University of Colorado, Boulder CU Scholar History Graduate Theses & Dissertations History Spring 1-1-2014 The Indochina Syndrome: War, Memory, and the Franco-American Conflict over Vietnam, 1963-1973 Douglas Joseph Snyder University of Colorado Boulder, [email protected] Follow this and additional works at: http://scholar.colorado.edu/hist_gradetds Part of the Diplomatic History Commons, Military History Commons, and the Political History Commons Recommended Citation Snyder, Douglas Joseph, "The Indochina Syndrome: War, Memory, and the Franco-American Conflict over Vietnam, 1963-1973" (2014). History Graduate Theses & Dissertations. 22. http://scholar.colorado.edu/hist_gradetds/22 This Dissertation is brought to you for free and open access by History at CU Scholar. It has been accepted for inclusion in History Graduate Theses & Dissertations by an authorized administrator of CU Scholar. For more information, please contact [email protected]. THE INDOCHINA SYNDROME: WAR, MEMORY, AND THE FRANCO-AMERICAN CONFLICT OVER VIETNAM, 1963-1973 by DOUGLAS J. SNYDER B.G.S., University of Michigan-Ann Arbor, 2004 M.A., Wayne State University, 2006 A thesis submitted to the Faculty of the Graduate School of the University of Colorado in partial fulfillment of the requirement for the degree of Doctor of Philosophy Department of History 2014 This thesis entitled: The Indochina Syndrome: War, Memory, and the Franco-American Conflict over Vietnam, 1963-1973 written by Douglas J. Snyder has been approved for the Department of History Dr. Thomas W. Zeiler Dr. Robert D. Schulzinger Date The final copy of this thesis has been examined by the signatories, and we Find that both the content and the form meet acceptable presentation standards Of scholarly work in the above mentioned discipline. Abstract Snyder, Douglas J. (Ph.D., History) The Indochina Syndrome: War, Memory, and the Franco-American Conflict over Vietnam, 1963-1973 Thesis directed by Professor Thomas W. Zeiler This dissertation examines how competing memories of the First Indochina War (19451954) influenced disagreements between U.S. and French policymakers about the American war in Vietnam. The thesis seeks most fundamentally to determine why American policymakers rejected advice about Vietnam from France—the Western ally with a unique connection to Southeast Asia—and why exactly the United States was so averse to considering its guidance in the course of an increasingly problematic war. Based on extensive research in U.S. and French archives, it provides a new international framework for understanding why the Vietnam War lasted as long as it did. It advances not only scholarship on the Vietnam War, U.S. foreign policy, and U.S.-French relations but also contributes in new ways to the study of the global Cold War. “The Indochina Syndrome” begins its analysis in August 1963, when French president Charles de Gaulle called for the neutralization of Vietnam, and concludes with the January 1973 Paris Peace Accords. Throughout this time, each side clung to different understandings of the French defeat by Vietnamese anticolonial nationalists. Although a handful of U.S. and French officials looked past their differences to pursue potential opportunities for peace, most U.S. leaders dismissed comparisons to the earlier war as the French offered suggestions to demonstrate the challenges facing the current American military effort. Competing ideas about the nature of the Cold War world and antagonistic perceptions of the other nation infused each iii country’s perspective on the relevance of the French example. These ideas and perceptions in turn limited the potential for significant breakthroughs to communicate more effectively about the broader assumptions driving U.S. involvement in Vietnam. iv Acknowledgments I have been fortunate to receive the support of a number of funding sources and a wide variety of people while completing this dissertation. I am grateful for the financial assistance from the following groups, without which the research and writing of this dissertation would not have possible: the John F. Kennedy and Lyndon Baines Johnson foundations; the Pacific Coast Branch of the American Historical Association; the Society for Historians of American Foreign Relations; and the Center for Humanities and the Arts, the College of Arts and Sciences, the Department of History, and the Graduate School of the University of Colorado at Boulder. My deepest professional thanks go to my two advisors, Bob Schulzinger and Tom Zeiler. Both offered much to emulate during my time at CU. Bob brought me to Boulder and provided help, encouragement, and a keen wit during the stages of this project prior his retirement. Tom served as an amazing resource even before I became his advisee, assisting me on matters big and small from the beginning. This thesis benefited enormously from his support, feedback, and patience once he took the reins formally. Tom also serves as a reminder that we could all probably get by on a little less sleep. The other members of my dissertation committee, David Bearce, Martha Hanna, and Ken Osgood, each offered helpful advice, probing questions, and useful guidance for how to improve this project in its next incarnation. Ken has been particularly supportive of me since he relocated to the Colorado Schools of Mines. Nate Citino encouraged me throughout my time at Diplomatic History. It was a pleasure to work with him at the journal. Andy DeRoche of Front Range Committee College provided me with employment and good cheer. During my coursework, I especially benefitted from the guidance of Mark Pittenger and Tim Weston. Scott Miller, the v Graduate Secretary of the Department of History, performed small miracles on my behalf on a regular basis and humored me in our many conversations about golf. This dissertation is much stronger because of the assistance of several historians and archivists away from Colorado. I received excellent direction and feedback from Fred Logevall, Jeremi Suri, and the cohort of the 2009 Summer Institute of the Society for Historians of American Foreign Relations as this project began to take form. Carolyne Davidson, Hope Harrison, and Jim Hershberg also provided encouragement at that time through my participation in the Summer Institute on Conducting Archival Research at George Washington University. I had the good fortune of meeting Mark Lawrence on a research trip to the John F. Kennedy Library. He has been kind enough to continue to offer encouragement and advice ever since. Portions of this dissertation received helpful comments at conferences from Mark, Frank Gavin, Elizabeth Cobbs Hoffman, Hang Nguyen, Simon Rofe, and Kathryn Statler. Frank Costigliola, Mario Del Pero, Ryan Irwin, Andrew Preston, and Kelly Shannon offered advice in less formal settings. My M.A. advisor, Mel Small, sparked my burgeoning interest in the history of American foreign relations while I studied at Wayne State University. Doug Mackaman provoked my curiosity in France as he led The Abbey study abroad program for the University of Southern Mississippi. I am forever grateful to the helpful archivists at the John F. Kennedy, Lyndon Johnson, and Richard Nixon presidential libraries, the Massachusetts Historical Society, and the National Archives II in the United States and the Diplomatic Archives of the Ministry of Foreign Affairs and the Contemporary History Archives at the Institut d’Etudes Politiques in France. I have been lucky to make many wonderful friends in Colorado. I thank especially Bun and Maura Chhun, Dan Cottell, Gerrit Dirkmaat, Dan and Melissa DuBois, Chris Foss, Kassi vi Klinefelter, Eric Morgan, Rob Morrison, Mike Ortiz, Doug Sheflin and Ingrid Getzan (and Lou!), Marshall Smith and Risako Doi, Nick Stachokus, Gene and Jasmine Tesdahl, Dave Varel, and my first friend in Boulder, Brandon Kirk Williams. Sarah Gavison generously put me up in her mother’s apartment during my research in Paris. Outside academia, I appreciated the endless support of my friends from the University of Michigan Evans Scholars, among them: Bob Bossler, Dan and Meghan Cousino, Neil and Katie Majeski, Cory Nikkila, Adam Surma, and Matt Wolterstorff. I continue to enjoy the camaraderie of friends from even earlier days, including Steve Bauer, Kevin Guralewski, Adam Mantay, Eric Richardville, and Bryan Sternfels. Lastly, I thank my family. The extended Hodges and Snyder clans have been constant sources of encouragement. My brother Phil and sister Sarah have been the most supportive siblings possible. And my parents Rick and Kathy Snyder have sustained me through this entire process. I can never thank them enough. vii Contents Abstract iii Acknowledgements v Contents viii Introduction 1 PART I: CERTAIN IDEAS Chapter One – The United States and the Cold War World 17 Chapter Two – France, the United States, and Vietnam 35 PART II: PERCEPTIONS DURING WARTIME Chapter Three – A Dialogue of the Deaf: American and French Opinions of One Another 52 Chapter Four – A Third Paragraph in Each Story? The Memory of the French Indochina War in U.S. Vietnam War Policymaking, 1963-1968 86 PART III: PLODDING TOWARD PEACE Chapter Five – Secret U.S.-French-Vietnamese Initiatives to Resolve the War 115 Chapter Six – Ending the “Brutish Quarrel” but Not the War: Franco-American Relations and Vietnam in the Nixon Years 136 Conclusion 174 Bibliography 180 viii “Maybe it was all over for us in Indochina when Alden Pyle’s body washed up under the bridge at Dakao, his lungs all full of mud; maybe it caved in with Dien Bien Phu. But the first happened in a novel, and while the second happened on the ground it happened to the French, and Washington gave it no more substance than if Graham Greene had made it up too.” – Michael Herr, Dispatches1 INTRODUCTION When the groundbreaking PBS documentary Vietnam: A Television History was converted from VHS to DVD in 2004, viewers lost two episodes from the original 1983 series in the process.2 Episode Two, “The First Vietnam War (1945-1954)” and Episode Thirteen, “Legacies,” found themselves on the cutting room floor. Portions of Episode Two were added to the first episode, “Roots of a War,” but the producers eliminated Episode Thirteen entirely. The gutting of Episode Two was hardly the first time the French war in Indochina received short shrift in American memory. In the 1960s and early 1970s, U.S. policymakers frequently refrained from scrutinizing the French experience in Southeast Asia of the previous decade while they first contemplated and then waged war in the same place. Similarly, the absence of “Legacies” from the DVD set reflected a longstanding American tradition suggesting that the United States need not seriously evaluate the past. This dissertation examines how and why U.S. Cold War officials avoided careful consideration of the history of the First Indochina War and French reflections on its defeat in the conflict during their decision-making throughout the American war in Vietnam. 1 Michael Herr, Dispatches (New York: Knopf, 1977; reprint, New York: Vintage International Books, 1991), 49 (page citation is to the reprint edition). 2 Vietnam: A Television History, co-produced by WGBH Boston, Central Independent Television/UK, and Antenne-2, France (1983; Boston: WGBH Boston Video, 2004), DVD. 1 This thesis explores the many occasions during the Lyndon Johnson and Richard Nixon administrations when U.S. policymakers “dodg[ed] bothersome analogies,” as the scholars Richard E. Neustadt and Ernest May have argued, about French and American involvement in Vietnam.3 It begins its analysis in August 1963, late in John F. Kennedy’s presidency, when French president Charles de Gaulle proposed neutralizing Vietnam, an inchoate plan based partly on the 1962 neutralization of Laos that sought to create the conditions for an independent Vietnam free from U.S., Chinese, or Soviet interference. It then covers the entire period in which American ground troops fought in Vietnam and concludes with the January 1973 signing of the Paris Peace Accords. The thesis seeks most fundamentally to determine why American policymakers rejected advice about Vietnam from France—the Western ally with a unique connection to Vietnam—and why exactly the United States was so averse to considering its guidance in the course of an increasingly problematic war. One answer, as the dissertation argues, lies in the perceptions of the foreign policy elite of both nations about the other country; the Franco-American relationship gave rise to varying viewpoints among leaders that influenced developments in the critical years of the Second Indochina War. This thesis attempts to show how the different approaches and memories of the end of French colonial rule and great power status created significant disagreement between U.S. and French policymakers about how the United States should execute – or find a way out of – the war. Based on extensive research in U.S. and French government archives and personal collections, this dissertation provides a critical new international context for understanding why the Vietnam War lasted as long as it did. It advances not only scholarship on the Vietnam War, U.S. foreign policy, and U.S.-French relations but also contributes in new ways to the study of 3 Richard E. Neustadt and Ernest R. May, Thinking in Time: The Uses of History for Decision Makers (New York: The Free Press, 1986), 75. 2 the global Cold War by engaging the divergent U.S. and French perspectives in the context of one of the deadliest international conflicts of the post-World War II era. In short, each side clung to starkly different understandings of the French experience with anticolonial nationalists in France’s First Vietnam War and its relevance to the American war in Vietnam. (To avoid redundancy, I use First Vietnam War, First Indochina War, French Indochina War, and Franco-Vietminh War interchangeably.) U.S. leaders routinely dismissed comparisons between the two wars as the French offered analogies, warnings, and suggestions based on its defeat in Indochina and its disentanglement from Algeria in the late 1950s and early 1960s. The French exposed the pitfalls of engaging in Vietnam to demonstrate the challenges facing the American effort to sustain an anti-communist Republic of Vietnam (South Vietnam), whose government did not appear to express the will of the people. The French highlighted that, whatever their motives, the United States needed to understand the difficulties of guerilla warfare in a jungle climate and the resiliency they would encounter from their opponent, perhaps best exhibited by the Viet Minh in its raid at Dien Bien Phu. The French considered the re-ignited conflict in Vietnam best resolved through a political solution, done by bringing all sides to the table through an international forum akin to the Geneva Conferences of 1954 and 1961-1962 that had ended the Franco Vietminh War and neutralized Laos, respectively. By contrast, in the eyes of the Americans, theirs was fundamentally an altruistic effort to oppose communist aggression from the North, strengthened by overwhelming American military might. The French, in American minds, had sought to re-impose colonialism under inept military leadership, neither of which the United States believed applied to its effort. The United States believed a political solution could come only after military force had shored up the legitimacy of the friendly government in Saigon and that the Geneva Conference of 1954 had simply been a 3 ruse for the Communists to buy time. For years, the United States thought an international conference or negotiations would solely aid the Democratic Republic of Vietnam (North Vietnam) and the National Liberation Front (NLF, or, in the American vernacular, the Vietcong) and undermine the likelihood of an independent, sustainable South Vietnam. They further believed French advice was influenced by their bitterness of defeat in Indochina and earlier in World War II. This study stresses the challenges that France’s critique of the Vietnam War posed to America’s understanding of its role in the Cold War world, particularly because France’s criticism stemmed, unlike other international censure of the time, from direct experience in the region. It argues that American and French officials in the Johnson years of 1963 to 1968 especially held antagonistic views about the other country and its presidents as well as differing opinions about the Cold War system more generally that further pushed their conversations about Vietnam in unconstructive directions. U.S. officials commonly believed de Gaulle’s ideas stemmed from a bygone era, while French officials saw the United States as an overstretched and overconfident superpower pursuing a goal in Vietnam at odds with its national interest and the best interests of the international community. These ideas shaped their conversations about the relevance of the French experience in Vietnam to America’s support of an unstable government in the south. Such opinions, in effect, limited the chances for significant breakthroughs in discussions of the more specific situation in Vietnam. To be sure, a handful of U.S. and French officials looked past these differences, and some even joined with non-state actors to pursue opportunities to end the war through a series of secret peace initiatives based in Paris. Franco-American bilateral relations improved significantly early during the first Nixon term that began in January 4 1969 while Vietnam simultaneously because less of a divisive issue in its diplomatic exchanges due to the ostensible, albeit inconsistently applied, de-Americanization of the war. Yet for the most part even in these years the two nations remained unable to communicate effectively about the assumptions behind the conflict in Southeast Asia or the speed with which the United States should disengage from the conflict. The combination of factors above resulted in what I call “The Indochina Syndrome,” a malady from which U.S. foreign policymaking suffered greatly during the entire Vietnam War. Historiography This dissertation builds upon the recent effort by scholars of American foreign relations to produce work deeply informed by multiarchival research.4 More specifically, it seeks to add to the scholarship produced by historians over the past fifteen years that has sought to provide a fuller international context for understanding developments in the Vietnam War.5 Rather than simply looking at decisions made in the Washington, this scholarship has incorporated the voices of those in London, Moscow, Beijing, Hanoi, and Saigon, among other locales.6 More so than 4 See Thomas W. Zeiler, “The Diplomatic History Bandwagon: A State of the Field,” Journal of American History 95, no. 4 (March 2009), 1060-65 for a survey of influential works in the field that skillfully employ international research. 5 Fredrik Logevall, “Bringing in the ‘Other Side’: New Scholarship on the Vietnam War,” Journal of Cold War Studies 3, no. 3 (Fall 2001), 77-93. In addition to serving as a clarion call for more international work in Vietnam War research, this piece reviews Mark Bradley’s book (and others) discussed below. 6 This historiographical section focuses on those works with a U.S-French-Vietnamese dimension. Nonetheless, important work on the British, Soviet, and Chinese perspectives should be acknowledged. For London’s point of view, see Sylvia Ellis, Britain, America, and the Vietnam War (Westport, CT: Praeger, 2004). For the Soviet Union, see Ilya Gaiduk, The Soviet Union and the Vietnam War (Chicago: Ivan Dee, 1996) and Confronting Vietnam: Soviet Policy Toward the Indochina Conflict (Washington: Wilson Center Press; Stanford: Stanford University 5 other works thus far, my dissertation will take this approach to highlight the French perspective on Vietnam, its impact (or lack thereof) on American thinking, the contested understanding of the French Indochina War between the United States and France, and secret French collaboration with the United States to attempt to initiate peace talks during the American war years. Fredrik Logevall’s landmark 1999 book, Choosing War: The Lost Chance for Peace in Vietnam and the Escalation of War in Vietnam in many ways inspired this project. Logevall used the British and French diplomatic sources available at the time to augment his research in the United States to show just how little international prestige the United States would lose in the eyes of its European allies, including Charles de Gaulle, if the United States disengaged from Vietnam during “The Long 1964.” But Logevall did not have access to the trove of documents that have been declassified in the United States and in France since the publication of his book. This dissertation expands his findings to carry the Franco-American aspect of the story forward from mid-1965 through the end of the U.S. military commitment in Vietnam in early 1973, with greater attention than Choosing War provided to the memory of the French war throughout this time.7 Press, 2003). On Beijing, see Qiang Zhai, China and the Vietnam Wars (Chapel Hill: University of North Carolina Press, 2000) and Chen Jian, Mao’s China and the Cold War (Chapel Hill: University of North Carolina Press, 2001). 7 Fredrik Logevall, Choosing War: The Lost Chance for Peace and the Escalation of War in Vietnam (Berkeley and Los Angeles: University of California Press, 1999). In Choosing War Logevall built upon his discussion of de Gaulle from an earlier article. See Fredrik Logevall, “De Gaulle, Neutralization, and American Involvement in Vietnam, 1963-1964,” Pacific Historical Review 161, no. 1 (Feb. 1992), 69-102. Although Choosing War does not examine in detail the French war, Logevall has since written the authoritative account of the French war in Indochina. See Fredrik Logevall, Embers of War: The Fall of an Empire and the Making of America’s Vietnam (New York: Random House, 2012). 6 Mark Philip Bradley pushed the international angle of Vietnam War studies further with his own groundbreaking work, Imagining Vietnam and America: The Making of Postcolonial Vietnam, 1919-1950. Bradley’s book, published in 2000, was among the earliest works of U.S. diplomatic history to consult Vietnamese archives to explore Vietnamese perceptions of the United States and vice-versa during the late colonial period in French Indochina. It portrays the high hopes the Vietnamese placed in American values and American anticolonial discourse, and illuminates the negative characteristics that the United States ascribed to the Vietnamese such as naiveté, passivity, and incompetence. The United States, therefore, viewed the prospects for Vietnamese independence skeptically and the Vietnamese grew disillusioned when the Americans they encountered and the policies the United States implemented did not live up to their expectations. Although more principally interested in U.S.-Vietnamese relations, Bradley’s attention to antagonistic cultural perceptions has influenced this dissertation to focus on the role of perceptions in U.S.-French discussions of the Vietnam War.8 8 Mark Philip Bradley, Imagining Vietnam and America: The Making of Postcolonial Vietnam, 1919-1950 (Chapel Hill: University of North Carolina Press, 2000). A select number of scholars have followed Bradley’s lead by using Vietnamese sources to construct a fuller understanding of the international history of the war. They have used their language skills to examine published primary sources and the archives in Hanoi and Ho Chi Minh City, limited in their transparency as they may be, to produce excellent studies on decision-making by the leaders of North and South Vietnam during the American war. For analysis of North Vietnamese thinking, see LienHang T. Nguyen, Hanoi’s War: An International History of the War for Peace in Vietnam (Chapel Hill, NC: University of North Carolina Press, 2012) and Pierre Asselin’s Hanoi’s Road to the Vietnam War, 1954-1965 (Berkeley and Los Angeles: University of California Press, 2013); “‘We Don’t Want A Munich’: Hanoi’s Diplomatic Struggle during the American War, 1965-1968,” Diplomatic History 36, no. 3 (June 2012), 547-81; and A Bitter Peace: Washington, Hanoi, and the Making of the Paris Agreement (Chapel Hill: NC: University of North Carolina Press, 2002). For perspectives that provide agency to the Vietnamese in South Vietnam during the 1950s and early 1960s, see Jessica Chapman, Cauldron of Resistance: Ngo Dinh Diem, the United States, and 1950s Southern Vietnam (Ithaca, NY: Cornell University Press, 2013) and Edward Miller, Misalliance: Ngo Dinh Diem, the United States, and the Fate of South Vietnam (Cambridge, MA: Harvard University Press, 2013). 7 The historians Mark Atwood Lawrence and Kathryn C. Statler have also contributed to the internationalization of Vietnam War scholarship with projects that consider the U.S.-French dimension in the late 1940s and 1950s. Lawrence’s 2006 work, Assuming the Burden: Europe and the American Commitment to Vietnam, provides a model of the international history approach in his portrayal of how officials in France, Great Britain, and the United States interacted to cast Vietnam in Cold War terms. In the process, the officials assuaged any nagging concerns about the issue of colonialism as the nations joined to support French military action there in 1950.9 Statler’s book Replacing France: The Origins of American Intervention in Vietnam presents the first transnational look at the intra-alliance politics between France and the United States in Vietnam during the 1950s. She shows that as the French sought to retain influence, particularly cultural influence, in the region, the United States tried just as forcefully to remove all remnants of the French colonial period in order to establish itself as the primary Western power in Vietnam. My dissertation in some ways most closely mirrors Statler’s book for a later period.10 A small number of scholars have handled portions of the nexus of U.S.-French relations and the Vietnam War under review in my dissertation. Each, however, has its own shortcomings that this dissertation tries to rectify. Eugenie Blang’s Allies at Odds: America, Europe, and 9 Mark Atwood Lawrence, Assuming the Burden: Europe and the American Commitment to War in Vietnam (Berkeley and Los Angeles: University of California Press, 2006). In 2007 Lawrence and Logevall collaborated to edit a volume highlighting the transformation of Vietnam in ways similar to Lawrence’s monograph. Mark Atwood Lawrence and Fredrik Logevall, eds., The First Vietnam War: Colonial Conflict and Cold War Crisis (Cambridge, Mass.: Harvard University Press, 2007). 10 Kathryn C. Statler, Replacing France: The Origins of American Intervention in Vietnam (Lexington, KY: University Press of Kentucky, 2007). Statler contributed a chapter to The First Vietnam War that condensed the arguments of her book. Kathryn C. Statler, “After Geneva: The French Presence in Vietnam, 1954-1963,” in Lawrence and Logevall, eds., The First Vietnam War, 263-81. 8 Vietnam, 1961-1968 covers British, West German, and French responses to the Vietnam War, but ends its discussion focused on France in 1966, but does not draw from the U.S. presidential or Department of State archives, and fails to cite a single French published documentary source in the two chapters devoted to France’s criticism of the war. Similarly, the political scientist Marianna Sullivan’s France Vietnam Policy: A Study in French-American Relations has few references to the archival record. Published in 1978, it necessarily needed to rely on interviews, journalistic sources, and the earliest sliver of documents released by the John F. Kennedy Library. Sullivan places de Gaulle’s criticism of Vietnam within his larger foreign policy strategy of independence for France, an approach that this dissertation endorses. Nonetheless, the study’s findings need re-examination in light of the massive numbers of archival material released domestically and abroad since its publication over thirty years ago. Furthermore, her study does not examine at much length the memory of the French experience, nor does it factor in the perceptions and prejudices that U.S. and French policymakers held toward the other country in much detail. The French historian Pierre Journoud has also written an account of the long, contradictory relationship Charles de Gaulle developed with Vietnam from 1945 to 1969 that uses an impressive array of French sources. It is not available in English, however, nor does it engage at length with the role its memory played during the U.S. war. Additionally, given that Journoud’s focus is de Gaulle, his account stops before the shift in direction about Vietnam that occurred under de Gaulle’s successor Georges Pompidou during his conversations with Richard Nixon. Likewise, an article-length explanation of de Gaulle’s efforts toward peace in the mid1960s by Japanese scholar Yuko Torikata does not consider the French experience of the 1950s and has no material on the Pompidou years. Lastly, Max Paul Friedman looks at how the United States dismissed French criticism of the Vietnam War as driven solely by anti-Americanism in 9 his broader study on the topic of anti-Americanism, and suggests the United States should have listened more closely to the French.11 This dissertation examines a larger constellation of factors for U.S. dismissiveness, but concurs with his conclusion that the “erroneous conviction that antiAmericanism was the engine of French policy prevented Americans from listening to the bestinformed officials in the West on an issue of vital national interest. This error would be compounded as Americans escalated the war.”12 Many of even the most well-respected studies on Vietnam only briefly mention the French during the years 1963 to 1973. The general treatments of the Vietnam War offer only limited discussion of how the war played out in Franco-American relations and the role of the French defeat in American thinking. When they do, they largely do so when mentioning the de Gaulle’s neutralization proposal or, less frequently, a quick mention of his most critical denunciation of American military involvement during a speech in Phnom Penh, Cambodia in September 1966.13 Two works, though, do partially raise the French experience. 1992’s 11 Eugenie Blang, Allies at Odds: America, Europe, and Vietnam, 1961-1968 (Lanham, MD: Lexington Books, 2011); Marianna P. Sullivan, France’s Vietnam Policy: A Study in FrenchAmerican Relations (Westport, Conn: Greenwood Press, 1978); Pierre Journoud, De Gaulle et le Vietnam (Tallandier: Paris, 2011); Yuko Torikata, “Reexamining de Gaulle’s Peace Initiative on the Vietnam War,” Diplomatic History 32, no. 5 (Nov. 2007), 909-38; Yuko Torikata, “The U.S. Esclation in Vietnam and de Gaulle’s Secret Search for Peace, 1964-1966,” in Christian Nuenlist, Anna Locher, and Garret Martin, eds., Globalizing de Gaulle: International Perspectives on French Foreign Policies, 1958-1969 (Lanham, MD: Lexington Books, 2010) covers similar albeit truncated ground as her Diplomatic History article; Max Paul Friedman, Rethinking Anti-Americanism: The History of an Exceptional Concept in American Foreign Relations (Cambridge: Cambridge University Press, 2012), 157-189. 12 13 Friedman, Re-thinking Anti-Americanism, 189. George Herring, America’s Longest War: The United States and Vietnam, 1950-1975, 4th ed. (Boston: McGraw Hill, 2002); Mark Atwood Lawrence, The Vietnam War: A Concise International History (Oxford and New York: Oxford University Press, 2008); Robert D. Schulzinger, A Time for War: The United States and Vietnam, 1941-1975 (Oxford and New 10 Analogies at War: Korea, Munich, Dien Bien Phu, and the Vietnam Decisions of 1965 by political scientist Yuen Foong Khong, examines the private dismissal of comparisons to Dien Bien Phu by Johnson officials when discussing the escalation of 1965, but only in the context of that debate.14 Although his sophisticated framework of “analogical reasoning” is helpful, further examination of the debates that took place before and after 1965 is necessary to understand the French experience’s relevance to American and French policymakers. Similarly, the brief discussion about the analogies used comparing the French experience and Vietnam in 1965 offered by the experts on the “lessons of history,” Richard E. Neustadt and Ernest R. May needs elaboration and an international context.15 Two recent collections on the Vietnam War provide chapter-length coverage of the French factor. One volume on the efforts toward peace during the Johnson years offers two short chapters on de Gaulle’s criticisms, one on French-German-American discussions about Vietnam, and one by esteemed diplomatic historians George Herring and Robert Brigham on the French role in the mysterious PENNSYLVANIA peace initiative involving then-private citizen Henry Kissinger that receives extended treatment in Chapter Five of this dissertation using newlydeclassified documents.16 The second collection, on Europe and the war, includes a chapter by York: Oxford University Press, 1997); Marilyn B. Young, The Vietnam Wars, 1945-1990 (New York: HarperCollins, 1991). 15 Yuen Foong Khong, Analogies at War: Korea, Munich, Dien Bien Phu, and the Vietnam Decisions of 1965 (Princeton, N.J.: Princeton University Press, 1992); Richard E. Neustadt and Ernest R. May, Thinking in Time: The Uses of History for Decision Makers (New York: The Free Press, 1986), 75-90; 16 Robert K. Brigham and George C. Herring, “The PENNSYLVANIA Peace Initiative, JuneOctober 1967,” in Lloyd C. Gardner and Ted Gittinger, eds., The Search for Peace in Vietnam, 1964-1968 (College Station: Texas A&M University Press, 2004), 59-72; Charles G. Cogan, “How Fuzzy Can One Be?: The American Reaction to De Gaulle’s Proposal for the Neutralization of (South) Vietnam” in The Search for Peace in Vietnam, 1964-1968, 144-61; 11 Journoud on the French Ministry for Foreign Affairs’ efforts for peace and a slanted interpretation of the French role in bringing peace by an official in the Democratic Republic of Vietnam government. Still, helpful as these are, they are brief and use relatively few primary sources. My work adds more depth to each of these elements.17 Although principally a story about the Vietnam War, this dissertation also speaks to scholarship on U.S.