Meaning and Intention: A Defense of Procedural Individualism Author(s): Mark Bevir Source: New Literary History, Vol. 31, No. 3, Philosophical and Rhetorical Inquiries (Summer, 2000), pp. 385-403 Published by: The Johns Hopkins University Press Stable URL: http://www.jstor.org/stable/20057611 Accessed: 18/02/2010 09:44 Your use of the JSTOR archive indicates your acceptance of JSTOR's Terms and Conditions of Use, available at http://www.jstor.org/page/info/about/policies/terms.jsp. JSTOR's Terms and Conditions of Use provides, in part, that unless you have obtained prior permission, you may not download an entire issue of a journal or multiple copies of articles, and you may use content in the JSTOR archive only for your personal, non-commercial use. Please contact the publisher regarding any further use of this work. Publisher contact information may be obtained at http://www.jstor.org/action/showPublisher?publisherCode=jhup. 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The Johns Hopkins University Press is collaborating with JSTOR to digitize, preserve and extend access to New Literary History. http://www.jstor.org A Defense Intention: and Meaning of Procedural Individualism Mark Bevir Many historians of authorial they have over, of meanings of religion, and other literary historians, have understood their task to be the recovery scholars textual the In intentions.1 taken utterances. relevant such recovering to be themselves telling The more intentions, us something about of intentionalism such the schol ars, whether implicit or explicit, has been the subject of fierce theoreti cal criticism over the last thirty years.2 Indeed, the criticism has been so now has about it a definite aura of theoretical fierce that intentionalism of identifying naivete. One strand of criticism centers on the difficulties or even for authors postulating certain utterances?the or Bible a "keep more the grass" sign, for example. Another, strand of influential various gaps between an author's intentions and the criticism highlights off of meaning the space one which too often, utterance: relevant intention gaps and an understand might mind unconscious All the between of the it seems for associated, and utterance, the with example, the different performance, effects in ways of the author. to me, the are criticisms directed at a caricature to Few intentionalists, I suspect, want intentionalist position. an utterance the strong thesis that the only legitimate meaning bear is fixed by the conscious, prior purpose of its author. Anyway, of the defend may irrespective of what defend a procedural at a least specific any other with meaning person intentionalists individualism or an would according a temporal abstraction wish to argue, I want to or to which any meaning, is either existence, based on such a meaning meanings. for The restriction of my defense of procedural individualism to mean possible a concern to existence reflects with avoid debates my ings temporal about the possibility of divine or other metaphysical Clearly meanings.3 some Biblical scholars want to treat the Bible as an atemporal, divine revelation. Even when scholars thus postulate New Literary History, 2000, 31: 385-404 will atemporal, metaphysical allow that the relevant utter existence such that they have had if for reader within time. in does not believe So, my meanings people he take to individualism may metaphysical meanings, procedural apply however, meanings, they presumably ance or utterances have a historical 386 NEW LITERARY HISTORY to meanings as such; but if he does believe in such meanings, he might take it not to apply to them. individualism will have four sections. In My defense of this procedural are intentional the first, I will argue that all temporal meanings in the sense of being meanings weak for specific More abstract people. as such meanings, intentional argue, semantic meanings against and ones, linguistic or they are atemporal. that occasionalists, can we are either In the second such individuate on based Iwill section, inten weak to the individual for whom solely by reference they exist. In the third section, I will suggest that procedural individualism differs from us to in to the intentionalism that enable ways strong respond effectively criticisms made of the latter by the New Critics, psychoanalytic theorists, tions and others. individualism Finally, helps difficulties peculiar I will conclude how procedural by exploring us to make sense of cases in which there seem to be in identifying who or what is the author of an utterance. I To begin, exist only in the mental the approaching utterance cannot of a ments has of question for a reader. The be its semantic meaning, proposition, whose an utterance because semantic sort what of meanings have by way of a study of the nature is tangentially existence an are intentional I want to argue that meanings in that they are always fixed by the minds of specific people. Meanings (or intentional) activity of a given individual. One way of defined elude to a reader cannot be an temporal utterance to a reader in terms of the truth-conditions sometimes readers properties of meaning a of the meaning them. in meanings the meaning find state Similarly, its linguistic meaning, defined of in of a the usage governing particular language, statements in readers sometimes find whose because meanings linguistic someone an More when elude them. understands properties generally, a to have not utterance is that meaning necessarily particular meaning, same as the the conventional the truth-conditions for, or of, meaning utterance the instance consid that abstracted from being particular terms of the conventions for example, that Paul and Susan are walking through Imagine, a corner, over a turn As the East End of London they problem. puzzling to the problem, the same Susan suggests a solution and, at exactly sees a religious for the homeless staffed by women hostel moment, whose uniform that of the Salvation Army. Paul says closely resembles not know that "Hallelujah Lass" is does Because Susan lass." "hallelujah ered.4 a name for a female member of the Salvation Army, she takes Peter to MEANING mean 387 INTENTION what a brilliant "well done, of ing AND utterance Paul's idea." In this case, Susan's not does us enable to declare understand the or semantic lass" to be "well done." "Hallelujah "hallelujah linguistic meaning but this tells "well done" to Susan on a particular occasion, lass" means or linguistic properties us little about the more abstract semantic of an the of It that would lass." therefore, appear, "hallelujah meaning of to a reader utterance is a particular The an of meaning to a reader utterance the meaning of an utterance or find in individuals particular place in embodied propositions active role comparative Because than readers. this is the only difference, to a utterance as reader by however, of to play a appear to to speakers grasp we can classify intentional the capture that whereas happen and semantic want might