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Jun. 2017 Do the Insiders understand the Outsiders? The influence of cultural factors and personal preferences on individual employee behavior Proefschrift Ter verkrijging van de graad van doctor aan de Open Universiteit op gezag van de rector magnificus prof. mr. A. Oskamp ten overstaan van een door het College voor promoties ingestelde commissie in het openbaar te verdedigen op vrijdag 14 oktober 2016 te Heerlen om 13:30 precies door Ronny Delano Byron Geboren op 4 januari 1957 te Paramaribo, Suriname 1 Promotores: Prof. dr. J.M. Ulijn, Open University of the Netherlands. Prof. dr. J. H. Semeijn, Open University of the Netherlands. Co-promotor: Prof. dr. R.S.J. Tuninga, Kingston University, United Kingdom Overige leden van de beoordelingscommissie: Prof. dr. H. van Herk, VU University Amsterdam, the Netherlands Prof. dr. A.M.R. Trompenaars, VU University Amsterdam, the Netherlands Prof. dr. R.J. Blomme, Open University of the Netherlands and Nijenrode Business University, the Netherlands Prof. dr. L.P. Dana, Open University of the Netherlands and University of Canterbury, New Zealand 2 Preface and acknowledgements The motivation to start this research comes from over 20 years of business management and strategic planning experience within multinational biopharmaceutical and medical technology companies throughout the world. In the beginning of my career I believed that, following the companies’ rules and regulations would be a personal and professional responsibility of every individual employee, irrespective of cultural background. I quickly discovered that this was a somewhat naive point of view. I also found that the difficulties of employees to follow company regulatory and legal requirements were identified as being related to a certain cultural background of the employees involved as opposed to being directly related to the task orientation of the employee or the familiarity of the employee with a certain process or procedures. It also seemed that when things went wrong (i.e. breach of rules and regulations) it was always the “culture” to blame, being it the cultural background (National Culture - NC) of the managers or specific functionalities involved (Professional Culture - PC) or the culture and location of the company (Organizational Culture - OC). The confusion between the influence of cultural background and a person’s attitudes towards certain rules and regulations created a lot of misunderstanding within culturally and functionally diverse project teams. This often resulted in stereotyping and misinterpretations of individual behavior of employees, managers of teams or departments in other geographical locations. In some cases these ‘compliance issues’ escalated into failure to deliver the required revenues or project objectives. This doctoral thesis aims to provide clarity in the extent to which cultural factors and personal preferences are perceived to be influencing individual employee behavior. The aim is to understand these two factors of influence through the eyes of the individual employee (the insider) and colleagues and superiors they interact with (the outsiders). This research includes and differentiates multi levels of culture for their respective influence on individual employee behavior. It further builds on the etic and emic cultural research approaches, discussing their respective strengths and weaknesses and it explores the use of a combined etic-emic research approach including self- and mutual perception data collection methods. The findings from this research suggest that the way co-workers and superiors would tend to behave in a certain situation would be more related to their thinking styles and behavioral patterns, which is mostly influenced by personal preferences and then next by cultural factors. 3 This research also found that self-perceptions and the perceptions of colleagues and superiors are of critical importance to get a broader perspective and understanding of why individual employees behave the way they do. In regards to cultural factors we found indications that the behavior of a certain professional might be more driven by the modus operandi of the professional group than by the organization’s culture or the nationality of that professional. The importance of professional culture is also stressed in the finding that the loose tight relationship between national and organizational culture is more dependent on how strong the influence of professional culture is rather than on the company’s organizational culture or geographical location of the company. Individual personal preferences and professional culture might therefore be of more importance than organizational culture and national culture when organizational efficiency and effectiveness are at stake. This research has strengthened my believe that if we want to prevent misunderstandings and miscommunications in culturally diverse teams, developing a sensitivity to each other’s ways of life is very crucial to the success of our social and business interactions in an increasingly more complex and globalized world. With this research I have aimed to help managers of culturally diverse teams to have the agility to respond positively and effectively to practices and values that differ from their own cultural expectations and personal practices. Acknowledgements This research was an explorative journey, which would have not been possible without the help and support of many people who have contributed either directly or indirectly. First of all, I would like to thank professor Jan Ulijn, who inspired and encouraged me to take a combined etic and emic research approach, professor Judith Semeijn, for ensuring structure and consistency of my thoughts and professor Ron Tuninga, for introducing me to the world of science and research. I would like to thank Geil Browning and Wendell Williams from Emergenetics Inc., for their permission to use the Emergenetics survey and Brad Hoffman, for providing me with the rough data from the respondents of the Emergenetics survey. In addition, I would like to thank Megan Hooton, Juliet Mallabo-Palma and Ken Lee from Quintiles Singapore, for their permission to observe clinical project managers in their day-to-day activities. I am especially grateful to my fellow PhD students from the PhD School and of the Roundabout group for their helpful comments and inspirational and positive sessions at the campus of the Open University in Heerlen and the study center in Eindhoven. 4 In particular I would like to specially thank Jos Pieterse, Dennis Von Bergh, Gert van Brussel, Arjan Verhoef, Stephan Korporaal, Paul Vossen, Colin Yeow and Wee Liang Tan who provided valuable and extensive comments on an earlier draft of this manuscript. I also wish to thank Dirk Depril and Anouk Byron, for their review of the statistical data and advice on the ranking scores, Hanneke Jonker, for transferring the rough data into an excel format, Maridine Witkam, Zischa Byron and Paul Winsemius, for proofreading and editing of an earlier version of this manuscript and Esther Verbeek and Errol Byron, for their help with the printing preparations of the book. Thanks too to all friends and family for their encouragement and tireless enthusiasm and above all special thanks to my wife Matty, daughters Anouk and Zischa and my son Errol, for their continues love and support. Zoelen, August 2016. 5 6 Table of contents Preface and acknowledgements 3 List of Abbreviations 11 List of Figures 13 List of Tables 15 List of Appendices 16 Chapter 1 Do insiders understand outsiders? 18 1.1 Motivation for the research 18 1.2 Gaps in the literature 20 1.3 Research objectives and research questions 22 1.4 Methods used in this research 23 1.5 Outline of the research 25 Chapter 2 The influence of cultural factors and personal preferences on individual employee behavior: a literature review 29 2.1 Introduction 29 2.2 Approaches for research into cultural differences; etic and emic 30 2.2.1 Cultural models from an etic approach; the outsiders’ view 30 2.2.2 Cultural models from an emic approach; the insiders’ view 34 2.3 38 Outsiders’ view versus insiders’ view 2.3.1 Etic and emic combined research approach 40 2.3.2 Proposed research framework for further studies 43 2.3.3 Data collection and analysis types from the research framework 50 2.4 62 Conclusions and Discussion 7 Chapter 3 Measuring behavioral intentions in a cultural context: validation of a psychometric instrument 69 3.1 Introduction 69 3.2 Theoretical background 71 3.3 Methods used 78 3.3.1 Sampling and respondents 78 3.3.2 Data sets characteristics 80 3.4 83 Results 3.4.1 Construct validity 83 3.4.2 Face validity 85 3.4.3 Test-retest reliability 85 3.4.4 Cultural and gender differences study 88 3.5 91 Conclusions and Discussion Chapter 4 Measuring the influence of cultural factors and personal preferences on behavioral intention: an explorative quantitative study with diverse countries’ and professions’ 95 4.1 Introduction 95 4.2 Methods used 97 4.2.1 Sampling and respondents 98 4.2.2 Respondent characteristics 100 4.2.3 Applied statistical analysis 102 4.3 Results 103 4.4 Conclusions and Discussion 116 8 Chapter 5 Self-perceptions on behavioral intentions versus observations during meetings: a comparative study among clinical project managers from an Anglo-Saxon and Asian cultural background 121 5.1 Introduction 121 5.2 Methods used 122 5.2.1 Sampling and procedures 128 5.3 Respondents characteristics 134 5.4 Results from the online Emergenetics survey 135 5.5 Results from observation session I, II and III 137 5.6 Conclusions and Discussion 147 Chapter 6 Self-perceptions and mutual perceptions on actual behavior: a comparative study among clinical project managers from an Anglo-Saxon and Asian cultural backgrounds 154 6.1 Introduction 154 6.2 Methods used 156 6.3 Results from self-perception and mutual perception 159 6.4 Conclusions and Discussion 166 Chapter 7 Conclusions and discussion on the influence of cultural factors and personal preferences on individual employee behavior 171 7.1 Introduction 171 7.2 Overview and discussion of the results: answering the research questions 175 7.3 Limitations of the research 180 7.4 Theoretical and practical relevance of this research 182 7.5 Future studies 186 9 Summary 188 Samenvatting (in Dutch) 196 References 204 List of Appendices 220 About the author 241 10 List of abbreviations and acronyms AS Asian cultures AGN Anglo-Germanic and Nordic cultures ANA Analytical thinking style ANS Anglo-Saxon cultures ANSPAS Anglo-Saxon cultures: Perception of Asian cultures ANSOP Anglo-Saxon cultures: Own Perception ASPANS Asian cultures: Perception of Anglo-Saxon cultures ASOP Asian cultures: Own Perception ASEF Asia-Europe Foundation ASEM Asia-European Meeting ASR Assertiveness behavior pattern BI Behavioral Intention BFI Big Five Inventory survey CF Cultural Factors CON Conceptual thinking style CPM Clinical Project Manager CRA Clinical Research Associate COM Communication survey COMAS Communication: perceptions from the Asian cultures COMANS Communication: perceptions from the Anglo-Saxon cultures CPAI Chinese Personality Assessment Inventory EG Emergenetics survey EEG Extended Emergenetics survey EMA European Medicine Agency ENG Engineers culture EXE Executive culture EXP Expressiveness behavioral pattern FE Female respondent FLX Flexibility behavioral pattern FDA Food and Drug Agency GM General Manager HEXACO Honesty-Humility (H), Emotionality (E), Extraversion (X), Agreeableness (A), Conscientiousness (C), HR Human Resources HQ Head Quarters IB Individual Behavior 11 ICT Information and Communication Technology IEB Individual Employee Behavior IDV Individualism versus Collectivism IVR Indulgence versus Restraint LA Latin-Asian cultures LTO Long-term versus Short-term Orientation MA Male respondent MAS Masculinity versus Femininity MP Mutual Perception survey MON Monumentalism versus Self-effacement NC National Culture OC Organizational Culture OPR Operator culture P1 Participant 1 PC Professional Culture PDI Power Distance PP Personal Preferences RSP Responsiveness behavior SD Standard Deviation SME Small Medium Enterprise SOC Social thinking style SPSS Statistical Package for the Social Sciences STR Structural thinking style SWOT Strengths, Weaknesses, Opportunities and Threats UAI Uncertainty Avoidance VP Vice President 12 List of Figures Figure 1.1 General outline of this thesis Figure 2.1 Levels of culture and places of socialization (Hofstede, 2001) Figure 2.2 Onion model with different interconnected cultural layers (Erez and Gati, 2004) Figure 2.3 Onion model, visible (explicit) and invisible (implicit) part of cultures (Groen et al., 2006) Figure 2.4 Cultural influence on types of values (Schwartz, 2012) Figure 2.5 Influence of culture and genetics on individual behavioral domains (Poortinga et al., 1990) Figure 2.6 An etic and emic cultural influence approach of cultural factors and personal factors on behavioral intention (Karahanna et al., 2006) Figure 2.7 Influence of cultural factors and personal preferences on behavioral intention and individual employee behavior Figure 2.8 Graphical illustrations of the mean scores for the cultural clusters Figure 2.9 Professional cultures (Schein, 2012) Figure 2.10 Organizational cultures and settings (Trompenaars and Woolliams, 2003) Figure 3.1 Measuring behavioral intentions: based upon thinking styles and behavioral patterns Figure 4.1 Measuring behavioral intentions and the influence of cultural factors and personal preferences on behavioral intention Figure 5.1 Measuring behavioral intentions, compared with tallied observed actual behavior Figure 6.1 Comparing self-perception of own behavior with perceptions of others behaviors Figure 6.2 Assertiveness mean values of own perception and perception of others, Asian cultures versus Anglo-Saxon cultures and vice versa Figure 6.3 Assertiveness mean values of own perception and mutual perception, Asian cultures versus Anglo-Saxon cultures and vice versa Figure 6.4 Responsiveness mean values of own perception and perception of others, Asian cultures versus Anglo-Saxon cultures and vice versa Figure 6.5 Responsiveness mean values of own perception and mutual perception, Asian cultures versus Anglo-Saxon cultures and vice versa Figure 6.6 Communication mean values of own perception and mutual perception, Asian cultures versus Anglo-Saxon cultures and vice versa Figure 7.1 Overview of the research approach taken in chapter 1 and 2 Figure 7.2 Overview of the research approach taken in chapter 3 to 6 13 List of Tables Table 1.1 Overview of empirical studies conducted in this research Table 2.1 Influence of the different cultural levels on individual behavior from an etic approach Table 2.2 Comparison of etic and emic research approaches (Morris et al., 1999) Table 2.3 Comparison of scores per Hofstede’s dimensions by country (Hofstede et al., 2010) Table 3.1 Six different thinking styles combinations from the Emergenetics survey report Table 3.2 Dimensions in percentiles of the behavioral patterns of the Emergenetics instrument Table 3.3 SWOT of the Emergenetics instrument Table 3.4 Overview of samples, surveys used, respondents and mode of analysis sub-study 1.A – 1.D Table 3.5 Overview of sample characteristics of sub-study 1.A Table 3.6 Overview of sample characteristics of sub-study 1.B Table 3.7 Overview of sample characteristics of sub-study 1.C Table 3.8 Overview of sample characteristics of sub-study 1.D Table 3.9 Convergent and discriminant correlations between thinking styles and behavioral patterns attributes (N = 394) Table 3.10 Face validity results between cultural groups and gender (N = 116) Table 3.11 Summary of means and T-test (N = 57) Table 3.12 Bivariate correlations between the first and the second administration (N = 57) Table 3.13 Summary of means and T-test reporting Anglo-Germanic/Nordic versus Latin-Asian cultures (N = 330) Table 3.14 Summary of means and T-test reporting males versus females (N = 330) Table 4.1 Overview of samples, surveys used, 128 respondents and mode of analysis Table 4.2. Sample characteristics of 128 respondents by national culture, professional culture and gender Table 4.3 Comparison of ranking scores of Cultural Factors and Personal Preference on Behavioral Intentions by national cultural group: means and T-test reporting, Anglo-Germanic/Nordic versus Latin-Asian cultures (N = 128) Table 4.4 Comparison of ranking scores of Cultural Factors and Personal Preference on Behavioral Intentions by national cultural group: median ranking score, sum of ranks and Wilcoxon Mann Whitney U test reporting, AngloGermanic/Nordic versus Latin-Asian cultures (N = 128) Table 4.5 Comparison of ranking scores of Cultural Factors and Personal Preference on Behavioral Intentions by national cultural group: means and T-test reporting, Operator versus Engineers cultures (N = 108) Table 4.6 Comparison of ranking scores of Cultural Factors and Personal Preference on Behavioral Intentions by national cultural group: median ranking score, sum of ranks and Wilcoxon Mann Whitney U test reporting, Operator versus Engineers cultures (N = 108) Table 4.7 Comparison of ranking scores of Cultural Factors and Personal Preference on Behavioral Intentions by national cultural group: means and T-test reporting, Operator versus Executive cultures (N = 97) Table 4.8 Comparison of ranking scores of Cultural Factors and Personal Preference on Behavioral Intentions by national cultural group: median ranking score, sum of ranks and Wilcoxon Mann Whitney U test reporting, Operator versus Executive cultures (N = 97) 14 Table 4.9 Comparison of ranking scores of Cultural Factors and Personal Preference on Behavioral Intentions by national cultural group: means and T-test reporting, Engineers versus Executive cultures (N = 51) Table 4.10 Comparison of ranking scores of Cultural Factors and Personal Preference on Behavioral Intentions by national cultural group: median ranking score, sum of ranks and Wilcoxon Mann Whitney U test reporting, Engineers versus Executive cultures (N = 51) Table 4.11 Comparison of ranking scores of Cultural Factors and Personal Preference on Behavioral Intentions by national cultural group: means and T-test reporting, Males versus Females (N =128) Table 4.12 Comparison of ranking scores of Cultural Factors and Personal Preference on Behavioral Intentions by national cultural group: median ranking score, sum of ranks and Wilcoxon Mann Whitney U test reporting, Males versus Females (N =128) Table 4.13 Comparison of ranking scores of Cultural Factors and Personal Preference on Behavioral Intentions by national and professional cultural group and gender: means and SDs (N =128) Table 4.14 Comparison of ranking scores of Cultural Factors and Personal Preference on Behavioral Intentions by national and professional cultural group and gender: multivariate test Wilks’ Lambda reporting multiple group comparisons (N =128) Table 4.15 Four factors of influence on behavioral intention: Paired ranking scores Table 5.1 Overview of quantitative and qualitative data collection methods used in this study Table 5.2 Distribution of 23 clinical project managers by cultural group, national culture and affiliated office locations Table 5.3 Distribution of thinking styles from 23 clinical project managers Table 5.4 Distribution of behavioral patterns from 23 clinical project managers Table 5.5 Observations total number of participants by cultural group, national culture and affiliated office (N = 6) Table 5.6 Observations total number of participants by cultural group, national culture and affiliated office (N = 9) Table 5.7 Observations total number of participants by cultural group, national culture and affiliated office (N = 14) Table 6.1 Overview of perceptions comparisons between Anglo-Saxon versus Asian cultures for assertiveness, responsiveness and communication Table 6.2 Distribution of 10 respondents by cultural group, national culture, affiliated office and number of evaluations Table 6.3 Summary of the major differences for assertiveness, responsiveness and communication 15 List of Appendices Appendix 1: Example of an Emergenetics profile report Appendix 2: Example of the different combinations of thinking styles and behavioral patterns Appendix 3: Example of the Emergenetics online survey Appendix 4: Example email, with an invitation for respondents to complete the Extended EG survey Appendix 5: Example of the Extended EG survey Appendix 6: Thinking styles and behavioral patterns, 128 respondents, explorative quantitative study Appendix 7: Thinking styles and behavioral patterns, of 23 respondents, in-depth case-study Appendix 8: Example of the details of the CPMs team meeting agenda Appendix 9: Observation score-card for 6 respondents, case study session I Appendix 10: Observation score-card for 9 respondents, case study session II Appendix 11: Observation score-card for 14 respondents, case study session III Appendix 12: Organogram of clinical project managers team, 23 respondents, in-depth case-study Appendix 13: Description of the clinical research process, as part of the clinical project managers daily tasks Appendix 14: Example of the mutual perception (MP) survey 16 17 Chapter 1 Do insiders understand outsiders? 1.1 Motivation for the research Globalization has led to an increasing contact between cultures, with a dramatic effect on many societies on attitudes towards gender, the environment, race, family life, and religion (Mishra, 2008; Habeeb, 2009). In addition to this, new web-based communication methods and the formation of virtual and network organizations have led to a tremendous increase in cross-cultural contacts between individuals in organizations and between cooperating organizations on a global scale (Hermans and Kempen, 1998; Cowen and Barber, 2003; Heller, Laurito, Johnson, Martin, Fitzpatrick and Sundin, 2010). The globalization of labor and customer markets and the integration of different organizational structures and cultures due to mergers and joint ventures have also resulted in an increasing diversity of the workforce within organizations (Browaeys and Price, 2008). These developments show that multinational organizational cultures are a dynamic phenomenon providing a context for interpreting and assigning meaning to how these dramatic global trends influence and shape individual employee behavior on a dayto-day basis (Trice and Beyer, 1993; Denison, 1996; Rafaeli and Worline, 2000). Because multinational organizations operate within different countries (national cultures) they have various organizational cultures (Trompenaars and Hampden-Turner, 2001), with professional sub-cultures (Schein, 2010) that are connected and intertwined (Erez and Gati, 2004). These multinational organization cultures also shape how individuals perceive their superiors and colleagues and often provide the lens through which they perceive communication and create messages (Sadri and Flammia, 2011; Varner and Beamer, 2015). However, these different cultures have insiders and outsiders; to what extent do they influence and understand each other within a multinational organizational context? In most cultures social influence processes appear to be a universal aspect of group behavior (Mann, 1980). However, comparative studies of social influence found that people in collectivist cultures are relatively more responsive to influence attempts from others than in individualistic cultures; in other words, they conform more to social pressure from others (Bond and Smith, 1996). 18 The authors also found that managers from different national cultural backgrounds use different influence tactics in their attempts to influence subordinates (Sun and Bond, 1999). There is also an added complexity as different cultural expectations and practices affect how individuals from different national cultural backgrounds both present and interpret spoken or written information (Ulijn and St Amant, 2000; St Amant, 2015). The globalization and the increasing complexity and diversity of the workforce, have required managers to become more competent in cross-cultural awareness and practices to effectively manage within a culturally diverse context (Kumar, Anjum and Sinha, 2011). Because people with different national cultural backgrounds use different languages and communication styles misunderstandings are common when they attempt to communicate (St Amant, 2015). It is also assumed that the larger the differences in cultural backgrounds of the sender and receiver are, the larger the difficulty will be to understand and interpret each other’s words and behaviors (Robbins, 2005). These misunderstandings also arise, when team members differ in terms of gender, age or different ethnic groups (Jackson, 1992). To overcome these misunderstandings, managers in multinational companies might want to understand both the insiders and outsiders within the different cultural contexts. Why is this a problem? According to Williams and O’Reilly (1998), these workforce differences can lead to a reduction within group communication, lower levels of cohesiveness, and a lower level of satisfaction within the team. Other studies have found that if teams fail to manage these disagreements, relationshiporiented conflicts arise with negative effects on team performance (Milliken and Martins, 1996; Williams and O’Reilly, 1998). As such when national cultural differences result in greater diversity of stereotypes and mental models, misunderstandings among individual employees are more likely to occur (Levine and Moreland, 1990). At a managerial level, the problem of these misunderstandings not only leads to difficulties of effectively communicating across the different cultural boundaries (Faulkner and Loewald, 2008), but also leads to inefficiencies within the same organization or between cooperating teams in different geographical locations (Nardon, Steers and Sanchez-Runde, 2011). Consequently managers are facing significant challenges to effectively manage their increasingly culturally diverse workforces (Jackson, 1992). 19 Having been a senior manager in different multinational organizations over the past 25 years, I have experienced similar difficulties in differentiating whether behaviors of my colleagues, co-workers and superiors were driven by cultural factors or personal preferences. This has often led to stereotyping and the misinterpretations of behavior of employees and managers and ultimately into failure to deliver the required revenues or project objectives. It seemed that when things went wrong, culture was always to blame, be it the manager’s national cultural (NC) background, his professional culture (PC), or the culture of the organization (OC). These personal observations of cultural blame are rather similar to the so-called scapegoat effect as found by Hendriks (1991) and Ulijn, Duysters and Fevre, (2010) in their exploratory cultural differences study into Dutch and German ventures. To conclude, managers and employees from different cultural backgrounds have a different perception on the influence of culture and personal preferences on their own behavior. This confusion is causing inefficiencies to communicate within a diverse workforce and sometimes leads to failures to achieve an organizations projected goals. Providing clarity in the influence between cultural factors and personal preferences on individual behavior can help to understand the mutual perceptions of managers and employees and could facilitate better understanding and communication between these two groups. 1.2 Gaps in the literature Studies into cultural differences have made a major contribution to the understanding of people’s ways of life in different cultural contexts. However, mainly two issues have not yet been sufficiently addressed (Tayeb, 1994). First, little attention has been given to the differentiation between the influence of cultural factors and personal preferences on employee behavior within a globalized organizational context (also see Zoogah, Vora, Richard and Peng, 2011). In the next chapter, the literature review will more profoundly address how these two factors of influence can be theoretically disentangled. Second, so far, most studies on cultural influence have only focused on the influence of single-level factors of culture, either national or organizational culture, rather than on national, professional and organizational culture (Ulijn et. al., 2010). Therefore, in this study these three levels of culture are included and differentiated for their respective influence on individual employee behavior. 20 The emic and etic research approaches describe how language and culture can be studied (Pike, 1967). The emic approach into cultural differences research always starts from the 'inside' of a culture, whereas the etic research approach always starts from the 'outside' (Helfrich, 1999). However, research into cultural influence, such as by Hofstede (1980, 1991), has predominately used the etic research approach with quantitative methods (self-perception surveys). But this outsider’s view has received increased criticism (Leung and Van de Vijver, 1996; Efferin and Hopper, 2006). Cultural influence research that goes beyond Hofstede takes an insider’s view or emic approach, and suggests that people are embedded within a social context and that cultural influence can be observed in the different ways in which people communicate (Adair, Buchan and Chen, 2009). There is however relatively little cultural influence research that takes an insider’s view and links individual employees and their adapted behavioral patterns to the social setting in which they work and live. There is also no evidence of such research in extensive reviews of the attitudes' literature (Gudykunst and Ting Toomey, 1988; Bohner and Dickel, 2011). In addition, only a few studies have used both etic and emic methods (e.g. Morris, Leung, Ames and Lickel, 1999), and studies that have used self- and mutualperception data collection methods are even more scares (Ulijn et al., 2010). This study further builds on the etic and emic cultural research approaches, discussing their respective strengths and weaknesses and exploring the use of a combined etic-emic research approach including self- and mutual perception data collection methods. In sum, this research aims to contribute to the literature by: 1. theoretically differentiating between the influence of cultural factors and personal preferences on individual employee behavior, 2. considering three cultural levels of influence, which includes national, professional and organizational cultures, and 3. using a multi-method research approach. This multi-method approach combines the etic approach (comparing cultural groups), with complementary fieldwork (within the biopharmaceutical industry) collected by an emic approach (through the eyes of the individual employee) (Bhimani, 1999). This research further uses self- and mutual-perception surveys to compare the perceptions of self, with perception of others and vice versa. Finally, observations are used to compare self-perception on individual behavior with actual behavior in a culturally diverse organizational setting. 21 For practice the research acknowledges the need within multinational companies to understand why employees and managers from different functions and different national cultural backgrounds behave the way they do. Understanding how employee behavior is influenced and shaped by both cultural factors and personal preferences can help the managers to recognize these differences, and adapt their management style in the best possible way. This is important, because managers are expected to work effectively in a complex and culturally diverse context. To do so, they need to have the agility to respond emphatically and effectively to practices and values that differ from their own cultural expectations and personal preferences (Javidan and House, 2001, Browaeys and Price, 2008). 1.3 Research objectives and research questions The above-mentioned managerial confusion in differentiating between cultural factors and personal preferences and how these factors affect individual employee behavior, is of relevance and importance for global managers operating in a multinational environment, with a culturally divers workforce. The gaps in the literature further show the importance to theoretically differentiate between the influence of cultural factors and personal preferences in order to better understand why individual employees behave the way they do in a culturally diverse organizational context. This has led us to formulate the following central research question of this research: What is the role of cultural factors and personal preferences in the behavior of working individuals in a culturally diverse organizational environment? The objective of this research is to answer the central research question, by investigating how cultural factors and personal preferences differ in their influence on individual employee behavior across different cultural groups. The following sub-questions are formulated to operationalize the research: 1. To what extent can the influence of cultural factors and personal preferences on individual employee behavior be theoretically disentangled? 2. Can a research framework be constructed that measures the perceived influence of cultural factors and personal preferences on individual employee behavior? 22 3. Which measure can be used to validly and reliably measure the perceived influence of cultural factors and personal preferences on individual employee behavior? 4. To what extent do employees in diverse cultural contexts differ in their self- perception on how cultural factors and personal preferences influence their own behavior? 5. To what extent do employees in a specific cultural context differ in their self-perception on how cultural factors and personal preferences influence their own behavior compared to their actual observed behavior? 6. To what extent do employees in a specific cultural context differ in their self-perception compared with their perception of others and vice versa (mutual perception)? This research is about gaining a better understanding why individual employees behave the way they do. The research is therefore meant to lead to recommendations for management practice that can help to overcome misunderstandings and misinterpretations in a culturally diverse workforce within a multinational organizational context. 1.4 Methods used in this research This research uses a multi-method approach with a combination of exploratory empirical studies and quantitative methods followed by two in-depth case studies combining quantitative and qualitative methods in the biopharmaceutical industry. In reference to Silverman, (2011) our research approach tends towards a more naturalist and explorative research approach where we get insight into social reality and understand meaning through field notes as snapshots of what is going on. This mixed-method approach (quantitative and qualitative data collection techniques and analysis procedures) is preferred because it provides better opportunities to answer our research questions and it is also a method that is increasingly used within business and management research (Tashakkori and Teddle, 2010). 23 This research approach is selected because it serves the objective of this thesis to theoretically disentangle the two factors of influence, quantitatively test and measure the perceived influence, and to compare the perceived influence of both cultural factors and personal preferences with actual behavior in a qualitatively real life case study setting. This research approach makes it possible to capture different perceptions (selfand mutual) using multiple sources to better understand how cultural factors and personal preferences influence individual employee behavior. We aim for high ecological validity of our outcomes. Table 1.1 summarizes the following studies and the respective methods and types of analysis used. Table 1.1 Overview of empirical studies conducted in this research Empirical study type Survey used Mode of analysis Psychometric study Emergenetics (EG) self- Group level analysis Testing the suitability to use the Emergenetics survey for perception survey (100 Test retest reliability cultural differences research comparing cultural groups items) Construct and Face validity Cultural and gender comparison (statistical analysis using SPSS) Explorative quantitative study Emergenetics (EG) survey Group level analysis Measuring individual perception of influence of cultural and ranking extension T-test/Mann-Whitney U Test factors and personal preferences on behavior intention (400 items) MANOVA (based upon thinking styles and behavioral patterns). Convergent/discriminant correlation analysis (statistical analysis using SPSS) In-depth bio-pharmaceutical case-studies: EG survey and Observation Individual level analysis Qualitative, observations of 3 teams. Observations based scorecard. Descriptive analysis of upon thinking styles and behavioral patterns of observations referenced to participants. Individual observation were verified via face thinking styles and to face teleconference with each individual participant behavioral patterns Quantitative mutual perception survey Mutual perception (MP) Group level analysis On three dimensions: Assertiveness, responsiveness and survey (27 items) Descriptive analysis of mean communication. Evaluate own perception and perception scores in a radar diagram, of two colleagues from other affiliated offices and vice comparing self- and versa. perception of others and vice versa 24 More details about the research design, methods and data collection approaches are presented in respectively chapter 3 (psychometric study), chapter 4 (explorative quantitative study), and chapters 5 and 6 (in-depth case studies). 1.5 Outline of the research The outline of the thesis is presented in figure 1.1 and reads as follows: Chapter 1 presents the context of the research topic, relevant gaps in the literature, research objectives and the central research question and sub-questions, the methods used in this research, followed by a general outline of this research. Chapter 2 reviews the etic and emic cultural influence models to investigate if and how cultural factors and personal preferences are differentiated and conceptualized. The pros and cons are compared in a SWOT analysis and combined etic and emic conceptual models are reviewed. Based on the reviews, a research framework is proposed that functions as a guideline to conduct further empirical research on the influence of cultural factors and personal preferences on individual employee behavior across different cultural groups. This chapter addresses sub-question 1 & 2. 1. To what extent can the influence of cultural factors and personal preferences on individual employee behavior be theoretically disentangled? 2. Can a research framework be constructed that measures the perceived influence of cultural factors and personal preferences on individual employee behavior? Chapter 3 presents a psychometric study that identifies and tests the validity and reliability of a measure for the perceived influence of cultural factors and personal preferences on individual employee behavior and for its suitability for further use in this research. This chapter addresses sub-question 3. 3. Which measure can be used to validly and reliably measure the perceived influence of cultural factors and personal preferences on individual employee behavior? 25 Chapter 4 presents a explorative quantitative study that measures the differences in the perceived influence of cultural factors and personal preferences on individual employee behavior comparing two national cultural groups; individualistic-explicit cultures versus collectivistic-implicit cultures (Hofstede G, Hofstede, Minkov and Vinken, 2008) and three professional cultures, namely operator, engineer and executive (Schein, 2010). Within this chapter the research framework, developed from the literature review and cultural influence model analysis in chapter 2, is tested using the instrument presented and discussed in chapter 3. This chapter addresses sub-question 4. 4. To what extent do employees in diverse cultural contexts differ in their self- perception on how cultural factors and personal preferences influence their own behavior? Chapter 5 presents a qualitative self-perception study within an in-depth biopharmaceutical case study (Yin, 2009), comparing the self-perception scores on behavioral intentions and tallied observations of actual behavior. The case study was conducted during weekly update meetings in a team of clinical project managers from different countries in Asia and Australia and New Zealand. This chapter addresses subquestion 5. 5. To what extent do employees in a specific cultural context differ in their self-perception on how cultural factors and personal preferences influence their own behavior compared to their actual observed behavior? Chapter 6 presents a quantitative mutual perception study (Hall, 1995, Ulijn and St Amant, 2000)) within an in-depth biopharmaceutical case study comparing individual employees own perception with those of their colleagues and vice versa. This quantitative study was performed with the same group of clinical project managers from the in-depth case study from chapter 5. This chapter addresses sub-question 6. 6. To what extent do employees in a specific cultural context differ in their (self) perception compared with their perception of others and vice versa (mutual-perception)? 26 Chapter 7 presents the conclusions and discussion on the results from the previous studies in chapters 2 - 6. Recommendations are formulated for cultural differences research, and for managerial practice with respect to a better differentiation of cultural expectations from personal practices in a culturally diverse organizational environment. This leads to implications for theory and practice. This chapter concludes with a discussion of limitations of this research and by giving suggestions for future research. Motivation for the research Gaps in literature Chapter 1 Objective and central research question Methods used in this research Cultural factors RQ 1 & 2 Etic approach or outsiders view Behavioral intention Emic approach or insiders view Chapter 2 Personal preferences RQ 3 Rather etic Psychometric study 1 RQ 4 Rather emic Explorative quantitative study 2 Chapter 4 RQ 5 & 6 Combined etic/emic In-depth case study 3 Chapter 5 Chapter 6 Conclusions and recommendations Chapter 7 Chapter 3 Figure 1.1 General outline of this thesis 27 28 Chapter 2*1 The influence of cultural factors and personal preferences on individual employee behavior: a literature review 2.1 Introduction Individual employees spend most of their (working) lives in organizations. Consequently their day-to-day activities and behaviors are, at least in part, influenced and regulated by the organizations they work for (Katz and Kahn, 1978; Pugh, 1990; Northcraft and Neale, 1990; Robbins, 1992). On the other hand, by their individual behaviors as employees, managers, investors or consumers they can also affect the organization’s way of doing business (Martin and Siehl, 1992). In reference to the central research question, knowing how cultural factors and personal preferences influence the way in which individual employees intend to behave might therefore help to reduce misunderstandings among employees within a culturally diverse organizational setting. In the previous chapter it was concluded that cultural differences studies have paid little attention to differentiating between the influence of cultural factors and personal preferences on employee behavior. And most studies on cultural influence have only focused on the influence of single-level factors of culture. It was further argued that the majority of studies have taken a rather etic research approach, or outsider’s view, compared to an insider’s view, or emic approach. This chapter therefore focuses on the next two sub-questions: 1. To what extend can the influence of cultural factors and personal preferences on individual employee behavior be theoretically disentangled? 2. Can a research framework be constructed that measures the perceived influence of cultural factors and personal preferences on individual employee behavior? 1 This chapter is based upon a paper by Byron, R.D., and Ulijn, J.M. (2012). Disentangling Cultural and Personal Factors in Behavior for the Business Context: Towards a Framework for Future Research, presented at the 2nd International PhD conference Nyenrode Business University and Open University PhD School of management, Breukelen, Nov 3rd 2012. 29 First, are reviewed and discussed opposite cultural influence models by using two cultural differences research approaches etic and emic. Next, the strengths and weaknesses of both the etic and emic research approaches are reviewed, and cultural influence models that differentiate between cultural and personal factors are explored using a combined etic-emic research context. The aims of this review are to assess whether the influence of cultural factors and personal preferences can be theoretically distinguished, and to present a research framework for further empirical research. Next we will then further define the variables from the research framework and discuss the related influences of the independent variables and the dependent variables. As this thesis intends to compare the perceptions of individuals belonging to different national, professional and organizational cultural groups, we present how individual perception data will be collected and how the data will be analyzed comparing perceptions at a cultural group level. Conclusions are drawn and discussed on the etic and emic cultural influence models at the end of this chapter. 2.2 Approaches for research into cultural differences: etic and emic As mentioned in the introduction of chapter 1, to date many empirical culture studies have been predominantly etic and introspective (Ulijn, van der Heijden and Festen, 2009). This implies that culture is considered to be characteristic of a group, looking from the outside of an organization of people and it is, therefore impossible to distinguish cultural aspects from personal ones in management behavior. From the other end the emic approach looks at culture from within through a personal lens, taking into consideration the influence of the person and his/her culture on management behavior (for instance the work by Schwartz, 1990). This emic approach might be more labor intensive and those studies are far less popular to conduct (Robins, Fraley and Krueger, 2009). In sub-section 2.2.1 cultural models from the etic perspective will be reviewed. In sub-section 2.2.2 the same will be done from the emic perspective. In subsection 2.3 both research approaches will be discussed on the basis of their strengths and weaknesses. 2.2.1 Cultural models from an etic approach: the outsider’s view This sub-section reviews cultural models from the etic perspective or from the outsiders’ view of reality. An etic approach assumes universality; culture is viewed as a factor of influence, which explains differences in cognition, learning and behavior (Segall, Dasen, Berry and Poortinga, 1990). 30 The etic cultural comparison identifies the degree to which psychological results can be generalized from one cultural environment to another. It provides a descriptive system, which is equally valid for all cultures and presents similarities as well as differences between cultures (Helfrich, 1999; Berry, Poortinga, Breugelmans, Chasiotis, and Sam, 2011). Etic researchers primarily focus on identifying universal aspects of human behavior, to find universal behavioral processes that can be understood across cultures (Fukuyama, 1990; Ridley, Mendoza and Kanitz, 1994). The etic approach predominately uses selfperception data by using surveys and questionnaires. We review and evaluate two widely referenced cultural influence models from an etic perspective. The first model is Hofstede’s cultural influence model (2001). Figure 2.1 illustrates the influence of the different levels of culture (NC, PC and OC) on individual values and practices at the socialization level given (Hofstede, 2001). The practices represent the visible/explicit parts of culture; they are learned ways of doing things and are subject to change. Values are the invisible/implicit part of culture; they are relatively stable, difficult to change and are typically acquired through childhood, family and education. Values and practices are visualized as separate compartments related to a certain cultural level and social context. The model further assumes that national cultural/country values, for example, have the most effect especially in our early childhood (within the family), while organizational cultural practices have the most influence within our workplace. Professional culture and educational background seem to affect our values and practices within the context of school. Figure 2.1 Levels of culture and places of socialization (Hofstede, 2001) 31 The model assumes that professional culture and organizational culture have more influence on practices and less influence on values than national culture. Professional culture has a similar influence on both values and practices. Organizational culture has the most influence on a person’s practices and less on his/her values. However, the influence might also depend on the extent in which professionals identify with their professional discipline or with the organization they work for (Menzel, Aaltio and Ulijn, 2007). As a consequence, professional culture and organizational culture would primarily influence a person’s practices, while values are predominately influenced by national culture. The model gives us a good idea of the sequence and hierarchy of cultural influence on values and practices within a given social context, but does not demonstrate the interconnectivity between the different levels of cultural influence. It also does not express if and how the different social contexts (family, school and workplace) are connected. Furthermore, the model does not show yet how the different cultural levels are connected and intertwined. It might be the case that the influence of national culture on practices might be different in a context of a loose-tight relationship between the organizations culture and the national cultural origin of the company (Ulijn and Kumar, 2000). The second etic cultural influence model that is reviewed is that of Erez and Gati (2004). They have conceptualized the influence of culture on individual behavior in an onion model of four cultural layers (see also Figure 2.2) that includes global, national, and organizational and group culture, which is similar to professional culture. Erez and Gati (2004) build on the notion that all cultural levels are related and connected in a dynamic multi-level model of culture. This model consists of structural and dynamic characteristics, which explain the interplay between the different cultural levels. The structural dimension is represented by a nested structure of culture that goes from global, national, to organizational, to the group cultural influence for the individual. The dynamic nature of culture is shown in the top-down and bottom-up processes (see arrows) in which changes in one cultural level stimulates changes in other cultural levels. Within this multi-level context, the lower levels of cultures are nested within higher levels, and changes originating in one level shape changes in other levels. The model further proposes that through top-down and bottom-up processes, thus behavioral changes of members in various cultures, are influenced and affected by all different levels of culture. The outer and inner layers of cultural influences are therefore connected and interrelated. 32 GlobalCultural Influence Na1onalCultural Influence Top-down Organisa1onal CulturalInfluence GroupCultural Influence Individual Bo=om-up selfrepresenta1on Figure 2.2 Onion model with different interconnected cultural layers (Erez and Gati, 2004) According to Erez and Gati (2004), cultures influence each other through direct contact with other cultures or via international trade, migration, and invasion. To understand culture you need to peel away the outer layer of the onion to find that each layer represents a different unit of analysis. From this perspective group or professional culture is the closest to individual behavior and is therefore assumed to have more influence on that behavior than organizational, national and global culture that are the furthest away from individual behavior. The onion model demonstrates the connection and interconnectivity between the cultural layers but does not distinguish between the implicit and explicit parts of culture. In other words, the visible part of each cultural layer manifested in language, behavior, lifestyle, ways of expression, and jargon is not expressed. The model further assumes that global culture includes national culture and organizational culture to include group/professional culture. However, similarly to Hofstede’s model, it is not clear in this model, how loose or tight these relationships are between levels of culture. Nevertheless taking these two etic models of cultural influence into account, we can summarize how the influence of the different cultural levels is positioned hierarchically, from least to most influence on individual behavior. Table 2.1 illustrates how the three cultural levels influence values, practices and individual behavior, from an etic approach. 33 Table 2.1 Influence of the different cultural levels on individual behavior from an etic approach __________________________________________________________________________________ Model/Author Independent Variable Dependent Variable Cultural levels Practices/Behavior ___________________________________________________________________________________________________________________________ Least Influence Medium Most Influence Cultural influence model, Hofstede and Hofstede, (2005) Onion Model of cultural layers, Erez and Gati, (2004) OC PC NC Values NC PC OC Practices/behavior NC OC PC Individual behavior __________________________________________________________________________________ Etic cultural influence models assume a gradual and sequential influence of the different cultural levels on values and practices that goes from ‘least’ to ‘most’ influence. They also show that the more influence the cultural levels will have on values, the least influence they will have on practices and vice-versa. Professional culture is influencing both values and practices and national and organizational culture are changing positions in relation to their respective influences on values and practices. Cultural influence is a top-down and bottom-up process, where all cultural levels are influenced by each other and simultaneously influence individual behavior. National culture has less influence on individual behavior than organizational and professional culture. 2.2.2 Cultural models from an emic approach; the insiders view This sub-section investigates how the different levels of cultural influence are perceived to affect individual behavior through the eyes of the individual employee. This sub-section will address two widely referenced cultural influence models from the emic perspective, e.g., the insiders view. The emic perspective is eager to understand how people perceive the world around them. The research approach focuses on individual answers and is interested in the individual perspective. Emic researchers assume that the individual perspective allows a more realistic insight into the individual's 'mental map' of cultural understanding (Helfrich, 1999). Emic researchers see culture as an integral part of individual behavior. As such, culture is perceived and understood through the eyes of the individual (Gergen, 1985). In this approach, both the behavior of the individual and his or her values, beliefs and underlying assumptions are inseparable from the cultural context (Helfrich, 1999; Spering, 2001). 34 The emic researcher attempts to identify culture-specific aspects of concepts and behavior, which cannot be comparable across all cultures. Emic researchers assume that the best way to understand a culture, is to regard it as an integrated system that is inseparable from the individual. The emic approach recognizes the complexity of culture and stresses the importance to pay attention not only to the visible part of culture (explicit), but also the invisible part (implicit) (Groen, Ulijn and Fayolle, 2006). Within the emic research approach both self-perception and mutual-perception data are used as research methods. Most theories on cultural differences focus on values, or on the middle level of the continuum between visible and invisible elements of culture (Hofstede, 1980; Shenkar and Ronen, 1987; Schwartz, 1992; Inglehart and Baker, 2000; House, Mansour, Hanges and Dorfman, 2002). Fewer theories focus on the visible and external layer of behaviors and practices (House et al., 2002). Only a few models focus on the invisible and internal level of basic assumptions. Reflecting the emic approach, the first model under review is the onion model of Groen et al., (2006), (see also Figure 2.3). This model focuses on the deepest and invisible level of basic assumptions and beliefs about human nature, and relationship to the environment. Figure 2.3 Onion model, visible (explicit) and invisible (implicit) part of culture (Groen, et al., 2006) In reference to Hofstede’s model (see also section 2.2.1) that focuses on values (invisible elements) and practices (visible elements) the main difference with this onion model (Groen et al., 2006) is perception. Within this onion metaphor, cultures are perceived as an explicit expression of and an implicit influencer of individual behavior (see also Geertz, 1993). 