CH APTER Military Support of Civilian Authorities 8 James W. Terbush Claude Long The U.S. Department of Defense (DoD) has a long history of military support to civilian operations, and through the years has assisted in numerous events across a broad range of categories, including terrorist attacks, natural disasters, national special security events (NSSEs), and disaster exercises. DoD has responded to and provided support in some of the most tragic and catastrophic events in the nation’s history (see Figure 8.1). For example, DoD supported over 230 “nonmilitary missions” in fiscal years 2001 and 2002 alone.1 In addition to domestic support, the military conducts many foreign disaster and humanitarian relief operations every year. DoD has developed and maintains a cooperative and collaborative relationship with other agencies within the U.S. government in order to achieve unity of effort in pursuit of overall national level objectives.2 This level of effort by all government agencies is essential to overcome organizational and cultural differences or barriers. Since the events of September 11, 2001, there have been major changes in how the federal government prepares for, responds to, and recovers from disasters. DoD has also made significant changes in organizational structure and operational strategy and has significantly increased efforts in civil support. Several key directives followed 9/11 to include the issuance of multiple homeland security presidential directives (HSPDs), legislative changes, governmental restructuring, and changes to DoD’s operating structure and roles in homeland defense and homeland security. The U.S. Northern Command (USNORTHCOM) was specifically established for this purpose. Hurricanes Katrina and Rita were also key events that had a pro- found effect on how federal, state, and local governments plan for, prepare for, and manage disasters. HOMELAND DEFENSE, HOMELAND SECURITY, AND CIVIL SUPPORT The United States faces myriad known and unknown hazards. Given the full spectrum of threats that confront the nation, there are levels of responsibility for preparation and response within all levels of government. President Bush has called on government and individual citizens to create a “national culture of preparedness.”3 There is, however, a distinction between defending the homeland from external threats (“homeland defense”) and activities associated with securing the homeland (“homeland security”). The latter is predominantly, although not exclusively, governed by law enforcement authorities.4 Figure 8.2 illustrates an example of this relationship and the overlap in missions for DoD. We have identified here three roles—lead, support, and enable—for DoD to accomplish the goal of securing the United States from attack. Specific objectives are aligned with each of those missions. The following discussion pertains specifically to DoD’s role within each of these mission sets. Homeland Defense: Lead DoD has a broad range of responsibilities, but the primary mission is defense of the homeland. The U.S. 77 04_B_08_077-096.indd 77 12/5/08 3:27:10 PM Events Supported by USNORTHCOM JRMPs 1992 1994 1995 1995 1995 1997 1998 1998 1999 2000 2000 2001 2001 2001 Hurricane Andrew Northridge Earthquake Oklahoma City Bombing Georgia Floods Hurricane Marilynn North Dakota Floods Hurricane Georges Hurricane Mitch Y2K Preparations GOP & DEM Conventions TS Allison-Houston Floods Presidential Inauguration West Virginia Floods “Attack on America” 2002 2002 2003 2003 2004 Winter Olympics Guam Typhoon State of the Union Hurricane Isabel NSSE’s: State of the Union; WWII Memorial, Reagan Funeral, G-8 Summit, Democratic / Republican National Conventions 2004 Hurricanes (Charlie, Frances, Ivan..) 2005/2006 Inauguration, State of the Union 2005 Hurricanes Katrina, Rita, & Wilma 2006 Ford Funeral 2007 Hurricane Dean 2007 California Wildfires/Midwest Ice Storms 2007 Hurricane Dolly 2008 Hurricane Gustav/Hurricane Ike FIGURE 8.1. Events Supported by USNORTHCOM Joint Regional Medical Planners. homeland is described as the physical region that encompasses the continental United States, Alaska, Hawaii, U.S. territories and possessions, and surrounding territorial waters and airspace.5 Homeland defense is defined as the protection of U.S. sovereignty, territories, domestic populations, and critical defense infrastructure against external threats and other threats as directed by the president within our borders and territories.5 The Constitution provides the basis for homeland defense activities through the guarantee of domestic tranquility and the provision for the common defense of the nation. Homeland defense operations are conducted globally using a strategy of active, layered defense in depth.5 This type of defense integrates the capabilities of the U.S. armed forces throughout the world, the approaches to the United States and its territories, and within the U.S. homeland. Homeland defense operations are conducted using the full re- 78 04_B_08_077-096.indd 78 SECTION B sources of U.S. military capabilities to include land, air, maritime, and space domains in addition to the information environment. Unlike homeland security and civil support, which is the focus of this chapter, DoD has primary responsibility for the homeland defense mission and therefore leads the response, with other agencies and departments of government providing support to the DoD effort. Homeland Security: Support Homeland security is defined in the National Strategy for Homeland Security (NSHS) as follows: a concerted national effort to prevent terrorist attacks in the United States, reduce America’s vulnerability to terrorism, and minimize the damage and recover from attacks that do occur. The Federal Response to Health and Medical Disasters 12/5/08 3:27:11 PM Homeland Security A concerted national effort to prevent terrorist attacks within the US, reduce America’s vulnerability to terrorism, and minimize the damage and recover from attacks that do occur. Homeland Defense* The protection of US sovereignty, territory, domestic population, and critical defense infrastructure against external threats and aggression. Homeland Security Emergency Preparedness Homeland Defense Civil Support* DOD support to US civil authorities for domestic emergencies and for designated law enforcement and other activities. Civil support missions are undertaken by DOD when its involvement is appropriate and when a clear end state for the DOD role is defined. Civil Support Emergency Preparedness* Those planning activities undertaken to ensure DOD processes, procedures, and resources are in place to support the President and the Secretary of Defense in a designated National Security Emergency DOD Role OVERLAPPING MISSION SETS *As defined by DPG 04 FIGURE 8.2. Department of Defense Overlapping Mission Sets. Source: Joint Doctrine Branch, U.S. Department of Defense. Used with permission. The secretary of the Department of Homeland Security (DHS) is responsible for coordinating federal operations within the United States to prepare for, respond to, and recover from terrorist attacks, major disasters, and other emergencies. The secretary of DHS is designated by Homeland Security Presidential Directive 5 (HSPD-5) as the “principal federal official” for domestic incident management. This role makes the secretary of Homeland Security responsible for coordinating federal resources that may be needed and used during response and recovery operations. This authority is applicable when one of the following four conditions applies: (1) a federal department or agency acting under its own authority has requested DHS assistance, (2) the resources of state and local authorities are overwhelmed and federal assistance has been requested, (3) more than one federal department or agency has become substantially involved in responding to the incident, or (4) the secretary has been directed to assume incident management responsibilities by the president.6,7 Civil Support: Enable DoD contributes to homeland security with two interrelated missions: homeland defense and civil support. DoD supports homeland security through civil support operations within the United States, and in a broader sense, the NSHS. Civil support is defined as DoD support to civil authorities for domestic emergencies, and for designated law enforcement missions. It is important to note here that DoD civil support capabilities are derived from existing war-fighting capabilities that may already be committed or designated for use in a foreign mission. Another major aspect of DoD’s contribution to homeland security and homeland defense activities is through domestic emergency preparedness activities. This is accomplished by providing support to law enforcement and other agencies, in advance of an emergency to reduce loss of life and property, and to protect critical infrastructure. Civil-military operations (also referred to as CMO) are activities undertaken by military commanders in countries or regions prior to, during, or subsequent to CHAPTER 8 04_B_08_077-096.indd 79 Military Support of Civilian Operations 79 12/5/08 3:27:12 PM other military actions including combatant operations. The doctrinal definition of CMO follows: The activities of a