saying merely a form certain have similari many are meanings the abstract where is that authors one reader listeners meanings, has Both utterances, Moreover, the of passivity to convey intend an a more not person, certainly utterances the only difference The linguistic meanings. of that to its author. ties with more for meaning one. abstract meanings. the meaning meaning provided we can do so provided we adopt a weak form of intentionalism; our an of intention the to convey from idea of wanting concept expand a meaning to embrace also the idea of happening to grasp a meaning. Because the concept of an intention usually suggests a prior design to we intentionalism do something, what sively with a weak adopt particular utterances. often want authors their intentionalism crux The of equate to mean. that exclu meanings In contrast, I will with the ways understand equates meanings they be authors or readers, whether individuals, to appears utterances intentionalism thus becomes the idea that are ascribed or mental to objects by the intentional meanings activity of to rather than intrinsic the in themselves. individuals, properties objects Weak intentionalism have no existence apart implies only that meanings from individuals. Utterances have meanings individuals only because take them so to do. The important point is that weak intentionalism an utterance has for any individual an intentional an utterance meaning. to Once any we reader, accept as well this, we as can to its makes any meaning one. The of meaning is an author, redefine what is at intentional stake in the are intentional. To argue that all meanings question of whether they are is to defend a principle of procedural individualism. Weak intentionalism have meaning individuals whether implies utterances only for specific authors, readers, or even scholars themselves. This procedural individu alism does not presuppose that have gone by any of the other doctrines the name of individualism; it commits us, for instance, neither to an to atomist individualism which individuals could exist, grasp according 388 LITERARY NEW or meanings, cal to referring all from apart nor society, we to which according social should to a methodologi society without study wholes.5 a principle To defend that actions perform individualism HISTORY or meanings, of procedural at all least one has to suggest individualism, are meanings, temporal I intentional. an analysis of this in two ways. In the first place, I will defend to ones. them that and reduces intentional semantic meanings linguistic an will inductive constitute these However, argument analyses focusing will do on semantic there and I will Thus, meaning If we can alism. make an of meaning it to be true. would some existence their as case als, on based an of they a share ourselves, including the would accept usually we is such-and-such, utterance exist apart from for Semantic we are meanings say a imply a set within only meaning When are frameworks cannot individual. ones. atemporal. what pure perceptions, true must to be relative conceptual a semantic intentional utterance no to be meanings acquire or more by one held abstractions meaning which can that any to intentional meanings are because Thus, be individu procedural The semantic meanings. to be for would have the case utterance semantic Utterances of concepts an there to suggest would ones. with what that for framework. conceptual from I will, ones compatible semantic of comes utterance held only by individuals, individuals. case the Assuming, to be the have an argument linguistic that argue might to intentional reduce intentional and semantic first Consider to reduce reduce can we ones, not could someone cannot these analyses with support we so meanings, linguistic we type of meaning is another the semantic individu of group framework within conceptual as true if such-and-such is the case. comes a word thus, the clear, moreover, natural word though given from "bac" the meaning that the linguistic constitutes any the case of linguistic meanings. now Consider of its linguistic some words might concept, of "bachelor" bond between thus, than rather as concept in cases social "bachelor" seem of a word and convention could an even It seems that decree man.6 apt expression here that concept one without unmarried to be a peculiarly onomatopoeia, the conventional to refers: conventionally man. unmarried is an refer meaning linguistic it is a purely meaning foundation: The to which there the Al for a clearly a different word to the relevant concept. are purely conventional, they are linguistic meanings Crucially, because a as not accept convention. given simply by what individuals do and do of is a function Their existence solely of the fact that a number to refer to certain concepts.7 Linguistic take certain words individuals ones. When we say the are abstractions based on intentional meanings we imply a group of an utterance is of such-and-such, linguistic meaning could be a convention binding certain individuals accept to such-and-such. to refer 389 INTENTION AND MEANING conventions under which it they understand that semantic and linguistic meanings We can conclude, therefore, ones. Critics might are reducible to intentional that suggest, however, that we cannot reduce to intentional there is another form of meaning such a criticism, ones. To counter we so not could reduce would I will argue to be have that any form of meaning now From atemporal. on I will a single contrast between an inten by adopting simplify my argument an utterance tional meaning, defined as the meaning has for a particular as any meaning defined it might individual, and a structural meaning, have we that meaning us, If we want as a work, way particular structural meaning, set of words, pictures, way or other, To that In to know on set an structural there someone in the or spoken, If we want a as a or understood to text, a postulate that is, as a in some given, meaning an an utter consider or utterance sort of structural meaning we will possessing we of meaning, analysis are necessarily atemporal, texts and no in believe of all people. and so things of which effect, an approach on which intentional occasion. or whatever intentionalist are an written, particular will consider meanings we not meanings, of words a we or can We ways depending about intentional ones. intentional whether independently vindicate objects, better is, a that a in or on based abstraction to reduce of two contrasting interests meanings. ance not could in one utterances we structural century eighteenth cannot in this world meanings wrote no and an show otherworldly have knowledge. texts.8 essay to have containing that Imagine a section entitled "hallelujah lass." Ifwe try to study the essay as a text, we will have to abstract the words and phrases in it from the occasion of its Moreover, appearance. The structural we when essay, we presumably lass" can refer "hallelujah the of meaning the to the idea of a female member text the does not exist to try the