35 Within this onion model, to fully understand cultural influence you need to peel off these layers and look at cultures from the perception of the individual, from the inside out, or from implicit to explicit components of culture. The visible and explicit part of culture consists of behaviors, ways of life, laws and customs, institutions, techniques, rituals, language and cultural influence in daily life. The invisible and implicit part represents the unspoken rules, emotions, meaning to values and unconscious rules (Ulijn and St Amant, 2000). According to the emic approach, based on this explicit and implicit distinction, national cultures can be differentiated into (1) low context and explicit cultures for example Anglo-Germanic and Nordic countries (factual and direct) and (2) high context and implicit cultures for example Latin and Asian countries (emotional and indirect) (Ulijn and Kumar, 2000). Ulijn and Kumar also state that in general, high context/implicit cultures believe that the focus of a business meeting is to build relationships. Where as low context/explicit cultures, in general, believe that the goal of a meeting is to get to the point and discuss issues and solutions. This may lead to misunderstanding where individuals from high context/implicit cultures might perceive the directness used by low context/explicit cultures as drifting away from building long-term relationships. Individuals from low context/explicit cultures on the other hand could perceive the rhetorical style of high context/implicit cultures as out of focus and beating around the bush. In sum, the onion model (Groen et al., 2006) gives insights in what is going on in individual’s minds but it does not differentiate between the influence of national, professional and organizational culture on individual behavior. This model assumes that the self-perceptions and mutual-perceptions will be influenced in similar ways in all social contexts, irrespective of the geographical location of the company. The differentiation between the two opposite national cultures, low context/explicit cultures (AngloGermanic and Nordic) and high context/implicit cultures (Latin-Asian) is useful for understanding self- and mutual perceptions of cultural influence on individual behavior at an individual level. It allows studying and comparing perceptions from individuals that tend to behave in a direct and factual manner, with those of individuals that tend to behave in a more indirect and emotional manner. It might however also be that in explicit direct and factual cultures, individuals may feel more comfortable to give their perceptions of themselves and of other colleagues, compared to individuals from implicit indirect cultures who might feel uncomfortable to evaluate their colleagues and superiors. This notion should be considered when empirical self-perception and mutual-perception studies are conducted. 36 The second emic cultural influence model is under review is Schwartz’s model (1992, 2012), who studied influence of culture on values by using the SVI (Schwartz Value Inventory). The focus is on values, or on the middle level of the continuum between visible and invisible elements of culture (House et al., 2002). Schwartz (1992, 2012), asked respondents to assess 57 values as to how important they felt these values were as guiding principles of one’s life. From data collected in 63 countries, with more than 60000 individuals taking part, Schwartz derived a total of 10 distinct value types (power, achievement, hedonism, stimulation, self-direction, universalism, benevolence, tradition, conformity and security) at an individuallevel analysis. These ten values have close relationships and have been grouped into four larger groups (Schwartz, 2012, see also Figure 2.4) • Openness to change: stimulation, self-direction and some hedonism • Self-enhancement: achievement, power and some hedonism • Conservation: security, tradition and conformity • Self-transcendence: universalism and benevolence SeekingChange Self-Direction FocusbeyondSelf Universalism Stimulation Benevolence Hedonism Tradition Conformity Achievement FocusonSelf Power Security SeekingStability Figure 2.4 Cultural influence on types of values (Schwartz, 2012) In sum, in Schwartz’s circular model the grouped values have been arranged on a continuum, with the four variables forming two opposite dimensions of both; Focus on Self versus Beyond Self and Seeking Stability versus Seeking Change. Schwartz’s model focuses on the influence of national culture on values. The model however, does not differentiate between the different levels of cultural influence and neither does it include individual behavior. 37 In addition most cultural influence research related to this model have only used quantitative methods with self-perception data collections approaches (see for example the study from Vedina, Fink and Vadi, 2006). 2.3 Outsider’s versus the insider’s view The cultural influence model review in the previous sections (2.2.1 and 2.2.2) indicate that both the etic and emic approach have their respective pros and cons as it relates to how cultural influence on individual behavior can be conceptualized. This section compares the strengths and weaknesses of both the etic and emic research approaches and explores cultural influence models that differentiate between factors of influence on individual behavior using a combined etic-emic research approach. By comparing the assumptions of both the etic an emic research approaches, table 2.2 shows the strengths and weaknesses of each of the research approaches. The etic models make it possible to understand how in general cultural levels influence individual behavior within different social settings (outsider’s view). The strengths of the etic research approach are that a particular factor of influence can be assessed and results based on surveys and questionnaires can be generalized comparing one cultural group with another. The weaknesses are that culture as an independent variable is difficult to study in isolation and use of self-perception surveys may lead to favorable impressions of own behavior. The strengths of the emic research approach are that it makes it possible to understand the perceived influence of culture through the eyes of the individual, using both surveys and observations. This approach could provide a more in-depth perspective on how individuals perceive others and their surrounding environment. The weaknesses are that data acquired via observations might be relatively subjective and the use of self-perception surveys may lead to favorable impressions of own behavior. In conclusion, the emic approach is therefore more applied in exploratory research and the etic approach more in testing hypotheses (Greenfield, 1996). As such both etic and emic models separately only capture part of the picture, either the insider's view or the outsider's view. We may also conclude that both approaches are using introspective methods, which is similar to the notion that most current and past cultural studies have used introspection methods, which display common weaknesses (Ulijn et al., 2009). Common weaknesses of introspection are that; (1) it can lead to distorted perceptions that do not reflect the true nature of mental activities, (2) perceptions of one person cannot be scientifically verified and generalized to understand the perceptions of another person (Landy and Conte, 2010). These conclusions point to a different approach towards cultural differences research. An approach that aims to simultaneously use the strengths of both approaches and mitigates the risk of the weaknesses to occur. 38 Table 2.2 Comparison of etic and emic research approaches (Morris et al., 1999) Etic/outsider assumptions Emic/insider assumptions Cultural influence on individual behavior can be Culture viewed as an integral part of individual behavior; investigated in terms of dependent variables. individual behavior cannot be separated from the cultural Emphasis on general laws and causal explanations. context. Emphasis on the uniqueness of each individual. Requires a descriptive system, which is equally valid for all Requires a focus on asking open-ended questions. Culture is cultures (Valsiner, 1995). perceived and understood through the eyes of the individual under investigation (Helfrich, 1999; Spering, 2001). Strengths Strengths Psychological results can be generalized from one cultural Understanding of individual perspectives and psychological environment to another. thoughts within different cultural environments. External, measurable factors that can be assessed at Longstanding, wide-ranging observations that provide a rich different cultural locations. pool of detailed information. Multi-setting surveys to assess the influence of a particular Combination of real-life case studies, behavioral observations factor on different cultural contexts (Greenfield, 1996). and individual interviews (Greenfield, 1996). Weaknesses Weaknesses Culture as a set of independent variables cannot be Culture explained through the eyes of the individual via self- examined in isolation; it is bundled with other variables explanation tends to be guided by behavior norms and false (Hesse, 1998, Matsumoto and Juang 2008). stereotypes (Helfrich, 1999). Culture is not clearly specified as a factor of influence, but Self-reports tend to be biased by the social and personal is rather a nebulous catchall category (Poortinga, Kop and desirability, which can lead to favorable impressions and self- van de Vijver, 1990). deception (Zerbe and Paulhus, 1987). The quality and extent of cultural influence varies Self-report may also lead to misrepresentation and significantly between individuals because each individual misinterpretation of own behavior (Paulhus, 1986; Donaldson construct their own personal culture (Valsiner, 1994). and Grant-Vallone, 2002). Dependent variables are only measurable in the form of Misinterpretation of own behavior may also lead to hindsight indicators such as performance of a test task or an bias (Hawkins and Hastie, 1990). observable behavior; these relationships mostly vary in culture-specific ways (Helfrich 1999). Best used for Best used for Testing hypotheses (Greenfield, 1996). Exploratory research (Greenfield, 1996) 39 2.3.1 Etic and emic combined research approach This sub-section presents cultural models that have conceptualized a combined etic-emic approach, with the prospect to answer sub-question 1 and 2. Poortinga et al., (1990), published a model (see Figure 2.5) that has some similarities with Hofstede’s cultural influence model (see section 2.2.1, Figure 2.1). However in contrast to Hofstede (different levels of culture have different levels of influence on values and practices), this model recognizes culture and genetics as two factors influencing five behavioral domains physiology, perception, cognition, personality Cultural factor Genetic/Personal factor and social environment. Physiologic Perception Cognition Personality Socially Figure 2.5 Influence of culture and genetics on individual behavioral domains (Poortinga et al., 1990) There is a combined but unevenly distributed influence of the two factors on the behavioral domains. Genetics influences individual physiology and perception more than the culture factor, cognition is influenced evenly by both factors and Personality. And socially is influence more by the culture factor than by the genetics factor. Triandis and Suh (2002) however, argue, that although biological factors (e.g., genetics) play an important role in shaping personality, they do not account for most of the variance. 40 In Triandis and Suh’s view the environment has a larger influence on one's personality than one's genetic blueprint. In reference to Hofstede’s model (see section 2.2.1, figure 2.1), it can be argued that the three cultural levels (NC, PC, and OC) will each separately and simultaneously (Erez and Gati’s model see figures 2.2) affect each of the behavioral domains within a given social context (family, school and work), which are not considered in Poortinga’s model. In addition, because of the complexity of human behavior and the difficulties in understanding how genes are involved, it might also be difficult to measure the influence of the genetic factor, when comparing individual behavior from two cultural groups. . Karahanna, Evaristo and Srite, (2006), have combined the insights of the previous etic models of Hofstede (2001), Erez and Gati, (2004) and the emic model of Groen et al., (2006). They assume that all cultural levels are interconnected and mutually influence each other. That there is a hierarchical order and that individual culture has the most influence on individual behavior. Within this perspective, research on cultural influence examines cross-cultural interaction; how people think, feel and behave, not in a direct manner, but through their interpretations of the thoughts, feelings and acts of the people they interact with and their cultural perceptions of the others. These combined cognitive and social processes can be viewed as emergent, dynamic and open systems that spread across geographical boundaries and evolve through time (Hong, Nenet-Martinez, Chiu and Morris, 2003; Myers and Tan, 2003). To assess the influence of the different layers of culture as compared to personal preferences, Karahanna, et al., (2006) developed a conceptual framework (see figure 2.6) that is based on the theory of Reasoned Action (Fishbein and Ajzen, 1975) and the theory of Planned behavior (Ajzen, 1991) and the model of subjective culture (Triandis, 2002). It is inspired by the cultural influence model from Hofstede (2001). The theory of reasoned action assumes that an individual’s set of beliefs provides the cognitive foundation from which attitudes, perceived social norms, and perceptions of control and ultimately intentions are assumed to follow in a reasonable and consistent fashion. According to this theory, attitudes toward a behavior (or more precisely, attitudes toward the expected outcome or result of a behavior) and subjective norms (the influence other people have on a person's attitudes and behavior) are the major predictors of behavioral intention. 41 Within this theory individual behavior is influenced by a wide variety of cultural, personal, and situational factors, which may result in differences in beliefs between for example individuals who have an individualistic and those who have a collectivistic orientation (Ajzen and Fishbein, 2005). Ajzen and Fishbein, (2005), further assume that individual’s behavior follows from individual’s beliefs, attitudes, and intentions. Personality Traits Cognitive Beliefs Attitude Practices Subjective Culture: Regional Ethic Religious Linguistic National Professional Organizational Group Behavioral Intention Behavior Values Social Norms Figure 2.6 an etic and emic cultural influence approach of culture factors (CF) and personal factors (PF) on behavioral intention (BI) ( Karahanna et al., 2006) The framework of Karahanna et al., (2006) theoretically distinguishes between the influence of cultural factors and attitudes as influencing variables shaping and molding individual behaviors and interactions with others across geographical boundaries (Matsumoto and Juang, 2008). Within the context of this framework, behaviors of individual employees are influenced by a variety of cultural levels in various ways and by their attitudes and vice versa (Schein, 1990; Martin and Siehl, 1992; Robbins, 1992; Erez and Earley, 1993). 42 Within this framework cultures and social norms are connected, assuming that both culture and attitudes directly or indirectly influence behavioral intention and actual behavior. Behavioral intention is the immediate antecedent of actual behavior (Ajzen and Fishbein, 2005). Behavioral intention, in turn, is determined by attitudes and social norms. These determinants are themselves a function, respectively, of cognitive beliefs, practices and values and cultural factors. Furthermore, personality traits vary as a function of background factor influencing cognitive beliefs and values and practices respectively. 2.3.2 Proposed research framework for further studies The framework of Karahanna et al., (2006) is based upon the theories mentioned earlier that have been used extensively in empirical studies in social psychology, cross-cultural psychology and cultural differences research. The adapted framework makes it possible to study the influence of cultural factors and personal preferences on behavioral intention through the eyes of the individual person and simultaneously makes it possible to compare between cultural groups. This framework would therefore be a suitable option to conduct empirical research using a combined etic-emic research approach. However, although based upon sound and empirically tested theories, it is rather complex and has not yet been empirically validated (Straub, Loch, Evaristo, Karahanna and Srite, 2002). To overcome the complexity of the framework, Gallivan and Srite (2005) suggest examining interactions between just two levels of culture at a time (e.g., NC and OC, or NC and PC). In reference to this suggestion this sub-section explores this approach and presents a simplified research framework, which would be more suitable within the context of this research. Building on the analysis of the etic and emic models, this section presents a simplified research framework (see figure 2.7) that is inspired by the framework of Karahanna et al., (2006). The proposed research framework focuses on three levels of cultural influence, national, professional and organizational culture that are considered as the influencing factors on behavioral intention. Attitudes have been exchanged for personal preferences because, personal preferences are considered as attitudes that do not remain stable over time, since they can change and are influenced by individual decision-making processes, such as choices (Sharot, Martino and Dolan, 2009), even in an unconscious way (Coppin, Delplanque, Cayeux, Porcherot and Sander, 2010) or in a different cultural context (Riemer, Shavitt, Koo and Markus, 2014). Personal preferences/attitudes can therefore be seen as the deepest and invisible level of basic assumptions and beliefs about human nature, and relationship to the environment (Groen et al., 2006). 43 Behavioral intention has been extensively studied, covering diverse behavioral domains, which substantiated the predictive validity of behavioral intentions. An example of such a study is a meta-analysis performed by Sheeran (2002), which reported an overall correlation of .53 between behavioral intention and actual behavior. Therefore, behavioral intention can be seen as a good predictor of actual behavior (Ajzen and Fishbein, 2005). Behavioral intention can be viewed as a person’s thinking and behavioral attributes that constitute the person’s distinctive method of relating to the surrounding environment (Kagan and Haveman, 1976; Funder, 1997). Within this proposed framework, behavioral intentions are interpreted as to thinking and behaving that originates from genetics (Jang, Livesley and Vemon, 1996; Bouchard and McGue, 2003), internal thought processes (Borkenau, Riemann, Angleitner and Spinath, 2001), and environmental influences (Yamagata, Suzuki, Ando, Ono,`kijima, Yoshimura, Ostendorf, Angleitner, Riemann, Spinath, Livesley and Jang, 2006). This constant emerging combination of genetics and environment is called “Emergeneses”, as it refers to thinking styles and behavior attributes that emerge from one’s genetic blueprint and experiences in the surrounding environment (Browning, 2006). According to Browning these two distinct dimensions of behavioral intention consist of four thinking styles, namely Analytical, Structural, Social, and Conceptual thinking, and three behavioral patterns, i.e., Expressiveness, Assertiveness, and Flexibility. Cultural Factors (CF) Thinking styles National Culture (NC) Professional Culture (PC) Behavioral Intention (BI) Individual Employee Behavior (IEB) Organizational Culture (OC) Behavioral patterns Personal Preferences (PP) Figure 2.7 Influence of cultural factors and personal preferences on behavioral intention and individual employee behavior The proposed framework makes it possible to test the influence of cultural factors and personal preferences as the influencing variables shaping and molding the influenced variable behavioral intention as a predictor of individual employee behavior (Matsumoto and Juang, 2008). 44 The concept that both cultures and personal preferences directly influencing behavioral intention (see influence of arrows) is adopted from Karahanna et al., (2006) in order to understand how this intended behavior (based upon thinking styles and behavioral patterns) is influenced by both culture and personal preferences. The proposed framework makes it possible to collect data using large-scale surveys, and the measuring of specific variables (cultural factors and personal preferences) that may influence individual’s related behaviors (see for example Ferratt and Vlahos, 1998; Hill, Loch, Straub, and El-Sheshai, 1998), while identifying the importance of various affiliations from the perspective of the individual employee, their colleagues and superiors (Tayeb, 1994; Myers and Tan, 2003). The approach taken with this research framework therefore fits within the combined etic and emic research tradition that uses self- and mutual- perception methods, focuses on individual differences while viewing cultural factors and personal preferences as influencing variables affecting individual behavior (Aaker, Bener-Martinez and Garolera, 2001; Benet-Martínez and Karakitapolglu-Aygun, 2003; Diener, Oishi and lucas, 2003). The research framework is inspired upon a combined etic and emic research perspective that integrates insights from the various influences on individual cognition and socio-analytic behavioral theories. It is an attempt to include the mutual relationship between cultural levels of influence, the individual perspective and the environment as a dynamic interaction unfolding over time. This research model is therefore a simplified and more focused version of the model of Karahanna et al (2016) Based on the proposed combined etic-emic research framework we have reformulated the initial broader central research question presented in chapter 1; “What is the role of cultural factors and personal preferences in the behavior of working individuals in a culturally diverse organizational environment?” to a more specific central research question that includes the respective variables that will be studied and analyzed and that are the key focus of this thesis: To what extent do personal preferences (PP) influence individual behavioral intention (BI) more than national culture (NC), professional culture (PC) and organizational culture (OC) do, in a culturally diverse organizational environment? 45 Next we define the related influencing variables (cultural factors and personal preferences) and influenced variable (behavioral intentions) of the research framework. Cultural factors National culture definition Hofstede (1980, 2001) defines culture as the collective programming of the mind that distinguishes the members of one group or category of people from members of another group or category. Within the research framework we assume three levels of collective programming, individuals are born within a national cultural context. As they go through the educational system they are exposed to a certain professional cultural context, and are then exposed to the organizational cultural context of the first company they start to work for (Hofstede, 2005). We further assume that each cultural level influences behavioral intention and that all three levels are connected and intertwined (Erez and Gati, 2004) representing social norms. Within the research framework Hofstede’s (2001) definition of national culture will be used, because it is widely referenced in scientific studies, it is easy to understand and contains a more all-inclusive perspective of people that are either members of a certain country (NC), profession (PC), and company/organization (OC). We have also adopted the order of cultural levels (NC, PC and OC) because it has been extensively used in cultural differences research and it allows to analyze and understand, cultural levels in relation to the effect they have on behavior within different social contexts, family (at home), at school and at work (Hofstede, 2005). National cultural influence At the national cultural level, cultural influence can affect the way in which companies do business, leading to enhanced productivity, satisfaction and motivation (Spering, 2001; Triandis and Suh, 2002; Karahanna et al., 2006). National culture can also influence how open or closed the organizational cultures are or how tight or loose national culture and organizational cultures are connected (Ulijn and Kumar, 2000; Erez and Gati, 2004). There are also indications that there exits a loose-tight relationship in the organizational culture of a company that operates within different national cultural contexts. For example the organizational culture of US companies based in the US, in general would have a loose relationship with the national culture of the US. On the other end of the spectrum they assumed that in Japanese companies based in Japan the organizational culture in general is embedded in the national culture and has a tight relationship with the national culture. 46 In Latin companies the organizational culture is seen to be tightly related to the national culture. In Northwest European companies, organizational and national cultures have a loose-tight relationship (Ulijn and Kumar, 2000; Eppink, Ulijn and van der Heijden, 2010). Professional culture definition Professional culture is often seen as a sub-culture within organizational culture, because people in different occupations/functions usually incorporate the professional biases associated with their roles within the organization. Over time, these professional norms and values might become anchored in employees’ behavior which may lead to feeling more loyal to their professional code of ethics, than to the company’s code of ethics (Wever, 1990). Individual professional values and practices are first developed through the socialization process that individuals receive during their education and training in a specific country, at a specific school, or University (Hofstede, 2001; Jenniskens, Ulijn and Tywuschik, 2011). This notion that individuals are exposed to the educational system of a country before they are exposed to the values and practices of an organization, suggests that professional culture can be seen as a separate level of cultural influence on individual behavior (Hofstede, 2001). Within the research framework, we acknowledge that professional culture is a separate cultural level that influences members of a group of professionals (Schein, 2010). Professional culture is defined as a group of professionals who have a common base of knowledge, a common jargon, similar background and training, and a sense of being able to identify with each other (Schein, 2010). Professional cultural influence At the professional cultural level differences in perception often occur, because employees with a different professional culture look at problems from different points of view (Groen et al., 2006). Different professions working within the same organizational culture can have different perceptions and priorities that are more closely related to their professional values and norms than to those of the company (Wiebecke, 1987; Ulich, 1990). As a consequence, the behavior of professionals might be more driven or influenced by their professional culture than by the organizational culture of the company they work for. Within this view, professional culture is developed through a process of learning and continues incorporations of professional norms and values, which often have a unifying impact on members belonging to the same professional group within the organization (Sirmon and Lane, 2004). 47 This process of learning and incorporations of professional norms and values may also lead to differences in perceptions from various professional groups (for example engineering versus marketing) within the same organization (Ulijn en Weggeman, 2001). Another example comes from Wiebecke (1987) and Ulich (1990) who found that professionals with a research and development background have different perceptions about the relationship of the whole organization to the environment than professionals with a marketing background. The differences in perception might be because of their differences in educational and national cultural background, but could also be related to the ways in which they have incorporated and anchored the values and practices of the organization in their professional codes of conduct (PC). Organizational culture definition It is acknowledged in the literature that professional values and practices are indeed first developed through the educational system of a country (Schein, 1996; Ulijn and Weggeman, 2001). However, an individual professional’s behavior is simultaneously supported, reinforced, or changed, within the context of an organization’s culture (Pieterse, 2014). This means that if you have been trained as an engineer and your profession is engineering, you can only behave in accordance to a set of rules as an engineer within the organizational cultural context. The organization cultural context provides the operating environment that perceives the individual as an engineer, without this organizational context, the individual is an outsider who is not perceived to be behave like an engineer. Within the research framework, we define organizational culture as culture that reflect the norms and values that are anchored in the organization; it refers to the shared values, attitudes, standards, and beliefs that characterize members of an organization and define its nature (Ulijn et al., 2001, p. 25). This definition of organizational culture will be used, because it relates to how organizational values and beliefs drive the way working individuals tend to think and behave. The definition acknowledges culture as an influencer and culture as an expression of individual behavior. This definition also assumes that the national and professional cultures of an individual employee are influenced by the organization’s values and practices and vice versa, which is relevant for the context of this research. Organizational culture influence At the organizational cultural level, individuals from different national cultures use different languages, communication styles, leading to potential cross-cultural misunderstanding, which can magnify problems in communicating across cultures. This can in turn lead to increased absenteeism, staff turnover and accidents (James and Jones, 1974; Gunter and Furham, 1996; Nardon et al., 2011). 48 Communication, resource sharing and influence are the most important behaviors for understanding how cultural differences affect organizations (Jackson, May and Whitney, 1995). Cultural differences also shape who speaks to whom, how often and about what (Park and Luo, 2001; Salk and Shekar, 2001). As a result, the structure of an organization’s communication network reflects the structure of its cultural diversity (Lincoln and Miller, 1979; Brass, 1984). As such organizational culture can affect organizational efficiency and effectiveness (Mason, 1993; Mohr and Spekman, 1994; Barkema and Vermeulen, 1997). Personal preferences In a person’s everyday live personal preferences are considered his or her personal 'standards of judgment', which he/she can apply to different situations and circumstances that occur from time to time (Shapley and Shubik, 1974). Personal preferences refer to, and are interpreted as, a mean evaluative judgment in the sense of liking or disliking something or somebody (Scherer, 2005). In different fields of academic literature, personal preferences are defined in a variety of related, but not identical ways. For example, a social sciences perspective on personal preferences considers preferences as a set of assumptions related to ordering some alternatives, based on the degree of happiness satisfaction, gratification, enjoyment, or utility these provide, a process which results in an optimal 'choice' (whether real or theoretical) (Arrow, 1958). From a psychological perspective, preferences are described as an individual’s attitude in relation to a set of objects, typically reflected in an explicit decision-making process (Lichtenstein and Slovic, 2006). Preferences as 'attitudes' are defined as 'a psychological tendency that is expressed by evaluating a particular entity with some degree of favor or disfavor' (Eagly and Chaiken, 1993, p. 1). Both definitions imply that 'attitudes' are strongly linked with personal preferences, or could even be used interchangeably (Eagly, 1992). Personal preferences are the way in which a person prefers to express him or herself within a social context. The preferred way of individual expression, leads to differences in leadership styles and decision-making processes (Brodbeck, 2000), in thinking, and communication styles and other aspects of individual and group behavior (Triandis and Suh, 2002; Karahanna et al., 2006). Personal preferences therefore play an important role in how individuals communicate and collaborate with each other within an organizational context (Dai, Gurău and Ranchhod, 2006). Thus, personal preferences can indeed be seen as an additional factor of influence on individual behavior next to the cultural levels (Karahanna et al., 2006). Ajzen and Fishbein (2005), also acknowledge that individual behaviors tend to be influenced not only by general attitudes, but by additional factors such as culture as well. 49 Within this view, the influence of culture and personal preferences can be theoretically distinguished as independent variables, influencing individual behavior and vice versa, which is supported by many other authors (e.g .,Triandis, 1996; Markus and Kitayama, 1998; Allinson and Hayes, 2000, Sutton, Baum and Johnston, 2004; Van de Acker and Witlock, 2009). Behavioral intention In general individuals tend to first think before they behave. Thinking styles are therefore important because they drive and precede behavior (Zhang, 2001; Browning, 2006), Understanding both thinking and behaving achieves a better understanding of the individual’s deepest and invisible level of basic assumptions and beliefs about human nature, and the surrounding environment (Kagan and Haveman, 1976; Funder, 1997, Yamagata et al., 2006). Knowing a person’s thinking styles (internal thought processes) and behavioral patterns can therefore better explain and differentiate the behavioral intentions of that person (Borkenau et al., 2001). Within the context of this framework behavioral intention is a person’s own perception of their thinking styles and behavioral patterns, which can be measured. Measuring both thinking styles and behavioral patterns is important as they have a unique value in predicting and explaining individual behavior (Zhang, 2001, 2002). This part of the research framework therefore aims to identify the perceived individual thinking styles and behavioral patterns representing behavioral intention of a respondent. Individual employee behavior The arrow from behavioral intention to individual employee behavior and the dotted line around these two elements assume the connection between behavioral intentions as a predictor of actual behavior (see also Ajzen and Fishbein, 2005). This assumption is supported by studies, which substantiated the predictive validity of behavioral intentions. This part of the research framework therefore aims to compare the individual perception of behavioral intentions with actual individual employee behavior in order to better understand why employees behave the way they do. 2.3.3 Data collection and analysis types from the research framework With this research framework, we intend to compare the perceptions of individuals belonging to different national, professional and organizational cultural groups. That is why we present how individual perception data will be collected and how the data will be analyzed comparing perceptions at a cultural group level. 50 Types of data collections Self-perception and mutual perception The issue with self perception is that several individuals may look at the same thing yet perceive it differently (Robbins 1992). This means that each individual person actually sees a different reality. According to Robbins, we interpret what we see and call it reality. Reality can become unclear as interpretations are heavily influenced by the context in which we see the person, object or event and by our attitudes, personality, motives, interests, past experiences and expectations. As a consequence when we observe people, we attempt to develop explanations of why they do things in the way they do. Judgments about others based on self perceptions may lead to significant bias, like inaccurate conclusions, negative false stereotyping, ‘like me’ effect, and ‘halo effect’ (Bem, 1972; Taylor, 1981). The authors further suggest that in order to be able to understand individual behavior in the organization we need to understand (1) the perception of each individual employee to see the way they see it, and (2) mutualperception between employees and (3) the perception of others of employees, to have a more diverse and complete picture. Ulijn and St Amant (2000) have demonstrated that collecting data via a mutualperception is complementary to self-perception data and provides a more complete picture. Eppink et al (2009), suggest that cultural differences studies should verify outcomes from self-perceptions with mutual perceptions and perception of others (observers or external raters). For these reasons a combination of these three data collection approaches (self-perception, mutual perception and observations) will be used for further empirical studies in this thesis. This multiple sources data collection approach allows better insights into what extend cultural factors and personal preferences influence individual employee behavior. Group level analysis: National culture To study, analyze and compare between national cultures in a meaningful way at a group level, the sevenvalue dimension from Hofstede et al., (2008) will be used. These seven-value dimensions are; power distance, individualism versus collectivism masculinity versus femininity, uncertainty avoidance, shortterm-orientation versus long-term-orientation, indulgence versus restraint, and monumentalism versus selfeffacement. 51 A country is characterized by its own unique score on each of the seven-value dimensions in this construct. Now, we present a brief description of these seven national cultural dimensions, including examples of how countries can be differentiated based on a high or low score on each of these national cultural dimensions. 1). Power distance (PDI) is defined as the extent to which the less powerful members of institutions and organizations within a country expect and accept that power is distributed unequally (Hofstede, 1994, p. 28). Power distance is often reflected in the hierarchical organization of companies, the respect that is expected to be shown by students towards teachers, the political forms of decentralization and centralization, the belief of society that inequalities among people should either be minimized or that they are expected and desired. Latin American and Arab nations are ranked among the highest in this category, Scandinavian and Germanic speaking countries the lowest. 2). Individualism versus collectivism (IDV) is a continuum that is described as individualism pertains to societies in which the ties between individuals are loose: everyone is expected to look after himself or herself and his or her immediate family. Collectivism as its opposite pertains to societies in which people from birth onwards are integrated into strong, cohesive in-groups, which throughout people’s lifetime continue to protect them in exchange for unquestioning loyalty (Hofstede, 1994, p. 51). Latin American cultures are ranked among the most collectivistic cultures, while the USA is ranked as one of the most individualistic cultures. 3). Masculinity versus femininity (MAS) is a continuum and is described as masculinity pertains to societies in which social gender roles are clearly distinct (i.e. men are supposed to be assertive, tough, and focused on material success whereas women are supposed to be more modest, tender, and concerned with the quality of life); femininity pertains to societies in which social gender roles overlap (i.e. both men and women are supposed be modest, tender, and concerned with the quality of life” (Hofstede, 1994, p. 82). Hofstede considers Japan as one of the most masculine cultures, Sweden as one of the most feminine. The U.S. and UK are moderately masculine. 52 4). Uncertainty avoidance (UAI) is defined as the extent to which the members of a culture feel threatened by uncertain or unknown situations (Hofstede, 1994, p. 113). Uncertainty avoidance reflects the extent in which a society attempts to cope with anxiety by minimizing uncertainty. Cultures that scored high in uncertainty avoidance prefer rules and structured circumstances, and employees tend to be more loyal towards their present employer. Mediterranean cultures and Japan rank among the highest in this category. 5). The long-term versus short-term orientation (LTO) dimension is the result of Hofstede’s co-operation with Bond (1988), who links this dimension to the philosophy of Confucius (551/552-479 BC). Longversus short-term orientation is a continuum that describes a society's ‘time horizon’ or the importance attached to the future versus the importance of the past and present. In long-term oriented cultures, thrift and perseverance are valued; in short-term oriented cultures, respect for tradition and reciprocation of gifts and favors are valued more. Eastern nations tend to score especially high on short-term orientation, while Western nations score low and the less developed nations very low. China scored among the highest and Pakistan scored among the lowest. 6). The sixth dimension indulgence versus restraint (IVR) was added based on work carried out by Hofstede, Hofstede and Minkov (2010). Indulgence versus restraint is a continuum. Societies that are extremely indulgent allow relatively free gratification of basic and natural human drives related to enjoying life and having fun. Societies that, on the other hand, score high on restraint, value the suppression of gratification of needs and regulate it by means of strict social norms. Indulgence tends to prevail in North and South America, Western Europe and parts of Sub-Sahara Africa. Restraint prevails in Eastern Europe, Asia and in the Muslim world. Mediterranean Europe takes a middle position on this dimension (Hofstede, 2011) 7). The seventh dimension monumentalism versus self-effacement (MON), was also added based on work by Hofstede , Hofstede and Minkov (2010). Monumentalism versus Self-effacement is a continuum, in which monumentalistic cultures appreciate individuals that can be characterized as having unchangeable values, beliefs and behaviors that are not influenced by changing circumstances. Whereas self-effacing cultures appreciate individuals that can be characterized as being humble, flexible and adaptable to changing circumstances. Japan is traditionally regarded as a self-effacement culture. Japanese tend to attribute success to external factors and failure to internal factors. 53 The United States, on the other hand, is traditionally regarded as a monumentalistic culture. Americans tend to attribute success to personal ability or talent, and failure to bad luck, other’s errors, or lack of effort. This thesis aims to look through the eyes of individual employees from different national cultural backgrounds and compare their perceived influence of cultural factors and personal preferences on their own perceived behavior (behavioral intentions). The differentiation of national cultural dimensions from Hofstede is therefore useful to compare individual employees from clusters of countries with similar or dissimilar scores on each of the cultural dimensions. This clustering approach is also supported by work from Ronen and Shenkar (1985) who performed an in-depth analysis of eight empirical studies using attitudinal data to cluster countries. This approach is taken because it can help managers to better understand similarities and differences in managerial practices between countries. Clustering could also provide guidance for multinational companies, as to how international assignees can be more effectively circulated, outcomes of policies and practices across national boundaries can be better predicted, and compatible regional headquarters can be established (Ronen and Kraut, 1977). The clusters can also support research into cultural differences in identifying variables such as level of influence of culture and personal preferences that explain the variance in employees and managerial behavior. Country clusters can therefore help with defining the extent to which results from one country can be generalized for the entire group of countries sharing a particular variable within the same cluster (Ronen and Shenkar, 1985). 54 The following clustering of countries is based upon the different languages, which are considered a vehicle for cultural differences as well (Ulijn and Lincke, 2004). Within this thesis the following clusters are differentiated: - Anglo-Saxon, 6 countries (Australia, Ireland, Canada, United Kingdom, United States and NewZealand). - Germanic/Nordic, 7 countries (Austria, Denmark, Finland, Germany, The Netherlands, Norway and Sweden). - Latin- European, 5 countries (Belgium, Italy, France, and Spain) - Latin- American cluster, 3 countries (Portugal, Columbia and Venezuela). - Asian, 9 countries (China, Hong Kong, India, Japan, Malaysia, Philippines, Singapore, South-Korea and Taiwan). Table 2.3 presents an overview of the scores for Hofstede’s cultural dimension for the clusters of countries with rather similar scores on each of the national cultural dimensions. The Anglo-Saxon cluster on average tends to score low on the cultural dimensions 1, 4, 5 and 7 and high on the cultural dimensions 2, 3 and 6. They score the highest for dimension 2 and the lowest for dimension 7. The Germanic/Nordic cluster on average tends to score low on the cultural dimensions 1, 3 and 7 and high on the cultural dimensions 2 and 6 and medium on 4 and 5. They score the highest for dimension 2 and the lowest for dimension 7. The Latin-European cluster on average tends to score low to medium on the cultural dimensions 1, 3, 6 and 7 and high to medium high on the cultural dimensions 4 and 2. They score highest for dimension 4, and the lowest for dimension 7. The Latin-American cluster on average tends to score low to medium on the cultural dimensions 2, 3 and 5 and high to medium high on the cultural dimensions 1, 4 and 6. They score highest for dimension 4, and the lowest for dimension 2. The Asian cluster on average tends to score low to medium on the cultural dimensions 2, 3, 4 and 6 and high to medium high on the cultural dimensions 1 and 5. They score the highest for dimension1, and the lowest for dimension 2. 55 Table 2.3 Comparison of scores per Hofstede’s dimensions by country (Hofstede et al., 2010) Cultural Dimensions PDI Countries/Cultural clusters Australia Ireland Canada United Kingdom United States New Zealand Average scores Anglo-Saxon cultures 36 28 39 35 40 22 33 51 35 48 35 46 49 44 90 70 80 89 91 79 83 61 68 52 66 62 58 61 21 24 36 51 26 33 32 71 65 68 69 68 75 69 0 0 0 35 57 0 15 Austria Denmark Finland Germany Netherlands Norway Sweden Average scores Germanic/Nordic cultures 11 18 33 35 38 31 31 28 70 23 59 65 53 50 29 50 55 74 63 67 80 69 71 68 79 16 26 66 14 8 5 31 60 35 38 83 67 35 53 53 63 70 57 40 68 55 78 62 0 0 0 10 12 0 0 3 Average scores Anglo-Germanic/Nordic cultures 31 47 76 46 42 65 9 Argentina Belgium Italy France Spain Average scores Latin-European cultures 49 65 50 68 57 58 86 95 75 86 86 86 46 75 76 71 51 64 56 52 70 43 42 53 20 82 61 63 48 55 62 57 30 48 44 48 0 0 35 17 0 10 Portugal Columbia Venezuela Average scores Latin-American cultures 63 57 81 67 99 86 76 87 27 51 12 30 31 42 73 49 28 48 16 31 33 44 100 59 0 0 0 0 China Hong Kong India Japan Malaysia Philippines Singapore South Korea Taiwan Average scores Asian cultures 80 68 77 54 100 94 74 60 58 74 30 29 40 92 36 44 8 85 69 48 20 25 48 46 22 32 20 18 17 28 66 57 56 95 50 64 48 39 45 58 87 61 51 88 41 27 72 100 93 69 24 17 26 42 57 42 46 29 49 37 0 0 0 4 0 0 0 0 0 0 66 70 67 68 46 29 55 53 62 50 43 48 5 0 Average scores Latin-European-Asian cultures Average scores Latin-American-Asian cultures 56 UAI IDV MAS LTO IVR MON In conclusion, national cultural dimensions 1 (power-distance PDI) and 2 (individualism versus collectivism, IDV), show the most distinct difference in scores between the different country clusters. Major average score differences are especially striking within the Anglo-Germanic and Nordic cluster with a average high score of 76 for dimension 2 and an average low score of 31 for dimension 1. The average scores in the Latin-American and Asian cluster show an opposite trend: an average low score of 29 for dimension 2 and an average high score of 71 for dimension 1. The Latin-European cluster scores medium high on both dimension 2 64 and 58 for dimension 1. Based on these average scores we can conclude that the cluster of Anglo-Saxon and Germanic/Nordic countries can be characterized as rather individualistic cultures whereas the clusters of Latin American and Asian countries as rather more collectivistic cultures. Figure 2.8 is a graphical illustration of the mean average scores for six value dimensions for Anglo-Germanic/Nordic cultures versus Latin-American and Asian countries. Anglo-GermanicNordiccultures Asiancultures La5n-Americancultures PDI 90 80 70 60 50 IVR 40 UAI 30 20 10 0 LTO IDV MAS Figure 2.8 Graphical illustrations of the mean scores for cultural clusters The IDV (individualistic vs. collectivistic) dimension allows for differentiation between the perception of individuals that are focused on self and immediate family compared to individuals that are focused on the norms and goals of the group. The IDV dimension can therefore be seen as a key differentiator in the comparisons of national cultural groups. 57 The IDV dimension is therefore a useful indicator to demonstrate the influence of national culture (NC) on how individuals might tend to behave within a given environment and will be used to differentiate and compare cultural groups in this thesis. The other four dimensions: power distance (PDI), uncertainty avoidance (UAI), masculinity (MAS) and long-term orientation (LTO), are more related to how cultures generally cope with inequality, uncertainty, emotional implications of gender issues, and time horizons respectively. This makes these dimensions of less relevance as the focus of this research is on individual perceptions and perceptions of others within a given cultural context. Dimensions six and seven, indulgence versus restraint (IVR) and monumentalism versus self-effacement (MON), are relatively new as a result of which scores for the countries involved are not available; these dimensions have therefore not been included in this thesis. Professional culture Based on empirical research within organizations, Schein (1996) has identified the following three major inter-connected professional cultures, operator, engineering and executive (see figure 2.9). Executive Culture Operator Culture Engineers Culture Figure 2.9 Professional cultures (Schein, 1996) (1) The ‘operators’ are the line managers and workers who make and deliver the products and services that fulfill the organization’s basic mission. Within the operator culture, the perception of a company’s success or failure depends on knowledge, skill, learning ability and commitment of the individual employee. 58 Knowledge and skill required are ‘local’ and are the company’s core business or technology. Operators in general have the capacity to learn and to deal with surprises and are able to work as a collaborative team in which communication, openness, mutual trust and commitment are highly valued. (2) The ‘engineers’ are the technocrats and core designers of any functional group (e.g. engineers, accountants, information technology and software programmers, and market researchers). Within the engineer’s culture, the perception of a company’s success or failure is based on science and available technology. There is generally a preference for ‘people free’ solutions and linear, simple cause and effect, quantitative thinking. That means that problems are resolved in a pragmatic and perfectionistic way. (3) The ‘executives’ are the (senior) managers and executives. Within the executive culture, the perception of success and failure of the company depends on financial survival and growth. There generally is a preference to look for the ‘lone hero’, a person who is perceived to be in total control, who feels indispensable and who makes decisions in isolation on his/her own judgment. The orientation is hierarchical, individualistic and task and control focus, which means that empowerment of others is limited and staying in control is key. Within this culture, individual employees are a resource like other resources and the company is managed like a machine. The above distinction between professional cultures further assumes that when there is sufficient initial alignment between operators (needs of the task), engineers (needs for reliable and efficient operations) and executives (needs for minimizing costs and maximizing profits), the company is able to operate successfully. Ulijn and Weggeman (2001) also acknowledged that professional culture should be recognized as a separate level of cultural influence on individual behavior within organizations. They have performed an explorative case study of Dutch SME’s, in which they described the perceptions of different professions on innovation culture within different organizations in a Dutch-Indonesian national cultural context. Based on this research, Ulijn and Weggeman concluded that a combined effort of the following professional cultures is of critical importance for innovation: (1) Engineering culture (2) Marketing culture (3) Manufacturing culture 59 The professional culture differentiation mentioned above, excludes professional cultures referred to as ‘operational management’. These are assumed to be of less influence on the innovation culture of a company. The professional cultures that were excluded are; medical doctors, lawyers, economists and politicians. Schein’s professional cultures differentiation (operator, engineering and executive) best fits the research objective, because it allows inclusion of a broader variety of professional cultures than the focused (towards innovation) classification of Ulijn en Weggeman (2001), which excludes certain professions. Organizational culture Trompenaars and Woolliams (2003) distinguish three organizational drivers that determine organizational culture: − relationship between employees and their organizations − vertical or hierarchical system of authority defining superiors and subordinates − employee’s perception of the organization's vision, purpose and goals Based upon these organizational drivers they identified four corporate cultures along two dimensions: equality versus hierarchy and orientation to the person versus orientation to the task. Within this model organization are viewed as individuals with different personalities who form and share a culture. Figure 2.10 shows a framework with an overview of the four organizational cultures and how within each quadrant organizational cultures are related to the respective two dimensions. Egalitarian Guided missile Fulfilment-Oriented culture Project-Oriented culture Family Task-oriented Person-oriented Incubator Eiffel tower Power-Oriented culture Role-Oriented culture Hierarchical Figure 2.10 Four types of Organizational Cultures (Trompenaars and Woolliams, 2003) 60 The different organizational cultures can be described as follows: The family: this culture is personal, but also hierarchical and power-oriented. Relationships are diffuse. The focus in this culture is not to do things efficiently, but to them effectively. Employees are motivated by praise and not by money. The Eiffel Tower: this culture has a bureaucratic division of labor and roles. Relationships are specific and status is ascribed. Existing power differences within the company are legitimized. Employees see their work as their duty and an obligation to themselves. The guided missile: this culture is egalitarian, impersonal and task-oriented. Loyalties to professions and projects are stronger than loyalties to the company; the employees become enthusiastic about and identify themselves with the final product. The incubator: the idea of this culture is that organizations are secondary to the fulfillment of individuals. Incubators are both personal and egalitarian and leadership is achieved. Incubators are very motivated for their work, but work on islands of expertise. Within this organizational culture differentiation, companies can move from one organizational culture to another. The differentiation also assumes that within each stage of the organizational culture cycle, companies constantly face dilemmas, and then through innovations, move to the next level and so on. Through the innovation cycle a company might start within an incubator culture, family culture, Eiffel Tower culture, and then to a guided missile for the cycle to start all over again. The above organizational culture classification from Trompenaars and Woolliams (2003) will be used in further studies conducted in this thesis. This classification was chosen because it assumes that organizational cultures are a dynamic phenomenon that can change based on internal (personal and professional values and practices) and external pressures (competition, market innovation and company location). Furthermore, this organizational culture classification has been widely referenced in cultural differences research and organizational cultural analysis (see e.g, Škerlavaj, Indihar Štemberger, Škrinjar, and Dimovski, 2007; Browaeys and Price, 2008; Ulijn et al., 2010; Pieterse, 2014). 