-French relations, where the war has, perhaps surprisingly, been largely absent from the extant literature. Foreign relations historian Frank Costigliola’s The United States and France: The Cold Alliance since 1940, contains the most prominent episodes – such as the Phnom Penh speech – and offers several intriguing anecdotes, but as a survey, does not rely on much archival material and is somewhat dated. Richard F. Kuisel’s study of Americanization in France during this period offers even less coverage. A more recent study by the historian Thomas A. Schwartz on U.S.-European relations during the Johnson years deliberately avoids the issue of Vietnam.18 Even the works of two of the most respected French historians on the United States and France during the Gaullist era, Frederic Bozo and Maurice Maurice Vaïsse, “De Gaulle and the Vietnam War,” in The Search for Peace in Vietnam, 19641968, 162-65; Wilfried Mausbach, “Triangle of Discord: The United States, Germany, and French Peace Initiatives for Vietnam,” in The Search for Peace in Vietnam, 1964-1968, 166-182. 17 Maurice Vaïsse, “De Gaulle et la guerre du Vietnam: de la difficulté d’etre Cassandre,” in Christopher Goscha and Maurice Vaïsse, eds., La Guerre du Vietnam et L’Europe, 1963-1973, (Paris: Bruylant, 2003), 139-78; Journoud, “Le Quai d’Orsay et le processus de paix, 19631973,” in La Guerre du Vietnam et L’Europe, 1963-1973, 385-400; Vo Son Thuy, “The French Role in Finding a Peaceful Solution to the Vietnam War,” in La Guerre du Vietnam et L’Europe, 1963-1973, 415-28. 18 Frank Costigliola, France and the United States: The Cold Alliance Since World War II (New York: Twayne Publishers, 1992); Richard F. Kuisel, Seducing the French: The Dilemma of Americanization (Berkeley and Los Angeles: University of California Press, 1993); Thomas A. Schwartz, Lyndon Johnson and Europe: In the Shadow of Vietnam (Cambridge, Mass: Harvard University Press, 2003). 12 Vaïsse, give scant attention to Vietnam.19 Moreover, a 2009 collection of essays in French and English on Franco-American relations since the 1940s fails to include discussion of Vietnam.20 Structure This dissertation consists of three parts, each two chapters in length. Part I, “Certain Ideas,” includes chapters that contrast American policymakers’ assumptions about the U.S. role as a global superpower in the postwar world with the ways the French dealt with their declining status after the Second World War and within the emerging Cold War. Chapter One examines the U.S. side, while Chapter Two tackles the French perspective. Chapter Two also offers background on the history of U.S-French relations and Vietnam from World War II until late1963 when this dissertation begins its examination in earnest. Together, the chapters provide overviews of how leaders in the United States and France, particularly de Gaulle, sought to influence the new international order according to their own perspectives on foreign affairs. Part II, “Perceptions during Wartime,” first explores how key American and French policymakers of the 1960 viewed the other nation generally and its presidents specifically. Chapter Three explains how cultural and personal antagonisms would color both the Americans’ chilly reception of French advice about Indochina and the manner in which French officials sometimes delivered their warnings. Chapter Four builds from the cultural conflict established in Chapter Three to explore specific moments when the United States and France clashed over 19 Frédéric Bozo, Two Strategies for Europe: De Gaulle, the United States, and the Atlantic Alliance (Lanham, Md: Rowman & Littlefield, 2001).; Maurice Vaïsse, La Grandeur: Politique Étrangère du Général de Gaulle, 1958-1959 (Paris: Fayard, 1998); Maurice Vaïsse, La Puissance ou L’Influence? La France dans le Monde depuis 1958 (Paris: Fayard, 2009). 20 Renéo Lukic, ed., Conflit et Coopération dans Les Relations Franco-Américaines (Quebec: Les Presses de L’Université Laval, 2009). 13 Vietnam policy from the last months of the Kennedy administration to the end of the Lyndon Johnson administration. It shows that American policymakers believed France’s colonialist justification, inferior military power and leadership, and general national weakness were to blame for the French defeat in the First Indochina War, while the chastened French officials viewed the outcome of the war as a result of the formidable challenge of suppressing guerilla fighters, the region’s difficult terrain and climate, and the Viet Minh’s firm commitment to establishing an independent nation. From this understanding, France’s leadership believed only a negotiated political solution, in line with the Geneva Accords of 1954, could resolve any situation in Indochina. The chapter demonstrates that these conflicting memories of the French Indochina War shaped the fate of the U.S. war as well. Part III, “Plodding toward Peace,” uses newly declassified documents in Chapter Five to explore the lesser-known efforts of French and American private citizens and mid-level officials to bring about negotiations. In each case, France’s historic relationship with Vietnam enabled the French to arrange connections between the United States and North Vietnamese, but high-level American perspectives on the war remained largely unchanged as they sought ways to end it on their terms. The U.S. perspective even included the approval of new bombing raids that ruined the chances for potential breakthroughs to move forward. This limited cooperation, and the greater respect given to the much-maligned de Gaulle and his successor Georges Pompidou by the Nixon administration, failed to trump the blinders that constrained U.S. decision makers from working toward a more speedy resolution to the war. Nixon met with both de Gaulle and Pompidou in presidential summits, but nothing resulted from these meeting. Pompidou took a softer approach toward Vietnam with Nixon than the cantankerous de Gaulle, but had no better luck and eventually shelved his suggestions. Indeed, 14 Chapter Six demonstrates that Nixon and National Security Adviser Henry Kissinger still viewed French reflections on the First Indochina War, the local dynamics at work in Vietnam, and the Algerian War as misguided and unworthy of serious consideration as they sustained the U.S. war effort for four more years. In sum, this dissertation rethinks the history of the Vietnam War by demonstrating how different ideas about the Cold War world and competing beliefs about the relevance of France’s defeat in Southeast Asia between the United States and France shaped deliberations over the war. The Indochina Syndrome created consequences in the short-term and longer-term that continued to resonate throughout Southeast Asia, U.S.-French relations, and U.S. foreign policy for decades to come. Methodologically, this thesis engages newer trends in the field of U.S. diplomatic history by exploring culture, decolonization, and transnational contacts—all in a multiarchival, international research context. Finally, broadly speaking, it offers a cautionary tale for readers about the costs of ignoring the past and discrediting foreign perspectives on U.S. engagement with the world, no matter how bothersome or how discouraging the lessons may be. 15 PART I: CERTAIN IDEAS CHAPTER ONE – THE UNITED STATES AND THE COLD WAR WORLD The United States and France emerged from the Second World War in starkly different positions. The United States possessed the world’s strongest economy, with two-thirds of the world’s gold reserves, three-quarters of its invested capital, half of its manufacturing capacity, a Gross National Product (GNP) three times its nearest competitor the Soviet Union, and a monopoly on the atomic bomb.1 It lost over 400,000 troops as its military played a vital role in the Allied victory against the Axis powers in Europe and Asia, but its physical infrastructure, Pearl Harbor notwithstanding, remained unmarred by U.S. involvement in the war. 2 Indeed, the historian George Herring has argued that the war “produced a redistribution of power more sweeping than in any previous period in history.”3 American claims for a significant voice in shaping the structure of the postwar world, then, seemed warranted. France, by contrast, had the stain of wartime collaboration with Nazi Germany by its Vichy government to live down and was crushed by the war.4 Even in the brief opposition that 1 Melyvn P. Leffler, For the Soul of Mankind: The United States, the Soviet Union, and the Cold War (New York: Hill and Wang, 2007), 41. 2 See Thomas W. Zeiler, Annihilation: A Global Military History of World War II (Oxford and New York: Oxford University Press, 2011) for a history that places U.S. participation in the war in a global context. For America’s World War II diplomacy, see George C. Herring, From Colony to Superpower: U.S. Foreign Relations since 1776 (Oxford and New York: Oxford University Press, 2008), 538-594 and Robert D. Schulzinger, U.S. Diplomacy since 1900, 6th ed. (Oxford and New York: Oxford University Press, 2008), 127-61. 3 Herring, From Colony to Superpower, 596. 4 For a highly-readable account of the Fall of France in 1940, see Ernest R. May, Strange Victory: Hitler’s Conquest of France (New York: Hill and Wang, 2000) and for an excellent scholarly look at life in Vichy from 1940 to liberation in 1944, see Julian Jackson, France: The Dark Years, 1940-1944 (Oxford and New York: Oxford University Press, 2001). 17 the Third Republic had put up against Germany before its defeat in June 1940, France lost more than 250,000 soldiers. Another 270,000 civilians perished over the course of the war, including approximately 90,000 French Jews that the Vichy regime led by Marshal Philippe Pétain helped assemble and transport to Nazi concentration camps.5 Much of northern France especially was destroyed from Anglo-American bombing and the march to liberate Paris from occupation after the Allied landing on D-Day in June 1944. When the Free French forces who had set up a government-in-exile in London and the resistance partisans who had stayed in country determined how to re-organize France’s political structure at the end of the war, its economy and society writ large were in shambles and its status as a great power finished. Both countries, however, recognized that the pre-1939 world would never again exist. The leader of the Free French, Charles De Gaulle, concluded for his nation: “During the catastrophe, beneath the burden of defeat, a great changed had occurred in men’s minds. To many, the disaster of 1940 seemed like the failure of the ruling class and system in every realm.”6 For the United States, many government officials and elites sought to seize the opportunity to usher in an era of active U.S. leadership in the world most famously characterized by Time and Life publisher Henry Luce in 1941, even before the United States had entered the war, as “The American Century.”7 The American Century’s goals to reshape the world in its 5 Robert Paxton, Vichy France: Old Guard and New Order, 1940-1944 (New York: Knopf, 1972, revised edition New York: Columbia University Press, 2011) presented an early case that the Vichy government played an active, not passive, role in collaborating with Nazi Germany, even in regard to helping round up its Jewish population. The statistics on French deaths are from Zeiler, Annihilation, 413. 6 De Gaulle quoted in Tony Judt, Postwar: A History of Europe since 1945 (New York: Penguin Books, 2005), 63. 7 Henry Luce, “The American Century,” reprinted in Diplomatic History 23 no. 2, 159-171. 18 image, while not new in all quarters, were ambitious: they ranged from religious and cultural conversion to political and economic transformation. The question of how the United States should deal with the postwar emergence of the Soviet Union as the other world power, though certainly not equal to the United States in the fall of 1945 (the Soviet Union, it should be remembered, lost over 20 million people in the war), also preoccupied U.S. officials in the Harry Truman administration.8 The two countries had maintained an alliance in the war despite their opposing ideological views about capitalism and communism. Yet shortly after World War II concluded, many U.S. officials began interpreting the remarks and actions of Soviet leader Josef Stalin as increasingly confrontational toward the United States, the West, and the Soviet Union’s neighbors in Eastern Europe. Over the course of the next four years, the United States established a series of unprecedented economic and security measures internationally to ensure “a preponderance of power,” as the diplomatic historian Melvyn Leffler has called it, in opposition to the Soviet Union in the newlycommenced Cold War.9 This chapter seeks to outline briefly a selection of events and broader 8 9 Zeiler, Annihilation, 413. Melvyn P. Leffler, A Preponderance of Power: National Security, the Truman Administration, and the Cold War (Palo Alto, CA: Stanford University Press, 1992). The literature on the origins on the Cold War is enormous. For a sampling of important works see, in addition to Leffler, John Lewis Gaddis, Strategies of Containment: A Critical Appraisal of American National Security Policy during the Cold War (Oxford and New York: Oxford University Press, 1982; revised and expanded addition, 2005) and John Lewis Gaddis, We Know Now: Rethinking Cold War History (Oxford and New York: Oxford University Press, 1997). Gaddis’s books are largely sympathetic to U.S. foreign policymaking and promote the “orthodox” interpretation that the Soviet Union was most responsible for starting the Cold War. For the most well-known and controversial account of the “revisionist” interpretation that places blame on the United States for initiating the Cold War, see William Appleman Williams, The Tragedy of American Diplomacy (Cleveland and New York: World Publishing Company, 1959; 50th Anniversary Edition, New York: W.W. Norton & Company, 2009). See Odd Arne Westad, The Global Cold War: Third World Interventions and the Making of Our Times (Cambridge and New York: Cambridge University Press, 2005) for a study that moves beyond the orthodox-revisionist debate and instead offers an 19 currents in U.S. foreign policy from the early Cold War period through the John F. Kennedy era. In doing so, it offers context for how the assertive anti-communist milieu of the first fifteen years of the Cold War influenced their support for U.S. intervention in Vietnam and their opposition to French advice on the Vietnam War during the years this study examines in more detail after 1963. Early Cold War Events and Outlook Even before World War II ended or the Cold War began in earnest in 1947, the United States pushed for the creation of a group of international institutions that would promote its interests. First, at the Bretton Woods conference in New Hampshire in July 1944, the United States, represented by Secretary of the Treasury Henry Morgenthau, endorsed the principals of free trade and open markets to prevent a repeat of the protectionism of the 1930s and create an accommodating global environment for American business. The Bretton Woods system, as the conference’s results became known, established the International Monetary Fund (IMF) for short-term loans to help other nations in need of foreign exchange reserves, created the International Bank for Reconstruction and Development (IBRD, or, more commonly, the World Bank) for longer-term loans, created controls on speculative capital, and set up a fixed exchange rate system that tied the dollar to gold at a rate of $35 per ounce and pegged all other currencies international history approach to argue that the Cold War resulted from the ideological competition between the U.S. “empire of liberty” and the Soviet Union’s “empire of justice” for primacy not just in Europe but also in the Third World. See Frank Costigliola, Roosevelt’s Lost Alliances: How Personal Politics Helped Start the Cold War (Princeton, NJ: Princeton University Press, 2011) for the argument that if Franklin Roosevelt had lived, the Cold War may not have happened at all. Finally, see the impressive recent collection of essays compiled in Melvyn P. Leffler and Odd Arne Westad, eds., The Cambridge History of the Cold War, Vol. I: Origins (Cambridge and New York: Cambridge University Press, 2009). 20 to the dollar—a clear sign of heightened American power. In a move that later enraged American officials, de Gaulle would cash in France’s dollars for gold in the balance-of-payments crisis of the 1960s, but for the time being, the United States benefited from the Bretton Woods arrangements and the related General Agreements on Tariffs and Trade (GATT) established in 1947.10 Secondly, the United States encouraged the formation of the United Nations (UN) at the San Francisco Conference of September 1945. Despite its non-participation in the League of Nations during the interwar years, the United States endorsed a new international organization that could promote collective security and function as a forum for settling international disputes. The fact that the UN’s new headquarters would eventually be situated along the East River in Manhattan reinforced the prominent role the United States, in addition to serving as one of the five permanent members of the UN Security Council, expected to play in world affairs in the postwar period. As the Truman administration grew more suspicious of Stalin’s motives, it implemented a new series of initiatives unprecedented in U.S. history to “contain” communism. Influenced by the explanation about Soviet behavior that the diplomat George F. Kennan put forth in the “Long Telegram” sent to Washington from Moscow in February 1946, Truman and several of his aides saw aggression in Stalin’s approach toward Eastern Europe.11 Truman subscribed to the ideas Kennan advanced further in “The Sources of Soviet Conduct,” also known as the “X Article,” 10 Francis J. Gavin, Gold, Dollars, and Power: The Politics of International Monetary Relations, 1958-1971 (Chapel Hill, NC: University of North Carolina Press, 2004), 120-27. 11 Kennan has been the subject of several scholarly biographies by diplomatic historians. See, for example, John Lewis Gaddis, George F. Kennan: An American Life (New York: Penguin Books, 2010.) 21 from the July 1947 issue of Foreign Affairs, in which Kennan advocated “long-term, patient but firm and vigilant containment of Russian expansive tendencies.”12 Truman pursued this containment first in the form of $400 million in economic aid to the government of Greece, which was fighting a leftist insurrection the United States believed to be closely tied to the Soviet Union, and Turkey, involved at the time in a dispute over access to the Turkish Straits with the Soviets. Truman sought and received the money from the U.S. Congress in March 1947, proclaiming what would be called the “Truman Doctrine” to support anti-communist governments and “free peoples” against left-wing militants. Although initially focused on Europe, the Truman Doctrine still marked a departure for U.S. foreign policy in that provided a precedent for large-scale economic aid for internal conflicts if they had a leftist component, regardless of whether they were actually closely connected to Moscow or, after 1949, Beijing. Successful in the short-term, George Herring captures the different effect that U.S. support would have on American thinking in the future. He writes: “Here, as in similar cases, local circumstances were decisive. The United States thus achieved its primary goal in this first Cold War military intervention but at high cost for the people involved and for reasons more complex than it conceded or perhaps recognized. Greece offered a dubious precedent for future interventions.”13 The United States then turned its focus to the instability still persistent in Western Europe. Concerned about the genuine appeal that local communist parties could have in places such as France and Italy due to the lack of food, coal for heat, and because of the dismal 12 Kennan’s line about containment can be found quoted in many surveys, textbooks, and document readers. For the original passage, see X, “The Sources of Soviet Conduct,” Foreign Affairs 25, no. 4 (July 1947), 575. 13 Herring, From Colony to Superpower, 617. 22 prospects for recovery generally available to them in 1947, the United States embarked on an enormous recovery initiative named after Secretary of State George Marshall. Marshall announced the idea to the world in a commencement address at Harvard University in June. The Economic Recovery Program, also known as the Marshall Plan, poured 13 billion dollars in the form of grants and loans into Western Europe between 1948 and 1952, opened up these markets for American consumer goods, boosted European morale, partly curtailed the appeal of communist parties, and played a crucial, but not solely determinative role in facilitating the economic recovery of the Western half of the continent. That said, the United States achieved less success in promoting its brand of market capitalism to the nations of Western Europe. The turnaround also provided the United States with a public relations victory over the Soviet Union since no countries in Eastern Europe with closer ties to the USSR (which were becoming increasingly close by the day) accepted Marshall Plan aid and their economies struggled to recover as quickly as many in Western Europe did.14 The United States further increased its role in world affairs through the formation of the North Atlantic Treaty Organization (NATO). The North Atlantic Treaty, signed by the United States, France, and ten other European nations in April 1949, marked the first binding commitment for military intervention by the United States since its alliance with France in the 14 Tony Judt estimates that as an equal share of U.S. Gross Domestic Product (GDP), the Marshall Plan would have cost roughly 200 billion in dollars at the start of the twenty-first century. Judt, Postwar, 91. On the Marshall Plan generally, see Judt, Postwar, 86-99 and Michael J. Hogan, The Marshall Plan: America, Britain, and the Reconstruction of Western Europe, 1947-1952 (Cambridge and New York: Cambridge University Press, 1989). For the Marshall Plan in France, see Richard F. Kuisel, Seducing the French: The Dilemma of Americanization (Berkeley and Los Angeles: University of California Press, 1993), 70-102 and, for its specific impact on the French hotel industry, see Christopher Endy, Cold War Holidays: American Tourism in France (Chapel Hill, NC: University of North Carolina Press, 2004), 8199. 23 American Revolutionary War in 1778. NATO especially hoped to protect the newly-created, proWest Federal Republic of Germany (West Germany) from falling under the influence of the Soviet Union. The United States then began re-structuring it government with the National Security Act of 1947, which created what has become known as the national security state. It established a civilian-led Department of Defense with a Joint Chiefs of Staff composed of heads of each of the branches of the military. It revitalized the wartime Office of Strategic Services (OSS) into the Central Intelligence Agency (CIA) and created a National Security Council (NSC) based in the White House to coordinate policy. Initially weak, the NSC would have greater influence by the time of the Kennedy-Johnson era and played a large part in Vietnam policymaking. Altogether, these changes and the significant growth in each agency that would follow helped promote the sustained involvement of the United States in the bipolar international system of the Cold War. They even led the Secretary of State at the time, Dean Acheson, to boast that he had been “present at the creation.”15 The Communist victory by Mao Zedong’s forces in the Chinese Civil War over Chiang Kai-shek’s Nationalists expanded the Cold War focus beyond Europe to Asia as well. Republicans immediately accused Truman, Acheson, and other Democrats of “losing” China, despite the fact that it had been a civil war and the fact that State Department experts, the socalled “China Hands,” had long recognized how hapless the Nationalists had been in their execution of the war. Remarkably, that accurate analysis would result in a purging of the State Department of Asia specialists as the fallout from the establishment of the People’s Republic of 15 Dean Acheson, Present at the Creation: My Years in the State Department (New York: W.W. Norton & Company, 1969). Two recent biographies that explore Acheson’s role in this transformation are Robert L. Beisner, Dean Acheson: A Life in the Cold War (Oxford and New York: Oxford University Press, 2006) and Robert J. McMahon, Dean Acheson and the Creation of an American World Order (Washington, D.C.: Potomac Books, 2009). 24 China (PRC) and the Red Scare led by Senator Joseph McCarthy (R-Wisconsin) enveloped the United States in the early 1950s. This result also had a harmful impact on the United States’ ability to understand local circumstances in Southeast Asia. Most U.S. policymakers, convinced of the insatiable desire for world domination by a monolithic communist bloc led by the USSR and China, had no knowledge of the centuries-long fight the Vietnamese had waged against the Chinese prior to the establishment of French colonialism in the mid-1800s. Thus, they did not discern that Ho Chi Minh and the Vietnamese nationalists, many of whom also subscribed to communism as the path forward for developing an independent Vietnam, did not seek a close alliance with China beyond its support for their independence. They surely would not have recognized the sentiments, if somewhat crudely expressed, behind Ho’s statement to inspire his fellow Vietnamese nationalists while France sought to restore its colonial domination post-World War II. According to the journalist and Vietnam War specialist Stanley Karnow, Ho said: You fools! Don’t you realize what it means if the Chinese remain? The last time the Chinese came, they stayed a thousand years. The French are foreigners. They are weak. Colonialism is dying. The white man is finished in Asia. But if the Chinese stay now, they will never go. As for me, I prefer to sniff French shit for five years than eat Chinese shit for the rest of my life.16 The potential advance of communism fueled enormous concern to the United States when war broke out south of the Chinese border on the Korean peninsula in June 1950. Korea had been divided in two zones after World War II, a Soviet-administered zone north of the 38th parallel and a U.S.-administered one south of the line chosen by the Allies. Each side had a local government sympathetic to the ideas of their occupying power; each, however, also wanted to 16 Ho Chi Minh quoted in Stanley Karnow, Vietnam: A History (New York: Viking Books, 1983; paperback, New York: Penguin Books, 1984), 153 (page citation is to the paperback edition). 25 unify Korea on its terms. North Korea’s leader Kim Il-Sung invaded South Korea in June after finally receiving the frequently-requested approval of Stalin that April. The United States responded by supporting a United Nations “police action” (the resolution avoided a Soviet veto on the Security Council because the Soviets were not present at the UN at the time) that lasted three years. It eventually prompted Chinese intervention after General Douglas MacArthur, head of the UN’s military command, exceeded his initial instructions of restoring the status quo antebellum to try to unify all of Korea for the South. The final outcome of the war, which dragged on a stalemate from 1951 to 1953, was a divided Korea much as it had been before the war.17 General Omar Bradley called Korea “the wrong war, at the wrong place, at the wrong time, and with the wrong enemy.”18 Even still, the Korean War became the favorite analogy, along with the comparison to the Munich agreement of the 1930s, evoked in debates about U.S. escalation in Vietnam in the mid-1960s by Lyndon Johnson and his Secretary of State Dean Rusk to support their beliefs about the chances for successful military intervention.19 The Korean War increased Cold War tensions between the United States, the Soviet Union, which now possessed its own atomic bomb, and China. It broadened the map that the 17 On the Korean War, see William Stueck, The Korean War: An International History (Princeton, NJ: Princeton University Press, 1995); James I. Matray, The Reluctant Crusade: American Foreign Policy in Korea, 1941-1950 (Honolulu: University of Hawai’i Press, 1985); and, for harsh critiques of U.S. involvement, Bruce Cumings, The Origins of the Korean War, Vol. 1: Liberation and the Emergence of Separate Regimes, 1945-1947 (Princeton, NJ: Princeton University Press, 1981) and The Origins of the Korean War, Vol. 2: The Roaring of a Cataract, 1947-1950 (Princeton, NJ: Princeton University Press, 1990). 18 Bradley quoted in Herring, From Colony to Superpower, 644. 19 Yuen Foong Khong, Analogies at War: Korea, Munich, Dien Bien Phu, and the Vietnam Decisions of 1965 (Princeton, N.J.: Princeton University Press, 1992), 97-147. On the continued pervasiveness of the Munich analogy in U.S. foreign policymaking, see, for example, Fredrik Logevell and Kenneth Osgood, “The Ghost of Munich: America’s Appeasement Complex,” World Affairs 173, no. 2 (July/August 2010), 13-26. 26 United States deemed necessary to protect from communism. As such, it enabled the implementation of a previously-shelved measure, National Security Council Report 68 (NSC68). NSC-68 vastly increased U.S. military spending, amplified support in Europe, and expanded the geographical scope for possible U.S. intervention. Truman’s defense budget, for example, proposed for 1953 was four times what it had been even in 1949.20 Initial U.S. concerns about communism in Europe were, therefore, globalized, and the containment perspective now included Asia. Most relevant for this dissertation, the outbreak of the Korean War and implementation of NSC-68 encouraged the Truman administration to view France’s war against the communist-led Viet Minh in Indochina as a vital Cold War contest in need of American financial and military support. U.S. assistance to France in Vietnam, which will be discussed in detail in Chapter Two, began under this justification in 1950.21 The Eisenhower Administration Dwight Eisenhower won the presidential election in 1952 in part because of his pledge to end the Korean War. Eisenhower and his Republican colleagues also accused the Democrats of being “soft” on communism, a charge that achieved success at the ballot box and haunted Democratic politicians – LBJ especially – for decades, regardless of all the efforts mentioned above and the fact that the Korean War stemmed from Cold War assumptions. During Eisenhower’s presidency the Cold War mentality, albeit removed of its most extreme manifestation in McCarthyism after 1954, continued to flourish. As the historian Kenneth 20 Herring, From Colony to Superpower, 649. 21 Mark Atwood Lawrence, Assuming the Burden: Europe and the American Commitment to War in Vietnam (Berkeley and Los Angeles: University of California Press, 2006). 27 Osgood writes, by the 1950s “virtually every aspect of the American way of life—from political organizations and philosophical ideals, to cultural products and scientific achievements, to economic practices and social relationships—was exposed to scrutiny in this total contest for the hearts and minds of the world’s peoples.”22 Eisenhower fought the Cold War with the help of his ardent anti-communist Secretary of State, John Foster Dulles. Eisenhower endorsed the “New Look” foreign policy that would achieve “more bang for the buck,” according to his Secretary of Defense Charles Wilson. It sought to lower expenditures put in place by NSC-68 and instead shifted from conventional forces to “massive retaliation” that relied on the growing U.S. nuclear arsenal as a deterrent. Although Eisenhower did not think war was likely between the United States and Soviet Union, he also promoted the use of covert operations, psychological warfare, and propaganda campaigns to prevent the expansion of Soviet influence, particularly in the newly independent nations in what became called the Third World.23 Eisenhower articulated the “domino theory” that suggested that the fall of any one nation to communism would lead to the inevitable spread of communism to neighboring countries. During Eisenhower’s presidency, the CIA supported assassination attempts on unfriendly world leaders and coups to overthrow left-leaning, but democratically-elected governments in Iran in 1953 and Guatemala in 1954.24 22 Kenneth Osgood, Total Cold War: Eisenhower’s Secret Propaganda Battle at Home and Abroad (Lawrence, KS: University Press of Kansas, 2006), 2. 23 On Eisenhower’s enthusiasm for psychological warfare, see Osgood, Total Cold War. For a sample of the “revisionist” scholarship that views Eisenhower’s role in shaping foreign policy in a generally positive light, see Robert R. Bowie and Richard H. Immerman, Waging Peace: How Eisenhower Shaped an Enduring Cold War Strategy (Oxford and New York: Oxford University Press, 1997). 24 For more on the lead-up to the Iran coup, see Mary Ann Heiss, Empire and Nationhood: The United States, Great Britain, and Iranian Oil, 1950-1954 (New York: Columbia University 28 The Eisenhower administration also sought to lower its commitment by expanding on the use of alliances initiated with NATO. During the eight years Eisenhower was in office, he and his foreign policy team created a series of bilateral and regional alliances to share costs, contain communism, ensure collective defense in case of conflict, and maintain U.S. influence abroad. The Southeast Asia Treaty Organization (SEATO), established with the Manila Pact of September 1954 and institutionalized in 1955, is of most relevance to this dissertation. SEATO consisted of the United States, France, Great Britain, Australia, New Zealand, Pakistan, and only two countries located in the region, the Philippines and Thailand. Notably, South Vietnam, Laos and Cambodia were not signatories to the treaty due to restrictions in the Geneva Accords that had just ended the First Indochina War in July 1954, but received protection as “protocol states” all the same.25 Secretary of State Dean Rusk would repeatedly refer to SEATO as the justification for American intervention in South Vietnam in the mid-1960s. In fact, despite the lack of enthusiasm for the alliance displayed by other members (including France), by fellow U.S. policymakers, and his own critical reaction to its birth in the 1950s, Rusk clung to SEATO as a primary reason for why the United States needed to stay the course in South Vietnam. Otherwise, the United States would be going back on its word, which, in his mind, America simply did not do. In his Press, 1994); For the overthrow itself, see Stephen Kinzer, All the Shah’s Men: An American Coup and the Roots of Middle East Terror (Hoboken, NJ: John Wiley & Sons, 2003). See, among others, Nick Cullather, Secret History: The CIA’s Classified Account of its Operations in Guatemala, 1952-1954 (Palo Alto: Stanford University Press, 1999) and Stephen Schlesinger and Stephen Kinzer, Bitter Fruit: The Story of the American Coup in Guatemala, revised and expanded ed. (Cambridge, MA: Harvard University Press, 2008) on events in Guatemala. 