commander that establish, maintain, influence, or exploit relations between military forces, governmental and nongovernmental civilian organizations and authorities, and the civilian populace in a friendly, neutral, or hostile operational area in order to facilitate military operations, to consolidate and achieve operational U.S. objectives. These activities may also include U.S. military members providing functions that are normally the responsibility of the local, regional, or national government of the supported country.8 Defense Support of Civil Authorities Defense support of civil authorities (DSCA) is a term derived from the National Response Plan (NRP) and accepted generally as activities associated with DoD assistance to local or state jurisdictions during disaster-related events. Under the provisions of the Stafford Act, the federal government is responsible for providing assistance to state and local authorities in order to save lives, alleviate suffering, and mitigate property damage resulting from disasters or emergencies.9 According to the Stafford Act, upon declaring a major disaster or emergency, the president may direct any agency of the federal government to undertake missions to provide support to states and local agencies. This support may be on a reimbursable or in some cases a nonreimbursable basis.10 Importantly, authority over DoD forces deployed in support of foreign and domestic operations always remain under the authority of the secretary of defense and the established chain of command as set forth by law. The concepts of “command” and “unity of command” have very distinct legal and cultural meanings for military forces and military operations. This is different from the “unified command” integral to the National Incident Management System (NIMS) and the Incident Command System (ICS). Therefore, military forces do not operate under an incident commander or under a unified command structure. Specific authorities that relate to the military’s authorities are discussed later in this chapter. In the context of DoD’s role in civil support, civil authorities are defined as [t]hose elected and appointed officers and employees who constitute the government of the United States, 80 04_B_08_077-096.indd 80 SECTION B the governments of the 50 states, the District of Columbia, the Commonwealth of Puerto Rico, U.S. possessions and territories, and political subdivisions thereof.11 In essence, these are elected officials and agencies within the state and/or local governments impacted by a disaster that is beyond the capabilities of state and local immediate responders. During the response to disasters, the lines of authority may become blurred. The role of DoD, given constitutional and other legal limitations, may not be clearly understood by the public, media organizations, state, local, and even some federal officials. There are numerous authorities governing the employment of U.S. military forces in civil support operations, and as such a thorough understanding is essential for military commanders. This is necessary to ascertain that military commanders use only those capabilities that are authorized under the constraints of current law. These governing authorities consist of federal laws, executive directives, DoD plans and policies, and DoD/military directives, instructions, and regulations. Policies govern the use of DoD assets and charge military commanders with ensuring that DoD resources are used appropriately and judiciously when conducting civil support operations. Specific criteria for the use of DoD assets and capabilities are included in Table 8.1. LEGAL AUTHORITIES, POLICY CONSIDERATIONS, AND MILITARY DOCTRINE Legal Authorities Many of the relevant legal authorities and constraints governing military engagement in civil disasters are discussed in Chapter 7. Title 10 U.S. Code (Armed Forces) Title 10 to the U.S. Code (USC) provides specific guidance on the armed forces and is divided into five subtitles. There is one subtitle on general military law and one each for the U.S. Army, U.S. Navy and U.S. Marine Corps, the U.S. Air Force, and the Reserve Component (Reserves). Title 10 refers to active-duty and reserve forces serving in the military that may be called on to support DSCA operations. The Federal Response to Health and Medical Disasters 12/5/08 3:27:12 PM TABLE 8.1 DoD DSCA Policy Considerations DoD resources are provided only when response or recovery requirements are or will be beyond the capabilities of local, state, and federal civil authorities, and when they are requested by a federal agency with lead responsibility and approved by the secretary of defense. An exception to this is in the case of immediate response authority (see “Operational Framework” section). When requested by civil authorities, regardless of type or location, local commanders can respond to save lives, prevent human suffering, or mitigate great property damage under imminently serious conditions. The secretary of defense retains control of assigned Title 10 U.S. Code (USC) military forces providing civil support. The National Guard (NG), due to local presence, will likely be the first military responder during a civil emergency. The early employment of National Guard will normally be in either a state active-duty status or Title 32 USC status; both are under the supervision of the adjutant general and the direction of the governor. There are many advantages associated with employment of the NG in either state active-duty or Title 32 USC status. Most notable are the ability to assist law enforcement without Posse Comitatus restrictions, quicker reaction times, established community and interstate emergency management relationships, and an in-depth understanding of the operating environment. To ensure operational continuity, most, if not all, deployed NG forces engaged in supporting a response will remain in state active-duty or Title 32 USC status throughout an event. Therefore, the military response to extraordinary events that requires DoD civil support will be a coordinated effort between the NG in state activeduty or Title 32 USC status and Titles 10 and 14 USC forces. DoD components do not perform any function of civil government unless authorized. Source: Department of Defense, Chairman of the Joint Chiefs of Staff. Joint Publication 3-28, Civil Support, September 14, 2007. governors. There are certain instances where through very specific statutory or presidential authority, these NG forces are allowed to perform civil support operations that are funded by the federal government, while the NG forces remain under the control of their governor. Examples are Weapons of Mass Destruction Civil Support Teams (WMD-CST) and 32 USC 502(f) presidential/secretary of defense–approved operations (e.g., the Border Security Mission in the Southwest). National Strategy National Security Strategy of the United States This document (NSS) establishes very broad strategic guidance for the advancement of the U.S. interests within the global environment and through the instruments of national power. National Strategy for Homeland Security This document is prepared for the president by DHS and puts forth strategic objectives, organization, and critical areas for homeland security. The critical areas include preventing terrorist attacks, reducing the nation’s vulnerabilities, minimizing the damage, and recovering from attacks that do occur. National Military Strategy This document (NMS) is derived from the contents of the NSS and lays out how the armed forces of the United States will be used to accomplish the strategic objectives as described in the NSS. The fundamental and overarching concept behind the NMS and NSS is the commitment to defend the nation against any and all adversaries. Key Department of Defense Guidance Unified Command Plan The Unified Command Plan (UCP) is a document that provides basic guidance to the unified combatant commanders. The UCP also establishes the mission and responsibilities and outlines the force structure for the combatant commands. In addition, this document delineates the geographical areas of responsibility for geographic combatant commanders. Title 32 U.S. Code (National Guard) Strategic Planning Guidance Title 32 USC authorizes the use of federal funds to train National Guard (NG) members while they remain under the command and control of their respective state The SPG provides guidance to DoD components to develop the defense program and the president’s budget submission for future years. CHAPTER 8 04_B_08_077-096.indd 81 Military Support of Civilian Operations 81 12/5/08 3:27:13 PM Contingency Planning Guidance Contingency planning guidance outlines the secretary of defense’s policy guidance to the chairman, Joint Chiefs of Staff (CJCS) for contingency planning. It is issued with the president’s approval and after consultation with the CJCS, providing focused guidance contained in the NSS and strategic planning guidance (SPG). DEPARTMENT OF DEFENSE ORGANIZATIONAL STRUCTURE/COMMAND RELATIONSHIPS Figure 8.3 depicts how DoD is organized. Note that USNORTHCOM is identified as a unified combatant command, and the commander reports directly to the secretary of defense. Dedicated Defense Support of Civil