61 2.4 Conclusions and discussion This chapter’s aim was to answer the following sub-questions: 1. To what extend can the influence of cultural factors and personal preferences on individual employee behavior be theoretically disentangled? 2. Can a research framework be constructed that measures the perceived influence of cultural factors and personal preferences on individual employee behavior? We have reviewed and discussed two cultural differences research approaches, etic and emic, to answer these two research questions. From this etic cultural models review we can now conclude the following: The etic research approach primarily focuses on identifying universal aspects of human behavior, to find universal behavioral processes that can be understood across cultures (Fukuyama, 1990; Ridley, Mendoza and Kanitz, 1994). The etic approach aims of study cultural differences by comparing cultural groups and generalizing study findings from one cultural environment to another (Helfrich, 1999; Poortinga et al., 2011). The etic approach predominately uses self-perception data by using surveys and questionnaires. The etic cultural influence review further indicated that the three cultural levels (NC, PC and OC) are intertwined and related and can be considered as key influencers of individual employee behavior within a given social context. Individual employees are simultaneously influenced by different cultures as they move from one social context to another social context (from home to school and to work), but they in turn also affect the behaviors of their families, of their fellow students at school and of their colleagues at work. The different cultural levels therefore play a critical role in personal interactions and individual relationships of employees, which can affect commitment, collaboration, communication and trust between employees and ultimately organizational efficiency and effectiveness (Mason, 1993; Mohr and Spekman, 1994; Barkema and Vermeulen, 1997). From this etic review we can further conclude that national culture seems to have less influence on individual behavior and practices than organizational and professional culture and more influence on values than organizational and professional culture. The difference of influence between organizational and professional culture on individual behavior is however still unclear. 62 From the emic cultural models review we can now conclude the following: The emic research approach primarily focuses on understanding culture through the eyes of the individual, which gives a more realistic insight into the individual's 'mental map' of cultural understanding (Gergen, 1985; Helfrich, 1999). Emic researchers assume that the best way to understand a culture is to regard it as an integrated system that is inseparable from the individual (Helfrich, 1999; Spering, 2001). Cultures can be understood as explicit expressions of individual behavior and implicit influencers of individual behavior. It is assumed that, the explicit part (artifacts and products) of a culture influences how individuals behave in their daily life within different social contexts (family, school and work). The implicit part (basic assumptions) of a culture is assumed to influence individuals perceptions, norms and values through unspoken rules, emotions, meaning to values, and unconscious rules (Groen et al., 2006). The aim of studying cultural differences is to compare between individuals that can be perceived as rather factual and direct (explicit) and individuals that are perceived to be emotional and indirect (implicit). Individual perceptions for example on how important values are in their day to day life may therefore vary based on how explicit or implicit they tend to express themselves. The etic approach uses both selfperception and mutual perception data by using surveys and questionnaires. From the review of the combined etic and emic cultural influence models we concluded that cultural factors and personal preferences can indeed be disentangled as influencing variables that shape and mold individual behaviors and interactions with others across geographical organizational settings thereby answering sub-question 1. Sub-question 2 was answered by proposing a research framework that includes, three levels of cultural factors and personal preferences as influencing variables on behavioral intention as the influenced variable. This research framework makes it possible to generalize results from cultural differences research at group level (etic), but also at an individual level by understanding of cultural influence from a personal and more subjective standpoint (emic). The framework aims to compare the difference in perception of the influence of cultural factors and personal preferences on behavioral intention. 63 Based on the proposed combined etic-emic research framework we have reformulated the initial broader central research question presented in chapter 1: what is the role of cultural factors and personal preferences in the behavior of working individuals in a culturally diverse organizational environment? Into a more specific central research question that includes the respective variables that will be studied and analyzed and that are the key focus of this thesis: To what extent do personal preferences (PP) influence individual behavioral intention (BI) more than national culture (NC), professional culture (PC) and organizational culture (OC) do, in a culturally diverse organizational environment? We further concluded that behavioral intention is viewed as a good predictor of actual behavior as it relates to a person’s own perception of their thinking styles and behavioral patterns. Behavioral intention is therefore a key concept in the proposed research framework, which makes it important to identify an instrument that is suitable to validly and reliably measure both thinking styles and behavioral patterns in order to compare the behavioral intention scores between members from individualistic and collectivistic cultures, and from different professional cultures; operator, engineers and executive cultures. This led us to formulate the following sub-question 3: 3. Which measure can be used to validly and reliably measure the perceived influence of cultural factors and personal preferences on individual employee behavior? To answer this research question a psychometric quantitative study is conducted, to test the validity and the reliability of the Emergenetics instrument for further use in this thesis. This study is presented in chapter 3. The study recruited working individuals from various organizations, from Anglo-Germanic Nordic and Latin Asian national cultural background. From the literature review in this chapter we concluded that, employees in different occupations/functions usually incorporate their own professional norms and values that become anchored in their behavior leading to employees feeling more loyal to their professional code of ethics than to that of their companies. It is therefore important to find out if this process of learning and incorporations of professional norms and values within the context of an organization also influences how different professionals perceive the influence of cultural factors and personal preferences on behavioral intention. 64 Furthermore, individual perceptions can be different as it relates to national cultural differences, for example, individualistic cultures/ rather factual and direct versus collectivistic cultures/rather emotional and indirect, have different perceptions on the purpose of a meeting, which create misunderstandings at an individual employee level. Furthermore, individual professionals, with a variety in knowledge, jargon and training, have a diverse perception on their jobs, the company and on many other issues. It is therefore relevant for our research to find out how individual employees working in these different organizational contexts with multiple national and professional cultures, differ in their perception on the influence of cultural factors and personal preferences on individual employee behavior. This has led us to formulate the following sub-research question 4: 4. To what extent do employees in diverse cultural contexts differ in their self- perception on how cultural factors and personal preferences influence their own behavior? To answer this research question an explorative quantitative study, to test the research framework is presented in chapter 4. This study recruited working individuals from various organizations, 28 different nationalities and 13 different professions. With the research framework, behavioral intention is presented as the stage before actual behavior. Behavioral intention is seen as a person’s own perception of their thinking styles and behavioral patterns or more specific the intended response of an individual to their surrounding environment. It could therefore be of interest for our research to find out if individual employees with multiple national cultural backgrounds from the same company, with the same profession would have rather similar perceptions on how cultural factors and personal preferences influence behavioral intention. It would also be of interest to investigate if there is a difference between perceived behavioral intention and the actual behavior of individual employees within an assumed similar organizational and professional cultural context. This has led us to formulate the following sub-research question 5: 5. To what extent do employees in a specific cultural context differ in their self-perception on how cultural factors and personal preferences influence their own behavior compared to their actual observed behavior? 65 To answer this research question a qualitative study with observations performed in an in-depth biopharmaceutical case study is presented in chapter 5. The observations were made in a team of clinical project managers from different countries in Asia and Australia and New Zealand. The mutual-perception research approach into cultural differences makes it possible to compare selfperception study results with mutual perception surveys, providing a wider perspective and more opportunities for data analysis and interpretations. It must however also be noted that most of mutualperception studies that have been reviewed had only measured national and organizational cultural differences (Ulijn and St Amant, 2000; Ulijn et al., 2009). This research includes national, professional and organizational cultural backgrounds and aims to measure, the self-perceptions and mutual perceptions of individuals with the same profession, working for the same organization. At a group level we aim to compare how the Anglo-Saxon cultural group perceives their own behavior compared to how their colleagues from the Asian cultural group perceive their behavior and vice versa. This has led us to formulate the following sub-research question 6: 6. To what extent do employees in a specific cultural context differ in their (self) perception compared with their perception of others and vice versa (mutual-perception)? To answer this research question a quantitative mutual-perception study is presented in chapter 6. The compared individual employees own perception with perceptions of their colleagues and vice versa. The study was done with the same group of clinical project managers from the in-depth case study in chapter 5. This thesis looks for a theoretical perspective (etic and emic) on cultural differences that allows both a cultural group-level analysis and an individual-level analysis. For the purpose of comparing between country clusters, we differentiate between Anglo-Germanic/ Nordic and Latin-Asian cultures. In regard to influence of the three cultural levels we differentiate at a national cultural level between individualistic versus collectivistic, and between low context- explicit and high context-implicit cultures. At a professional cultural level we differentiate between: operator, engineers and executive cultures, and at an organizational level between; incubator, family, Eiffel tower and guided missile cultures. 66 This thesis is about better understanding why individual employees in multinational organizations behave the way they do. The following chapters 3 – 6 present empirical studies that are aimed to answer the central research question of this thesis. This thesis aims to formulate recommendations for management practice that can help to overcome misunderstandings and misinterpretations in a culturally diverse workforce within a multinational organizational context. 67 68 Chapter 3*2 Measuring behavioral intentions in a cultural context: validation of a psychometric instrument 3.1 Introduction The research framework proposed in chapter 2 includes the influencing variables cultural factors (defined as national, professional and organizational culture) and personal preferences defined as attitudes and the influenced variable, behavioral intentions based upon thinking styles and behavior patterns. From the previous chapter we further concluded that it is relevant to measure the perception of both thinking styles and behavioral patterns because they better explain the behavioral intentions of individuals. This study aims to compare the difference in perception of the influence of cultural factors and personal preferences on behavioral intentions from individual employees with different national, professional and organizational cultural backgrounds. It is therefore important to identify an instrument that is suitable to validly and reliably measure both thinking styles and behavioral patterns. The chapter presents a psychometric study that zooms in on the influenced variable behavioral intentions and more specifically on how thinking styles and behavioral patterns can best be measured. This chapter tests the validity and reliability of a psychometric instrument to find out its suitability for further use in this thesis. This chapter therefore addresses sub-research question 3. 3. Which measure can be used to validly and reliably measure the perceived influence of cultural factors and personal preferences on individual employee behavior? Measuring the behavioral intention scores is the first step in a sequence of empirical studies (explorative quantitative study and an in-depth case study) that will be conducted to answer the central research question. This study aims to test the research framework by measuring behavioral intentions based upon individual thinking styles and behavioral patterns of respondent from diverse cultural backgrounds (see Figure 3.1). 2 This chapter is based upon a paper by Byron, R.D., and Semeijn J.H. (2014). Measuring thinking and behavioral preferences with the Emergenetics instrument: psychometric characteristics and cross-validation against the NEO-FFI, presented at the IX International Workshop on Human Resource Management, University of Cadiz Seville Spain Oct 30-31,2014. 69 MeasuringBI Thinking styles Behavioral Intentions (BI) Behavioral patterns Figure 3.1 Measuring behavioral intentions: based upon thinking styles and behavioral patterns We first present and review the currently most widely used psychometric instrument the Big Five Inventory (BFI) from McCrae and Costa, (2010). We then look at the psychometric instrument (Emergenetics) and explain our choice for this instrument based on the criteria driven by the research framework. Different aspects of validity will be discussed including, construct validity to demonstrate that there is sufficient evidence for the instrument to represent what it is intended for by theoretical design, face validity to confirm that the instrument measures what it is designed to measure, and ecological validity to confirm that what the instrument measures, within a culturally diverse setting represents real life (Schmuckler 2001; Weiner, 2003). With regards to reliability, a test-retest reliability study was conducted to confirm or reject high or low variability in repeated measurements taken by a single person on the same item, under the same conditions, over a period of time. This study aims to find out if the EG instrument demonstrate satisfactory reliability and validity qualities and if so is the instrument useful for measuring individual differences in a culturally diverse setting and for further use in an explorative quantitative study and the in-depth qualitative and quantitative case study from chapter 4, 5 and 6 respectively. First we present the research method used in these empirical tests, we then describe the characteristics of the samples used. Finally we present the results from the following studies; test-retest reliability, construct and face validity. The results from a separate sample of a gender and cultural differences study will also be presented with the means influence score between individuals from Anglo-Germanic/ Nordic and Latin-Asian cultures and between males and females. Conclusions and implications for further research are presented at the end of this chapter. 70 3.2 Theoretical background It is generally accepted that personality, in terms of an individual characteristic and preferential pattern of thinking and behavior, is partly based upon a person’s unique genetic blueprint and partly on the influence of the surrounding environment (Jang, Levesley and Vermon, 1996; Riemann, Angleitner and Strelau, 1997). The literature also emphasizes similarities in personality structure in a wide variety of cultural groups (McCrae and Costa 1997; Triandis and Suh, 2001; Yang, McCrae, Costa, Dai, Yao, Cai and Gao, 1999). Thus, personality traits seem transcultural (McCrae and Costa 1997). The Big Five personality traits- Extraversion, Agreeableness, Conscientiousness, Neuroticism and Openness to experience (e.g., Digiman, 1990; Costa and McCrae, 2010) are considered to provide a good description of the variation in human behavioral tendencies across cultural boundaries (John, Naumann, and Soto, 2008). This is based on its applicability across observers and cultures (De Raad, Perugini, Hrebickova, and Szarota, 1998; McCrae, Costa, Del Pilar, and Rolland, 1998; Muck, Hell, and Gosling, 2007). Many different studies conducted with translated versions of the NEO Personality Inventory, found support for the entire Five-Factor Model in culturally diverse countries, for example China, the Netherlands, Italy, and the Philippines (McCrae and Costa, 1997; McCrae et al., 1998). However, studies that compared respondents from different cultures found that the Openness factor is particularly unsupported in Asian countries (see e.g., Ashton, Lee, Perugini, Szarato, de Vries, Di Blas, Boies and De Raad, 2004; Cheung, Van de Vijver, and Leong, 2011). Researchers therefore argue that the Five Factor Model does not entirely capture important aspects of certain cultures. For example, Hungarians do not appear to have a single agreeableness factor (see e.g., Szirmak and De Raad, 1994; Triandis and Suh, 2002; Ashton et al., 2004). Other studies confirmed that gender differences on Big Five traits tend to be larger in developed cultures (such as France and the United States) compared to less-developed cultures (such as Zimbabwe and Malaysia) (Funder, 1997; Costa, Terracciano and McCrae, 2001). In reference to Hofstede (2001) this might also be related to the differences in scores between France and the US as more individualistic cultures versus Zimbabwe and Malaysia as more collectivistic cultures. Based on these findings it is suggested that personality traits may not entirely validly measure personal differences in behavior across (all) cultural contexts (Church and Katigbak, 2002; Church, 2010). 71 Researchers have developed and tested alternative instruments to capture personal individual differences that can be applied in and across different cultural contexts, such as the HEXACO model (Ashton and Lee, 2005), or the Chinese Personality Assessment Inventory (CPAI) (Cheung, Leung, Fan, Song, Zhang, and Zhang, 1996; Matsumoto and Juang, 2008). Moreover, research indicated that thinking styles could make a unique contribution to the understanding of human individual differences, next to personality traits (Zhang, 2002). However, both these alternative instruments (HEXACO and CPAI) have not been considered for use in this research, as they were specifically developed for certain cultural context. As this research studies three levels of cultures, an instrument is preferred that can be used for all these cultures. What is also important is that these two alternative instruments do not differentiate between thinking and behavior and only measure personality traits as such. They do therefore not fit within the research framework and how we have defined behavioral intention. Measuring both thinking and behaving is important as it contributes to better understanding how individuals tend to behave in certain situations, which can help to explain and differentiate the behavioral intentions of those individuals (see also Zhang, 2002). Therefore in this chapter, the psychometric quality of the Emergenetics instrument that measures both thinking styles and behavioral patterns is tested. The Emergenetics instrument is based on research findings from both nature (genetics) and nurture (socio-analytic behavioral theory) that are assumed to interact similarly across national cultures (Browning, 2006). The instrument has been developed to reveal insight into personal differences in thinking styles and behavioral patterns at work that are relevant for interaction, cooperation and team development with people from diverse and international backgrounds. Thus, the instrument aims to measure individual differences in thinking and behavior, irrespective of gender and environmental influences. The Emergenetics (EG) instrument consists of a self-reporting survey of one hundred items on a 7-point Likert scale to measure two distinct dimensions; four thinking attributes, including Analytical, Structural, Social, and Conceptual thinking, and three behavioral patterns, i.e., Expressiveness, Assertiveness, and Flexibility. Each person has, a unique combination of the four thinking styles and three behavioral patterns, which is called an Emergenetics Profile Report (also see Appendix 1 for a detailed description of each of the thinking styles and behavior patterns). 72 Thinking styles A typical Emergenetics survey reports four thinking styles expressed in a score for: • Analytical (Blue) - appreciates: problem-solving, analysis, mathematical, & investigative interests (A) • Structural (Green) - appreciates: rule following, administrative guidelines, traditional, methodical (T) • Social (Red) - appreciates: collaboration, caring, giving, empathy (S) • Conceptual (Yellow) - appreciates: unconventional, creative, unique, innovative (C) Within the context of the EG survey the four thinking styles are defined as follows: Analytical thinking is rational, inquiring, and clear. The Analytical thinking style tends to look for data and scientific proof. People with an Analytical thinking style are considered logical, cogent, and objective. They can appreciate the scientific method, and they learn by mental analysis. Structural thinking is detailed, practical, and methodical. The Structural thinking style tends to follow rules and is cautious of new ideas. People with a Structural thinking style are considered disciplined, organized, and traditional. They like guidelines, and they learn by doing. Social thinking is relational, collaborative, empathic, and supportive. The Social thinking style tends to be team-oriented and socially aware. People with a Social thinking style are considered connectors and are sensitive to the feelings and ideas of others. They are intuitive about people, and they learn from others. Conceptual thinking is imaginative, unconventional, and visionary. The Conceptual thinking style tends to like change and is easily bored. People with a Conceptual thinking style are considered inventive, original, and innovative. They are intuitive about ideas, and they learn by experimenting. A thinking style plays an important role in thinking processes and 92% of the population has more than one thinking style (Browning, 2006). Table 3.1 shows the six different Thinking style combinations presented in the Emergenetics report. 73 Table 3.1 Six different Thinking styles combinations from the Emergenetics survey report Mono-model - one thinking style: Dual-model - two thinking styles: (A***) Analytical (AT**) Analytical-Structural or convergent thinkers (*T**) Structural (**SC) Social-Conceptual or divergent thinkers (**S*) Social (A**C) Analytical-Conceptual or abstract thinkers Conceptual (***C) (*TS*) Structural-Social or concrete thinkers _________________________________________ _____________________________________________________ Tri-model - three thinking styles: Quad-Model – four thinking styles (ATS*) Analytical-Structural-Social or convergent thinkers (ATSC) Analytical-Structural-Social-Conceptual convergent and (*TSC) Structural-Social-Conceptual or divergent thinkers divergent thinker Behavioral patterns In addition to the four thinking styles, three behavioral patterns scores are reported for: 1. Expressiveness ̶ tend to behave: quiet, reserved, outgoing, gregarious 2. Assertiveness ̶ tend to behave: peacekeeper, accepting, competitive, driven 3. Flexibility ̶ tend to behave: focused, firm, accommodating, easy-going The percentile scores of each behavioral pattern are expressed in thirds to characterize individual’s behavioral patterns. Table 3.2 shows the behavioral patterns categorized as first-third of the population (0-33%ile), second-third of the population (34-66%ile), or third- third of the population (67-100%ile). Table 3.2 Dimensions in percentiles of the behavioral patterns of the Emergenetics instrument Within the context of the EG survey the behavioral patterns are defined as follows: Expressiveness is the level of participation in social situations. The degree of Expressiveness indicates how much interest a person shows in others and in the world around them. Expressiveness is sharing what a person experiences on the inside with the outside world. People who are at the quiet end of the spectrum for Expressiveness will sit quietly in a meeting, and listen more than they talk. They are considered reserved and calm. They avoid the spotlight, keep their feelings to themselves, and are energized by solitude. 74 People who are at the gregarious end of the spectrum for Expressiveness are just the opposite! You can’t miss them in a meeting, since they are dynamic, talkative, and lively. They are considered outgoing, animated, and spontaneous. They seek attention, and are energized by interacting with others. People who are in the middle of the Expressiveness dimension feel comfortable to flex either to the left (more quiet) or either to the right (more gregarious) depending on the situation they find themselves in. Assertiveness is the level of interest in controlling tasks and results. The degree of Assertiveness reflects the amount of energy a person invests in expressing their thoughts, feelings and beliefs. People who are at the peacekeeping end of the spectrum for Assertiveness will wait patiently and politely for an elevator. They are considered amiable, deliberate, and diplomatic. On the other hand, people who are at the telling end of the spectrum for Assertiveness push the elevator button repeatedly, as if that will make it come faster. They are considered competitive, forceful, and tough. They are ready for action, and prefer a fast pace. People who are at are in the middle of the Assertiveness dimension feel comfortable to flex either to the left (more peacekeeping) or either to the right (more forceful) depending on the situation they find themselves in. Flexibility measures the willingness of a person to accommodate the thoughts and actions of others. The degree of Flexibility reflects how much a person is willing to conform and flex with the interpersonal needs of others. People who are at the focused end of the spectrum for Flexibility believe they are right and prefer to be in control of others. They are considered firm, intent, and absolute. They have strong opinions and prefer to stay on track. At the other end of the spectrum, people who are at the accommodating end of the spectrum for Flexibility are receptive, easygoing, and adaptable. They don’t mind interruptions, ambiguity, or change. They see all points of view, and are accepting of other people’s ideas. There are fifteen distinct combinations, within 6 groupings of thinking styles and behavior patterns (see also Appendix 2). The instrument has been in use on a global scale since 2005 and is available in validated translations in 19 languages. A 5-step protocol was followed (Prepare, Translate, Pretest, Revise and Document) to validate the survey for different languages. The process of translation included a team of 2 translators (native speakers) to perform the translation, an expert reviewer in management consulting, a person knowledgeable in survey design and adjudicators (also see for requirements on cross-cultural survey validation, Harkness, Van de Vijver and Mohler, 2003). 75 The survey can therefore be used in Anglo-Germanic cultures (Australia, Canada, UK, US, New Zealand, Austria, Germany) Nordic cultures (Denmark, Norway, the Netherlands, Sweden), Latin cultures (France, Italy, Portugal, Romania, Spain), Asian cultures, (China, Indonesia, Japan, Korea, Malaysia, Thailand), FinnoUgrian cultures (Finland) and Slavic cultures (Russia). The above distribution of cultural groups is adapted from Ulijn and Lincke, (2004) and inspired upon the different languages, which are vehicles for cultural differences as well. These groupings will be used for further differentiation between cultural groups in this study and the empirical studies in chapter 4, 5 and 6. The EG instrument is a commercial product; controlled by a for-profit corporation that expects researchers to get permission to use it. The company has conducted its own statistical research that demonstrates the validity and reliability of the instrument, which is publically available on the company website in a technical report (Williams, 2014). It must however also be noted that we will not present the Cronbach alpha for the reliability of separate scale of the questionnaire used in this chapter and in chapters 4, 5 and 6. They are available, but encrypted in our overall data of reliability. Explicit mention of those scores would infringe with the commercial interests of this firm in this public document, which is a PhD thesis. In addition, even though used globally in many different cultures the instrument has never been used to measure and compare thinking styles and behavioral patterns to compare between clusters of countries. The instrument has been used in several scientific publications (Doctoral studies) in both organizational as well as educational contexts (see e.g., Epperson, 2007; La Prairie, 2007). The company allowed using the scores of approximately 1500 managers from around the globe to test the instrument for the use in cultural differences research, which has not yet been done. Testing the validity and reliability of the instrument to compare cultural groups, offers an opportunity to contribute to academic and management research. The EG survey has limitations, that apply to all self-reporting instrument. Self-reports tend to be biased by the social and personal desirability, which can lead to favorable impressions and self-deception (Paulhus, 1986). Self-report may also lead to misrepresentation and misinterpretation of own behavior (Paulhus, 1986). Misinterpretation of own behavior may also lead to hindsight bias (Hawkins and Hastle, 1990). To partly overcome these limitations, both quantitative methods (mutual-perception surveys) and observations will be used in the sequential empirical studies conducted in chapter 4, 5 and 6. Table 3.3 shows a summary of the strengths, weaknesses, opportunity and threats analysis of the instrument. 76 Table 3.3 SWOT of the Emergenetics instrument Emergenetics (EG) survey Strength Weakness Opportunity Threat - Builds on nature (genetics) and nurture (socio-analytic behavioral theory). - Measure’s both thinking styles and behavioral patterns. - 100 questions, scored on a 7 points Likert-scale. - Online available in 19 different languages. - Used globally > 20 years in business consulting, training and organizational development. - Large global database of more than 400.000 completed surveys. - Cronbach alpha for the reliability of each individual item of the survey is available, but encrypted. - No validation to compare groups in cultural differences research. - Instrument has been used in educational and organizational development research. - Opportunity to test the validity of the instrument for the use in cultural differences research. - Permission to use the online survey in academic research. - Based on self-report surveys that tend to be biased. - May lead to favorable impressions and self-deception - May lead to misrepresentation and misinterpretation of own behavior. - Tends to be guided by behavior norms and false stereotypes (please also see, table 2.2). Based on the above SWOT analysis of the EG survey we can conclude, why the EG instrument is functional for the use in further empirical studies: 1. We could test the validity and reliability of the instrument within cultural differences research in a culturally diverse organizational setting. 2. Measurements of thinking styles and behavioral patterns provide more insights in the perception of individuals and how they tend to behave in certain situations and can also function as a good indicator for actual behavior. 3. The scientific connection between the origins of the EG instrument (nature and nurture) are aligned to the cultural influence model of Poortinga et al., (1990). 4. The possibility to have direct access to the instrument and direct access to the scores of each item from the survey. These arguments have led us to select and study this instrument for potential use in further empirical studies of this research. 77 3.3 Methods used This study reflects a rather etic approach using surveys to compare between Anglo-Germanic/ Nordic and Latin-Asian cultures. 3.3.1 Sampling and respondents The sample consisted of all working individuals (> 23 Years of Age) from multiple national, professional and organizational cultural backgrounds. The individual scores are consolidated at a group level and statistically analyzed using SPSS to test the validity and reliability of the EG instrument and its suitability in a culturally diverse environment. The psychometric quality of the EG instrument is tested with two different samples for a total of four studies (construct and face validity, test-retest reliability and culture and gender differences study). Table 3.4 gives an overview of the 4 sub-studies conducted in this chapter. The table presents, 4 separate sub-studies, the 3 samples, used for each sub-study, the type of surveys used for the data collections and the respondents per sub-study and the mode of analysis. Please note that sample 2 was used for both sub-studies 1A and 1 B. Table 3.4 Overview of samples, surveys used, respondents and mode of analysis sub-study 1A – 1D Sub-study Sample Sub-study 1.A: Construct validity Survey used Respondents Mode of analysis EG survey N = 394 Convergent/discriminant correlation analysis EG survey N = 116 Telephone/teleconference interview EG survey N = 57 Paired sample T-test and Sample 1: N = 486 Sub-study 1.B: Face validity Sub-study 1.C: Test- Sample 2: retest reliability N = 115 Sub-study 1.D: Cultural Sample 3: differences and gender N = 330 All studies total N Total samples N = 931 Bivariate correlation analysis EG survey N = 330 Independent T-test All EG survey Total respondents Multi-method of analysis N = 897 78 Three samples were collected within a period of 4 years (2011- 2015), through an international network of 250 business consultants in Europe, US, Australia, and Asia-Pacific. At the time of the survey, all participants where working individuals and from a variety of functions and industries (life-sciences and health-care, education, learning and development, finance and accounting, consulting and engineering). The participants completed the on-line EG survey as part of a team-building workshop, each participant was given their survey results with their respective thinking styles and behavioral patterns, to help them understand and learn how to apply the knowledge of their thinking styles and behavioral patterns in team or group communication, at work or in day-to-day life. The results from all participants where anonymized (by a research assistance) for use in each of the substudies. For a total of 931 participants were approached to take the on-line EG survey (see appendix 3 for an example). The split by sample per sub-study was as follows; a sample of N = 486 is used for the construct and face validity sub-studies; a sample of N = 115 is used for test-re-test reliability. A separate sample of N = 330 respondents is used for the ecological validity study to test for mean score differences between respondents from Anglo-Germanic/Nordic cultures (low context and explicit cultures; factual & direct) and Latin-Asian cultures (high context and implicit cultures; emotional & indirect) and males and females. All participants were also asked to provide the following demographic information; nationality, profession and gender. If the demographic information was not provided within the given inclusion period or if the information was incomplete, respondents where excluded from the study. All participants were given the choice at the beginning of the on-line EG survey to take the survey in one of the 19 available validated translations. Taking the survey in English was not required or mandatory, however all participants in this study completed the survey in English. 79 3.3.2 Data set characteristics Sub-study 1A: A stratified sample of 486 participants was collected over a period of three years (2011 - 2014). Table 3.5 below shows the characteristics of the sample used in the construct validity study. Table 3.5 Overview of sample characteristics of sub-study 1A Samplesub-study1A Totalparticipants 486 Respondents %ofTotal Anglo-Germ/Nord %ofTotal Lat-Asian %ofTotal Males %ofTotal Females %ofTotal 394 81% 322 82% 72 18% 231 59% 163 41% Representing 81% of the total sample of 486, 394 respondents were included in a construct validity study. This sample consisted of 322 respondents from Anglo-Germanic/Nordic cultures (82%), 72 from Latin-Asian cultures (18%) and included 231 males (59%) and 163 females (41%). 92 participants were excluded from the study as they could not be categorized in either the Anglo-Germanic/Nordic or Latin-Asian cultural group. This study examined the various relationships between the thinking and behavioral attributes and performed a convergent/discriminant correlation analysis to detect meaningful similarities and differences. All surveys were completed in the original on-line English version (see also Appendix 5). Sub-study 1B: The same stratified sample of 486 participants from sub-study 1A was used for the face-validity study. Table 3.6 below shows the characteristics of the sample used in the face validity study. Table 3.6 Overview of sample characteristics of sub-study 1B Samplesub-study1B Totalparticipants 486 Respondents %ofTotal Anglo-Germ/Nord %ofTotal Lat-Asian %ofTotal Males %ofTotal Females %ofTotal 116 24% 78 67% 38 33% 73 63% 43 37% Representing 24 % of the total sample of 486, 116 respondents participated in a face validity study. This stratified sample consisted of 78 respondents from Anglo-Germanic/Nordic cultures (67%), 38 from Latin-Asian cultures (33%) and included 73 males (63%) and 43 females (37%). All 116 respondents had taken the survey in English (this was not required or mandatory). All 116 respondents also received their respective scores of the EG survey in an Excel format. They were debriefed on their results from the Emergenetics survey either face to face or via telephone sessions of between 20 – 45 min. 80 At the beginning of the debriefing session participants were asked if the questions had been clear to them and if, from their perspective, the questions of the survey had measured their thinking styles and behavioral patterns. They could answer in three categories: agree, somewhat agree, or disagree. If they somewhat agreed or dis-agreed they were invited to explain why. The individual debriefing session, took place over a period of 6 months. The time associated with the personal debriefing sessions and the difficulties to schedule these sessions might have influenced the relatively low response rate. However, the 116 respondents who were debriefed after the inclusion period of 6 months seemed to be an acceptable number to draw meaningful statistical conclusions Sub-study 1C. The 115 participants of this sub-study were pre-selected through a global network of management consultants. All of the pre-selected participants had already completed the on-line EG survey as a requirement to attend a workshop or an individual feedback/coaching session. They received an email with the question if they were interested in completing the on-line EG survey for a second time to see if there are any differences between the two outcomes. They were required to complete the survey within a period of 2 months after having received the email. Table 3.7 below shows the characteristics of the stratified sample used in the test-retest reliability study. Table 3.7 Overview of sample characteristics of sub-study 1C Samplesub-study1C Totalparticipants 115 Respondents %ofTotal Anglo-Germ/Nord %ofTotal Lat-Asian %ofTotal Males %ofTotal Females %ofTotal 57 49.5% 41 72% 16 28% 26 46% 31 52% Representing 49.5% of the total sample of 115, 57 respondents participated in a test-retest reliability study. This sample consisted of 41 respondents from Anglo-Germanic/Nordic cultures (72%), 16 from Latin-Asian cultures (28%) and included 26 males (46%) and 31 females (52%). The same 57 respondents completed the on-line survey two times, with a period between the completion of the survey ranging from 7 months minimum, and 4 years maximum. This window between administration was chosen because it was assumed that respondents who had taken the survey at least a minimum of 7 months before would not be able to remember all answers to the questions, given the length of the EG survey (100 questions). All respondents also receive the results from the second administration via email. However, at the time of the second administration of the survey, there was no workshop or feedback session performed to explain any differences that might have appeared between the first and the second administration. 81 The non-respondents were approached several times via email to complete the EG survey for a second time, but did not reacted or reacted after the deadline for inclusion into the study was expired. The relatively small sample size of 57 respondents could affect the ability to detect smaller differences between the two administrations. However in line with Cohen, (1992) a sample of 57 should be sufficient to detect a meaningful effect size. A paired sample T-test was conducted to check for changes in mean percentile scores between the two administrations and a bivariate Pearson correlation analysis was performed to test the linear relationship between two administrations. Sub-study 1D: A separate stratified sample of 330 participants was collected over a period of three years (2011 - 2014) and all respondents were included to test for mean score differences between respondents from AngloGermanic and Nordic and Latin-Asian cultures and males and females from those cultural groups. The stratified sample included a total of 28 nationalities with a range of 1-93 respondents per nationality. The Table 3.8 below shows the characteristics of the stratified sample used in the cultural and gender differences study. Table 3.8 Overview of sample characteristics of sub-study 1D Samplesub-study1D Totalparticipants 330 Respondents %ofTotal Anglo-Germ/Nord %ofTotal Lat-Asian %ofTotal Males %ofTotal Females %ofTotal 330 100% 251 76% 79 24% 146 47% 184 53% Like in the previous sub-studies, respondents were split into two groups; Group 1 the Anglo-Germanic and Nordic (AGN) group consisted of 262 respondents from 13 countries, (Australia, Austria, Canada, Denmark, Finland, Germany, Ireland, the Netherlands, Norway, Sweden, Switzerland, UK and US) representing 73% of the total sample. Group 2 the Latin-Asian (LA) group consisted of 68 respondents from 15 countries (Argentina, Belgium, China, Columbia, France, Italy, Japan, Korea, Malaysia, Portugal, the Philippines, Singapore, Spain, Taiwan, and Venezuela), representing 27% of the total sample. There was an even distribution of the respondents between 146 males (47%) and 184 females (53%). Independent samples T-tests were applied to check for differences in mean percentile scores between Anglo-Germanic/Nordic (AGN) versus Latin-Asian (LA) cultures and males versus females. The sampling (convenient) procedure might have caused this significant difference in sample size (i.e. N = 251 v. N = 79) between the Anglo-Germanic/Nordic and LatinAsian cultures. The different sample size has however not significantly influenced the distribution of the different combinations of thinking styles and behavioral patterns between the two groups. 82 The cross-tabulated comparison also shows that the males and females were evenly distributed between the Anglo-Germanic/ Nordic cultures (105 vs. 146) and for Latin-Asian cultures (41-38) respectively. All surveys were completed in the original on-line English version (also see Appendix 5) 3.4 Results 3.4.1 Construct validity Table 3.9 presents the results of the data set (N = 394) for convergent/discriminant correlations for factor independence among the thinking styles and behavioral patterns. The results show low positive (r = .12 .35) correlations between Analytical and all other thinking styles. Conceptual thinking was low positively correlated to Analytical thinking (r = .12) and Social thinking (r = .24) and negatively correlated (r = -.44) to Structural thinking. These results show the dissimilar thinking constructs and that measures of the thinking constructs are observed to a small extant to be related to each other. Table 3.9 Convergent and discriminant correlations between thinking styles and behavioral patterns (N = 394) _______________________________________________________________________________________________________ Analytical Structural Social Conceptual Expressiveness Assertiveness Flexibility _________ ________ ______ __________ ____________ ___________ ________ Thinking styles STR .346** - - - - - - - - - - - -.442** .235** - - - - -.353** .509** .385** - - - -.322** .215** .386** .728** - - .759** .319** .522** .254** - SOC CON .115* Behavioral patterns EXP ASR .175** FLX .124* _______________________________________________________________________________________________________ *. Correlation is significant at the p>=0.05 level (2-tailed), **. Correlation is significant at the p>-0.01 level (2-tailed). 83 Within the behavioral patterns, Expressiveness is positively related to Assertiveness (r = .73) indicating some overlap between these patterns. But it does not imply that the items on the scale load on the same construct. Flexibility is positively related to Expressiveness (r = .52) indicating that the two constructs are to some extent associated. Flexibility and Assertiveness show a lower (r = .25) association, indicating that the patterns only relate to a small extent. A diverse picture emerged concerning to associations between the thinking styles and behavioral patterns. Expressiveness is negatively related (r = -.35) to Structural thinking and positively related with Social (r = 51) and Conceptual (r = .39) thinking. Assertiveness is to a small extent positively related to Analytical (r = .18), Social (r = .22) and Conceptual (r = .39) thinking and negatively related to Structural (r = .32) thinking. Flexibility is to a small extent positively related to Analytical (r = .12) thinking and Conceptual (r = .32) thinking and to a large extent to Social (r = .76) thinking. 84 3.4.2 Face validity Table 3.10 shows if the participants felt that the questions of the survey were clear and if they measured their perception of their thinking styles and behavioral patterns. Most participants agreed that the survey questions were obvious and clear and that the survey measures what is supposed to measure. Three participants (in the Anglo-Germanic/Nordic group/males) somewhat disagreed with the statement that the questions were clear and obvious. When probed they mentioned that they had the impression that some of the questions were a bit too American and not always clear to them. One participant felt that some questions were asked twice in a different way, which he found personally confusing for him. In all, 97% of the respondents confirmed the face validity of the instrument. Table 3.10 Face validity results between cultural groups and gender (N = 116) _____________________________________________________________________________________________________ N= 116 Questions of the survey were clear Measured my thinking & behavior Category Respondents /Percentage Agree Agree Disagree Agree Agree Disagree Fully Some-what Fully Fully Some-what Fully _____________________________________________________________________________________________________ AGN 78 (67%) 75 3 0 77 1 0 LA 38 (33%) 38 0 0 38 0 0 Male 73 (63%) 70 3 0 72 1 0 Females 43 (37%) 43 0 0 43 0 0 _____________________________________________________________________________________________________ 3.4.3 Test-retest reliability Table 3.11 presents the mean scores from the first and second administration (interval between 5 months and 4 years) for the sample of N = 57 and the results from the paired sample T-test. The overall total mean score for the first administration for the thinking styles were (M = 48.50, SD = 28.12), ranging from (M = 36.49 – 54.19) for the second administrations they were (M = 47.88, SD = 28.76), ranging from (M = 34.42 – 59.37). 85 Table 3.11 Summaries of means and T-test (N = 57) _______________________________________________________________________________________________________ Paired Statistics Paired Differences Attributes N Thinking styles ________ _ Mean Std. D _____ _____ Std. Err M. _____ Sig. (2 tailed) _____ ANA (1) ANA (2) 57 57 50.72 47.58 27.07 29.90 3.6 4.0 Pair 1 .146 STR (1) STR (2) 57 57 36.49 34.42 27.31 27.84 3.6 3.7 Pair 2 .457 SOC (1) SOC (2) 57 57 52.61 50.37 28.16 27.29 3.7 3.6 Pair 3 .400 CON (1) CON (2) 57 57 54.19 59.17 29.93 30.00 4.0 4.0 Pair 4 .061 Total M (1) Total M (2) 57 57 48.50 47.88 28.12 28.76 3.7 3.8 Behavioral patterns EXP (1) EXP (2) 57 57 55.61 51.11 30.73 29.86 4.1 4.0 Pair 5 .080 ASR (1) ASR (2) 57 57 55.82 52.44 28.93 28.81 3.8 3.8 Pair 6 .207 FLX (1) FLX (2) 57 57 54.95 52.30 30.02 27.89 4.0 3.7 Pair 7 .334 Total M (1) 57 55.46 29.89 4.0 Total M (2) 57 51.95 28.85 3.8 _______________________________________________________________________________________________________ *. Correlation is significant at the p>=0.05 level (2-tailed), **. Correlation is significant at the p>=0.01 level (2-tailed). ANA=analytical, STR=structural, SOC=social, CON=conceptual; EXP=expressiveness, ASR=assertiveness, FLX=flexibility The overall total mean scores for the first administration for the behavioral patterns were (M = 55.46, SD =28.89), ranging from (M = 54.95 – 55.82) for the second administrations they were (M = 51.95, SD = 28.85) ranging from (M = 51.11 - 52.44). The results from the paired sample T-test show that both the thinking styles and behavioral patterns from both administrations show no significant differences in the mean scores. 3 3 Footnote p. 84, Subsection 3.4.3 Sub-study 1.C: Reliability. The attentive reader will notice that we have not presented the Cronbach alpha for the reliability of each individual item of the questionnaire used. They are available, but encrypted in our overall data of reliability. The reason is that we thank this survey to the willingness of Emergenetics, Inc. that has its headquarters in (Denver, Colorado USA). Explicit mention of those scores would infringe with the commercial interests of this firm in this public document, which is a PhD thesis. We are very grateful to this firm, which allowed using the scores of approximately 1500 managers from around the globe. 86 Table 3.12 presents the bivariate correlation results for the sample of N = 57. The scores of the two administrations of all thinking styles positively correlated significantly ranging from .71 to .85. An average .77 correlations for thinking, shows a strong association between the two administrations. The correlations for the behavioral patterns were all significant and ranged from .75 to .80. The average score of .78 also demonstrate a strong positive association between the two administrations. The overall combined correlation scores of both thinking styles and behavioral patterns were all significant and ranged from .71 to .86 (averaging .78). Table 3.12 Bivariate correlations between first and second administration (N = 57) ___________________________________________________________________________________________________ Administrations Correlations 1st 1st 1st 1st 1st 1st 1st ANA STR SOC CON EXP ASR FlX _______________________________________________________________________________________________________ Thinking Styles 2sd ANA Pearson Corr Sig (2-tailed) 2sd STR Pearson Corr Sig (2-tailed) 2sd SOC Pearson Corr Sig (2-tailed) 2sd CON Pearson Corr Sig (2-tailed) .845** .000 .713** .000 -.484** -.471** -.541** -.280* .000 .000 .000 .035 .740** .317* .000 .016 -.420** .001 .533** .357* .000 .006 .610** .000 .768** .394** .469** .303* .000 .002 .000 .022 Behavioral patterns 2sd EXP Pearson Corr Sig (2-tailed) -.276* .421** .359** .801** .716** .632** .037 .001 .006 .000 .000 .000 2sd ASR Pearson Corr Sig (2-tailed) -.307* .020 2sd FLX Pearson Corr Sig (2-tailed) .335* .011 .674** .397* .000 .002 .583** .759** .333* .000 .000 .011 .641** .449** .751** .000 .000 .000 _______________________________________________________________________________________________________ First survey admin is preceded with “Fir”. The second admin is preceded with “Last”. * Corr significant at the p>=0.05 level (2 –tailed). **. Corr significant at the p>=0.01 level (2-tailed). ANA=analytical, STR=structural, SOC=social, CON=conceptual; EXP=expressiveness, ASR=assertiveness, FLX=flexibility 87 The overall combined correlation scores of both thinking and behavior were all significant and ranged from .71 to .86 (averaging .78). Other interesting observations are the negative associations between Structural thinking and Conceptual thinking (-.48) and the behavior attributes Expressiveness (-.47), Assertiveness (-.54) and Flexibility (-.28). These indicate that, when the score for Structural thinking is higher, the scores for the respective thinking and behavioral attributes tend to be lower. We further observe positive associations between Social thinking and Conceptual thinking (.32) and the behavioral attributes Expressiveness (.53), Assertiveness (.36) and Flexibility (.61). These indicate that, when the score of Social thinking is higher, the scores for the respective thinking and behavioral attributes tend to be higher as well. Conceptual thinking is negatively associated with Structural thinking (-.42) and positively associated with all behavioral attributes with correlations of .40, .47 and .30 respectively. Concerning the behavioral attributes, Expressiveness is positively related to Assertiveness (r = .72) and Flexibility (r = .63). Assertiveness is positively related to Expressiveness (r= .58) and to a small extent to Flexibility (r = 33). Finally, Flexibility is positively related to Expressiveness (r = .64) and Assertiveness (r = .45). These associations are relatively similar with the results from what we have found in the construct validity study with a substantially larger sample size of N = 394. 