25 David L. Anderson, Trapped by Success: The Eisenhower Administration and Vietnam, 19531961 (New York: Columbia University Press, 1991), 65-90. 29 memoirs, he recalled his suspicion when the Eisenhower administration and Congress approved SEATO without significant debate. He wrote: Although I was out of government and watching only from the sidelines, I thought the SEATO Treaty was a mistake. Of course, we in the Kennedy and Johnson administrations made our decisions on Vietnam, and events of the 1960s remain our responsibility, but I think the die for American commitment to Southeast Asia was cast in 1955. When the United States signed that treaty, SEATO became the law of the land and linked South Vietnam to the general structure of collective security.26 Further, Rusk expressed concern that “no one really stopped to think what an American commitment to collective security on the Asian mainland might mean,” because he believed SEATO’s provisions required U.S. support for South Vietnam and retaliation in the case of any hostile action by North Vietnam. SEATO entailed a “comprehensive pledge, accepting responsibility for the security of the protocol states, even though they didn’t sit at the conference table or have a vote on matters affecting SEATO.”27 He thought “with massive retaliation backing up our treaty obligations, we may have entered SEATO ‘on the cheap,’ without fully recognizing the price we might have to pay to back up our treaty pledges.” A less legalistic mind or less principled man than Rusk might have discarded a treaty signed by his predecessor not to his liking, but Rusk argued that “the United States must not try to bluff its ways through the obligations of a mutual security treaty. If the United States entered a treaty, it must make good on its promise.”28 To Rusk, the United States was, therefore, committed. Herein lies a major contributing factor in Rusk’s intolerance toward French suggestions for a negotiated political settlement for Vietnam in the mid-1960s. 26 Richard Rusk and Dean Rusk, As I Saw It (New York: W.W. Norton & Company, 1990), 427. 27 Rusk and Rusk, As I Saw It, 427. 28 Rusk and Rusk, As I Saw It, 428. 30 The United States avoided direct confrontation with the Soviet Union during the Eisenhower administration. Eisenhower met with Stalin’s successor, Nikita Khrushchev, at three international conferences in an attempt to bring together the two superpowers for some form of direct communication. Even still, a number of Cold War-driven crises broke out during these years in places as diverse as Berlin, the Taiwan Straits, the Suez Canal, and Lebanon. Moreover, Eisenhower, like his successors, failed to recognize the power of nationalism in the decolonizing world, a shortcoming that would continue to plague the United States in its assessment of the situation in Vietnam. Kennedy and the “Best and the Brightest” Since John F. Kennedy’s death from an assassin’s bullet in November 1963 and the disaster in U.S. foreign policy that followed in Southeast Asia, speculation existed about how committed the young president truly was to the Cold War. This question has, not surprisingly, focused on Vietnam. It is, of course, impossible to know exactly how Kennedy would have handled the developments and travails that faced his successor Lyndon Johnson.29 For the purposes of this chapter, it is more important to consider how Kennedy and his advisers viewed the broader strokes of the Cold War, especially since JFK’s foreign policy counselors continued to serve under LBJ. I agree with the assessment of one of the deans of U.S. diplomatic history, George Herring, that Kennedy and his team “accepted without question the basic assumptions of the containment policy. They perceived the tensions between Moscow and Beijing, but still viewed Communism as monolithic and a mortal threat to the United States.” Kennedy 29 For a recent take on the subject, see James G. Blight, janet M. lang, and David A. Welch, eds., Virtual JFK: Vietnam If Kennedy Had Lived (Latham, MD: Rowman & Littlefield, 2010). 31 administration officials subscribed to JFK’s statement that the United States must “move forward to meet Communism rather than waiting for it to come to us and then reacting to it.”30 The “Best and the Brightest,” as the journalist David Halberstam ironically dubbed the Kennedy policymakers for their extreme confidence and intelligence, then, held an activist approach to the Cold War. Kennedy drew several members of his team from outside government to bring in the sharpest minds available to him. He chose two Republicans in Ford Motor Company president Robert McNamara as Secretary of Defense and Harvard University dean McGeorge Bundy for National Security Adviser, a position that would have greater influence under Kennedy and Johnson. Kennedy, McNamara, Bundy, Rusk and the rest planned to handle Vietnam assertively and wanted to maintain preponderant American influence over world affairs.31 They thus considered Kennedy’s inaugural address pledge to “pay any price, bear any burden, meet any hardship, support any foe, in order to assure the survival and success of liberty” to be more than simple political posturing. Under Kennedy’s watch, the United States faced a potential confrontation with the Soviet Union over the building of the Berlin Wall that separated West Berlin from East Berlin in August 1961. The superpowers avoided a showdown in the crisis, but the question of German unification remained unresolved until the end of the Cold War. The United States and Soviets also came closest to nuclear war in the Cold War over the installation of offensive missiles in Fidel Castro’s communist Cuba in October 1962. The Cuban Missile Crisis occurred less than two years after 30 Herring, From Colony to Superpower, 704. 31 David Halberstam, The Best and The Brightest (New York: Random House, 1972). 32 the failed invasion of Cuba at the Bay of Pigs by U.S.-supported Cuban exiles.32 Kennedy took from his experience in the Cuban Missile Crisis a desire for détente with the Soviets, and Kennedy supporters point to his work toward the first ban on nuclear testing in 1963 with the Limited Test Ban Treaty as further evidence of his commitment to improve relations with the Soviet Union. These cases notwithstanding, Kennedy and his team went on the Cold War offensive in other areas, notably in promoting new strategies in the Third World. Kennedy himself took a liking to counterinsurgency strategy and believed the newly-established Special Forces, or “Green Berets,” could have a major impact on controlling guerilla warfare in conflicts in the decolonized world. The Kennedy administration’s favored method to win the hearts and minds of the Third World, Modernization Theory, was emblematic of its more intellectual approach to the world. State Department Policy Planning Staff chief Walt Rostow, an economist by training, promoted modernization most fervently, and would continue do so after he became Johnson’s National Security Adviser following Bundy’s resignation in 1966. Modernization Theory promised rapid economic growth if the new nations of Asia, Africa, and Latin America followed a series of steps based on economic development models successful in the West. Kennedy established the Peace Corps to send young idealistic Americans to the Third World as ambassadors of free market, U.S.-style development to counter Soviet-style planned economies. He also began an ambitious aid program for Latin America, the Alliance for Progress, to shore up support for the United States in the Western Hemisphere. The results for each program proved 32 The Cuban Missile Crisis has received extensive treatment from scholars. For one of the most up-to-date accounts that examines several perspectives on the crisis, see Alexsandr Fursenko and Timothy Naftali, “One Hell of a Gamble”: Khrushchev, Castro, and Kennedy, 1958-1964 – The Secret History of the Cuban Missile Crisis (New York: W.W. Norton & Company, 1997). 33 mixed, but faith in exporting American economic principles through modernization was a hallmark of the confidence of Kennedy foreign policymaking.33 Conclusion When Lyndon Johnson assumed the presidency on November 22, 1963, the United States had two decades of experience playing a leading role on the world stage. From the privileged position the United States held after the Second World War to the vigor with which it pursued its early anti-communist programs to its effort to extend the American umbrella of influence against the Communist bloc under Eisenhower, the Cold War mentality, however flawed, was firmly entrenched in the thinking of the Kennedy administration policymakers that Johnson inherited. During the Kennedy years, they had survived the Cuban Missile Crisis and experimented with new approaches to the Third World through modernization theory. Vietnam remained an unresolved and tricky issue for the new administration, but confidence was high that the United States could continue to play an assertive role in supporting South Vietnam. It was thus all the more difficult for Johnson and his advisers to accept France’s advice against military intervention, despite the French defeat in Indochina chronicled in the next chapter, in what Johnson once purportedly called a “damn little pissant country.”34 33 Modernization Theory has been topic of increased interest in U.S. diplomatic history the last several years. For the Kennedy administration, see Michael E. Latham, Modernization as Ideology: American Social Science and “Nation Building” in the Kennedy Era (Chapel Hill, NC: University of North Carolina Press, 2000). On the Peace Corps, see Elizabeth Cobbs Hoffman, All You Need is Love: The Peace Corps and the Spirit of the 1960s (Palo Alto: Stanford University Press, 2000.); For the Alliance for Progress, see Jeffrey Taffet, Foreign Aid as Foreign Policy: The Alliance for Progress in Latin America (London: Routledge, 2011). 34 Johnson quoted in Brian VanDeMark, Into the Quagmire: Lyndon Johnson and the Escalation of the Vietnam War (Oxford and New York: Oxford University Press, 1991), 95. 34 CHAPTER TWO – FRANCE, THE UNITED STATES, AND VIETNAM “All my life I have thought of France in a certain way [une idée certaine de la France],” began Charles de Gaulle in his memoirs of World War II.1 De Gaulle believed on an emotional level that France should be “dedicated to an exalted and exceptional destiny…either for complete success or for exemplary misfortunes.” When France has acted in a mediocre fashion, it was, in de Gaulle’s eyes, the fault of the French people rather than “the genius of the land.” He continued: “But the positive side of my mind also assures me that France is not really herself unless in the front rank; that only vast enterprises are capable of counterbalancing the ferments of dispersal which are inherent in her people; that our country, as it is, surrounded by the others, as they are, must aim high and hold itself straight, on pain of mortal danger.” He concluded, making his point abundantly clear: “In short, to my mind, France cannot be France without greatness.”2 In addition to explaining the roots of de Gaulle’s devotion to his country as leader of the Free French in the trying times of the Second World War, this carefully-crafted passage encapsulates de Gaulle’s vision for the future of France. He would seek to implement this vision as president from 1958 to 1969, having stepped down from power in the immediate postwar 1 Charles de Gaulle, The Complete War Memoirs of Charles de Gaulle, 1940-1946, Volume I: The Call to Honour, 1940-1942, trans. Jonathan Griffin (New York, Simon and Schuster, 1964), 3; See Charles de Gaulle, Mémoires de guerre – L’Appel: 1940-1942 (Tome I) (Paris: Plon, 1954), Mémoires de guerre – L’Unité: 1942-1944 (Tome II) (Paris: Plon, 1956), and Mémoires de guerre – Le Salut: 1944-1946 (Tome III) (Paris : Plon, 1959) for the original versions of the three volumes in French. The phrase “une idée certaine de la France” has become closely tied to de Gaulle and has been translated into English in various ways, including the version quoted above and the more literal, more frequently quoted “All my life I have had a certain idea of France.” 2 Charles de Gaulle, The Complete War Memoirs of Charles de Gaulle, 1940-1946, Volume I: The Call to Honour, 1940-1942, 3. 35 period due to his frustration with the vagaries of parliamentary politics under the Fourth Republic. He strove for this greatness, or grandeur, in a variety of ways, including pursuing as independent a foreign policy as possible, resisting American pressure in the bipolar Cold War world, and acting to restrain and critique U.S. involvement in Southeast Asia, where de Gaulle’s predecessors unsuccessfully attempted to restore the gloire of greater France against Indochinese nationalists. This chapter seeks to provide background on de Gaulle’s foreign policy from 1958 to the mid-1960s, and intends to show how much de Gaulle’s perspective and actions rankled the United States foreign policy establishment. It also offers a condensed overview of U.S-French relations regarding Vietnam from 1945, through the First Indochina War that ended in 1954 and up to 1963, by which time the United States had firmly supplanted France as the Western power meddling in South Vietnam. A Gaullist Foreign Policy, 1958-1969 De Gaulle’s Challenge to the United States After de Gaulle returned to power as the war in Algeria reached a crisis point in 1958, he made several decisions that aggravated the American government. Still convinced that France needed to re-establish French grandeur in the aftermath of its embarrassing defeat in World War II in 1940 and in the new Cold War world that emerged in its aftermath, de Gaulle challenged what he saw as the harmful impact of American hegemony throughout the world. He believed that over the 1940s and 1950s, the United States had simply grown too powerful, and that, regardless of its intent, could not be relied upon to act in the best interest of France. He therefore asserted the primacy of the French national interest over the internationalist concerns of the Cold War. Anti-communist himself, he nevertheless viewed the world outside of the bipolar 36 framework of the Cold War. Although he did not oppose American foreign policy out of hand— he supported the United States during the Cuban Missile Crisis in 1962, for instance—he did so when he believed it went against France’s best interests.3 Determined to control France’s destiny in the uncertain atomic age, he developed France’s own nuclear arsenal, the force de frappe, first successfully tested in 1960. The French scholar Frédéric Bozo has recently characterized de Gaulle’s overall approach to the Cold War, or Gaullism, as “a distinctive approach to East-West relations that resulted from a complex and, at times, paradoxical combination of accommodation and dissatisfaction with the status quo.”4 Especially after the end of the Algerian War in 1962, de Gaulle grew more assertive in his efforts for French autonomy.5 Among other issues, he resisted European integration, an idea with backers in the Kennedy and Johnson administrations, by vetoing British entry into the 3 The literature on de Gaulle’s foreign policy is large. The most helpful sources are Maurice Vaïsse, La Grandeur: Politique Étrangère du Général de Gaulle, 1958-1959 (Paris: Fayard, 1998) and Frédéric Bozo, “France, ‘Gaullism,’ and the Cold War,” in Melvyn P. Leffler and Odd Arne Westad, eds., The Cambridge History of the Cold War, Vol. II: Crises and Détente (Cambridge: Cambridge University Press, 2010), 158-78. On de Gaulle and the United States, consult Sebastian Reyn, Atlantis Lost: The American Experience with De Gaulle, 1958-1969 (Amsterdam: Amsterdam University Press, 2010). A recent edited collection offers a variety of examples of de Gaulle’s engagement with the world, including with Asia, Africa, and Latin America. See Christian Nuenlist, Anna Locher, and Garret Martin, eds., Globalizing de Gaulle: International Perspectives on French Foreign Policies, 1958-1969 (Lanham, MD: Lexington Books, 2010). 4 Bozo, “France, ‘Gaullism,’ and the Cold War,” in Leffler and Westad, eds., The Cambridge History of the Cold War, Vol. II: Crises and Détente, 159. 5 The most recent account of the Algerian War is Martin Evans, Algeria: France’s Undeclared War (Oxford and New York: Oxford University Press, 2012). For a study that explores the Algerian War’s global ramifications, see Matthew Connelly, A Diplomatic Revolution: Algeria’s Fight for Independence and the Origins of the Post-Cold War Era (Oxford and New York: Oxford University Press, 2002). See Jeffrey James Byrne, “‘Je ne vous ai pas compris’: De Gaulle’s Decade of Negotiation with the Algerian FLN, 1958-1969,” in Nuenlist, Locher, and Martin, eds., Globalizing de Gaulle, 225-250 for a critique of de Gaulle’s handling of talks with the Algerian nationalists. 37 European Economic Community (EEC) in 1963. He stalled negotiations and helped keep agriculture off the table during what was called the Kennedy Round of the General Agreement on Tariffs and Trade (GATT) negotiations. He challenged the American dollar and the Bretton Woods international monetary system by calling for a return to the gold standard. He rejected the American-proposed Multilateral Force in 1963, which would have provided for a nuclear arsenal controlled by the North Atlantic Treaty Organization (NATO) and placated West Germany’s desire for its own. He refused to sign on to the Limited Test Ban Treaty supported by the Kennedy administration, which outlawed atmospheric nuclear testing. He recognized the People’s Republic of China in January 1964 and pursued détente with the Soviet Union. He supported the Arab states, particularly after the Six-Day War in 1967, and agitated in favor of the Quebec separatist movement. De Gaulle’s decision to withdraw from the integrated military command of the North Atlantic Treaty Organization (NATO) in early 1966, however, most frustrated American officials and the American public. De Gaulle withdrew France from the military structure and demanded foreign troops leave French soil by April 1967. Lyndon Johnson, to his credit, reacted with restraint, famously commenting, “When a man asks you to leave his house, you don’t argue; you get your hat and go.”6 Many Americans, convinced that de Gaulle wanted to have his cake and eat it too regarding the Western alliance, related more to the sentiment behind a cartoon that portrayed the General standing in front of rows of white crosses in an Allied cemetery. The caption read, “Why do you Americans stay where you’re not wanted?”7 6 Quoted in Thomas A. Schwartz, “Lyndon Johnson and Europe: Alliance Politics, Political Economy and ‘Growing Out of the Cold War’” in The Foreign Policies of Lyndon Johnson: Beyond Vietnam, ed. H.W. Brands (College Station, TX: Texas A & M Press, 1999), 49. 7 Randall Woods, LBJ: Architect of American Ambition (New York: Free Press, 2006), 705. 38 The U.S. Response American governmental officers held several preconceptions about Charles de Gaulle’s foreign policy during the 1960s. First, much of the reason that so much of the focus on French foreign policy—and hence, this dissertation—revolves around Charles de Gaulle stems from the fact that American policymakers viewed him as the sole architect of French foreign policy at this time. Although it is often the case that politicians, journalists, and, later, historians credit (or discredit) a president with many foreign policy initiatives that originated from key aides, the foreign policy bureaucracy, or even prominent individuals in the private sector, in de Gaulle’s case, they believed he controlled strategizing, in the form of his politics of grandeur, himself. In this case, they were not wrong, of course, because the Fifth Republic’s constitution gave the executive enormous power and latitude in matters of foreign policy. De Gaulle’s hand in French foreign policy was hard to overstate. Still, they fixated on this issue to discredit de Gaulle’s take on a variety of measure. Shortly after de Gaulle formally announced the French withdrawal from NATO’s integrated military command, Charles E. “Chip” Bohlen, the ambassador to France from October 1962 until February 1968, reported that this issue and others seemed to “largely reflect personal policies of General de Gaulle which in many cases are opposed, largely ineffectively, by his own officials.”8 Bohlen, the American who had by far the most interaction with de Gaulle during the 1960s (he saw de Gaulle approximately 35 times) reinforced this impression in 1967, when what 8 “Telegram From the Embassy in France to the Department of State,” 11 March 1965, Foreign Relations of the United States, 1964-1968 (hereafter FRUS), Vol. 12—Western Europe, Document 45. This document and all the sources cited from the FRUS collections throughout this dissertation can be found online at http://history.state.gov/historicaldocuments. First, click on the hyperlink for the appropriate presidential administration and then choose the corresponding volume and document number. 39 he saw as de Gaulle’s increasingly erratic behavior began troubling him considerably. 9 He stated: “According to our information, de Gaulle conducts completely single-handedly French foreign policy and is more and more neglecting other aspects of government activities. His statements on Vietnam, which have tended more and more to free himself from the normal restraints, his action on the Common Market, and finally, the recent and most incredible of all, his behavior in Canada, have all reflected this tendency.”10 The Central Intelligence Agency (CIA) reinforced the impression of de Gaulle as a oneman foreign policy team in October 1966, shortly before Secretary of State Dean Rusk was to meet with French Minister of Foreign Affairs, Maurice Couve de Murville. It explained that Couve was the “the subordinate who executes without question the policy his superior devises,” and went on to inform the president that Couve’s political opponents “describe him as the ‘best messenger boy in the government.’” It continued, “Couve’s de Murville’s role in policy formation is minimal. De Gaulle alone determines the major directions in which France will move,” before concluding that Couve could in no significant way act independently of “Le Grand Charles.”11 With such ideas floating around about de Gaulle’s hold on foreign policy, many governmental elites believed that the best approach to dealing with de Gaulle and France was simply to ride out his tenure in office. In his memoirs, Bohlen wrote that he believed he had 9 Charles E. Bohlen, Witness to History, 1929-1969 (New York: Norton, 1973), 519. 10 “Telegram From the Embassy in France to the Department of State,” 27 July 1967 FRUS Vol. 12, Document 76. 11 Central Intelligence Agency (CIA) memorandum on Maurice Couve de Murville, 22 September 1966, Volume IX, Box 172, Country File (hereafter CF), France, National Security File (hereafter NSF), Lyndon Baines Johnson Library, Austin, Texas (hereafter LBJL). 40 personally convinced Kennedy and Johnson that nothing could be done to improve relations with de Gaulle, and it was best not to provoke him.12 Johnson himself counseled Canadian Prime Minister Lester Pearson on the General: “I get out of the box when he starts winding up. I’m betting on outliving him.”13 He did by two years, but not politically. A State Department telegram cleared by Secretary Rusk reviewing American policy toward France after de Gaulle’s re-election in December 1965 gave little hope to improving relations while de Gaulle was still in office. It argued that his “strongly held, personal views…are unlikely to change. They are largely based on his messianic belief in the glory and importance of France, and thus are not subject to reasoned argument.”14 Trying to accommodate or work with de Gaulle in any way would prove too costly to American goals. Since Washington viewed de Gaulle as the lone decision-maker on foreign policy, however, it would prove very tricky trying to distinguish effectively French views from de Gaulle’s initiatives. His continued defiance of U.S.-supported efforts only complicated matters further. In any case, it concluded: “In arriving at decisions on overall US policy, little weight should be given to Gaullist views.”15 The discussion above hints at another belief that some American voices echoed about de Gaulle and the French. Johnson, Bohlen, and others believed that de Gaulle did not represent the true wishes of the French people. Their explanation, however, often came in the form of vapid niceties about the French rather than from hard evidence. This approach allowed them to focus 12 Bohlen, Witness to History, 503. 13 “Memorandum of Conversation,” 21 August 1966, FRUS, 1964-1968—Western Europe Region Vol. 13, Document 196. 14 “Circular Telegram from the Department of State to All NATO Missions,” 2 March 1966, FRUS Vol. 12, Document 55. 15 FRUS Vol. 12, Document 55. 41 their criticism toward the leader of the country, and, in the process discredit his suggestions, while holding out hope that the French people would support the Atlantic alliance and, more importantly, subscribe to the American worldview. They rationalized away the stirrings of the decline of the American Century. Johnson explained, in his most statesman-like voice, “Nothing [de Gaulle] could say, would, in my judgment, divert the French people from their friendship with the American people, a friendship firmly rooted in history.”16 Bohlen hypothesized that the warm greetings he received from French citizens as he traveled the country grew out of a desire to go out of their way to show the French were still far more pro-American than their president was. He also reported in 1964 and 1965 that the French people were almost entirely friendly to the United States and detected very little anti-Americanism on their part. Moreover, he estimated that ninety percent of French government officials, minister, and civil servants opposed de Gaulle’s policies and were sympathetic to American views. The State Department’s assessment of how to deal with de Gaulle’s re-election likewise put great stock in the idea that the goodwill of the French people would help improve Franco-American relations once the General was out of office.17 Even in 1968, Bohlen’s replacement, Sargent Shriver, continued the trend. He argued that the French people were tired of poor relations with the United States, and the “‘way-out’ 16 Lyndon B. Johnson, The Vantage Point: Perspectives on the Presidency, 1963-1969 (New York: Holt, Rinehart, and Winston, 1971), 23-24. 17 Bohlen, Witness to History, 519; “Paper Prepared by the Ambassador to France,” undated [early 1964], FRUS Vol. 12, Document 27; “Telegram from the Embassy in France to the Department of State,” 11 March 1965 FRUS Vol. 12, Document 45; FRUS Vol. 12, Document 55. 42 anti-U.S. rhetoric.” He forwarded an anecdote about one embassy staffer who hoped the U.S. troops would return to offer “some security.”18 In fact, opinion polls showed de Gaulle’s foreign policy to be quite popular with the French. In October 1966, two-thirds of French citizens surveyed reported being “satisfied” with de Gaulle’s performance, ten percent more than had voted for him the previous year. This interim period had included both the French withdrawal from NATO and de Gaulle’s Phnom Penh speech on Vietnam. The Vietnam War, on the other hand, was not popular in France, or elsewhere in much of Europe. Although the French Left tried to attack de Gaulle’s stance on Vietnam in the 1965 election campaign as grandstanding done simply to “flatter the little sleeping rooster at the heart of a certain number of Frenchmen,” a large portion of the French public supported de Gaulle’s position whatever their reasons.19 One report argued that the continuation of the Vietnam War helped shore up support for de Gaulle in France.20 Another poll taken around the same time indicated that sixty-eight percent of those asked thought the United States should start withdrawing its troops from Vietnam. The number rose to seventy-two percent in 1967. Seventy-three percent approved of de Gaulle’s September 1966 Phnom Penh address criticizing the U.S. presence in Vietnam. The French disapproved of American bombing near Hanoi eighty-one percent to eight percent, and American policy in Vietnam generally seventy-one percent to eight percent. Johnson lost a vote for the world leader who was the 18 “Telegram From the Embassy in France to the Department of State,” 28 May 1968 FRUS Vol. 12, Document 79; “Telegram From the Embassy in France to the Department of State,” 10 October 1968, FRUS Vol. 12, Document 84. 19 Bethany S. Keenan, “‘Flattering the Little Sleeping Rooster’: The French Left, de Gaulle, and the Vietnam War in 1965,” Historical Reflections 37, no. 1 (Spring 2011), 93. 20 Richard E. Mooney, “At Home, De Gaulle Stands Tall,” New York Times, 9 October 1966, p. E3. 43 greatest threat to world peace to Chinese Communist Party Chairman Mao Zedong by only two percent.21 The French press, including the state-run television networks, also widely opposed the war, although they sometimes disagreed with the public manner in which he did so. If not necessarily as representative of the French population, the protests that accompanied VicePresident Hubert H. Humphrey’s visit to Paris in April 1967 drove home the amount of opposition to the war most dramatically. He faced demonstrations almost everywhere he visited. At one stop, protesters lobbed eggs, paint, and rocks at him; at another point, a demonstrator burned an American flag. The criticism de Gaulle leveled at the United States about Vietnam thus found a far more supportive audience domestically in France than American officials wanted to believe.22 The United States and France in Southeast Asia, 1945-1963 The United States and France, of course, had a longer history regarding Vietnam. This section will quickly trace the evolution of Vietnam’s connection to the Franco-American relationship from the end of World War II until 1963 to provide necessary context for the remainder of this thesis.23 Vietnamese nationalists, led by the Indochinese Communist Party (ICP) and Ho Chi Minh, first attempted to revolt against the French colonial rule in Southeast Asia in the 1930s, 21 Marianna P. Sullivan, France’s Vietnam Policy: A Study in French-American Relations (Westport, Conn: Greenwood Press, 1978), 78; Frank Costigliola, France and the United States: The Cold Alliance since World War II (New York: Twayne Publishers, 1992), 142-43. 22 23 Sullivan, France’s Vietnam Policy, 75-79, 95. See Mark Atwood Lawrence and Fredrik Logevall, “Introduction,” in Mark Atwood Lawrence and Fredrik Logevall, eds., The First Vietnam War: Colonial Conflict and Cold War Crisis (Cambridge, MA: Harvard University Press, 2007), 6-13 for useful background information on the events of the 1930s through mid-1950s. 44 but were brutally put down by French authorities. When France fell to Nazi Germany in June 1940 in World War II, the Nazis’ ally, the Japanese empire, seized Indochina for its own use as a landing base and for its access to raw materials. Japan let the French colonial elites administer the region much as they had before until March 1945, when the Japanese grew concerned about losing the war and took any control of Indochina from the French. Once the Japanese did indeed lose the war, the Viet Minh (translated as the “League for Vietnam’s Independence”), who had continue to attack the French in the war years, emerged to try to take over and proclaim a new government of the Democratic Republic of Vietnam in northern Vietnam in September 1945. Ho Chi Minh famously modeled the DRV’s Declaration of Independence on the U.S. version from 1776. In the aftermath of World War II, France was desperate to take back control of Indochina as a sign of its continued status as a great power despite its defeat to Germany and the wartime collaboration of the Vichy government. When an Allied plan to occupy Indochina stationed Chinese Nationalist troops in the north and British troops in the South, the French found their opening, as the British, also concerned about their postwar international prestige and claims to their farflung colonies, were sympathetic to the French imperial concerns. They rearmed French troops who had been imprisoned by the Japanese and allowed new ones to arrive. Much has been made of whether U.S. president Franklin Roosevelt would have allowed the re-imposition of colonial rule in Indochina because of wartime comments about opposing a restoration of French rule – he certainly did not want to do Free French leader de Gaulle any favors – and the need for an international trusteeship to administer Southeast Asia after the fighting concluded. Although Indochina was far from Roosevelt’s highest priority in postwar planning and he rarely made any decisions before he had to do so, the newest scholarship seems to support the hypothesis that 45 FDR had not given up on the plan at the time of his death in April 1945. 