have changed (also relatively) over time. The next two models 5 and 6 elaborate on model 4 by adding a constraint on the class over time effects and specifying that the pace of the educational expansion is not linear,10 but the main conclusion on IEO over time does not change. For Spain, the specification of the models starts with an ordered logit model with proportional odds (model 7) assuming that class and cohort have a proportional effect for all educational levels (separators). The next models add interactions to test whether this proportionality assumption holds. Model 12 is equivalent to model 4 for Italy, as it includes an interaction between time and class (T C) meaning that the effects of class on education change in Spain as well. However, some discrepancies between the two countries can be highlighted. First, while in Italy the effects of the educational separators for the urban and agricultural petty bourgeoisie are different from the ones for the other classes (the P E term in model 4), in Spain one finds specific interactions for the agricultural petty bourgeoisie (Apb E in model 8) and for the urban working class (Uwc E in model 9). Substantively, this means that the educational separators are not the same for all social classes, i.e. the difficulty of passing through the various educational levels is not the same for all social classes. While in Italy both agricultural and urban petty bourgeoisies show the same pattern, in Spain the Uwc and the agricultural petty bourgeoisie diverge differently from the general pattern. Second, in Spain the change over time of the class effect is less regular than in Italy; thus, model 11 includes a specific interaction between education and the last cohort (A5 E), when educational expansion increased its speed. Models 13 and 14 are refined versions of model 12, which allow improvement to the fit of the model with a categorical specification of the class effect on education over time (A C) and the other interactions already seen in Table 2 between education and a specific cohort, namely the third. The Direction of Change in IEO With our research question in mind, the next step is to establish the direction of the change of IEO over time and its relation to the process of educational Downloaded from http://esr.oxfordjournals.org/ at Pennsylvania State University on February 18, 2016 Italy 1 2 3 4 5 6 chi2 EDUCATION AND CLASS INEQUALITY IN ITALY AND SPAIN 131 Table 4 Fitted parameters for education by class over time, Italy and Spain 1920–1929 1930–1939 Cohort 1940–1949 1950–1959 1960–1969 Italy Model 6: chi2 62.4; 72 df 0.99 1.79 3.05 4.04 4.76 5.95 0.95 1.57 2.85 3.84 4.31 5.50 0.60 1.07 2.33 3.32 3.54 4.73 0.32 0.64 1.90 2.80 2.84 3.02 0.65 0.81 2.07 2.97 2.76 2.95 –3.05 –1.79 0 –3.35 –1.88 0 –3.65 –1.98 0 –4.24 –2.17 0 –5.43 –2.55 0 –2.60 –1.45 0 –2.90 –1.53 0 –3.20 –1.65 0 –3.79 –1.84 0 –4.98 –2.22 0 1.20 2.10 3.18 3.71 4.03 5.29 0.93 1.82 2.91 3.44 3.64 5.00 0.44 1.41 2.47 2.77 2.89 3.91 0.08 0.90 1.85 2.33 2.12 3.45 0.29 1.05 1.85 2.26 2.10 3.13 Separators Bourg., WhCo, Upb, Awc Elementary–higher sec. Lower sec.–higher sec. Higher sec.–university 1.32 0.87 0 1.47 0.90 0 1.51 0.73 0 1.76 0.96 0 3.45 1.49 0 Urban working class Elementary–higher sec. Lower sec.–higher sec. Higher sec.–university 1.48 1.06 0 1.62 1.09 0 1.67 0.91 0 1.92 1.15 0 3.60 1.67 0 Agricultural petty bourgeoisie Elementary–higher sec. Lower sec.–higher sec. Higher sec.–university 1.02 0.66 0 1.16 0.70 0 1.20 0.52 0 1.43 0.76 0 3.14 1.29 0 Separators Bourg., WhCo, Uwc, Awc Elementary–higher sec. Lower sec.–higher sec. Higher sec.–university Urban petty bourg., Agr. petty b. Elementary–higher sec. Lower sec.–higher sec. Higher sec.–university Spain Model 14: chi2 75.1; 48 df Class Bourgeoisie White collars Urban petty bourg. Agr. petty bourg. Urban working class Agr. working class expansion. This requires an examination of the parameters estimated in model 6 for the class and time interaction (T C) and the class and separators interaction (P E). Table 4 gives the necessary parameter estimates. The upper panel of the table shows the parameters for Italy, the lower panel those for Spain, estimated, respectively, by models 6 and 14 of Table 3. The parameters for class in each cohort are the Ct ðC þ T þ C T Þ parameters that give the class location in the ordering of resources Downloaded from http://esr.oxfordjournals.org/ at Pennsylvania State University on February 18, 2016 Class Bourgeoisie White collars Urban petty