identify structural of meaning must allow for the fact that the phrase to a female member of the Salvation Army. text of the essay must include of the Salvation Army. Clearly, in time?it must be outside of our world. a reference therefore, After all, ifwe to the structural of the try to ascribe a temporal existence meaning in the eighteenth to referred text, we will find an essay written century an organization that was not established until the late nineteenth century. We In order will be stuck an with anachronism. unacceptable to locate a supposed text in time, we would outside of it, but as soon as we do this, we to appeal to switch something necessarily our attention text and its structural from the supposed to a meaning work and its intentional meaning. we one two that have essays, Imagine in the eighteenth written in the twentieth century and one written century, containing exactly the same words and have punctuation in exactly 390 LITERARY NEW HISTORY the meaning between the same order. Any fact enabling us to distinguish of the occasion of the two essays would have to refer to the particular a to the one or be fact it about would have of of other them; appearance as works, essays surely they texts. not must the same temporal nisms. We As our focus Once to cannot as we soon do an on its as a historical utterance intentional the meaning a weak is, given utterance had of version for a object, a work. as meaning in history is to consider way to fix an utterance that certain people. We might say, for example, because the words they have different meanings and twentieth in the eighteenth things to people an "hallelujah a we cannot ascribe therefore, again, texts without into unacceptable falling a historical so because texts do not have consider attention if the so lass" Army" is part of the supposed of the structural meaning the supposed must of the mention include also essay of its text, structural meaning text of the eighteenth-century Army. existence identical, Thus, meaning. headed section are essays of the Salvation that "a female member Salvation two the structural a contains essay twentieth-century because Moreover, share necessarily The obvious To ask about centuries. group to ask about particular existence. we it had for the meaning our two identical essays contain meant different of intentionalism, or real anachro people, the however, of meaning to people in the eighteenth various works. To ask what the essay meant is to ask about which the essay, is to ask how they understood century their weak intentions. and meanings works We can have a real or that therefore, conclude, intentional only existence. temporal to which the a weak intentionalism according adopts a an to any given individual becomes utterance of species of meaning an to one intentionalist avoid there is only intentional way meaning, one Once analysis natural without of meaning postulating we can of which realm allegedly some sort of or divine knowledge. acquire super must One as do in history, a language-x with a meaning-x existing identify individu of but existing independently intentional meanings, particular some scholars have tried als, as would metaphysical meanings. Although to defend akin something to their language-x, endeavors seem doomed the idea that temporal to fail.9 Consider what is involved in abandoning we talk of a social language, exist only for individuals. When meanings shared by a set of intersubjective we typically have in mind meanings a female friend two people talk of For example, when various people. of the Salvation Army by saying "Jane is a Hallelujah who is a member the language which constitute Lass," they share a set of meanings they we might their shared describe use to communicate. Thus, although language the claim contrary, as a social structure, that it exists it exists only we not would independently because they, thereby of particular as individuals, commit ourselves individuals. share certain On mean to the ings. Because its 391 INTENTION AND MEANING status ontological not does language-x remains this sort of intersubjectivity, embody It cannot vague. extremely a concrete be an emergent entity, since if it were itwould have to entity; nor can it be exist about individuals. facts from Indeed, emerge language-x must our are about since facts human of us, thoughts thought, independently on our thoughts, so if language-x depended itwould not for its existence must be a Platonic of us as individuals. Language-x exist independently a an must real and be with it abstract form; independent entity forms have had an honored Platonic existence. Although place in the a of modern the of very possibility of suspicion history (post) philosophy, the truths makes a belief in them hard to defend. Moreover, self-evident a face since difficulties of individualism special opponents procedural a to in time them ascribe in a language-x belief existing requires to a Platonic form. They must explain how a Platonic temporal existence can form some for exist and time then wither. can How a Platonic form such as those of growth and decay? Surely be subject to natural processes that finds of itself having to answer this question has any theory meaning gone wildly astray. All are meanings temporal either for meanings or individuals abstrac individu for individuals. Here procedural tions derived from meanings an us It the of of with alism provides analysis meaning. beginnings associate that individuals with statements, books, meanings implies do not of of meanings Because books, meanings. understands constructs exist always meanings we that implies only and events, films, so to do. seem might for ascribe individuals, like some this Perhaps uncontroversial, idea has controversial cannot the to mean come Objects them this uncontroversial it start, statements, human being if it does, a like: embody someone because but even For the themselves only thing idea ies. and events, films, corollar to meanings we cannot texts. a ascribe a textual scholar in itself. Unless albeit specifies, meaning or a text for the he thinks had whom person implicitly, particular people a particular meaning, we should assume he ismerely us how he telling to a text chooses to read we text: the should not make the mistake of he assuming us an interpretation of the text itself; we might is offering enjoy his to ask ourselves whether it is true or reading, but we should not bother it seeks to give an adequate account. false for there is no object of which We can ask is, the meaning only about of the a work. meaning Moreover, a text the had idea or that has for meanings that so-and-so, are human we must reject the constructs implies possibility of a collective conscious ness being greater than its individual constituents. Itmakes sense to talk or of a Protestant Hindu fundamentalism mentality only if we aim to the fact of various individuals certain thereby highlight sharing beliefs. As a matter of principle, we must be able to translate any 392 NEW statement about a about collective