24 Truman, influenced as he often was by underlings in ways Roosevelt might not have been, acquiesced to their suggestions to allow the French takeover. Ho Chi Minh agreed to the French demand that Vietnam would become an autonomous part of an association of states called the French Union, but negotiations between Ho and the French diplomat Jean Sainteny foundered at Fountainebleau in 1946 over whether the southern part of Vietnam would remain in the hands of the French. No agreement came, and Ho braced himself for war, which came in December 1946 when a French boat fired on the northern coast of Vietnam. French political elites, including de Gaulle from outside government, supported the war for re-colonization. The politicians and French military leadership, like the American military later, believed victory would come quickly over the Vietnamese rebels. France soon took Hanoi and other cities with their massive firepower and pushed the Viet Minh to the countryside, where it recruited more and more troops and engaged in guerilla warfare tactics against the French. Before long, the First Indochina War, however, ground to a stalemate. To counter the popular appeal of the Viet Minh and the high morale it sustained, the French promoted a half-measure of Vietnamese autonomy in 1948. France created the State of Vietnam and granted its Frenchchosen leader, the former emperor and playboy Bao Dai, status as an “associated state” in the French Union in 1949 that could eventually transition into independence. Dai, like the Americans’ chosen client Ngo Dinh Diem, did not receive the support of most Vietnamese, even those opposed to the Viet Minh. After the Chinese communists led by Mao Zedong won the Chinese Civil War in 1949, they offered the Viet Minh weapons and training. The United States also took a keener interest in 24 Stein Tonnesson, “Franklin Roosevelt, Trusteeship, and Indochina: A Reassessment,” in Lawrence and Logevall, eds., The First Vietnam War, 56-73. 46 events in Vietnam by February 1950, recognizing Bao Dai’s government and pledging support for France’s war. The outbreak of the Korean War, as discussed in Chapter One, further increased U.S. interest in the war. To paraphrase the title of a recent edited collection on the war, the First Indochina War was now both a “colonial crisis and Cold War conflict.” 25 From 1950 to the war’s conclusion in 1954, the United States provided roughly three billion dollars in aid and war materiel to France. By the final months of the conflict, the United States was contributing at least two-thirds of the money spent on the war. 26 The French continued to make little progress on the battlefield. In 1953 French military leader Henri Navarre put forward his eponymous plan for a “general counter-offensive” to please his American backers, but he was privately doubtful of its prospects for success. In France, some politicians grew anxious to wind down the war, as it began to sap the morale of the French public, though others supported the war and the outside booster the United States wanted total victory. In 1953 Radical Party Minister Pierre Mendès France spoke for the skeptics. He offered the following assessment a year before he would form a government that would make peace with the Viet Minh at Geneva. Mendès France noted: “The facts long ago led us to concede that a military victory was not possible. The only solution therefore lies in negotiation. Our negotiating position was better two years ago than it was last year; better last year than it is now; and is probably not as bad now as it will be next year.”27 By early 1954, de Gaulle, still out of politics, concurred and reversed his earlier position of supporting the effort to restore French grandeur 25 Lawrence and Logevall, The First Vietnam War. 26 Lawrence and Logevall, The First Vietnam War, 10. 27 Mendès France quoted in Michael Creswell, A Question of Balance: How France and the United States Created Cold War Europe (Cambridge, MA: Harvard University Press, 2006), 124. 47 via re-colonization in Southeast Asia. He said: “We have no real direct interest in Indochina. That is a reality. What is taking place there now is merely a merely a prestige war. Not even the prestige of France is involved anymore. Indochina is of international interest more and more and of French interest less and less…We will regret [leaving] greatly, but we must go.”28 The climax of the French war occurred at Dien Bien Phu deep in northwest Vietnam that began in March 1954. The leader of the Viet Minh forces, Vo Nguyen Giap, attacked the wellprotected French outpost and took the high ground. The battle raged on, with the French dropping in paratroopers for reinforcements. The French were desperate for American assistance. They requested American air support, which the Eisenhower administration debated, up to and including the potential for using tactical nuclear weapons. Although the Eisenhower administration believed the French war to be of enormous importance to the Cold War – Eisenhower’s use of the term “domino theory” originates in the discussion about the consequences of not helping the French at Dien Bien Phu – Eisenhower did not intervene, with nuclear weapons or otherwise. The Eisenhower administration failed to win the support of Congress, some of whom stymied the effort in part for partisan political gain led by Senate Minority Leader Lyndon Johnson, or American allies, notably the British. Unable to push back the Viet Minh fighters any longer, the French garrison fell on May 7, 1954. The decisive victory provided the Viet Minh with a trump card to play at the negotiations set to begin between France, the Viet Minh, the United Kingdom, the Soviet Union, the People’s Republic of China, and the United States as “observers” to resolve the First Indochina War.29 28 De Gaulle quoted in Fredrik Logevall, Embers of War: The Fall of an Empire and the Making of America’s Vietnam (New York: Random House, 2012), 434. 29 On Dien Bien Phu, see Bernard Fall, Hell in a Very Small Place: The Siege of Dien Bien Phu (New York: Pall Mall Press, 1966); Logevall, Embers of War, 510-46; Ted Morgan, Valley of 48 The Geneva Accords that followed in July did not deliver for the Viet Minh. Instead, their Chinese and Soviet allies leaned on them to make concessions that would aid them in their own goals. The results of the accords ended French rule in Indochina and provided for the temporary division of Vietnam into a northern half led by the Viet Minh and a southern half governed by the State of Vietnam and Bao Dai. Elections to unify the country were set to take place in July 1956.30 By that point, the United States had “replaced” France in Vietnam in a clear effort to possess sole influence over the future of the South.31 It had, moreover, discouraged the elections promised in the Geneva Accords from occurring, and the South never took any initiative to encourage a vote that surely would have gone overwhelmingly in Ho Chi Minh’s favor. Throughout the rest of the 1950s, the United States sought to buttress support for its favored leader, the newly-installed “miracle man,” Ngo Dinh Diem in South Vietnam. It did so through substantial economic aid and the growing presence of military advisors. De Gaulle met with President Kennedy in May 1961 and urged him to avoid repeating France’s mistake of getting Death: The Tragedy at Dien Bien Phu that Led America into the Vietnam War (New York: Random House, 2010); John Prados, The Sky Would Fall: Operation Vulture: The U.S. Bombing Mission in Indochina, 1954 (New York: Dial Press, 1983); Howard Simpson, Dien Bien Phu: The Epic Battle America Forgot (Washington: Brassey’s, 1994); and Martin Windrow, The Last Valley: Dien Bien Phu and the French Defeat in Vietnam (Cambridge, MA: Da Capo Press, 2004). 30 For Geneva, see James Cable, The Geneva Conference of 1954 on Indochina (New York: St. Martins, 1986); Philippe Devillers and Jean Lacouture, End of a War: Indochina, 1954 (New York: Praeger, 1969); Logevall, Embers of War, 549-581; Robert Randle, Geneva 1954: The Settlement of the Indochinese War (Princeton: Princeton University Press, 1969); and Kathryn C. Statler, Replacing France: The Origins of American Intervention in Vietnam (Lexington, KY: The University Press of Kentucky, 2007), 85-115. 31 For an excellent, thorough study of this process throughout the post-Geneva 1950s, see Statler, Replacing France. 49 overly involved in the “rotten country” of Vietnam. At the time of JFK’s death in November 1963, however, Kennedy had 16,000 advisors stationed in South Vietnam.32 32 On Diem, see Seth Jacobs, America’s Miracle Man in Vietnam: Ngo Dinh Diem, Religion, Race, and U.S. Intervention in Southeast Asia (Durham, NC: Duke University Press, 2004); Jessica M. Chapman, Cauldron of Resistance: Ngo Dinh Diem, the United States, and 1950s Southern Vietnam (Ithaca, NY: Cornell University Press, 2013); and Edward Miller, Misalliance: Ngo Dinh Diem, the United States, and the Fate of South Vietnam (Cambridge, MA: Harvard University Press, 2013). 50 PART II: PERCEPTIONS DURING WARTIME CHAPTER THREE – A DIALOGUE OF THE DEAF: AMERICAN AND FRENCH OPINIONS OF ONE ANOTHER “Foreigners,” President Lyndon Johnson once said, “are not like the folks I’m used to.”1 The French seemed especially different from Johnson’s hill country Texans and Washington, D.C. insiders and appeared suspicious, if not outright hostile to the United States, to LBJ and many in his foreign policy team. U.S. Ambassador to France, Charles Bohlen, for example, told National Security Adviser McGeorge Bundy that French president Charles de Gaulle was “distinctly a product of that half of France (or less than one-half) which has been, since 1789, and still is, conservative, hierarchical, religious and military.” As such, Bohlen concluded, “His ignorance of the operation of other countries is, I would say, very great, and this is particularly true of the United States. I am sure he has no understanding or indeed interest in the constitutional structure of the United States and its bearing on foreign affairs.”2 For their part, de Gaulle, his aides, and some figures in the French Ministry of Foreign Affairs held negative opinions of the United States and the crude and, in their eyes, narrow-minded Lyndon Johnson in particular.3 Comparing Johnson to his more glamorous and cosmopolitan predecessor, John F. Kennedy, the French president used the opportunity to reflect broadly about the character of the 1 Johnson quoted in Fredrik Logevall, Choosing War: The Lost Chance for Peace in Vietnam (Berkeley and Los Angeles: University of California Press, 1999), 79. 2 Charles E. Bohlen, Witness to History, 1929-1969 (New York: W.W. Norton & Company, 1973), 502. 3 For an article that refutes in part Johnson’s reputation as insular, ignorant, and uninterested in the affairs of the rest of the world, see Mitchell Lerner, “‘A Big Tree of Peace and Justice’: The Vice Presidential Travels of Lyndon Johnson,” Diplomatic History 34, no. 2 (April 2010), 357393. 52 American people by saying: “Kennedy was a mask on the face of America while Lyndon Johnson was America [italics in original].”4 Indeed, dismissive thinking and mutual misperceptions of the other nation and its colorful presidents persisted throughout late 1963 to 1968, the key years of increased American involvement in Vietnam.5 To be sure, these often-antagonistic perspectives about the other nation, which the historian Charles G. Cogan and others have rooted in the long-standing competition over the universal values espoused by the revolutions of the two republics, did not develop for the first time in the 1960s.6 Yet they played a particularly strong role in influencing the outcome of discussions about the Vietnam War during this time. This chapter will examine in detail the different beliefs that three important officials of the period on each side held about the other, looking first at U.S. beliefs and then at French points of view. Although these beliefs were far from monolithic or fixed – in fact, they shifted in a somewhat more positive direction during the Nixon-Pompidou era – they remained a crucial factor in explaining why American and French leaders could not communicate more effectively about the failing policies of the United States in Vietnam throughout the entire war. 4 Erv S. Duggan quoted in Merle Miller, Lyndon: An Oral Biography (New York: G.P. Putnam’s Sons, 1980), 344. 5 The most influential study of the impact of misperceptions on foreign affairs remains Robert Jervis, Perception and Misperception in International Politics (Princeton, NJ: Princeton University Press), 1976. 6 See, for example, Charles G. Cogan, Oldest Allies, Guarded Friends: The United States and France since 1940 (Westport, CT: Praeger, 1994). 53 U.S. Officials’ Assessments of France and “Good King Charles de Gaulle”7 One of the largest challenges of looking at American views of France during the Johnson years is that it can be difficult to determine what beliefs policymakers held about the French generally, or as a transferrable stereotype across time, and what views they ascribed to France or the French through their more specific ideas about its towering and at times combative president from 1958 to 1969, Charles de Gaulle. At many points in the documentary record and in their memoirs, U.S. officials used “French” when they in fact meant “de Gaulle,” as de Gaulle did indeed handle much French foreign policymaking on his own. Conversely, they also attributed some collective decisions or collective, popular perspectives solely to the French president. I have attempted throughout to address the distinction between their broader thoughts on the French nation and their more narrow beliefs about or reactions toward de Gaulle’s foreign policy as best possible. This section will focus on those members of the Johnson administration whose input influenced Vietnam policy directly or those who translated, literally and figuratively, French opinions on international relations to the president and the rest of his national security team. Charles “Chip” Bohlen The first of these figures in question is Charles Bohlen, who served as ambassador to France from 1962 until early 1968. During this time, Bohlen met with French officials on a weekly basis and with de Gaulle every few months (a total of 35 times), often conversing in 7 “Good King Charles de Gaulle” was the title given to de Gaulle by Drew Middleton, the Paris bureau chief for the New York Times in the mid-1960s, in his memoirs. Although none of the U.S. figures examined below used the name explicitly, it seems to fit their descriptions of de Gaulle as well. Drew Middleton, Where Has Last July Gone?: Memoirs (New York: Quadrangle/The New York Times Book Co., 1973), 211. 54 fluent French. A Foreign Service Officer since the 1920s, Bohlen had gained a strong reputation for his understanding of diplomacy, Soviet affairs, and the Cold War even before his appointment to Paris through his role as interpreter to President Franklin Roosevelt at the Tehran and Yalta conferences in the Second World War and as Ambassador to the Soviet Union during the Dwight Eisenhower administration. Bohlen accepted his post in France with enthusiasm, as, he recalled, “France had always held a special place in my affections” and because he knew it would be a “big job” due to de Gaulle’s efforts to re-engage France in world events.8 Even as he tried to uphold a sober perspective on the French people and U.S.-French relations during this time, Bohlen maintained a constellation of views about de Gaulle especially that colored his reports on French foreign policy and, as seen elsewhere in this study, his understanding of French assessments of the evolving situation in Southeast Asia. For instance, while explaining that World War II had humiliated France significantly more than those in the United States and the rest of the world realized, Bohlen also remarked that “it did not take long for the French to regain their feeling of superiority.”9 He credited de Gaulle’s efforts to re-establish French gloire and grandeur as partly responsible for this renewed arrogance. Still, he found the French people to have been supportive toward the United States in the aftermath of Kennedy’s assassination in November 1963 and polite to him whenever he travelled the country, in part because he believed they considered de Gaulle’s actions “a slur on French good manners.”10 8 Bohlen, Witness to History, 488. 9 Bohlen, Witness to History, 515. 10 Message from the Ambassador in France (Bohlen) to Secretary of State (Rusk), 13 December 1963, #125a, Memos [1 of 3], Vol. I, Box 169, France, Country File, National Security File 55 Bohlen’s positions on de Gaulle, however, were typically less generous. In an effort to share his understanding of French foreign policy decision-making, which he and many others rightly believed stemmed almost entirely from General de Gaulle, with President Johnson shortly after he assumed office, Bohlen noted that de Gaulle’s character was formed by his education, experience, and “his own characteristics, which are highly egocentric and with touches indeed of megalomania.” He told Johnson and his secretary of state, Dean Rusk, who already had three years of experience with de Gaulle, that he did not believe relations with de Gaulle could improve, nor did he believe de Gaulle’s basic views, particularly on the primacy of the nationstate in international relations, could be changed through concessions, favors, or conversations.11 As he put it after he left his office aside the Place de la Concorde, Bohlen believed “De Gaulle’s attitude had been fixed since God knows when, but he never changed it. He really believed that foreign affairs are sort of like the relationship between planets, big planets have big gravitational pull, and medium size planets had bloody well stay out of it.”12 Bohlen also took up these themes in his 1973 memoirs, classifying de Gaulle as a “product of French military training pre-World War I and II in that he tends to approach a given problem from a highly analytical and rather simple point of view.”13 Returning to the idea that de (hereafter NSF CF, France), Lyndon Baines Johnson Library, Austin, Texas (hereafter LBJL); Bohlen, Witness to History, 519. 11 Bohlen to Rusk, 13 December 1963, #125a, Memos [1 of 3], Vol. I, Box 169, NSF CF, France, LBJL. 12 Charles E. Bohlen, interview by Paige E. Mulhollan, 20 November 1968, Oral History Project Interview, Transcript, p. 19, LBJL. 13 Bohlen, Witness to History, 502. 56 Gaulle did not understand the United States, Bohlen noted that de Gaulle’s lack of respect – or interest in learning more about the United States – came from the following reasons: We [the United States] lacked most of the attributes which de Gaulle felt were essential for a stable country. We had not established a military tradition; our armies were essentially civilian. We had no unifying religious heritage. We were immigrants from dozens of countries—in his eyes, a somewhat messy collection of tribes that had come together to exploit a continent. He felt we were materialistic without the solid, civilizing tradition of, say, France.14 In Bohlen’s eyes, then, de Gaulle was a nineteenth-century European man out of touch with the problems of international affairs in the twentieth. Most pertinent to the question of the role of the United States in the post-World War II world, Bohlen recalled de Gaulle’s assessment that the United States was “too powerful for our own good. He frequently remarked to me that American policy was based on an excess of power in relation to the rest of the world.” De Gaulle scolded U.S. foreign policy for its faith in “the false belief that power can solve everything.”15 However accurately Bohlen described de Gaulle’s view of the world (especially as it related to his understanding of Europe) and U.S. foreign policy to Johnson, Rusk, and the historical record, it may have been wise for him to believe de Gaulle could also assess the twentieth-century phenomenon of decolonization and national independence movements, regardless of the level of U.S. power put forward to squash one in what Bohlen himself called “this damned Vietnamese thing.”16 14 Bohlen, Witness to History, 510-511. 15 Bohlen, Witness to History, 511. 16 Bohlen, Oral History Project Interview, Transcript, p. 26, LBJL. Reiterating the idea that de Gaulle clung to outdated ideas of the world while U.S. leaders looked to the future, Bohlen noted that even de Gaulle recognized John F. Kennedy as an “essentially twentieth century man.” 57 Dean Rusk For Secretary of State Dean Rusk, Charles de Gaulle’s outlook stretched back even further than Bohlen’s long nineteenth century. He accused “Le Grand Charles” of “living in an anachronistic dream world of the France of Joan of Arc and Louis XIV.”17 Although Rusk considered de Gaulle “a most extraordinary man” and fascinating, he found dealing with de Gaulle extremely frustrating. He did not believe their encounters to be genuine discussions. Grateful for de Gaulle’s service in World War II and the immediate postwar period, he believed de Gaulle’s experience in the Second World War led him to consider the U.S. leaders of the 1960s as “mere boys.”18 Rusk had very limited patience for de Gaulle’s condescending attitude, his positions generally and especially what he saw as his intransigence on all U.S. interests in Europe, if not the wider world. The usually stoic Georgian once left a NATO meeting and told New York Times columnist C.L. Sulzberger: “You have found me in a bad mood. I’m so goddamned sore at de Gaulle.”19 Rusk cleared a memorandum reviewing American policy toward France after de Gaulle’s re-election in December 1965, also discussed in Chapter Two, that asserted his “strongly held, personal views…are unlikely to change. They are largely based on his messianic belief in the glory and importance of France, and thus are not subject to Charles E. Bohlen, interview by Arthur M. Schlesinger, 21 May 1964, Oral History Interview – JFK #1, p. 26, John F. Kennedy Library (hereafter JFKL), Boston, Massachusetts. 17 Rusk quoted in Thomas W. Zeiler, Dean Rusk: Defending the American Mission Abroad (Wilmington, Del.: Scholarly Resources Books, 2000), 54. 18 Richard Rusk and Dean Rusk, As I Saw It (New York: W.W. Norton & Company, 1990), 26869. 19 Rusk quoted in Fredrik Logevall, “De Gaulle, Neutralization, and American Involvement in Vietnam, 1963-64,” Pacific Historical Review 61, no. 1 (February 1992), 90, n. 37. 58 reasoned argument.”20 It explained that the United States should remember de Gaulle’s leadership was temporary, that the succeeding government in France was more likely to be responsive to public opinion and, they believed, more amenable to the United States. The preferred policy to adopt in the short-term was to keep in mind France’s long-term interests and views, not de Gaulle’s “personal predilections.” Clearly ruling out a plan for keeping an open mind, the telegram suggested: “In arriving at decisions on overall U.S. policy, little weight should be given to Gaullist views.”21 Such comments, while entertaining and certainly warranted at times, did little to create a receptive atmosphere for alternative approaches to Vietnam from the leader of the former colonial power there. Aside from Bohlen, Rusk, who had far more direct say on Vietnam matters than Bohlen, had the most frequent contact with de Gaulle and Rusk’s counterpart, French Foreign Minister Maurice Couve de Murville, of the Johnson team. (LBJ and de Gaulle only saw each other in person at funerals, once for JFK’s and the other for West German Chancellor Konrad Adenauer in 1967.) Rusk found little to enjoy in his meetings with de Gaulle, commenting that they were “a little bit like climbing on your knees up a mountainside to talk to the oracle.”22 Although Rusk followed the policy of the Johnson administration (inherited from the Kennedy years) of being scrupulously polite in its public comments about de Gaulle, the General and his subordinates clearly got under his skin. Moreover, Rusk was especially averse among his colleagues to ceding any ground to de Gaulle and the French about their interpretations of the situation in Vietnam. 20 Circular Telegram from the Department of State to All NATO Missions, 2 March 1966, Foreign Relations of the United States, 1964-1968 (hereafter FRUS), Vol. XII, Western Europe, Document 55. 21 FRUS, 1964-1968, Vol. 12, Document 55. 22 Rusk quoted in Zeiler, Dean Rusk, 51. 59 Rusk, more so than some others in the Johnson administration, considered the United States’ membership in the Southeast Asian Treaty Organization (SEATO) as a binding commitment to guarantee collective security in the region that the United States was required to uphold, even at the cost of continued warfare in Vietnam. Rusk believed that if the United States pulled out of Vietnam, “President de Gaulle would have been the first one in Europe to say, ‘Ah, you see, you cannot rely upon the Americans under a security treaty.’” This statement illustrates both Rusk’s perspective that de Gaulle’s critiques of American policy in Vietnam were insincere and brings up de Gaulle’s accusations that the United States would not meet its security commitments in Europe.23 A December 1964 meeting between Rusk, Bohlen, Foreign Minister Couve, the French Foreign Ministry’s Political Affairs Chief Charles Lucet, and French Ambassador to the U.S. Hervé Alphand further demonstrates Rusk’s persistence on Vietnam vis-à-vis the French. In the meeting, Rusk disagreed with Couve on every aspect discussed: whether the United States or National Liberation Front had re-ignited hostilities in South Vietnam; the possibility for negotiations based on U.S. and NLF withdrawal from South Vietnam; the potentially fruitful role the People’s Republic of China might play in resolving the conflict; the conditions and execution of the 1962 Geneva Accords on Laos; and, finally, whether de Gaulle wanted peace in Southeast Asia even at the cost of a communist Vietnam.24 Given that this conversation and others like it took place prior to the American commitment to the sustained bombing of North and South Vietnam through Operation Rolling Thunder, Rusk’s reluctance to give much weight to the 23 Transcript, Dean Rusk Oral History Interview IV, 8 March 1970, p. 22, by Paige E. Mulhollan, Internet Copy, LBJ Library. Online at: http://www.lbjlib.utexas.edu/johnson/archives.hom/oralhistory.hom/rusk/rusk04.pdf 24 Memorandum of Conversation, Department of State, 17 December 1964, #134, Memos, Vol. 5, Box 170, NSF CF, France, LBJL. 60 French views on a negotiated settlement brokered with the help of the Chinese, predicated on mutual troop withdrawal, and guaranteed at least in theory through an internationally-monitored commission seems especially unfortunate. The frustration evident in Rusk’s December 1964 meeting with the French boiled over after a statement by French Minister of Information Alain Peyrefitte critical of U.S. escalation in Vietnam in March 1965. Rusk rattled off a telegram to Bohlen that asked him to meet with Couve to air his grievances about the statement. Rusk thought it “worthwhile to bring home to the French government that we find objectionable both its public needling regarding Viet-Nam and its public posture of concerting with the Soviet Union on this problem.” Beyond the Vietnam question, this quotation highlights another element of French foreign policy that irked Rusk and turned him further against the French, de Gaulle’s courtship of the Soviet Union in the mid1960s. Rusk further believed that Peyrefitte and others’ statements on Vietnam were “anything but helpful to US-French relations and go well beyond the practice normally followed between close allies.”25 Rusk sent his message the day before the first U.S. marines landed at Da Nang. Perhaps this timing reinforced in his mind to a greater degree than normal the lack of support the haughty French provided and their insensitivity to U.S. credibility, both of which Rusk believed were done simply for the sake of public point-scoring. McGeorge Bundy While National Security Adviser from January 1961 to February 1966, McGeorge Bundy did not criticize Charles de Gaulle as often as many of his colleagues. His more measured 25 Telegram from the Secretary of State (Rusk) to the Ambassador in France (Bohlen), 7 March 1965, #196, Cables [2 of 2], Vol. VI, Box 171, NSF CF, France, LBJL. 61 approach to de Gaulle even earned him the unflattering label of “Gaullist” by Undersecretary of State George Ball. Dutch scholar Sebastian Reyn notes that this derisive tag from Ball, who favored European integration and, thus, opposed to de Gaulle’s approach to Europe that favored national sovereignty or at least a Europe led by a resurgent France, was “overdrawn,” and instead characterizes Bundy as more pragmatic and less “condemnatory” in his approach to France under de Gaulle. 26 Unlike Ball and the Europeanist “theologians” in the State Department who had long focused on issues related to integration, Bundy came to his position in the White House with his expertise more focused on nuclear matters, having established his reputation on the subject in between helping former Secretary of War and Secretary of State Henry Stimson write his memoirs and navigating the bitter terrain of academia as the youngest Dean of Faculty of Arts and Sciences at Harvard University.27 Bundy, however, was not immune to outbursts against de Gaulle, calling him “nosey Charlie” immediately after his initial August 1963 proposal for the neutralization of Vietnam. Usually, however, he only aired frustration in response to events rather than as off-the-cuff asides or unrelated jabs.28 Out of office, he was freer in his assessment of France’s role in the world, offering both frank criticism and some qualifying reminders when he testified to Senator J. William Fulbright’s Senate Foreign Relations Committee in June 1966. Bundy told Fulbright 26 Sebastian Reyn, Atlantis Lost: The American Experience with De Gaulle, 1958-1969 (Amsterdam: Amsterdam University Press, 2010), 355. 27 For an explanation of Stimson’s influence on Bundy’s foreign policy outlook and the most convincing study of Bundy in the Kennedy-Johnson years, see Andrew Preston, The War Council: McGeorge Bundy, the NSC, and Vietnam (Cambridge, Mass.: Harvard University Press, 2006), 11-35. 28 Memorandum from Bundy to Clifton and Salinger for the President, the White House, 1 September 1963, Vietnam - General, Box 199, CF, Vietnam, NSF, JFKL. 62 and the committee: “The present foreign policy of France is disappointing in its manners, costly in its pride, wasteful in its lost opportunities, irrelevant in much of its dramatics…The plot is often thin, and often behind the great curtain there is no play at all, with the press the only playwright.” He continued to explain that de Gaulle’s desire for complete independence in foreign affairs was unrealistic, as impractical as expecting that same goal for the United States, even as one of the two global superpowers. He closed: “But in spite of all this, the fundamentals of French foreign policy are endurable. France has not unleashed a new spirit of nationalism beyond her own. She has not deserted the Alliance at any moment of crisis” and reminded the senators and press at the hearing that France “remains our ally. Very few Frenchmen are antiAmerican, and it remains the part of wisdom and sentiment alike that no Americans should be anti-French.”29 In an era when politicians demanded the repatriation of the bodies of American soldiers in cemeteries in France and labeled de Gaulle “the most ungrateful man since Judas Iscariot betrayed his Christ,” this restraint is notable.30 Nearly twenty years later, Bundy portrayed de Gaulle as an imposing, impressive world figure to the historian Robert Dallek, relaying how de Gaulle outmaneuvered Bundy’s former boss Johnson during their meeting after Kennedy’s funeral. While explaining that LBJ thought he had convinced de Gaulle to make an official visit to Washington, which de Gaulle quickly distanced himself from and which became a source of contention in the early months of the Johnson years, Bundy noted: “Anybody who thinks he can second-guess de Gaulle on the 29 “‘I Think We Have Done Damned Well,’” Newsweek, 17 July 1966, p. 17, found in Henry Cabot Lodge, Jr. Papers II (hereafter Lodge Papers II), Reel 19, Vietnam Papers A-DO, Massachusetts Historical Society (hereafter MHS). 30 L. Mendel Rivers (D-South Carolina) quoted in Reyn, Atlantis Lost, 356. 63 contents of a mano a mano conversation on the first day out is overstretching, even Lyndon.” 31 Although one might argue this comment comes after years of reflection, it seems likely that Bundy held this opinion of de Gaulle even at the height of his power in the mid-1960s. Still, Bundy was not without his moments of anger toward de Gaulle and negative characterizations of the French. As de Gaulle’s neutralization ideas for Vietnam continued to be bandied about by pundits and a small group of senators throughout early 1964, Bundy lashed out at his friend, the esteemed columnist Walter Lippmann, who advocated taking the neutralization idea seriously in his articles of the time despite the fact that de Gaulle refused to clarify precisely what he meant by his suggestions.32 He told Lippmann: “Well, what’s the French plan? I can’t seem to find out, and you presumably know, so tell me.” Bundy then told Lippmann that the French plan seemed to be simply a path toward communist takeover, which Lippmann dismissed as “cliché” and even seemingly directed a May 19, 1964 column at Bundy’s flippancy toward the vague French ideas. Lippmann wrote: “We are missing the main point and we are stultifying our influence when we dismiss the French policies as not really serious, as expressions of personal pique…as inspired by ‘anti-Americanism.’” Lippmann conceded that the French plan was unclear, but argued that the Johnson administration itself had “no credible policy for winning the 31 McGeorge Bundy Oral History Special Interview II, 10 November 1993, by Robert Dallek, Transcript, Internet Copy, p. 5, LBJL. 32 For more on Lippmann’s engagement with the French neutralization proposal, see Logevall, Choosing War, 105-106. American frustration with de Gaulle’s unwillingness to provide a fully fleshed out vision for neutralization is captured in an unknown official’s marginal comments of the important meeting between George Ball and de Gaulle about Vietnam June 1964: “How fuzzy can one be!” This marginalia in fact serves as the inspiration for the title of Charles Cogan’s chapter on U.S. responses to neutralization. See Charles G. Cogan, “‘How Fuzzy Can One Be? The American Reaction to De Gaulle’s Proposal for the Neutralization of (South) Vietnam,” in Lloyd Gardner and Ted Gittenger, eds. The Secret Search for Peace in Vietnam, 1964-1968, 144-61. Quote from p. 155. 