Authorities Units/Personnel U.S. Northern Command USNORTHCOM was established October 1, 2002, to provide command and control of DoD homeland defense efforts and to coordinate DSCA. USNORTHCOM’s specific mission is to anticipate and conduct homeland defense and civil support operations within the assigned area of responsibility to defend, protect, and secure the United States and its interests. The commander of USNORTHCOM is also responsible for theater security cooperation (TSC) with Canada and Mexico. USNORTHCOM consolidates under a single unified command existing missions that were previously executed by several other DoD organizations (Figure 8.4). This provides unity of command, which is critical to mission accomplishment. USNORTHCOM has very few permanently assigned Department of Defense Secretary of Defense Deputy Secretary of Defense Department of the Army Secretary of the Army Under Secretary and Assistant Secretaries of the Army Department of the Navy Secretary of the Navy Under Secretary and Assistant Secretaries of the Navy Chief of Staff Army Army Major Commands & Agencies Chief of Naval Operations Navy Major Commands & Agencies Commandant of Marine Corps Department of the Air Force Secretary of the Air Force Under Secretary Chief and of Assistant Staff Secretaries Air Force of the Air Force Marine Corps Major Commands & Agencies DoD Field Activities American Forces Information Service Defense POW/MP Office Defense Technical Information Center Defense Technology Security Administration DoD Counterintelligence Field Activity DoD Education Activity DoD Human Resources Activity DoD Test Resource Management Center Office of Economic Adjustment TRICARE Management Activity Washington Headquarters Services Office of the Secretary of Defense Under Secretaries Assistant Secretaries of Defense and Equivalents Air Force Major Commands & Agencies Defense Agencies Defense Advanced Research Projects Agency Defense Business Transformation Agency Defense Commissary Agency Defense Contract Audit Agency Defense Contract Management Agency Defense Finance and Accounting Service Defense Information Systems Agency Defense Intelligence Agency Defense Legal Services Agency Defense Logistics Agency Defense Security Cooperation Agency Defense Security Service Defense Threat Reduction Agency Missile Defense Agency National Geospatial-Intelligence Agency National Security Agency/Central Security Service Pentagon Force Protection Agency Inspector General Joint Chiefs of Staff Chairman JCS The Joint Staff Vice Chairman JCS Chief of Staff, Army Chief of Naval Operations Chief of Staff, Air Force Commandant, Marine Corps Combatant Commands Central Command European Command Joint Forces Command Northern Command Pacific Command Southern Command Special Operations Command Strategic Command Transportation Command Africa Command Prepared by: Organizational & Management Planning, ODA&M, OSD Date: January 2008 FIGURE 8.3. DoD Organizational Structure. Source: Department of Defense, Chairman of the Joint Chiefs of Staff. Joint Publication 3-08, Vol. II, Interagency, Intergovernmental Organization, and Nongovernmental Organization during Joint Operations, March 17, 2006. Used with permission. 82 04_B_08_077-096.indd 82 SECTION B The Federal Response to Health and Medical Disasters 12/5/08 3:27:14 PM funds and resources toward ensuring that the forces are trained and prepared to support any mission. U.S. NORTHERN COMMAND COMPONENT AND SUBORDINATE COMMANDS Headquarters Army Forces, U.S. Northern Command FIGURE 8.4. USNORTHCOM Area of Operations. Source: Department of Defense, U.S. Northern Command Publication 0-1, Homeland Defense Concept of Employment. forces. The command is normally assigned forces whenever necessary to execute missions, as ordered by the president and secretary of defense. Civil service employees and uniformed members representing all military branches work at USNORTHCOM’s headquarters located at Peterson Air Force Base in Colorado Springs, Colorado. Service Components (Army, Navy, Air Force, and Marine Corps) The primary responsibilities of the services follow: The service components or individual military departments (Army, Navy, Air Force, and Marine Corps) are responsible for recruiting, organizing, training, and equipping forces for assignment to the combatant commands. This ensures that each department establishes and prepares reserves in manpower, equipment, and supplies, which includes the expansion of peacetime elements that may be needed to meet the needs of war. The departments are also responsible for budget submissions, justifying these requirements before Congress, and administering the funds. The military departments have many other responsibilities that are all necessary in order to provide adequately equipped and well-trained forces. Each service plays an important role in DoD’s ability to execute civil support operations and dedicates The headquarters of Army Forces, USNORTHCOM (ARNORTH), located at Fort Sam Houston, Texas, are the Army Service Component Command of USNORTHCOM, as well as the Joint Force Land Component Command (JFLCC North). The ARNORTH mission is to conduct homeland defense and DSCA operations in the USNORTHCOM area of responsibility to defeat terrorism; support local, state, regional, and federal emergency service agencies; and protect the American people and their way of life. The JFLCC distinction is important during an actual contingency deployment, when on order, ARNORTH commands and controls land-based forces that may be deployed in support of DSCA operations. Doctrinally, the ARNORTH commander has responsibility to organize, plan, and direct execution of land operations based upon the joint force commander’s (USNORTHCOM) concept of operations and designation of command relationships.17 U.S. Navy Fleet Forces Command The U.S. Navy’s Fleet Forces Command (FFC) is a supporting command to NORTHCOM and provides maritime defense of the homeland and support to civil authorities. FFC conducts operations as the Joint Forces Maritime Component Commander (JFMCC North) and provides theater security cooperation with Canada and Mexico.18 Headquarters Marines Forces, U.S. Northern Command The headquarters of Marines Forces, U.S. Northern Command (MARFORNORTH), provides annual training programs for Marine Corps Reserve personnel and force protection responsibilities for Marine Corps installations. In addition to other responsibili- CHAPTER 8 04_B_08_077-096.indd 83 Military Support of Civilian Operations 83 12/5/08 3:27:14 PM ties, the command supports and coordinates civil support activities by providing advice to the NORTHCOM commander on the capabilities and employment of Marine forces in the event they are attached to USNORTHCOM for homeland defense/civil support operations.5 Headquarters Air Forces, U.S. Northern Command Headquartered at Tyndall Air Force Base, near Panama City, Florida, the 1st Air Force is assigned to air combat command. It has the responsibility of ensuring the air sovereignty and air defense of the continental United States. As the continental geographical component of the binational North American Aerospace Defense Command, it provides airspace surveillance and control and directs all air sovereignty activities for the continental United States. Joint Task Forces Joint Task Force Civil Support (JTF-CS) is located at Fort Monroe, Virginia. The mission of JTF-CS is to plan and integrate DoD support to the primary agency for domestic chemical, biological, radiological, nuclear, and high-yield explosives (CBRNE) events during consequence management operations. Joint Task Force Alaska (JTF-A) is located in Alaska. Its primary mission is homeland defense. They will deter, prevent, and defeat national security threats and respond to attacks against Alaska, and provide civil support for incident response. Joint Task Force National Capital Region (JTFNCR) is located in Washington, D.C. They are responsible for both homeland defense and civil support and for the conduct of response planning coordination and maintain situational awareness for homeland defense and civil support in the National Capital Region Joint Operational Area (JOA). Joint Task Force North (JTF-N) is located in Fort Bliss, Texas. Their mission is to provide DoD counterdrug support to local, state, regional, and federal law enforcement agencies throughout the continental United States. They primarily conduct their operations in the pre-event stage, which encompasses deterrence and prevention. Standing Joint Force Headquarters-North (SJFHN) is located in Colorado Springs. They maintain focus on CDRUSNORTHCOM special interest areas to include preparation for pandemic influenza, monitor- 84 04_B_08_077-096.indd 84 SECTION B ing world events, tracking evolving situations, and developing situational understanding as events unfold. Reserve Components and National Guard The reserve components provide the U.S. military a vital source of trained and competent manpower with significant expertise in many varied disciplines. The reserve components include the Army National Guard of the United States, Army Reserve, Naval Reserve, Marine Corps Reserve, Air National Guard of the United States, Air Force Reserve, and Coast Guard Reserve. This component of