specific a into consciousness individuals. can LITERARY statements of series HISTORY be Meanings intersubjective, is just a result of specific individuals meaning intersubjective to a given the same meaning an but attaching object. II from intentions. This leaves an impor All meanings derive ultimately a can we identify and individuate tant question still to be answered: about the whose in terms intention of facts person solely particular individual I was too quick to adopt procedural it is? Perhaps intention on we can focus intentional that ism. I have established exclusively only and meanings, not does this me allow necessarily to conclude we that to the individual whose can fix an intention intention solely by reference to we cannot intentions reference if individuate it is.Moreover, solely by we to be unable will intentions whose the individuals they are, specify the content a of intentionalism. reject Utterances obviously refer are which to, occasions For context exist some facts of irrespective says "hallelujah an to, reference the about the relevant to occasionalists are They historically. Peter when example, and with of, situated of that leads some It is this line of argument individual. authors. terms in solely meaning made in, intentions he lass," occasion does of so and their in the of composed specific objects and events, including hostel for the homeless. Occasionalists and the both Susan's suggestion nature of argue that the situated utterances necessarily implies of their occasions to respect us invites to imagine same role from their being semantic abstract the exactly different that a Most made. as water Hilary earth.10 earth even this argue for called though water Twin-earth of aspects Putnam, a substance on does reflects occasionalists meanings. where twin-earth on water meaning instance, "water" plays it is chemically tastes, looks, the with sounds, and behaves just like water, but it has the chemical XYZ, not composition on I talk about twin-earth and if both my doppelganger H20. Thus, same we seems but belief water in terms of the role it plays, it express the a such such and "water plays refer to different things. We both believe to concludes he refers to XYZ, I refer H20. Putnam role," but whereas beliefs identical that because cannot fix reference. content only to a role, and will have grasped anyone refer Clearly meanings, and I intend doppelganger such semantic abstract can on correctly to express our to different Putnam's not ones. particular the idea that water respective our particular earths mental things, occasionalism who intentions. applies Both my plays such and so understands It is just us that the MEANING AND 393 INTENTION of our utterances treated abstractly as propositions will on the abstract proposition embodied in my utterance a true if H20 role, the abstract plays such and such on twin-earth will be true ifXYZ in his utterance embodied proposition a role. Putnam the plays such and such certainly does not suggest enters of an utterance occasion into the particular intention of its author. On the contrary, he concludes content does not fix that mental reference because he thinks the occasion of an utterance precisely or reference enters into its semantic meaning but not its particular truth-conditions differ. Whereas earth will be or mental meaning does content. not undermine Unfortunately, procedural however, defend we a more his therefore, Clearly, semantic occasionalism individualism. cannot leave the matter there, since some version of occasionalism. philosophers aggressive They that in argue group objects ways which permeate languages together content so as to preclude our individuating mental thoughts, beliefs, or not do that derive intentions, They individualistically. deny meanings from intentions. They deny, rather, that we can individuate intentions to facts about the individuals whose intentions solely by reference they are. Tyler B?rge, for instance, invites us to imagine a Ms. Patient who to a community that uses the word "arthritis" to describe belongs rheumatoid diseases of the joints.11 When Ms. Patient says to us "I have to her that she is wrong in my thigh" we explain arthritis because arthritis occurs only in the joints, and she accepts that she was mistaken. In this case, we would say that Ms. Patient believed that she had arthritis invites us to imagine a Ms. Patient* who is thigh. Next B?rge to and Ms. Patient identical she to physically mentally although belongs a linguistic community the members of which use the word "arthritis" to describe rheumatoid diseases of the bones as well as of the joints. Ms. us to "I Patient* have arthritis in my thigh," but because her says sense in the utterance makes we of her language linguistic community, do not tell her that arthritis occurs only in the joints so she is wrong. In this case, we would that Ms. a Patient* that believed she had say in her in her thigh, not that Ms. Patient* believed rheumatoid disease that she had arthritis in her thigh. B?rge concludes, we that ascribe therefore, to Ms. Patient different beliefs and Ms. Patient* their being despite identical. More generally, occasionalists such as physically and mentally us two with individuals who differ in their B?rge present solely linguistic and who make identical utterances communities, only for us to identify as expressions these utterances of different beliefs or intentions. They we cannot an intention that individuate conclude, therefore, solely by to the individual concerned. reference To fix the particular of meaning an utterance for its author, we have to refer to the author's linguistic as a part of the occasion understood of its being made. community 394 LITERARY NEW HISTORY the import of their thought such as B?rge misconstrue so to distinguish do because fail They they experiment. properly in human between the roles of particular and linguistic meanings Occasionalists discourse. Consider case the again of Ms. She Patient. "I have says she believes both that she has a rheuma thigh" because to toid disease in her and "arthritis" refers that the word thigh rheumatoid diseases of the bones. Because these are her beliefs, when she says "I have arthritis in my thigh," she intends to express the idea "I have a rheumatoid disease in my thigh," and anyone who so understands her will have understood intention. Occasionalists correctly her particular arthritis such as in my in contrast, B?rge, we that suggest treat would as utterance her an expression of the mistaken belief "I have arthritis in my thigh," and, more the that she would accept our doing so. Nonetheless, surprisingly, fact we that that establish treat would it is as utterance her such-and-such. we When such-and-such treat her not does utterance as an of a mistaken belief, we treat it in terms of its abstract or expression not the meaning it has by virtue of her particular linguistic meaning, of "I have arthritis in my after all, the conventional intention; meaning not a rheumatoid "I in "I disease is have have