64 war or for ending it.”33 Whether or not Bundy characterized the neutralization proposals as personal pique or anti-American, Lippmann certainly shot back at his unwillingness to mull over its possibilities. In a conversation with President Johnson, Bundy reveled in providing the details of the French recognition of the People’s Republic of China in January 1964 to a columnist less generous to de Gaulle, Joseph Alsop. He spoke approvingly of Alsop’s efforts to characterize de Gaulle as an “amateur Machiavelli” for his rapprochement with the Chinese communists. Bundy believed that the information he had supplied Alsop would “make a hell of a column” and thought Alsop was “going to give it a blast tomorrow” and hoped “that’ll catch up a bit.”34 Indeed, Alsop offered his readers a scathing – one might call it inflammatory – take on the French decision. Alsop told his audience that “open mendacity—active, intentional, persistent untruth—is a significant characteristic of Gaullist diplomacy.”35 It is worth noting that the British had not received similar treatment when they too acknowledged the status quo on the Asian mainland a full fourteen years earlier and that many scholars and analysts even at that time believed that de Gaulle’s cozying up with the Chinese was in part done to help resolve the Indochina crisis. Although it might be possible that Bundy was playing to his presidential 33 Bundy and Lippman quoted in Gordon M. Goldstein, Lessons in Disaster: McGeorge Bundy and the Path to War in Vietnam (New York: Henry Holt and Company, 2008), 111-12. 34 Telephone Conversation, Lyndon Johnson from McGeorge Bundy, 12:20 pm, Tuesday, 11 February 1964 in Robert David Johnson and Kent Germany, eds., The Presidential Recordings: Lyndon B. Johnson: Toward the Great Society, Vol. 4 (February 1, 1964- March 8, 1965) (New York: W.W. Norton & Company, 2007), 462. 35 Joseph Alsop, “Matter of Fact: The Amateur Machiavelli,” New York Times, 12 February 1964. 65 audience here, because this tack does not appear to be his standard mode of operation, we might also conclude that it reflects a moment of genuine frustration or anger toward the French action. Surprisingly, on Vietnam matters, Bundy typically tied French criticisms of U.S. policy more tightly between de Gaulle and the French foreign policy apparatus and public than others who viewed them simply as evidence of de Gaulle’s malicie toward the United States. He thought the French wanted American failure in Southeast Asia to help live down their own defeat and to inflict a similar predicament upon the Americans. In preparing LBJ for a meeting with Foreign Minister Couve de Murville at the important juncture in escalation in mid-February 1965, Bundy remarked about Couve: My conclusion is that Couve honestly does not think we can avoid defeat in South Vietnam. This is of course a comforting conclusion for a Frenchman for obvious reasons. He is not troubled by the shifting of the power balance in Southeast Asia because France has no ambitions there, and he is a Frenchman through and through. He does think there is real danger in any “escalation,” and since this danger might affect Europe and France, his worry is not pretense. [italics added]36 In this comment, Bundy highlighted the depths of Couve’s Frenchness, rather than suggesting he simply functioned as a mouthpiece for de Gaulle, or as “the best messenger boy in the government,” to use the words of Couve’s political opponents in France.37 At this same meeting between Johnson and Couve, Bundy came away with the conclusion that the “difference was that France seems to think that there can be no solution to the problem of stable government in South Vietnam while the United States remains there, while we think that there can be no 36 Memorandum from President’s Special Assistant for National Security Affairs (Bundy) to President Johnson, the White House, 19 February 1965, p. 1, #1, Couve de Murville Visit [1 of 2], Box 175, NSF CF, France, LBJL. 37 Central Intelligence Agency (CIA) Memorandum on Maurice Couve de Murville, 22 September 1966, Memos, Volume IX, Box 172, CF, France, NSF, LBJL. 66 solution if we leave.” A few weeks later, Bundy communicated his exasperation with the French by telling Johnson, “at some point we may wish to indicate that the road to a settlement does not run through Paris.”38 And, even if a settlement did not pass through the French capital, Bundy would also only admit “superficial similarities” between France’s experience in Southeast Asia during 1954 and the United States’s position there in mid-1965, seen in most detail in his “France in 1954, the United States in 1965—A Useful Analogy?” memorandum discussed in Chapter Four of this study.39 French Opinions of the United States and its Presidents Hervé Alphand Several important French officials held their own views of the United States and the French relationship with the American superpower. The first of these players, Hervé Alphand, served as French ambassador to the United States from the mid-Eisenhower years until 1965 during the Johnson presidency, when he became Secretary General of the French Ministry of Foreign Affairs. Asked by John F. Kennedy shortly before the president’s assassination if he believed de Gaulle intentionally kept relations between France and the United States tense, Alphand replied, “Certainly not, Mr. President. The key words of French policy were ‘alliance’ and ‘independence,’ because a free and responsible ally is much more useful, even if it is more 38 Both Bundy quotes from Andrew Preston, The War Council, 183. 39 Memorandum from the President's Special Assistant for National Security Affairs (Bundy) to President Johnson, 30 June 1965, FRUS, 1964–1968-Vietnam June-December 1965, Vol. 3: Document 33. 67 difficult than an obedient servant or an obedient protégé.”40 Alphand’s reference to French freedom, independence, and the unequal relationship between the two countries shapes much of the French officials’ explanations of their views of the United States. Alphand and others also made clear that they held Kennedy in much higher esteem, though perhaps in light of his tragic death, than they did his successor, Lyndon Johnson. Aside from whatever beliefs they held about the United States writ large or these American presidents at the time, they often tied these attitudes very closely to how the French nation could maneuver with regard to the United States in the bipolar Cold War world. Moreover, Alphand rejected a common accusation applied to French foreign policy of the era, the label that it was reflexively anti-American. Rather, he categorized de Gaulle’s approach as one driven by cold national self-interest dependant on the developments at hand. On the question of anti-Americanism, he said: “I have observed nothing of the kind. Rejection of any kind of subjection, demand for equality, irritation sometimes, but nothing that could be defined as systematic hostility. On the contrary, it is situations and circumstances that create agreements, not feelings or wishes.”41 Even if he tied French interests and pride inextricably to his views of the United States, what did Alphand think about his time in the land where he spent close to a decade representing the French? Alphand noted that his position was often not easy, despite the fact that the French 40 Hervé Alphand, interview by Adalbert de Segonzac, 14 October 1964, Oral History Interview, p. 10, JFKL. Even in 1956 upon Alphand’s appointment to the post of U.S. ambassador, de Gaulle, yet to return to power, stressed to Alphand to “always defend independence, it is this alone that counts.” Quoted in Maurice Vaïsse, La Grandeur: Politique Étrangère du Général de Gaulle, 1958-1969 (Paris: Fayard, 1998), 35. 41 Quoted in Jean Lacouture, De Gaulle: The Ruler, 1945-1970, trans. Alan Sheridan (New York: W.W. Norton & Company, 1991), 363. 68 embassy had a reputation for lavish, well-attended parties hosted by his popular wife, Nicole.42 He recalled that in early 1963, at one of the lowest points in Franco-Americans relations during this time because of the U.S.-British agreement over Polaris missiles, the French rejection of British entry into the Common Market, and the Franco-German treaty, de Gaulle was frequently compared to Napoleon (which Alphand thought de Gaulle liked) and Hitler (which Alphand believed he did not). He noted in his journal: “Public Enemy #1 in the United States some days is not Khrushchev but de Gaulle.”43 De Gaulle recognized the pain his actions caused his loyal ambassador, once remarking that it could not be very “pleasant, given the weather” to hold Alphand’s job in Washington. Alphand demurred, replying that de Gaulle’s actions made his post “interesting.”44 Perhaps more to the point, although Alphand professed hyperbolically that “it would be difficult to make a brief summary of the extraordinary qualities” of President Kennedy, he found Johnson less remarkable.45 After a car ride with LBJ in March 1964, he recorded the following 42 “Diplomacy: The Party Line,” Time, 22 November 1963. Nicole Alphand graced the cover of this issue of Time, which likely did not receive as wide a readership as it otherwise would have due to its publication date. 43 Herve Alphand, L’étonnement d’être: Journal, 1939-1973 (Paris: Fayard, 1977), Entry for 6 March 1963, Palm Beach, FL, 393. 44 45 Jean Lacouture, De Gaulle: The Ruler, 382. Alphand, interview by Adalbert de Segonzac, 14 October 1964, Oral History Interview, pp. 45, JFKL. Alphand’s reflections on Kennedy, recorded less than a year after his death, already painted a rosier picture of Franco-American relations from the JFK administration than existed in reality. Alphand remarked that “President Kennedy had a great admiration for General de Gaulle, and this was a reciprocal feeling.” (p. 5) He also reminisced: “Very often President Kennedy used to tell me, ‘If I were the President of the French Republic, I should probably act like General de Gaulle.’ I hope that these two remarks of our great leaders will help French and American opinions to better understand our positions, sometimes different. The differences are real, they are not dramatic, and it was the will of President Kennedy to try to reduce them to a minimum to emphasize the fundamental agreement existing on the really vital issues.” (p. 10) 69 description of the new commander-in-chief: “big, sluggish, irascible, uneducated, with an excellent flair, capable perhaps, however, of making a sound decision at an important moment.” He also noted that Johnson, who had been surrounded by Senators and local politicians before heading to a diplomatic reception, preferred to keep conversation focused on domestic politics and seemed to have no desire to discuss the issues separating France and the United States at the time. Although hardly a ringing endorsement of the new president, Alphand marveled at the fact that LBJ, Lady Bird Johnson, he, and his wife could still be cordial with one another and in the same place just days after he had delivered the news to the Johnson administration about the French decision to recognize the People Republic of China that upset the president and his foreign policy team so deeply.46 He would recall another meeting soon thereafter with the president in which he found him to be very friendly and familiar.47 Yet on the escalation of the Vietnam conflict, Alphand’s different opinions of the presidents mattered little. Alphand had no better luck convincing Johnson and his advisers of the French position favoring a new Geneva Conference than he and de Gaulle had had in urging Kennedy and his inner circle of the importance of neutralizing Vietnam, a position discussed privately as early as their Paris summit in late May and early June 1961. Throughout 1964, Alphand expressed his frustration with the unwillingness of Dean Rusk especially to listen to his suggestions for a reconvened international conference to settle the Vietnam issue. On 3 July 1964, during a nearly two-hour discussion about Southeast Asia, Rusk got under the typically unflappable Alphand’s skin. His journal notes from this meeting are far more animated than the 46 Alphand, L’étonnement d’être, Entry for 15 March 1964, Washington, DC, 424. 47 Alphand, L’étonnement d’être, Entry for 28 March 1964, Palm Beach, FL, 426. 70 usual entry. He complained that Rusk would “not hear anything” about a conference idea, believing it instead to be a major concession, one with psychological consequences that would reverberate not only in Asia but as far as Berlin and a concession that would undermine future American credibility.48 Rusk further countered Alphand by asking the ambassador what his “plan” would be to bring about such a conference and end the war, a common American reaction to the French critique at the time meant to cut off discussion of the half-formed idea entirely. Alphand explained to Rusk that de Gaulle’s plans for withdrawing the French from Algeria were initially somewhat haphazard, but in the end he avoided the worst possible outcome (in his mind, civil war in France) and strongly urged Rusk not to confuse strategy with tactics.49 Simply because the logistics and specific criteria had not yet been determined, it did not mean the idea was without merit. In an early 1965 discussion about Vietnam between several high-level players on both the American and French sides, Alphand rebuked Rusk and the others for dismissing the possibility of a neutralized Vietnam by reminding them that Titoist Yugoslavia, the exemplar for the neutralization idea, was indeed not controlled by Moscow.50 Regardless of his efforts or analogies, Alphand would never win Rusk over to his side of the negotiating table. 48 Alphand, L’étonnement d’être, Entry for 3 July 1964, Flight to Newport, 432. 49 Alphand, L’étonnement d’être, Entry for 3 July 1964, Flight to Newport, 432. 50 Entretien à la Maison Blanche entre le Président des Etats-Unis et M. Couve de Murville, p. 9, 19 Fevrier 1965, Vol. 24 (Fevrier 1965 – Mai 1965), Secrétariat Général, Entretiens et Messages, 1956-1966 (hereafter EM), Reel 11924, Archives du Ministère des Affaires Étrangères (hereafter MAE), La Courveuve, France. 71 Maurice Couve de Murville Like Alphand, French Foreign Minister Maurice Couve de Murville contrasted John F. Kennedy with Lyndon Johnson, often doing so with a nostalgic tenor for the former’s presidency. Returning to the tense days of early 1963 mentioned above about the nuclear question and independence for Europe, Couve de Murville, who was foreign minister from 1958 to 1968 had noted: “One cannot underestimate the nature and depth of the crisis that thus marked Franco-American relations during the first half of 1963. It was, in my opinion, the most serious of all the crises that occurred during the years 1961-1967, although others were just as spectacular or even more so.”51 When assessing the Kennedy presidency as a whole in his memoirs, however, Couve concluded that “when all is said and done and in spite of everything, the presidency of John Kennedy will remain, in the minds of the French people, associated with the idea that they have always had of their relations with America.”52 He believed JFK was “fully aware of the enormous responsibility he had accepted” and had been impressed by his understanding of the “complexity of problems...probably more than any normal statesman because he was at the same time a very keen politician – he was what you call an intellectual – I mean a man who reads, who thinks, and who believes that life is more complicated than it generally appears.”53 51 Quoted in Lacouture, De Gaulle: The Ruler, 377. 52 Maurice Couve de Murville, Une Politique Étrangère, 1958-1969 (Paris: Plon, 1971), 119. 53 Interview with M. Couve de Murville, 20 May 1964, p. 3, Dossier 20 mai 1964, Interview par A. Schlesinger, Carton CM1, Discours 1958-1964, Fonds de Maurice Couve de Murville (hereafter Fonds de Couve), Centre d’Histoire, Archives d’Histoire Contemporaine, Institut d'Etudes Politiques, Paris, France (hereafter AHC, SP). 72 Johnson, in Couve’s estimation, was as “secretive and enigmatic as his predecessor was open and inclined to discussion.”54 Furthermore, Couve characterized Johnson in terms that many of his domestic opponents might have seconded: an old-fashioned Southern politician virtually unknown abroad and unprepared to handle U.S. foreign affairs. He believed Johnson wanted to share power with no one and preferred to handle decisions on his own, traits not unlike his own supervisor. Although he considered the president “unimaginably sensitive,” Couve conceded that Johnson could also be imposing, authoritative, and intelligent. Couve believed, like other American and French officials and observers of the time, that the Johnson-de Gaulle presidential relationship got off to a poor start as soon as it began. As Johnson met foreign heads of state attending the Kennedy funeral ceremonies, he had believed he had wrangled de Gaulle into a commitment to visit Washington. In de Gaulle’s eyes, he had simply been polite and had not given a firm “non.” LBJ tried to get out in front of the story by telling the press the two had agreed to meet in the United States. De Gaulle considered this move not only a breach of protocol, which he took very seriously, but also untrue and then dug in his heels about refusing even to visit the United States, as had been tentatively discussed as reciprocity for JFK’s 1961 official visit. Even before Johnson assumed the presidency, in fact, de Gaulle had upset him when, during a vice-presidential trip to Paris, de Gaulle asked the Texan, “What are you here to learn?”55 Following the kerfuffle at JFK’s funeral, LBJ refused to bite on a French suggestion lingering throughout much of early 1964 that he come to Martinique for a forum while de Gaulle visited the French department in the Caribbean. The bilateral meeting 54 Couve de Murville, Une Politique Étrangère, 121. 55 Quoted in Frank Costigliola, France and the United States: The Cold Alliance since World War II (New York: Twayne Publishers, 1992), 137. 73 never happened during the Johnson administration, despite occasional suggestions from LBJ aides to reconsider the idea.56 Beyond his opinion that Johnson had been unable to get the relationship with his government off the ground, Couve felt snubbed by Johnson’s increased focus on Vietnam at the expense of European matters. He believed that “it was during Johnson’s presidency that the United States began gradually, but overtly, to show less direct interest in European affairs. Vietnam became Johnson’s almost exclusive preoccupation. What he wanted from Europe was not to have to think about it, so that he could concentrate on what was becoming more and more the most important thing.”57 Johnson did not want to hear from the Europeans about his obsession, Vietnam, either. Like Alphand, Couve would deny the popular belief in the United States that France took an anti-American line in its foreign policy generally and on the Vietnam conflict in particular. Couve did so often, especially about Vietnam, and one such occasion occurred when he appeared on the CBS television program “Face the Nation” in February 1965 while visiting the United States just as the Operation Rolling Thunder bombing campaign began. CBS news correspondent George Herman asked Couve: “When the average American looks at France he’s puzzled, he thinks to himself, ‘What has our country done wrong? Why don’t the French like us anymore? ....Why are they coming up with unorthodox solutions for Vietnam?’” Couve acknowledged that he was not surprised to hear the question but believed that such a characterization was “a hasty 56 For a concise summary and analysis of the issues related to a Johnson-de Gaulle meeting from Kennedy’s funeral through the end of the Johnson presidency, see Lloyd Gardner, “Lyndon Johnson and de Gaulle,” in Robert O. Paxton and Nicholas Wahl, eds., De Gaulle and the United States: A Centennial Appraisal (Oxford and Providence: Berg, 1994), 257-59; Couve de Murville, Une Politique Étrangère, 121-22. 57 Quoted in Lacouture, De Gaulle: The Ruler, 379. 74 generalization and probably not a fair judgment.”58 He responded at length to several questions about France’s stance on Vietnam. He did so in measured terms and discussed the French experience with guerilla fighters in Indochina when pressed on the war by New York Times diplomatic correspondent Max Frankel. Frankel asked Couve: “I gather that the French believe that we cannot win militarily the kind of war that the United States is now involved in in South Vietnam. Your country has long experience out there. Is it that you are convinced we must lose? If so, why?” Couve responded as follows: Well, as you say, we – it’s true that we have had a long and painful experience in Vietnam a number of years ago. Now we are out, and now the responsibilities are no longer ours. To a large extent, they are American responsibilities. So, I think it’s good and fair on our side, when we discuss with you, to try to explain what is our judgment on this situation – on the situation – and the reasons why we think that one course of action would be better than another one. I don’t – I wouldn’t say at all that you are bound to fail. That’s not the question. What happens in Vietnam – in South Vietnam – is something very special which is called the guerilla war. Our experience is that this is a war that is very difficult to win by military means, and we think that the origin of a guerilla war being political problems inside the country, mainly, it is normal that we should try and find a solution by political means rather than by military means.59 Couve would also tell Marvin Kalb of CBS News that he believed the political instability in South Vietnam that had followed the coup of Ngo Dinh Diem for the previous fifteen months was really symptomatic of the larger problem of dealing with insurgency. He said “This political 58 Text of the Interview of M. Maurice Couve de Murville, French Minister of Foreign Affairs on the CBS TV Network Program Face the Nation on Sunday, February 21, From 12:30 to 1:00 PM, Embassy of France, Press and Information Service, 21 February 1965, p. 1, Dossier Interview New York, C.B.S., dimanche 21 fevrier 65, Carton CM2, Discours 1965–Juillet 1968, Fonds de Couve, AHC, SP. 59 Couve “Face the Nation” Interview, 21 February 1965, p. 2, CM2, Fonds de Couve, AHC, SP. 75 instability is just a manifestation of the fact that what is happening in Vietnam is not just a war in the classical sense of the word, but a guerrilla war, which is something quite different.”60 He stressed the United States needed to find a way to bring together all Vietnamese parties – not just those supportive of the U.S. presence – to figure out their future government. Couve further responded by encouraging negotiations as soon as possible, adding that in the eyes of the French government “a long time has already been lost” and that as more time passed, the situation would worsen and an acceptable settlement achieved through an international conference akin to the Geneva Conferences of 1954 and 1961-1962 would become more elusive. Pushed on the possibility of a pro-communist Vietnam and North Vietnam’s interest in negotiations, Couve did not profess to have answers, but speculated that it was in the interest of the Democratic Republic of Vietnam to do so because “peace will have to come one day, and the sooner, the better.”61 Despite Couve’s level-headed replies to the reporters, Frankel continued to prod him on the intention behind France’s “almost dramatic” differences of opinion with the United States on Vietnam and other matters. In his reply Couve elaborated on his opening comment. He disagreed with Frankel’s estimation of the situation and countered: We are saying openly, publicly – what we think the course of action should be in regards to the South Vietnamese problem. That has nothing to do with the idea of being unpleasant or disagreeable to the United States or of trying to make things more difficult. 60 Couve “Face the Nation” Interview, 21 February 1965, p. 2, CM2, Fonds de Couve, AHC, SP. 61 Couve “Face the Nation” Interview, 21 February 1965, p. 3-4, CM2, Fonds de Couve, AHC, Sciences Po. For two recent studies incorporating Vietnamese sources that stress the reluctance of the DRV leadership – particularly the hardliners Le Duan and Le Duc Tho – to seek negotiations, see Lien-Hang T. Nguyen, Hanoi’s War: An International History of the War for Peace in Vietnam (Chapel Hill: University of North Carolina Press, 2012) and Pierre Asselin, Hanoi’s Road to the Vietnam War, 1954-1965 (Berkeley and Los Angeles: University of California Press, 2013). As powerful as Nguyen and Asselin’s conclusions are, the broader point remains that the United States did not genuinely seek to determine North Vietnam’s intentions at this point or offer terms it might have found appealing. 76 On the contrary, we believe that by taking publicly that position on the Western side, it helps further developments in this situation. And we think that we are usefully using our relations with you when we tell you quite frankly, quite openly, and even publicly, what we believe. I think it’s not what friends should do between themselves to hesitate to say the truth.62 Denying that France held any special interests in Southeast Asia since 1954 or in U.S. prospects there in 1965, he concluded that France’s interest was “of a more general kind, and that is called the peace of the world.”63 Couve echoed the themes found in his public “Face the Nation” responses behind closed doors to the Kennedy and Johnson administrations. In his last meeting with JFK, Couve stressed that de Gaulle’s statement on the neutralization of Vietnam in August 1963 should not be taken as criticism of U.S. policy, but rather was simply his “objective opinion” and “nothing against American policy, but that it was really our feeling.”64 However vague those remarks ring, Couve provided more substance to them in later discussions with the LBJ team. During his aforementioned February 1965 visit to the United States, Couve stressed the political, not military, nature of the problem in South Vietnam during a meeting with the key American figures in U.S.-French diplomatic conversations about Vietnam at the time: President Johnson, Under Secretary of State George Ball, Ambassador to France Charles Bohlen, and National Security Adviser McGeorge Bundy. In response to a comment by Johnson about the instability in Saigon, Couve told the president and his advisers that he was not at all surprised by the frequency with which the South Vietnamese governments fell given that a wide-ranging political 62 Couve “Face the Nation” Interview, 21 February 1965, p. 5, CM2, Fonds de Couve, AHC, SP. 63 Couve “Face the Nation” Interview, 21 February, p. 5, CM2, Fonds de Couve, AHC, SP. 64 Interview with M. Couve de Murville, 20 May 1964, p. 19, CM1, Fonds de Couve, AHC, SP. 77 solution was the necessary remedy. The bulk of their conversation dealt with the differences the United States and France held over possible negotiations. Couve told the Americans that France believed the United States should go back to the Geneva agreements of 1954 as the basis for talks and should be willing to call a cease-fire and then meet without preconditions. Bundy challenged this idea by asking the French Foreign Minister if this approach meant that the U.S. military needed to withdraw prior to negotiating, to which Couve said negotiations should come first, with withdrawal only as the ultimate goal.65 The other point of contention in this conversation revolved around the two nations’ perceptions of the willingness of the North Vietnamese and Chinese to come to the negotiating table. Couve repeatedly stated that the French believed North Vietnam was more willing to negotiate than its public statements seemingly demonstrated it to be, as those comments were made in Couve’s mind for propaganda purposes and contrary to their true intentions according to French intelligence. The Americans argued that their sources told them otherwise. Similarly, though the Chinese appeared to hold a harder line toward negotiations than the DRV did in French eyes, Couve suggested that if a cease-fire began and Geneva-style discussions resumed, it would be harder for the Chinese, whose participation the French viewed as essential for peace in the region and in fact more important in an international agreement than the North Vietnamese themselves, to back out. Bohlen suggested that the United States thought any such negotiations would dissolve quickly while he believed the French were more confident in their sustainability. Ball argued that the United States and France held different views of Chinese intentions. Normally one to stress the indigenous nature of the Vietnam conflict, here Ball estimated that 65 Memorandum of Conversation, 19 February 1965, Foreign Relations of the United States, 1964-1968 (hereafter FRUS), Vol. XII, Western Europe, Document 43; Entretien à La Maison Blanche le 19 février 1965 entre le Président des Etats-Unis et M. Couve de Murville, Vol. 24, EM, MAE. 78 France thought China was focused on internal issues (the Cultural Revolution would indeed begin soon) but the United States considered the People’s Republic of China to be “aggressive and land hungry.”66 Lastly, Couve disputed his American counterparts’ critique of France’s hope for a “political solution” as unclear and opening the door to communist domination in Vietnam. He agreed that no one could predict exactly what shape a genuinely Vietnamese-chosen government would take, but said that “this was a risk which one would probably have to take.” Bundy asserted that France thought no stable government could exist with the United States in country, which directly contrasted the American perspective that a solution could not exist if the United States left. Couve retorted that the French government believed stability could not come during a period of hostilities. All the more reason, then, for a cease-fire, at which point, Couve thought, improvements in South Vietnam might begin.67 Charles de Gaulle The final French figure to assess is its imposing president, Charles de Gaulle. His opinions about the United States receive attention here, in addition to Chapter Two, because they deserve separation from his broader foreign policy views and because he made so many of his foreign policy decisions unilaterally. Many observers believe that de Gaulle’s perspectives on the United States were fundamentally shaped by the poor treatment he received from President 66 Memorandum of Conversation, 19 February 1965, FRUS, Vol. XII, Western Europe, Document 43. 67 Memorandum of Conversation, 19 February 1965, FRUS, Vol. XII, Western Europe, Document 43; Entretien à La Maison Blanche le 19 février 1965 entre le Président des EtatsUnis et M. Couve de Murville, Vol. 24, EM, MAE. 79 Franklin Roosevelt as leader of France Libre in the Second World War, when the two leaders eventually became, in the words of an early work on the relationship, “hostile allies.”68 One of Lyndon Johnson’s most trusted advisers on foreign affairs, Senator Richard Russell of Georgia, informed the president as much. In January 1964, Russell explained to Johnson: “He’s….a peculiar fellow, and he resents very much the treatment he got at the hands of Roosevelt and [British prime minister Winston] Churchill down at Casablanca. In 1941 [sic, actually 1943], they did insult him. He probably ought not to have tried to get into the meeting, but they insulted him, and he never has got over that.” Russell told LBJ that de Gaulle disliked Churchill even more than FDR, but insisted his lingering feelings about the World War II era were the reasons “he’s been very … hard to deal with.” As such, according to Russell, “you have to deal with him a bit differently….This fellow you have to sort of beat around the bush with him.”69 Others, however, believe this assessment of WWII’s influence on de Gaulle’s views of the United States to be overblown. One of de Gaulle’s wartime compatriots in London (contemporaries said de Gaulle had no true friends), Étienne Burin des Roziers, argued that de Gaulle had been unaware of most of Roosevelt’s negative feelings toward him. In fact, according to Burin des Roziers, de Gaulle held the Rooseveltian idea that all their misunderstandings could have been resolved through a “man to man” conversation.70 However he felt about his wartime 68 Milton Viorst’s 1965 book title quoted in Kim Munhollond, “The United States and the Free French,” in Paxton and Wahl, eds., De Gaulle and the United States, 61. 69 Telephone Conversation, Lyndon Johnson to Richard Russell, 6:05 pm, 8 January 1964 in Robert David Johnson and Kent Germany, eds., The Presidential Recordings: Lyndon B. Johnson: Toward the Great Society, Vol. 3 (New York: W.W. Norton & Company, 2007), 31314. 70 Étienne Burin des Roziers, “Witness,” in Paxton and Wahl, eds., De Gaulle and the United States, 99. For a middle-ground assessment of the Roosevelt-de Gaulle relationship, see Robert 80 experience, de Gaulle’s views of the United States in the postwar world largely stemmed from his belief that the United States possessed too much power in the international system and used it inappropriately; from his desire for France to regain some of its past prominence particularly in light of World War II and the shame of the Vichy government’s collaboration with Nazi Germany; from his concern about “Anglo-Saxon” domination of Europe; and from the fact that he disliked any effort that would limit France from maintaining maximum flexibility in its own foreign policy decision-making.71 Although certainly intransigent, conceited, and uncooperative at times during his presidency, De Gaulle, like his foreign policy aides, would push back against accusations that this set of ideas made him “anti-American.” He spoke at length regarding this accusation specifically in light of his realist critique of American difficulties in Vietnam. In December 1965, he told a French television audience: I am called anti-American. In fact, who has been the ally of the Americans through and through if not the France of de Gaulle? There has been no other, and if necessary, if misfortune were to occur and if the freedom of the world were in doubt, who would automatically be the best allies if not France and the United States, as they have often been in such cases?... I am not saying that the Americans are anti-French, because they have not always gone along with us. I don’t always go along with the Americans, for example in the policy that they are carrying out in Asia.72 Dallek, “Roosevelt and de Gaulle,” in Paxton and Wahl, eds., De Gaulle and the United States, 49-60. 71 For a favorable but authoritative assessment of de Gaulle’s foreign policy approach to the United States, consult Maurice Vaïsse, La Grandeur: Politique étrangère du général de Gaulle 1958-1969 (Paris: Fayard, 1998). See Christian Nuenlist, Anna Locher, and Garret Martin, eds., Globalizing de Gaulle: International Perspectives on French Foreign Policies, 1958-1969 (Latham, MD: Rowman & Littlefield, 2010) for updated accounts of de Gaulle’s approach to the world and the U.S. role internationally. 