Virginia Department of Motor Vehicles Elevated Review Category: Improving State Operations Initiation date: August 2011 Completion date: August 2012 Nomination submitted by: Samuel A. Nixon Jr. Chief Information Officer Commonwealth of Virginia Virginia Information Technologies Agency June 3, 2013 Executive Summary Virginia is fortunate to have a growing population from all around the world. The result has led to an increase in driver’s license and identification card applications from customers with more complex legal status. The customer-focused Virginia Department of Motor Vehicles (DMV) has experienced increased wait times when serving customers that require extended review and research of their legal presence documents. In an effort to provide better and faster customer service with minimal impact to the budget and no detriment to security, Virginia DMV implemented a modern, technical solution. Previously, customer documents submitted for review were photocopied and faxed from the agency’s 80 customer service centers (CSCs) to a central work center in headquarters where staff was overwhelmed. Poor image quality and distribution methods merely exacerbated the problems for the work center. Outdated technology was failing to keep up with the demands of the modern world. As a solution, Virginia DMV distributed modern scanning hardware/software to the customer service centers and implemented a workflow solution in the central work center. With the newer technology, documents are submitted much faster and at greater image quality. Using the workflow software, DMV receives submissions directly and instantly. Implementing this solution reduced turnaround time by two thirds. In addition to improving customer service by reducing wait times, other improvements were gained. The modern technology uses far less power and does not require paper, helping Virginia DMV to reduce costs and be more environmentally conscious. The central work center no longer needs to hire additional help. The Virginia DMV is looking to improve the solution by partnering with the Department of Homeland Security for even faster responses. 2 Description of the business problem and solution Customers who possess more complex documents for proof of legal presence in the United States often present multiple documents that require review from departments outside of Virginia DMV. Those external departments review the customer’s documents and offer a determination of validity that the Virginia DMV uses for the customer’s application. Because of the complex nature of the process, representatives from the customer service centers (CSCs) submit such documents to a central work station (Identity Review) in DMV headquarters. From this workstation, employees act as liaisons, routing information to the appropriate departments and interpreting results. Applicants requiring such additional review were waiting in CSCs more than 30 minutes for a determination. Documents presented by customers were submitted via fax to the Identity Review department. Documents not meeting standard fax sizes, such as passports and green cards, were photocopied to meet faxing standards. Poor image quality resulting from the use of photocopiers and fax machines meant that images would often need to be photocopied and faxed multiple times using a variety of image settings. The Identification Review employees were spending much of their time retrieving faxes and requesting resubmissions of illegible faxes. CSC representatives were also hampered by the constant interruptions involved with resubmissions. Employees from both the CSCs and the Identity Review department were slowed by constantly having to destroy the paper documents which contained sensitive customer data. These interruptions meant that even customers who did not require Identity Review were subject to prolonged wait and transaction times. The number of applications requiring Identity Review was rapidly growing. The quantity of applications doubled in two years (≈10,000 applications in 2009 to ≈20,000 applications in 2011). The perceived need for additional staff was constant. This project was designed to eliminate the need for more staff, reduce customer wait times and implement modern, energy-efficient solutions. The project employed the use of improved imaging software and a workflow solution. Customer documents are now scanned to the Identity Review department, directly to the employees’ workstations. The imaging software provides the Identity Review department with clear images that need only be submitted once. A pilot program was implemented to test the process. Initially, users were resistant to the change. Training and written procedures were issued to assist users in the transition. Following the success of the pilot, word of mouth promotion from users advanced the project’s acceptance. Users were pleased with the results. Significance of the project The project supports the governor’s executive order 19 issued in 2010 which calls for conservation and efficiency in the operation of state government. It also supports the agency’s mission statement of “Security, Safety and Service,” and vision statement of “PEAK” (People, Ethics, Accuracy, and Knowledge). The agency’s primary goal states “Ensure that credentials are issued in an accurate, secure and efficient manner.” This project directly supports achieving this goal. Also supported is one of the service area 3 objectives for Customer Service Center Operations which states, “We will provide a reasonable customer response time for customers conducting business with DMV.” This project supported all of these goals and was funded by federal grants. Benefit of the project Customer wait times for the determination of legal presence have been reduced from more than 30 minutes to 8 minutes. The use of flatbed scanners allows for all images to be submitted from their source document, eliminating the need to photocopy. The imaging tool has reduced preparation time for employees and improved image quality. CSC representatives need only submit an image once. With the removal of copying and faxing from the process, paper usage and costs have been reduced. Energy consumption was reduced by substituting more energy-efficient scanners (with an operating usage of less than 100W) for the less efficient photocopiers and fax machines (with a combined operating usage of more than 1,000W). The use of workflow software has allowed for work to be delivered directly to the Identity Review employees, eliminating the need to retrieve documents from a fax machine. The workflow software also allows for interdepartmental routing of work when assistance is needed, minimizing employee down time. Through the use of scanners coupled with workflow software, documents are now more secure. Multiple photocopies of sensitive customer data no longer need to be destroyed. Data is routed to the appropriate department and stored automatically. The programmed removal of documents at the end of their retention period allows for immediate compliance with retention policies. Prior to implementation, the Identity Review department, consisting of eight employees, estimated a need for two additional staff members to assist in the daily work, which was taking more than 30 minutes per application. Post implementation, the department can process requests in as little as 8 minutes when fully staffed. The department has since taken on additional responsibilities and expressed no need to hire any additional staff. Future plans involve the use of DMV’s workflow solution to route certain documents to the Department of Homeland Security, allowing for faster response times. 4
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