arthritis my thigh" thigh," in my she when Similarly, thigh." our accepts treatment of her utterance, not its particular she treats it in terms of its abstract linguistic meaning, as establish for her. Occasionalists such only that we B?rge meaning treat sometimes as utterances their though was meaning particular given that particular linguistic meaning. They do not establish actually depend on linguistic meanings. treat an utterance whether made sometimes do people by by their intentions Why or themselves meaning? someone People conventional meanings, whenever appears something someone else. said, a has usage and in else terms treat utterances certain the distinction we talk Whenever defined in of of its not linguistic, in this way because authority. between someone we do terms of The them having we this, the authority said authority and one distinguish of the its particular, they recognize of linguistic particular and thing between conventional ones, meant what or in defined from what he meant, of the utterance, linguistic meaning This distinction of the utterance. terms of the particular meaning two forms of discourse. also between should prompt us to distinguish as the form of discourse in defined On the one hand, we have dialogue to without paying homage try to recover intentional meanings we have the On other of hand, authority linguistic meanings. as the form of discourse in which we accept the defined argument we we engage want in When of dialogue, authority linguistic meanings. so we typically treat their utterances to understand other people, even if doing so intentions charitably.12 We try to grasp their particular which the we MEANING 395 INTENTION AND to their words. When involves our attaching an unconventional meaning we engage in argument, we want to show other people to be mistaken, so we treat their utterances to to the We hold them try uncharitably. even if so involves our of their utterances linguistic meanings doing to the beliefs intended express. particular they ignoring Now we can identify the error made by occasionalists such as B?rge. Whereas their experiments thought in argument, treat utterances would rely on our equating would linguistic meaning, If we intentions. their our on rely as we utterances treating to how we conclusion purportedly applies in dialogue. Whereas their thought experiments the meaning of an utterance with its abstract their conclusion to purportedly particular applies treat Ms. as utterance Patient's a an to contribution we will hold her to the belief in her that she has arthritis argument, so we we but will do because will identify the meaning of her thigh, utterance not her intentions. with its linguistic meaning, In this case, the occasionalists have no grounds for applying their conclu therefore, to sion intentions. if we Likewise, treat Ms. Patient's as utterance a we will concern to a dialogue, contribution ourselves with her inten we will take the meaning of her utterance to be that she has a tions, but disease in her thigh. In this case, therefore, rheumatoid there is no we ascribe to Ms. Patient difference between the beliefs and meanings and those we ascribe to Ms. Patient*. Occasionalists such as B?rge fail, to establish that we cannot individuate intentions therefore, solely by to reference about not the individuals so because individuals, Imagine, indicate although Salvation not refer meanings occasions as in nature occasions, influence to occasions really of the as question Army. She will understand believes about the occasion. true they are. they particular as or are as we facts objective their meanings. are they believe They perceived them do by to be. for example, that Peter to lass" in order says "hallelujah the presence of a female member of the Salvation Army, to whom he refers is not in fact a member the woman of the Susan will his if intention she he is grasp Army. recognizes the woman describing intentions on made do not directly the occasions do whose are utterances Although a female member of the Salvation his occasion, intention she grasps what provided Indeed, even if she does not recognize even if she too believes the woman he the is a member utterance of the Salvation Army, she still will grasp the of his meaning she as understands his intention it provided rightly expresses his view of the occasion. When we describe an occasion, we fill out the of an utterance the only in so far as the author perceived meaning as we occasion are other describe it. We can conclude, or abstractions intentions derived as or such the economic things, linguistic either therefore, from that meanings intentions. When context of an utterance, 396 NEW enter a meaning, to such into relationship tion. We as rather therefore, the a weak adopt an of concept inten not as the prior purpose an meaning utterance has or reader. The he be its author individual whether is, to had of an intention to conceive had but author, we HISTORY so only indirectly by virtue of their to justify In order this version of they do intentions. however, intentionalism, LITERARY a for of the particular crux of intentionalism individualism. procedural Ill to procedural derive from the individualism, According meanings intentions of specific individuals and can be individuated exclusively by to those individuals. I can fill out further this weak version of reference intentionalism by showing how it avoids the errors widely associated with a stronger version. sometimes Strong intentionalists imply that a text has a meaning of of virtue the will its author, so to only by determining understand a what text we says, must recover what its author meant.13 texts The main difficulties arise because with this argument it assumes are right to insist have temporal meanings. The strong intentionalists require the action of the will or mind of a specific individual. meanings Yet because focus of a text, they mistakenly they look for the meaning on the the the mind of fact that author, thereby neglecting exclusively the mind a reader of respects, also can strong two to distance have of varieties from myself misunderstood a to determine should be aiming to locate their I am set out their with intentions a to write a sad poem; poem prior incorporate For purposes.14 their sadness, expressing thus, according must poems man concerned less critics who intentionalism. and strong Procedural intentionalists individualists intentionalists views of authorial intentions. Strong authorial other straw to disarm than intentionalists a like their fire at weak inten In distinguishing target. therefore, intentionalism, other In most meaning. rather to me looks constructed by critics who tionalism but have failed between act intentionalism to strong a notion take different prior when purpose sadness. authors is to write of the meaning intentionalists, of identify typically example, In this way, strong of an utterance with an authorial identify the meaning to it?first the poets want to write a sad poem, then antecedent intentionalists purpose they