bourg. Agr. petty bourg. Urban working class Agr. working class 132 BALLARINO et al. cohort and exploding with the last cohort, and, second, the class-by-education interaction effects for the urban working class and for the agricultural petty bourgeoisie have opposite directions, with the children of the former getting, in proportion, more education than the children of the other classes, and the children of the latter getting less. The parameters of Table 4 also offer some hints on whether the educational expansion has benefited some classes more than others. It has been shown that in Italy educational expansion came about with two large and consecutive increases for the cohorts born between 1950–1959 and 1960–1969. The parameters show that in these cohorts the agricultural classes benefited most from educational expansion, as can be seen in the larger reduction of the class effects for the agricultural classes born between 1950–1959 and 1960–1969 with respect to the other classes. In Spain, the picture of the change of class effect along educational expansion is somewhat complicated by the fact that the urban working class and the agricultural petty bourgeoisie started out, respectively, more and less favourably in the educational attainment of their offspring, in proportion, than did the other classes. However, the classes which appear to have benefited more from the expansion of education that took place with the cohort born in the 1960s are the agricultural working class, and, to a lesser extent, the urban working class, and the agricultural petty bourgeoisie. Conclusions This paper studied class IEO over time in Italy and Spain by means of a relatively innovative statistical model for this topic, the cumulative logit. This model allows taking explicitly into account educational expansion when modelling class IEO, differently from the log-linear and (conditional) logit models which are normally used in sociological research for this phenomenon. Moreover, because of its cumulative structure, the model gives a parsimonious view of IEO and its change over time, as it does not separate the outcomes of the educational process into separate transitions, as conditional logits do. The price for this is some loss of detail, but in our opinion this is a fair price. Substantively, we can now answer the two questions put forward in the introduction, namely whether class IEO remained stable over time in Italy and Spain, in spite of the remarkable educational expansion, and if not, which class benefited most from this educational expansion? With regard to the first question, Downloaded from http://esr.oxfordjournals.org/ at Pennsylvania State University on February 18, 2016 relevant for education. The separators by class are the Ec parameters that are a measure of the resources needed to pass one educational threshold that might vary across time (educational expansion) or classes.11 The decreasing parameters mean that education, at all levels, is increasing in both countries, as the percentage of people not passing the separators decreases.12 The estimates show also that in both countries there is a decreases in class inequalities.13 For Italy, considering the differences between bourgeois and farmhands in the first (5.950.99 ¼ 4.95) and in the last cohort (2.950.65 ¼ 2.3) this is clear. This change was already known and discussed in the literature and the usual argument is that farmers and farmhands have nearly disappeared in Italy, so it is not all that relevant that their relative position becomes less unequal. However, if one compares Uwc with the bourgeoisie in the first and last cohort the difference at the beginning is 3.05 and in the last cohort it is 2.32. This is not a large decrease in the difference, but it is a decrease. This conclusion has to be interpreted keeping in mind that the model is based on a logistic distribution: in the flat part at the beginning and end of a logistic curve, a change in X translates into a relatively smaller change in Y when compared with the central part of the curve. If one considers the tables presented in the Appendix, instead of the fitted parameters, between cohorts 20–29 and 60–69 the percentage of university degree holders increases from 23.5 to 32.5 among the bourgeoisie and from 1.0 to 4.9 among the working class in Italy. Thus, the inequality in access to university education between the two classes actually increases if it is measured in terms of differences (from 23.51.0 ¼ 22.5% to 32.54.9 ¼ 27.5%) and