the U.S. military is heavily relied on to complete the “total force” structure necessary to meet the DoD’s obligations at home and abroad and, as Figure 8.5 illustrates, makes up a significant portion of the U.S. military. Title 10 defines the purpose of each reserve component as follows: [T]o provide trained units and qualified persons available for active duty in the armed forces, in time of war or national emergency, and at such other times as the national security may require, to fill the needs of the armed forces whenever more units and persons are needed than are in the regular components.19 The National Guard Bureau (NGB), located in Washington, D.C., is a joint bureau comprised of the Department of the Army and Department of the Air Force. The NGB functions as a communications conduit for NG issues among the 50 states, District of Columbia, Commonwealth of Puerto Rico, Guam, and the U.S. Virgin Islands, and the Departments of the Army and Air Force. The NGB does not have operational authority over state forces; however, it provides critical coordination and communication links among the states, DoD, and other federal agencies. Although not inclusive, other functions of the NGB include5 allocating unit structure and strength authorizations; prescribing training requirements; and assisting the states in the organization, maintenance, and operation of NG units in order to provide well-trained and well-equipped units capable of augmenting the active forces in time of war or national emergency.20 The Joint Directorate for Domestic Operations (J-3) at the NGB monitors state NG operations, and coordinates the efforts of the NG with USNORTHCOM in order to provide total situational awareness of ongoing domestic response efforts. The NG con- The Federal Response to Health and Medical Disasters 12/5/08 3:27:15 PM Ready Reserve (44%) U.S. U.S. Marine Corps U.S. Navy Reserves Coast Guard Reserves 4% Air Force Reserves 1% 5% Reserves 5% Air National Guard 4% U.S. Army Reserves 11% U.S. Army 19% U.S. Navy 14% Army National Guard 14% U.S. Coast Guard 2% U.S. Air Force 14% U.S. Marine Corps 7% Active Component (56%) FIGURE 8.5. Total Force: Active, Reserve, and NG. Source: Commission on the National Guard and Reserves: Strengthening America’s Defenses in the New Security Environment, Second Report to Congress, March 1, 2007. Used with permission. sists of organized forces that are located in almost every population center (3,300 locations and in more than 2,700 communities) in every state and territory, and the District of Columbia. The NG has substantial and unique capabilities that are important to USNORTHCOM and serve as a force multiplier. In most disaster or civil emergencies where local authorities have requested assistance from the state, the NG is routinely called on to provide immediate assistance. In cases of state-level response, the governor of the affected state is the commanderin-chief for those state forces. It is very typical for the NG operating under Title 32 status to be the first military force on the scene of a disaster or domestic emergency to provide civil support. In the event that an affected state’s NG resources are insufficient, the governor can request assistance from neighboring states’ NG and civilian resources through an arrangement known as the Emergency Mutual Assistance Compact (EMAC). If advantageous to do so, the USNORTHCOM commander can request to federalize NG forces, although this action is not typically requested. Defense Coordinating Officer The defense coordinating officer (DCO) is the single DoD point of contact for domestic emergencies at or near the actual incident and are assigned and co-located within each of the 10 Federal Emergency Management Agency (FEMA) regions (Figure 8.6). Permanently assigned to USARNORTH, these active-duty senior officers are highly trained and possess significant command experience. During a disaster or other civil support event, they provide an on-scene direct link to the federal response leadership, normally at the Joint Field Office (JFO), and receive, validate, and forward on requests for approval (RFAs) for DoD approval from the federal coordinating officer (FCO) or primary federal agency. This includes validating RFAs, recommending specific capability, and tracking the expenditures of DoD units. DCOs also provide consultative support to the FCO as requested. The DCO, with few exceptions, exercises operational control over DoD response forces within the disaster area and affected region and coordinates administrative and logistical support for those deployed CHAPTER 8 04_B_08_077-096.indd 85 Military Support of Civilian Operations 85 12/5/08 3:27:16 PM FIGURE 8.6. DCO Locations in the FEMA Regions. forces. A large part of the DCO’s mission includes planning, coordinating, and integrating DSCA with local, state, and federal agency efforts. The DCO and defense coordinating element (DCE) deploy on short notice and provide the early entry command and control element for civil support activities. During DSCA-related operations, the DCOs conduct consequence management operations in order to save lives, prevent human suffering, and prevent property damage. FEMA may request the DCO/DCE prior to a disaster declaration if certain disaster circumstances necessitate the requirement. The DCO may be designated as the joint force commander, which comes with broader command and control authorities and is associated with a larger, more complex joint force structure and gives the DCO the authority to organize the force in order to best accomplish the mission as laid out in the concept of operations.22 One of the tools that the DCOs can incorporate into civil support operations is the prescripted mission assignment (PSMA). A mission assignment is a work order issued by FEMA to other federal agencies directing the completion of a specific task. It cites the authorized funding, describes managerial controls, and provides other guidance.26 Mission assignments begin with the state formally requesting assistance from the federal government in the form of an action request form (ARF). Within the ARF is a section referred to as a “statement of work” that tells the federal government who, what, when, and where. Once accepted based on the legal parameters of the Stafford Act and 44 CFR, FEMA issues a mission assignment. The guidance portion of the assignment must include a description of the support or capability that has been authorized. This language is extremely important because it will describe what the state will actually get 86 04_B_08_077-096.indd 86 SECTION B (capability) from the supporting agency. It is important for this language to be specific enough to identify the task, but general enough to allow the assigned agency flexibility to accomplish the task.27 Predrafting this language creates consistency among federal agencies, facilitates a rapid response, and standardizes mission assignments. DoD is one of many other federal agencies that have taken advantage of these instruments. It is important to note that although the PSMA provides a template for civil support language, it is not preapproval. All mission assignments tasked to DoD must be approved by the secretary of defense. The predisaster role of the DCO is to liaison with the FEMA headquarters within their assigned region. They also must designate and train the DCE, prepare and coordinate supporting plans for disaster operations, maintain situational awareness of developing situations, and maintain communications with other active-duty and reserve units, NG commanders, and many other federal and state agencies. EMERGENCY PREPAREDNESS LIAISON OFFICER PROGRAM In the Emergency Preparedness Liaison Officer (EPLO) program, the service components appoint, train, and assign liaison officers for civil support operations. EPLOs are senior reserve component officers. They represent their respective services at the appropriate military headquarters, normally as part of the DCE, and/or at the federal or state agencies that are primarily responsible for planning, coordinating, and executing support to civil authorities during disasters. EPLOs are selected by their military services based on their experience and unique expertise in civil support operations. They are key to DoD’s success in coordinating the use of DoD resources in support of civil authorities during presidentially declared disasters and emergencies. They provide service-specific expertise in planning, make recommendations to federal agencies on military capabilities, and advise federal agencies on DoD limitations, priorities, and associated risks with support requirements. The services also assign EPLOs to serve in teams at each of the FEMA regions and with each state’s NG adjutant general as a service component liaison on matters related to civil support. These officers are sometimes referred to as regional emergency preparedness liaison officers (REPLOs) and state emergency preparedness liaison officers (SEPLOs). The Federal Response to Health and Medical Disasters 12/5/08 3:27:16 PM JOINT REGIONAL MEDICAL PLANNER The Joint Regional Medical Plans and Operations Program is organized under the USNORTHCOM command surgeon. There are four branch offices (Fort Meade, MD; Fort