do so. Really, to utterances, utterances however, they must have for their authors. authorial only Poets to look on what their poems will come later to come poem only if this happens, because be related are purposes contingently might set antecedent to the meanings out to write a sad they are writing as joyous, and to have a meaning for them AND MEANING 397 INTENTION different from their prior purpose. Thus, the New Critics are quite right are related only Prior purposes to condemn strong intentionalism.15 utterances to to of their and this the authors, meanings contingently cannot of the be constitutive Consider that meanings. they implies a a out sets to of write sad but while who poem poet writing example comes to think of it as joyous. It would be a foolish scholar who insisted we understand of the poem to include a feeling of sadness the meaning of the author had been to write a the because original purpose simply sad More poem. generally, purposes prior cannot the mean determine for its author because authors often change their ing of an utterance are act in the of minds about what they are doing while they engaged no on Prior have the necessary purposes bearing meanings writing. utterances let alone anyone else. They are merely have for their authors, facts about authors. biographical individualism avoids the errors in strong intentionalism Procedural identified by the New Critics. It does so by equating authorial intentions an utterance for has its author rather than the prior the with meaning has two important components. purpose of its author.16 This distinction individualism focuses on the final intentions The first is that procedural of as authors of purpose an make they authors when utterance. they It does first contemplate not consider the original utterance. an making if a poet set out to write a sad poem but during the course For example, came to look on what he was writing as a joyous poem, then a of writing of the poem to its author must refer to the of the meaning description a final conception of joyous poem but it need not refer to the original a to alter of for authors sad poem. Of course, it is possible conception of their utterances their view of the meaning long after they have made never change their minds. them?few But when this happens, people to its author will be a meaning to the revised meaning of the utterance its as author and its author beyond a a not reader, the purposive prior view purposes of authorial tive beliefs of the author. Weak to have a certain effect or the incorporate ideas as that the author. between of the distinction component The the meaning of its author intentions second is that the the actual former to embrace intentions are not reducible to bring about a state of animate important of an utterance content of the to goes substan to a concern affairs. the They utterance. if a poet writes a poem describing For example, the sadness felt at the death of a friend, the meaning of the poem to its author might include not only a final intention to express the idea of sadness but also beliefs about the nature of sadness. Weak intentionalism implies that inten tional meanings to communicate derive from the ideas authors hope through their Procedural utterances. individualists and strong intentionalists also differ in their 398 NEW accounts of the nature conscious of LITERARY authorial HISTORY intentions. Strong intentionalists intentions with the con identify authorial exclusively scious mind.17 They imply that authors have infallible knowledge of their own intentions, not just a privileged access to them. Authors must be to them. What is at issue here is right about what their utterances mean not or whether not we should every accept authors pronouncement make about their intentions. Authors might lie deliberately, and even a lie.What the most virulent intentionalist would not want to perpetuate or not to know what authors is at issue is, rather, whether think they intend is to know what they do intend. Strong intentionalists argue that it is. They reduce to conscious intentions intentions. Psychoanalytical theorists, consciously author's in contrast, argue, grasp the meanings and preconscious not that authors might quite rightly, their utterances have even for them. An unconscious can mind influence he what writes without his being aware of this happening.18 For a start, authors can be ignorant of certain beliefs and by their utterances, expressed when this is so, a scholar will have to modify the self-understanding of the in authors to order grasp their actual For intentions. a example, to divorce in a poem about literary critic who found frequent allusions an essential part the sadness felt on the death of a friend might conclude to its author consists of certain precon of the meaning of the poem can be scious beliefs about divorce. More still, authors dramatically wrong a about scholar order will to the beliefs their grasp that inspired to overturn have actual their work, the and when of self-understanding For example, intentions. a this happens, the literary in authors critic who that a poem about the sadness felt on the death of a friend was conclude the poet actually welcomed the actually a joyous poem might to death of his friend. Psychoanalytic theorists are quite right, therefore, found condemn strong intentions of utterances for on intentionalism authors do themselves, not the necessarily let alone for that grounds constitute anyone the the meaning conscious of their else. Procedural individualism avoids the errors in strong intentionalism identified by psychoanalytic theorists. It does so by equating authorial utterances intentions have for their authors, and with the meanings are of the whether these conscious, open leaving question meanings preconscious, or unconscious. Procedural individualism does not com itself to any particular view of the awareness authors have of their meant such and such to its intentions. After all, to say an utterance or unconsciously is still to say itmeant author either preconsciously such a literary critic finds constant and such to its author. that Imagine to divorce in a poem ostensibly about the sadness caused by the allusions decides these allusions death of a friend, and after some consideration, mit reflect certain unconscious beliefs of the poet. Clearly the critic is still AND MEANING 399 INTENTION the ideas, and so weak of the author. The intentions, describing of the psychoanalytic theorists do not impinge on procedural arguments are still and unconscious because preconscious intentions individualism intentions. and strong intentionalists Procedural individualists disagree not only the nature of temporal intentions, but also about the relationship to historical meanings. of such intentions argue Strong intentionalists to its author exhausts of an utterance that the meaning its temporal about say authorial They meaning.19 constitute alone, must trast, argue that temporal meanings but not necessarily for authors. According can utterances