3.4.4 Cultural and gender differences study Table 3.13 and 3.14 present the percentile mean scores of the seven attributes and the results from the independent samples T-tests between Anglo-Germanic/Nordic and Latin-Asian cultures and between males and females from those respective cultural groups. The mean score for Anglo-Germanic/Nordic group for the thinking styles ranged between (M= 35.71 – 54.27) for the Latin-Asian group the mean score ranged from (M = 40.25 - 58.16). The mean score for Anglo-Germanic/Nordic group for the behavioral patterns ranged between (M= 52.12 – 61.72) for the Latin-Asian group the mean score ranged from (M = 50.73 - 59.23). The results from the independent T-test show no significant difference for both thinking styles and behavioral patterns between the Anglo-Germanic/Nordic Group compared to the Latin-Asian group. 88 Table 3.13 Summary of means and T-test reporting Anglo-Germanic/Nordic cultures versus Latin-Asian cultures (N = 330) _______________________________________________________________________________________________________ Group Statistics T-test for Equality of Means Attributes N Mean Std. D Std. Sig. Err M. t df (2 tailed) _______________________________________________________________________________________________________ Thinking styles ANA (AGN) ANA (LA) 251 79 51.05 49.18 27.13 28.72 1.7 3.2 .527 328 .599 STR (AGN) STR (LA) 251 79 35.71 40.25 26.03 29.78 1.6 3.6 -1.30 328 .193 SOC (AGN) SOC (LA) 251 79 54.27 54.37 27.61 28.36 1.7 3.2 -.029 328 .977 CON (AGN) CON (LA) 251 79 52.80 58.16 28.20 32.57 1.8 3.7 -1.42 328 .157 EXP (AGN) EXP (LA) 251 79 61.41 59.23 26.35 25.38 1.7 2.9 .649 328 .517 ASR (AGN) ASR (LA) 251 79 61.72 57.63 25.45 26.32 1.6 3.0 1.23 328 .218 FLX (AGN) FLX (LA) 251 79 52.12 50.73 27.00 30.54 1.7 3.4 .386 328 .699 Behavioral patterns _______________________________________________________________________________________________________ *. Correlation is significant at the p>=.05 level (2-tailed). ANA=analytical, STR=structural, SOC=social, CON=conceptual; EXP=expressiveness, ASR=assertiveness, FLX=flexibility The mean score for the male group for the thinking styles ranged between (M= 33.05 – 59.66) for the female group the mean score ranged from (M = 39.78 - 51.44). The mean score for male group for the behavioral patterns ranged between (M= 57.68 – 65.18) for the female group the mean score ranged from (M = 47.12 59.60). The results from the independent T-test within the male-female group show, statistically significant difference in scores for Social thinking (r = .002), Structural thinking (r = .022) and the behavioral patterns Expressiveness (r = .008) and Flexibility (r = .001). 89 Table 3.14 Summary of means and T-test reporting males versus females (N = 330) _______________________________________________________________________________________________________ Group Statistics T-test for Equality of Means Attributes N Mean Std. D Std. Sig. Err M. t df (2 tailed) ________ _ _____ _____ _____ _ __ ________ Thinking styles ANA (Ma) ANA (Fe) 146 184 52.50 49.10 28.73 26.44 2.4 1.9 1.12 328 .264 STR (Ma) STR (Fe) 146 184 33.05 39.78 24.80 28.33 2.1 2.1 -2.30 325 .022* SOC (Ma) SOC (Fe) 146 184 59.66 50.05 28.08 26.81 2.3 2.0 3.17 328 .002* CON (Ma) CON (Fe) 146 184 57.42 51.44 29.37 29.12 2.4 2.1 1.85 328 .066 Behavioral patterns EXP (Ma) EXP (Fe) 146 184 65.18 57.48 25.13 26.41 2.1 1.9 2.69 328 .008* ASR (Ma) ASR (Fe) 146 184 62.18 59.60 24.82 26.36 2.1 1.9 .906 328 .365 FLX (Ma) 146 57.68 27.71 2.3 3.48 328 .001* FLX (Fe) 184 47.12 27.11 2.0 _______________________________________________________________________________________________________ *. Correlation is significant at the p>=.05 level (2-tailed). 90 3.5 Conclusions and discussion To answer the sub-research question 3 we have tested and discussed the reliability (precision of the instrument) and validity (accuracy of the instrument) of the EG instrument to determine its value, for measuring individual differences between Anglo-Germanic/Nordic explicit cultures and Latin-Asian implicit cultures. The EG instruments have been reviewed on the basis of a set of requirements derived from the central research question and was chosen because of the potential fit to operationalize the research frame-work presented in chapter 2. The results from the construct validity study showed Social and Conceptual thinking are somewhat related as are Analytical, Structural and Conceptual thinking. The results also confirmed associations between the three behavioral attributes. Intercorrelations between the thinking and behavioral scores showed a diverse picture with low to very low correlation scores between Analytical, Structural and Conceptual Thinking on one hand and Expressiveness, Assertiveness and Flexibility on the other hand, indicating that these sets of measures are distinguished from each other. The correlations between Social and Flexibility showed the opposite with a relatively high positive correlation of .76. Indicating that if the score of Social thinking is higher, the scores for Flexibility will have the tendency to be high. For face validity, 97% of participants agreed that the survey questions were obvious and clear in their meaning and that the survey measures what is supposed to measure. This confirms the face validity of the instrument as well. The test-retest results showed no significant differences between the two mean scores across time for both the thinking styles and behavioral patterns. Combined with the strong significant association between the thinking styles and behavioral patterns percentile scores, these results indicate that the instrument has demonstrated acceptable test-retest reliability Between the Anglo-Germanic/Nordic group and the Latin-Asian group no statistically significant difference were observed for both thinking styles and behavioral patterns. These results indicate that within this sample, Anglo-Germanic/Nordic cultures and Latin-Asian cultures have relatively similar scores, implying that the instrument is suitable for measuring thinking styles and behavioral patterns in a culturally diverse setting, indicating cross-cultural validity as well. It should be noted that this was a convenient sample with relative small representation of the countries per cultural group, specifically in the Latin-Asian group, which makes it difficult to generalize the findings within the sample of this study to a global population. 91 The over representation in the Nordic-Germanic group and the under representation in the Latin-Asian group might have played a role in the outcomes. It could however be argued that, if the differences in the mean scores for one or two of the thinking styles or behavioral patterns was significant, that the EG instrument could still be used within this thesis. We would still have considered using the instrument, because the instrument has already been used to compare groups within an educational and organizational context (see section 3.2, Epperson, 2007; La Prairie, 2007). In addition, despite the limitations of our sample, the statistical outcomes in regard to the validity and reliability of the instrument are relatively similar with statistical data from a global sample of 45.000 surveys (see technical report, Williams, 2014). Furthermore, the instrument fits within the aim of this research to perform the study from the perception of the individual employee because it was specifically developed to provide a useful framework for understanding and accommodating individual differences in thinking styles and behavior patterns. To validate our findings from the cultural differences study, we would however, recommend using substantially larger sample sizes within each national cultural category when comparing at group level. When comparing males and females, significant differences in mean scores for Social thinking and the behavioral patterns Expressiveness and Flexibility were observed. These results indicate that within this sample, males tend to be more social an structural in their thinking and more expressive and flexible in their behavior. As mentioned earlier the convenient sampling might have played a role in these differences between males and females. It might also have been the case that the distribution of males and females between the different cultural groups has played a role. However, when we look at the distribution of males and females within and across cultural groups we have noticed no large differences in the sizes of the samples. A larger sample size with a full distribution of thinking styles and behavioral patterns across males and females would be recommended to see if this tendency manifests itself again. These outcomes should not have been a surprise as a similar trend of gender differences was found in a study with the Big Five Inventory (BFI) covering over 55 nations (Costa et al., 2001). The authors found significant differences in 49 of the 55 nations surveyed and argued that these differences can be explained from how females are expected to behave in individualistic, egalitarian cultures versus collectivistic, traditional cultures. It could also be argued that the difference found between males and females relate more to how males and females differ in how they code and process information than to cultural or environmental influences (Haier, Jung, Yeo, Head and Alkire, 2005). It might also be that it is not only an issue of cultural or genetic influence but that in reality, the situation is far more complex. It probably involves a combination of nurture (cultural influence), nature (genetics) and how individuals prefer to code and process information (see also Poortinga et al 1990). 92 Based on the results of several reliability and validity tests, it can be suggested that the EG instrument meets the criteria for test-retest reliability, construct and face validity within culturally diverse organizational setting. The relatively similar mean scores of the cultural groups comparison is an encouraging signal to further investigate the usefulness of the instrument in a study with lager sample sizes. In all, this is the first time that independently collected datasets have been analyzed for the purpose of testing the psychometric qualities of the instrument. The relatively similar mean scores between the Anglo-Germanic/Nordic group and the Latin-Asian group is an encouraging signal to further investigate the usefulness of the instrument among larger cross-cultural samples. It is recommended to include different criteria for reliability and validity in future psychometric evaluations as well, such as the internal consistency of the sub-dimensions and comparative studies with different instruments for measuring personal differences cross-culturally. For future research it is also valuable to investigate the possibility to develop a reliable and validated shortened version of the current 100-item Emergenetics instrument. A shortened version may serve its possible suitability and ease for different types of future research purposes. Overall, based on the results from the statistical studies conducted, we may conclude that the EG psychometric instrument has demonstrated satisfying reliability and validity qualities and can be used within the context of the research framework for measuring individual differences between individuals from different national, and professional cultural groups. The findings also demonstrate that thinking styles and behavioral patterns can be a valid measure for behavioral intentions as such verifying the first part of the research framework. With this conclusion we have answered research question 3. In sum, to operationalize the research framework, we have selected an appropriate instrument that has demonstrated to accurately and precisely measure personal differences, in individuals within a culturally diverse environment (McCrae and Costa 1997, Yang et al. 1999, Triandis and Suh, 2001). The instrument allows efficient operationalization of further empirical studies and is easily (on-line) accessible with validated translated version of the survey available for individuals with an Anglo-Germanic and Nordic (explicit cultures) and Latin-Asian cultural (implicit cultures) background (Ulijn and Lincke, 2004). Finally the rough data, meaning that the scores of each item (100) from the survey of each respondent is available for use to rank the perceived influence of cultural factors and personal preferences on behavioral intentions (based upon thinking styles and behavioral patterns) in the following empirical studies presented in chapter 4 and 5. 93 94 Chapter 4*4 Measuring the influence of cultural factors and personal preferences on behavioral intention: an explorative quantitative study with diverse countries and professions. 4.1 Introduction From the literature review in chapter 2, we found that the behaviors of individual employees are simultaneously and sequentially influenced by the country they are born in (national cultural context), by the educational system they go through (professional culture), and by the organizational culture of the first company they start to work for. To study how the behaviors of individual employees are influenced by cultural factors and personal preferences, we analyzed cultural influence models from a combined eticemic perspective and proposed a research framework. The framework distinguishes between the influence of cultural factors (based upon national, professional and organizational culture) and personal preferences on behavioral intention (based upon thinking styles and behavioral patterns). Within the framework, behavioral intention is viewed as a good predictor of actual behavior as it relates to a person’s own perception of their thinking styles and behavioral patterns (Ajzen and Fishbein, 2005). We further concluded that it is important to measure the perception of both thinking styles and behavioral patterns because these attributes better explain and differentiate the behavioral intentions of individuals (Zhang, 2001). In chapter 3 we verified that behavioral intention is a key concept in the proposed research framework, it refers to a person’s perception of their thinking styles and behavioral patterns, or more specific, the intended response of an individual to their surrounding environment. In chapter 3 we found that irrespective of national cultural background, behavioral intentions can be a reference to compare the perception of individuals from different national, professional and organizational cultural backgrounds. We further demonstrated that the Emergenetics instrument is a suitable instrument to validly and reliably measure both thinking styles and behavioral patterns to compare the behavioral intention scores between individuals from different national cultural backgrounds. 4 This chapter is based upon a paper by Byron, R.D., and Ulijn, J.M. (2012). Disentangling cultural and personal factors in behavior for the business context: A pilot study with the Emergenetics instrument, presented at the High Technology Small Firms PhD conference, VU University, Amsterdam, May 24-25th 2012. 95 From the psychometric study, we concluded that professionals from Anglo-Germanic/Nordic cultures and the Latin-Asian cultures have no significant differences as it relates to their mean scores for behavioral intention (based upon thinking styles and behavioral patterns). Similar results where also found for males and females. Furthermore, Anglo-Germanic/Nordic cultures are rather individualistic cultures they tend to behave rather factual and direct versus Latin-Asian cultures, which are rather collectivistic cultures that tend to behave rather emotional and indirect. In reference to chapter 2, we have noted that the IDV (individualistic vs. collectivistic) dimension allows for differentiation between the perception of individuals that are focused on self and immediate family, compared to individuals that are focused on the norms and goals of the group. These cultural group differences might therefore affect individual perceptions of members of these cultural groups. The above findings make it relevant to not only investigate how the national cultural groups (AngloGermanic/Nordic and the Latin-Asian) differ in their perception on the influence of cultural factors and personal preferences on behavioral intentions, but to also compare professional working within different organizational cultures. In this chapter we therefore compare how professionals from AngloGermanic/Nordic and the Latin-Asian cultures with a variety in knowledge, jargon and training might differ in their perception on the influence of cultural factors and personal preferences on behavioral intention. This chapter therefore addresses sub-question 4: 4. To what extent do employees in diverse cultural contexts differ in their self- perception on how cultural factors and personal preferences influence their own behavior? This study aims to test the research framework by first measuring behavioral intentions and then the perceived influence of cultural factors and personal preferences on behavioral intentions of respondent from diverse cultural backgrounds (see figure 4.1). 96 MeasuringCF&PPonBI MeasuringBI Cultural Factors (CF) Thinking styles National Culture (NC) Professional Culture (PC) Behavioral Intentions (BI) Organizational Culture (OC) Behavioral patterns Personal Preferences (PP) Figure 4.1 Measuring behavioral intentions and the influence of cultural factors and personal preferences on behavioral intentions The outline of this chapter is as follows: in section 4.2 we present the self-perception methods used and how the sampling and data collection was done in this study. Next we give an overview of the respondents’ mean scores for behavioral intentions (based upon thinking styles and behavioral patterns), differentiated by national cultural group, professional cultural group and gender. In section 4.3 we present and discuss the results from this explorative quantitative study. At the end of this chapter in section 4.4 conclusions and discussion are presented. 4.2 Methods used To answer the sub-research question 4, we studied the differences in self-perception on the influence of cultural factors and personal preferences on individual employee behavior between two national cultural groups; Anglo-Germanic/Nordic, individualistic-explicit cultures and Latin-Asian, collectivistic-implicit cultures (Hofstede et al, 2008) and between three professional cultures, operator, engineering and executive cultures (Schein, 2010). The approach taken in this study is rather similar to a study conducted by Ulijn, Nagel and Tan, (2007) who compared the impact of national, corporate and professional cultures on the innovation of German and Dutch firms. 97 The study is conducted within a group of professionals from different national and professional cultural backgrounds working in a various organizations. An extended Emergenetics instrument is used to measure individual behavioral intention and the individual perceived influence of cultural factors and personal preferences on behavioral intentions (based upon thinking styles and behavioral patterns) scores. This study investigates to what extent individual employees from different professions perceive to be affected by these cultural levels, within organizations based in countries with rather individualistic versus rather collectivistic cultures. This study reflects an emic – self-perception survey tradition similar to the studies from Schwartz (1992) and Vedina, Fink and Vadi (2006). This study measures individual perceptions on the influence of cultural factors and personal preferences on individual behavioral intention scores and compares between Anglo-Germanic/Nordic cultures and Latin-Asian cultural groups. 4.2.1 Sampling and respondents A stratified sample of 383 working individual was recruited from business, academic and personal networks. Demographic data (nationality, profession and gender) was also obtained from all respondents and the data set was divided in 3 subsets; national cultural background; (Anglo-Germanic and Nordic and Latin-Asian), professional cultural background (operator, engineering and executive cultures) and gender (males and females). When the demographic information was not provided within the given inclusion period or if the information was incomplete, respondents were excluded from the study. The behavioral intention (based upon thinking styles and behavioral patterns) from all individuals in the sample was available as they had already completed the on-line EG survey (see also chapter 3). Measures To measure the perceived influence of cultural factors and personal preferences on behavioral intention the group of 383 participants received an personal email with an invitation to complete the extended EG survey (an example of the email is included in Appendix 4). The extension of the EG survey, builds on the demonstrated satisfying reliability and validity qualities of the EG survey presented in chapter 3. We also concluded that the survey could be used within this study for measuring individual differences between different national, and professional cultural groups. An example of the extended EG survey is included in Appendix 5. The extended EG survey included each participants individual scores/answers to each of the 100 questions of the EG survey (based upon thinking styles and behavioral patterns). 98 The participants also received written instructions to 'force rank' on a scale of 1 – 4 (1 most influence – 4 least influence), the influence of cultural factors and personal preferences on each of the 100 answers they had given in the EG survey. For example, one of the questions in the first EG survey was - 'I don't mind pushing to the front of the line' - if the respondent scored a 6 (Likert scale (1) least like me - (7) most like me); the survey requires the respondent to evaluate if the score of 6 is related to: having a certain national cultural background (NC), belonging to a certain professional group (PC), or working in a certain organization (OC), or does it relate to my personal preference/attitude (PP). The definitions of personal preferences and each cultural level (national, professional and organizational culture) were included in the email and in the survey as a reference, no further verbal instructions were given to the participants (for the definitions see chapter 2, section 2.3.2). Respondents had to make a (forced) choice which of these factors had the most influence on the respective score of each of the 100 questions from the EG survey. They were also instructed to rank all 400 items in the Extended EG survey (EEG). In using a force-ranked scale, we aimed for a unique value for each of the 400 items, which would represent the individual perception that matters most (Krosnick, 1999). However, there are some drawbacks to consider in regard to forced rankings surveys; participants really have to think hard to rank their choices, which could result in incomplete an incorrect rankings. Also, the participants may take longer to answer all the questions of the survey (Munson and McIntyre, 1979). On the other hand forced ranking will allow discriminating between the levels of influence on behavioral intention (thinking styles and behavioral patterns) of personal preferences and cultural factors and between the cultural factors separately. Force ranking will also allow establishing priorities of what are the most influential, and how important the items are relative to one another. 99 4.2.2 Respondents characteristics Out of 383, 154 responded (40%) to the invitation to complete the extended EG survey, out of which 128 (88%) were eligible for analysis, 26 respondents (20%) were excluded, as their forms were incomplete. For the distribution of the thinking styles and behavioral patterns combinations of the 128 respondents see appendix 6. Table 4.1 gives an overview of the total sample, the survey used for the data collections, the respondents eligible for analysis and the mode of analysis used in this study. Table 4.1 Overview of samples, surveys used, 128 respondents and mode of analysis Explorative quantitative study Sample Survey used Respondents Type of analysis Measure individual perception of influence N = 383 Ext EG 128 Paired-sample T-test of CF and PP on BI (based upon thinking survey Mann-Whitney U test styles and behavioral patterns (400 items) MANOVA Convergent/discriminant correlation analysis From the 128 respondents demographic data (nationality, profession and gender) was also obtained via the online questionnaire or via separate email. Participants were excluded from the study if they had not completed all demographic data or if the data could not be verified. The sample consisted of working individuals aged 23 years and above at the time of the study. Table 4.2 shows the distribution of the stratified sample by national cultural cluster, professional cultural group and gender. Within the national cultural group the respondents from the Netherlands and Italy were the majority of the Anglo-Germanic and Nordic (AGN) group and the Latin-Asian (LA) group respectively. The respondents came from 17 different nationalities, the Anglo-Germanic and Nordic and the Latin-Asian cultural group included 7 and 10 different nationalities respectively. Within the Operator professional cultural group, PhD students and academics were the majority of respondents (18), closely followed by general management (17) and ICT and engineers (16) for the Executive and Engineers cultures respectively. A total of 10 different categories of professions were included, 6 within the operator culture group and 2 in the engineering and executive culture group respectively. Within the gender group males represent the majority, with a nearly 2/3 – 1/3 split between males and females. 100 Overall the sample included a wide spread of nationalities, a large variety of job categories from individuals active in multiple organizations. Such a sample is rather suitable for use in this cultural differences study. Table 4.2 Sample characteristics of 128 respondents by national culture, professional culture and gender _______________________________________________________________________________________________________ National Cultural Group Professional Cultural Group _______________________________________________________________________________________________________ Number/Percentage Number/Percentage Netherlands 51 1. Operator culture (OPR) total: 77 (60%)___ USA 12 PhD students and Academics 18 Britain 10 Marketing & Commercial 17 Germany 7 Project management 14 Ireland 1 Consulting and Training 12 Australia 1 Medical and Healthcare* 9 Finland 1 Other professions** 7 Total AGN Italy Singapore China India Taiwan Hong-Kong Korea Malaysia Philippine’s Japan 83 (65%) 16 11 7 1 1 1 3 2 1 2 Total LA Gender: 45 (35%) Males Females 78 (61%) 50 (39%) Total (N) 128 2. Engineers culture (ENG) total: ICT & Engineering Accounting and Financial services 16 15 31 (24%)___ 3. Executive culture (EXE) total: General management HR management 17 3 20 (16%)___ Total Professions 128________ Total (N) 128 * = ( includes medical doctors, Physiotherapist’s, Clinical psychologist and Speech therapist’s)** = ( includes, administrative support functions and lawyers) 101 4.2.3 Applied statistical analysis The mean ranking scores from the extended EG surveys are analyzed using a paired-sample T-test and a Wilcoxon Mann-Whitney U test, to evaluate whether the ranks for each of the factors significantly differs within the different groups. Instead of comparing means of the two groups, as is the case with the T-test, the Mann-Whitney U test compares medians. The test converts the scores on the independent variable to ranks across the two groups. As the scores are converted to ranks, the actual distribution of scores does not matter. The analysis of the ranking scores is performed at the national cultural group level between AngloGermanic/Nordic and Latin-Asian cultures, at the professional cultural group level between operator, engineers and executive cultures and lastly at the gender level, between males and females. To gain insight into possible interactions between the ranking scores between the different groups (national and professional cultural group and gender) a MANOVA (multivariate analysis of variance) is performed. In reference to the discussed loose-tight relationships between national, professional and organizational culture, the mutual interdependencies between the different influencing factors are identified and a paired sample T-test was run pairing national culture with organizational and professional culture and personal preferences with organizational and professional culture. In regards to age, we have only included working individuals from above 23 years of age. We have however verified that the respondents were working individuals from above 23 years of age and came from a wide spread of job categories in variety of organizations and industries and assumed a similar variety of organizational cultures (see also Hall, 1995 and Trompenaars and Woolliams, 2003). The differences between organizational cultural levels are not considered because of the complication to verify the organizational culture of the organizations for each of the 128 participants. 102 4.3 Results An paired sample T-test and a Wilcoxon Mann Whitney U test was conducted to assess the differences in ranking for each of factors on behavioral intentions within the national cultural group, professional cultural group and gender group. Table 4.3 shows the descriptive statistics including the total mean ranking scores, standard deviation and T-test comparing, national cultural group (Anglo-Germanic/Nordic and Latin-Asian cultures). The mean ranking scores could range from 100 (most influence) to 400 (least influence). Table 4.4 shows group statistics, median ranking score, sum of ranks and the Wilcoxon Mann Whitney U test statistics for Anglo-Germanic/Nordic and Latin-Asian cultures, for each of the factors – national, organizational, professional culture and personal preferences. Table 4.3 Comparison of ranking scores of Cultural Factors and Personal Preferences on Behavioral Intention by national cultural group: means and T-test reporting, Anglo-Germanic/Nordic versus Latin-Asian cultures (N = 128) _______________________________________________________________________________________________________ Group Statistics T-test for Equality of Means Factors N Mean Std. D ________ _ _____ _____ Std. Err M. _____ t _ df __ Sig. (2-tailed) ________ NC AGN LA 83 45 301.1 311.1 59.03 46.35 6.5 6.9 -1.06 110 .293 OC AGN LA 83 45 266.6 270.0 44.90 45.00 4.9 6.7 -.399 126 .691 PC AGN LA 83 45 238.4 247.0 46.60 44.40 5.1 6.6 -1.01 126 .313 PP AGN 83 194.1 59.46 6.5 .473 126 .637 LA 45 189.4 42.13 6.3 _______________________________________________________________________________________________________ *. Differences are significant at the p <=.05 level (2-tailed). 103 Table 4.4 Comparison of ranking scores of Cultural Factors and Personal Preferences of influence on Behavioral Intention by national cultural group: median ranking score, sum of ranks and Wilcoxon Mann Whitney U test statistics reporting, Anglo-Germanic/Nordic versus Latin-Asian cultures (N = 128) ______________________________________________________________________________________________________ Factors of Influence (NC) (OC) (PC) (PP) National Organizational Professional Personal Culture Culture Culture Preferences _________________ ____________ ____________ ____________ Median/ Sum of Ranks Median/Sum of Ranks Median/ Sum of Ranks Median/ Sum of Ranks Group (N = 128) _______________________________________________________________________________________________________ NC Group _________ AGN (83) 62.85 5216.5 63.31 5255.0 61.61 5114.0 64.57 5359.5 LA (45) 67.54 3039.5 66.69 3001.0 69.82 3142.0 64.37 2896.5 _______________________________________________________________________________________________________ Test Statistics (NC) National Culture (OC) Organizational Culture (PC) Professional Culture (PP) Personal Preferences ______________________________________________________________________________________ Mann-Whitney U 1730.5 1769.0 1628.0 1861.5 Wilcoxon W 5216.5 5255.0 5114.0 2896.5 Z -.684 -.492 -1.195 -.030 Asymp.Sig.(2-tailed) .494 .623 .232 .976 _______________________________________________________________________________________________________ *. Differences are significant at the p <=.05 level (2-tailed). The mean ranking scores for the factors (NC, OC, PC and PP) between the national cultural groups ranged from M = 194 – 301 for the Anglo-Germanic/Nordic group versus M = 189 – 311 for the Latin-Asian group. Within this group, NC (301/311) had the highest mean ranking score, followed by OC (266/270), PC (238/247) and PP (194/189) with the lowest mean ranking score. The mean ranking scores for each factor shows minimal difference between the two groups. The difference between the lowest and highest mean ranking score is relatively similar for both national cultural groups. The results from both the T-test and the U test show no statistical significant differences between each factor mean ranking scores for respondents from Anglo-Germanic/Nordic and Latin-Asian cultures. These results indicate that irrespective of national cultural background, personal preferences and professional cultures are perceived to have more influence on behavioral intentions than organizational and national cultures do. 104 Table 4.5 shows the descriptive statistics including the total mean ranking scores, standard deviation and Ttest comparing, professional cultural group (operator and engineers cultures). Table 4.6 shows group statistics, median ranking score, sum of ranks and the Wilcoxon Mann Whitney U test statistics for operator and engineers cultures, for each of the factors – national, organizational, professional culture and personal preferences. Table 4.5 Comparison of ranking scores of Cultural Factors and Personal Preferences on Behavioral Intention by national cultural group: means and T-test reporting, Operator and Engineers cultures (N = 108) _______________________________________________________________________________________________________ Group Statistics T-test for Equality of Means Factors N Mean Std. D ________ _ _____ _____ Std. Err M. _____ t _ df __ Sig. (2-tailed) ________ NC OPR ENG 77 31 308.4 295.0 52.83 58.66 6.0 10.5 1.16 106 .250 OC OPR ENG 77 31 263.5 272.0 44.00 49.87 5.0 9.0 -.874 106 .384 PC OPR ENG 77 31 240.1 248.0 45.25 44.50 5.2 8.0 -.825 106 .411 PP OPR 77 193.5 52.72 6.0 -.587 106 .558 ENG 31 200.3 60.50 10.9 _______________________________________________________________________________________________________ *. Differences are significant at the p <=.05 level (2-tailed). 105 Table 4.6 Comparison of ranking scores of Cultural Factors and Personal Preferences of influence on Behavioral Intention by professional cultural group: median ranking score, sum of ranks and Wilcoxon Mann Whitney U test statistics reporting, Operator versus Engineers cultures (N = 108) ______________________________________________________________________________________________________ Factors of Influence (NC) (OC) (PC) (PP) National Organizational Professional Personal Culture Culture Culture Preferences _________________ ____________ ____________ ____________ Median/Sum of Ranks Median/Sum of Ranks Median/Sum of Ranks Median/Sum of Ranks Group (N = 108) _______________________________________________________________________________________________________ PC Group _________ OPR (77) 57.36 4416.5 53.65 4131.0 52.34 4030.5 53.54 4122.5 ENG (31) 47.40 1469.5 56.61 1755.0 59.85 1855.5 56.89 1763.5 _______________________________________________________________________________________________________ Test Statistics (NC) National Culture (OC) Organizational Culture (PC) Professional Culture (PP) Personal Preferences ______________________________________________________________________________________ Mann-Whitney U Wilcoxon W Z Asymp.Sig.(2-tailed) 973.5 1469.5 -1.494 .135 1128.0 4131.0 -.445 .656 1027.5 4030.5 -1.128 .260 1119.5 4122.5 -.503 .615 *. Differences are significant at the p <=.05 level (2-tailed). The mean ranking scores for the factors (NC, OC, PC and PP) between the professional cultural groups ranged from M = 193 – 308 and M = 200 – 295 for operator and engineers cultures respectively. Within this group, NC (308/295) had the highest mean ranking score, followed by OC (263/272), PC (240/248) and PP (193/200) with the lowest mean ranking score. The results from both the T-test and the U test show no statistical significant differences between each factor mean ranking scores for respondents from operator and engineers cultures. These results indicate that professional from operator and engineers cultures perceive personal preferences and professional cultures to have more influence on their behavioral intentions than organizational and national cultures do. 106 Table 4.7 shows the descriptive statistics including the total mean ranking scores, standard deviation and Ttest comparing, professional cultural group (operator and executive cultures). Table 4.8 shows group statistics, median ranking score; sum of ranks and the Wilcoxon Mann Whitney U test statistics for operator and executive cultures, for each of the factors – national, organizational, professional culture and personal preferences. Table 4.7 Comparison of ranking scores of Cultural factors and Personal Preferences on behavioral intention by national cultural group: means and T-test reporting, Operator and Executive cultures (N = 97) _______________________________________________________________________________________________________ Group Statistics T-test for Equality of Means Factors N Mean Std. D ________ _ _____ _____ Std. Err M. _____ t _ df __ Sig. (2-tailed) ________ NC OPR EXE 77 20 308.4 305.3 52.83 58.00 6.0 13.0 .232 95 .817 OC OPR EXE 77 20 263.5 277.7 44.00 39.19 5.0 8.8 -1.31 95 .193 PC OPR EXE 77 20 240.1 236.4 45.25 51.25 5.2 11.5 .314 95 .754 PP OPR 77 193.5 52.72 6.0 1.33 95 .188 EXE 20 176.4 46.13 10.3 _______________________________________________________________________________________________________ *. Differences are significant at the p <=.05 level (2-tailed). 107 Table 4.8 Comparison of ranking scores of Cultural Factors and Personal Preferences of influence on Behavioral Intention by professional cultural group: median ranking score, sum of ranks and Wilcoxon Mann Whitney U test statistics reporting, Operator versus Executive cultures (N = 97) ______________________________________________________________________________________________________ Factors of Influence (NC) (OC) (PC) (PP) National Organizational Professional Personal Culture Culture Culture Preferences _________________ ____________ ____________ ____________ Median/Sum of Ranks Median/Sum of Ranks Median/Sum of Ranks Median/Sum of Ranks Group (N = 97) _______________________________________________________________________________________________________ PC Group _________ OPR (77) 49.63 3821.5 47.08 3625.5 49.74 3830.0 50.88 3918.0 EXE (20) 46.58 931.5 56.38 1127.5 46.15 923.0 41.75 835.0 _______________________________________________________________________________________________________ Test Statistics (NC) National Culture (OC) Organizational Culture (PC) Professional Culture (PP) Personal Preferences ______________________________________________________________________________________ Mann-Whitney U 721.5 622.5 713.0 625.0 Wilcoxon W 931.5 3625.5 923.0 835.0 Z -.433 -1.316 -.508 -1.293 Asymp.Sig.(2-tailed) .665 .188 .611 .196 _______________________________________________________________________________________________________ *. Differences are significant at the p <=.05 level (2-tailed). The mean ranking scores between the professional cultural groups ranged from M = 193 – 308 and M = 176 – 305 for operator and executive cultures respectively. Within this group, NC (308/305) had the highest mean ranking score, followed by OC (263/277), PC (240/236) and PP (193/176) with the lowest mean ranking score. Operator and executive cultures have relatively similar mean ranking scores for the NC, OC and PC factor and a somewhat larger difference for the PP factor. The results from both the T-test and the U test show no statistical significant differences between each factor mean ranking scores for respondents from operator cultures and executive cultures. These results indicate that professional from operator and executive cultures perceive personal preferences and professional cultures to have more influence on their behavioral intentions than organizational and national cultures do. 108 Table 4.9 shows the descriptive statistics including the total mean ranking scores, standard deviation and Ttest comparing, professional cultural group (engineers and executive cultures). Table 4.10 shows group statistics, median ranking score, sum of ranks and the Wilcoxon Mann Whitney U test statistics for engineers and executive cultures, for each of the factors – national, organizational, professional culture and personal preferences. Table 4.9 Comparison of ranking scores of Cultural factors and Personal Preferences on behavioral intention by national cultural group: means and T-test reporting, Engineers and Executive cultures (N = 51) _______________________________________________________________________________________________________ Group Statistics T-test for Equality of Means Factors N Mean Std. D ________ _ _____ _____ Std. Err M. _____ t _ df __ Sig. (2-tailed) ________ NC ENG EXE 31 20 295.0 305.3 58.66 58.00 10.5 13.0 -.614 49 .542 OC ENG EXE 31 20 272.0 277.7 49.87 39.19 9.0 8.8 -.429 49 .670 PC ENG EXE 31 20 248.0 236.4 44.50 51.25 8.0 11.5 .854 49 .397 PP ENG 31 200.3 60.50 10.9 1.51 49 .137 EXE 20 176.4 46.13 10.3 _______________________________________________________________________________________________________ *. Differences are significant at the p <=.05 level (2-tailed). 109 Table 4.10 Comparison of ranking scores of Cultural Factors and Personal Preferences of influence on Behavioral Intention by professional cultural group: median ranking score, sum of ranks and Wilcoxon Mann Whitney U test statistics reporting, Engineers versus Executive cultures (N = 51) ______________________________________________________________________________________________________ Factors of Influence (NC) (OC) (PC) (PP) National Organizational Professional Personal Culture Culture Culture Preferences _________________ ____________ ____________ ____________ Mean & Sum of Ranks Mean & Sum of Ranks Mean & Sum of Ranks Mean & Sum of Ranks Group (N = 51) _______________________________________________________________________________________________________ PC Group _________ ENG (31) 25.27 783.5 25.05 776.5 28.13 872.0 28.23 875.0 EXE (20) 27.13 542.5 27.48 549.5 22.70 454.0 22.55 451.0 _______________________________________________________________________________________________________ Test Statistics (NC) National Culture (OC) Organizational Culture (PC) Professional Culture (PP) Personal Preferences ______________________________________________________________________________________ Mann-Whitney U Wilcoxon W Z Asymp.Sig.(2-tailed) 287.5 783.5 -.434 .664 280.5 776.5 -.569 .569 244.0 454.0 -1.274 .203 241.0 451.0 -1.332 .183 ______________________________________________________________________________________ *. Differences are significant at the p <=.05 level (2-tailed). The mean ranking scores between the professional cultural groups ranged from M = 200 – 295 and M = 176 – 305 for engineers and executive cultures respectively. Within this group, NC (295/305) had the highest mean ranking score, followed by OC (272/277), PC (248/236) and PP (200/176) with the lowest mean ranking score. Engineers and executive cultures have relatively similar mean ranking scores for the NC, OC and PC factor and a somewhat larger difference for the PP factor. Within this group the largest difference between the lowest and highest mean ranking scores is found in the executive cultures (M = 176 -305). The results from both the T-test and the U test show no statistical significant differences between each factor mean ranking scores for respondents from engineers and executive cultures. These results indicate that professional from engineers and executive cultures perceive personal preferences and professional cultures to have more influence on their behavioral intentions than organizational and national cultures do. 110 Table 4.11 shows the descriptive statistics including the total mean ranking scores, standard deviation and T-test comparing, gender (males and females). Table 4.12 shows group statistics, median ranking score, sum of ranks and the Wilcoxon Mann Whitney U test statistics for males and females, for each of the factors – national, organizational, professional culture and personal preferences. Table 4.11 Comparison of ranking scores of Cultural factors and Personal Preferences on behavioral intention by national cultural group: means and T-test reporting, Males and Females (N = 128) _______________________________________________________________________________________________________ Group Statistics T-test for Equality of Means Factors N Mean Std. D ________ _ _____ _____ Std. Err M. _____ t _ df __ Sig. (2-tailed) ________ NC Male Female 78 50 294.8 320.0 56.08 49.83 6.4 7.0 -2.58 126 .011 OC Male Female 78 50 264.4 273.1 47.37 40.30 5.4 5.7 -1.07 126 .284 PC Male Female 78 50 248.0 231.1 45.06 45.60 5.1 6.4 -2.06 126 .041 PP Male Female 78 50 201.9 177.7 58.19 42.87 6.6 6.1 2.532 126 .013 _______________________________________________________________________________________________________ *. Differences are significant at the p<=.05 level (2-tailed). 111 Table 4.12 Comparison of ranking scores of Cultural Factors and Personal Preferences of influence on Behavioral Intention by gender: median ranking score, sum of ranks and Wilcoxon Mann Whitney U test statistics reporting Males versus Females (N = 128) ______________________________________________________________________________________________________ Factors of Influence (NC) (OC) (PC) (PP) National Organizational Professional Personal Culture Culture Culture Preferences _________________ ____________ ____________ ____________ Median/Sum of Ranks Median/Sum of Ranks Median/Sum of Ranks Median/Sum of Ranks Group (N = 128) _______________________________________________________________________________________________________ Gender ________ Male (78) 58.46 4559.5 60.70 4734.5 70.78 5520.5 70.59 5506.0 Female (50) 73.93 3696.5 70.43 3521.5 54.71 2735.5 55.00 2750.0 _______________________________________________________________________________________________________ Test Statistics (NC) National Culture (OC) Organizational Culture (PC) Professional Culture (PP) Personal Preferences ______________________________________________________________________________________ Mann-Whitney U Wilcoxon W Z Asymp.Sig(2-tailed) 1478.5 4559.5 -2.303 .021 1653.5 4734.5 -1.448 .148 1460.5 2735.5 -2.391 .017 1475.0 2750.0 -2.320 .020 *. Differences are significant at the p <=.05 level (2-tailed). The mean ranking scores in the gender group ranged from M = 201 – 294 and M = 178 – 320 for males and females respectively. Within this group, NC (294/320) had the highest mean ranking score, followed by OC (264/273), PC (248/231) and PP (201/178) with the lowest mean ranking score. The T-test further shows that males and females have statistically significant different scores for the NC (0.11), PC (0.41) and PP (0.13) factor. The U test shows similar statistical significant differences for the mean ranking scores for the NC (0.21), PC (.017) and PP (.020) factor between males and females. These results indicate that male and female professionals perceive personal preferences and professional cultures to have more influence on their behavioral intentions than organizational and national cultures do. The results further indicate that female professionals might perceive more distinct differences in the influence of the factors NC, PC and PP on their behavioral intentions than their male colleagues do. 112 Table 4.13 shows an overall group statistics and the mean ranking score and standard deviation by – national cultural group (Anglo-Germanic/Nordic and Latin-Asian), professional cultural group (operator, engineering and executive) – gender (males and females) and the mean overall mean ranking score for the total sample (N = 128). Table 4.13 Comparison of ranking scores of Cultural factors of influence on behavioral intention by national and professional cultural group and gender: Means, SDs (N = 128) ______________________________________________________________________________________________________ Factors of Influence (NC) (OC) (PC) (PP) National Organizational Professional Personal Culture Culture Culture Preferences ____________ ____________ ____________ ____________ Mean s.d. Mean s.d. Mean s.d. Mean s.d. Group (N = 128) _______________________________________________________________________________________________________ National Cultural Group __________________ AGN (83) 301.1 59.0 266.6 44.9 238.4 46.6 194.1 59.5 LA (45) 311.1 46.4 270.0 45.0 247.5 44.4 189.4 42.1 Professional Cultural Group ______________ OPR (77) 308.4 ENG (31) 295.0 EXE (20) 305.3 52.8 58.7 58.0 263.5 272.0 277.7 44.0 49.9 39.2 240.1 248.0 236.4 45.2 44.5 51.2 193.4 200.3 176.4 52.7 60.5 46.1 Gender ________ Male (78) 294.8 56.1 264.4 47.4 248.0 45.1 201.9 58.2 Female (50) 320.3 49.8 267.8 44.8 241.4 45.8 192.5 53.9 _______________________________________________________________________________________________________ Overall (128) 304.6 55.0 267.8 44.8 241.4 45.8 192.5 53.9 The overall mean ranking scores for the total sample ranged from (M = 192 - 305). NC (305) had the highest overall mean ranking score, followed by OC (268), PC (241) and PP (193) with the lowest overall mean ranking score. Overall the results show that within this sample (N = 128), of male and female respondents from different national and professional cultural background from a variety of organizations, that personal preferences is perceived to have the most influence on behavioral intentions, followed by professional, organizational and national culture. 113 Table 4.14 shows the results from the analysis of the variances of the total mean ranking scores and multiple comparisons, between the national cultural group (Anglo-Germanic/Nordic and Latin-Asian cultures), professional cultural group (engineering, operator and executive cultures) and the gender group (males and females). Table 4.14 Comparison of ranking scores of Cultural Factors of influence on Behavioral Intention comparing national and professional cultural group and gender: multivariate test Wilks’ Lambda reporting multiple group comparisons (N = 128) ______________________________________________________________________________________ Group (N = 128) Value F Hypothesis df Error df Sig. _______________________________________________________________________________________________________ Gender versus NC Group .963 1.092 4.0 113 .364 Male (78) AGN (83) Female (50) LA (45) Gender Male (78) Female (50) versus NC Group AGN (83) LA (45) versus PC Group OPR (77) ENG (31) EXE (20) .877 1.915 8.0 226 .059 PC Group .910 1.361 8.0 226 .215 OPR (77) ENG (31) EXE (20) _______________________________________________________________________________________________________ *. Differences are significant at the p>=.05 level. A one-way between group multivariate analysis of variance was performed to provide more insight into the differences in mean ranking scores for each of the factors (NC, OC, PC and PP), between, the gender group versus the national and the professional cultural group respectively. A similar analysis is performed between the national and the professional cultural group. Preliminary assumption testing was conducted to check for normality, linearity, univariate and multivariate outliers, homogeneity of variance-covariance matrices, and multicollinearity, with no serious violations noted. The results from the Wilks Lambda test shows no statistically significant difference between the mean ranking scores for the gender group versus the national and professional cultural group and between the national and professional cultural groups. The results from this analysis support the findings from the T-test and the U test that personal preferences is perceived to have the most influence on behavioral intentions, followed by professional, organizational and national culture. 114 To identify mutual interdependencies between the different factors (NC, OC, PC and PP) a paired sample T-test was run pairing national culture with organizational and professional culture and personal preferences with national, professional and organizational culture. Table 4.15 shows the paired ranking scores and the respective correlations. Table 4.15 Four factors of influence on behavioral intention: Paired ranking scores Paired ranking scores _______________________________________________________________________________________________________ Factors of Influence (NC) (OC) (PC) (PP) N=116 _______________________________________________________________________________________________________ NC Correlation 1 .324** -.353** -.558** Sig (2 tailed) .000 .000 .000 OC Correlation Sig (2 tailed) .324** .000 PC Correlation Sig (2 tailed) -.353** .000 PP Correlation Sig (2 tailed) -.558** .000 1 -.434** .000 1 -.434** .000 1 - _______________________________________________________________________________________________________ ** Correlation is significant at the 0.01level (2-tailed) The results show a positive association between national and professional culture (.324, p < .000) indicating that if the mean ranking scores for national culture were higher, professional culture would have the tendency to be high. National culture shows a negative association with professional culture (-.353, P < .000) and personal preferences (-.558, p < .000), indicating that if the mean ranking scores for national culture were lower, professional culture and personal preferences would have the tendency to be low. Both national culture and organizational culture are negatively associated with personal preferences (-.558, p < .000, -.434 p < .000) respectively). These results indicate that when the mean ranking scores for national culture or organizational cultures are lower, personal preferences would have the tendency to be high and vice versa. 115 4.4 Conclusions and discussion In this chapter a part of the research framework proposed in chapter 2 was tested within an explorative quantitative study design and included male and female respondents from Anglo-Germanic/Nordic and Latin-Asian cultural groups, from different professions (operators, engineers and executives) and from different organizations. The aim of this study was to answer research question 4, to what extent do employees in diverse cultural contexts differ in their self-perception on the influence of cultural factors and personal preferences on their own behavior? This study was done in the emic research tradition, using a self-perception survey with open-ended questions, which is rather similar to a cultural differences study conducted by Vedina et al., (2006). 128 respondents were asked to assess as to how they perceive their behavioral intention to be influenced by cultural factors (NC, PC and OC) and personal preferences. All respondents were working individuals from above 23 years of age and came from a wide spread of job categories in variety of organizations and industries. The data was analyzed using a paired-sample T-test and a Wilcoxon Mann-Whitney U test, to evaluate whether the ranks for each of the factors significantly differs within each of the groups. To gain insight into possible interactions between the ranking scores between the different groups (national and professional cultural group and gender) a MANOVA (multivariate analysis of variance) was performed. To look for mutual interdependencies between the factors, a paired sample T-test was run pairing national culture with organizational and professional culture and personal preferences with organizational and professional culture. The results show no significant differences in the mean ranking scores between the Anglo-Germanic and Nordic cultural group and Latin-Asian cultural. This was a bit of a surprise as it was expected that collectivistic-implicit-cultures (Latin-Asian cultures) would rank the influence of the culture (group orientation) above the influence of attitude/personal preferences. It might be that the 16 Italian respondents included in the Latin-Asian group (45) have affected this outcome. However when we looked at only the Asian group a similar trend was found. Furthermore findings show similar mean ranking scores with no significant differences for respondents from operator, engineers and executive professional cultures. This was expected as the literature already indicated that professionals in general feel more connected to their own code of conduct than to the organizational culture of the company they work for. 116 Similar to the findings from the national and professional cultural groups, male and female professionals perceive personal preferences and professional cultures to have more influence on their behavioral intentions than organizational and national cultures do. However, in comparing males and females mean ranking scores, we found statistically significant differences for the NC (0.11 versus 0.21), PC (0.41 versus 0.17) and PP (0.13 versus 0.20) factor (T-test and U test, respectively). These results might indicate that females perceive more distinct difference in the influence of the factors NC, PC and PP on their behavioral intentions than their male colleagues do. Further research would be recommended to better understand this finding. The hierarchy of the cultural levels and their respective sequence of influence (NC, OC and PC) on individual behavior intention are rather in line with Erez and Gati’s onion model (2004). These differences of ranking of influence between the different levels of culture could also have an impact on individual and group interactions and relationships and ultimately on the organization’s values and practices as well (Martin and Siehl, 1992; Triandis and Suh; 2002, Karahanna et al., 2006). The positive association we found between national and professional culture can also be related to the interconnectivity between the different levels of culture suggested by Erez and Gati’s (2004) onion model (see also chapter 2 section 2.2.1, Figure 2.5). These findings also align with the positive association we found between professional culture and personal preferences and our findings that employees tend to feel more loyal to their profession than to their national culture (Wever, 1990). These findings further suggest that the educational system and the professional code of conduct might have more influence on individual employee behavior than the culture in an organization (also see Hofstede’s cultural influence model, 2001). The negative associations between national and organizational culture and personal preferences indicate that, how loose or tight inter-linkages between national and organizational culture are, might affect how national and organizational culture are negatively associated with personal preferences (see also Eppink et al., 2010). However, as we have found no significant differences in mean ranking scores between Anglo-Germanic/Nordic cultural group (rather loose NC – OC) and the Latin-Asian cultural group (rather tight NC – OC) this association cannot be confirmed. When we compared the mean ranking scores between the different groups (gender, national and professional cultural group) no statistically significant difference was found between the gender group versus the national and professional cultural group and between the national versus the professional cultural group. 