McPherson, GA; Fort Sam Houston, TX; and Fort Lewis, WA) with three activeduty officers (one each from the Navy, Army, and Air Force) assigned to each office. These officers, called joint regional medical planners (JRMPs), have specialized training and experience in medical readiness, contingency operations planning, homeland security/defense, and military civil support. Well versed in DSCA, JRMPs have significant knowledge of the military’s medical capabilities and are able to match operational capabilities with requirements. They are also trained in emergency preparedness concepts and the federal, non-federal, state, and local health authority response process. The JRMPs’ mission is twofold. First, they have a strategic or theater (preincident) mission to understand risks and vulnerabilities associated with emergency response capabilities. They accomplish this by serving as a link or liaison between the regional interagency (e.g., federal and state health and medical planners) and other strategic layers of DoD. They also serve in the capacity of a “consultant,” making themselves available for a broad range of planning, exercise, strategy development, and operational design forums within their respective FEMA regions and the states throughout those regions. The second aspect of their mission is direct support in disaster or contingency situations. In most instances, JRMPs are the first military medical responders outside of any immediate response personnel who may respond from a military installation within or near the incident site. The primary role of the JRMP in an actual disaster or emergency deployment is to provide direct medical planning and operations support to the DCO. As discussed earlier, the DCO is the secretary of defense’s direct representative within the affected region. All medical issues are coordinated by the JRMP, and he or she in turn recommends military medical solutions and validates all medical RFAs. Another vital role during an incident is serving as a liaison and consultant to the Emergency Support Function (ESF) 8—Health and Medical Services federal and state partners to include the NG. Preincident, during an incident, and postincident, the JRMPs are the NORTHCOM surgeon’s “boots on the ground,” and provide a tactical/operational link for critical information regarding anticipated, ongoing, and potential medical operations. They maintain direct communication links with the NORTHCOM Surgeon’s Medical Operations Center (MOC), the ARNORTH MOC, and the TRANSCOM Surgeon’s Office. DEPARTMENT OF DEFENSE–SPECIFIC MEDICAL CAPABILITIES General Support DoD’s highest priority is protecting the United States from direct attack and is rooted in the following: “Respect for America’s constitutional principles; Adherence to Presidential and Secretary of Defense guidance; Recognition of terrorist and state-based threats to the United States; and Commitment to continue transformation of US military capabilities.”24 Through an active, layered defense, DoD maintains a strategic offense.24 The National Defense Strategy outlines the development and sustainment of “key operational capabilities.” The overall themes of these capabilities consist of intelligence, surveillance, and reconnaissance; information sharing; joint operational capabilities for homeland defense; and interagency and intergovernmental coordination.25 Table 8.2 provides a generic inventory of DoD capability categories. While generalized and not inclusive, the list demonstrates the range and scope of capabilities that DoD can bring to bear during military campaigns and in support of homeland defense/civil support operations. Military Health Service Support The military uses the term “health service support” (HSS) to refer to those support functions necessary to provide health and medical support to soldiers. The doctrinal definition of HSS follows: CHAPTER 8 04_B_08_077-096.indd 87 All services performed, provided, or arranged to promote, improve, conserve, or restore the mental or physical well-being of personnel. These services include, but are not limited to, the management of health services resources, such as manpower, monies, and facilities; preventive and curative health measures; evacuation of the wounded, injured, or sick; selection of the medically fit and disposition Military Support of Civilian Operations 87 12/5/08 3:27:17 PM TABLE 8.2 U.S. Military Capabilities Information operations Nuclear, biological, and chemical Defense operations Intelligence operations Nuclear deterrence and/or warfare Strategic attack General air superiority General ground superiority General naval superiority Airborne operations Amphibious operations Close air support Interdiction Antisubmarine warfare Reconnaissance Expeditionary warfare Airlift/airdrop Sealift Port operations Port security Noncombatant evacuation operations Civil support Counterdrug operations Humanitarian assistance operations Counterintelligence operations Force protection Combating terrorism Direct action Unconventional warfare Special reconnaissance Foreign internal defense Civil–military operations Psychological operations Personnel security Coastal defense Counterproliferation Special operations Antiterrorism and counterterrorism Imagery Electronic warfare General space superiority Logistics Communications Meteorology and oceanography Peace operations Complex contingency operations Source: Department of Defense, Chairman of the Joint Chiefs of Staff. Joint Publication 3-08, Interagency, Intergovernmental Organization, and Nongovernmental Coordination during Joint Operations, Vol. II, March 17, 2006. Used with permission. 88 04_B_08_077-096.indd 88 SECTION B of the medically unfit; blood management; medical supply, equipment, and maintenance thereof; combat stress control; and medical, dental, veterinary, laboratory, optometric, nutrition therapy, and medical intelligence services.26 Taxonomies of Care: Capabilities It is important to explain the military’s role in DSCA in terms of capabilities. The U.S. military organizes, trains, and equips the individual services for the most part for combat operations.26 Similarly, the capabilities that DoD contributes to civil support operations are primarily designed for combat operations. There are seven major categories of care that form the military’s medical capabilities. They are illustrated and explained in Figure 8.7. It is important for health and medical planners, coordinators, and to some extent practitioners, to have a basic understanding of the “capabilities” concept in order to facilitate expedient and accurate requests for DoD medical support during a disaster or other domestic emergency. DoD further facilitates this understanding through a robust and comprehensive partnering relationship with the interagency (defined as two or more agencies working together at the federal, state, and/or local levels). Significant effort is put forth at all levels of government (and more recently with the private-sector medical community) to build and maintain relationships among those involved in planning, preparing, responding, and coordinating disaster operations and domestic emergencies. Military Medicine The level of training for military health professionals is commensurate with similar providers in the private sector. The military operates and maintains its own professional schools (e.g., the Uniformed Services University of the Health Sciences) that conduct research and development in the fields of expeditionary and military medicine and public health, among others. The individual services also provide additional professional medical education programs that offer wide-ranging and specialized medical training. The military has recently made significant advances in many areas of medicine, especially in trauma care, prosthetics, head injuries, specialized wound care, and burn management. The Federal Response to Health and Medical Disasters 12/5/08 3:27:18 PM TAXONOMY CONTINUUM OF HEALTH CARE CAPABILITIES Definitive Capability En Route Care Capability Full range of acute, convalescent, restorative, and rehabilitative care Modular hospitals with surgical capabilities required to support the theater Theater Hospitalization Capability Forward advanced emergency medical treatment performed Forward Resuscitative Capability Medical care rendered at the point of initial injury or illness First Responder Capability Promotion and improvement of mental and physical well-being Prevention and Protection Capability Policy and Resource Acquisition Capability Policy formulation, planning, programming, budgeting, and disbursing resources FIGURE 8.7. DoD Taxonomy Continuum of Healthcare Capabilities. Source: Department of Defense, Chairman of the Joint Chiefs of Staff. Joint Publication 4-02, Health Service Support, October 31, 2006. Used with permission. Specialized Support Chemical, Biological, Radiological, Nuclear, and High-Yield Explosives Consequence Management Response Force The CBRNE Consequence Management Response Force (CCMRF) is a federally controlled capability consisting of several thousand joint personnel in force packages that are organized to perform missions across the CBRNE spectrum. CCMRF capabilities include medical, decontamination, command and