ances can nonauthorial nonauthorial of greater meanings their have have authors. that Imagine an because utter to possess public Moreover, can come than the meanings import author in con exist for specific individuals to procedural individualists, they meanings, intentions individualists, meanings. historical authorial Procedural meanings. temporal and intentions, an intends they have for to mean utterance one it to mean another. When this happens, thing but a reader understands meant will utterance the individualists that what the say procedural so it to mean, reader understood of it did for the course, although, is important. Nonauthorial reader, not the author. The qualification still have to be meanings for specific individuals. We can meanings attribute a nonauthorial someone did really meaning understand an to in it utterance the if we only relevant way. can show Moreover, the we give to show someone evidence it in the really did understand relevant way surely must be the writings, or just possibly the actions, of the an person utterance concerned. had therefore, Generally, a nonauthorial we must on an meaning base argument any claim that about the authorial meaning of one or more works by the person who understood it in the way we describe. The attribution of a nonauthorial to meaning an utterance on an of the authorial meaning typically depends analysis of at least one other utterance. In this sense at least we might say that all meanings are to us available only as authorial ones. IV a procedural to which a individualism So, I have defended according a must a be either for temporal meaning meaning specific person or an abstraction based on such meanings. we Unless we are to postulate atemporal, should accept that meanings meanings, always derive ultimately from weak intentions. Once we thus conceive of intentionalism in terms of procedural rather than the strong thesis with individualism, it has been associated, which then we can defend it against the fierce metaphysical 400 NEW LITERARY HISTORY it. For a start, we can tie meanings criticisms levelled against to the or mental intentional we can In of individuals. addition, activity specific traverse all sorts of apparent authorial intentions and gaps between such as that between and performance meanings?gaps prior purpose or that the between conscious unconscious and mind. I noted that intentionalism had been criticized not Earlier, however, in terms terms in of such but of the difficulties also of gaps, just or even as utterances authors for such the Bible, identifying postulating or a individualism "keep off the grass" sign. Does procedural provide us to respond resources with which to these latter criti with theoretical I want cisms? to suggest individualism procedural themselves but only for specific a towards distinction conceptual causes it to which it does indeed do so. In particular, that texts do not have meanings in It clearly points, individuals. therefore, that insists come between into being?and an the creator of the author of object?that utterance? an to the relevant object. the person who first ascribes meaningful content we appreciate this distinction, moreover, individualism procedural that any utterance will have both a creator and will lead us to conclude an author but the two need not be the same.20 To fill out this abstract I want to conclude argument, by seeing how it works in relation to the to lack any author. three types of utterance most commonly thought Once Consider utterances first a with or author composite authors. multiple In these cases, we can distinguish between the creators of the individual bits of the utterance, and the author who first collected these bits together in a utterance. single the numerous can We we for distinguish, between example, an active to have role in the suppose played people oral tradition out of which the Iliad emerged and the author or authors to the particular who first wrote down and attached a meaning version with are we which component particular to an author other for example, the Bible. authored part the therein utterance, of St. although to all the that we ascribe whether it be an author who the if we course, the of John's was we standardly we to just one whole or our not also the ascribe No on a part of a larger doubt, author of of a co component of them. Nonetheless, a attention the meaning focus might a in interested turn might utterance. whole Gospel authors, are we utterance, author the author Similarly, an of part than utterance Of concerned. whole, for each we can to it. first ascribed meaning postulate next very simple utterances that recur as, for instance, with Consider common public notices. Some scholars have argued that notices such as "keep off the grass" do not have authors.21 Certainly we might allow that after all, there is something such notices often are created by machines: odd about the idea that they could be created by someone who never sees them nor touches them, such as, say, the person who first put up a AND MEANING 401 INTENTION saying "keep off the grass" or the person who a hundred to produce relevant machine such notices. notice cannot machines also that ascribe creators the to meanings such notices of the programmed Because printing we moreover, objects, cannot be their authors. allow might Nonethe that such notices do not have authors. less, we still need not conclude We can say instead that the author of such a notice is the person who to it. In this view, the notice first ascribes meaning exist as an might someone for sometime a as before constitutes it object meaningful As a meaningful object. The notice as an object is created by a machine. it is constituted object, however, by an author. case the of Consider utterances accidental such as finally apparently of the monkey the imagined example who types Hamlet.22 Clearly such are closely analogous utterances to the notices just considered. We have the the such any particular manuscript manuscript. In most cases on focusing a sustains see first author cannot an of the creator the creation. with authors and from creation. idea that the In this author the first reader view, of an of author as the same way, and also author and reader, to ascribe meaning this ascription is be, might and to an meaning there therefore, nothing not In to the some to the in a it. Such intentionalism This also focus equates in contrast, individualism, ascribing to distinguish utterance authors. of that meaning the utterance ascribes meaning if we follow strong Procedural readers any The of say who the monkey's its creator. be ascribe purposes prior between will can to not does only conscious, we meaning utterance first Shakespeare as an author suitable Rather, ascribes its author. be distinction rigid authorship much being and manuscript seems neither considered. is the person who will seem paradoxical in to so but who however, and conclusion us the cases, cases, special utterance the Hamlet utterance, is the person author these creates who monkey made