decreases if it is measured with odds (from 23.5/1 ¼ 23.5 to 32.5/4.9 ¼ 6.6). This story is not really influenced by the fact that there is a slight difference in the position of the separators for the petty bourgeoisie which makes them have slightly higher fractions of children with only elementary or lower secondary education than they would have had if the separators of the other classes applied to them. For Spain, the story is more complex as has already been seen. In terms of the differences between the bourgeoisie and the farmhands, they also diminish from the first to the last cohort, going from 4.09 (5.291.20) to 2.84 (3.130.29). For the urban working class the difference in the first cohort is 2.51 (3.711.20) and in the last cohort 1.97 (2.260.29). In comparison with Italy the reduction in IEO has been somewhat lower, especially for the agricultural classes. Looking at the separators, two things should be noted: first, the cohort pattern already seen above, with educational expansion slowing down for the 1940s EDUCATION AND CLASS INEQUALITY IN ITALY AND SPAIN authoritarian regime which kept the country out of the war but retarded its educational development. In order to make this picture clearer, more research is needed. More detailed hypotheses drawn from historical and institutional circumstances have to be developed and empirically tested. This work should incorporate gender as a not-negligible dimension of IEO. This is quite important for Southern European countries, where structures of social reproduction are more gender-based than in Northern Europe16: hypotheses about the impact of Fascism and its antimodernist view of gender roles on gender IEO could be developed and empirically tested. Another limitation of our study is that data are not that recent, especially for Spain: more recent data could allow us to incorporate the cohort born in the 1970s into the analysis, to check whether the trends observed here persist. We hope that our paper might stimulate further research along these lines. Notes 1. 2. 3. 4. 5. 6. 7. Italy and Ireland are exception to this pattern with little or no decrease in IEO, or with very mixed evidence. The model that Eriksson and Jonsson (1996a) developed to analyze the Swedish case does not directly include the probability of status decline (SD). But they treat it with reference to the ‘Social Position Theory’. However, we think that this is a mechanism quite stable over time, and do not think class-specific differences in SD change. In Italy we only distinguish employee from selfemployed, since the data aggregate the latter. On the basis of our check of two datasets, and like previous studies that merged them (Pisati and Schizzerotto, 2004; Breen et al., 2005), we will ignore design effects. Detailed coding of educational titles into our four categories is available from the authors. The estimation presented here was done by a macro written in GLIM by one of the authors. The command to run this model is GOLOGIT2 in Stata, but some parameters estimated here cannot currently be estimated with it. Actually, a significant estimate of an interaction term just means that education changes: we can say it increases because we already know this from other evidence. But it is important to notice Downloaded from http://esr.oxfordjournals.org/ at Pennsylvania State University on February 18, 2016 results show that the class IEO has decreased in both countries, as expected: we think this depends on the reduction in the risks families associate with the choice to further their offspring’s schooling after compulsory education (Pf in the notation used above). This reduction, in turn, depends on decreasing school selectivity and on increased parental employment security. Our result differs from what previous research found using conditional logit and log-linear models for Italy and conditional logit and ordinary least squares (OLS) for Spain. In our opinion, this difference does not depend much on the models, but on the typical interpretation scholars give of the results obtained modelling educational transitions with conditional logits: what is typically found is a decrease in IEO at the lower transitions, and stability at the higher levels, and intepretation typically centres on the latter, downplaying the former.14 However, more work has to be done on the topic, analytically comparing different models for the study of IEO across time. The answer to the second question is less straightforward. In Italy, it is the