control, communications, logistics, transportation and public affairs assets.27 extraction, personnel decontamination, emergency medical care and stabilization, and force protection operations in a CBRNE environment. Air Medical Evacuation System U.S. Transportation Command (USTRANSCOM) is DoD’s executive agent for global patient movement. The capabilities that reside within USTRANSCOM are significant and unparalleled worldwide. As such, it is logical that they would have a principal role in catastrophic disaster planning and the execution of mass patient movement operations. Direct Care (In-Patient/Out-Patient) Chemical Biological Incident Response Force The U.S. Marine Corps’ Chemical Biological Incident Response Force (CBIRF) is a small unit of Marine and Navy Corpsmen that possess specialized training in chemical and biological response. CBIRF has the ability to rapidly deploy in support of local, tribal, state, and federal agencies and military commanders for CBRNE consequence management. This unit is organized according to tasks, and can provide agent detection and identification, casualty search and Under the theater hospitalization capability, DoD maintains several very innovative and technologically advanced modular systems that range from fixed to highly mobile field hospitals, to include some seabased platforms. The systems are designed to be deployed as modular sets or individual components (capabilities) that can incrementally increased to add medical services based on requirements. These capabilities cross the entire spectrum of health care to include primary inpatient and outpatient care, emergent CHAPTER 8 04_B_08_077-096.indd 89 Military Support of Civilian Operations 89 12/5/08 3:27:18 PM and trauma management care, general medical and surgical care, and the range of ancillary support. This concept of modular, incremental medical systems is applicable and used for DSCA missions in much the same way as it is in the combat environment. As discussed earlier, medical planners and health officials with a fundamental understanding of capabilitiesbased sourcing will be able to ensure that the right capability gets to the right place at the right time. This ethos in the military operational medical community is imperative to accomplish life saving, life sustainment, and overall health management. Staffing Support The total force of the U.S. military includes the active-duty, reserve, and NG uniformed components, civilian employees, and military contractors. By leveraging this pool of personnel, DoD is capable of executing efficient and decisive operations at home and abroad. Staff are categorized into occupational codes that are too numerous to discuss here. However, these specialty types can be grouped into categories such as line, aviation, engineering, intelligence, logistics, medical, personnel/administration, and so on. OPERATIONAL FRAMEWORK/ RESPONSE STRUCTURE This section describes the DoD operational configuration as it applies to DSCA. There are several means by which the military may become involved in domestic emergencies or disasters: • Immediate response • NG Forces (under the control of the state governor) • Military installation mutual aid agreements • Federal military support Immediate Response Authority In certain instances, communities may require immediate assistance from local military commanders. In these circumstances, local commanders have been granted the authority to provide assistance to civil officials to save lives, prevent human suffering, or mitigate great property damage.10,13 Military commanders may provide assistance necessary in exigent emergencies to bridge the gap until a response can be brought to bear through mutual assistance, state and federal 90 04_B_08_077-096.indd 90 SECTION B responders, as required. Some examples of immediate response authority are included in Table 8.3. National Guard The military response usually begins with the governor’s decision to activate and deploy his or her NG forces under state-level authority, whether state active duty or Title 32. This action is ordinarily taken in advance of pending events (e.g., hurricanes, NSSEs) and soon after an unknown event. The difference between state active duty and Title 32 status primarily involves the funding of those forces, whereas under state active duty, the state funds activities of those forces in accordance with state law.28 State NG forces are normally the first military responders on the scene of a domestic emergency and provide the governor, state emergency management leaders, and military commanders with important initial assessment information in addition to providing immediate assistance to the affected population. Title 32 is an accommodating employment status that gives military commanders optimum flexibility in military response capability choices. Title 32 operational status is active state service that is paid for by the federal government. The forces are under the command of the governor and the state’s adjutant general as provisioned under 32 USC 502(f). Another advantage of Title 32 status is that it allows significant flexi- TABLE 8.3 Examples of DoD Immediate Response Authority Rescue Evacuation Emergency medical treatment of casualties/victims Maintenance and/or restoration of emergency medical capabilities Safeguarding public health Interim emergency communications Restoration of essential public services (firefighting, water, communications, transportation, power, and fuel) Emergency clearance of debris and explosive ordinance disposal to permit rescue or movement of people Safeguarding, collecting, and distributing food Damage assessment Source: Department of Defense Directive 3025.1, January 15, 1993. The Federal Response to Health and Medical Disasters 12/5/08 3:27:19 PM bility in how NG forces can be used, especially in their capacity to directly or indirectly enforce local, state, tribal, and federal laws. Once Title 32 forces are operationally employed, there is a strong cooperative liaison program between the NG and USNORTHCOM. This close relationship is even more evident with the full time exchange of NG and USNORTHCOM liaison officers. Additionally, a NG general officer serves on the USNORTHCOM staff as the NG Advisor to the NORTHCOM commander. The NG has many general and technically specialized capabilities that include unit level capabilities. Table 8.4 provides a list of some of those capabilities. NATIONAL GUARD WEAPONS OF MASS DESTRUCTION CIVIL SUPPORT TEAMS Civil support teams (CSTs) were established to provide immediate assistance to local incident commanders in determining the nature and extent of a suspected or actual terrorist attack. Their mission is to support local and state authorities at weapons of mass destruction WMD/nuclear, biological, and chemical incidents. There are currently 55 CSTs located in all states and territories. Each team consists of 22 fulltime Army and Air NG personnel organized into six sections: command and control, operations, reconnaissance and survey, logistics and administration, communications, and medical. These teams are on alert 24 hours a day, 7 days a week, and rapidly deploy (advance team within 90 minutes)29 to conduct a site investigation in order to determine potential effects of the attack, relay situational information to military commanders, and provide technical consultation to local authorities on managing the effects of the attack to minimize the impact on the civilian population and facilitate follow-on military assistance as needed. CHEMICAL, BIOLOGICAL, RADIOLOGICAL, NUCLEAR, AND HIGH-YIELD EXPLOSIVE ENHANCED RESPONSE FORCE PACKAGE The CBRNE Enhanced Response Force Package (CERFP) is a rapid deployable unit (within 2 to 6 hours) that provides immediate response and support to a state governor in the event of “damaged buildings, rescuing trapped casualties, providing decontamination, and performing medical triage and initial treatment to stabilize patients for transport to medical facilities.”30 The teams are organized into elements comprised of the command and control team, search and extraction team, decontamination team, and medical team. Each team has approximately 190 personnel, and there are currently 12 validated CERFPs in the United States (see Figure 8.8). The CERFPs perform specialized support to civil authorities in the areas of command and control coordination, casualty extraction, triage operations, personnel decontamination, and emergency medical treatment. An advance liaison team deploys, organiz- TABLE 8.4 National Guard Specialized and General Capabilities Technical Linguist and transcription support Intelligence analysis support Operational or investigative case support Imagery and mapping support Communications support Engineer support Subsurface or diver support General Domestic cannabis suppression and eradication Operations support Transportation support Counterdrug-related training Program management CHAPTER 8 04_B_08_077-096.indd 91 Military Support of Civilian Operations 91 12/5/08 3:27:20 PM Significant Incident JFLCC WMD Event Agro-terrorism Severe Small Scale/ JTF Special localized Earthquake UM INU Events (NSSE) T N Incident CO Civil Disturbances SE N Earthquakes RESPO Wild Fires Hurricanes EOD Operations DCO/DCE