72 Quoted in Lacouture, The Ruler, 383. 81 Outside of the Vietnam issue, de Gaulle had most famously supported the United States during the Cuban Missile Crisis. That support came, though, after the notorious comment he made to former secretary of state, Dean Acheson: “Have you come from the President to inform me of some decision taken by your President – or have you come to consult with me about a decision which he should take?”73 Still, this remark was as much about pride as anything else, as de Gaulle had pledged his commitment to the United States to former U.S. ambassador to France James Gavin even in the earlier Berlin crisis of 1961. He had told Gavin that “If the state of affairs turns from bad to worse we will enter a catastrophe. If such a catastrophe occurs, France will enter it together with the United States…I say this on behalf of France, and I can vouch for France.”74 On Vietnam, he had angered the Kennedy-Johnson team by making his neutralization idea public (after two years of private prodding) and through a relatively innocuous reference to the United States in part of that statement. His proposal, read to the press by Minister of Information Alain Peyrefitte, stated that “France’s knowledge of the merits of this people [the Vietnamese] makes her appreciate the role they would be capable of playing in the current situation in Asia for their own progress and to further international understanding, once they could go ahead with their activities independently of the outside, in internal peace and unity and in harmony with their neighbors.”75 By referring to the United States as an outside force in South Vietnam, de Gaulle angered the United States. When this statement and others like it continued 73 Reyn, Atlantis Lost, 72. 74 Reyn, Atlantis Lost, 72. 75 Memorandum of Conversation, 30 August 1963, FRUS, 1961-1963, Vol. IV-Vietnam, AugustDecember 1963, Document 26, note 7. 82 to be bandied about in early 1964, LBJ responded by saying that France “just want[s] to create problems,” adding, “So I think old man de Gaulle’s puffing through his hat.”76 De Gaulle would later crank up his rhetoric, angering Johnson further in June 1965 by attacking the U.S. role in the world when he called the United States “the greatest danger in the world today to the peace.”77 De Gaulle would certainly claim he was objectively assessing the facts about the U.S. intervention in Vietnam, but it is quite easy to see how this distinction would have been lost on Johnson and his team. It seems to present an increasingly antagonistic view of the United States. Indeed, the Johnson administration fundamentally disagreed with the assessment, as it did when de Gaulle called upon the United States to initiate a unilateral withdrawal from South Vietnam in his 1 September 1966 speech in Phnom Penh, Cambodia. In this speech, which will receive greater attention in Chapter Four, de Gaulle suggested the United States could bring about peace talks with North Vietnam if it decided to make “the commitment which America would have wanted to take beforehand to repatriate its forces within a suitable and determined period of time.” In the Phnom Penh speech, De Gaulle also tried to inspire the United States to follow the French example in its withdrawal from Algeria since France had “deliberately [put] an end to sterile fighting on a ground that, nonetheless, her forces unquestionably dominated, that she had directly administered for one hundred and thirty-two years and where more than a million of her children were settled.”78 In his eyes, France withdrew 76 Telephone Conversation, Lyndon Johnson to John Knight, 5:45 pm, Monday, February 3, 1964 in Johnson and Germany, eds., The Presidential Recordings: Lyndon B. Johnson, Vol. 4, 98-99. 77 78 Quoted in Costigliola, France and the United States, 142. Charles de Gaulle, Discours et Messages, t. 5: Vers le Terme, Janvier 1966 – Avril 1969 (Paris: Plon, 1970), 74-78. “Text of de Gaulle’s Speech in Cambodia,” New York Times, 2 September 1966, p. 13 provides an English translation. 83 from a position of strength from a place it controlled for so long and for which it had once staked its international reputation on preserving. If France could do so without dire consequences to its carefully protected image throughout the world, de Gaulle thought the global hegemon the United States could so as well. Given the way the French president had been characterizing the United States in the previous three years, however, the LBJ team was not in a receptive mood. Indeed, it would only be after de Gaulle’s remark that President Johnson’s 31 March 1968 speech had been an “act of reason and political courage” that the wounds would begin to heal.79 Conclusion The opinions of key American and French officials about the other country and its leaders during the escalation of the Vietnam War helped prevent genuine collaboration and productive discussion about Southeast Asia between the two, centuries-old allies. U.S. Ambassador Bohlen and Secretary of State Rusk viewed President de Gaulle as living in a dream world out of date with the realities of the Cold War status quo. Thus, they avoided his critiques about the logistical military challenges apparent in Vietnam and the influence of anticolonial nationalism there. McGeorge Bundy tended to view de Gaulle in somewhat more favorable terms, but nevertheless bought into others’ dismissal of the French at key times and could not effectively think outside the American foreign-policy box. Johnson tried to avoid public conflict with “old man de Gaulle” but failed to let down his guard in private when conversations could have encouraged new ways of thinking about the increasingly problematic war raging under his watch. 79 Marianna P. Sullivan, France’s Vietnam Policy: A Study in French-American Relations (Westport, Conn: Greenwood Press, 1978), 115. 84 For their part, the crucial French communicators to the United States during the Johnson years, Alphand and Couve de Murville, seemed stuck pining for a nostalgic era of cooperation under John F. Kennedy that had not existed in reality. They both viewed Johnson as a more boorish and less enlightened leader, though they had reason to be frustrated by the lack of interest his administration gave French views on the Vietnam problem. Couve, in particular, took the French case public about the need for a political solution to resolve guerilla conflict, but raised these points prudently in private as well. In neither case did he make much of a dent in American thinking. “Public Enemy #1” de Gaulle criticized American involvement, at first privately and tamely and later on increasingly large public stages in steadily more provocative language. However he may have felt about the United States due to his second-class status with the Allies in World War II, however LBJ may have interpreted rumors of such feelings, and however much he denied charges of anti-Americanism as simply objective observations, he made it difficult for the stubborn Americans to engage with the substance of his remarks. In light of all these factors, through early 1968 Franco-American conversations about the Vietnam War remained a “dialogue of the deaf.”80 80 Cogan, “How Fuzzy Can One Be?” in Gardner and Gittenger, eds., The Search for Peace in Vietnam, 1964-1968, 158. 85 CHAPTER FOUR – A THIRD PARAGRAPH IN EACH STORY? THE MEMORY OF THE FRENCH INDOCHINA WAR IN U.S. VIETNAM WAR POLICYMAKING, 19631968 David Halberstam, one of the most influential American journalists of the Vietnam War, once voiced his frustration over covering the U.S. military intervention in Southeast Asia, and particularly with the American government’s failure to consider the prior French involvement in the region, as follows: The problem was trying to cover something every day as news when in fact the real key was that it was all derivative of the French Indochina war, which is history. So you really should have had a third paragraph in each story which should have said, ‘All of this is shit and none of this means anything because we are in the same footsteps as the French and we are prisoners of their experience.1 Lyndon Johnson, the U.S. president responsible for escalating the American military commitment to over 500,000 troops, however, believed the United States had far less to gain from examining the resonances of the French Indochina War. When prodded by his biographer Doris Kearns Goodwin about the U.S. war, Johnson dismissed not only the opinions of the American press corps and academics who looked to the French war, but also aimed pointed commentary at the French journalist, Jean Lacouture, who reported on international affairs at the time for Le Monde. Johnson purportedly told Kearns Goodwin: “Just recognize the stake that La Couture [sic], a Frenchman, has in seeing it that way….you see, we just read different histories, that’s all.”2 1 Quoted in Fredrik Logevall, Embers of War: The Fall of an Empire and the Making of America’s Vietnam (New York: Random House, 2012), xxi. 2 Doris Kearns Goodwin, Lyndon Johnson and the American Dream (New York: St. Martin’s Press, 1991), 328-31. 86 Indeed, the former president and nearly all of his staff avoided grappling with the history of the French experience in Vietnam during the First Indochina War on its own terms. (To avoid redundancy, I use First Indochina War, First Vietnam War, French Indochina War, and FrancoVietminh War interchangeably.) The in-house dove George Ball aside, the U.S. national security apparatus regularly dismissed the warnings that the French offered about their war in Southeast Asia in the 1940s and the 1950s. Rather, the John F. Kennedy, Lyndon Johnson, and Richard Nixon administrations’ understandings of the French experience were, as Robert McMahon has summarized about historical memory, “constructed to meet present needs.”3 On the occasions that the French failure was discussed privately, the Americans usually remembered the French war as one to maintain colonial order, seemingly forgetting the Cold War imperatives the Americans had helped give it, and that they had supported financially from 1950 to its conclusion after the battle of Dien Bien Phu and the Geneva conference in 1954.4 They thought the French effort to cling to its colonies was a far cry from current American Cold War goals and failed to remember the local circumstances that hampered the French military effort, circumstances that continued to have significance throughout the American war in the 1960s and early 1970s. This chapter focuses on Johnson and other U.S. officials’ engagement, or lack thereof, with the history of the French war in Indochina while U.S. involvement progressed. It aims to examine the American insistence on ignoring the French government’s recollections of their 3 Robert McMahon, “Contested Memory: The Vietnam War and American Society, 1975-2000,” Diplomatic History 26, no. 2 (Spring 2004), 163. 4 For a nuanced explanation of how the United States, France, and Great Britain negotiated greater American support for the French effort in Southeast Asia, see Mark Atwood Lawrence, Assuming the Burden: Europe and the American Commitment to War in Vietnam (Berkeley: University of California Press, 2005). 87 experiences about the war. Important scholarship has examined the memory of the Vietnam War by policymakers and the public after the Second Indochina War ended, but this chapter builds upon the earlier work by scholars such as Marianna P. Sullivan, Richard Neustadt and Ernest May, Yuen Foong Khong, Fred Logevall, and Pierre Journoud about the French example to demonstrate more fully that even during the war, starkly different memories of and conclusions about the history of foreign intervention in Vietnam – in this case, that of the French – haunted the decision-making process.5 The focus is on the American perspective during the JFK and LBJ administrations and a select number of cases when the United States reacted to French memories during official discussions. Briefly, however, the French governmental position on its experience can be characterized in the following ways (which, even if not surprising, is borne out by the archival records of the French Ministry of Foreign Affairs): First, the French believed that the 5 On the American memory of the Vietnam War after the fall of Saigon, see, among others, McMahon, “Contested Memory,” 159-84; Robert D. Schulzinger, “Memory and Understanding U.S. Foreign Relations,” in Explaining the History of American Foreign Relations, eds. Michael J. Hogan and Thomas G. Paterson, 2nd ed. (New York: Cambridge University Press, 2004), 33652; Robert D. Schulzinger, A Time for Peace: The Legacy of the Vietnam War (New York: Oxford University Press, 2006); Michael J. Allen, Until the Last Man Comes Home: POWs, MIAs, and the Unending Vietnam War (Chapel Hill: University of North Carolina Press, 2009); Patrick Hagopian, The Vietnam War in American Memory: Veterans, Memorials, and the Politics of Healing (Amherst: University of Massachusetts Press, 2009); Scott Laderman and Edwin A. Martini, eds., Four Decades On: Vietnam, the United States, and the Legacies of the Second Indochina War (Durham: Duke University Press, 2013). For earlier work, see Marianna P. Sullivan, France’s Vietnam Policy: A Study in French-American Relations (Westport, Conn: Greenwood Press, 1978); Yuen Foong Khong, Analogies at War: Korea, Munich, Dien Bien Phu, and the Vietnam Decisions of 1965 (Princeton, NJ: Princeton University Press, 1992), 148173; Richard E. Neustadt and Ernest R. May, Thinking in Time: The Uses of History for Decision Makers (New York: The Free Press, 1986), 75-87; Fredrik Logevall, Choosing War: The Lost Chance for Peace in Vietnam (Berkeley and Los Angeles: University of California Press); Fredrik Logevall, “De Gaulle, Neutralization and American Involvement in Vietnam, 1963-64,” Pacific Historical Review 61, no. 1 (February 1992), 69-102; Pierre Journoud, De Gaulle et le Vietnam, 1945-1969 (Paris: Tallandier, 2011). 88 anticolonial national independence movement in Vietnam warranted serious respect for its commitment to its cause, its military acumen, and its willingness to suffer huge losses to remove an external authority; second, the Vietnamese fighters exhibited considerable patience in their effort to do so; third, the Vietnamese landscape and climate made it a terrible place to fight any type of war, especially one against an oftentimes guerrilla force; fourth, even vastly superior military might, such as that which the United States possessed in comparison to the French forces in 1954, would not have made a sufficient difference; and hence, fifth, only a political solution, ideally resolved through an international conference in the vein of the 1954 and 19611962 Geneva Conferences, could end the fighting with a minimum of suffering and on terms either the French or Americans would find acceptable. A Precedent Passed from Kennedy to Johnson From the earliest days of the JFK administration, French president Charles de Gaulle voiced his concerns over increased American involvement in Vietnam. When Kennedy and the First Lady, Jacqueline Bouvier Kennedy, visited Paris for a high-level bilateral summit in May 1961, de Gaulle, a one-time supporter of the First Indochina War who later saw its futility and who likewise felt chastened by the messy experience extricating the French from Algeria, told the American president not to escalate in Vietnam. Using a word so often later associated with Vietnam, he predicted the United States would fall into a “bottomless military and political quagmire,” no matter its intentions or the level of resources it threw behind the effort. That same month, de Gaulle drew upon the French experience with its client-emperor Bao Dai during the French Indochina War when he warned the U.S. ambassador to France at the time, James Gavin, 89 against American support of its “miracle man” in Vietnam, Ngo Dinh Diem.6 Suggesting that Diem did not possess the support of the majority of those living in South Vietnam, de Gaulle told Gavin that “men who hold power by virtue of foreign intervention will fail…I fear you are getting bogged down in a vain enterprise from which it will be more and more difficult to extract yourselves.”7 De Gaulle also began privately nudging the Kennedy administration toward the idea of the neutralization of Vietnam through an international conference in line with the Geneva Conference of 1954, an idea which gained much more notoriety and scorn from the Kennedy administration once French Minister of Information Alain Peyrefitte leaked a vague proposal for neutralization to the press in late August 1963. While Kennedy had believed de Gaulle’s earlier summit advice merited some attention in regard to Laos in 1962, on Vietnam he aligned himself with his National Security Adviser McGeorge Bundy’s dismissive response to the neutralization proposal.8 Bundy, whose posthumously published reflections on the Vietnam War were titled Lessons in Disaster, argued at the time that the United States did “best when it ignores nosey 6 For a study that highlights the religious and cultural influences underpinning the U.S. relationship with Diem, see Seth Jacobs, America’s Miracle Man in Vietnam: Ngo Dinh Diem, Religion, Race, and U.S. Intervention in Southeast Asia (Durham, NC: Duke University Press, 2004). For two recent examinations of Diem that draw heavily from Vietnamese sources, see Jessica M. Chapman, Cauldron of Resistance: Ngo Dinh Diem, the United States, and 1950s Southern Vietnam (Ithaca, NY: Cornell University Press, 2013) and Edward Miller, Misalliance: Ngo Dinh Diem, the United States, and the Fate of South Vietnam (Cambridge, MA: Harvard University Press, 2013). 7 Quoted in Max Paul Friedman, Rethinking Anti-Americanism: The History of an Exceptional Concept in American Foreign Relations (Cambridge: Cambridge University Press, 2012), 17475. 8 On Kennedy and Laos, see Timothy N. Castle, At War in the Shadow of Vietnam: U.S. Military Aid to the Royal Lao Government, 1955-1975 (New York: Columbia University Press, 1993) and Seth Jacobs, The Universe Unraveling: American Foreign Policy in Cold War Laos (Ithaca, NY: Cornell University Press, 2012). Castle provides a more traditional diplomatic history approach, while Jacobs again highlights the role of culture in U.S. decision-making. 90 Charlie,” no matter his understanding of the region and the French history there.9 Kennedy echoed Bundy’s point in more diplomatic language to Walter Cronkite and a national television audience just days after the neutralization proposal surfaced. Cronkite requested Kennedy’s opinion on “what President de Gaulle was up to” in his statement. JFK said, “I guess it was an expression of his general view but he doesn’t have any forces there or any program of economic assistance, so that while these expressions are welcome the burden is carried as it usually is by the U.S. and the people there. But I think anything General de Gaulle says should be listened to and we listen.” He continued: “What of course makes Americans somewhat impatient is that after carrying this load for 18 years we are glad to get counsel, but we would like a little more assistance—real assistance. But we are going to meet our responsibility anyway. It doesn’t do us any good to say, ‘Well why don’t we all just go home and leave the world to those who are our enemies.’” Although he called de Gaulle “a candid friend,” he ultimately characterized his statement in this public response as one that encouraged U.S. capitulation and a shirking of its global responsibilities. This limited his administration from real, constructive engagement with the idea from the start.10 The same dismissive line of thinking persisted about the French example in the Johnson foreign policy team after Kennedy’s assassination in November 1963. Most of LBJ’s advisers were, in fact, holdovers from the Kennedy presidency. Although one can see American efforts at creating memories of this experience that differ from these French maxims throughout the entire 9 Memorandum from Bundy to Clifton and Salinger for the President, the White House, 1 September 1963, Vietnam - General, Box 199, Country File, Vietnam (hereafter CF, Vietnam), National Security File (hereafter NSF), John F. Kennedy Library, Boston, MA (hereafter JFKL); Gordon M. Goldstein, Lessons in Disaster: McGeorge Bundy and the Path to War in Vietnam (New York: Henry Holt and Company, 2008), 10 Telegram from Department of State (Rusk) to Ambassador in France (Bohlen), 2 September 1963, p. 4, Box 199, CF, Vietnam, NSF, JFKL. 91 Johnson years, four particular flashpoints found the LBJ team looking back at history with an eye toward greater American involvement. These are: (1) the continued discussion over de Gaulle’s initially vague call to neutralize South Vietnam in l963 and 1964; (2) the debate over escalation up through the summer of 1965; (3) the controversy surrounding de Gaulle’s speech against the U.S. war in Phnom Penh, Cambodia in September 1966; and (4) the lead-up to the Tet Offensive in 1968 and the subsequent decision to hold talks to reach a negotiated settlement in Paris that spring. I will look at each of these below. The Johnson Administration Begins No to Neutralization The first of these flashpoints was the continued conversation over de Gaulle’s initially vague call to neutralize South Vietnam in late 1963 and 1964.11 Six months into the sporadic process in which the United States occasionally attempted to get more information from the French about neutralization and then, more importantly to the United States, win the French over to their side, the new ambassador to France, Charles “Chip” Bohlen, met with de Gaulle about the war. The French experience came up during the conversation. In fact, the French experience arose more frequently between 1963 and 1965 than in later years because the French had yet to tire of repeating themselves and because, as both the Japanese scholar Yuko Torikata and the French historian Pierre Journoud have noted, de Gaulle saw his greatest chance for brokering a 11 For a full chronological overview on the neutralization question in this period, see Logevall, “De Gaulle, Neutralization and American Involvement in Vietnam, 1963-64” and Logevall, Choosing War, 1-16, 103-113. 92 settlement during this time.12 Bohlen and de Gaulle disagreed over the nature of the current conflict and the French president drew a clear distinction between the will of the North and NLF and the current South Vietnamese client state. Bohlen noted: He [de Gaulle] said the war in essence was the same one that the French had been fighting since the end of World War II; that the [South] Vietnamese had no taste for this war and that the anti-Communist forces in Vietnam were not up to the task. I interrupted him to tell him this was quite contrary to our analysis of the situation. We felt it was quite different, one was a colonial war which came out as colonial wars always do and the other was a war against aggression directed and maintained from without.13 Although Bohlen surely believed it was his ambassadorial duty to defend the United States’ interpretation of the war – however flawed that Cold War understanding – in doing so, he neglected the chance to look at the nuances offered by the French. Even more, by dismissing the First Vietnam War simply for ending “as colonial wars always do,” he missed the specifics about the weak morale among the South Vietnamese and the broader point that the Americans might also be viewed as colonialists. Bohlen would later lose faith in the war, but only after years of the United States’ prestige suffering and not because he eventually noticed similarities to the French war. Higher in the echelons of American power, Johnson, too, objected to the French example because he believed greater military force and the United States’ altruistic motives rendered the French example obsolete. Moreover, the ambassador to South Vietnam in 1964, Henry Cabot Lodge, Jr., a self-described Francophile who rarely spoke favorably about the French, concluded 12 Yuko Torikata, “Reexamining de Gaulle’s Peace Initiative on the Vietnam War,” Diplomatic History 31, no. 5 (Nov. 2007), 909-38; Journoud, De Gaulle et le Vietnam, 117-216. 13 Message from the Ambassador in France (Bohlen) to the President, 2 April 1964, U.S. Department of State, Foreign Relations of the United States (hereafter FRUS), 1964–1968— Vietnam, 1964, Vol. 1, Document 105. 93 about the French prescriptions to avoid a full-scale war that he “would prefer [French] opposition to their support in fighting against the V.C.”14 Escalation The second instance when we see the Johnson administration belittling an examination of the French experience comes during the discussions over the escalation of the war from mid1964 until the final decision to continue expanding the number of American ground troops in July 1965. As the administration inched toward escalation, it continued to avoid serious consideration of the French example and certainly took care not to mention the French experience in its public statements about the war, lest it encourage the American public to associate Vietnam with military defeat. The scholar Yuen Foong Khong has calculated that the French example was never once used publically during 1964 and 1965, while it did surface at least superficially in private among policymakers 19 times over this same span of time.15 The impetus for looking back at the French defeat came almost always from the one member of the Johnson foreign policy team who did grapple with the First Indochina War seriously, Undersecretary of State George Ball. Ball later recalled that his meeting with de Gaulle on Southeast Asia in June 1964, particularly the General’s designation of Vietnam as “rotten country,” stuck with him throughout the debates over the war. Lest de Gaulle look too benevolent here or elsewhere, it is worth noting that he seems to have held fairly condescending 14 Telegram from Saigon Embassy (Lodge) to Department of State, 19 January 1964, French Recognition of Communist China, Vol. I, Box 176, Country File, France, National Security File, Lyndon Baines Johnson Library, Austin, TX (hereafter LBJL). 15 Khong, Analogies at War, 60-61. 94 and racist beliefs about the Vietnamese people, his begrudging respect for the Viet Minh’s war effort from 1946 to 1954 notwithstanding.16 To be sure, Ball does offer an exception to this chapter’s argument by drawing upon the French war frequently. This is particularly intriguing given that Ball had a reputation as the most fiercely anti-Gaullist member of the Johnson administration because of de Gaulle’s intransigence on European integration, a cause that Ball and his mentor Jean Monnet, the architect of what is now the European Union, firmly believed necessary for the future of Europe. Ball was, however, able to set aside his grievances against de Gaulle, something his colleagues could not do, to consider his advice on an area in which his country held unparalleled expertise, no matter that the advice arrived dripping with ethnocentrism. More so than the June 1964 discussion with de Gaulle, Ball’s memory of the First Indochina War was shaped by his friendship with Monnet and his French colleagues as a lawyer for the European Coal and Steel Community beginning in 1953—precisely when the war was going poorly for the French colonialists. As the historian Robert Dean explains, Ball “saw firsthand the ‘self-deception’ of leaders ‘seduced by selfserving arguments’ while engaged in la guerre sale against a Viet Minh enemy with an ‘irrational willingness’ to ‘take staggering losses.’ Over the course of years of transatlantic shuttling, Ball saw the futility of each in a series of new French ‘tactical schemes—the Navarre 16 George Ball, The Past Has Another Pattern: Memoirs (New York: Norton, 1982), 378. De Gaulle made similarly negative comments about Vietnam to Bohlen in their April 1964 discussion, as outlined in Bohlen to the President, 2 April 1964, FRUS, 1964-1968—Vietnam, 1964, Vol. 1, Document 105 and to John F. Kennedy during their presidential summit in Paris in May 1961. 95 Plan, the Salan Plan, the LeClerc Plan, and the de Lattre de Tassigny Plan—that would magically assure victory in a short period.’”17 These memories encouraged Ball to present a sixty-seven page memorandum to his superior, Secretary of State Dean Rusk, as well as to National Security Adviser McGeorge Bundy and Secretary of Defense Robert McNamara, in October 1964. Among other goals, he hoped to push back against the excessive reliance on the Korean War analogy he saw being put forth and to propose a fuller examination of the French period. Ball argued: “Our situation would in the world’s eyes approach that of France in the 1950s. We would incur the opposition of elements in Viet-Nam otherwise friendly to us. Finally, we would find ourselves in la guerre sale with consequent heavy loss of American lives in the rice paddies and jungles.”18 The others, however, did not see the merit in looking at the French experience and never passed along the memorandum to Johnson. According to Ball, McNamara, who decades later called American policy in Vietnam “a failure of imagination,” was “‘absolutely horrified’ and treated the memo like ‘a poisonous snake.’”19 For his part, Ball thought McNamara’s reliance on numbers and statistics looked much like the overconfidence the French generals possessed in justifying their various war plans. Five months later, however, Johnson caught wind of the piece, having received a copy from his aide Bill Moyers, and reportedly was impressed, even though he disagreed with the material on the French war. This development, along with the continued push 17 Robert D. Dean, Imperial Brotherhood: Gender and the Making of Cold War Foreign Policy (Amherst: University of Massachusetts Press, 2001), 230. 18 James Bill, George Ball: Behind the Scenes in U.S. Foreign Policy (New Haven, Yale University Press, 1997), 161. 19 Robert S. McNamara, James G. Blight, and Robert K. Brigham, eds., Argument Without End: In Search of Answers to the Vietnam Tragedy (New York: PublicAffairs, 1999), 102; Bill, George Ball, 160. 96 toward a greater U.S. commitment that Ball viewed with dismay, prompted Ball to write a series of memoranda in June 1965 that deployed the French experience frequently and at length. Ball’s “memoranda campaign” failed to have the desired effect, both in terms of more serious analysis of the Franco-Vietminh War and in halting the war’s escalation. His colleagues grew impatient with his repetitive comments and “roll[ed] their eyes” whenever Ball brought up the French experience or his time with the Strategic Bombing Survey in World War II, a position which directly informed his skepticism of the efficacy of aerial bombing in North Vietnam. Indeed, Ball would resign from the Johnson administration by September 1966 in large measure because of his frustration with its Vietnam policy and its failure to consider the French experience and the example of Dien Bien Phu. In late June 1965, the National Security Council put together a memorandum entitled “France in Vietnam, 1954 and the US in 1965—A Useful Analogy?” in which they found essentially no similarities and some legitimate differences.20 In it, Bundy (or, as Bundy believes, an underling who compiled the document and sent it out in his name) wrote: “France in 1954 was a colonial power seeking to impose its overseas rule, out of tune with Vietnamese nationalism…The U.S. in 1965 is responding to the call of a people under Communist assault, a people undergoing a non-Communist national revolution; neither our power nor that of our adversaries has been fully engaged as yet.”21 The explanation certainly brought up the differences in the two situations. It was also correct that the war was still, and would remain, 20 The memorandum is reprinted in full as Memorandum from the President's Special Assistant for National Security Affairs (Bundy) to President Johnson, 30 June 1965, FRUS, 1964–1968Vietnam June-December 1965, Vol. 3, Document 33. 21 Quoted in Charles Cogan, ‘“How Fuzzy Can One Be?” in The Secret Search for Peace in Vietnam (College Station: Texas A&M Press, 2004), eds. Lloyd Gardner and Ted Gittenger, 154. 97 limited. Yet it put forward an interpretation of the situation in Vietnam that drew skepticism both domestically and internationally at this juncture, and by historians of the war since. Moreover, this possibly fruitful memorandum was not as rigorously argued as many other documents from this important period, which led Ernest May and Richard Neustadt to conclude that the note “almost surely responded to a request from LBJ for something to wave at Ball or at some senator or newsman needling him with what [Assistant Secretary of State for Far Eastern and Pacific Affairs] William Bundy called the ‘like the French’ argument.”22 Here, too, then, memory followed present needs, with this sort of expediency continuing as escalation proceeded apace for the next two-and-a-half years. De Gaulle’s Phnom Penh Speech The third contentious moment regarding the French experience came in September 1966 after de Gaulle spoke to an audience of 100,000 listeners in Phnom Penh, Cambodia about the U.S. military effort underway in Vietnam. The speech has come to be seen as de Gaulle’s pièce de résistance on the Vietnam War and, in some regards, on U.S. foreign policy writ large. (In fact, the cover of Maurice Vaïsse’s influential study of de Gaulle’s foreign relations, La Grandeur, which does not actually spend much time on the speech, still features a photograph of de Gaulle giving it.23) During the address, de Gaulle spoke of Franco-Cambodian friendship, discussed the historical ties between the two countries, and praised the neutralist stance taken by Cambodia in the Cold War. The second part of de Gaulle’s address, however, focused on the U.S. involvement, and did so in less-friendly terms. De Gaulle called the United States’ 22 23 Neustadt and May, Thinking in Time, 83. Maurice Vaïsse, La Grandeur: Politique Étrangère du Général de Gaulle, 1958-1969 (Paris: Fayard, 1998). 