117 In conclusion, the mean ranking scores for personal preferences are the lowest, indicating that personal preferences have the most influence on behavioral intentions, followed by the influence scores of professional, organizational and national culture. We can therefore conclude that, in general, individual employee behavior as perceived by employees themselves (from Anglo-Germanic/Nordic and Latin-Asian cultural background), to be mostly driven first by a person’s attitude, than by his/her professional code of conduct, followed by the organizations values and practices and finally by the national culture were the company is based. With this conclusion we have answered research question 4. To what extent do employees in diverse cultural contexts differ in their self- perception on how cultural factors and personal preferences influence their own behavior? What are the practical implications from the findings? The findings from this study could have implications how new employees and managers are selected, educated and developed in multinational organizations (Tayeb, 1997; Sirmon and Lane, 2004). It could imply that internal company training session should not only focus on processes, procedures and skills but also on thinking styles, behavioral patterns and professional modes operandi, which could positively affect communication across cultural boundaries. Because a focus on changes in a person’s attitude and the educational background and training of that person could lead to better management of inter-personal disagreements with positive effects on team-performance and organizational efficiency (Sirmon and Lane 2004). By focusing on the perceptions of individual employee or manager’s, higher levels of cohesiveness, and a higher level of satisfaction within the team can be achieved. In sum a check for professional understanding and mutual understanding of individual thinking styles and behavioral patterns could reduce stereotyping and misunderstandings among individual employees and between managers and employees. Within the context of cross-border joint ventures, mergers and acquisitions, our findings suggest that when Anglo-Germanic/Nordic and Latin-Asian companies are engaged in these cross-border or cross-cultural cooperation’s that the personal preferences and the perceptions of the managers involved in the integration of the two companies should be considered as a key element of a successful cooperation between the companies. It could also imply that the integration of functional groups or the professional modus operandi should be preferred focus of attention in order to get faster alignment of the teams and departments and ultimately the organizational cultures of both companies. 118 In sum the knowledge gained from this study could help multinational companies to understand why employees and managers from different functions and different national cultural backgrounds behave the way they do. It could help managers of culturally diverse teams to have the agility to respond emphatically and effectively to practices and values that differ from their own cultural expectations and personal practices (Javidan and House, 2001). Consequently, senior managers most likely will first check for understanding at a personal level in order to understand and differentiate what drives employee behavior more, their attitude or their professional modus operandi. What are the theoretical implications of our findings? We tested the part of the framework (see figure 4.1) that aimed to study through the eyes of the individual employee the individual perceptions on behavioral intentions and how these individual differences in perceptions have been influenced by cultural factors and personal preferences. The results show that this study approach using self-perception surveys has provided valuable insights how the various influences factors might affect individual behavioral intentions and allowed comparison and analysis of these perceptions at a national and professional cultural group level. The results also demonstrated that the proposed research framework has not only theoretically disentangled the two influencing factors but that it can be a helpful construct in providing insights into the mutual relationship between cultural levels of influence, the influence of personal preferences and how these factors might influence behavioral intentions within different national, professional and variety of organizational cultural contexts. The above findings are based upon a rather small sample size of 128 respondents. This could imply that for future research a larger sample size would be recommended to verify the ranking similarities between the different cultural groups. The results from this study should be viewed within the limitations of the emic research approach using self-perception survey, which may have led to favorable impressions of own behavior. This could imply a more qualitative research approach comparing day-to-day employees behavior with self-perceptions on own behavior. This research approach could deliver valuable insights on how individual employees from different cultural background perceive each other’s behavior, which can result in formulating recommendations for the managerial practice how to prevent misunderstandings within a culturally diverse workforce. The next chapter 5 will explore this approach. 119 120 Chapter 5*5 Self-perception on behavioral intentions versus observations during meetings: a comparative study among clinical project managers from Anglo-Saxon and Asian cultural background 5.1. Introduction To answer the central research question we analyzed cultural influence models from a combined etic-emic perspective and proposed a research framework (chapter 2, se also figure 2.7). The research framework included the influencing factors; cultural factors (based upon national, professional and organizational culture) and personal preferences and the influenced factor behavioral intention (based upon thinking styles and behavioral patterns). Within the framework, behavioral intention is viewed as the best predictors of actual behavior as it relates to a person’s own perception of their thinking styles and behavioral patterns. The framework is based on the combined etic-emic research approach that allows both a cultural grouplevel analysis and an individual-level analysis. At group level, we have compared between country clusters, and differentiated between Anglo-Germanic/Nordic and Latin-Asian cultures. We further differentiated at a national cultural level between individualistic and collectivistic, and between low context-explicit and high context-implicit cultures. At the professional cultural level we differentiated between operator, engineering and executive cultures and at the organizational level between, incubator, family, Eiffel Tower and guided missile cultures. Finally, we differentiated between the loose and tight relationship between the different cultural levels national and organizational culture and with professional culture as a separate level of cultural influence. The findings from the literature review (etic-emic) from chapter 2 indicated that multinational organizations with many locations and affiliated offices might have various organizational cultures (Trompenaars and Woolliams, 2003), with professional sub-cultures (Schein, 2010) that are connected and intertwined (Erez and Gati, 2004). 5 This chapter is based on a paper by Byron, R.D., and Ulijn, J.M. (2016). The influence of cultural factors & personal preferences on individual employee Behavior: Anglo-Germanic-Nordic and Latin-Oriental cultures compared, presented at the 12th ABC conference of Europe, Africa and Middle East Region University of Cape Town, South Africa 6-8 January 2016. 121 Because of this complexity of overlapping cultures and sub-cultures within an organization, only members of the organization with sufficient experience will be able to understand this deepest level (interpersonal relationships) of organizational and professional culture. This cultural and personal complexity makes it challenging to do empirical work on this subject, where surveys and casual interviews with employees and managers might not completely reveal the underlying inter-personal motives and behavior of employees and managers (Yin, 2009; Silverman, 2011). That is why many empirical culture studies have been predominantly etic and introspective (Ulijn et al., 2009). In chapter 4, we took a different rather emic research approach to study the extent to which employees in diverse cultural contexts differ in their (self) perception on the influence of cultural factors and personal preferences on their own behavior. This explorative quantitative study looked at culture from within through a personal lens, taking into consideration the influence of the person and his/her culture on organizational behavior while comparing self-perceptions at group level. A self-perception survey was used to measure the perceived influence of cultural factors and personal preferences on behavioral intention from professionals with an Anglo-Germanic/Nordic versus a Latin-Asian cultural background and from a variety of organizations. The results from this explorative quantitative study indicated that, in general individual employee behavior will be mostly driven first by a person’s attitude and then by his/her professional code of conduct followed by the organizations values and practices and the national culture where the company is based. No major differences in the mean influence scores were found between the respondents from Anglo-Germanic/Nordic cultures and Latin-Asian cultures and between respondents from operator, engineering and executive professional cultures and for males and females. It should however be noted that these results are based upon a rather small sample size of 128 respondents and that the data acquired via self-perception surveys might have lead to favorable impressions of own behavior. It is therefore relevant to use a more in-depth qualitative and quantitative research approach to identify and understand the influence of both cultural factors and personal preferences on individual behavior in a real life case study setting. This chapter presents a single biopharmaceutical case study of clinical project managers working for the same organization and located in different countries in Asia and Australia and New Zealand. The clinical project manager’s main task is to manage and monitor multiple countries clinical trial project within Asia-Pacific and Australia for external (global) biopharmaceutical companies. 122 This study is interested in the individual’s perception, to understand culture from both the insiders and outsider’s perspective; how people see things (self-perception) and how they actually do things (observations). This study therefore aims to provide an explorative and descriptive overview of the observed differences and similarities between how the clinical project managers perceived their own behavior and how they actually behaved during weekly team-meetings, communicating with colleagues and superiors. This chapter therefore addresses sub-question 5. 5. To what extent do employees in a specific cultural context differ in their self-perception on how cultural factors and personal preferences influence their own behavior compared to their actual observed behavior? This study aims to test the research framework by measuring behavioral intensions and by then comparing the behavioral intentions scores with tallied observations of actual behaviors of respondent from diverse cultural backgrounds (please see Figure 5.1). MeasuringBI ComparingBIwith.IEB Thinking styles Individual Employee Behavior (IEB) Behavioral Intentions (BI) Behavioral patterns Figure 5.1 Measuring behavioral intentions, compared with tallied observed actual behaviors The outline of this chapter is as follows, section 5.2 presents the methods used and the quantitative and qualitative data collection process performed within this case study. This section also explains the selection process to identify the selected company for this case study and gives a brief anonymous description of the company’s major activities. The role of the participants in the case study are explained, starting with an overview of the role and position of the clinical project managers including the reporting lines. 123 The role of the researcher as an observer is also addressed in order to provide clarity on the relationship between the researcher and company (if any) and to explain the process and setting in which these observations took place. Section 5.3 gives an overview of the characteristics of the sample. Section 5.4 presents the results from the observation sessions II, II and III. Section 5.5 provides the conclusion and discussion of this chapter 5.2 Methods used This section presents the methods used for the data collection of this single in-depth biopharmaceutical case study. A single case study design is used because it makes it possible to look for an alternative set of explanations that are complementary to the findings of the quantitative cultural groups comparison from chapter 4, which may lead to outcomes that have more practical relevance (Yin, 2009). This specific biopharmaceutical case includes a team of professionals (clinical project managers) with the same task at hand (single professional culture) operating within the same team from a large Multinational organization assuming a single organizational cultural context. This research approach is in line with Hall's assumption (1995) that by keeping the organizational culture stable, the results of self-perception and mutualperception can be compared between groups (see also Eppink et al., 2010). The embedded character makes a multi-unit of analysis possible in different locations (affiliated offices) and countries (multiple national cultures), which offers significant opportunities for extensive analysis and enhancing the insights into the single case (Yin, 2009). This case study reflects a rather etic –emic, surveys and observations tradition similar to the study from Ulijn and St Amant (2000) which investigated how Chinese, Dutch, German, French and Italian students of similar educational backgrounds observe behavior in the same videotaped Dutch–Chinese negotiation. 124 Measures This case study reports on the measuring of the behavioral intentions and actual behavior of individual clinical project managers. All 23 participants first completed the on-line Emergenetics survey (validated in the psychometric study from chapter 3 and used in the explorative quantitative study in chapter 4), which measures behavioral intentions (based upon thinking styles and behavioral patterns). The data was collected via email with a link to the online EG survey of 100 questions, and instructions how to access and complete the survey (see Appendix 7, for the distribution of the behavioral intentions scores; thinking style and behavioral patterns of all 23 respondents). Respondents were given 4 weeks to complete the on-line EG survey. Qualitatively data was collected through observations, by tallying the respondent’s actual behavior and comparing the results with their respective scores from the self-perception EG survey on the behavioral patterns; expressiveness, assertiveness and flexibility. The data is analyzed at an individual level; major individual differences within each of the three behavioral patterns are described and discussed. Observed tallied behavior that is out of the percentile score and confirmed with the respective clinical project manager is qualified as a major difference. The observations took place during two weekly update meetings. Each meeting had a standard agenda that consisting of achieved milestones, (potential) budget, resources or deadline issues, and there is time to discuss solutions and options for next steps. The clinical trial program director consolidated the status of all the clinical trial projects in the Asia-Pacific region and reported the consolidated outcomes further up the hierarchy and to the global or regional clients (see appendix 8 for further details of the meeting agenda). The observations were focused on two individuals, the presenter clinical project manager (CPM) and the team-leader (CPM Director) during any period of 30 to 40 minutes. A 10-minute window between presentations allowed to prepare for the next session and to ask the director for additional clarification from the previous session if required. In order to prepare for the meeting the researcher was given enough time (3 weeks in advance) and received the following information: meeting agenda, topics/project covered by country, the names of the CPMs by project and the country or the affiliated office where they were based. 125 With the above in mind a researcher assistance first anonymized the results from the EG survey of the 23 clinical project managers by using an individual code that ranged from P1- P23 representing each of the individual participants to the update meeting. Next a coded behavioral score card was prepared for each clinical project manager (see also appendices 9, 10 and 11) to tally their observed behaviors during each the three respective update meetings. The scores from the EG survey for each participant included a variety of number combinations ranging from 1-3 for expressiveness, assertiveness and flexibility respectively. For example a score of 1.2.1 represented a behavior that tends to be rather quiet (1), accepting or competitive (2) depending on the situation and focused (1). Below is an overview of each of the behavioral patterns that were included in the individual behavioral score-card (see also chapter 3, section 3.2, table 3.2). Expressiveness - behaves rather: quiet - reserved/outgoing - gregarious Assertiveness - behaves rather: peacekeeper- accepting/competitive - driven Flexibility - behaves rather: focused - firm/accommodating - easy-going During each of the update meetings the researcher tallied if the observed behavior of the clinical project manager was within or out of the range of their intended behavior scores on the three behavioral patterns. Three team meetings were observed; two on site (at the regional HQ of the company) and one via teleconference for a total of 11.5 hours. The observations were only targeted towards the respondents (total of 23) who completed the self-perception EG survey. We aimed to get insights into how clinical project managers actually behave during each of the update meetings. The observations during these update meetings, can be seen as snapshots of what is going on within the daily practice of the clinical project managers at the certain time in a certain place (Silverman, 2011). As the company did not allow to either video or audio tape the observations, the researcher had to rely on meeting notes based on what he hears an sees during the meeting, which might lead to collecting relatively unreliable field-notes (Silverman, 2011). To mitigate the risk of researcher bias, all individual behavior self-perception scores (EG survey) were checked and verified by the researcher with each individual participant via face-to-face individual teleconferences. The participant was asked if the results from the EG survey reflect how he/she perceives his/her behavior. All participants agreed with their self-perception scores on expressiveness, assertiveness and flexibility, to be used to tally their behaviors during the update meetings. To mitigate the risk of collecting unreliable data, after the three observations the researcher checked and verified his observations notes with each clinical project manager individually via a face-face teleconference. Clinical project managers were asked if the observed behavior was in line with how they perceive themselves to behave when they meet with colleagues, superiors and clients. 126 Data collection Table 5.1 presents an overview of the type of quantitative and qualitative data collection methods used in this study, the location of the data collection, the sequence and timing of the data collection and the number of clinical project managers that completed the EG survey and participated in the three observations. Please note that the project director led all 3 session and 2 senior project managers were present at 2 sessions, which explains the difference between the 23 clinical project managers and the total of 28 participants in the three observation sessions. Table 5.1 Overview of quantitative and qualitative data collection methods used in this study Steps of collection/Type of data Collected at or via Period of Number of collection participants 01 & 02/015 19 from Oriental Quantitative, self-perception EG online Individual email with a link to survey to identify behavioral intentions the online EG survey and cultural background (based upon thinking styles and behavioral instructions how to complete the 4 from Anglo-Saxon patterns). Objective, use the results for survey. Survey timing 25-30 background the coded behavioral score card: minutes expressiveness, assertiveness and flexibility Qualitative, three team- observations of On location/ teleconference Mid-February & Observation session I behavioral patterns of participants: clinical trial weekly update mid-March 2015 N = 6 (teleconference) expressiveness, assertiveness and clinical project managers Observation session II flexibility. Individual observation were meetings with 8 affiliated N = 9 (on site) checked and confirmed (via face-to-face offices. Meeting timing 30 – 45 Observation session III teleconference) with each individual min. Total observation time: 11 N = 14 (on site) participant. (Observation scorecard, see hours 30 min. Appendix 11, 12 and 13) 127 5.2.1 Sampling and procedures Company selection This sub-section focuses on the selection process of the company for this biopharmaceutical case study, the profile of the selected company and explains the role of the clinical project managers and the researcher. A total of ten companies within the biopharmaceutical and healthcare industry were pre-selected based on a set of criteria that suited the objectives of this study and their ability to answer the research questions. The availability of a network of contacts in the biopharmaceutical and healthcare industry was the major reason for selecting this industry. The pre-selected companies had to fulfill the following requirements to be considered a candidate for this case study: 1. Multinational company with its headquarters (HQ) in the United States (individualistic, explicit culture - loose NC - OC) and a regional operational HQ in Asia (collectivistic, implicit culture-tight NC - OC). 2. The team of professionals (single professional culture, preferably within an operational clinical research or project management setting, referred to as a operator culture) should come from different cultural backgrounds (multiple national cultures, preferably within the Asia-Pacific region) working with colleagues with different nationalities at different geographical locations. 3. The researcher should have access as an observer/interviewer to a team of preferably project managers or product managers that works from a regional HQ with other affiliates or geographical locations of the same company. Within the context of answering sub-question 5, we were looking for one company (assuming one single organizational culture) that operates within multiple national cultural contexts, and a team of professionals (assuming a single professional culture) within this company that operates/communicates with multiple national cultures in different locations (regional function). We further looked for companies that were preferably headquartered in Anglo-Germanic/Nordic cultures (individualistic-explicit culture) assuming a loose NC - OC connection and an operational or project team of professionals (task-oriented), preferably in an Oriental cultural context (collectivistic, implicit culture) assuming a tight NC-OC environment. 128 We expected that the contrast between one single organizational culture within an explicit cultural context and one single professional culture within an implicit cultural context combined with multiple national culture interaction would give us more insight in the connection between organizational culture and professional culture and personal preferences in the behavioral influence of working individuals. The following process was followed to select the company for the biopharmaceutical case study project: Phase 1. All pre-selected companies, ten in total, with their HQ in the United States were sent an email and received a follow-up call from the researcher to check their interest in the case study project. If the company expressed an interest in the PhD case study project, a PowerPoint presentation with the objectives, requirements, timelines, processes, procedures and potential benefits for the company, was emailed to the contact person. Based on this presentation a teleconference was arranged to further explain the objectives, requirements, timelines and deliverables of the project. Phase 2 A mutual non-disclosure agreement was signed between the company and the researchers in order to be able to exchange more details and a follow-up face-to-face meeting was planned to further discuss the case study project and the practical implications for the team that would participate in the project. Phase 3 A joined proposal was formulated by the company and the researcher, and submitted for approval by top-management and the legal department at the company’s headquarters in the United States. After final approval a project agreement was signed to ensure confidentiality of all participants, the right of the company to have access to the outcomes of the case study and the rights for the researcher to be able to publish the data and results anonymously. A total of four companies were initially interested, two allowed us to present our case study research proposal and ultimately one was willing to enter into an agreement to support the research project. The company selection process took about two years to complete, from the initial contact via email to the signing of an agreement. The case study project took four months, starting with the onsite observations on February 13th, 2015 and the case study ended with the last mutual-perception survey received May 21st , 2015. 129 Company profile The selected company operates on a global scale and is a typical clinical services provider to the biopharmaceutical and healthcare industry. The company's global HQ is based in the US and they provide a fully integrated program of biopharmaceutical and life sciences solutions based on their extensive therapeutic and scientific expertise. The services are provided to large, medium size biopharmaceutical and medical devices companies and smaller biotechnology companies. Their services fall in three major categories: 1. Product development services that enable biopharmaceutical R&D and medical device companies, government and non-government organizations, and generic and bio-similar customers to outsource clinical development, from first-in-human studies to post-launch monitoring. 2. Clinical solutions and services that include project management and clinical monitoring functions for conducting multi-site trials (generally Phase II-IV), collectively known as 'core clinical'. 3. Strategy and management consulting services that are based on life science expertise and advanced analytics, as well as regulatory and compliance consulting services. The company has more than 30,000 employees working in approximately100 countries, and they have been engaged in developing or commercializing all of the top-100, best-selling drugs on the market in 2013. At a global level the company describes itself as having a matrix organizational structure with operational divisions supported by staff divisions with a clear divide of roles and responsibilities. This characterization would fit within an Eiffel Tower organizational culture. The above information was collected from the company's global website. It is a summarized description that was verified with the leadership team at the company's regional Asian HQ team consisting of the Vice President clinical research project, the regional general managers and two senior clinical project directors. The regional HQ team confirms the matrix structure but describe the regional company culture to be more informal, loyal to their profession and passionate about delivering the highest quality and value for their global client. This characterization leans more towards a Guided Missile organizational culture. We will be using this organizational characterization as a reference within this explorative case study as it is inline with the onsite (at the HQ of the company) observations of the researcher. 130 In this study we will be focusing on the clinical solutions services division of the company with its regional HQ in Asia. They provide clinical research services in Asia-Pacific and Australia/New Zealand via contract research alliances within the biopharmaceutical industry (De Rond, 2005). Our key area of study is on the team of project managers that manage and monitor clinical trials on behalf of the company's clients. We have chosen this team for the following reasons: - It is a team with similar roles and tasks (assuming one single professional culture within a single organizational culture) - Its team members come from diverse cultural backgrounds and are located in a variety of affiliated offices (assuming multiple national cultures) - With all team members, communicating and interacting with colleagues from the regional HQ in Asia and local colleagues and clients in seven affiliated offices (assuming mutual-perception opportunities) - The team operates within an organizational culture that can be categorized as having a project oriented organizational culture (guided missile culture) In addition, as the researcher would not have access to highly confidential third-party client information, confidentiality and legal requirements could be limited to internal in company communication and interactions, this made it slightly easier to get access to a team working within an environment with high confidentiality standards. Respondents’ profile As mentioned in the introduction, the main focus in this case study is on clinical project managers who interacted with colleagues from different affiliated offices in Australia, China, Japan, Korea, Malaysia, New Zealand, the Philippines, Taiwan and Singapore. The communication and interaction with their colleagues and superiors was studied during observations in formal group meetings and teleconferences. This section describes the specific positions and roles and cultural backgrounds of the participants in the case study including the role of the researcher to predict a possible researcher bias. We first start with the introduction of the clinical project manager’s team; followed by an overview of the connections and interactions the clinical project managers have on a daily basis to accomplish their tasks. 131 The leadership of the multi-cultural clinical project manager’s team in the case study is located at the company's regional HQ in Asia, overseeing and managing clinical-trial projects across Asia-Pacific and Australia and New Zealand. A total of 23 individuals from the clinical research team are included in this study. The total team consisted of a clinical research leadership team of 3 persons (1 regional vice president (VP), 1 regional general manager (GM) and 1 regional project director (PD) and 20 clinical project managers (CPM’s). All 20 clinical project managers reported status updates on the clinical trials projects to the project director who in turn reported to 2 regional (Asia HQ-based senior vice presidents). The regional VP and GM reported to a Global Senior VP located in the United States. Being operationally involved and supportive of the clinical trials, the VP and regional GM were also included in the case study. A total of 9 participants are based at the regional HQ in Singapore. The remaining 14 clinical project managers were located in the respective affiliated offices in Australia, China, Japan, Korea, New Zealand, Malaysia, the Philippines, and Taiwan. These 8 countries included in this study, representing approximately 10% of the countries of the company’s global network of affiliated offices. See appendix 6 for an organogram with the clinical project managers’ countries of location, the reporting lines and how they are connected. Respondents’ roles The 23 clinical project managers (including the leadership team) involved in this case study have a biomedical or medical sciences background, experience in data collection, monitoring and managing of clinical trials and have completed specific internal project management courses and other specialized, individually tailored training programs. They are responsible for managing and monitoring one or more clinical trial projects from start to finish. The number of projects depends on the size of the project. The 23 clinical project managers interact weekly with a multifunctional support team located in 8 different countries and on a daily basis with around 16-20 clinical research associates (CRAs). These CRAs actually monitor the day-to-day clinical trial projects via direct contacts with physicians, research institutions and hospitals that carry out the clinical research. The regional general manager (GM) mentioned in the previous organogram leads the team of CRAs. The clinical project managers also have weekly/monthly meetings with the local representatives of the global client to discuss the progress of the clinical trials. 132 At the weekly progress and update meetings/teleconferences, the regional director, monitors, manage and consolidate the information of all the clinical trials within the Asia-Pacific region. See appendix 6 for an overview of the pivotal role of the clinical project managers and the different functions they regularly communicate to manage the clinical trial projects within that specific country. In order to provide specific insight into the daily activities of the clinical project managers and to better understand the context of the case a brief description of the clinical research process is given in appendix 7. The information for this process overview was obtained via internal company data, verified with publically available data sources (Rasmussen, 2003). Researchers role The researcher was allowed access as an observer to a total of three weekly clinical projects update meetings and teleconferences both on site at the regional Asia HQ and via a digital connection. All clinical project managers were informed by their superiors about the objectives of the PhD case study project, the role of the researcher as an observer and consented in the participation of the researcher in the team meetings. The setting for these observations can be described as closed or a private setting within the company’s premises at the regional HQ in Asia, controlled by a gatekeeper in this case the clinical project director and the sponsor of the project the vice president Asia pacific (Silverman, 2011). At the start of each meeting the project director formally introduced the researcher to the team. The researcher did not intervene during the exchange of information or discussions during the meetings or teleconferences and only asked clarification from the leader of the meeting after the meeting had been closed. The researcher had access to all clinical project managers either face to face, via email, phone or other digital communication channels if he needed to ask for clarification of a specific observation or issue that was discussed during the team meeting. Given the high sensitivity of the (client) information that was shared during the meetings and to protect the privacy of the clinical project managers, the researcher was only allowed to make notes. Video or audiotaping of the team meetings or individual interviews was not allowed. As an observer, the researcher pledged complete confidentiality to the company and all participants and promised that neither the company's and the individuals' real names resulting from surveys would be used in the research report, and that they would not be substituted by pseudonyms. The researcher had no business or other interests in relation to the company and the members of the team within the case study. To minimize researcher bias the researcher has verified his onsite observations with all participants and the senior leaders of the company. 133 In addition the researchers background and professional experience within the biopharmaceutical industry (see CV in the back of this thesis) safeguard a high ecological validity. 5.3 Respondents characteristics This section gives an overview of the characteristics of the sample used. Table 5.2 gives an overview of the number of clinical project managers involved in this case study, by cultural group, country of birth and their affiliated office location. The 23 respondents were divided on the basis of their country of birth Anglo-Saxon or Asian cultures, the geographical location of their respective affiliated office and their gender. The Asian cultural group includes 7 nationalities, the Anglo-Saxon cultural group 2. The clinical project managers were located in 8 affiliated offices, including the regional HQ in Singapore. The split between males and females was 6 -17 respectively. Table 5.2 Distribution of 23 clinical project managers by cultural group, national culture and affiliated office locations. _______________________________________________________________________________________________________ Cultural group National Culture Affiliate Location Respondents/Percentage N=8 N=8 _______________________________________________________________________________________________________ Anglo-Saxon Australia Singapore 1 Australia Australia 2 New-Zealand New-Zealand 1 ANS Total 4 (17 %) Asian China China Japan Philippines Philippines Singapore Malaysia Malaysia Taiwan Korea Singapore China Japan Singapore Philippines Singapore Malaysia Singapore Taiwan Korea 2 4 3 3 1 1 1 1 1 2 AC Total 19 (83 %) Males Total 6 (26 %) Females Total 17 (74 %) _______________________________________________________________________________________________________ Total 23 _______________________________________________________________________________________________________ 134 5.4 Results from the online Emergenetics survey This section presents the results from the Emergenetics survey from the 23 participants from this case study. Table 5.3 below shows an aggregated overview of the thinking styles of the clinical project managers (N = 23). The participants in the sample included 12 out of a potential 15 thinking styles. The majority of the of 23 clinical project managers were dual models, (14) individuals with two thinking styles (AT+SC+AC+TS+AS+TC- 60%), second came tri-models, (8) individuals with three thinking styles (ATS+ASC+ATC+TSC+ATSC - 33%) and third mono models, (1) individuals with one thinking style (A+T+S+C - 4%). 67% of the team had at least an analytical thinking style and 66% had at least a structural thinking style. Of the participants, 13% perceive themselves to have an abstract thinking style (analytical and conceptual thinking) a similar percentage 13%, perceive themselves to have a concrete thinking style (structural and social thinking). Furthermore, 18% of the participants perceive themselves to have a convergent thinking styles (analytical and structural thinking) and 8% a divergent thinking style (social and conceptual thinking) respectively (see also chapter 4, section 4.2 table 4.2 for the thinking styles and behavioral patterns of the explorative quantitative study respondents). Table 5.3 Distribution of thinking styles from 23 clinical project managers _______________________________________________________________________________________________________ Thinking styles Sample sub-study 3.A (%) Sample sub-study 3.A (N) _______________ _____________________ _____________________ AT** (ANA-STR) 18% 4 **SC (SOC-CON) 8% 2 A**C (ANA-CON) 13% 3 **TS (STR-SOC) 13% 3 A*S* (ANA-SOC) 4% 1 *T*C (STR-CON) 4% 1 ATS* (ANA-STR-SOC) 13% 3 A*SC (ANA-SOC-CON) 4% 1 AT*C (ANA-STR-CON) 8% 2 *TSC (STR-SOC-CON) 4% 1 ATSC (ANA-STR-SOC-CON) 4% 1 *T** (STR) 4% 1 _______________________________________________________________________________________________________ Total 100% 23 _______________________________________________________________________________________________________ ANA=analytical, STR=structural, SOC=social, CON=conceptual (also see Browning, 2006) 135 Table 5.4 represents the aggregated distribution of the percentile scores of the behavioral patterns of the 23 participants. The scores for Expressiveness (EXP) – quiet (33), reserved (33), outgoing – gregarious (33) shows that the group may have the tendency to feel comfortable behaving across all behavioral categories. The scores for Assertiveness (ASSR) – peacekeeper (25), accepting (33), competitive – driven (42) shows that the group may have the tendency to behave in a more driven way. The scores for the behavioral pattern Flexibility (FLX) – focused (42), firm (21), accommodating - easy-going (38) shows that the group may have the tendency to be more focused. Table 5.4 Distribution of behavioral patterns from 23 clinical project managers ______________________________________________ Behavioral Percentiles EXP ASR FLX ______________________________________________ Percentiles (0-30) 33 25 42 Percentiles (34-66) 33 33 21 Percentiles (67-100) 33 42 38 Summary of the results From the Emergenetics survey results the following interpretations can be formulated as they relate to how the team of clinical project managers would tend to think and behave (behavioral intention). The majority of the team has the tendency for analytical and structural thinking or convergent thinking (67%) which means that they tend to look for data and scientific proof, they are considered logical, cogent, objective, detailed, disciplined, organized, and traditional. They can appreciate scientific methods, follow rules and are cautious of new ideas. In general this group might prefer to ask why and how rather than with whom and what if. When addressing a problem this group might deep-dive in the matter rather than, exploring alternative options. When looking at the behavioral patterns the team can be rather quiet or gregarious depending on the situation, with a preference to drive the process or project in a focused and depending on the situation accommodating easy going manner. This means that the group might show behaviors that move to either the left or the right of scale of the three behavioral patterns depending on whom they speak with (see also chapter 3, section 3.2, table 3.1, dimensions in percentiles of the behavioral patterns of the Emergenetics instrument). Both the thinking styles and behavioral patterns can be more or less expected from a team who’s primary task is to initiate and monitor clinical trial program, a rather scientific and structured process to manage involving many stakeholders. The outcomes of this sub-study form the basis for an individual behavioral score-card that will be used to tally actual behavior during observations in sessions I, II and III. 136 5.5 Results from the observation session I, II and III This section presents the results from one teleconference and the two on-site observations at the HQ office location of the company in Singapore. The focus in these observations was to compare tallied actual observed individual behavior with the individual behavior scores. The observations were focused on the interaction between the presenter clinical project manager and the team-leader project director. First we present an overview with the total number of participants involved in all observations including their cultural background and their affiliated office location. Then the objective of the team meeting and the participants involved are presented. For each session the researcher summarizes how the meeting went and his impressions of the atmosphere during the meeting. Finally we present and conclude on the major differences between the coded behavioral score card (EG survey) and the participants tallied actual behavior. The section aimed at answering the research question 5 addressed in the introduction of this chapter. Conclusion from all the three observation sessions will be drawn at the end of this section. The total group of 23 participants included 8 different nationalities, located in 8 different countries. From the 23 participants a total of 23 coded behavioral scores card were completed. Please note that some participants were present at more team observations sessions and they were scored during each of the sessions. All coded behavioral score cards and tallied observations were checked and verified with each participant before and after the session in a face-to-face teleconference between the researcher and the participant. The researcher informed the participant’s that their information would only be shared with them and no one else, as agreed between the researcher and the company in a confidentiality agreement. Session I The objective of this meeting/teleconference was to touch base with two clinical project managers who were at the company’s HQ for training and observations and to prepare them for their clinical project management roles. The purpose was to follow-up on their weekly exposure and to address any questions they might have arisen from their scheduled training and observations activities. The meeting started on time and with open-ended questions the clinical project managers were given the opportunity to share their experiences from the last two weeks of the introductory training. There were no interruptions except when there was a silence. The team-leader invited either participant to contribute and share information, thoughts and opinions as it relates to the subject that was presented and discussed. 137 Furthermore specific questions were addressed in relation to both clinical project managers in training how they would use what they have learned at their local affiliated office and what further support they expected from their colleagues from the regional HQ. Finally, questions were addressed to all team members, on what can be done differently to improve this introductory training. At the end the meeting a summarizing “check for understanding” was done with the team members and actions items confirmed with all participants, the meeting ended on time. This all happened in a very friendly atmosphere with much sharing and laughter. After the session the team-leader mentioned that the internal training sessions at the regional HQ was specifically done to familiarize new members of the team with key processes, procedures and reporting and how the CPM team operates. This was important because the CPM has a pivotal role to play in the communication between the clinical research associates who are managing the clinical trials, the management of the local affiliated and the regional HQ. She also mentioned that misunderstanding sometimes occur because CPM in the local office are required to be more loyal to the local management than to the regional HQ. Table 5.5 shows the total number of participants involved in this teleconference. Table 5.5 Observations total number of participants by cultural group, national culture and affiliated office (N = 6) _______________________________________________________________________________________________________ Cultural group National Culture Affiliate Location Number of participants _______________________________________________________________________________________________________ Asian China Singapore 2 Japan Japan 2 Philippines Singapore 2 _______________________________________________________________________________________________________ Total 3 2 6 _______________________________________________________________________________________________________ This session only included 6 participants from an Asian cultural background (3 nationalities) and 3 affiliated offices. See appendix 9 for an overview of their thinking styles and behavioral patterns and the comparison between their individual scores on the behavior patterns expressiveness, assertiveness and flexibility and the actual scores of observed behavior. 138 Findings and conclusions Expressiveness: Four out of six participants were observed as rather quiet, introspective and reserved. Of three participants (P1, P2 & P4) the observation scores were completely in line with their first-third percentile survey score. Participant (1 & 2) the trainees, only spoke when asked specific questions, about, what they have learned, what would they do different the next time and if the 3 weeks were too long or too short. They were happy with the program and have learned a lot that they can share with colleagues and their superior at the affiliated office. Two of the three participants who scored in the third-third of expressiveness (P3, P5 & P6) expressed the intended or close to the intended behavior during the meeting. Participant (5) mentioned, “3 weeks might be too short to make yourself familiar with all the processes and procedures”. Participant (6) mentioned that it might be advisable if trainees would get the process and procedural information beforehand so they are better prepared. Participant (P3) was more quiet and introspective which contrasted with the survey score indicating a more talkative –gregarious tendency, with major tallied difference. Assertiveness: Some minor differences were found between the observational scores and the percentile survey scores of each participant concerning assertiveness. Three (P2, P4 & P5) participants tended to behave in a rather easy-going way; two participants seemed to be comfortable in the peacekeeping mode. For three participants (P2, P3 & P4) the observation scores were completely in line with their percentile survey scores. One participant (P3) showed more competitive and forceful behavior, which was inline with their percentile, survey score (third-third percentile). On the question from the CPM director, what can be done better the next time, participant (3) suggested that the management in HQ should be “more proactively engaging” with local management to inform them about the objectives of the training program. He further suggested that to maximize learning, the trainees should receive more frequent feedback during the three weeks at the HQ. And finally that trainees should have a specific assignment combined with personal goals that they have to achieve during the three weeks. Two participants (P1 & P5) were in the ‘it depends’ bracket of the second-third percentile (34-66%ile) and flexed to the left showing quiet and easy-going behavior rather than competitive and forceful behavior during this team session. As a general observation, during the meeting no one interrupted the speaker, everybody would listen until the speaker is finished. Team members would only speak after the CPM director has asked a question. 139 Flexibility: Some minor differences were found between the observational scores and the percentile survey scores of each participant concerning flexibility. Three (P1, P3 & P6) participants tended to be rather adaptive and accommodating which was within their respective percentile score. Three participants (P2, P4 & P5) seemed to be comfortable with behaving within the first- third percentile scores, focused mode. Two participants (P3 & P6) observed to be adaptive and accommodating, which is in line with their thirdthird percentile survey score. One participant in the ‘it depends’ bracket of second-third percentile (3466%ile) flexed to the left and showed both firm and adaptive behavior in this team session. No one in the team dis-agreed with the suggestions from participant (3) for improvement of the training program. All team members felt that the recommendations are valuable and should be implemented for the next training session for trainees at the HQ. 140 Session II This is a regular weekly update meeting of clinical project managers. The objective of this meeting was to get a progress update of clinical trials performed in four countries, China, Korea, Taiwan and Malaysia respectively. Within this meeting six different clinical trial projects were presented with about 10-15 min breaks in between presentations. The leader would start the meeting and mention the projects numbers and details. The highlights of each project would be presented and discussed by the clinical project managers; clarification would be quite frequently required and given. Otherwise no further interruptions were observed, except when there was a problem with the connection or issues needed clarification. Projectspecific questions in relation to logistics, finance or regulatory matters were addressed in relation to investigators meetings, site selections, patient recruitment or finance related issues like; payments, invoicing, etc. Finally there were specific questions addressed to all team members; during these questions and answers stages the leader would “check for understanding” to agree on the solutions and confirm the new deadlines with the respective clinical project manager. For each project the CPM director would ask the clinical project manager to explain how he/she would go about involving local management and others into the agreed solution process. The CPM stressed the importance of getting the “buy-in” from local management, to guarantee flawless execution of the plan. The meeting was summarized and actions items confirmed with all participants, the session ended on time. This all happened in a highly professional but friendly atmosphere with occasional laughter. Table 5.6 shows an overview of the total number of participants involved in this team observation session. Two participants (P2 & P6) from the previous sessions I also participated in session II, with seven new participants. The total number of participants in session II was nine. Table 5.6 Observations total number of participants by cultural group, national culture and affiliated office (N = 9) _______________________________________________________________________________________________________ Cultural group National Culture Affiliate Location Number of participants _______________________________________________________________________________________________________ Asian China Singapore 1 China China 2 Philippines Singapore 2 Malaysia Malaysia 1 Taiwan Taiwan 1 Korea Korea 2 _______________________________________________________________________________________________________ Total 5 5 9 _______________________________________________________________________________________________________ 141 Similar to the previous session this session only included 9 participants from an Asian cultural background (5 nationalities) and 5 affiliated offices. See appendix 10 for an overview of their thinking styles and behavioral patterns and the comparison between the individual scores on their behavioral patterns expressiveness, assertiveness and flexibility and the actual scores of observed behavior. Findings and conclusions Expressiveness: Six participants (P1, P2, P3, P4, P6 & P9) observation scores were in line with their respective percentile survey scores. These CPMs only spoke when they were asked to speak. This was the case when the CPM director asked if anybody wanted to highlight certain issues or problems that need extra attention of the group. Two participants (P5 & P8) had a slightly different observation score but were still within their percentile survey score. Participant (5) specifically asked; “ attention for the delays in the clinical site selection process, which was causing problems with signing of contracts and the timing of the start of the project”. Participant (8) highlighted the importance of, “ ensuring that the financial parameters are considered, as the delay would impact the patient enrollment, budget and resource allocation”. One participant (P7) in the “it depends” bracket flexed to the right and showed talkative behavior rather than being quiet and reserved. Participant (7) mentioned words like “we are running behind”, and “the goals of the project are not achievable”. Participant (7) specifically addressed a question to the CPM director how the risk of the delay will be managed, particularly on how the client or sponsor will be informed. The CPM director acknowledged the importance of the issue and asked all in the team to comeup with creative solutions to resolve this delay of the project. She further mentioned that it is key to continue to deliver the highest quality to the client even if the team is under pressure because of the anticipated delay. Assertiveness: Five participants (P1, P2, P4, P7 & P9) observation scores were in line with their respective percentile survey scores. Two participants (P6 & P8) had slightly different observations scores but were still within their percentile survey scores. Two participants (P3, P5) in the “it depends” bracket flexed to the left and showed peacekeeping and easy-going behavior rather than competitive, forceful and driving behavior. Participant (3) mentioned that the team is “working very hard” has already accomplished a lot and we are doing extremely well. Participant (5) mentioned that she is “really proud” of the team. Other words used by P (5) are that the team has done “ extremely well” and that the support from other department was “absolutely amazing”. 