Floods FIGURE 8.8. National Guard CERFP Locations. Severity Broader Scope Incident Probability Source: National Guard Bureau, Chemical, Biological, Radiological, Nuclear and High-Yield Explosives (CBRNE) Enhanced Response Force Package (CERFP) Fact Sheet, May 21, 2007. Used with permission. FIGURE 8.9. National Continuum of DoD es, and directs the activities of the main CERFP. The search and extraction team conducts casualty searchand-rescue operations to include technical extraction and debris and heavy item (rigging) removal. The decontamination team conducts decontamination concurrent with or in augmentation support to ongoing decontamination operations. The decontamination team is capable of decontaminating 225 ambulatory and 75 nonambulatory patients per hour. The medical team has the capability of conducting medical triage and initial treatment support to include emergency medical treatment. not sufficient to provide the needed support. DoD’s support efforts and the processes involved are described more in the next section. Although a somewhat complex process overall, DoD’s mechanism for getting the right capability to the right place, at the right time, is straightforward and works very well. Military Installation Mutual Aid Military installation commanders will sometimes enter into mutual aid agreements in order to maximize local community resources. These agreements enable better use of resources and personnel and serve as a response multiplier during an emergency. There are specific authorities that authorize military commanders to enter into mutual aid agreements for fire protection. This provides a mutual and cooperative level of support between military installation commanders and their host communities for fire protection.31,32 Federal Military Support This level of support results when the local and state governments have exhausted their existing capabilities and normally when other federal resources are 92 04_B_08_077-096.indd 92 SECTION B Response. How Defense Support of Civil Authorities Works DoD has a flexible and tiered civil support response that can be scaled depending on the complexity of the event. Depending on the requirements of the situation and as the situation changes over time, DoD can adjust the level of response based on requirements (Figure 8.9). Initial response will, in most cases, come from state-controlled NG forces. DoD may subsequently respond across a continuum that begins with immediate response and continues through to a JTF. Normally, requests for DoD assistance occur under the provisions of the Stafford Act, but may also be requested under non–Stafford Act conditions. Stafford Act requests are events or incidents where state and local authorities have declared a state of emergency and requested federal assistance. This type of emergency is often referred to as an incident of national significance, and the Stafford Act establishes programs and processes for the federal government to provide disaster assistance to the affected states, local governments, tribal nations, individuals, and quali- The Federal Response to Health and Medical Disasters 12/5/08 3:27:20 PM fied private nonprofit organizations.11 Non–Stafford Act incidents are emergencies that occur every year and are not of a severity or complexity that they overwhelm state and local authorities. However, federal assistance and coordination would be beneficial to the overall situation. In both situations, the secretary of homeland security is overall responsible for coordination of incident management activities. DoD becomes involved when state governors request specific DoD capabilities or when the request cannot be accomplished by another federal agency. This is accomplished by means of an official RFA. There are many variables that determine how DoD will act on the requests. These include the situation, type of event (Stafford Act/non–Stafford Act), urgency of the request, and many others. There are numerous situational factors that impact how the RFA will be handled. To simplify the discussion we will attempt to stay within the parameters of a typical situational and operational federal response environment. As the processes have matured over the years, and moreover since 2001, the response process is well defined and occurs based on the NRP. Normally, all initial RFAs will be initiated by the primary federal agency executive secretary and be forwarded to DoD’s executive secretary for approval. For RFAs generated from the disaster site, the requests for assistance are received from the state by the FCO, a FEMA presidential appointee, or a senior representative of the primary federal agency. Under the NRP, the FCO “manages and coordinates Federal resource support activities related to Stafford Act disasters and emergencies.”7 Once a request for assistance is made to the FCO or primary federal agency for DoD support, the request is passed to the DCO, the secretary of defense’s on-scene and direct representative for that particular event. Upon receipt of the RFA, the DCO uses common criteria to evaluate the request for supportability (Figure 8.10). These criteria are listed below.11,13 the joint director of military support (JDOMS) in Washington, D.C., and the assistant secretary of defense for homeland defense and America’s security affairs (ASD (HD&ASA)) for approval. Upon approval, DoD is committed to providing the right asset in the right place at the right time. Once the request or RFA has been approved, the DCO will coordinate with the NG headquarters and, if present, the military JTF commander (or joint forces commander) in order to determine whether forces and/or capabilities are already present within the area of operations that are capable of providing the requested assistance. If not, there are a series of events that occur within the joint chiefs of staff that facilitate the alert, readying, and deployment of the requested capabilities. Timeliness of DoD support is a major factor in civil support operations, and assets may not be immediately available. The appropriateness and identification of assets, availability of those assets, travel distance to the disaster site, and situational parameters of the disaster area are all determinants of getting the capabilities employed in support of response/relief operations. The reader should recall the discussion on PSMAs and how the intent of this tool/process is to think through the necessary steps, actions, specific requirements, or other enablers that are essential to execute the projected and anticipated mission. The DoD PSMAs are in critical response areas such as transportation to include aviation support, medical support, and medical evacuation, communications, debris removal, and several others. Having a multidisciplinary team work through all of these issues in the pre-disaster/event phase has significant benefits that include the following: • Legality (compliance with laws) • Lethality (potential use of lethal force by or against DoD forces) • Risk (safety of DoD forces) • Cost (who pays, impact on DoD budget) • Appropriateness (whether the requested mission is in the interest of the department to conduct) • Readiness (impact on the DoD’s ability to perform its primary mission) Upon completion of the validation process, the DCO will forward the request to USNORTHCOM, CHAPTER 8 04_B_08_077-096.indd 93 • Time—Pre-planning the components of the response capability eliminates the requirement to accomplish this during the response phase. • Consistency—Many requests for assistance that become mission assignments are of the same type (e.g., providing generators) across many different disasters/events, and using language that has worked in the past will ensure future success. • Standardization—By creating and vetting PSMAs through all of the stakeholders, a template for support is created and provides the user with a consistent set of criteria. • Learning—The PSMA development process itself is educational, and much can be learned about specific support requirements by drafting PSMAs. Military Support of Civilian Operations 93 12/5/08 3:27:21 PM REQUEST FOR ASSISTANCE PROCESS DECISION MATRIX Support/ Report START START Stafford Act Requests (Incident Anticipated or Occurs) Non-Stafford Act Requests YES Requester obtains sponsorship from the primary agency who passes RFA through DCO to JDOMS or DOD ExexSec under terms of the Economy Act Immediate Response? NO YES Support Dept of Homeland Security Department of Justice Department of State Dept of Health & Human Services US Capitol Police Others USACE or NG & EMAC fill? NO Agency or FCO the requester? ExecSec NO NO Deny request Return to Agency Combatant Commands Coordinate with NGB Review and pass to SecDef YES Evaluate RFA, conduct mission analysis. Coordinate with stakeholders, recommend forces. Forward to JDOMS. SecDef Approve NO LEGEND Designates supporting and supported commands and command and control relationships. Tasks commands, Services, and DOD agencies to deploy and execute the mission. Support DOD Assets Coordinate YES EXECUTE ORDER JDOMS ASD(HD&ASA) Proper DOD mission? ASD(HD&ASA) - Assistant Secretary of Defense for Homeland Defense and Americas’ Security Affairs DCO - Defense Coordinating Officer DOD - Department of