98 heightened presence and military escalation in Southeast Asia “increasingly menacing for the peace of the world.” He went on, “Yes, France’s stand is taken. It is taken by the condemnation that she harbors for the present events,” and continued: France considers that the fighting that is ravaging Indochina, by and of itself, offers no end. In France’s view, if it unthinkable that the American war apparatus will be annihilated on the spot, there is, on the other hand, no chance that the peoples of Asia will subject themselves to the law of the foreigner who comes from the other shores of the Pacific, whatever his intentions, however powerful his weapons. In short, as long and cruel as the ordeal must be, France holds for certain that it will have no military solution. Still, de Gaulle believed there was “time for hope” provided that the United States began withdrawing its troops. He argued that a political solution like the Geneva Accords of 1954 could guarantee the neutrality of Southeast Asia. He referred to France’s experience in Algeria to buttress his authority and his case about the U.S. war effort. As in Vietnam at that point, in Algeria the “fighting committed neither her honor nor her independence, and since at that time it could result in nothing but losses, hatred and ever mounting destruction, she decided to leave, without thereby damaging—quite to the contrary—her prestige, her power and her prosperity.” He further noted: “France is saying this out of her experience and disinterestedness. She is saying this by reason of the task she once accomplished in this region of Asia, the ties she has maintained there, the interest she continues to have for the peoples living there and which she knows they return to her.”24 He said he made this comments out of solidarity and respect for the two-centuries-old friendship between the United States and France, believing that until this violation by the United States, France and America had both been champions of selfdetermination. De Gaulle aired his ideas on such a large stage, he said, only because the United 24 Charles de Gaulle, Discours et Messages, t. 5: Vers le Terme, janvier 1966 – avril 1969 (Paris: Plon, 1970), 74-78. “Text of de Gaulle’s Speech in Cambodia,” New York Times, 2 September 1966, p. 13 provides an English translation. 99 States had ignored his warnings “when nothing irreparable had yet been done.” By the late summer of 1966, he would not propose French mediation to end the war, but hoped the United States would at least recognize it could stop the fighting without loss to its credibility or prestige. He advised: [France] is saying this, lastly, with the conviction that, in view of the power, wealth and influence at present attained by the United States, the act of renouncing, in its turn, a distant expedition once it appears unprofitable and unjustifiable and of substituting for it an international arrangement organizing the peace and development of an important region, will not, in the final analysis, involve anything that could injure its pride, interfere with its ideals and jeopardize its interests. In his assessment of the speech, Bohlen concluded that “De Gaulle appears to heap all the blame for the situation, its origins and development in Indochina, on the U.S. explicitly.”25 De Gaulle’s address in Phnom Penh was certainly his most critical—and public—commentary on Vietnam to date. As had now been his stance privately for some time, de Gaulle believed that only a guarantee of a withdrawal of at least some American troops would bring the North Vietnamese to the peace table. For the first time, though, de Gaulle also proposed the necessity of a timetable for such a withdrawal. His speech left unclear whether the North Vietnamese should be held to a similar timetable, or who exactly would classify as a “foreign power” in South Vietnam. As seen above, the French president believed his experience disentangling the French from Algeria earlier in the decade provided another analogous situation to Vietnam and gave him a privileged position to comment on how the United States could end the war. Bohlen attempted to shut down consideration of the French experience with decolonization by stating: “[de Gaulle] makes no mention of Communism as a factor and consequently his comparison with 25 Telegram from the Embassy in France to the Department of State, 1 September 1966, U.S. Department of State, FRUS, 1964-1968—Western Europe, Vol. 12, Document 66. 100 the French in Algeria is erroneous and misleading.”26 Most aggravating of all to Bohlen and other American officials, de Gaulle had suggested that the United States was responsible for reigniting the war, arguing it had inspired a new uprising of “national resistance” when it began aiding the South Vietnamese—a far different interpretation from the one held by the Johnson administration.27 Frustrated by the speech, Bohlen suggested either Johnson or Rusk make a public statement refuting the information put forward by the General, which was a departure from the administration’s strategy of ignoring de Gaulle’s comments or being scrupulously diplomatic in its responses. He noted, “I realize how unwise it is to answer de Gaulle publicly,” but he worried that if the speech went unchallenged, “the de Gaulle version of events will have a high degree of acceptance not only here in France but in other countries of the world.” He further pushed aside the idea the French president might be drawing upon his knowledge of the French failure when he remarked that “It seems to me that de Gaulle’s speech in Phnom Penh is a further example of his ignoring facts in favor of his favorite position.”28 Bohlen was not the only member of the Johnson team to recoil at the Phnom Penh speech. The Phnom Penh speech particularly enraged Henry Cabot Lodge, Jr. in Saigon. Piqued by the speech’s suggestion that the United States committed aggression in South Vietnam and encouraged a nationalist uprising, Lodge quickly channeled the rapid French military defeat in 1940. Here, Lodge does indeed use history in an effort to promote his perspective, but still does not think the history of the French experience held value. In a 2 September telegram to the State Department, he argued against the Phnom Penh speech as “a total untruth and de Gaulle must 26 FRUS, 1964-1968—Western Europe, Vol. 12, Document 66. 27 “Text of de Gaulle’s Speech in Cambodia,” p. 13. 28 FRUS, 1964-1968—Western Europe, Vol. 12, Document 66. 101 know that it is. The aggression here is crystal clear – as clear as was the German aggression against France in 1940. De Gaulle was glad to have American help in repelling that aggression then and he should at least not be making our work harder now.”29 He acknowledged that the United States believed de Gaulle’s “favorite old saw” that no military solution was possible, but pushed aside the possibility of mining this paradox further by attacking another part of the speech, on the Algerian analogy. He quipped, “The attempt to compare our position in Vietnam with the French position in Algeria also verges on fantasy. When the French came back to impose colonialism in Vietnam in 1945 why did they not apply their so-called Algerian policy?”30 In at best a half-hearted attempt at self-discipline, Lodge closed his report by using a favorite tactic of the American government when criticized by the French, casting the criticism as motivated by anti-Americanism. He said: “I shall resist the temptation to attribute motives and to say that his statement is due to anti-Americanism or a desire to have us fail where they failed or his extraordinary tendency to try to equate a nation of 40 million with a nation of 200 million.”31 Although he explicitly references the French experience in Southeast Asia in this quote and draws an accurate contrast in population statistics, the larger aim of Lodge’s use of the cloak of anti-Americanism and American superiority again served to shut down the value of serious critical thinking about the First Indochina War for the United States. 29 Text of Cable from Ambassador Lodge to Department of State, 2 September 1966, retrieved through Digital Declassification Reference Service (hereafter DDRS). Online at: http://galenet.galegroup.com/servlet/DDRS?vrsn=1.0&locID=coloboulder&ste=2. 30 Text of Cable from Ambassador Lodge, 2 September 1966. 31 Text of Cable from Ambassador Lodge to Department of State, 2 September 1966. 102 1968: The Tet Offensive and the Paris Peace Talks The last period during the Johnson years when the French war cropped up most frequently was in early 1968, in both the days leading up to the Tet Offensive and as Johnson sought peace talks after the psychological defeat of Tet and the dismal prospect of sending more troops to Vietnam. In fact, this appears to be the one time Lyndon Johnson himself acknowledged the defeat of the French as a possibility really worth examining. When the United States noticed the beginnings of a buildup around the military installation at Khe Sanh in northwest South Vietnam, General William Westmoreland and others became convinced that the NLF and North Vietnam wanted, in the words of Johnson’s second National Security Adviser Walt Rostow, to “re-enact a new Dien Bien Phu.” LBJ grew concerned about the possibility of a climactic battle that might fulfill his worst fear of becoming the first U.S. president to lose a war. He exclaimed “I don’t want any damn Dinbinphoo!” and flew every living French general who had been at Dien Bien Phu to Saigon to consult with the American brass.32 Ultimately, Khe Sanh was simply a diversion by the NLF for its attack on the south’s cities in the Tet Offensive. Massive American firepower and the contained fighting zone eventually enabled the United States to come out victorious in ways the French had not been able to at the isolated Dien Bien Phu. This example makes the completely valid and self-evident point that the American war was never simply going to be a replay of the Franco-Vietnminh war; the fact that Johnson only sought to acknowledge the merits of remembering it on its own terms after he had firmly committed the country to war, after so many Vietnamese and Americans had already died, and because he believed his political legacy was on the ropes, nonetheless does not diminish the 32 Khong, Analogies at War, 170-72. The Rostow quotation can be found on page 171 and the Johnson quotation comes from page 172. 103 possibility that a clearer memory about the French experience years earlier could have better informed Johnson and his team. Finally, we also see the memory of French colonialism surfacing as the United States and North Vietnam attempted to find an appropriate location to hold their official peace talks. Paris, of course, was ultimately chosen, though much to the chagrin of the president and most of his team, and only after exhausting dozens of other options. Although tensions over the war had simmered somewhat after de Gaulle reversed course by calling President Johnson’s March 31, 1968 speech announcing a desire to begin talks, a partial bombing halt, and his shocking decision not to seek re-election an “act of reason and political courage,” the French capital still remained a controversial choice, not least because of the heightened possibility of re-igniting debates and generating unsolicited advice about the French experience in Vietnam.33 Senior Johnson aide Harry McPherson put the concerns so: “Hell, you know, the atmosphere in Paris was heavily pro-V.C. [A]ll those awful, psychological hang-ups that the French have about Indo-China and about us as the power out there now replacing them and all that – it’s terrible.”34 One French citizen explained to the New York Times the slight satisfaction the nation, whose public opposed the war just as fervently as its government, felt over being chosen to host the talks after its own difficulties there in a different, if equally intriguing, light: “the French feel a little like a man who is told that his first wife is having husband trouble. It is sort of sad, but it makes him smile a little too.”35 33 Sullivan, France’s Vietnam Policy, 115. 34 Harry C. McPherson, Jr., interview by T.H. Baker, March 24, 1969, Oral History Project Interview IV, Transcript, Internet Copy, LBJ Library. http://www.lbjlib.utexas.edu/johnson/archives.hom/oralhistory.hom/mcpherson/mcpher04.pdf. 35 “‘De Gaulle Has Won,’” New York Times, 12 May 1968, p. E1. 104 The actual process of choosing Paris, however, was not without its efforts to discredit the French and their understanding of the war in Southeast Asia. Paris did not appear on the first several lists of possible sites for the peace talks, but it had its supporters in the international community and within the government. The head of the American delegation, W. Averell Harriman, for one, remarked, “If Hanoi indicates a willingness to go to Paris, I cannot think of a ‘credible’ reason for our not accepting.”36 He also argued that if the talks were held in France, American contacts there who had been involved in prior secret peace initiatives (the subject of Chapter Five), especially the director of Asian affairs at the French Foreign Ministry, Étienne Manac’h, would be immensely helpful in overcoming potential negotiating impasses.37 The city had its opponents, most notably President Johnson. Bundy’s replacement as National Security Adviser, Walt Rostow, had also purportedly exclaimed earlier in the year, “We will never go to Paris.”38 In the short-term, then, Washington intentionally left it off its lists, at least partly because it believed the DRV would reject it simply because the Americans suggested it. Recently-appointed Secretary of Defense Clark Clifford, the driving force behind the decision to de-escalate and one of the advisers most determined to move the talks forward, hoped that if the United States kept Paris off the table long enough, the North Vietnamese eventually would 36 Harriman quoted in Kent Gerard Sieg, “‘A Straw in the Wind’: The Johnson Administration and the Paris Talks on Vietnam, 1968-1969,” (PhD diss., University of Colorado, 1993), 70. 37 Telegram From the Department of State to the Embassy in Laos, 18 April 1968, U.S. Department of State, FRUS, 1964-1968—Vietnam, January – August, 1968 Volume 6, Document 200. 38 Transcript, John Gunther Dean Oral History Interview Part II, 9/6/2000, by Charles Stuart Kennedy, Internet Copy, Jimmy Carter Library. Online at: http://www.jimmycarterlibrary.org/library/oralhistory/clohproject/Initial%20Interview%20Part% 20Two.pdf. 105 suggest it, which they ultimately did.39 They also made sure no prominent Americans outside the administration proposed Paris either, as Senator Robert Kennedy (D-NY) had been considering. Harriman told Kennedy adviser Theodore Sorenson that “If he wants to kill it, that’s a good way to do it.” Furthermore, Johnson would not accept the proposal if it came from Robert Kennedy, whom the president loathed.40 The administration relied on third-party channels to determine the prospects of Paris. The North Vietnamese had informally suggested that Paris could be a possibility since April 10. On April 18, French Foreign Minister Maurice Couve de Murville commented that if the United States and North Vietnam agreed on Paris, the French “certainly have no objection. We would, on the contrary, be happy to make our contribution to the solution of a difficult problem.”41 This statement, although not a direct initiative for peace by the French, put Paris on the table. It also seemed to indicate that de Gaulle’s government believed conditions for negotiations looked far more promising than they had in the past, when it refused to serve as a mediator. Arthur Goldberg, U.S. Ambassador to the United Nations, then asked UN Secretary General U Thant to use his contacts to determine how North Vietnam viewed the possible sites, as well as how seriously they would look at Paris. He found that China had been angry over North Vietnam’s Phnom Penh suggestion, and that the North Vietnamese preferred Paris or Geneva to the Asian capitals suggested, in order to avoid another negative reaction from the 39 Sieg, “‘A Straw in the Wind,’” 72-73; Dean Rusk, Richard Rusk, and Daniel S. Pap, As I Saw It (New York: W.W. Norton & Co., 1990), 485; Rusk Oral History Interview II, LBJ Library; Clark Clifford, with Richard Holbrook, Counsel to the President: A Memoir (New York: Random House, 1991), 536. 40 Quoted in Sieg, “‘A Straw in the Wind,’” 73. 41 Quoted in Sullivan, France’s Vietnam Policy, 108. 106 Chinese. Thant publicly suggested both sides consider Paris on 24 April. As these developments took place, deliberations for other sites continued between the United States and North Vietnam with no resolution. The North Vietnamese accused the Americans of constantly changing its conditions and did not believe any of its ten cities proposed on April 18 were truly neutral.42 As the press speculated about Paris and the “diplomatic plum” about to fall into de Gaulle’s lap, those amenable to the site within the administration had yet to win over Johnson.43 He neither wanted to give de Gaulle the pleasure of gaining prestige as the host to the talks nor risk having the General meddle in the negotiations. As president, Johnson had scrupulously refrained from making negative comments about de Gaulle, despite having had many chances since late 1963. He once commented, “Every time de Gaulle throws a fast ball I’m just going to lean back from the plate and let it pass.”44 On another occasion, he quipped, “I’m betting on outliving him.”45 In his memoirs, Johnson explained, in his most magnanimous prose, “I had long since decided that the only way to deal with De Gaulle’s fervent nationalism was by restraint and patience. He would not remain in power forever, and I felt sure that the fundamental common interests of our nations would survive. To have attacked De Gaulle would only have further enflamed French nationalism and offended French pride.”46 Less statesman-like, he also 42 Sieg, “‘A Straw in the Wind,’” 71-74. 43 Don Cook, “French Intent on Having Vietnam Talks in Paris,” Los Angeles Times, 18 April 1968, p. 23. 44 Drew Pearson, “Johnson Easy with De Gaulle,” Los Angeles Times, 28 May 1968, p. A5. 45 Memorandum of Conversation, 21 August 1966, FRUS, 1964-1968—Western Europe Region Volume 13, Document 196. 46 Lyndon B. Johnson, The Vantage Point: Perspectives on the Presidency, 1963-1969 (New York: Holt, Rinehart, and Winston, 1971), 305. 107 declared he refused to get into a “pissing match” with the French president. 47 De Gaulle nonetheless still bothered Johnson. He privately believed him to be a “proud, egotistical man who closely identifies himself with France.”48 Rusk believed Johnson was “afraid that General de Gaulle would have a negative influence on the talks—given General de Gaulle’s attitude toward our role in Vietnam.”49 George Ball thought the president resisted Paris because he “didn’t want to give the French the triumph of having Paris chosen, and furthermore he thought de Gaulle might double-cross him.”50 Harry McPherson chimed in, “He had been very good toward de Gaulle…but he sure as hell didn’t want to go sit down in his home town and talk with the North Vietnamese.”51 As early as April 18, Johnson told his aides and U.S. diplomats to “put Paris to rest.” He considered the site selection “a matter of substance and test of will which could foreshadow [the] character of negotiations” and did not like the message Paris would send.52 Still, Johnson’s staff kept Paris on the table, although some had reservations of their own. In a memorandum to Rusk about the location for talks, Assistant Secretary of State William Bundy discussed the positives and negatives of Paris, a possible site “in several minds.” He noted: “De Gaulle’s vitriolic criticism of the war, the overwhelmingly hostile French press, and unlimited press access can all 47 Randall Woods, LBJ: Architect of American Ambition (New York: Free Press, 2006), 704. 48 Woods, LBJ: Architect of American Ambition, 705. 49 Rusk Oral History Interview II, LBJ Library. 50 Transcript, George Ball Oral History Interview II, 7/9/71, by Paige E. Mulhollan, Internet Copy, LBJ Library. Online at: http://www.lbjlib.utexas.edu/johnson/archives.hom/oralhistory.hom/Ball-G/Ball-g2.pdf 51 Transcript, Harry McPherson Oral History Interview IV. 52 Sieg, “‘A Straw in the Wind,’” 73-74. 108 be considered drawbacks.” On the other hand, he thought Paris would be far more acceptable to both the United States’ allies and to South Vietnam than another option under consideration, Bucharest, the capital of communist Romania. Additionally, South Vietnam had a diplomatic presence in Paris, in the form of consular representation.53 By the end of April, still with no site yet chosen, Bundy again stressed the advantages Paris held regarding access to U.S. allies and as the preferred choice of Saigon out of those likely to be accepted by the North Vietnam. He concluded that Paris seemed “by all odds the least worst site.”54 Students, workers, and activists would begin to fill the streets of the Latin Quarter and occupy factories the following month to air their dissatisfaction with Gaullist France. Here, many protesters criticized the tight hold on decision-making that de Gaulle possessed as well as his inattention to domestic issues such as education reform and fair pay. The historian Jeremi Suri has argued the “Events of May” and other protests in the United States, across Western Europe, Czechoslovakia, and in China during 1968 created greater incentive for world leaders to cooperate and pursue détente in order to restore international and domestic order.55 At this time, 53 Memorandum from the Assistant Secretary of State for East Asian and Pacific Affairs (Bundy) to Secretary of State Rusk, 22 April 1968, FRUS Volume 6, Document 203. 54 Memorandum from the Assistant Secretary of State for East Asian and Pacific Affairs (Bundy) to Secretary of State Rusk, 30 April 1968 FRUS Volume 6, Document 214. 55 Jeremi Suri, Power and Protest: Global Revolution and the Rise of Détente (Cambridge, MA: Harvard University Press, 2003). For accounts of 1968 for popular audiences, see David Caute, Year of the Barricades: A Journey Through 1968 (New York: Harper and Row, 1988) and Mark Kurlansky, 1968: The Year that Rocked the World (New York: Ballantine Books, 2003). Kristin Ross, May ’68 and Its Afterlives (Chicago: University of Chicago Press, 2008) provides an academic treatment of the legacies of May 1968 in France, while Alain Touraine, The May Movement, Revolt and Reform: May 1968—the Student Rebellion and Workers’ Strikes—the Birth of a Social Movement, trans. Leonard F.X. Mayhew (New York: Random House, 1971) offers a theoretical perspective from a prominent French sociologist shortly after the protests occurred. 109 however, this dynamic had not influenced the Johnson administration’s decisions or created any newfound sympathy for de Gaulle. John Gunther Dean, a political officer at the U.S. Embassy in Paris, also weighed in on the possibility of Paris. On April 23, he echoed many of Johnson’s concerns by warning it “would be tantamount to rewarding DeGaulle for his past unfriendly position on Vietnam” and that France had adopted a policy of “benevolent neutrality” toward North Vietnam, which could result in the French taking action favoring Hanoi. He further cautioned that the French media and Vietnamese exiles in Paris would put a lot of pressure and criticism on the American delegation. On the other hand, Dean commended the city’s accessibility, its communications facilities, diplomatic representation for all parties, space for discreet meetings, and the potential for the French to help report on the North Vietnamese delegation and for a role for the French in postwar Vietnam. Another embassy officer, however, advised Washington that the disadvantages “far outweigh the obvious material and technical advantages.”56 Despite these discouraging assessments from the embassy in France, Paris remained an option, even if Johnson still worried in his unique brand of English about “getting drug in by Paris.”57 As late as the day of the agreement, the president remarked he would “rather go to almost any place than Paris.”58 In the end, Paris proved to be an accommodating place for the talks, even though Johnson’s successor Richard Nixon soon scuttled the official negotiations for backchannel talks between his National Security Adviser Henry Kissinger and his North Vietnamese counterpart, 56 FRUS Volume 6, Document 203, n. 6. 57 Telephone Conversation between President Johnson and Secretary of State Rusk, 30 April 1968, FRUS Volume 6, Document 215. 58 Memorandum from the President's Special Assistant (Rostow) to President Johnson, 3 May 1968, FRUS Volume 6, Document 221, n. 2. 110 Le Duc Tho. The admiration that Johnson’s successor, Richard Nixon, and his National Security Adviser Henry Kissinger held for the realpolitik of Charles de Gaulle further helped bilateral relations from the onset of the Nixon presidency. In fact, this American adulation encouraged the first formal presidential-level meetings between the two countries since 1961 in the winter of 1969. Still, these discussions and Nixon and Kissinger’s respect for de Gaulle did not result in serious engagement with either de Gaulle’s thoughts on Vietnam or the French example. During talks on Vietnam in February and March 1969, for example, de Gaulle told Nixon that he should follow France’s Algeria precedent and begin withdrawing more consistently from Vietnam. At this point, Nixon recalled that de Gaulle “was convinced that the power and prestige of the United States could be greatly increased and confidence in it throughout the world would be renewed once we brought the war to an end.” Although Nixon considered de Gaulle “one whose counsel I valued immensely,” he nonetheless continued to expand the air and ground war across Southeast Asia and orchestrated the most severe bombing campaigns of the entire U.S. war in Vietnam.59 Conclusion Throughout the Johnson years in Vietnam, when the United States looked back at the French experience in Vietnam, it did so with a Cold War-colored memory. From dismissing the elements that drew upon the difficulties of supporting unpopular leaders evident in de Gaulle’s early neutralization ideas to shelving the warnings about the difficulty of defeating anticolonial nationalism from George Ball to arguing that French memories stemmed from anti-Americanism 59 Richard Nixon, Leaders: Profiles and Reminiscences of Men Who Have Shaped the Modern World (New York: Warner Books, 1982), 76, 41. 111 in the Phnom Penh speech to resisting the site of Paris for peace talks over concerns about French meddling, the United States consistently failed to look at the French experience at face value. They believed de Gaulle and France represented defeat, both in Indochina and the Second World War, which was unacceptable to the youthful, overconfident Cold Warriors. French advice was thus blemished in this way as well. Perhaps a less containment- or credibility-driven mindset would have enabled a closer understanding of the French precedent and complicated these men’s views about the possibilities of success. Or it might have caused them to reconsider more honestly what U.S. intervention and support of South Vietnam looked like to those outside Saigon’s governmental elites and to those who had already faced defeat in Southeast Asia. Yet even the leading academic on the Franco-Vietminh War in the United States during the 1960s, Bernard Fall, could not escape having his analyses dismissed and his motives questioned because of his French citizenship. The FBI labeled Fall a member of the French intelligence community and considered him a mouthpiece for the French government. His purpose, the FBI surmised, was that he could “write and lecture giving French views as though they were coming from a recognized American authority.”60 More concisely, an American diplomat warned: “You’ve got to watch Bernard Fall. Remember, he’s French.” Perhaps more prudent, and less biased, advice came from Senator Mike Mansfield, a onetime professor of Asian history, who suggested: “If there is any hope of a satisfactory solution in Viet Nam and, indeed, throughout Indochina it rests very heavily on France.…We should be prepared to listen most intently and with an open ear and mind to whatever the French may have to say on Vietnam.” As Fall had noted even before U.S. escalation, the “French preoccupation 60 Department of Justice, Federal Bureau of Investigation report, “Bernard Berthold Fall,” 26 February 1964, France Vol. 1, Box 169, CF, France, NSF, LBJL. 112 with Vietnam stems from reasons that are more realistic than the desire to nettle the young men in Washington.”61 61 Friedman, Rethinking Anti-Americanism, 179, 184, 177. 113 PART III: PLODDING TOWARD PEACE CHAPTER FIVE – SECRET U.S.-FRENCH-VIETNAMESE INITIATIVES TO RESOLVE THE WAR In his recent book, Marigold: The Lost Chance for Peace in Vietnam, about the secret Polish-Italian plan to bring United States and North Vietnamese representatives together for direct talks in late 1966, historian James G. Hershberg reminds readers that “historians often rush past the period between 1965 (when Washington spiked its military role) and 1968 (when the Tet Offensive forced LBJ to seek an exit), summing it up with a single word: escalation. Yet…this period bulged with fascinating events vital to understanding the conflict’s later course and eventual outcome.”1 Although the MARIGOLD initiative counts among the more promising of third-party efforts to mediate an end to the war, it was indeed one of many attempts to resolve the war during this important, if sometimes passed-over, phase of 1965 to 1968.2 This chapter aims to explore three episodes in these years between the United States, France, and North Vietnam to reach a level of understanding that would begin peace negotiations rather than simply continue the Vietnam War militarily. These are: Franco-American contacts with the chief North Vietnamese diplomat in Paris, Mai Van Bo, from 1965 to 1966 known as the XYZ mission; 1 James G. Hershberg, Marigold: The Lost Chance for Peace in Vietnam (Washington, DC and Stanford, California: Woodrow Wilson Center Press and Stanford University Press, 2012), xvxvi. 2 For other attempts, see Bernard J. Firestone, “Failed Mediation: U Thant, the Johnson Administration, and the Vietnam War,” Diplomatic History 37, no. 5 (November 2013), 10661089; John Dumbrell and Sylvia Ellis, “British Involvement in Vietnam Peace Initiatives, 19661967: Marigolds, Sunflowers, and ‘Kosygin Week,’” Diplomatic History 27, no. 1 (January 2003), 113-149; several chapters within Lloyd C. Gardner and Ted Gittinger, eds., The Search for Peace in Vietnam, 1964-1968 (College Station, Texas: Texas A&M Press, 2004); David Kraslow and Stuart H. Loory, The Secret Search for Peace in Vietnam (New York: Random House, 1968); and, for a collection of published documents on the peace efforts with introductory essays about each initiative, George C. Herring, ed., The Secret Diplomacy of the Vietnam War: The Negotiating Volumes of the Pentagon Papers (Austin, Texas: University of Texas Press, 1983.) 115 Senator Robert F. Kennedy’s talks with France’s Vietnam experts while visiting Paris in early 1967; and the PENNSLYVANIA initiative in 1967 involving then-private citizen Henry Kissinger and two French intermediaries, Hubert Marcovich and Raymond Aubrac, the latter of whom had long-standing ties to Ho Chi Minh. It seeks to complicate the picture already presented in this study by demonstrating that even while the United States and France failed to see eye-to-eye about the necessity of fighting the Second Indochina War and often squabbled over their understandings of the war, mid-level and some high-level players within the two nations still sought to collaborate to find ways to end the war. This chapter brings together in one succinct place for the first time in English scholarship these three efforts and uses newly available or previously untapped archival material from the United States and France to supplement those works that have examined these initiatives individually.3 Taken together, these intriguing cases demonstrate that France’s historic 3 French scholar Pierre Journoud tackles these efforts sporadically in De Gaulle et le Vietnam, 1945-1969 (Paris: Tallandier, 2011) and focuses on the role of the French Foreign Ministry in the XYZ and PENNSLYVANIA efforts in “Le Quai d’Orsay et le processus de paix, 1963-1973,” in Christopher Goscha and Maurice Vaisse, eds., La Guerre du Vietnam et L’Europe, 1963-1973 (Brussels: Bruylant, 2003), 385-400. Vietnamese official Vu Son Thuy briefly provides the government’s perspective on PENNSLYVLANIA in his contribution to La Guerre du Vietnam et L’Europe, 1963-1973, “The French Role in Finding a Peaceful Solution to the Vietnam War,” 420-21. Robert K. Brigham and George C. Herring look at Kissinger, Marcovich, and Aubrac in “The PENNSLVANIA Peace Initiative, June-October 1967,” in Gardner and Gittinger, eds. The Secret Search for Peace, 1964-1968, 59-72, but without the most recently available archival material. Marianna P. Sullivan’s France’s Vietnam Policy: A Study in French-American Relations (Westport, Connecticut: Greenwood Press, 1978), the earliest work on U.S.-French discussion of the war, does not explore these secret initiatives, nor, curiously, does a new look at Western European perspectives on the Vietnam War, Eugenie M. Blang, Allies at Odds: America, Europe, and Vietnam, 1961-1968 (Latham, Maryland: Rowman & Littlefield), 2011. Both Blang and Yuko Torikata, who quickly explores XYZ and even more curtly PENNSYVLANIA, direct the bulk of their attention to Charles de Gaulle’s proclamations and efforts at the expense of the backchannel negotiations. See Yuko Torikata, “Reexamining de Gaulle’s Peace Initiative on the Vietnam War,” Diplomatic History 31, no. 5 (November 2007), 909-938 and the similar “The U.S. Escalation in Vietnam and de Gaulle’s Secret Search for Peace, 1964-1966,” in Christian Nuenlist, Anna Locher, and Garret Martin, eds., Globalizing de 116 relationship with Vietnam enabled Paris to arrange such connections or provide unparalleled information. But the talks also make clear that the Lyndon Johnson administration and North Vietnamese perspectives remained too incongruous, with each seeking ways to end the war strictly on its own terms, to foster any genuine breakthroughs. Accordingly, the XYZ, RFK, and PENNSYLVANIA efforts highlight a surprising level of cooperation between the French and Americans during the tense time over the Vietnam War and each highlights a certain potential for a diplomatic triumph. Yet they also confirm, in the case of the Vietnam War at least, what the political scientist Bernard F. Firestone characterizes in his study of United Nations Secretary General U Thant’s Vietnam peace efforts as the “limitations of third-party mediation in international conflict” prior to the official peace negotiations that began at the former Hôtel Majestic in May 1968.4 XYZ, May 1965 to January 1966 As the United States unleashed the Operation Rolling Thunder bombing campaign on North Vietnam and Johnson, de Gaulle, and their aides debated the political nature of the Vietnam conflict in mid-1965, the first secret effort to establish peace feelers between French, American, and North Vietnamese diplomats began in Paris. The operation was dubbed XYZ as an ironic nod to the diplomatic skirmish between the United States and France over the affair in which French officials sought bribes before negotiating with the Americans in the 1790s. De Gaulle himself had started to believe a peace settlement was impossible at this time, saying in Gaulle: International Perspectives on French Foreign Policies, 1958-1969 (Latham, MD: Rowman & Littlefield, 2010), 155-180. 