142 Flexibility: Three (P1, P3 & P9) participants with a first-third percentile survey score showed to behave adaptable when considering their observational scores. When they were asked why they have been adaptable during the meeting they mentioned the following reasons; the importance of the project for the company, their commitment to deliver and contribute to the project, the information provided and the way the information was presented by the CPM director. Two participants showed to be focused in line with their first-third percentile survey score. They did not felt the need to intervene during the meeting because others have already expressed their views. They were pleased with the solutions suggested and the process that was agreed upon to mitigate the potential risks associated with the potential delay. Two participants (P5 & P6) were observed to be adaptive and accommodating, which is in line with their third-third percentile survey score. Participant (5 & 6) made some suggestions to the team how patient enrollment can be increased without jeopardizing on quality. Two participants in the “it depends” bracket of the second-third percentile score flexed to the right showing adaptive and accommodating behavior during the meeting. All team members agreed with the adjustment program to resolve the delay. They also agreed that “buy in” from local management and supportive functions like finance was key in order for the adjustment program to work successfully. 143 Session III This is a review meeting of nine clinical trial projects that were performed for one global client. The objective of this meeting was to get a consolidated progress update of clinical trials performed in five countries, Australia, New Zealand, China, Korea and Singapore respectively. Session III was even more intensive than the previous session II. Session III included nine different update from five countries with 14 participants. A similar structured approach was in place with progress presentations with about 10-15 minutes breaks in between presentations. The meeting started on time and all sessions had a certain sequence. The leader would mention the projects numbers and details and would ask the respective clinical project manager to start the presentation with the highlights of each project. The information presented would be very scientific and specific and there were no interruptions except when there was a problem with the connection or if thinks were not understood at the other side of the line. Based on the progress and status of each project specific questions were then asked by the leader or on invitation by the leader, other functions (finance, regulatory) would provide clarity or contribute. Furthermore specific questions were addressed in relation to issues weather in relation to financial parameters, payments, invoicing, budgets, information and documents required or actions that need to be taken. Issues were discussed in much details and the quality that needed to be delivered to the client was always the major guidance in the process of resolving the issue at hand. Finally there were specific questions addressed to all team members; on what are the potential options for a specific issue were, how this could be resolved, who was going to do what by when. At each stage of the process the leader would check for understanding, agree on the solutions, and confirm the new deadlines with the respective clinical project manager. The meeting was summarized and actions items confirmed with all participants. The meeting ended about 35 minutes later than anticipated due to the need to discuss some issues in more details and a short hiccup in the teleconference system. This all happened in a highly professional but friendly atmosphere with sometime laughter. Table 5.7 shows an overview of the total number of participants involved in this team observation session III. Four participants of the previous sessions I and II also participated in session III. With ten new participants the total number of participants in session III was fourteen. 144 Table 5.7 Observations total number of participants by cultural group, national culture and affiliated office (N=14) _______________________________________________________________________________________________________ Cultural group National Culture Affiliate Location Number of participants _______________________________________________________________________________________________________ Anglo-Saxon Australia Australia 3 New-Zealand New-Zealand 1 Asian China Singapore 1 China China 3 Singapore Singapore 1 Korea Korea 2 Philippines Singapore 2 _______________________________________________________________________________________________________ Total 6 5 14 _______________________________________________________________________________________________________ This session included 14 participants from both an Anglo-Saxon and Asian cultural background (6 nationalities) and 5 affiliated offices. See appendix 11 for an overview of their thinking styles and behavioral patterns and the comparison between their individual scores on the behavior patterns Expressiveness, Assertiveness and Flexibility and the actual scores of observed behavior. Findings and conclusions Expressiveness: Eight participants (P1, P2, P3, P5, P6, P9, P10 & P12) observation scores were in line with their respective percentile survey scores. Two participants (P4 & P8) both with a third-third percentile score had different observation scores. Participant (P8) was still within the percentile survey score and participant (P4) showed opposite behavior (quiet and introspective) than the percentile score indicated (talkative and gregarious). Participant (4) mentioned after the meeting that the technical issues with the phone line have made him kept quiet rather than talkative. He was also comfortable with others expressing what he wanted to bring to the discussion. Three participants (P11, P13 & P14) in the ‘it depends’ bracket flexed to the left and behaved quiet and reserved. Participant (P7) showed talkative behavior rather than quiet and reserved behavior as his percentile survey score showed. Participant (7) mentioned after the meeting that to show more talkative than quiet and reserved behavior mostly depends on the importance of topic for his work, the size of the group, or if he agrees or disagrees with the opinions expressed. 145 Assertiveness: Five participants (P4, P6, P7, P9 & P12) observation scores were in line with their respective percentile survey scores. Three participants (P5, P8 & P10) with a third-third percentile score had slight different observation scores, but were still within their percentile survey scores. Four participants (P1, P3, P11, P13 & P14) in the ‘it depends’ bracket all flexed to the left and showed peacekeeping and easy-going behavior rather than competitive, forceful and driving behavior. Overall the observational scores of each participant were aligned with their respective percentile scores from the EG survey, with no major discrepancies. They all felt comfortable with the way the CPM director presented and discussed the issues and all agreed with the suggested next steps. Flexibility: Four participants (P6, P12, P13 & P14) observation scores were completely in line with their respective percentile survey scores. This group included five (P2, P3, P5, P9 & P10) participants with a first-third-percentile score (focused & firm). However, adaptive behavior was scored during the meeting for all of these participants. This can be qualified as a major difference. Two participants (P7 & P8) in the ‘it depends’ bracket of the second-third percentile score flexed to the right, showing adaptive and accommodating behavior during the meeting. For two participants (P13 & P14) tallied behavior scores were aligned with their second-third percentile scores. It seemed that way the meeting was led had an impact on the participants to be willing to be rather adaptable and accommodating than to show firm and focused behavior. The check of understanding at each stage of the discussion and agreement on the suggested solutions was a “modus operandi” that all team members felt comfortable with. A summary at the end of each discussion and agreement of the action items made clinical project managers feel confident and comfortable that new deadlines and milestones area achievable. 146 5.6 Conclusions and discussion In this chapter we have tested a part of the research framework that studied, if there are differences between, perceived behavior (based upon thinking styles and behavioral patterns) of the individual clinical project managers versus their tallied observed actual behaviors during weekly update meetings. These observations were done during weekly update meetings at one location and via teleconference within a group of clinical project managers from Asian and Anglo-Saxon cultural background from one multinational organization. Each participant of the update meetings completed the EG survey and the perceived behavioral intention scores (based upon thinking styles and behavioral patterns) were verified with each individual participant via a teleconference or face-to-face session, before it was used during the observations. We have taken a combined research approach and have used quantitative (EG-survey) and qualitative (observations) methods to answer sub-question 5 To what extent do employees in a specific cultural context differ in their self-perception on how cultural factors and personal preferences influence their own behavior compared to their actual observed behavior? This multi-method research approach provided insights into how the clinical project managers perceive themselves to behave and how they actually behaved during their weekly update meetings with colleagues and superiors. This approach provided opportunities to look for an alternative set of explanations (through self-perceptions from the insider and observations from an outsider) why clinical project managers from diverse cultural backgrounds, based in a variety of countries, behave the way they do within one specific environment (weekly update meetings). To operationalize our research, we first measured and verified behavioral intensions of each clinical project manager and then compared the behavioral intentions scores with tallied observations of actual behaviors during the weekly update meetings. To minimize the risk of collecting unreliable field data during the observations, the researcher prepared a prefilled coded behavioral score card that was based upon each participants individual scores for the behavioral patterns, expressiveness, assertiveness and flexibility. In addition, the scores on the behavioral observation scorecard were verified with each of the participants in a face-to-face teleconference after the sessions. 147 The structured process in the meeting has also allowed the researcher to focus his observations on two individuals i.e. the presenting clinical project manager and the project director who was leading the meeting/teleconference. However, checking the observations scores with the respective individual clinical project managers mitigated this difficulty. Furthermore, the role of the researcher as an observer was clear to all participants and was met with overall consent. By guaranteeing confidentiality to all participants and the company the researcher could get the insider’s perceptions of the clinical project managers in action. In addition the researcher could observe a team of very skilled clinical project managers that share highly sensitive information during their weekly project progress sessions in a multinational cultural, single organizational cultural and single professional cultural setting. The results from the three observation sessions show minor individual differences as they relate to the behavioral patterns; expressiveness, assertiveness scores versus tallied observed behavior during the update meetings. Some major differences for individuals and as a group were observed as it relates to the behavioral pattern flexibility. The majority of the clinical project managers from both Asian and AngloSaxon cultural background where mostly willing to be adaptable and accommodating; this was irrespective of their flexibility percentile survey scores (either firm and focused – adaptable-accommodating). The willingness of the clinical project managers to show adaptable and accommodating behavior towards proposed ideas, options and solutions, may have occurred because of the following reasons: 1. Modus operandi of the data and information exchange: it might be related to the fact that the majority of the team had an analytical thinking style. Individuals with an analytical thinking style tend to look for data and scientific proof (Browning 2006). This might indicate that this team was satisfied with the data and the way the information was provided during the meeting. Clinical project managers with a flexibility score in the firm and focused range, might have felt comfortable enough with the data and arguments that were provided during the meeting, which have led them to be willing to show adaptable and accommodating behavior (Rousseau, Aubé and Savoie, 2006). 148 2. Modus operandi of the leader involved: it might also be that due to the transformational leadership style and the thinking style of the leader, (5ATS*) he/she was able to provide the right data, meaning that the leader could relate to the majority of the teams thinking style (A), presenting the information in a structured format (T) in a relational, collaborative, empathic, and supportive manner (S) (Jung Chow and Wu, 2003; Browning, 2006). 3. Modus operandi of the professionals involved: it may also be that the information and data provided and exchanged during the meeting, was of critical importance for the clinical project managers to perform their major tasks. It could therefore be argued that this, task orientation of the ‘operator culture’ has influenced the clinical project managers to show adaptable and accommodating behavior to demonstrate their commitment and contribution to the task at hand and to the project as a whole (Sutton, Salas, Burke and Pierce, 2006). 4. Modus operandi of the organization involved: it could be the tendency of so-called mutual adjusting behavior as a sign of professionalism of global managers in the biopharmaceutical sector (Sutton et al., 2006). However, a combination of the role of leadership and the organizations’ culture could have played a key role in this process of mutual adjusting behavior of the team members (Jung et al., 2003; Rousseau et al., 2006) In answering research question 5, we can now conclude that minor differences between tallied actual observed behavior and individual behavioral intentions scores for expressiveness, assertiveness were observed as it relates to clinical project managers from Anglo-Saxon explicit cultures versus Asian implicit cultures. Major differences between tallied actual observed behavior and individual behavioral intentions scores for flexibility were observed within both groups. These major differences could be explained based upon the information requirement from the project, the situation in the session, the leadership style and the modus operandi of this team of professionals. These observations are rather similar to findings in cultural differences studies that aimed to compare the innovativeness of entrepreneurs from different national and professional cultural background (Hayton, George and Zahra, 2002; Dodd and Patra, 2002; Bhaskaran, 2006) or the perceptions on leadership of individual employees from different national cultural backgrounds (Ke and Wei, 2008; Kirkman, Chen, Farh, Chen and Lowe, 2009). 149 We can further conclude that the majority of the clinical project managers from both Asian and AngloSaxon cultural background were mostly willing to be adaptable and accommodating; this was irrespective of their flexibility scores (either firm and focused – adaptable-accommodating). During all three sessions the researcher had the impression that all three observed teams tended to be very polite in their communication. Their interactions were mostly direct and sometimes side tracked by a personal note. The mostly discussed one project with more issues simultaneously. Information sharing was professional and open and in a friendly atmosphere. Theoretical implications In chapter 2, we proposed a combined etic-emic research framework that assumed that cultural factors and personal preferences could be theoretically disentangling as two influencing factors on individual behavioral intention. In chapter 3 we validated an instrument to measure behavioral intention within a culturally diverse environment as a key construct of the proposed research framework. In chapter 4, we tested the assumption of the framework that cultural factors and personal preferences influence behavioral intention. The explorative quantitative rather emic study demonstrated that the research framework provided valuable insights on how a variety of professionals from Anglo-Germanic/Nordic versus LatinAsian cultural background perceive their behavior to be influenced by the mutually connected cultural levels of influence and personal preferences. In chapter 5 we further tested the assumption of the framework that behavioral intention can be seen as a good predictor of actual behavior. The combined etic-emic case study demonstrated that the framework provided valuable insights into how behavioral intentions are related to actual behaviors within a diverse cultural context. Within the case study we observed major differences between tallied actual observed behavior and individual behavioral intentions scores for flexibility and minor differences for assertiveness and expressiveness between professionals from Anglo-Saxon explicit cultures and from Asian implicit cultures. We also found that these major differences in flexibility may be related to the competences, thinking styles and types of information exchange of the team-leader, the importance of the task at hand and the professional code of conduct. To conclude the simplified framework made it possible to collect data using surveys to measure the perceived behavioral intention and observations to tally the actual behaviors. It further allowed comparison and analysis of these perceptions and observations at a national and professional cultural group level. 150 In chapter 2, section 2.3.1 we concluded that both etic and emic models separately only capture part of the picture, either the insider's view or the outsider's view. We further concluded that both approaches are using self-perception methods, which can lead to distorted perceptions and that perceptions of one person cannot be scientifically verified and generalized to understand the perceptions of another person. The combined insiders and outsiders approach used in this study allowed a more in-depth understanding on how perceptions of own behavior (insiders view) differ with perceptions of an outsider within a culturally diverse team. It further provided some indications on how cultural factors and personal preferences influence behavioral intentions and why employees behave the way they do in a culturally diverse context. These findings point towards a cultural differences research approach that captures a full picture using selfperceptions and observations and by simultaneously combining the strengths of both the etic and emic methods. As the sample size used in this case study is rather small a study with a larger sample size would be recommended to confirm the usefulness of the combined etic-emic research framework for future cultural differences research. Practical implications This study surveyed and observed a team of professionals, with a more or less similar educational background (professional culture) from one organization (organizational culture) located in 8 different countries (national culture). The findings from this study suggest that professionals from diverse cultural backgrounds within the same organization will be willing to show adaptive behavior even if it is sometimes a bit outside of their ‘comfort’ zone, when there is an alignment between: 1 How information about a project is shared and exchanged during the meeting, and how this information sharing relates to the thinking style of the majority of the team-members. 2 The leadership and thinking styles of the leader and how the data/information is presented and shared with the team 3 The importance of the data and the associated task that need to be accomplished 4 The so-called mutual adjusting behavior associated with the professional and organizational culture 151 This means that to maximize the effectiveness of a meeting in a culturally diverse environment, managers and team leaders should be aware of how their team members prefer to receive and process information. They should also be delivering the right information in the right format and context, as this approach might facilitate better understanding of the shared information. Finally, they should, do frequent checks for understanding among the team members in order to get faster alignment of thoughts and agreement on how issues and problems can be resolved. It should however be noted, that the practical implications are based upon snapshots of the clinical project managers day-to-day activities and that Anglo-Saxon clinical project managers where only present at one meeting. The same accounts for the two other observations sessions, which included only clinical project managers from Asian cultures. The practical implications might therefore only apply to the biopharmaceutical industry or similar multinational organizations with highly skilled and educated project managers. More research in different industries with different professionals is recommended to verify the results from this study. Furthermore, in this study we have taken a more qualitative research approach, comparing scores on behavioral intention with tallied observations during team meetings of clinical project managers from Anglo-Saxon and Asian cultures. To conduct the study, the researcher relied on self-perception scores on behavioral intention and observations and notes. There was no possibility for verification of the observations by a second observer or by video or audio recordings. As suggested by Eppink et al., (2010) a 360 verification of self-perception and perception of others (observer) by mutual perception could provide further insights how the clinical project managers perceive their own behavior and that of their colleagues from another country and vice versa. The next chapter 6 will explore this approach. 152 153 Chapter 6*6 Self-perceptions and mutual perceptions on actual behavior: a comparative study among clinical project managers from Anglo-Saxon and Asian cultural background 6.1. Introduction In the previous chapter we have tested the part of the research framework that measured behavioral intensions and compared the behavioral intentions scores with tallied observations of actual behaviors of respondent from diverse cultural backgrounds. The aim was to study, if differences can be observed between, perceived behavior (based upon thinking styles and behavioral patterns) of the individual clinical project managers versus their tallied observed actual behaviors during weekly update meetings. We concluded, that no major differences (expressiveness and assertiveness) were observed between the perceived individual behavioral intention scores and tallied actual observed behavior of the clinical project managers from both Anglo-Saxon explicit cultures and Asian implicit cultures. Major individual differences (flexibility) were observed within both groups, but could be explained by a certain requirement or situation in the meeting session observed. These conclusions are based upon a self-perception survey on behavioral intentions and tallied observed behaviors on a behavioral score card from snapshots of the clinical project manager’s day-to-day activities. It may therefore be of interest to compare self-perception results with mutual-perception results, which can provide a wider perspective on how individual employees perceive their own behaviors compared to how they see their collogues behaviors and vice- versa. This approach would allow more opportunities for data analysis and interpretations of why individual from different cultural backgrounds behave the way they do within an organizational context (Ulijn et al., 2009). However, so far most of mutual-perception studies only measured national and organizational cultural differences (Ulijn and St Amant, 2000, Vedina et al., 2006). In addition in a rather similar mutualperception study from Ulijn et al., (2009), they only compared the influence of national cultural differences from European cultural groups. 6 This chapter is based on a paper by Byron, R.D., and Ulijn, J.M. (2016). The influence of cultural factors & personal preferences on individual employee Behavior: Anglo-Germanic-Nordic and Latin-Oriental cultures compared, presented at the 12th ABC conference of Europe, Africa and Middle East Region University of Cape Town, South Africa 6-8 January 2016. 154 This study looks at national, professional and organizational cultural differences and aims to measure, the self-perceptions and mutual-perceptions of individuals with the same profession (23 clinical project managers), working for the same organization (multinational biopharmaceutical service provider with its HQ in Singapore) in the respective affiliated offices in Australia, China, Japan, Korea, New Zealand, Malaysia, the Philippines, and Taiwan (see also chapter 5, section 5.3, table 5.2). At group level we aim to compare how the Anglo-Saxon cultural group (Australia and New Zealand) perceive their own behavior compared to how their colleagues from the Asian cultural group (China, Japan, Korea, Malaysia, the Philippines, Singapore and Taiwan) perceive their behavior and vice versa. In this chapter we study how the clinical project managers self-perceptions compares with the perceptions of their respective colleagues and vice versa. This chapter therefore addresses sub-research question 6. 6. To what extent do employees in a specific cultural context differ in their (self) perception compared with their perception of others and vice versa (mutual perception)? This study aims to test part of the research framework by comparing individual employees perception on their own behavior with the perceptions they have of the behavior of their colleagues and vice versa (please see Figure 6.1). This approach aims to optimize the ecological validity of the results from chapter 5 and will contribute to cultural differences research by using mutual-perception methods, which have been to date very rare (Ulijn et al., 2010). Self-percep)on Individual Employee Behavior (IEB) Mutualpercep)on Figure 6.1 Comparing self-perceptions of own behavior with perceptions of others behaviors 155 The outline of this chapter is as follows: section 6.2 gives an overview of the methods and measures used, the quantitative data collection process performed and the characteristics of the respondents within this mutual perception study. Section 6.3 presents the results from the mutual-perception surveys, comparing clinical project managers from Anglo-Saxon and Asian cultural groups in a radar diagram. Section 6.4 provides the conclusion and discussion of this chapter 6.2 Methods used This study aims to understand the influence of cultural factors and personal preferences from both the insider’s and outsider’s perspective; how people see things (self-perception), how do others perceive their behavior and vice versa (mutual perception). Collecting data from multiple sources is a method that is commonly used to avoid or minimize researcher bias (Miles and Huberman, 1994). This mutual perception study will be conducted with the same group of 23 clinical project managers from the in-depth case study from chapter 5. The 23 clinical project managers from the China, Japan, Malaysia, Korea, the Philippines, Taiwan and Singapore (Asian implicit cultures) were invited to evaluate the colleagues from Australia and New Zealand (Anglo-Saxon explicit cultures) on the dimensions assertiveness, responsiveness and communication and vice versa. The same clinical project managers from both Asian and Anglo-Saxon cultural backgrounds were also invited to evaluate their own perception on assertiveness, responsiveness and communication. The clinical project managers were instructed how to complete the mutual perception (MP) survey and asked to return the completed survey via return email to the researcher within 4-6 weeks. The outcomes have not been discussed with the clinical project managers that have completed the MP survey. In total each clinical project manager was expected to complete 3 evaluations for a total of 69 evaluations. 156 Measures For the purpose of this study we have used the same survey as the mutual perception study from Ulijn et al (2009). The mutual perception survey included a total of 27 items measuring assertiveness (11), responsiveness (11) and communication (5). Each item was scored on a ten-point scale ranging from 'strongly disagree to strongly agree'. See appendix 9 for an example of the MP survey that was used in this study. The mean scores for the dimensions assertiveness, responsiveness and communication are scored on a scale from 1 - 9 and are plotted in a radar diagram similar to Halls (1995) compass diagram. The radar chart visualizes the aggregate values of mean scores per item by cultural group. The mean values for assertiveness, responsiveness and communication are compared to look at differences between the respondents from Anglo-Saxon and Asian cultures. The outcomes are analyzed at group level by describing and discussing the major differences per dimension between the two cultural groups (Anglo-Saxon versus Asian cultures) to see to what extent self-perception differs from mutual-perception. A difference of mean scores of > 3 points for each item of the behavioral dimensions assertiveness, responsiveness and communication plotted in the radar diagram is qualified as a major difference. Data collection The same group of 23 clinical project managers from chapter 5 received an individual email with the instructions how to complete the MP survey. The clinical project managers were expected to complete each evaluation of 27 items of the mutual perception survey in 30-40 minutes. The CPM’s needed to complete three evaluations; their own perception as it relate to assertiveness (ASR), responsiveness (RSP) and communication (COM) and the perception of two other colleagues from different cultural backgrounds, based in other affiliated offices. For example, Asian CPM were asked to evaluated Anglo-Saxon colleagues and vice versa The CPM’s were required to complete the evaluations within 4-6 week after the invitation email was distributed. Table 6.1 presents an overview of what and how mutual perceptions will be compared between the clinical project managers from Anglo-Saxon and Asian cultural background. The table shows the groups that are compared, and the type of perception by behavioral dimension. 157 Table 6.1 Overview of perceptions comparisons between Anglo-Saxon cultures versus Asian cultures for Assertiveness, Responsiveness and Communication Dimensions Radar diagram 1 Radar diagram 2 Assertiveness Asians perception of Anglo-Saxons Anglo-Saxons perceptions of versus Anglo-Saxons self perceptions Asians versus Asians selfperceptions Assertiveness Radar diagram 3 Radar diagram 4 Anglo-Saxons self perceptions Asians perceptions of Anglo-Saxon versus Asians self-perceptions versus Anglo-Saxon perceptions of Asians Responsiveness Responsiveness Radar diagram 5 Radar diagram 6 Asians perception of Anglo-Saxons Anglo-Saxons perceptions of Asians versus Anglo-Saxons self perceptions versus Asians self-perceptions Radar diagram 7 Radar diagram 8 Anglo-Saxons self perceptions Asians perceptions of Anglo-Saxon versus Asians self-perceptions versus Anglo-Saxon perceptions of Asians Communication Radar diagram 9 Anglo-Saxons self perceptions versus Asians self-perceptions Respondents’ characteristics The clinical project managers were located in 7 affiliated offices, including the regional HQ in Singapore. Out of the 23 clinical project managers, 11 (48%) completed the 3 evaluations each for a total of 33 evaluations. Table 6.2 shows the distribution of the total of 33 evaluations by cultural group, country of birth and affiliated location they work from. The group includes 8 nationalities within the Asian cultural group and 2 nationalities within the Anglo-Saxon cultural group. Eight clinical project managers with an Asian cultural background each evaluated themselves and 2 colleagues with an Anglo-Saxon cultural background located in another affiliated office in another country and vice versa for a total 24 evaluations. Three clinical project managers with an Anglo-Saxon background each evaluated themselves and 2 colleagues with an Asian cultural background and vice versa for a total of 9 evaluations. 158 Table 6.2 Distribution of 10 respondents by cultural group, national culture, affiliated office and number of evaluations _______________________________________________________________________________________________________ Cultural group National Culture Affiliate Location Respondents Number of Evaluations N=8 N=7 N = 11 N= 33 _______________________________________________________________________________________________________ Asian China China 2 6 Japan Japan 1 3 Philippines Singapore 1 3 Singapore Singapore 1 3 Malaysia Malaysia 2 6 Taiwan Taiwan 1 3 Sub-total Asian 8 24 1 2 3 6 Anglo-Saxon New-Zealand Australia New-Zealand Australia Sub-total Anglo-Saxon 3 9 _______________________________________________________________________________________________________ Total 11 33 _______________________________________________________________________________________________________ From the 12 (52 %) non-responding clinical project managers, 7 mentioned (all from Asian cultural background) that they felt uncomfortable to evaluate the behaviors of their colleagues from other affiliated offices, 3 mentioned (two from Asian and two from Anglo-Saxon cultural background) their busy schedule and meetings for not being able to meet the deadline for completion and submission of the survey. Two clinical project managers did not complete the evaluations in the right way, not all questions scored or scored wrongly and could not be included to be analyzed. Despite the response rate of 11 respondents (33 evaluations, 48% of total), there was enough variation in nationalities and affiliated offices and both cultural cluster were represented in the sample. 6.3 Results from self-perception and mutual perception This section presents the mean scores of self-perceptions, perception of others and mutual perceptions plotted in a radar diagram. The mean values have been compared to look at differences between the respondents from Anglo-Saxon and Asian cultures. This analysis aimed at answering the research question addressed in the introduction of this chapter. A summary of our findings is presented at the end of this section. 159 Figure 6.2 shows the distribution of the mean values for the behavioral dimension assertiveness (ASR) by item comparing self-perception – with perception of others (radar diagram 1 and 2) for both cultural groups. Radar diagram 1 visualizes how individuals from Asian cultures perceive their colleagues from Anglo-Saxon cultures and self-perceptions of assertiveness. Radar diagram 2 visualizes how individuals from Anglo-Saxon cultures perceive their colleagues from Asian cultures and the self-perceptions of assertiveness. Please note that the scores were on a 1-10 scale from strong disagreeing to strongly agreeing. The higher the score the more the stronger agreement, the lower the score the stronger the disagreement of the individual respondent with that item. AsianspercofAng-Sax Agn-Saxownperc Ang-SaxpercofAsians Authorita3ve Authorita4ve 8 Demanding 9 Cau3ous 7 Demanding 6 7 5 6 Takingcontrol Challinginggoals 4 4 Takingcontrol 7 2 5 4 5 1 7 8 7 Pushy 6 7 Cau4ous Challinginggoals 4 5 6 1 0 7 Chargingahead Quickmoving 4 6 Chargingahead 7 6 6 5 3 2 4 0 Quickmoving 8 8 7 5 5 3 8 8 8 6 7 4 5 Asiansownperc 5 7 6 Compromising Pushy 5 Individualis3c Compromising 7 Hardworking Individualis4c Diagram1 9 Diagram2 Hardworking Figure 6.2 Assertiveness mean values of own perception and perception of others, Asian cultures versus Anglo-Saxon cultures, and vice versa Major differences (> = 3 points) in diagram 1 are found in the item taking control (Asian CPMs perceive their Anglo-Saxon colleagues to tending to be less in control than their Anglo-Saxon colleagues perceive themselves). Major differences (> = 3 points) in diagram 2 are found for the following items; authoritative (Anglo-Saxon CPMs see their Asian colleagues as less authoritative than their Asian colleagues perceive themselves); hardworking (Anglo-Saxon CPMs perceive Asian colleagues as tending to be more hardworking than Asian CPMs perceive themselves) and demanding (Anglo-Saxon CPMs perceive Asian colleagues as tending to be more demanding than Asian CPMs perceive themselves). 160 Figure 6.3 shows the distribution of the mean values for the behavioral dimension assertiveness by item comparing self-perception – with self-perception (radar diagram 3) and mutual perception (radar diagram 4) of both cultural groups. Radar diagram 3 visualizes self-perception of Anglo-Saxon cultures versus selfperception of Asian cultures. Radar diagram 4 visualizes how individuals from Asian cultures perceive their colleagues from Anglo-Saxon cultures and vice versa. Ang-Saxownperc AsianspercofAng-Sax Asiansownperc 8 Demanding 7 6 9 7 8 7 8 Demanding Cau3ous Takingcontrol 4 8 5 3 8 3 5 1 Challinginggoals 4 4 2 4 7 5 1 0 0 Quickmoving 4 5 7 6 8 5 6 Takingcontrol Challinginggoals 2 5 6 8 4 Cau4ous 7 5 5 Ang-SaxpercofAsians Authorita4ve Authorita3ve 6 7 7 Quickmoving Chargingahead 8 5 7 7 Chargingahead 5 7 6 Pushy 5 7 6 6 7 7 6 6 Pushy Compromising 7 6 Compromising 9 Individualis3c Individualis4c Hardworking Diagram3 Hardworking Diagram4 Figure 6.3 Assertiveness mean values of own perception and mutual perception, Asian cultures versus Anglo-Saxon cultures, and vice versa Major differences (> = 3 points) in diagram 3 are found in the following items: taking control (AngloSaxon CPMs perceive themselves as tending to be more in control while Asian CPMs perceive themselves as tending to be less in control), cautious (Asian CPMs perceive themselves as tending to be more cautious while Anglo-Saxon CPMs perceive themselves as tending to be less cautious). Major differences (> = 3 points) in diagram 4 are found in the following items: cautious (Anglo-Saxon CPMs perceive Asian colleagues as tending to be more cautious and vice versa); demanding (Anglo-Saxon CPMs perceive Asian colleagues as tending to be more demanding and vice versa); and hardworking (Anglo-Saxon CPMs perceive Asian colleagues as tending to be more hardworking and vice versa). 161 Figure 6.4 shows the distribution of the mean values for the behavioral dimension responsiveness (RSP) by item comparing self-perception – with perception of others (radar diagram 5 and 6) for both cultural groups. Radar diagram 5 visualizes how individuals from Asian cultures perceive their colleagues from Anglo-Saxon cultures and self-perceptions of responsiveness. Radar diagram 6 visualizes how individuals from Anglo-Saxon cultures perceive their colleagues from Asian cultures and the self-perceptions of responsiveness. AsianspercofAng-Sax Ang-SaxpercofAsians Ang-Saxownperc Consistent(methodical) 7 6 7 7 5 6 5 4 5 5 6 8 7 Factualratherthan emo=onal 6 Sensi>ve 4 2 5 Preciseratherthan inexact TeamPlayers 0 5 8 7 8 6 Trus=ng 7 Preserveharmony Factualratherthan emo>onal 5 9 3 8 TeamPlayers 8 6 7 Trus>ng 9 Preserveharmony Unpredictable Diagram5 7 3 6 4 6 5 1 0 7 8 6 3 6 1 Preciseratherthan inexact Loyal 7 Quan>ta>veratherthan qualita>ve Sensi=ve 3 2 8 8 4 6 9 Taskratherthanpeople oriented Loyal 8 5 6 Quan=ta=veratherthan qualita=ve Consistent(methodical) 8 Taskratherthanpeople oriented Asiansownperc Unpredictable Diagram6 Figure 6.4 Responsiveness mean values of own perception and perception of others, Asian cultures versus Anglo-Saxon cultures, and vice versa In diagram 5 No major differences (> = 3points) are found. Major differences (> = 3 points) in diagram 6 are found in the following items; Anglo-Saxon colleagues perceive their Asian colleagues tending to be more; Loyal, team player, trusting, preserving harmony, precise rather than inexact and task-oriented rather than people-oriented and less unpredictable than Asian colleagues perceive themselves to be. 162 Figure 6.5 shows the distribution of the mean values for the behavioral dimension responsiveness (RSP) by item comparing self-perception – with self-perception (radar diagram 7) and mutual perception (radar diagram 8) of both cultural groups. Radar diagram 7 visualizes self-perception of Anglo-Saxon cultures versus self-perception of Asian cultures. Radar diagram 8 visualizes how individuals from Asian cultures perceive their colleagues from Anglo-Saxon cultures and vice versa. Ang-Saxownperc AsianspercofAng-Sax Asiansownperc Consistent(methodical) Consistent(methodical) 8 Taskratherthanpeople oriented 7 6 8 8 4 5 3 6 4 2 Quan;ta;veratherthan qualita;ve Sensi:ve 6 7 5 6 4 4 5 5 Preciseratherthan inexact TeamPlayers 3 5 0 9 6 8 TeamPlayers 3 4 6 Factualratherthan emo:onal Sensi;ve 7 2 1 0 7 7 5 8 3 6 5 1 Preciseratherthan inexact Loyal 7 8 5 6 6 Quan:ta:veratherthan qualita:ve 9 Taskratherthanpeople oriented Loyal 7 Ang-SaxpercofAsians 7 6 Factualratherthan emo;onal Trus:ng 7 8 Preserveharmony 8 7 7 Trus;ng 9 Preserveharmony Unpredictable Diagram7 8 Unpredictable Diagram8 Figure 6.5 Responsiveness mean values of own perception and mutual perception, Asian cultures versus Anglo-Saxon cultures, and vice versa Major differences (> = 3 points) in diagram 7 are found in the following items: loyalty (Anglo-Saxon tend to perceive themselves tending to be more loyal than their Asian colleagues perceive themselves to be) and trusting (Anglo-Saxon tend to perceive themselves as tending to be more trusting than their Asian colleagues perceive themselves to be). Major differences (> = 3 points) in diagram 8 are found in one item; team players (Anglo-Saxon perceive their Asian colleagues as tending to be more team players than the Asian colleagues perceive their Anglo-Saxon colleagues to be team players). 163 Figure 6.6 shows the distribution of the total mean values for the five items for how both cultural groups (mutual perception) perceive the communication and corporation with each other. There were no major difference (>=3 points) between the two groups and there was one similar score for messages meaning that both groups seems to agree that sometimes messages from either side can be sidetracked. CPMs from Asian cultural background in general rate the communication with their Anglo-Saxon colleagues as Polite (6); their directness of communication tended to be indirect (4); sometimes tends to be sidetracked (5); tend to discuss sometimes more than one issue (5) and finally they rate the overall communication with their Anglo-Saxon colleagues as just right (6). CPMs from Anglo-Saxon origin tend to rate the communication with their Asian colleagues as very polite (8); sometimes direct or indirect (5); sometimes tends to be sidetracked (5); mostly one issue that is discussed (4) and finally they rate the overall communication with their Asian colleagues as good (7). The overall communication trend between both groups indicates very polite communication, sometimes direct or indirect and sidetracked, discussing more issues at the same time in a mostly friendly atmosphere. COM-Asians Com-AngSax Politeness 8 7 8 6 5 6 4 Communica>on 3 7 6 Directness 2 1 4 5 0 5 4 5 Issuesdiscussed Messages Diagram9 Figure 6.6 Communication mean values of mutual perception, Asian cultures versus Anglo-Saxon cultures, and vice versa 164 A summary of our findings from this section is presented below in table 6.3. The overview shows that selfperception revealed major differences in perception on 4 (2 ASR and 2 RSP) out of the 22 items. When comparing self-perception and perception of others major differences are found in 9 items (2 ASR and 7 RSP) out of the 22 items. In addition the mutual perception comparison shows major differences in perception of both groups on 3 ASR items and 1 RSP item. This mirror effect of mutual perception shows how people see themselves within a certain organizational and professional cultural context and how they see others within the same or other organizational and professional cultural context. Table 6.3 Summary of the major differences for assertiveness, responsiveness and communication Perceptions Major differences > 3 ASR Major differences > 3 RSP Perception of Asians perceive Anglo-Saxons to be Anglo-Saxons perceive Asians to be others vs. Self- • perception Less in control than Anglo-Saxons • perceive themselves to be More Loyal, team player, trusting, preserving harmony, precise rather than Anglo-Saxons perceive Asians to be inexact and task rather than people oriented and • Less authoritative • More hardworking/demanding than • Less unpredictable than Asians perceive themselves to be Asians perceive themselves to be Self-perception vs. Anglo-Saxons perceive themselves to be Anglo-Saxons perceive themselves to be more loyal Self-perception More in control and less cautious and trusting than their Asian colleagues perceive Asians perceive themselves to be themselves to be. Less in control and more cautious Asians perceive themselves to be less loyal and trusting than their Anglo-Saxon perceive themselves to be. Mutual perception Anglo-Saxons perceive Asians to be more Anglo-Saxons perceive Asians to be more team cautious, demanding and hardworking. players than Asians perceive Anglo-Saxons to be Asians perceive Anglo- Saxons to be less team players. cautious, demanding and hardworking Perceptions: Communication (COM) Major differences > 3 Mutual perception Anglo-Saxons and Asians have the tendency to communicate very politely, sometimes direct or indirect and sidetracked, discussing more issues at the same time in a mostly friendly atmosphere. 165 6.4 Conclusions and discussion In this chapter we studied to what extent the clinical project managers’ self-perception differs from the perceptions of their respective colleagues based in different countries and vice versa. The respondents for this study came from one multinational company and included a group of 23 clinical project managers from Asian and Anglo-Saxon national cultural background (see also chapter 5). This chapter aimed to answer sub-research question 6, To what extent do employees in a specific cultural context differ in their selfperception compared with their perception of others and vice versa (mutual perception)? . To answer this research question a mutual perception study was conducted in which 8 clinical project managers with an Asian cultural background each evaluated themself and 2 colleagues with an AngloSaxon cultural background located in another affiliated office in another country and vice versa for a total 24 evaluations. Three clinical project managers with an Anglo-Saxon background each evaluated them self and 2 colleagues with an Asian cultural background and vice versa for a total of 9 evaluations. A total of 33 evaluations were included in the analysis. We found major differences (> 3 points), between Asian implicit cultures and Anglo-Saxons explicit cultures, in two assertiveness items (taking control and cautious) and in two responsiveness items (loyal and trusting) when comparing their self-perceptions. When comparing self-perceptions and perception of others between both cultural groups, major differences were found in 9 items (2 ASR and 7 RSP) out of the 22 items. These findings indicate that collectivistic/implicit cultures (Asians) are perceived by individualistic/explicit cultures (Anglo-Saxon) on the assertiveness items as tending to be: less authoritative and more cautious, demanding and hard working. In addition individualistic /explicit (AngloSaxon) cultures are perceived by collectivistic/implicit (Asian) cultures on the assertiveness items as tending to be: less cautious, demanding and hardworking, demonstrating a similar perception from both groups of each other. The above findings were all acknowledge by the company’s leadership team. From the leadership team perspective the lack of taking control and being too cautious was one of the reasons for the lack of innovation within the company. They were a bit surprised that a relatively small survey conducted in one of the teams has identified this issue, but were also pleased to notice that their gut-feel was confirmed. 166 On the responsiveness items collectivistic/implicit cultures (Asians) are perceived by individualistic/explicit cultures (Anglo-Saxon) as tending to be: less unpredictable and more; loyal, team players, trusting, preserving harmony, precise rather than inexact and task rather than people oriented. Furthermore individualistic /explicit (Anglo-Saxon) cultures are perceived by collectivistic/implicit (Asian) cultures, as tending to be: less team players. This is not a surprise, because in collectivistic cultures people are from birth onwards integrated into strong, cohesive in-groups, which throughout people’s lifetime continue to protect them in exchange for unquestioning loyalty compared to individualistic cultures in which the ties between individuals are loose: everyone is expected to look after himself or herself and his or her immediate family (Hofstede et al., 2008). The conclusions from this mutual study are further supported by findings from a large-scale Asia-Europe mutual perception study (Asia in the Eyes of Europe, Europe in the Eyes of Asia) conducted throughout 2010- 2011. The study included 10 Asian ASEM (Asian European Meeting) participating countries: Australia, China, India, Japan, Korea, Malaysia, New Zealand, Russia, Singapore, Thailand and 8 EU (European Union) member states: Austria, Belgium, Denmark, France, Germany, Italy, Romania, United Kingdom (Bersick, Chaban, Iglesias, Holland and Lenihan, 2012). To capture a detailed perception of Asia in the EU countries a detailed daily analysis of 29 media outlets across Europe, a public opinion survey of over 6000 respondents and face-to-face interviews of over 100 top European media professionals was conducted. For the ASEM countries, 6000 news items were analysed, 7000 public opinion surveys and 200 elite interviews were conducted to paint a very detailed and multi-layered image of the perception of the EU (Bersick et al., 2012). The communication radar diagram showed that clinical project managers from Anglo-Saxon and Asian cultural groups rated their cooperation and communication tending to be very polite, sometimes direct or indirect and sidetracked, discussing more issues at the same time in a mostly friendly atmosphere. These findings in relation to the directness and the sidetracking of the communication show similarities with findings from Ting and Patron (2013). In this sense that mono-culturally, Anglo-Saxons tend to be direct and discuss a single issue at the time and Asian’s tend to be indirect and somewhat sidetracked and discussing several issues at once. Clinical project managers from Asia cultures (high context/implicit cultures) might perceive the directness used by their Anglo-Saxon colleagues (low context/explicit cultures) as drifting away from building long-term relationships. By contrast Anglo-Saxon clinical project managers (low context/explicit cultures) could perceive rhetorical style of their Asian colleagues (high context/implicit cultures) as out of focus and beating around the bush. 167 For the communication dimension, it can be concluded that the directness and the sidetracking of the communication is in line with the notion that members of collectivistic cultures, tend to maintain relational harmony and emphasize group goals and needs. In contrast, members of individualistic cultures, such as Australians, value individual autonomy and interests, and encourage competition (Lin and Miller, 2003). Our findings further show similarities with findings in the literature (Zhu and Sun, 2004; Zhu, Nel and Bhat, 2006) that in a mutual encounter both cultural groups tend to adjust their communicative behavior to the other party in a polite way. The structured team meetings as a modus operandi within the clinical project manager’s team may have played this adjusting role in affecting the directness or indirectness and sidetracking of the communication as such preventing misunderstanding to happen. It could also be that the professional code of conduct of the clinical project managers played a behavioral adjusting role in streamlining the communication between the groups (Pieterse, 2012). The findings indicate that self-perception alone only reveals part of the snapshot of how people in organizations tend to behave and communicate. This mirror effect of mutual perceptions shows how people see themselves within a certain organizational and professional cultural context and how they see others within the same or other cultural contexts (Ulijn and St Amant, 2000). The leadership team acknowledged this mirror effect and mentioned their concerns about the perceptions of both cultural groups on loyalty, trust and being a team player. They felt that these items should have their immediate attention. The specific information provided by this study helped the leadership team to make decisions, where to intervene within or between both groups involved. As a result the leadership team initiated a series of workshops to improve communication effectiveness within the clinical project managers teams and between the clinical project managers and the management of the affiliated offices and the supportive function including the finance department, logistics and clinical development functions. Our finding that a common organizational culture seems to have less influence on how colleagues or partners perceive each other’s behavior are rather similar to the findings from the mutual perception study involving affiliated office within Unilever, from Hall, (1995). Individual employee perceptions of colleagues from another cultural group or affiliated office may therefore be more influenced by individual personal preferences and the professional cultural group that they are part of. These findings further suggest that, cooperation among professionals may be more affected by what people think of each other in a team than by how they perceive themselves (Eppink et al., 2010). 