agricultural classes that benefited from the educational expansion, and this process had an acceleration for the cohorts born in the 1950s and the 1960s. We would explain this change, already noted in the literature but not really interpreted, as a result of improvement in transport, which has made it possible for girls and boys from marginal, difficult-to-reach rural villages to go on to further education.15 In Spain the expansion of education accelerated one cohort later than in Italy, possibly because of the delay in modernization caused by the long-lasting Franco’s authoritarian regime. The Civil War from the 1930s, from which this regime was born, could also explain a (relative) contraction in the access to higher secondary education found for the cohort born after the war. However, when the great schooling expansion arrived, the class which benefited more was the agricultural working class, and to a lesser extent the Uwc and the agricultural petty bourgeoisie. Thus, what we observe is a similar process (educational expansion with a decrease in IEO, strong for the agricultural classes but significant also for the Uwc) which takes place with some differences in the two countries under study. Differences in educational expansion are to be explained by the different histories and institutional developments of the two countries: Italy had a relatively short-lasting Fascist regime which got Italy involved in the Second World War and fell because of the defeat, and was followed by a democratic regime which favoured modernization and educational expansion. Spain had a very hard Civil War in the 1930s, followed by the Franquist 133 134 8. 9. 11. 12. 13. 14. that in order to check the direction of change one has to look at the parameters. We model time as Tm, Time Multiplicative, for the sake of numerical elegance, but it is clear that this Tm parameterization cannot be considered to be a prediction: we would not say that cohort 1970–1979 would have the value of 16 on this parameter! Parameters are not reported for lack of space, but are available from the authors. However, by looking at the values for the separators in Table 5, the slowing down of educational expansion can be seen, as the values of the separators ceases decreasing for the 1940s cohort (i.e. the percentage of people not making the transition ceases decreasing). The class scheme is collapsed in a threefold version (bourgeoisie, agricultural classes, and all the other classes), while the effect of time is specified multiplicatively, as in the analysis reported above. One should note that the parameterization of the educational separators sets the separator between higher secondary and university as the reference category and expresses the other separators as left-side shift with respect to the reference category. In this way, the class parameter ends up expressing the effect of a given class on the higher secondary–university separator. Looking at university education it can be seen that there is an actual increase in the parameters between the fourth and the fifth cohort. This can be explained by the fact that many young individuals who were interviewed are still in the university: samples include people aged 28 years in Italy and 25 years in Spain, while in both countries it is not uncommon to conclude university after the age of 30. But a part of the phenomenon could come from some real slowing down of the pace of university expansion: more recent data are needed to control both explanations. This result can be seen also in the parameter estimates of models 4 and 11 of Table 6 (available from the authors). We estimated logit models for educational transitions for the Italian case, both on the observed frequencies and on frequencies fitted by the cumulative logit, and in both cases the results 15. 16. were quite close to those of the existing studies (Cobalti, 1990; Pisati, 2002). We also estimated a linear regression model, and its results matched those of Cobalti and Schizzerotto (1993). Results are not reported for lack of space but they are available from the authors. Some comments suggested that the mechanization of agriculture played a role, stimulating farmers to get more education in order to be able to operate the new agricultural machines. This is a possible alternative hypothesis. It is worth noting that the result of persisting inequalities for Italy found by Breen et al. (2005) refers only to men. 