Defense EMAC - Emergency Management Assistance Compact ExexSec - Executive Secretary FCO - Federal Coordinating Officer JDOMS - Joint Director of Military Support NG - National Guard NGB - National Guard Bureau NIFC - National Interagency Fire Center NTSB - National Transportation Safety Board RFA - Request for Assistance SecDef - Secretary of Defense USACE - US Army Corps of Engineers USJFCOM - US Joint Forces Command USNORTHCOM - US Northern Command Lead Agency Coordinate with Services, USJFCOM, DOD, agencies, and combatant commands Pass to ASD(HD&ASA) Evaluate and forward to JDOMS and ASD(HD&ASA) YES NTSB NIFC USDA Service Chief Commands USNORTHCOM Components US Joint Forces Command Common to all RFA Non-Stafford Path Stafford Act RFA Cancel FIGURE 8.10. RFA Decision Matrix. Source: Department of Defense, Chairman of the Joint Chiefs of Staff. Joint Publication 3-28—Civil Support, September 14, 2007. Used with permission. • Experience—Like with other aspects of disaster preparedness and emergency response, the more experience the better. As planners work 94 04_B_08_077-096.indd 94 SECTION B with mission assignments more, they develop a higher level of understanding and awareness that translates to competence. The Federal Response to Health and Medical Disasters 12/5/08 3:27:21 PM TRAINING Interagency Training DoD planners take advantage of abundant training opportunities within the civil sector, including federal, state, agency-specific, and industry-specific training. Through this broad and encompassing outreach, DoD develops and maintains a substantial cadre of personnel trained in civil support operations. Through participation in extensive and comprehensive exercise programs at all levels of government, DoD also provides practical experience for its planners. The level of participation within the interagency for exercises and drills appreciably adds to the overall continuity of cooperative effort in a real-world event. The oftenquoted DoD mantra, “Train like you fight,” applies to civil support training with the federal interagency and other partners just as it does with combat operations. Military-Specific Training The military has enhanced training for its members who may be called on to support civil support operations. Although there are numerous civilian programs that offer instruction in homeland security, disaster preparedness, and related disciplines, most of these programs do not have significant offerings related to DoD’s very unique and specific role in support of civil authorities. DSCA may be thought of by nonmilitary responders as an operational subset within DoD. See Table 8.5 for a sample of military-specific courses related to civil support. Additionally, many military schools and training courses provide instruction that, although not primarily focused or directed toward civil support, provide instruction on a multitude of civil support and DSCA-related topics. The Defense Support of Civil Authorities Course, provided by the U.S. Army North under the authority of USNORTHCOM, is the principal training course for military members. This 5-day course, which includes interactive lectures and discussions in all facets of civil support and an in-class table-top exercise, focuses primarily on intergovernmental and interagency response. SUMMARY A secure homeland is the top priority, and therefore is a cornerstone of the national military strategy. Securing the United States from direct attack by dissuading, deterring, and defeating those with intent to do harm to the United States is a key strategic objective within this strategy. The overlapping and interrelated missions for DoD are homeland defense (lead), homeland security (support), and civil support (enable). DoD’s specific and often unique capabilities are derived from existing war-fighting capabilities, and when employed provide significant resources to local, state, and other federal agencies when their resources are otherwise engaged or exhausted. DoD will continue to play a vital role in homeland defense, providing civil support to civil authorities when directed by the president and the secretary of defense. DISCLAIMER The opinions or assertions in this chapter are solely the authors’ and do not necessarily represent the official views of the Department of Defense. TABLE 8.5 Examples of DoD Civil Support/Defense of Civil Authorities Training Course/Training Defense Support of Civil Authorities Course Homeland Security Planners Course Joint, Interagency, and Multinational Planners Course Homeland Security Medical Executives Course Military Medical Humanitarian Assistance Course Exercises (national, regional, state and installation level) Sponsor U.S. Northern Command/U.S. Army North Joint Forces Staff College—National Defense University Joint Forces Staff College—National Defense University Defense Medical Readiness and Training Institute Defense Medical Readiness and Training Institute & Uniformed Services University of the Health Sciences Various CHAPTER 8 04_B_08_077-096.indd 95 Military Support of Civilian Operations 95 12/5/08 3:27:22 PM REFERENCES 18. Commander, U.S. Fleet Forces Command, U.S. Fleet Forces Command 2007 Annual Plan, 2007. 1. Government Accountability Office. Homeland Defense: DoD Needs to Assess the Structure of U.S. Forces for Domestic Military Missions. GAO-03-670. Washington, DC: GAO, July 2003. 2. Department of Defense, Chairman of the Joint Chiefs of Staff. Joint Publication—1, Doctrine for the Armed Forces of the United States; Washington, DC: 14 May 2007. 3. President George W. Bush. National Strategy for Homeland Security, Promulgating Letter, October 5, 2007. 4. Interview with Assistant Secretary for Defense for Homeland Defense Paul McHale, Joint Forces Quarterly, October 6, 2005. 5. Department of Defense, Chairman, Joint Chiefs of Staff. Joint Publication 3-27—Homeland Defense, July 12, 2007. 6. President George W. Bush. Homeland Security Presidential Directive—HSPD-5, February 28, 2003. 7. U.S. Department of Homeland Security. National Response Plan. Washington, DC: November 2004. 8. Department of Defense, Chairman of the Joint Chiefs of Staff. Joint Publication 3-57—Joint Doctrine for Civil-Military Operations, February 8, 2001. 9. Public Law 93-288, as amended, 42 USC512 et seq., and Related Authorities, Robert T. Stafford Disaster Relief and Emergency Assistance Act, as amended, and Related Authorities, October 13, 2006, Sec. 101 (b). 10. Department of Defense Directive 3025.1, Military Support to Civil Authorities (MSCA), January 15, 1993. 11. Department of Defense, Chairman, Joint Chiefs of Staff. Joint Publication 3-28—Civil Support, September 14, 2007. 12. Center for Law and Military Operations. Domestic Operational Handbook for Judge Advocates (DOPLAW), April 15, 2001, 8–29. 13. Department of Defense Directive 3025.15, Military Assistance to Civil Authorities (MACA), February 18, 1997. 14. John Warner National Defense Act for Fiscal Year 2007, Public Law 109-364, § 1076, October 17, 2006. 15. Enforcement of the Laws to Restore Public Order Act (the Restoration Act) (formerly the Insurrection Act), 10 USC §§ 331-334. 16. President George W. Bush. Homeland Security Presidential Directive—HSPD-8, December 17, 2003. 19. Armed Forces: Purpose of the Reserve Components, 10 USC § 10102, January 2, 2006. 20. Functions of the National Guard Bureau: Charter from Secretaries of Army and Air Force, 10 USC, § 10503, January 3, 2005. 21. Two Hats for the Joint Force Commander, Joint Forces Quarterly, Summer 2000. 22. Emergency Management and Assistance: Federal Emergency Management Agency, Department of Homeland Security (Federal Disaster Assistance for Disasters Declared On or After November 23, 1988), Title 44 CFR § 206.2, October 1, 2003. 23. Federal Emergency Management Agency. Mission Assignment (MA) for Managers Student Manual (L346), May 2006. 24. Department of Defense. Strategy for Homeland Defense and Civil Support, June 2005. 25. Department of Defense. The National Defense Strategy of the United States of America, March 2005. 26. Department of Defense, Chairman of the Joint Chiefs of Staff, Joint Publication 4-02—Health Service Support, October 31, 2006. 27. General Victor E. Renuart, USAF, Commander, USNORTHCOM. Statement before the Senate Committee on Homeland Security and Governmental Affairs, July 19, 2007. 28. Commission on the National Guard and Reserves. Strengthening America’s Defenses in the New Security Environment: Second Report to Congress, March 1, 2007. 29. National Guard Bureau. Civil Support Team Fact Sheet, May 21, 2007. 30. National Guard Bureau. Chemical, Biological, Radiological, Nuclear and High-Yield Explosives (CBRNE) Enhanced Response Force Package (CERFP) Fact Sheet, May 21, 2007. 31. Reciprocal Fire Protection Agreements, 42 USC Chapter 15A, § 1856a, January 15, 2005. 32. Department of Defense. Department of Defense Instruction 6055.06, DoD Fire and Emergency Service (F&ES) Program, December 21, 2006. 17. U.S. Army Field Manual 3-31/U.S. Marine Corps Warfare Publication 3-40.07, Joint Force Land Component Commander Handbook, December 2001. 96 04_B_08_077-096.indd 96 SECTION B The Federal Response to Health and Medical Disasters 12/5/08 3:27:22 PM
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