first allows utterance in of meaning paradoxical its creator, but in the rather to it. University of California, in my The Logic Berkeley NOTES 1 This essay reworks and 1999). (Cambridge, 2 One powerful strand most extends to this criticism strong intentions. a sense Such of certainty. of the History of Ideas I will not consider which is the skepticism found or words are ambiguous skeptics argue that because we cannot fix the meaning or of an utterance, too with however, skepticism, equates implicitly knowledge The fact that our view of an author's intention or is uncertain in deconstruction. The notably are unobservable, because intentions recover arguments 402 NEW LITERARY HISTORY open to revision objective one. not preclude our having valid grounds for holding that view to be an in my "Objectivity discussed these epistemological in issues at length and Theory, 33 (1994), 328-44. does I have History," History 3 I mean So, by metaphysics, outside of our world. temporal to acquire the attempt of things knowledge supposedly a very different to develop It is possible, of course, our historical with world. for example, R. G. concerned See, metaphysics temporal An Essay on Metaphysics 1940). (Oxford, Collingwood, 4 I have argued in my "The Errors of Linguistic this point at length Contextualism," History 5 On and Theory, 31 (1992), 276-98. see Steven of individualism, varieties Individualism Lukes, (Oxford, 1973). in General of this point is Ferdinand de Saussure, Course exposition tr. eds. Charles and Albert Baskin Wade York, (New 1966). Linguistics, Bally Sechehaye, are the products 7 That of individuals conventions them has been linguistic adopting 6 The classic in the Philosophy others, Searle, by, among emphasized John Speech Acts: An Essay of 1969), pp. 16-24. Language (Cambridge, 8 Contextualists of assuming of the dangers otherwise. See, most rightly complain in the History of Ideas," and Understanding Skinner, Quentin famously, "Meaning and Context: Quentin Skinner and his Critics, ed. James Tully Mass., Meaning (Cambridge, 1988), pp. 29-67. see Michel account 9 For something as Foucault's of epistemes very like a language-x, free of subjectivity in The Order of Things "historical that exist in time in a world aprioris" (London, 1989), pp. xx-xxii. in Philosophical 10 Hilary of Meaning" Putnam, "Meaning Papers, vol. 2: Mind, Language, and Reality 1975), pp. 215-71. (Cambridge, in Midwest 11 Tyler B?rge, Studies in Philosophy, vol. 4: and the Mental," "Individualism Studies in Metaphysics, ed. Peter French, Wettstein Theodore Jr., and Howard Uehling, 1979), pp. 73-121. (Minneapolis, 12 To say this is not to subscribe utterances In particular, charitably. account to any particular it is not to accept Davidson's of how we should treat of charity, for principle "Belief and the Basis of Meaning," and Interpretation (Oxford, 1984), pp. see Donald "Radical Interpretation," Davidson, into Truth and Talk," all in Inquiries "Thought and 155-70. 125-39, 141-54, to 13 E. D. Hirsch, (New Haven, 1967). Many critics have objected Validity in Interpretation of a strong intentionalism famous defense based on his claim that "if the meaning Hirsch's can possibly to the of the text is not the author's, then no interpretation correspond which and or determinable of a text, since the text can have no determinate (p. meaning" meaning he has claimed that "the nature of the text is to have no meaning however, 5). Elsewhere, an interpreter "Three Dimensions See E. D. Hirsch, that which wills into existence." except of Hermeneutics," New Literary History, 3 (1972), 246. If we take this latter claim as a gloss on I the former, looks remarkably like the weak intentionalism then his position actually to him. am defending intentionalism his critics ascribe rather than the strong seems to be the source of an equation 14 One of authorial intentions with prior purposes effects authors their works will have. See interest of literary critics in the emotional hope I. A. Richards, Practical Criticism and Monroe 15 W. K. Wimsatt 1929), pp. 180-83. (London, inW. K. Wimsatt, "The Intentional C. Beardsley, Fallacy," The Verbal Icon: Studies in theMeaning Kent., 1954), pp. 3-18. of Poetry (Lexington, an intention a closely related distinction in doing has made between 16 Quentin Skinner to do something, where the former, but not the latter, enters and an intention something in particular, and the of an utterance. his "Motives, into the meaning Intentions, See, Interpretation between my and Context, ed. Tully, The difference in Meaning of Texts," pp. 68-78. his intentions distinction and his is that my weak beliefs, whereas incorporate MEANING AND INTENTION in doing something is not of this difference of an action, 17 Actually, but rather on center also intentions basis 403 that Iwant that I do not the illocutionary all desires to exclude think enter such desires of an utterance. the The intentional aspect the meaning of a work. of the preconscious and into the importance emphasize in Interpretation, Likewise, Hirsch, pp. 51-57. Validity authors historians could not overturn any statement initially argued although soon rejected and Understanding," this made about their intentions?"Meaning p. 40?he not only of preconscious to allow for the possibility but also view and began intentions and the Interpretation of Texts," unconscious Intentions, ones?"Motives, pp. 76-77. unconscious. often force from intentionalists See, Skinner for example, to hermeneutics A currently from Jacques derives influential psychoanalytic approach in Psychoanalysis" and Language and Field of Speech and "The "The Function or Reason since Freud," in Ecrits: A Selection, tr. in the Unconscious of the Letter Agency 18 Lacan, and 146-78. 1977), pp. 30-113 (London, concerns to tie the led many that theological theorists early hermeneutic an utterance to terms of in correct of its understood meaning, interpretation original its author alone or its author and his particular See especially either linguistic community. Alan Sheridan 19 It is true Hermeneutics: The Hand Written Manuscripts, Schleiermacher, Duke and Jack Forstman (Missoula, 1977), p. 68. Nonetheless, more have been considerably about such matters. See, circumspect "Three Dimensions," p. 247. Friedrich tr. James 20 I am considered considered creators assuming meaningful. that Of the definition course, but will meaningful but not authors. be there of an in the future, that texts have authors For the claim 21 only "What an Author Nehamas, ways, see Alexander utterances also would 22 Accidental include against 112. p. intentionalism by George Dickie, utterance be could includes utterance-like and these objects ed. Heinz Kimmerle, later intentionalists for example, the idea Hirsch, of being are not objects that currently would have in numerous if they can be interpreted 83 (1986), 685. Is," Journal of Philosophy, ones the computer-generated invoked Aesthetics: An Introduction (Indianapolis, 1971),
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