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Authors’ Addresses Gabriele Ballarino (To whom correspondence should be addressed), Dipartimento di Studi del Lavoro e del Welfare, Università di Milano, Via Conservatorio 7, 20122 Milano, Italy. Email: [email protected] Fabrizio Bernardi, CEACS, Juan March Institute, Calle Castelló, 77, 28006 Madrid, Spain. Email: [email protected] Miguel Requena, Sociology Department II, UNED, C./ Obispo Trejo s/n, 28040 Madrid, Spain. Email: [email protected] Hans Schadee, Dipartimento di Psicologia, Università di Milano-Bicocca, edificio U6, p.zza dell’Ateneo Nuovo, 1, 20126 Milano, Italy. Email: [email protected] Manuscript received: January 2007 Downloaded from http://esr.oxfordjournals.org/ at Pennsylvania State University on February 18, 2016 opportunity in Irish education 1921–1975. Sociology of Education, 66, 41–62. Recchi, E. (2003). (Slightly) Declining Inequalities, Advancing Barriers: Expansion, Reform and Social Stratification in Italian Higher Education. 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The Fourth Generation of Comparative Stratification Research. Paper presented at the ISA-RC28 meeting, Montreal. EDUCATION AND CLASS INEQUALITY IN ITALY AND SPAIN 137 Appendix Table A1 Tables used for the analyses Elem. Italy Low sec. High sec. Cohort 1920–1929 University N 7.3 21.5 60.1 91.4 70.4 95.2 73.7 26.5 25.3 24.8 4.4 20.6 4.1 14.5 42.6 39.2 10.8 2.6 8.0 0.4 8.6 23.5 13.9 4.3 1.6 1.0 0.4 3.2 68 79 323 498 476 271 1,715 Bourgeoisie White collars Urban petty bourg. Agr. petty bourg. Urban working class Agr. working class Total 6.8 11.8 47.4 80.7 62.2 87.5 62.1 17.6 28.3 31.7 12.8 27.0 11.3 22.3 Cohort 1930–1939 44.6 40.9 15.7 4.7 9.6 0.7 11.6 31.1 18.9 5.1 1.7 1.2 0.4 4.0 74 127 432 530 749 265 2,177 Bourgeoisie White collars Urban petty bourg. Agr. petty bourg. Urban working class Agr. working class Total 5.0 8.4 30.5 59.7 43.2 73.1 41.8 21.0 23.0 32.7 26.3 36.5 21.2 30.6 Cohort 1940–1949 39.5 39.9 28.0 11.0 16.2 5.7 19.7 34.4 28.6 8.7 3.0 4.1 0.0 7.9 119 213 514 464 1,023 245 2,578 Bourgeoisie White collars Urban petty bourg. Agr. petty bourg. Urban working class Agr. working class Total 2.3 2.4 12.1 28.4 21.7 45.4 19.7 10.0 16.9 38.5 46.4 44.4 38.3 38.5 Cohort 1950–1959 43.5 51.4 38.1 18.8 28.1 14.3 30.7 44.1 29.3 11.3 6.4 5.7 1.9 11.1 170 249 512 377 1,234 209 2,751 Bourgeoisie White collars Urban petty bourg. Agr. petty bourg. Urban working class Agr. working class Total 0.0 0.9 4.3 6.8 8.4 20.2 6.4 12.5 11.5 45.3 59.8 53.6 62.8 44.3 Cohort 1960–1969 55.1 56.6 39.3 25.8 33.1 16.0 37.7 32.3 31.0 11.0 7.6 4.9 1.1 11.6 136 226 417 132 810 94 1,815 (continued) Downloaded from http://esr.oxfordjournals.org/ at Pennsylvania State University on February 18, 2016 Bourgeoisie White collars Urban petty bourg. Agr. petty bourg. Urban working class Agr. working class Total 138 BALLARINO et al. Table A1 Continued Elem. Spain Low sec. High sec. Cohort 1920–1929 University N 48.2 68.5 86.7 95.3 89.8 98.1 89.5 8.0 9.3 3.8 1.4 3.6 0.8 2.8 21.0 10.9 5.6 1.3 4.7 0.4 4.1 22.8 11.3 3.9 1.9 1.9 0.6 3.5 1,360 911 3,179 6,721 5,272 4,949 22,392 Bourgeoisie White collars Urban petty bourg. Agr. petty bourg. Urban working class Agr. working class Total 38.7 57.5 81.2 92.1 85.8 97.0 85.3 12.3 13.8 6.8 2.8 5.8 1.6 4.9 Cohort 1930–1939 18.8 16.1 6.5 2.6 5.1 0.8 5.0 30.2 12.6 5.4 2.5 3.3 0.6 4.8 1,219 787 2,775 5,215 5,112 4,349 19,457 Bourgeoisie White collars Urban petty bourg. Agr. petty bourg. Urban working class Agr. working class Total 24.3 47.1 72.6 84.8 75.4 91.4 73.9 20.4 19.0 12.4 6.3 10.9 4.8 10.3 Cohort 1940–1949 15.6 15.1 7.0 3.6 7.9 1.9 6.8 39.6 28.1 15.2 10.6 8.7 3.1 14.3 1,396 975 2,598 3,698 5,283 2,899 16,849 Bourgeoisie White collars Urban petty bourg. Agr. petty bourg. Urban working class Agr. working class Total 14.2 28.9 53.5 66.5 59.9 84.4 56.4 15.3 19.8 17.5 12.3 16.6 7.7 15.1 Cohort 1950–1959 24.0 23.1 13.9 10.6 14.8 4.8 14.2 46.7 28.1 15.2 10.6 8.7 3.1 14.3 2,246 1,843 3,576 3,616 9,644 3,039 23,965 Bourgeoisie White collars Urban petty bourg. Agr. petty bourg. Urban working class Agr. working class Total 3.6 8.0 16.7 24.8 21.1 42.7 19.9 17.8 29.9 43.5 45.7 42.8 41.0 39.0 Cohort 1960–1966 38.0 37.7 25.1 18.8 26.2 11.5 26.1 40.6 24.5 14.7 10.7 9.8 4.8 15.0 2,339 1,778 3,067 2,119 8,718 2,080 20,101 Downloaded from http://esr.oxfordjournals.org/ at Pennsylvania State University on February 18, 2016 Bourgeoisie White collars Urban petty bourg. Agr. petty bourg. Urban working class Agr. working class Total
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