168 It must however be noted, that the study from Bersick et al., (2012) suggested that mutual perceptions between cultural groups can also be influenced by country specific environmental forces like media, key opinion leaders and policy makers. These influencing factors have not been the focus of this study and might be considered for future inter-company mutual perceptions studies. In conclusion, our findings support the notion that the mutual perception research approach into cultural differences has a valuable contribution. We can further conclude that research into cultural differences based upon self-perception should be verified by the perception of others and mutual perception to get a full picture of insider (self) and outsider (other) (Eppink et al., 2010). This study shows that studying mutual perceptions is a unique approach that can provide a deepened understanding of others and their expectations within a diverse cultural context (Chan, 2010). An understanding of mutual perceptions can provide improved communications and guidance for managers in multinational companies and governmental policy makers (Bersick et al., 2012). This mutual perception study has used the compass survey involving 23 clinical project managers from one team operating in one company, rather similar to a Unilever Intra company study conducted by Hall (1995). The study aimed for ecological validity and provided valuable and insightful information that could facilitate practical interventions to improve cross-cultural communication, it is however not without limitations. The small sample in the single case study has delivered a full picture but only a single snapshot from one team operating in a very large multinational organization. A study design with multiple cases/teams with a substantially larger sample in the same company could provide both a full picture and more snapshots that can be compared statistically. It is therefore a recommended next step to verify the differences found in the assertiveness, responsiveness and communication dimensions between the Asian and Anglo-Saxon cultural groups. A study that compares mutual perceptions of Asians versus AngloSaxons working in different industries can deliver further statistical validity of our findings. 169 170 Chapter 7 Conclusions and discussion on the influence of cultural factors and personal preferences on individual employee behavior 7.1 Introduction Practical managerial problems how to differentiate between the influence of cultural factors and personal preferences on individual employee behavior have been the main motivation for the start of this research. We have explained why it is a problem for managers in multinational organizations to understand what drives the behavior of individual employees and to differentiate between cultural influences and personal preferences. Findings in the literature confirmed that misunderstanding between individual employees and misinterpretations of employee behavior can ultimately lead to inefficiencies in organizations (Kumar et al, 2011; Nardon et al., 2011). The literature further shows that cultural differences studies have paid little attention in differentiating the influence of cultural factors and personal preferences on employee behavior (Zoogah et al., 2011). Most studies on cultural influence have only focused on the influence of single-level factors of culture (Ulijn et al., 2010). Moreover the majority of studies have taken a rather etic research approach or outsider’s view compared to an insider’s view or emic approach (Leung and Van de Vijver, 1996; Efferin and Hopper, 2006). Practical managerial problems and the gaps in the literature have motivated us to formulate the initial central research question for this research: What is the role of cultural and personal factors in the behavior of working individuals in a culturally diverse organizational setting? To answer this initial central research question, two contrasted cultural differences research approaches etic and emic were studied. Figure 7.1 visualizes the approach taken for chapters 1 and 2 of this research. To guide the model analysis two sub-questions were formulated, 1. To what extent can the influence of cultural factors and personal preferences on individual employee behavior be theoretically disentangled and 2. Can a research framework be constructed that measures the perceived influence of cultural factors and personal preferences on individual employee behavior? 171 To answer these questions, we first reviewed cultural models from the etic perspective or from the outsider's view of reality. The etic approach assumes that culture is a factor of influence, which explains differences in cognition, learning and behavior between cultural groups. From the etic literature review, we found that all cultural levels (national, professional and organizational cultures) are intertwined and related and can be considered as key influencers of individual employee behavior within a given social context. The cultural influence review also revealed that professional culture should be considered as a separate level of cultural influence, next to national culture and organizational culture. Motivation for the research Gaps in literature Chapter 1 Objective and central research question Methods used in this research Cultural factors RQ 1 & 2 Etic approach or outsiders view Behavioral intention Emic approach or insiders view Chapter 2 Personal preferences Figure 7.1 Overview of the research approach taken in chapters 1 and 2 Based on the analysis of cultural influence models we adopted the following cultural levels for this research: 1. At the national level, we distinguished between, the rather individualistic Anglo- Germanic/Nordic explicit cultures and the rather collectivistic Latin-Asian implicit cultures (Hofstede, 2008). 2. At the professional cultural level, we distinguished between, the operator, engineering and executive cultures (Schein, 1994) 3. At the organizational cultural level, we distinguished between the incubator, family, Eifel Tower and guided missile cultures (Trompenaars and Hampden-Turner, 2001). 172 The cultural models review further suggested that individual employees behavior is not only affected by the workplace but that the influence on individual employee behavior happens sequentially (first family, then school then work), and simultaneously (by all three cultural levels at the same time). As such, cultural factors play a critical role in personal interactions and individual relationships of employees. Consequently they might affect commitment, collaboration, communication and trust between employees and ultimately organizational efficiency and effectiveness. The way in which these cultural levels influence individual employee behavior varies, depending on the geographical location of the company and the loose or tight relationships between the cultural levels. For example, in the United States based companies, the influence of organizational culture is assumed to be different from the influence of the national culture. Compared to for example in Japan, where organizational and national cultural influence are assumed to be similar. This notion drove us to address the question how individual employees perceive to be affected by these cultural levels. To answer this question we reviewed cultural influence models from the emic perspective or from the insider's view of reality or through the eyes of the individual. An emic perspective is fundamental to understanding how people perceive the world around them. Emic researchers assume that the best way to understand a culture is to regard it as an integrated system. From the emic literature review, we found that personal preferences can indeed be seen as an additional factor of influence on individual behavior next to the cultural levels (national, professional and organizational). As such, within a combined etic-emic perspective, the influence of culture and personal preferences can be theoretically distinguished as separate variables of influence on individual employee behavior. Within the etic research approach, mostly self-perception approaches are used as method for data collection. This is in contrast to the emic research approach that uses both self-perception and mutualperception methods. We have recognized that in order to be able to understand individual employee behavior, we need to understand not only the perception of each individual to see the way they see it (insider’s view), but also the perception of others (outsider’s view) and mutual-perception (insider’s and outsider’s) to have a more diverse and integrated complete picture. We concluded that the mutualperception research approach into cultural differences has additional value to offer than what selfperception studies have delivered so far. We have also looked at the strengths and weaknesses of both the etic and emic research approaches and explored cultural influence models that differentiate between factors of influence on individual behavior using a combined etic-emic research approach. 173 Inspired by the models of Poortinga et al., (1990) and the conceptual framework of Karahanna et al., (2006), a simplified research framework was proposed for this research, that theoretically distinguishes between the influence of cultural factors and personal preferences on behavior intention, assuming that both cultural factors and personal preferences directly or indirectly influence behavioral intention and actual behavior. Within this research behavioral intention is based upon thinking styles and behavioral patterns that are originating from genetics, internal thought processes and environmental influences. The thinking styles include analytical, structural, social, and conceptual thinking, and the behavioral patterns include expressiveness, assertiveness, and flexibility. The research framework has also been proposed in order to overcome the previously discussed weaknesses of both the etic and emic approaches. It is based upon a combined etic and emic research perspective that integrates insights from the various influences on individual cognition and socio-analytic behavioral theories. It is an attempt to include the mutual relationship between cultural levels of influence, the individual perspective and the environment as a dynamic interaction unfolding over time. Findings from the literature review have also resulted in an adjusted central research question and a set of related sub-research questions that have shaped the structure of this research and the sequence of the empirical studies performed. To what extent do personal preferences (PP) influence individual behavior intentions (BI) more than national culture (NC), professional culture (PC) and organizational culture (OC) do? By answering this adjusted central research question and the related sub-questions we aimed to formulate recommendations on how unintended misunderstandings between employees and managers within a culturally divers organizational setting can be avoided. This research also aimed to contribute to the cultural differences research by using a mutual-perception study set-up with a combined etic approach (quantitative), with complementary fieldwork collected by an emic approach (qualitative). This final chapter summarizes the results from the respective studies presented in the chapters 3, 4, 5 and 6 and in doing so answers the main research question of this research. In section 7.2 an overview of the results is presented and discussed based on the research questions. In section 7.3 the limitations of this research are addressed. The theoretical and practical relevance is discussed in section 7.4. Future studies are presented in section 7.5. 174 7.2 Overview and discussion of the results: answering the research questions Figure 7.2 visualizes the approach taken in chapters 3, 4, 5 and 6 of and how within a combined etic and emic research approach, the empirical studies were executed. By performing the empirical studies, this research aimed to answer the respective sub-questions and the central research question. In doing so we aimed to provide clarity of the role of cultural factors and personal preferences on working individuals’ behavior with the prospect to formulate practical suggestions how to avoid unintended misunderstandings in a culturally diverse organizational environment. RQ 3 Rather etic Psychometric study 1 RQ 4 Rather emic Explorative quantitative study 2 Chapter 4 RQ 5 & 6 Combined etic/emic In-depth case study 3 Chapter 5 Chapter 6 Chapter 3 Figure 7.2 Overview of the research approach taken in chapters 3 to 6 In chapter 3 we selected and tested the validity and reliability of a psychometric instrument to find out its suitability for further use within the proposed simplified research framework proposed in chapter 2. This chapter addressed sub-research question 3. 3. Which measure can be used to validly and reliably measure the perceived influence of cultural factors and personal preferences on individual employee behavior? For answering sub-question 3, we have reviewed the most widely used psychometric instrument the Big Five Inventory (BFI) and an alternative the less known Emergenetics instrument. The following set of criteria that derived from the research framework was used for instrument selection: 1. The ability of the instrument to measure both thinking styles and behavior patterns. 2. Available and accessible via an online link. 3. Available in translated version to use within Anglo-Germanic/Nordic and Latin-Asian cultures. 4. Availability of score per item (100) per individual. 175 The Emergenetics survey was used because it fulfilled the above requirements and therefore fitted best for the use in the empirical studies conducted in this research. To use the instrument for empirical studies in a culturally diverse environment we conducted several reliability and validity tests, of which the results indicated that the instrument met the criteria for test re-test reliability, construct and face validity within a culturally diverse setting. The instrument was also tested in a culture and gender differences study for the usefulness of the instrument in cultural different context. The relatively similar mean scores (no statistically significant differences) between the Anglo-Germanic/Nordic group and the Latin-Asian group indicated validity in a culturally diverse setting. We concluded that the instrument was therefore useful for measuring individual behavioral intention (based upon thinking styles and behavioral patterns) in the empirical studies conducted in this research and suitable to test the research framework proposed from the literature review in chapter 2. However for further validation at group level we recommended to use substantially larger sample sizes as the instrument was developed for understanding and accommodating individual differences in thinking and behavior and not to compare nomological differences between groups. In chapter 4 we tested the research framework and compared the self-perception on the influence of cultural factors and personal preferences on behavioral intentions between two national cultural groups; individualistic-explicit cultures versus collectivistic-implicit cultures (Hofstede et al, 2008) and between three professional cultures, operator, engineering and executive (Schein, 1996). The chapter addressed subresearch question 4. 4. To what extent do employees in diverse cultural contexts differ in their self-perception on how cultural factors and personal factors influence their own behavior? For answering sub-research question 4, we conducted a quantitative explorative study that tested the research framework by measuring the individual perceptions of the influence of cultural factors and personal preferences on behavioral intention. To this end we compared two cultural groups AngloGermanic/Nordic and Latin-Asian cultural groups, with different professions (operators, engineering and executives) and from various organizations. The overall results indicated that the personal preferences mostly influences behavioral intention, followed by professional, organizational and national cultures. 176 No major differences were found in the mean influence scores between the Anglo-Germanic/Nordic cultural group and the Latin-Asian cultural group. The observed mean influence scores between operators, engineering and executives and males and females were also rather similar. We concluded that personal preferences and professional culture might be more important than organizational culture and national culture in regard to why individual employees behave the way they do within the organization. This finding might help to prevent misunderstandings and miscommunications between individual employees. We further concluded that, changes in personal preferences and professional culture may affect organizational efficiency and effectiveness more than changes in organizational culture. This finding may also have consequences for how problems of organizational change can be resolved or prevented or how during mergers and acquisitions better and more efficient organizational integration and alignment can be best accomplished. In chapter 5 we tested the research framework by studying the differences between, the self-perception of individual employee behavior and tallied observed day-to-day behavior of these individual employees. This chapter addressed sub-research question 5. 5. To what extent do employees in a specific cultural context differ in their self-perception on how cultural factors and personal preferences influence their own behavior compared to their actual observed behavior? For answering question 5, we conducted an in-depth biopharmaceutical case study with a team of clinical project managers from different countries in Asia and Australia and New Zealand. Three observations were conducted, where the individual behavior intention scores (based upon thinking styles and behavioral patterns) were compared with the scores of tallied observed behavior of the clinical project managers from both cultural groups during weekly team meetings. The focus of these observations was on the interaction and communication between the presenting clinical project manager and the project director. We concluded, that minor differences were observed within the expressiveness and assertiveness behavioral patterns. However, within the flexibility behavioral patterns major individual differences were observed. The majority of participants were willing to be adaptable and accommodating irrespective of their behavioral intention scores. This was observed in the behavioral patterns of clinical project managers from both Asian and Anglo-Saxon cultural backgrounds. 177 This corresponds with the earlier remark on mutual adjusting as a sign of professionalism of global managers in the biopharmaceutical sector. These observations might also be related to the fact that the majority of the group had an analytical thinking style. Individuals with an analytical thinking style tend to look for data and scientific proof. This might indicate that this group was satisfied with the data and the way the information was provided during the meeting and felt comfortable enough to flex out of showing their ‘normal’ behavior of focused and firm. It might also be that due to the thinking style of the leader, (5ATS*) he/she was able to provide the right data, meaning that the leader can relate to the majority (seven of out nine) of the groups thinking style (A), in a structured way (T) and presented in a relational, collaborative, empathic, and supportive way (S). It might also be that the importance of the meeting has influenced the participants to show adaptable and accommodating behavior to demonstrate their commitment and contribution to the project. Overall the observational scores of each individual participant was more or less in line with the percentile scores from the EG survey with some major individual deviations that could be explained based upon a certain requirement or situation in the session. These observations indicate that behavioral intention (based upon thinking styles and behavioral patterns) is a good predictor of actual individual employee behavior as suggested by Zhang (2001, 2002) and Karahanna et al (2006) In chapter 6 we compared the clinical project managers own perceptions with perceptions of their colleagues and vice versa. This chapter addressed sub-research question 6. 6. To what extent do employees in a specific cultural context differ in their self-perception compered with their perception of others and vice versa (mutual perception)? To answer question 6 we conducted a quantitative mutual perception study by comparing self-perception, perception of others, and mutual perceptions on behavioral dimensions assertiveness, responsiveness and one communication dimension between respondents from Anglo-Saxon and Asian cultural backgrounds. We found major difference in mutual perception scores in the behavioral dimensions assertiveness and responsiveness between respondents from Anglo-Saxon explicit cultures and Asian implicit cultures. In regard to the communication dimension, we concluded that the directness and the sidetracking of the communication between the two cultural groups show similarities with findings in the literature. We also found support in the literature that in a mutual encounter both cultural groups tend to adjust their communicative behavior to the other party in a polite way. 178 We further suggested that the professional culture within the clinical project manager’s team might have played a behavioral adjusting role in streamlining the communication between the groups. The findings indicated that self-perception alone only reveals part of the snapshot of how people in organizations tend to behave and communicate. This mirror effect of mutual-perceptions shows how people see themselves within a certain organizational and professional cultural context and how they see others within the same or other contexts. Other indications from this study are that research into the influence of personal and cultural factors on employee behavior should be based upon mutual perception to get a full picture of insiders (self) and outsider (others). Because the mutual-perception approach provides a deepened understanding of others and their expectations within a diverse cultural context, it can be a guidance for managers in multinational companies and governmental policy makers to improve inter cultural mutual communications. Now that we have addressed all the sub-questions we can now answer the main research question of this research. Main research question: To what extent do personal preferences influence individual behavioral intentions more than national culture, professional culture and organizational culture do? From this research’s problem statement we noted that managers in a multinational companies, often had difficulties understanding when and how employee behavior was influenced by culture and how to act accordingly. We have learned from this research that in some cases when individual employee behavior may, depending on the situation, indeed be culturally driven but in some cases it seemed to be more personally driven. The findings from this research suggest that the way co-workers and superiors would tend to behave in a certain situation, would be more related to their thinking style and behavioral patterns which are mostly influenced by personal preferences first and then next by cultural factors. With that in mind we could now assume that the behavior of the majority of individual employees their colleagues and superiors would probably be first driven by their personal preferences and their individual perceptions of the colleagues involved in the situation and then next by cultural factors. This research also found that self-perceptions and the perceptions of colleagues and superiors are of critical importance to get a broader perspective and an understanding why an individual person behave the way he/she does and how colleagues and superiors behave the way they do. 179 In regards to cultural factors we found indications that the behavior of a certain professional might be more driven by the modus operandi of the professional group than by the organizations culture or the nationality of that professional. The importance of professional culture is also stressed in the finding that the loosetight relationship between national and organizational culture is more dependent on how strong the influence of professional culture is rather than on the company’s organizational culture or geographical location of the company. Individual personal preferences and professional culture might therefore be more important than organizational culture and national culture when organizational efficiency and effectiveness are at stake. Based on the above findings from the empirical studies the central research question can be answered as follow: personal preferences and professional culture have more influence on behavioral intention and Individual employee behavior than organizational culture and national culture. 7.3 Limitations of this research This research was based on a multi-method approach combining quantitative and qualitative data collection methods. With this approach we aimed to look for an alternative set of explanations that are complimentary to a classical sociological surveys and provides more practical relevance. This approach was also chosen because the multi-method approach is increasingly used within business and management research and it supported the objectives of this research, which is to look for high ecological validity of our outcomes. While we believe that this research contributes to furthering cross-cultural research, it is not without its limitations. The research framework supported by validated theories and the multi-method approach made it possible to theoretically differentiate and empirically study the influence of cultural and personal factors on behavior intention and to compare behavioral intention with actual observed behavior. The first challenge faced was selecting an appropriate instrument that could measure behavior intention (based upon thinking styles and behavioral patterns) to translate the theoretical framework into operationable empirical research that takes the personal perception, perceptions of others and mutual perception into account. The Emergenetics (EG) instrument was selected and used with the permission of Emergenetics Inc. 180 However there was a restriction to explicitly mention the Cronbach alpha for the reliability of each individual item of the questionnaire, because that would have infringed on the commercial interests of this firm in this PhD thesis. We have acknowledge and respected this limitation, and where able to demonstrate encouraging signals of validity and reliability of the EG instrument (self-perception) and for the usefulness of the EG instrument in a culturally diverse environment. However, although based on sound statistical analysis the results were based on relatively small sample sizes. A study with larger sample sizes comparing cultural groups would be recommended to confirm the validity of the EG instrument for the use in cross-cultural research. To look for meaningful outcomes for both theory and managerial practice of this research the quantitative surveys (self-perception, perception of other and mutual perception) and qualitative (observations) have been closely linked. This allowed us to link the results from the quantitative explorative study with the quantitative and qualitative results from the in-depth case study. We were therefore able to compare selfperceptions with actual behavior and self-perception with mutual perceptions within a cultural diverse context. However this data collection method caused the following research operational challenges. In the explorative study and the case study respondents were invited to first complete the online EG survey that included 100 items and the extended EG survey with 400 items. The amount of items and the requirement to force-rank the 400 items might have negatively affected response rates. In addition the mutual perception questions used in the case study were sometimes seen as too personal, which have also lowered the response rates, specifically amongst the participants with an Asian cultural background. Another limitation was that the explorative study included slightly different cultural group (Anglo-Germanic/Nordic versus Latin-Asian cultures) than the in-depth case study that included only Anglo-Saxon and Asian cultures. This non-representation of the Germanic Nordic cultures and Latin cultures in a case study setting has however not greatly affected the conclusions of this research. For the qualitative data collection we could only rely on notes (hearing and seeing) during the observations, since video and audiotaping was not allowed, due to the sensitivity of the information that was shared during the update meetings. This limitation to crosscheck observations might have affected the tallied behavior scores. To mitigate the lack of a second observer, all behavioral intention scores and tallied behavioral observations have been checked by the researcher in individual face-to-face meetings and calls between researcher and clinical project managers. 181 The above-mentioned limitations of the combined approach should be considered in relation to the conclusions and findings from this research. However, despite the limitations we believe that we have made a contribution in serving the international business community as a whole and the very relevant biopharmaceutical sector. 7.4 Theoretical and practical relevance of this research Despite the increased criticism on the etic cultural differences research approach (Leung and Van de Vijver, 1996; Efferin and Hopper, 2006) this outsider’s perspective is still mostly used to compare and analyze cultural differences at group level. The emic research approach, takes an insider’s view and links individual employees and their adapted behavioral patterns to the ecological setting in which they work and live. This approach has received less attention and is therefore less used in cultural differences research that compares and analyzes cultural differences at an individual level (Gudykunst and Ting Toomey, 1988; Bohner and Dickel, 2011). Due to their different research perspectives the etic (outsider’s) research approach is used for the testing of hypotheses and the emic (insider’s) approach is used for exploratory research. However, both the etic and emic research approach are predominately using self-perception methods. In reference to Morris et al., (1999) and Ulijn et al., (2010), cultural differences research that have used a combined etic (outsider’s) and emic (insider’s) perspective with self-perception and mutual perception data collection methods are very rare. This research explored the possibilities to conduct cultural differences studies with a combined etic-emic approach, which can provide both theoretical clarity and suggestions for managerial practice. For the data collection, the self-perception Emergenetics (EG) and extended (EG) surveys, a mutual perception (MP) survey and coded behavioral observation score cards (based on the EG survey) were used. The data was analyzed both quantitatively using SPSS and qualitatively through descriptions of mutual perceptions and observed behavior. We have first used a self-perception (EG) survey to identify individual behavior intention (based upon thinking styles and behavioral patterns) to then measure the perceived influence of cultural factors and personal preferences on behavior intention (see Browning 2006). The next step in the research process was through observations; comparing self-perception on behavior intention with actual behavior (see Ulijn and St Amant, 2000). The final step in the research process was comparing the individual perceptions of self, with perception of others and vice versa using mutual-perception surveys (see also Hall, 1995 and Eppink et al., 2010). 182 Our findings show that the proposed research framework made it possible to compare and analyze the influence of cultural factors and personal preferences at an individual level, through the eyes of the individual employees, their colleagues and superiors and vice versa. Differentiating the samples at a national, professional and organizational cultural level, allowed us to compare and analyze the selfperceptions and mutual perceptions at a cultural group level. This research approach provided richer data that goes beyond generalizations at a cultural group level. The insider’s view of the perception of each individual to see the way they see it, the perception of others and the researchers perceptions via observations (outsider’s view) led to a sort of triangulation approach that provided a more diverse and complete picture (Van Brussel, 2012). It must be noted that we have combined, quantitative and qualitative methods not for the purpose of cross validating the outcomes but for complementary purposes. The insider’s and outsider’s views provided these complimentary insights from different angles, which have enriched our understanding. The first angle (the explorative quantitative study) is an understanding how individuals from the different cultural groups perceived the influence of cultural factors and personal preferences on behavioral intention. This study showed statistical indications that personal preferences have the most influence on behavioral intentions and that these outcomes apply for both of Anglo-Germanic/Nordic and Latin-Asian culture. However, through the second angle of understanding (case study) we were able to find out how individuals from these cultural groups perceive their own behavioral intention, compared to how they actually behave. This angle revealed that how individuals actually behave relates to both their behavioral intentions (based upon their unique thinking style and behavioral patterns), influenced by the performed leadership style, the task at hand, the importance of the issue or the meeting or the international organizational context (biopharmaceutical industry). The third angle, allowed understanding of how individuals within these cultural groups perceive each other’s behavior. This perspective showed that on some behavioral dimensions, the Anglo-Saxon and Asia cultural groups are more or less aligned with Hofstede’s individualistic and collectivistic dimension scores, but on some they are not aligned which is in line with the findings from the mutual perception study conducted by Ulijn et al., 2009. The indication of our finding that Anglo-Saxon explicit cultures and Asian implicit cultures have major differences in the behavioral dimensions assertiveness and responsiveness are supported by findings from a large-scale Asia-Europe mutual perception (Asia in the Eyes of Europe, Europe in the Eyes of Asia) study that was conducted throughout 2010-2011(Bersick et al., 2012). 183 This alignment of findings from the single in-depth case study with other mutual perception studies demonstrates that, measuring and assessing the influence on behavioral intention and actual employee behavior derives from knowledge of the setting gained by field experience, again suggesting the value of combining qualitative and quantitative methods. However, despite this alignment of the results a largescale mutual perception case study, that includes multiple companies and from multiple countries would be recommended to further verify the differences in assertiveness and responsiveness scores between the two cultural groups. This research has contributed to cultural differences research: by linking quantitative data collection methods (self or others and mutual perception surveys) with qualitative data collection methods (observations) we were able to compare self-perceptions of behavior intention with actual observed behavior and mutual perceptions using the same sample. We have demonstrated that it is possible to operationalize cultural differences research by combining the strengths of both the etic-emic research approach while mitigating their respective weaknesses. We also showed the added value of comparing outcomes from self-perception surveys with perception of others, mutual-perceptions and observations to allow richer data analysis options in cultural differences research. The above findings support a more frequent use of the combined etic-emic multi-method approach in cultural differences research, based upon self-perception and mutual perception data collection methods. The research further suggests the need to move beyond outcome evaluations and suggest a more holistic cultural differences research approach, which makes it possible to complement, self-perception outcomes with mutual perception and observations. This research acknowledges the practical need within multinational companies to understand why employees and managers with different functions and from different national cultural backgrounds behave the way they do. Understanding how employee behavior is influenced and shaped by both cultural and personal factors could help manager to recognize these differences, and adapt their management style accordingly. This is important because if managers are to work effectively in a complex and culturally diverse context, they will have to have the agility to respond emphatically and effectively to practices and values that differ from their own cultural expectations and personal practices (Javidan and House, 2001). 184 The results from this research further suggest that an individual employees personal preferences and professional background mostly influence that person’s individual behavior, irrespective of the organizational or national cultural context. From a more practical perspective personal preferences and professional cultures should therefore be considered when organizational change within a culturally diverse environment is at stake. The concept of behavior intention defined in this research as an individual person’s unique thinking styles and behavior patterns might be an alternative vehicle to help individual employees to efficiently communicate beyond national, organizational and professional cultural boundaries. By mutually understanding their colleagues or superiors thinking styles and behavioral patterns individual employees might be able to better relate, connect and engage with each other. In daily practice this means that colleagues with an analytical thinking style (appreciating; mathematics, analysis and data) who are generally quiet reserved and focused can relate to and understand a colleague with a social thinking style (appreciating caring, giving and empathic) who is generally outgoing, driven and easy-going. As such understanding the insider’s perception and the outsider’s perception might help to prevent misunderstandings and miscommunications in a culturally diverse organizational environment. For the managerial practice it means that in order to present and interpret spoken and written information in a similar manner, managers and employees might need to first understand their own perceptions and preferences and those of their colleagues. The mutual understanding of how each team member collects and digest information based upon thinking styles might result in a common communication style (modus operandi), resulting from a common professional modus operandi. This common communication style can create a common platform that facilitates effective and efficient communication between individual employees, irrespective of different professional, organizational and national cultural backgrounds, geographical location and languages used. 185 7.5 Future studies Culture is a complex and dynamic phenomenon, which has been mostly studied from an etic perspective using self-perception methods. We have assumed that by theoretically differentiating between the influence of cultural and personal factors on behavior intention that we could better understand why individual employees behave the way they do in a culturally diverse setting. From a more practical point of view this insight in the self-perception, perception of others and mutual-perception could help managers to understand why behaviors of colleagues and superiors can be rather more culturally driven or more personally driven. Our findings indicate that personal preferences/attitudes and the education and training affects colleagues and superiors behavior more than the organization they work for or the country of birth. Implicating that personal preferences and professional culture should be taken into consideration when organizational efficiency and effectiveness is at stake. This could mean that if, for example, companies are engaged in joint ventures, mergers and acquisitions or strategic alliances, the alignment of personal preferences and professional modus operandi or professional cultural fit might have more impact to get alignment of organizational cultures within the joint venture or strategic alliance (Duysters et al., 2010). It could be argued that personal preferences alignment and professional cultural fit should be part of the cultural fit process besides strategic fit and operational fit, if it concerns cross-border merger and acquisitions and strategic alliances. Future research could focus on this organizational alignment in order to understand the role of personal preferences and professional cultural fit in the case of cross-cultural or cross-border cooperation’s between multinational organizations. In reference to Silverman (2011) this research aimed to provide an insider’s and outsider’s snapshot of individual employees perception of how both cultural factors and personal preferences influence individual behavior and how these perceptions differ between cultural groups. Future studies that go beyond that snapshot could continue to explore the combined etic-emic approach to further expand the knowledge gained from this research. For example it could be recommended to consolidate and verify our findings from the biopharmaceutical case study within a large scale multiple case study setting covering different companies in different locations using mutual perception surveys involving multiple professions similar to the Unilever study performed by Hall (1995). Alternatively a similar case study could be done in a more low-technology industry (commodities or retail) environment to see if outcomes are similar or different from a high-technology industry environment. 186 Future studies could also further explore testing the concept of behavioral intention (based upon thinking styles and behavioral patterns) as a predictor for actual behavior using other psychometric instruments and larger sample sizes within individualistic versus collectivistic cultures to allow analysis at a cultural group level. A final thought: connecting and engaging at an individual level might bring the insider’s into closer contact with the outsider’s. It may lead to better understanding of each other’s self-perceptions and mutualperceptions, which might help developing a sensitivity to each other’s ways of life which is very crucial to the success of our social and business interactions in an increasingly more complex and globalized world. 187 188 Summary We live in an increasingly more complex and globalized world, which has led to a tremendous increase in cross-cultural contacts. The diversity of the workforce, the use of different languages and communication styles has created many difficulties to effectively communicate within multinational organizations. The differences in cultural backgrounds of the sender and receiver, made it even more difficult to understand and interpret each other’s words and behaviors, leading to miscommunication at an individual level, misinterpretations at a team level and inefficiencies at an organizational level. As a consequence, managers in multinational organizations are mainly confused how the behavior of individual employee’s with different professions and national cultural background is influenced by cultural expectations and personal practices of others within the organization. Because of this confusion they struggle to effectively manage their increasingly culturally diverse workforces. The literature shows that there is not one universal way to manage or influence these complex and intertwined processes. As such, work methods that seem to be working in one cultural environment might not work in another cultural environment. That is why managers in multinational organizations are facing many challenges, for example how to become competent in cross-cultural awareness and practices and how to master a variety of modus operandi to connect and engage with their teams of professionals and superiors. Developing a mutual sensitivity and understanding of each other’s perceptions, might lead to less confusion in what is culturally or personally influenced behavior. Providing some clarity in how employee behavior is influenced and shaped by either cultural factors or personal preferences might help managers to recognize these differences and to have the agility to respond positively and effectively to practices and values that differ from their own cultural expectations and personal practices. This research has aimed to look for answers to help clarify the managerial confusion between rather culturally or personally influenced employee behavior. 189 Central research question These practical managerial problems and the gaps in the literature have motivated us to formulate the initial central research question for this research, “what is the role of cultural and personal factors in the behavior of working individuals in a culturally diverse organizational setting”. To answer this initial central research question, two sub-questions were formulated, 1. To what extent can the influence of cultural factors and personal preferences on individual employee behavior be theoretically disentangled and 2. Can a research framework be constructed that measures the perceived influence of cultural factors and personal preferences on individual employee behavior? Two contrasting cultural research approaches were analyzed and provided an insiders and outsiders perception on how the different cultural levels (national, organizational and professional culture) influence individual employee behavior. The analysis also revealed that cultural factors and personal preferences could be differentiated as two factors influencing behavioral intention as a predictor of actual behavior. Based on these finding a research framework was proposed to operationalize further empirical research. The research framework included the influencing factors; cultural factors (based upon national, professional and organizational culture) and personal preferences and the influenced factor behavioral intention (based upon thinking styles and behavioral patterns). Within the framework, behavioral intention is viewed as the best predictors of actual behavior as it relates to a person’s own perception of their thinking styles and behavioral patterns. The framework is based on the combined etic-emic research approach, which allows both a cultural group-level analysis and an individual-level analysis. At group level, we have compared between country clusters, and differentiated between Anglo-Germanic/Nordic versus Latin-Asian cultures. We further differentiated at a national cultural level between individualistic and collectivistic, and between low context-explicit versus high context-implicit cultures. At the professional cultural level we differentiated between operator, engineering and executive cultures and at the organizational level between, incubator, family, Eiffel Tower and guided missile cultures. Finally, we differentiated between the loose-tight relationship between the different cultural levels national and organizational culture and with professional culture as a separate level of cultural influence. From the learning’s and insights derived from the etic and emic literature review the following revised central research question was formulated: To what extent do personal preferences influence individual employee behavior more than national culture, professional culture and organizational culture do? 190 Research methods The motivation for this research comes from personal managerial experiences in multinational organizations combined with the objective to take a nuance view as a cross-cultural research. This research therefore preferred using multi-method combining exploratory empirical studies and quantitative methods followed by an in-depth biopharmaceutical case study combining quantitative with qualitative methods. First, a rather etic psychometric study was conducted, using self-perception surveys to test an instrument that measures behavioral intention. Second, an emic explorative study was conducted, using self-perception surveys to identify the influence of cultural factors and personal preferences on behavioral intention. Third, a rather combined etic and emic in depth case study was conducted, using observation score cards to compare outcomes from the self-perception on behavioral intention with tallied actual behavior in a culturally diverse setting. Within the same case study participants a mutual-perception survey was used to compare self-perception and perception of others. This sequential research approach allowed us to capture different perceptions with richer data resulting in a better understanding of the influence of cultural factors and personal preferences on behavioral intention and simultaneously provided an explorative and descriptive overview of how perceived behavioral intention compares with actual individual employee behavior from respondents with a similar professional and organizational cultural background and from Anglo-Saxon and Oriental national cultures. Answering the research questions In order to drive the operationalization of the empirical studies and answer the central research question, 4 additional sub-questions were formulated. To answer sub-question 3, which measure can be used to validly and reliably measure the perceived influence of cultural factors and personal preferences on individual employee behavior? We studied, if the selected Emergenetics psychometric instrument showed satisfying reliability and validity qualities, measuring behavioral intention (based upon thinking styles and behavioral patterns). We further investigated if the instrument could be used for measuring individual differences between Anglo-Germanic/Nordic cultures and Latin-Asian cultures. The results from several reliability and validity tests, indicated that the instrument met the criteria for, construct and face validity, test re-test reliability and could be used for measuring behavioral intention. We further concluded that there were relatively similar mean scores for behavioral intention between the two cultural groups, indicating that the instrument was useful for measuring individual behavioral intention (based upon thinking styles and behavioral patterns) within a culturally diverse setting. 191 To answer sub-question 4, to what extent do employees in diverse cultural contexts differ in their selfperception how cultural factors and personal factors influence their own behavior?” We studied, how Anglo-Germanic/Nordic cultures and Latin-Asian cultures and members from operator, engineering and executive cultures differ in their perception on the influence of cultural factors and personal preferences on behavioral intention. The results from this quantitative explorative study showed that personal preferences had the lowest mean influence score indicating that it has the most influence on behavioral intention, followed by professional, organizational and national culture. Furthermore, no major differences were observed in the mean influence scores between the two cultural groups. The mean influence scores between the three professional cultures were also rather similar. We concluded that personal preferences and professional culture might be more important than organizational culture and national culture in regard to how different professional groups behave within an organization. To answer sub-question 5, to what extent do employees in diverse cultural contexts differ in their selfperception on how cultural factors and personal factors influence their own behavior compared to their actual observed behavior? We studied, how the perceived individual behavioral intentions scores compare with actual observed behavior between respondents from Anglo-Saxon cultures and Asian cultures. No major discrepancies were observed within the expressiveness and assertiveness behavioral patterns. However, the observations for the flexibility behavioral patterns showed that the majority of participants were willing to be adaptable and accommodating irrespective of their behavior intention scores. This was observed in the behavioral of clinical project managers with an Asian and Anglo-Saxon cultural background. We further concluded that, to demonstrate their commitment and contribution to the project, the clinical project managers, showed adaptable and accommodating behavior which might be related to the tendency of analytical thinking in the team, the thinking style of the team-leader or the importance of the information shared in the meeting to perform a certain task. To answer sub-question 6, to what extent do employees in a specific cultural contexts differ in their selfperception compared with their perception of others and vice versa (mutual perception)? We studied, how the perceived mutual perception scores (based upon assertiveness, responsiveness and communication) differ between respondents from Anglo-Saxon and Oriental cultures. We found major difference in mutualperception scores in the behavioral dimensions assertiveness and responsiveness between respondents from Anglo-Saxon and Oriental cultures. 192 In regard to the communication dimension, we concluded that the directness and the sidetracking of the communication show similarities with findings in the literature that in a mutual encounter both cultural groups tend to adjust their communicative behavior to the other party in a polite way. We further suggested that the professional culture within the clinical project manager’s team might play a behavioral adjusting role in streamlining the communication between the groups. The findings indicated that self-perception alone only reveals part of the snapshot of how people in organizations tend to behave and communicate. Conclusions and recommendations From the research conducted in this research, we can conclude that, personal preferences and professional culture have more influence on behavioral intention and on individual employee behavior than organizational culture and national cultures do. This conclusion applies within both rather individualistic cultures and collectivistic cultures. We further found indications that personal preferences and professional culture may also influence the loose-tight relationship between national culture and organizational culture irrespective of company’s geographical location. The theoretical recommendations focus around the eticemic multi-method research approach taken in this research. This research demonstrated the possibility to operationalize cultural differences research by combining the strengths of both the etic and emic research methods while mitigating their respective weaknesses. The combined research approach, allowed to do research through the eyes of the individual to see it the way they perceive it. By verifying outcomes from self-perception surveys with perception of others, mutual perceptions and observations we obtained richer data more background information about the respondents and a variety of analysis options. It also allowed comparing the self-perceptions and mutual-perceptions between different cultural groups. It is therefore recommended to conduct more mutual perception studies in cultural differences research. However, this combined approach may require some further development, specifically in regard to the data collection challenges associated with the relatively sensitivity of the questions, sensitivity to review colleagues and superiors and the relative long surveys (100- 400 items) associated with mutual perception studies. It is therefore recommended to conduct more mutual perception studies in order to explore how this type of multi-method cultural differences research can be further developed. 193 The practical recommendations focus around results from this research, which suggest that in order to present and interpret spoken and written information in a similar manner, managers and employees might need to first understand their own perceptions and preferences and those of their colleagues. The mutual understanding of how each team member collects and digest information based upon thinking styles might result in a common communication style (modus operandi), resulting from a common professional modus operandi. This common communication style can create a common platform that facilitates effective and efficient communication between individual employees, irrespective of different professional, organizational and national cultural backgrounds, geographical location and languages used. Research limitations Within this research we came across research limitations that are associated with the complexity to collect self-perception and mutual perception data from respondents from 28 different countries and the observations done on location in Asia. The respondents from the quantitative explorative study needed to complete, three surveys for a total of 535 questions. The amount of questions might have lowered the response rate. Furthermore, the researcher could only rely on notes (hearing and seeing) during the observations, which might have influenced the scores of the observed behavior. 194 195 Samenvatting (Dutch) De wereld waarin wij leven wordt steeds complexer en geglobaliseerder en dit leidt tot een enorme toename in crossculturele contacten. De diversiteit van de beroepsbevolking alsmede het gebruik van verschillende talen en communicatiestijlen leveren veel moeilijkheden op die een effectieve communicatie binnen multinationale organisaties in de weg staan. De verschillen in de culturele achtergrond van de zender en de ontvanger bemoeilijken het begrijpen en interpreteren van elkaars woorden en gedragingen zelfs nog meer, wat leidt tot miscommunicatie op individueel niveau, misinterpretaties op teamniveau en inefficiëntie op organisatorisch niveau. Hierdoor kampen managers in multinationale organisaties voornamelijk met verwarring over hoe het gedrag van individuele werknemers met verschillende beroepen en nationale culturele achtergronden wordt beïnvloed door culturele verwachtingen en persoonlijke praktijken van anderen in de organisatie. Deze verwarring maakt dat zij moeite hebben om hun in cultureel opzicht steeds diversere werknemers effectief te managen. Uit de literatuur blijkt dat er niet één universele manier is waarop deze complexe en met elkaar verweven processen kunnen worden beheerd. Werkmethoden die in de ene culturele omgeving effectief lijken, hoeven dit daarom nog niet per se in een andere omgeving ook te zijn. Daarom zien managers in multinationale omgevingen zich voor veel uitdagingen gesteld, bijvoorbeeld hoe zij competentie verwerven in crosscultureel bewustzijn en crossculturele praktijken, en hoe zij een verscheidenheid aan modus operandi onder de knie krijgen waarmee zij kunnen omgaan met hun teams van professionals en superieuren. Het ontwikkelen van een wederzijdse gevoeligheid voor en begrip van elkaars percepties zou kunnen leiden tot minder verwarring over wat cultureel of persoonlijk beïnvloed gedrag is. Het bieden van enige helderheid in hoe het gedrag van werknemers wordt beïnvloed en gevormd door culturele factoren dan wel persoonlijke voorkeuren, zou managers van pas kunnen komen bij het herkennen van deze verschillen en hun de behendigheid kunnen geven om positief en effectief te reageren op de praktijken en waarden die afwijken van hun eigen cultureel bepaalde verwachtingen en persoonlijke praktijken. Dit onderzoek heeft tot doel het zoeken naar antwoorden en het helpen wegnemen van de verwarring bij managers met betrekking tot cultureel dan wel persoonlijk beïnvloed gedrag van werknemers. 196 Centrale onderzoeksvraag Deze praktische managementproblemen en de lacunes in de literatuur hebben ons gemotiveerd tot het formuleren van de eerste centrale onderzoeksvraag: 'welke rol spelen culturele en persoonlijke factoren in het gedrag van werknemers in een cultureel diverse organisatorische setting?' Voor het beantwoorden deze vraag zijn twee subvragen geformuleerd, te weten: 1) in welke mate kan de invloed van culturele factoren en persoonlijke voorkeuren op het gedrag van een individuele werknemer theoretisch worden ontrafeld? en 2) kan er een onderzoekskader worden geconstrueerd waarmee de waargenomen invloed kan worden gemeten van culturele factoren en persoonlijke voorkeuren op het gedrag van een individuele werknemer? De analyse van twee contrasterende benaderingen van cultureel onderzoek heeft een insiders perceptie en een outsiders perceptie opgeleverd op hoe de verschillende culturele niveaus (nationaal, organisatorisch en professioneel) het gedrag van een individuele werknemer beïnvloeden. Uit de analyse kwam ook naar voren dat culturele factoren en persoonlijke voorkeuren konden worden onderscheiden als twee factoren die van invloed zijn op gedragsintentie als voorspeller van daadwerkelijk gedrag. Op basis van deze conclusies is er een onderzoekskader voorgesteld voor verder empirisch onderzoek. Het onderzoekskader omvatte de volgende beïnvloedingsfactoren: culturele factoren (op basis van nationale, professionele en organisatorische cultuur) en persoonlijke voorkeuren, alsmede de beïnvloede factor gedragsintentie (op basis van denkstijlen en gedragspatronen). In het onderzoekskader wordt gedragsintentie gezien als de beste voorspeller van daadwerkelijk gedrag omdat dit is gerelateerd aan de perceptie van die persoon van zijn of haar eigen denkstijlen en gedragspatronen. Het kader is gebaseerd op de gecombineerde etic-emic onderzoeksbenadering, die een analyse mogelijk maakt op zowel cultuurgroepsniveau als op individueel niveau. Op groepsniveau hebben we een vergelijking gemaakt tussen landenclusters en hierbij onderscheid aangehouden tussen Anglo-Germaanse/Noordse culturen en Latijns-Aziatische culturen. Verder hebben we op nationaal cultureel niveau onderscheid gemaakt tussen individualistische en collectivistische culturen en tussen culturen met een lage context (expliciet) en een hoge context (impliciet). Op professioneel cultureel niveau hebben we onderscheid gemaakt tussen operator-, engineering- and executive-culturen en op organisatorisch niveau tussen incubator-, family-, Eiffel Tower- and guided missile-culturen. Tot slot hebben we onderscheid gemaakt tussen de losstrakrelatie tussen nationaal en organisatorisch als culturele niveaus en met professioneel als een afzonderlijk niveau van culturele invloed. 197 Op basis van het geleerde en de inzichten die zijn ontleend aan de studie van de etic- en emic-literatuur is de volgende gereviseerde centrale onderzoeksvraag geformuleerd: 'in welke mate zijn persoonlijke voorkeuren meer van invloed op het gedrag van een individuele werknemer dan nationale cultuur, professionele cultuur en organisatorische cultuur dit zijn?' Onderzoeksmethoden De motivatie voor dit onderzoek vloeit voort uit persoonlijke managementervaringen in multinationale organisaties, gecombineerd met het doel van een genuanceerde blik op crosscultureel onderzoek. Voor dit onderzoek ging de voorkeur uit naar een multimethode-aanpak waarin verkennende empirische studies zijn gecombineerd met kwantitatieve methoden gevolgd, door een diepgaande casus in de biofarmaceutische industrie. Hierin zijn kwalitatieve en kwantitatieve methoden gecombineerd. Ten eerste is er een psychometrische etic-studie uitgevoerd, waarin zelfbeoordelingsenquêtes zijn gebruikt voor het testen van een meetinstrument voor gedragintentie. Ten tweede is een verkennende emic-studie uitgevoerd, waarin aan de hand van zelfperceptie-enquêtes de invloed werd vastgesteld van culturele factoren en persoonlijke voorkeuren op gedragsintentie. Ten derde is er een gecombineerde etic- en emicdieptecasus uitgevoerd waarbij met waarnemingsscorekaarten uitkomsten van de zelfperceptie op gedragsintentie werden vergeleken met geregistreerd daadwerkelijk gedrag in een cultureel diverse setting. Onder dezelfde casusdeelnemers werd er via een enquête over wederzijdse perceptie een vergelijking uitgevoerd naar zelfperceptie en perceptie van anderen. Deze sequentiële onderzoeksaanpak heeft ons in staat gesteld om verschillende percepties met rijkere data vast te leggen. Het heeft geleid tot een beter begrip van de invloed die culturele factoren en persoonlijke voorkeuren hebben op gedragsintentie. Tegelijkertijd heeft deze aanpak een verkennend en beschrijvend overzicht geboden van hoe waargenomen gedragsintentie zich verhoudt tot daadwerkelijk individueel werknemergedrag van respondenten met een overeenkomende professionele en organisatorische culturele achtergrond en uit Angelsaksische en Aziatische nationale culturen. 198 Beantwoorden van de onderzoeksvragen Voor het stimuleren van de operationalisering van de empirische studies en het beantwoorden van de centrale onderzoeksvraag, zijn er vier extra subvragen geformuleerd. Voor het beantwoorden van subvraag 3 (met welke methode kan de waargenomen invloed van culturele factoren en persoonlijke voorkeuren op individueel werknemergedrag op een geldige en betrouwbare manier worden gemeten?) hebben we bestudeerd of het geselecteerde psychometrisch instrument van Emergenetics bevredigende betrouwbaarheid en validiteit opleverde bij het meten van gedragsintentie (op basis van denkstijlen en gedragspatronen). Verder hebben we bestudeerd of het instrument toegepast zou kunnen worden voor het meten van individuele verschillen tussen Anglo-Germaanse/Noordse culturen en Latijns-Aziatische culturen. Uit de resultaten van verschillende betrouwbaarheids- en validiteitstests bleek dat het instrument voldeed aan de criteria voor construct- en indruksvaliditeit, test/hertestbetrouwbaarheid en geschikt was voor het meten van gedragsintentie. Ook concludeerden we dat er tussen de twee culturele groepen relatief overeenkomende gemiddelde scores voor gedragsintentie voorkwamen, wat aangaf dat het instrument geschikt was voor het meten van individuele gedragsintentie (op basis van denkstijlen en gedragspatronen) in een cultureel diverse setting. Voor het beantwoorden van subvraag 4 (in welke mate verschillen werknemers in verschillende culturele contexten in hun zelfperceptie van hoe culturele factoren en persoonlijke factoren hun eigen gedrag beïnvloeden?) hebben we bestudeerd hoe Anglo-Germaanse/Noordse culturen en Latijns-Aziatische culturen en leden van operator-, engineering- en executive-culturen verschillen in hun perceptie van hoe culturele factoren en persoonlijke voorkeuren van invloed zijn op gedragsintentie. De resultaten van deze kwantitatieve verkennende studie lieten zien dat persoonlijke voorkeuren de laagste gemiddelde invloedscore had, wat aangeeft dat het de meeste invloed heeft op gedragsintentie, gevolgd door professionele, organisatorische en nationale cultuur. Daarnaast zijn er geen belangrijke verschillen waargenomen in de gemiddelde invloedscores tussen beide culturele groepen. Ook de gemiddelde invloedscores tussen de drie professionele culturen kwamen nogal overeen. We hebben geconcludeerd dat persoonlijke voorkeuren en professionele cultuur wellicht belangrijker zijn dan organisatorische cultuur en nationale cultuur als het erom gaat hoe verschillende professionele groepen zich in een organisatie gedragen. 199 Voor het beantwoorden van subvraag 5 (in hoeverre verschillen werknemers in uiteenlopende culturele contexten in hun zelfperceptie van hoe culturele factoren en persoonlijke factoren van invloed zijn op hun eigen gedrag in vergelijking met hun daadwerkelijk waargenomen gedrag?) hebben we bestudeerd hoe individuele gedragsintentiescores zich verhouden tot daadwerkelijk waargenomen gedrag tussen respondenten uit Angelsaksische en Aziatische culturen. Er zijn geen belangrijke discrepanties waargenomen in de gedragspatronen voor expressiviteit en assertiviteit. Echter, de waarnemingen voor de gedragpatronen voor flexibiliteit toonden aan dat deelnemers in meerderheid bereid waren om flexibel en meegaand te zijn, ongeacht hun scores op het gebied van gedragsintentie. Dit werd waargenomen in het gedrag van klinisch projectmanagers met een Aziatische en een Angelsaksische culturele achtergrond. Verder concludeerden we dat, om hun betrokkenheid bij en bijdrage aan het project te tonen, de klinisch projectmanagers flexibel en meegaand gedrag lieten zien, wat gerelateerd kan zijn met de neiging tot analytisch denken binnen het team, de denkstijl van de teamleider of het belang van de informatie die in de bijeenkomst werd gedeeld om een bepaalde taak uit te voeren. Voor het beantwoorden van subvraag 6 (in hoeverre verschillen werknemers in een specifieke culturele context in hun zelfperceptie, vergeleken met hun perceptie van anderen en vice versa (wederzijdse perceptie)?) hebben we bestudeerd hoe de waargenomen scores voor wederzijdse perceptie (gebaseerd op assertiviteit, responsiviteit en communicatie) verschillen tussen respondenten uit Angelsaksische en Oosterse culturen. We hebben tussen respondenten uit deze Angelsaksische en Oosterse culturen in de gedragsdimensies assertiviteit en responsiviteit aanzienlijke verschillen aangetroffen in de scores voor wederzijdse perceptie. Voor wat betreft de dimensie communicatie, concludeerden we dat de directheid en omslachtigheid in communicatie overeenkomsten laten zien met resultaten in de literatuur dat in een ontmoeting met elkaar, beide culturele groepen geneigd zijn om hun communicatief gedrag ten opzichte van de andere groep op beleefde wijze aan te passen. Verder stelden we voor dat de professionele cultuur binnen het team van de klinisch projectmanagers een gedragsaanpassende rol zou kunnen spelen in het stroomlijnen van de communicatie tussen de groepen. De resultaten gaven aan dat zelfperceptie op zich slechts een deel laat zien van de momentopname van hoe werknemers in organisaties geneigd zijn om zich te gedragen en te communiceren. 200 Conclusies en aanbevelingen Uit dit onderzoek kunnen we concluderen dat persoonlijke voorkeuren en professionele cultuur meer van invloed zijn op gedragsintentie en op gedrag van individuele werknemers dan het geval is met organisatorische cultuur en nationale culturen. Deze conclusie geldt zowel voor redelijk individualistische culturen als voor collectivistische culturen. Verder hebben we aanwijzingen gevonden dat persoonlijke voorkeuren en professionele cultuur ook van invloed kunnen zijn op de los-strakrelatie tussen nationale cultuur en organisatorische cultuur, ongeacht de geografische locatie van het bedrijf. De theoretische aanbevelingen richten zich op de etic-emic multimethode-benadering die in dit onderzoek is toegepast. Het onderzoek heeft aangetoond dat het mogelijk is om onderzoek naar cultuurverschillen te operationaliseren door de sterke kanten van de etic- en emic-onderzoeksmethoden te combineren en tegelijkertijd hun respectieve zwakke punten te verzwakken. De gecombineerde onderzoeksbenadering heeft ons in staat gesteld onderzoek te verrichten vanuit het perspectief van het individu en te zien hoe hij/zij waarneemt. Door de resultaten van zelfperceptie-enquêtes te verifiëren met de perceptie van anderen, wederzijdse percepties en waarnemingen, hebben we rijkere data en meer achtergrondinformatie over de respondenten en verschillende analyseopties vergaard. Dit maakte het ook mogelijk om de zelfpercepties en wederzijdse percepties tussen verschillende culturele groepen met elkaar te vergelijken. Het is daarom raadzaam om in het onderzoek naar cultuurverschillen meer de nadruk te leggen op de studie van wederzijdse perceptie. Deze gecombineerde benadering vergt voor deze studie waarschijnlijk meer ontwikkeling, met name voor wat betreft de uitdagingen bij het verzamelen van gegevens in relatie tot de relatieve gevoeligheid van de vragen, de terughoudendheid om collega's en superieuren te beoordelen en de relatief lange enquêtes (100 - 400 items). Het is daarom raadzaam om verdere studies naar wederzijdse perceptie uit te voeren en te bestuderen hoe dit soort multimethode-onderzoek naar cultuurverschillen verder kan worden ontwikkeld. De praktische aanbevelingen richten zich op de resultaten van dit onderzoek. Deze wijzen dat om gesproken en geschreven informatie op eenzelfde manier te presenteren en te interpreteren, managers en werknemers eerst hun eigen percepties en voorkeuren en die van hun collega's moeten begrijpen. Wederzijds begrip van hoe elk teamlid op basis van denkstijl informatie verzamelt en verwerkt, zou kunnen leiden tot een gezamenlijke communicatiestijl (modus operandi) die voortvloeit uit een gezamenlijke professionele modus operandi. 201 Via deze gezamenlijke communicatiestijl kan een gezamenlijk platform worden gecreëerd waarmee effectieve en efficiënte communicatie mogelijk is tussen individuele werknemers, ongeacht verschillende professionele, organisatorische en nationale culturele achtergronden, geografische locaties en gebruikte talen. Beperkingen in het onderzoek Tijdens dit onderzoek zijn we op beperkingen gestuit die te maken hebben met de complexiteit van het verzamelen van gegevens over zelfperceptie en wederzijdse perceptie onder respondenten uit 28 verschillende landen en de waarnemingen die zijn verricht op locatie in Azië. De respondenten van de kwantitatieve verkennende studie moesten in totaal 535 vragen, verdeeld over drie enquêtes, beantwoorden. 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Strategic Alliance Team Diversity, Coordination, and Effectiveness, International Journal of Human Resource Management. 22. 510-529. 219 List of Appendices Appendix 1: Example of an Emergenetics profile report Appendix 2: Example of the different combinations of thinking styles and behavioral patterns Appendix 3: Example of the Emergenetics online survey Appendix 4: Example email, with an invitation for respondents to complete the Extended EG survey Appendix 5: Example of the Extended EG survey Appendix 6: Thinking styles and behavioral patterns, 128 respondents, explorative quantitative study Appendix 7: Thinking styles and behavioral patterns, of 23 respondents, in-depth case-study Appendix 8: Example of the details of the CPMs team meeting agenda Appendix 9: Observation score-card for 6 respondents, case study session I Appendix 10: Observation score-card for 9 respondents, case study session II Appendix 11: Observation score-card for 14 respondents, case study session III Appendix 12: Organogram of clinical project managers team, 23 respondents, in-depth case-study Appendix 13: Description of the clinical research process, as part of the clinical project managers daily tasks Appendix 14: Example of the mutual perception (MP) survey 220 Appendix 1: Example of an Emergenetics profile report EMERGENETICS | GROUP EGLSC2001 - JANUARI 19, 2012 HOW YOU THINK: PERCENTAGES ANALYTICAL = 20% Clear thinker Logical problem solver Enjoys math Rational Learns by mental analysis CONCEPTUAL = 34% Imaginative Intuitive about ideas Visionary Enjoys the unusual Learns by experimenting STRUCTURAL = 16% Practical thinker Likes guidelines Cautious of new ideas Predictable Learns by doing SOCIAL = 29% Intuitive about people Socially aware Sympathetic Empathic Learns from others How you Behave: Percentiles How you Think: Percentiles HOW GROUP COMPARES TO THE GENERAL POPULATION 31 Analytical 31 24 Structural 45 Social 53 Conceptual 65 Expressiveness Quiet Alone Reserved Peacekeeper Amiable Easy-Going Competitive Driving Telling 26 Flexibility Emergenetics, LLC, 1991 2010. Gregarious 66 Assertiveness General Population Defined Situations 0 10 20 Strong Opinions 30 40 50 Diff POV Others Before Self 60 80 70 Geil Browning, Ph.D. / Wendell Williams, Ph.D. 221 Spontaneous 90 100 Appendix 2: Example of different combinations of thinking styles and behavioral patterns Percentage Chart by Emergenetics Profile Types Cert Amsterdam Sept 2013 - 2013-09-13 Population-at-Large AT** 17% 23% **SC 12% 23% A**C 11% 0% *TS* 11% 15% A*S* 6% 8% *T*C 2% 0% ATS* 13% 8% A*SC 13% 15% AT*C 5% 0% *TSC 4% 0% ATSC 1% 0% A*** 1% 0% *T** 2% 0% **S* 1% 8% ***C 2% 0% Behavior Percentages EXP ASR Percent (0 - 33) 8 15 8 Percent (34 - 66) 38 38 69 Percent (67 - 100) 54 46 23 Emergenetics, LLC, 1991. 222 This Group FLX Appendix 3: Example of the Emergenetics (EG) online survey Emergenetics Questionnaire Instructions Answer the questions in a way that best describes how you perceive or think about yourself at this moment in time This is not a test, and there are no right or wrong answers. You are only indicating your preferences Do not consider how others think about or perceive you Do not consider how you were, on average, over the past years All questionnaire information will be kept confidential. Rate each of these statements on a scale from 1 to 7: 1=least like me 2 3 4 5 6 7=most like me Please answer ALL 100 questions of the following survey 1. When faced with a problem, I seek the opinions of friends. 2. I would like a job with a lot of rules and regulations. 3. People would describe me as someone who has a lot of common sense. 4. I openly express affection for other people. 5. I enjoyed studying algebra and math. 6. I easily handle ambiguous or uncertain situations. 7. I argue for my point of view. 8. I actively seek-out social situations. 9. I enjoy reading articles about scientific subjects. 10. I don't mind pushing to the front of the line. 11. People would describe me as easy to get along with. 12. One of my goals is building the self-esteem of people I meet. 13. I tend to be very sensitive to the feelings of people around me. 14. I am skeptical and cautious of new or untried ideas. 15. I am highly predictable. 16. I get bored easily. 17. I enjoy solving problems that require a lot of thinking. 18. I am artistic. 19. I am cheerful and even-tempered in most situations. 20. I wish things would stay the same. 21. I often search for new ways to solve old problems. 22. I am very conscious of time. 23. I find it easy to be patient with difficult people. 24. I easily understand complex subjects. 25. I often start conversations with strangers. 26. I am musical. 27. I often use examples from personal experience in conversation. 28. I get excited when something is new and different. 29. I put human feelings and needs before my own success and achievement. 30. I am a leader more often than I am a follower. 31. I enjoy being admired by others. 32. I like to listen to music. 33. I like working for long periods of time on one thing. 34. My friends come from all races, beliefs and cultures. 35. I enjoyed studying geometry in school. 36. I acknowledge errors and move on. 37. I enjoy a good intellectual discussion. 38. I find it hard not to be competitive. 39. I like bold colors and textured materials. 40. People usually know how I'm feeling just by looking at me. 41. I enjoy producing ideas more than drawing conclusions. 42. I find humor in most situations. 43. I occasionally get in trouble because I act on impulse. 44. When I get involved in a new subject, I study it thoroughly. 45. Imagination is the key to the future. 46. I prefer to learn a new task by having someone show me. 47. I tend to make decisions based on feeling more than analysis. 48. I put a lot of energy into handling several tasks at the same time. 49. I have to get my hands on something in order to really understand it. 50. I enjoy reading business articles. 223 51. It's easy for me to get along with people who are very different. 52. I probably have more friends than most people. 53. I keep my feelings to myself. 54. I frequently speak in generalities. 55. I usually know my bank balance. 56. Most of my decisions are based on rigorous analysis. 57. I enjoy activities which require organizing. 58. I have a driving personality. 59. I tend to look at things as black and white as opposed to shades of grey. 60. I learn better by listening to an explanation than by reading a book. 61. I prefer to follow established rules and guidelines. 62. I always consider other people's feelings before acting. 63. I enjoy challenging people to see what they are made of. 64. I am good at reading maps. 65. I become easily upset by unexpected events. 66. I often draw pictures and diagrams when describing things. 67. I like to play it safe and go by the book. 68. I pick up on the vibrations of people around me. 69. I am a practical-minded, logical person. 70. I often recognize relationships between seemingly unrelated objects. 71. I can make people laugh. 72. I enjoy reading romance novels. 73. I am more supportive than most people. 74. I can intuitively sense solutions to problems. 75. I always want to know how something works. 76. I'm usually poor at details but grasp the big picture. 77. I treat mistakes as learning opportunities rather than failures. 78. I have a strong interest in science and mathematics. 79. I sometimes know things without knowing how I know. 80. People often seek my advice when faced with difficult social situations. 81. I tend to talk in specific terms. 82. I enjoy problems that require logical thinking. 83. I don't like to draw attention to myself. 84. I will go to almost any length to avoid confrontation. 85. I am interested in abstract concepts and ideas. 86. Keeping peace is more important than being right. 87. I prefer to keep a fast pace. 88. I have a very active imagination. 89. I am usually very agreeable to suggestions. 90. I like to work alone. 91. I like telling people what to do. 92. I find it hard to sit still longer than 30 minutes at a time. 93. I like quiet chats with friends and neighbors. 94. I am most comfortable with slow, methodical progress. 95. I enjoy working with things more than with people. 96. I tend to make decisions based on a sensory (visceral) sensation in my stomach. 97. I am very comfortable in new and unusual surroundings. 98. It's easy for me to see pictures in my mind's eye. 99. I remember people by the sound of their voice. 100. I like to have reading material prior to any class, lecture or meeting I'm attending. 224 Appendix 4: Example email, with an invitation for respondents to complete the Extended EG survey Van : [email protected] Datum : 12/04/2015 01:41 Aan : Participant Onderwerp : PhD project; Second cultural influence questionnaire Dear Participant, Via this email I am seeking your support for the second part of my PhD research project. Enclosed is a excel document with your scores/answers in (numbers) of the first Emergenetics questionnaire. Please follow the instructions below to complete the attached questionnaire (Excel document). Based upon the definitions of national, professional and organizational culture and personal preferences (see below), you will be asked to review your answers to the 100 questions from the previous Emergenetics (online) questionnaire. Please rate on a scale from 1 to 4 the influence of the Cultures and Personal Preferences on your answer to the specific question 1 = the most influence and 4 = least influence To ensure the validity of the survey, I do ask you to go through all 100 questions. Please note that you need to complete all of the 400 boxes. Numbers 1- 4 can only be used one time per question. Please save and return the completed form to the following email address: [email protected]. If you have any questions please do not hesitate to contact me directly at +3162235 1074. I would appreciate if you could return the form within the next ten days, preferably before April 24th, 2015. Please be assured that confidentiality is guaranteed. Your contribution to my research is greatly appreciated. Thanks again. Ron Byron (PhD Candidate) Ron Byron, PhD Candidate Faculty of Management, Science & Technology Valkenburgerweg 177 P.O. Box 2960 6401 DL Heerlen The Netherlands M +31 622351074 [email protected] http://www.linkedin.com/in/ronbyron 225 Appendix 5: Example of the Extended Emergenetics survey CPP Survey: Respondent # Pleasereviewyouranswerstothe100questionsseefirstcollum(yourscore),baseduponthedefinitionofCulture(NC.OC&PC)&Personalfactors(PF)(seeemail) Example: Influence of Pleaserateonascalefrom1to4theinfluenceofCulture(NC,OC&PC)&PersonalPreferences(PP)onyouranswertothespecificquestion 1=themostinfluence234=leastinfluence Please find below the scores/answers in (numbers) you have given at the first Emergenetics questionaire You have rated each of these statements on a scale from 1 to 7: 1=least like me 2 3 4 5 6 7=most like me. 1. When faced with a problem, I seek the opinions of friends. 2. I would like a job with a lot of rules and regulations. 3. People would describe me as someone who has a lot of common sense. 4. I openly express affection for other people. 5. I enjoyed studying algebra and math. 6. I easily handle ambiguous or uncertain situations. 7. I argue for my point of view. 8. I actively seek-out social situations. 9. I enjoy reading articles about scientific subjects. 10. I don't mind pushing to the front of the line. 11. People would describe me as easy to get along with. 12. One of my goals is building the self-esteem of people I meet. 13. I tend to be very sensitive to the feelings of people around me. 14. I am skeptical and cautious of new or untried ideas. 15. I am highly predictable. 16. I get bored easily. 17. I enjoy solving problems that require a lot of thinking. 18. I am artistic. 19. I am cheerful and even-tempered in most situations. 20. I wish things would stay the same. 21. I often search for new ways to solve old problems. 22. I am very conscious of time. 23. I find it easy to be patient with difficult people. 24. I easily understand complex subjects. 25. I often start conversations with strangers. 26. I am musical. 27. I often use examples from personal experience in conversation. 28. I get excited when something is new and different. 29. I put human feelings and needs before my own success and achievement. 30. I am a leader more often than I am a follower. 31. I enjoy being admired by others. 32. I like to listen to music. 33. I like working for long periods of time on one thing. 34. My friends come from all races, beliefs and cultures. 35. I enjoyed studying geometry in school. 36. I acknowledge errors and move on. 37. I enjoy a good intellectual discussion. 38. I find it hard not to be competitive. 39. I like bold colors and textured materials. 40. People usually know how I'm feeling just by looking at me. 41. I enjoy producing ideas more than drawing conclusions. 42. I find humor in most situations. 43. I occasionally get in trouble because I act on impulse. 44. When I get involved in a new subject, I study it thoroughly. 45. Imagination is the key to the future. 46. I prefer to learn a new task by having someone show me. 47. I tend to make decisions based on feeling more than analysis. 48. I put a lot of energy into handling several tasks at the same time. 49. I have to get my hands on something in order to really understand it. 50. I enjoy reading business articles. 51. It's easy for me to get along with people who are very different. 52. I probably have more friends than most people. 53. I keep my feelings to myself. 54. I frequently speak in generalities. 55. I usually know my bank balance. 56. Most of my decisions are based on rigorous analysis. 57. I enjoy activities which require organizing. 58. I have a driving personality. 59. I tend to look at things as black and white as opposed to shades of grey. 60. I learn better by listening to an explanation than by reading a book. 61. I prefer to follow established rules and guidelines. 62. I always consider other people's feelings before acting. 63. I enjoy challenging people to see what they are made of. 64. I am good at reading maps. 65. I become easily upset by unexpected events. 66. I often draw pictures and diagrams when describing things. 67. I like to play it safe and go by the book. 68. I pick up on the vibrations of people around me. 69. I am a practical-minded, logical person. 70. I often recognize relationships between seemingly unrelated objects. 71. I can make people laugh. 72. I enjoy reading romance novels. 73. I am more supportive than most people. 74. I can intuitively sense solutions to problems. 75. I always want to know how something works. 76. I'm usually poor at details but grasp the big picture. 77. I treat mistakes as learning opportunities rather than failures. 78. I have a strong interest in science and mathematics. 79. I sometimes know things without knowing how I know. 80. People often seek my advice when faced with difficult social situations. 81. I tend to talk in specific terms. 82. I enjoy problems that require logical thinking. 83. I don't like to draw attention to myself. 84. I will go to almost any length to avoid confrontation. 85. I am interested in abstract concepts and ideas. 86. Keeping peace is more important than being right. 87. I prefer to keep a fast pace. 88. I have a very active imagination. 89. I am usually very agreeable to suggestions. 90. I like to work alone. 91. I like telling people what to do. 92. I find it hard to sit still longer than 30 minutes at a time. 93. I like quiet chats with friends and neighbors. 94. I am most comfortable with slow, methodical progress. 95. I enjoy working with things more than with people. 96. I tend to make decisions based on a sensory (visceral) sensation in my stomach. 97. I am very comfortable in new and unusual surroundings. 98. It's easy for me to see pictures in my mind's eye. 99. I remember people by the sound of their voice. 100. I like to have reading material prior to any class, lecture or meeting I'm attending. Thank you for your patience and support of my research 226 Culture/Personal factors Score 3 7 Pleaserateall100questions Allyourquestionnaireinformationwillbekeptconfidential. Your Score NC OC 2 3 NC PC 1 4 PP 3 1 OC PC 4 2 PP Appendix 6: Thinking styles and behavioral patterns, 128 respondents quantitative explorative study Percentage Chart by Emergenetics Profile Types Pilot PhD Group 2 - 2013-01-10 Population-at-Large AT** 17% 8% **SC 12% 18% A**C 11% 17% *TS* 11% 6% A*S* 6% 2% *T*C 2% 3% ATS* 13% 9% A*SC 13% 21% AT*C 5% 6% *TSC 4% 2% ATSC 1% 1% A*** 1% 1% *T** 2% 1% **S* 1% 2% ***C 2% 3% Behavior Percentages EXP ASR FLX Percent (0 - 33) 20 18 34 Percent (34 - 66) 27 29 40 Percent (67 - 100) 53 53 26 227 This Group Emergenetics, LLC, 1991. Appendix 7: Thinking styles and behavioral patterns, 23 respondents, In-depth case-study Percentage Chart by Emergenetics Profile Types PhD Case-study Project - June 2015 Population-at-Large AT** 17% 21% **SC 12% 8% A**C 11% 13% *TS* 11% 13% A*S* 6% 4% *T*C 2% 4% ATS* 13% 13% A*SC 13% 4% AT*C 5% 8% *TSC 4% 4% ATSC 1% 4% A*** 1% 0% *T** 2% 4% **S* 1% 0% ***C 2% 0% Behavior Percentages EXP ASR FLX Percent (0 - 33) 33 25 42 Percent (34 - 66) 33 33 21 Percent (67 - 100) 33 42 38 Emergenetics, LLC, 1991. 228 This Group Appendix 8: Example of the details of the CPMs team meeting agenda in-depth case-study Details of the CPM team meeting agenda The objective of these weekly update meetings was for the clinical project managers to report the status and progress of one or more clinical trials they manage and monitor within a specific country or group of countries. The clinical project managers would normally report on clinical trial projects that are about to start, have already started or are about to be completed. The observations during these update meetings, can be seen as snapshots of what is going on within the daily practice of the clinical project managers at the certain time in a certain place. Based on the agenda, specific information is shared, budget, resource allocation and other important issues are addressed and if required an intervention is advised or suggested or the issue is escalated further up the hierarchy. Each meeting would normally start at 13:00 hours local time and ends at around 18:00 hours. A total of 12-18 clinical trial projects in 7-9 countries are normally reviewed during each of these team meetings and teleconferences. The project director of the clinical project management team and colleagues from other department, finance or regulatory affairs were physically present at the HQ office and the clinical project managers located in the different affiliated office in Asia Pacific and Australia and New Zealand would call in to an internal teleconference system that includes both audio and video capabilities. Every session would start with personal greetings to each other and in a professional and polite manner. The project director would then open the power-point presentation and ask the respective clinical project manager to present the status update of each of the clinical trial projects under her/his management. In a structured process, each clinical project manager based on a scheduled time would dial into the teleconference system and would have approximately 15-20 min to present (via power point) a progress update on the clinical trial projects that he/she is managing. There is another 10-15 min available for the director to ask for clarification or address specific issues questions related to contracts, timelines, budgets and processes and procedures. Questions were addressed in a gentle manner and in a certain pattern for example; why there is a change of deadlines, what are the reasons, and how can we help or support to ensure on time delivery to the client. 229 Appendix 9: Observation score-card for 6 respondents, in-depth case-study session I Case%Study+behavioral+observation+Score%Card/Behavioral+Patterns Expressiveness Q Int Re Talk Greg Assertiveness Peace EG Comp Force Drive Flexibility EG+Survey Focus Firm Adapt Accom Wel+Change Thinking Behavior Participant+&+Cultural+Group++++++ P1+Oriental EG+Survey+results Observations+scores P2+Oriental EG+Survey+results Observations+scores P3+Oriental EG+Survey+results Observations+scores P4+Oriental EG+Survey+results Observations+scores P5+Oriental EG+Survey+results Observations+scores P6+Oriental EG+Survey+results Observations+scores 53 X 62 X X X 22 X 60 X 22 X X X 16 X X X X X X X 111 4*TS* 321 5ATS* 333 X 72 X 1AT** 29 X 68 X 333 X 41 X 2ATS* X 5 81 X 111 87 5 X 1*T** X 72 X 222 5 91 X 5A*SC X X X 82 X X X General+observations Good+friendly+atmospere Everybody+listens+and+only+speaks+when+asked+a+question Foscus+on+experiences+of+the+trainees What+have+they+learned,+how+are+they+going+to+use+it What+could+have+be+done+better Conslusion+are+formulated+and+recommendations+shared Meeting+info:+Teleconference Date/time:February+13th+2015 Thinking styles This group included; three tri-model thinkers (three thinking styles), two dual-model thinkers (two thinking styles) and one mono-model thinker (one thinking style). Three participants (P3, P5 & P6) had at least a TS (Structural & Social thinking style) or in reference to the EG classification tend to be “Concrete Thinkers”. The concrete thinker tends to be disciplined, organized, team-oriented and socially aware. When it concerns a task they tend to ask - how do we need to do this- and -who do we have to engage or cooperate with to accomplish the task at hand? Three participants (P3, P4 and P6) in this session had an AT (Analytical & Structural thinking style), which indicates that they tend to be more “Convergent Thinkers”. The convergent thinker is rational, data driven, and likes to follow guidelines. When it concerns a task they tend to ask – why do we need to do this? - What is the logic behind it and how can we do this in a methodological manner? Three participants (P1, P3 and P6) in this session had a combination of three thinking styles or tri-models. The tri-model thinkers can relatively easy relate to colleagues with any of the three thinking styles, which is a plus. 230 The tri-models thinkers can sometimes be perceived as indecisive because they are considering all angle of a problem or issue. Two participants (P3 P6) had an ATS* thinking style or a tri-model-convergent thinking style, combining “divergent thinking “ (AT) with “concrete thinking” (TS). One participant (P1) had an A*SC thinking style or tri-model divergent thinker, combining an “abstract thinking styles ” (AC) with a “divergent thinking” style (SC). Abstract thinker (AC) are the opposite of concrete thinkers (TS) and convergent thinkers (AT) are opposite of divergent thinkers (SC). One participant (P2) only had one thinking style (mono-model) Behavioral pattern expressiveness (EXP) The percentile score for EXP (expressiveness) was in the third-third percentile (67-100%ile) bracket for three participants (P3, P5 & P6) in this session, indicating that in general these participants would be comfortable to talkative and gregarious. Two participants (P2 & P4) in this session scores are in the firstthird percentile (0-33%ile) bracket indicating that in general these participants would be comfortable to be quiet and introspective. One participant (P1) was in the “it depends” bracket of the second-third percentile (34-66%ile), which means that depending on the situation the participant can either flex to be quiet/reserved or talkative and gregarious. Assertiveness (ASR) The percentile score for ASR (assertiveness) was in the third-third percentile (67-100%ile) bracket for two participants (P3 & P6) in this session, indicating that in general these participants would be comfortable to be talkative and gregarious. Two participants (P2 & P4) in this session scores are in the first third percentile (0-33%ile) bracket, indicating that in general these participants would be comfortable to be peacekeepers and easy going. Two participant (P1 & P5) were in the “it depends” bracket of the second third percentile (34-66%ile), which means that depending on the situation the participants might flex to be peace keepers or more forceful and driving. Flexibility (FLX) The percentile score for FLX (flexibility) was in the third-third percentile (67-100%ile) for two participants (P3 & P6) in this session, indicating that in general these participants would be comfortable to accommodate and welcome change. Three participants (P2, P4 & P5) in this session scores were in the first-third percentile (0-33%ile) indicating that in general these participants tend to be focused and firm. One participant (P1) was in the “it depends” bracket of the second third percentile (34-66%ile), which mean that depending on the situation the participant might flex to be focused and firm or accommodation and welcoming change. 231 Appendix 10: Observation score-card for 9 respondents, in-depth case-study session II Case%Study+behavioral+observation+Score%Card/Behavioral+Patterns Expressiveness Q Int Re Talk Greg Assertiveness Peace EG Comp Force Drive Flexibility EG+Survey Focus Firm Adapt Accom Wel+Change Thinking Behavior Participant+&+Cultural+Group++++++ P1+Oriental EG+Survey+results Observations+scores P2+Oriental EG+Survey+results Observations+scores P3+Oriental EG+Survey+results Observations+scores P4+Oriental EG+Survey+results Observations+scores P5+Oriental EG+Survey+results Observations+scores 18 X X X X 11 X 22 X 22 X X X X 5 X X P7+Oriental EG+Survey+results Observations+scores X X X X P8+Oriental EG+Survey+results Observations+scores X X X X X X X 223 5ATS* 333 1AT** 222 X 2A*S* 332 X 3A**C 111 X X X 52 X X 20 X 2AT*C 52 95 28 X X X 95 X 111 X 66 X 1AT** 82 X 38 X 121 72 72 X 2*T*C X 48 68 X 111 X 64 X 1*T** 8 X X 111 18 5 X 1AT** X X 34 X X X 5 22 P6+Oriental EG+Survey+results Observations+scores P9+Oriental EG+Survey+results Observations+scores 15 X X 26 X X X General+observations Good+friendly+atmospere+exchange+of+much+information Everybody+listens+and+some+interruptions Foscus+on:+site+selection,+site+initiation,+contracts+and+start%up Patient+enrollment+status+and+follow%up Financial+parameters,+payments+and+invoicing Budget+and+resources+allocation Risk%management,+mitigation+and+corrective+actions Meeting+info:+Onsite+via+Teleconference Date/time:February+24th+2015 Thinking styles This group included; five dual-model thinkers (two thinking styles), two tri-model thinkers (three thinking styles) and one mono-model thinker (one thinking style). Five participants (P1, P4, P5, P6 & P7) of this group had at least an AT (Analytical & Structural thinking style), which indicates that they tend to be more “Convergent Thinkers”. One participants (P6) had an ATS* thinking style or a tri-model-convergent thinking style, combining “divergent thinking “ (AT) with “concrete thinking” (TS). One participants (P9) of this group had an AC (Analytical & Conceptual thinking style) indicating a tendency to be an “abstract Thinkers”. 232 The behavioral patterns expressed in numbers representing the behavioral percentile score can be a combination of (1) first-third of the population (0-33%ile), (2) second-third of the population and (3466%ile), and (3) third- third of the population (67-100%ile). Below the purple bars are the observed behavior (X) scored during the session. On the right hand side of the table each participants thinking styles are expressed in a code. Behavioral pattern expressiveness (EXP) The percentile score for EXP (expressiveness) was in the first-third percentile (0-33%ile) bracket for five participants (P1, P2 P3, P4 & P9) in this session, indicating that in general these participants tend to be quiet and introspective. Two participants (P6 & P8) in this session scored in the third-third percentile (67100%ile) bracket, indicating that in general these participants tend to be talkative and gregarious. Two participant (P5 & P7) scored in the “it depends” second-third percentile (34-66%ile) bracket meaning that depending on the situation the participant they tend to either flex to be quiet/reserved or talkative and gregarious. Assertiveness (ASR) The percentile score for ASR (assertiveness) was in the first-third percentile (0-33%ile) for four participants (P1, P2, P4, P20) in this session, indicating that in general they would tend to be behaving in a peacekeeping and easy-going way. Two participants (P6 & P8) in this session scores were in the third-third percentile (67-100%ile) bracket indicating that in general they would tend to act forceful and driving. Three participant (P3, P5 & P7) were in the “it depends” bracket of the second third percentile (34-66%ile), which means that depending on the situation the participants might flex towards peacekeeping or more forceful and driving behavior. Flexibility (FLX) The percentile score for FLX (flexibility) was in the first-third percentile (0-33%ile) bracket for five participants (P1, P2, P3, P4 & P9) in this session, indicating that in general these participants would tend to behave in a focused and firm way. Two participants (P5 & P6) in this session scores are in the third-third percentile (67-100%ile) bracket, indicating that in general these participants tend to be accommodating and welcoming change. Two participants (P7 & P8) were in the “it depends” second third percentile (3466%ile) bracket, which means that depending on the situation the participants might flex towards focused and firm or accommodating and welcoming change behavior. 233 Appendix 11: Observation score-card for 14 respondents, in-depth case-study session III Case%Study+behavioral+observation+Score%Card/Behavioral+Patterns Expressiveness Q Int Re Talk Greg Assertiveness Peace EG Comp Force Drive Flexibility EG+Survey Focus Firm Adapt Accom Wel+Change Thinking Behavior Participant+&+Cultural+Group++++++ P1+Oriental EG+Survey+results Observations+scores P2+Oriental EG+Survey+results Observations+scores P3+Oriental EG+Survey+results Observations+scores P4+Oriental EG+Survey+results Observations+scores P5+Oriental EG+Survey+results Observations+scores 64 X X X X X X X X X X X 68 X X X X 38 X X X X X X 28 X X P11+Anglo%Sax EG+Survey+results Observations+scores X X X X X X X X X 53 X X X X X X X X X X X General+observations Good+friendly+atmospere+very+focused+on+objectives+and+timelines Concerns+about+running+behind+and+not+achieving+the+set+goals Discussion+around+issues+are+addressed+professionaly Many+complements+are+given+for+work+that+is+already+done Foscus+now+is+on:+Timely+delivery+with+the+highest+quality Lead+CPM+summerises+issues,+risks+and+agreed+corrcetive+actions Meeting+info:+Onsite+via+Teleconference Date/time:February+27th+2015 234 332 3A**C 111 3A**C 131 2ATS* 223 4*TS* 323 5A*SC 222 5*TSC 222 75 X X X 2A*S* 75 X X X 60 X X X 48 X 222 6 62 53 X X 41 X 1AT** X 37 75 X 333 X X X 72 X 5ATS* X 26 38 X X X X X X 52 X 28 X X X 20 X 231 52 X X 1AT** 82 95 X 333 X x 95 X 2ATS* 5 66 X 121 X 72 X 2*T*C 87 88 X 111 X 72 X 1*T** X X X 223 18 42 X X 34 X 2AT*C X 5 91 P10+Latin EG+Survey+results Observations+scores P14+Anglo%Sax EG+Survey+results Observations+scores X X X P8+Oriental EG+Survey+results Observations+scores P13+Oriental EG+Survey+results Observations+scores X 22 X 72 22 X P7+Oriental EG+Survey+results Observations+scores P12+Anglo%Sax EG+Survey+results Observations+scores X 22 P6+Oriental EG+Survey+results Observations+scores P9+Oriental EG+Survey+results Observations+scores 48 40 X X X Thinking styles This group included; seven dual-model thinkers (two thinking styles), six tri-model thinkers (three thinking styles) and one mono-model thinker (one thinking style). Ten participants (except P2, P3 & P12) in this group had at least an Analytical thinking style (rational, data driven and research oriented), which is not a surprise as they are all involved in monitoring clinical research projects. Six participants (P1, P4, P5, P6, P7 and P11) in this group had at least an AT (Analytical & Structural thinking style), which indicates that they tend to be more “Convergent Thinkers”. Five participants (P4, P6, P11, P12 & P13) of this group had at least an TS (Structural & Social thinking style) indicating that they tend to be “Practical Thinkers”. Three participants (P4, P6 & P11) had an ATS* thinking style or a trimodel-convergent thinking style, combining “divergent thinking “ (AT) with “concrete thinking” (TS). Two participants (P9 & P10) of this group had an AC (Analytical & Conceptual thinking style) indicating that they tend to be “abstract thinkers”. The behavioral patterns expressed in numbers representing the behavioral percentile score can be a combination of (1) first-third of the population (0-33%ile), (2) second-third of the population and (3466%ile), and (3) third- third of the population (67-100%ile). Below the purple bars are the observed behavior (X) scored during the session. On the right hand side of the table each participants thinking styles are expressed in a code. Behavioral pattern expressiveness (EXP) The percentile score for EXP (expressiveness) was in the first-third percentile (0-33%ile) for four participants (P2, P3, P9 & P10) in this session, indicating that in general these participants tend to be quiet and introspective. Four participants (P4, P6, P8 & P12) in this session scored in the third-third percentile (67-100%ile) indicating that in general these participants tend to be talkative and gregarious. Six participant (P1, P5, P7, P11, P13 & P14) which is the largest group scored in the “it depends” second-third percentile (34-66%ile) bracket meaning that depending on the situation they tend to either flex to be quiet/reserved or talkative and gregarious. Eight participants (P1, P2, P3, P5, P6, P9, P10 & P12) observation scores were in line with their respective percentile survey scores. Two participants (P4 & P8) both with a third-third percentile score had different 235 observation score. Participant (P8) was still within the percentile survey score and participant (P4) showed opposite behavior (quiet and inspective) than the percentile score indicated (talkative and gregarious). Three participant (P11, P13 & P14) in the “its depends” bracket flexed to the left and behaved quiet and reserved and participant (P7) showed talkative behavior rather than being quiet and reserved. Overall the observational scores of each participant within their percentile scores from the EG survey with no large discrepancies. Assertiveness (ASR) The percentile score for ASR (assertiveness) was in the first-third percentile (0-33%ile) for two participants (P2 & P9) in this session, indicating that in general they would tend to be behaving in a peacekeeping and easy-going way. Five participants (P4, P5, P6 & P8) scores were in the third-third percentile (67-100%ile) indicating that in general they would tend to act forceful and driving. The majority of the participant seven (P1, P3, P7, P11, P12, P13 & P14) were in the “it depends” second third percentile (34-66%ile) bracket, which means that depending on the situation the participant might flex towards peacekeeping or more forceful and driving behavior. Five participants (P4, P6, P7, P9 & P12) observation scores were in line with their respective percentile survey scores. Three participants (P5, P8 & P10) with a third-third percentile score had slight different observation scores but were still within their percentile survey scores. Four participant (P1, P3, P11, P13 & P14)) in the “its depends” bracket all flexed to the left and showed peacekeeping and easy-going behavior rather than competitive, forceful and driving behavior. Overall the observational scores of each participant were within their respective percentile scores from the EG survey with no large discrepancies. Flexibility (FLX) The percentile score for FLX (flexibility) is in the first-third percentile (0-33%ile) for five participants (P2, P3, P5, P9 & P10) in this session, indicating that in general these participants would tend to behave in a focused and firm way. Five participants (P1, P4, P6, P11 & P12) scores were in the third-third percentile (67-100%ile) indicating that in general these participants tend to be accommodating and welcoming change. Four participant (P7, P8, P13 & P14) were in the “it depends” second third percentile (34-66%ile), which means that depending on the situation the participant may flex towards focused and firm or accommodating and welcoming change behavior. 236 Appendix 12: Organogram of clinical project managers team, 23 respondents in-depth case-study 1 1 2 1 4 2 3 1 4 2 CPM RegionalHQ Singapore 1 CPMaffiliate NewZealand 237 1 1 Appendix 13: Description of the clinical research process as part of the CPMs daily tasks The clinical research process is part of the bio-pharmaceutical product development phase and includes practical research in animals and humans to investigate product properties, product features and possible use in humans. CPMs monitor and manage three types of clinical research project: • Phase I studies are conducted to establish a safe dose, conducted in normal healthy volunteers. • Phase II studies are conducted in persons with a disorder with the purpose to gain evidence of safety and efficacy and to establish the proper dose and dosing intervals. Safety and tolerance data are obtained in patients with the target disease to provide a measure for the drugs true effects, when used in the respective patient group • Phase III studies are the definitive trials that will establish the safety and efficacy of the new drug in the actual patients for which it is intended. These trials are quite large, often involving treatment of several hundred or several thousand patients. Large numbers of patients are required to perform statistical analysis of the clinical data. For some diseases this may require long-term follow-up studies of at least a year or more. CPMs normally perform the following tasks within the clinical research process: 1. Designing of the clinical protocol, case report forms, ordering of clinical supplies. 2. Investigator and site selection, trail monitoring, data collection and data analysis. 3. Reporting the results in a form suitable for the submission to the regulatory authorities. The results of these clinical research studies will decide if the new drug application is ever submitted to a Board of Health like the Food and Drug Administration (FDA) for the US and the European Medicine Agency (EMA) for the European community for approval to market the drug. 238 Appendix 14: Example of the Mutual Perception (MP) survey PhD Case Study Mutual perception survey QuestionsaboutyourexperiencewithyourKoreanColleagues Quantitativeratherthanqualitative Preciseratherthaninexact Factualratherthanemotional Demandingratherthanobliging 5.ColleguesfromtheKoreanofficetendto(be,act) Authoritative Cautious(indecisive) Striveforchallenginggoals Chargingahead Compromising Consistent(methodical) Hardworking Individualistic Loyal Pushy Quickmoving Sensitive Takingcontrol Teamplayers Trusting Unpredictable Preserveharmony 4.Doyouhavethefeelingonlyonethingormoreissuesarebeingdiscussedatthesametime? 3.Dotheyincidentallyuseaside-trackintheirmessage? 2.Wouldtheycomestraighttothepoint(direct)orcirclearoundtherealissue(indirect)? 1.HowwouldyourateyourcolleaguesfromKoreaonascaleofpoliteness people 1 qualitative 1 2 inexact 1 emotional 1 obliging 1 2 2 always1issue 1 2 direct 1 2 stronglydisagree 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 never 1 2 2 2 veryimpolite 1 2 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 5 5 5 5 5 5 5 5 5 5 5 5 5 5 5 5 5 5 5 5 5 5 5 5 5 5 5 6 6 6 6 6 6 6 6 6 6 6 6 6 6 6 6 6 6 6 6 6 6 6 6 6 6 6 7 7 7 7 7 7 7 7 7 7 7 7 7 7 7 7 7 7 7 7 7 7 7 7 7 7 7 8 8 8 8 8 8 8 8 8 8 8 8 8 8 8 8 8 8 8 8 8 8 8 8 8 8 8 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 perfect 10 task 10 quantitative 10 precise 10 factual 10 demanding 10 stronglyagree 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 alwaysmoreissues 10 always 10 indirect 10 extremelypolite 10 Numberofyearsofworkexperiencewithaffiliatedoffice? Taskratherthanpeopleoriented 2 HownaturaldoyouratethecooperationorcommunicationwithpeoplefromtheKoreanoffice difficult Perfectlynaturallikewithyourbestfriend;ordifficult:fullofsurprises,annoyancesandmisunderstandings? 1 239 240 About the author Ron brings with him over 20 years of strategic business development and marketing communication experience from various small and large organizations throughout the world. His qualifications include business development and operational management experience in medical technology and biopharmaceutical companies. He has implemented multi-channel marketing approaches to maximize customer engagement and commercial effectiveness and successfully launched new products on a regional and global scale. He enjoys working in a culturally diverse environment and can bridge the gaps between functions and cultures. Connecting and engaging with a variety of critical functions and decision makers in an organization is part of his second nature. Over the last six years he has combined his PhD research with an entrepreneurial focus on maximizing international business communications in culturally and functionally diverse leadership teams. During this period he established a network of management consultants in Europe and facilitated lasting partnerships with fortune 500 companies. Ron has an MBA from Glasgow University Business School and an MSc in Strategy & Organization (Open University, The Netherlands). He graduated with a teaching degree in Sports Science & Physical Education (Sports Academy, Arnhem), in The Netherlands. He currently is one of the managing partners of Ekoy Investment Partners (EIP). EIP creates value by providing talented entrepreneurs with resources and tools to achieve success in transforming intellectual capital and scientific knowledge into successful companies. EIP does not only provide the financial means but also takes an active role in strategic processes. EIP’s core expertise is in M&A, partnerships and private placements, with a focus on life science companies including biotechnology, medical devices and diagnostics. For more information please contact Ron Byron via: Mobile-phone: +31622351074 Email: [email protected] 241
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