4 Firestone, “Failed Mediation: U Thant, the Johnson Administration, and the Vietnam War,” 1060. 117 April 1965 that if the United States did not withdraw soon, the war would go on for ten years.5 Still, his recent independence from the United States in foreign affairs, his recognition of the People’s Republic of China in January 1964, and France’s continued connections with its former imperial possession put the nation in a privileged position to serve as a go-between at this early stage in American escalation. French director of the Asia-Oceania desk at the Ministry of Foreign Affairs, Étienne Manac’h, would go forward as the point person for the attempt to seek out some sort of mediation in what the historian George Herring has called “one of the most fascinating and least known” and the “best kept secret” of the Vietnam peace efforts.6 In charge of the Quai’s Southeast Asia and China portfolios, Manac’h had already become someone the United States embassy in Paris frequently turned to in its discussions of Vietnam. He also had a reputation for being more favorable to the United States than others in the French government. Indeed, the State Department believed that “Manac’h genuinely wishes to be helpful. He is certainly an intelligent and knowledgeable student of the Vietnamese scene…he does as much for us as his instructions can be stretched and perhaps even a bit more.”7 John Gunther Dean, junior Foreign Service Officer in the U.S. embassy in Paris who met Manac’h regularly and who would play a large role in RFK’s visit, characterized him as “far from being anti-American,” with fond memories of U.S. president Woodrow Wilson’s arrival in 5 Max Paul Friedman, Rethinking Anti-Americanism: The History of an Exceptional Concept in American Foreign Relations (Cambridge: Cambridge University Press, 2012), 297, n. 138. 6 Herring, ed., The Secret Diplomacy of the Vietnam War: The Negotiating Volumes of the Pentagon Papers, 74. 7 Friedman, Rethinking Anti-Americanism, 178. 118 France in 1918.8 Dean believed Manac’h was “all his life a friend of America” who “represented the best of postcolonial France.”9 Just as importantly as his credibility among the Americans, Manac’h possessed a relationship with the Democratic Republic of Vietnam’s highest ranking official in Paris, its commercial representative, Mai Van Bo. The DRV did not have diplomatic relations with France at the time; thus it had no official embassy or ambassador in country. Bo began the twentieth-century XYZ affair when he reached out to Étienne Manac’h in a “fairly pressing approach” at almost the exact end of a six-day bombing pause by the United States in May 1965.10 Manac’h, in turn, consulted with U.S. ambassador to France Charles Bohlen with what he had been told by Mai Van Bo. (Bo was referred to, strangely, as “Rupert” or “R”, in correspondence about the secret diplomacy even though other participants received code-letters “X” and “Y” in accord with the “XYZ” theme and no one ever garnered the “Z” appellation.) North Vietnam had wanted the United States to understand that DRV Premier Pham Van Dong’s “Four Points” ought only to be considered “working principles” rather than firm preconditions for discussions. First laid out on April 8, 1965, the North Vietnamese “Four Points” remained the basis for a negotiated settlement until official talks eventually began in 1968. The Four Points were as follows: (1) unilateral withdrawal of U.S. military forces from South Vietnam; (2) an 8 John Gunther Dean, Danger Zones: A Diplomat’s Fight for America’s Interests (Washington, DC: New Academia Publishing, 2009), 49. See Erez Manela, The Wilsonian Moment: SelfDetermination and the International Origins of Anticolonial Nationalism (Oxford and New York: Oxford University Press, 2007) for the initial euphoria that swept across France and other parts of the world during Wilson’s first trip to Paris. 9 Friedman, Rethinking Anti-Americanism, 178; Dean, Danger Zones, 49. 10 Herring, ed., The Secret Diplomacy of the Vietnam War: The Negotiating Volumes of the Pentagon Papers, 77. 119 end to all attacks against the North and in the South; (3) settlement of political issues in the South only by those in South Vietnam and the establishment of a provisional government initially led by the National Liberation Front; and (4) peaceful reunification of Vietnam settled by the Vietnamese in the North and South without any outside interference, in accordance with the Geneva Accords of 1954.11 Put more succinctly, the Johnson administration abbreviated the DRV’s four terms to (1) “Withdrawal of ‘foreign’ forces”; (2) “Non-interference”; (3) “Selfdetermination for SVN”; and (4) “Peaceful reunification.”12 Bo also requested French Foreign Ministry Director of Political Affairs Charles Lucet rely a message on May 20, 1965 that “Recognition [of] these ‘principles’ would create favorable conditions for solution [to the] problem and would ‘open’ possibility of convocation conference like Geneva, 1954,” with the apparent concession that U.S. troop withdrawal be dependent only on the “conclusion of a negotiation.” The United States did not inquire further into these initial comments, even though Bo had inquired of the French about a U.S. response in early June. Either way, Manac’h and Lucet had introduced to the Americans potential points of discussion should they wish to inquire into Bo’s claims.13 The proposals nonetheless might have died had it not been for what the authors of the Negotiating Volumes of the Department of Defense’s “United States-Vietnam Relations, 1945- 11 “The Record of Vietnam Peace Bids,” April 1968, #2, p. 4, Box 94 [2 of 2], Folder Vietnam 6C: Peace Initiatives - General International Initiatives (Retrospective Accounts), 1961-1968 [1 of 3], National Security Files, Country Files, Vietnam (hereafter NSF CF, Vietnam), Lyndon Baines Johnson Library, Austin, Texas (hereafter LBJL). 12 Herring, ed., The Secret Diplomacy of the Vietnam War: The Negotiating Volumes of the Pentagon Papers, 82-84. 13 Herring, ed., The Secret Diplomacy of the Vietnam War: The Negotiating Volumes of the Pentagon Papers, 78. 120 1967” (commonly referred to as “The Pentagon Papers”) labeled “private enterprise and American ingenuity.”14 In July 1965, an American businessman, Uras Arkas-Duntov of the Dreyfus Fund investment firm, approached the journalist Paul Parisot at France Soir to see if he could arrange a meeting with the well-known Bo. The journalist successfully did so through the help of another reporter, Eli Maissi, and Arkas-Duntov tipped off the State Department on July 29 that Bo continued to argue that North Vietnam wanted to negotiate based on the Geneva Accords of 1954 and the Four Points. Arkas-Duntov’s report suggested that Bo had struck a conciliatory enough tone to be worth pursuing further.15 To do so, however, the United States needed to handle the issue carefully. President Johnson, sensitive to criticism that the United States was not even making a half-hearted effort for a diplomatic solution, asked Undersecretary of State George Ball to lead the project. Ball, an opponent of escalation and therefore an aide more likely to handle the job delicately, chose as the U.S. emissary Edmund Guillion (“X”). Guillion was a retired diplomat then serving as dean of the Fletcher School of Law and Diplomacy at Tufts University who was fluent in French and had served as the Deputy Chief of Mission in Saigon in the 1950s. As a private citizen, Guillion was to be considered an “authorized but ‘unofficial’ U.S. representative,” thus providing the administration with the ability to disavow itself from anything that came from Guillion’s activities should they become public.16 The United States planned to send “X” to France to seek 14 Herring, ed., The Secret Diplomacy of the Vietnam War: The Negotiating Volumes of the Pentagon Papers, 78. 15 Herring, ed., The Secret Diplomacy of the Vietnam War: The Negotiating Volumes of the Pentagon Papers, 90-91. 16 Herring, ed., The Secret Diplomacy of the Vietnam War: The Negotiating Volumes of the Pentagon Papers, 77. 121 peace from a position of strength and gave him the following instructions, which Guillion took seriously: “show a desire for ending the conflict along lines ‘compatible with the Four Points, but…also to say the prolongation of the war’ is bound to lead to progressively larger U.S. pressures and long-term China control of North Vietnam. X was to convey that pressures in the U.S. to widen the war were growing and that ‘it would be increasingly harder to exercise restraint.’”17 Guillon and Bo first met on August 6, 1965, in which Bo drove home the idea that “discussions” were different from a “settlement,” which were both distinct from “talks.” Diplomatic hairsplitting notwithstanding, the talks proved productive enough in determining what North Vietnam had in mind with its Four Points to meet twice more in Paris in August and once more in early September, when the bombing of the North was discussed. The Americans continued to feel satisfied with the progress of the talks going into the scheduled fifth meeting on 7 September 1965. Yet it was never to occur because Bo was “sick.”18 The mysterious “Mr. Y,” described only as “ex-FSO” by the compilers of the Pentagon Papers and elsewhere only as a “white-haired gentleman” saw Bo once in November 1965, but, “nothing was said.”19 “Y” was in 17 Herring, ed., The Secret Diplomacy of the Vietnam War: The Negotiating Volumes of the Pentagon Papers, 79. 18 Herring, ed., The Secret Diplomacy of the Vietnam War: The Negotiating Volumes of the Pentagon Papers, 79-81, 107; Memorandum of Conversation, NODIS – XYZ, Literally Eyes Only for Ball, 18 August 1965, Box 22, Formerly Top Secret Central Policy Files, 1964-1966, POL – VN, Folder POL 27-14 VIET/XYZ 11-1-65, Record Group 59, General Records of the Department of State (hereafter RG 59), National Archives and Records Administration II, College Park, Maryland (hereafter NARA II); Memorandum of Conversation, NODIS - XYZ, Literally Eyes Only for Secretary, 1 September 1965, Box 22, Formerly Top Secret Central Policy Files, 1964-1966, POL – VN, Folder POL 27-14 VIET/XYZ 11-1-65, RG 59, NARA II. 19 Herring, ed., The Secret Diplomacy of the Vietnam War: The Negotiating Volumes of the Pentagon Papers, 78; Hershberg, Marigold, 524. 122 fact a retired Foreign Service Officer named Paul Jones Sturm who, like his predecessor Guillion was fluent in French and had served in Vietnam, and had even been one of the U.S. observers at the 1954 Geneva negotiations.20 Sturm would meet Vo Van Sung, another very high ranking member of the North Vietnamese delegation in Paris given the code-name “Jean,” twice in January 1966, when the DRV representative said the Four Points “must be basis of solution,” countered Y’s assurances that the United States sought truly peace, questioned the legitimacy of the South Vietnamese government, and pushed for recognition of the wishes of the National Liberation Front in South Vietnam.21 Adding to this more confrontational line, Bo would twice meet with the French press to disavow American claims that it had made progress in meeting the Four Points – disputing especially the question of NLF representation in the South – early in May 1966. All of these developments led the Defense Department’s secret history of the contacts to conclude that because “the R and X exchanges were so responsive and productive and because these exchanges were severed so abruptly, no explanation is really satisfying. It seems that this dialogue between Americans and Vietnamese was as mysterious in its ending as it was fruitful and suggestive in its beginning.”22 Other estimations include the fact that the United States continued to increase military pressure in South Vietnam in early September 1966 and that the North Vietnamese had gotten what they hoped for out of the discussions by that point. That is, it 20 George Springsteen to Robert McBride, 1 November 1965, Box 22, Formerly Top Secret Central Policy Files, 1964-1966, POL – VN, Folder POL 27-14 VIET/XYZ 11-1-65, RG 59, NARA II. 21 Herring, ed., The Secret Diplomacy of the Vietnam War: The Negotiating Volumes of the Pentagon Papers, 78; Telegram from McBride to Secretary of State, 3 January 1966. 22 Herring, ed., The Secret Diplomacy of the Vietnam War: The Negotiating Volumes of the Pentagon Papers, 87. 123 looked like it was making an honest effort toward peace and it heard more clearly what the United States had in mind, all the while building up its own military capabilities. In any case, this “mysterious” engagement would not have taken place were it not for the early efforts by the well-liked Manac’h, as well as Lucet and the French journalists Parisot and Maissi, to serve as conduits to the United States for Mai Van Bo’s initial messages. Robert Kennedy’s Trip to Paris, January to February 1967 The second possible occasion for backchannel Franco-American cooperation toward peace in Vietnam stems from much different circumstances than the official, albeit very secretive, XYZ mission. In fact, even at the time, what exactly Senator Robert Kennedy of New York discussed with the French during his visit to Paris in late January and early February 1967 became the subject of much public scrutiny and, eventually, renunciation from the Johnson administration all the way up to the president, RFK’s bitter rival. Edward Weintal, Newsweek’s diplomatic correspondent, claimed that a leaked State Department document provided evidence that Kennedy had received a “significant peace signal” during a meeting in Paris with Manac’h. The report was written by U.S. embassy Asia expert and admirer of Manac’h, John Gunther Dean, but was, according to Dean, leaked by Assistant Secretary for Legislative Affairs, Douglas MacArthur II.23 RFK also met with de Gaulle, Jean Chauvel, the chief French negotiator at the 1954 Geneva Conference, and other top French officials, but the peace feeler from North Vietnam, Weintal suggested, came during his meeting with Manac’h, “unveiled for the benefit of 23 Dean, Danger Zones, 50. 124 Robert F. Kennedy for reasons best known to the French.” 24 The Senator flatly denied any such prospects and the issue eventually faded. In some respects, though, it has remained unclear what exactly transpired during Kennedy’s trip. This section aims to rectify that confusion, doing so especially through the French record of the Kennedy-Manac’h meetings. In short, did Kennedy receive a never-pursued opportunity for peace, one potentially squashed because of LBJ’s disdain for Kennedy? The purported peace feeler, it seems, was inflated media hype, overzealousness by Dean, and the personal assessments of Manac’h about what he believed would be needed to bring the North Vietnamese to the table—even though Mai Van Bo later reportedly agreed with Manac’h’s presentation. Thus, although no peace feeler seems to have been extended, the conversation offered fruitful information potentially lost as a result of the controversy surrounding it and the American personalities involved. Even prior to Kennedy’s meetings with de Gaulle and the two French experts on Vietnam, rumors buzzed that Kennedy might try to meet with Mai Van Bo while he visited Europe for a tour d’horizon of the global issues of the day. 25 By 1967 Bo was Hanoi’s General Delegate in Paris (France increased North Vietnam’s diplomatic standing to a legation in the 24 Weintal quoted in Joseph A. Palermo, In His Own Right: The Political Odyssey of Senator Robert F. Kennedy (New York: Columbia University Press, 2002), 41. See “Hanoi Said to Give Kennedy A Signal It’s Ready to Talk,” New York Times, 6 February 1967, p.1 for The New York Times cover story on Weintal’s Newsweek piece. 25 For a record of the conversation between Kennedy and de Gaulle, see Compte Rendu: Entretien entre le général de Gaulle et le sénateur Robert Kennedy, le 31 janvier 1967, de 15 h. 30 à 16 h. 35, #55, Documents Diplomatiques Français (hereafter DDF), 1967, Tome I (1er Janvier – 1er Juillet) (Brussels : Peter Lang, 2008), 187-190. 125 summer of 1966) and, hence, the DRV’s highest-ranking diplomat in the West.26 Kennedy did in fact ask Manac’h in their 31 January meeting what he thought about a secret meeting with Bo, but he decided against such a meeting, a decision, according to Manac’h, that disappointed the North Vietnam diplomat.27 The French transcript of the conversation suggests that some elements of the Newsweek article and accompanying New York Times story did come up during Kennedy’s meeting with Manac’h. The press suggested that the “peace signal” came in the form of the idea that the North Vietnamese would accept a three-step process to negotiate a settlement to the war after the U.S. bombing of the North ended. In fact, Manac’h had said he thought the North Vietnamese wanted a formula divided into steps, gave the disclaimer “That is obviously my personal interpretation and the ‘divide into sections’ formula is my invention,” while still adding the tantalizing phrase “but this interpretation seems to me supported, not only in the statements of Mr. Trinh [DRV Foreign Minister Nguyen Duy Trinh] and Mr. Bo, but with the knowledge of information we have from other sources.” Furthermore, Manac’h potentially put words in the North Vietnamese mouths when he said: “Quite simply, it seems that they are seeking to define certain elements in a complex problem. They tell us in substance this: ‘if the Americans really want to enter into talks with the DRVN, it is sufficient that they stop permanently and unconditionally the bombing of the North: then talks would be possible between the United States and North Vietnam.’”28 26 Ronald Koven, “R.F. Kennedy Sees French Role in Peace,” New York Herald Tribune, 31 January 1967, found in Box 4, Robert F. Kennedy File, Folder Trips: 1967, Europe: France: Clippings, Papers of William vanden Heuvel, John F. Kennedy Library, Boston, Massachusetts (hereafter JFKL). 27 Compte Rendu: Entretien entre le séneteur Robert Kennedy et M. Manac’h, directeur d’AsieOceanie, le 31 Janvier 1967, DDF, 1967, Tome I (1er Janvier – 1er Juillet),197, n. 1. 28 Entretien entre le séneteur Robert Kennedy et M. Manac’h, 194. 126 When pressed by Kennedy on how the United States could expect to negotiate fruitfully if it eventually began to withdraw its troops based on a timetable, Manac’h again gave his “personal ideas,” suggesting that it could happen in three phases: first, a declaration of non-intervention announcing the decision to withdraw; second, the opening of a conference to secure the necessary guarantees from both parties; and third, the implementation of withdrawal as a result of the agreement.29 The idea of dividing the process of negotiations into stages greatly interested Dean, who was serving as translator for RFK. Dean injected himself into the conversation – he later recalled he was unsure if Kennedy “grasped what Manac’h was telling him” – to bring Kennedy’s attention to the approach, which he called “very new and very interesting,” but sought clarification from Manac’h as to whether the thinking came from him or the North Vietnamese. Here Manac’h clarified that it was his personal perspective, though Mai Van Bo later told him that he did support the thinking.30 In his memoirs, Dean argues that Manac’h’s response to his question about whether the North Vietnamese wanted to sit down and negotiate an end to the war was “Yes, absolutely.”31 The record, as seen above, provides a bit more nuance. In any case, Dean then fired off a series of reports to the State Department on the meeting, thinking even then it had been a revelation. Once his assessment of the meeting was leaked in Foggy Bottom, the media frenzy over the “peace signal” ensued. When Johnson caught wind of the situation, he grew furious and immediately blamed Kennedy for the leak (this seemed 29 Entretien entre le séneteur Robert Kennedy et M. Manac’h, 194-196. 30 Dean, Danger Zones, 49; Entretien entre le séneteur Robert Kennedy et M. Manac’h, 194. 31 Dean, Danger Zones, 49. 127 especially plausaible in LBJ’s eyes because the State Department could not find the misfiled cable) and the chance, legitimate or not, to explore the ideas presented by Manac’h further disappeared. Dean also felt the wrath of Johnson’s monumental temper, asking “Who is John Dean? Fire him!”32 Dean was not fired, but grew to distrust even those working on his side, and believed presidential politics had squashed a sensitive diplomatic initiative in its early stages. He insisted: This dismissal of a real proposal—peace talks for a bombing halts—was mistaken. It was a genuine overture, something that could have worked. Peace only has a chance when two sides decide to give in a little to get something in return. Etienne Manac’h was not dreaming, or making anything up. He had direct confirmation that the North Vietnamese were willing to negotiate to end a war. Who knew where those negotiations would have gone without such a strong denunciation? But because of domestic politics—the bitter rivalry between LBJ and RFK—the possibilities were scotched before they had a chance to develop.33 Former Undersecretary of State Nicholas deB. Katzenbach remains more skeptical of the legitimacy of the “peace feeler” idea and argues that Kennedy did not believe, or was at least unaware of, any peace signal on Vietnam in his conversation with Manac’h. Katzenbach, in fact, witnessed firsthand the exchange between LBJ and RFK over the issue. After Johnson accused Kennedy of leaking the story, RFK countered that it most likely came from Johnson’s State Department. “It’s not my State Department. It’s your goddamn State Department,” Johnson retorted in perhaps a thinly-veiled stab at the Kennedys and the Eastern Establishment he so despised and distrusted. The two argued longer, with Katzenbach recalling “there was no calming the president….I had never seen him like this, almost totally out of control, and it was not a pleasant sight.” As RFK pushed for an end to the bombing and a negotiated settlement, 32 Dean, Danger Zones, 51. 33 Dean, Danger Zones, 50. 128 Johnson accused Kennedy and his anti-war critics of prolonging the war and endangering the lives of American soldiers. Johnson concluded by telling Kennedy he had “blood on [his] hands” prior to the Senator storming out of the Oval Office to a sea of reporters to whom he again denied knowing of any peace signal.34 As this encounter makes clear, it was, to be sure, entirely unlikely that any new thinking from the North Vietnamese could be passed onto Johnson from his reviled enemy Robert F. Kennedy whether Manac’h tried to do so or not in this case of Franco-American not-so-secret Vietnam diplomacy. All that said, even if nothing official developed from – or was supposed to develop from – the meetings in early 1967, the French historian Pierre Journoud convincingly argues that Kennedy’s talk with Manac’h did alter RFK’s personal perspective on the war, nudging him to take an even more anti-war stand as he became more optimistic about the prospects of the North Vietnamese engaging in peace talks.35 PENNSYLVANIA, July 1967 to October 1967 In contrast to the lack of momentum from the RFK visit, diplomatic historians have viewed the final effort involving French and American contacts in the years of escalation, the PENNSLYVANIA initiative, as the biggest “missed opportunity” for peace (at least prior to the publication of James Hershberg’s exhaustive work on the 1966 MARIGOLD initiative) during the Johnson years.36 Some interest in the mission surely stems from the fact that its primary 34 Nicholas deB. Katzenbach, Some of It Was Fun: Working with RFK and LBJ (New York: W.W. Norton &Company, 2008), 262-263. 35 36 Journoud, De Gaulle et Le Vietnam, 281-288. Lloyd C. Gardner, “Introduction,” in Gardner and Gittinger, eds., The Secret Search for Peace in Vietnam, 1964-1968, 5. 129 American players held and would hold such high-level positions. The impetus for PENNSYLVANIA came from Secretary of Defense Robert McNamara, who had increasingly come to doubt the war’s efficacy by the summer of 1967.37 It also involved future National Security Adviser and Secretary of State Henry Kissinger serving in an unofficial but sanctioned role as the primary U.S. liaison with the French. As George Herring notes, Kissinger’s role “marked [his] debut in global shuttle diplomacy.”38 Despite a strong start, French direct contacts with the North Vietnamese leadership in Hanoi, and an eventual adjustment of the U.S. negotiating position, PENNSYLVANIA would, like MARIGOLD and perhaps XYZ, meet its end at least in part because of poorly-timed military movements decided upon by Johnson and a lack of genuine desire to negotiate by the DRV. Mai Van Bo continued to play a role in Paris in the PENNSLYVANIA channel. This time, however, his French intermediaries were not current governmental officials like Manac’h and Lucet. Rather, they were leftist acquaintances of Kissinger, molecular biologist Herbert Marcovich and the former French resistance fighter and United Nations food administrator Raymond Aubrac, who had been friends with North Vietnamese leader Ho Chi Minh since he and his wife housed Ho as he sought to attain Vietnamese independence through the Fontainebleau Agreements in the aftermath of World War II. In fact, Marcovich and Aubrac had their most influential contacts outside of Paris, though they used the city as their homebase. 37 The tag PENNSLYVANIA came from State Department Executive Secretary Benjamin Read, who was in charge of naming each peace initiative. He chose PENNSLYVLANIA in this case to honor his home state. Read named another effort PACKERS after the reigning Super Bowl champions because the initiative seemed like a “winner.” Read quoted in Herring, ed., The Secret Diplomacy of the Vietnam War: The Negotiating Volumes of the Pentagon Papers, 523. 38 Herring, ed., The Secret Diplomacy of the Vietnam War: The Negotiating Volumes of the Pentagon Papers, 521. 130 At a Pugwash Conference on Science and World Affairs in June 1967, Marcovich sold the idea to Harvard professor Kissinger that Aubrac could use his unique connection to serve as a secret intermediary with the North Vietnamese, going directly to Hanoi to meet with Ho and Pham Van Dong. Kissinger, already courting the powers-that-be, took the idea to Secretary of State Dean Rusk, whereupon McNamara discovered the proposal and pitched it to Johnson. Rusk and LBJ were skeptical, considering the Kissinger plan “just another of those blind alleys that lead nowhere. We’ve been down there before. Forget it.”39 McNamara eventually won the president and secretary of state over, and the two Frenchmen made their first trip to North Vietnam in late July. They pitched what was called the Phase A, Phase B plan for the Americans. In it, the United States promised to stop bombing in exchange for private assurances that the DRV would end infiltration of South Vietnam in a certain amount of time, at which point the U.S. force levels would freeze and peace negotiations ensue. Pham Van Dong, making the decisions for the two elderly Vietnamese revolutionaries, pushed for a bombing halt, but did not demand a public announcement of one. He also agreed to a delay between the bombing halt and negotiations and that initial talks would not need to involve the NLF or South Vietnam, with the reassurance he would see Aubrac and Marcovich again. Encouraged by their findings, the two French scholars reported the news to Kissinger in Paris, who then told Johnson administration officials. McNamara found the development especially promising, considering it “the most interesting message on the matter of negotiations we have ever had” and became its biggest cheerleader in Washington.40 By August, the 39 Brigham and Herring, “The PENNSLVANIA Peace Initiative, June-October 1967,” in Gardner and Gittenger, eds., The Secret Search for Peace in Vietnam, 1964-1968, 61. 40 Brigham and Herring, “The PENNSLVANIA Peace Initiative, June-October 1967,” in Gardner and Gittenger, eds., The Secret Search for Peace in Vietnam, 1964-1968, 61-62. 131 administration altered its negotiating stance away from one of mutual de-escalation, having Kissinger rely through Aubrac and Marcovich that the United States would stop the bombing if North Vietnam gave private assurances that it would lead “promptly to productive discussions” based “on the assumption” that the DRV not take “military advantage” of the halt by increasing the flow of troops and materiel to South Vietnam.41 This negotiating stance became known as the “San Antonio Formula” after a speech Johnson gave in the Texas city on 29 September 1967 and remained official U.S. policy for the next several months. McNamara hoped to avoid any mixed signals, such as those that had plagued earlier peace missions, when the Frenchmen presented the new U.S. position by calling for a bombing halt while Marcovich and Aubrac delivered the revised terms that August. Not only was this halt not sustained, but the United States flew more sorties over Hanoi on a single day, 20 August 1967, that the French mediators were in the North Vietnamese capital than during any previous day of the war. McNamara faulted the lack of diplomatic and military coordination for sinking the mission, but historians Robert Brigham and George Herring believe that the North Vietnamese silence on the offer stemmed more from the bombing executed prior to the scheduled halt. They write that the U.S. government “failed to see what now appears all too obvious: an apparent escalation of the bombing on the eve of a possible peace mission was not a formula for success.”42 Mai Van Bo formally rejected the offer on 10 September 1967. Kissinger attempted to smooth things over with Bo over the definition of “conditions” and 41 Herring, ed., The Secret Diplomacy of the Vietnam War: The Negotiating Volumes of the Pentagon Papers, 522. 42 Brigham and Herring, “The PENNSLVANIA Peace Initiative, June-October 1967,” in Gardner and Gittenger, eds., The Secret Search for Peace in Vietnam, 1964-1968, 64. 132 “assumptions” for the next month, but the initiative was effectively finished. Johnson believed that tying the continuation of PENNSLYVANIA to a bombing halt only benefited North Vietnam, venting that “It hasn’t cost [Ho Chi Minh] a bit. The net of it is that he has a sanctuary in Hanoi in return for having his consul talk with two scientists who talked with an American citizen.”43 How did Kissinger’s French scientist-partners explain the failure? They told him that “We think, and we must say so quite plainly, that your authorities committed the greatest error, perhaps the one that caused our entire endeavor to be fruitless, by bombing on August 15 and successively on August 21, 22, and 23 the bridge and the city of Hanoi, when they were asking us, through you, on August 17, to transmit the message drafted after our return from our trip.” They continued: “It was not possible for us to make the Vietnamese understand the coincidences of the two steps, that is, the new and serious escalation of the bombings, which hit their capital this time, and the sending of a message seeking the path to negotiation, was accidental. And frankly, dear Henri, it was difficult to believe that these two ‘deliveries’ came from the same ‘sender’—if you will permit us to refer in this manner to the President of your country.”44 Even taking a different approach of using an ambitious American professor and two supportive French private citizens with a sympathetic ear in high Vietnamese places could not alter the reality that neither the Americans nor the North Vietnamese were particularly eager to back down from military confrontation on terms not its own. 43 Johnson quoted in Walter Isaacson, Kissinger: A Biography (New York: Simon & Schuster, 1992), 123. 44 Raymond Aubrac and Herbert Marcovich to Henry Kissinger, 25 October 1967, pp. 2-3, Box 2740 POL 27-14 VIETOH to POL27-14 VIET/PENNSLVANIA, Folder POL 27-14 VIET/PENNSLYVANIA 1967, RG 59, NARA II. 133 Conclusion Beyond the disagreements at the highest levels of government between Lyndon Johnson and Charles de Gaulle over the Vietnam War, other participants in the Franco-American conversation about the fate of Southeast Asia sought to find more collaborative means to bring an end to U.S. engagement in Vietnam in the busy years of escalation. French foreign ministry Asia specialist Etienne Manac’h used his positive reputation among American officials in France and his contacts with the North Vietnamese, especially with Mai Van Bo, to facilitate one of the earliest efforts to bring about greater understanding between the United States and France through the mysterious XYZ campaign. Manac’h also seized the opportunity of Robert Kennedy’s visit in the winter of 1967 to explain North Vietnam’s changing if also enigmatic thoughts on negotiation. Although it is probably an exaggeration to say this discussion resulted in a lost chance for earlier peace talks given the acrimonious relationship between RFK and the U.S. commander-in-chief, Manac’h and Kennedy exchanged ideas on the war that pushed RFK to later become a more fervent supporter of negotiations and critical of official American positions about the importance of the Vietnam War. In the case of the PENNSYLVANIA initiative, non-state actors (in the form of academics and scientists) played the leading role in using Raymond Aubrac’s decades-old relationship with Ho Chi Minh to attempt to convey the subtly shifting American position toward negotiating terms. The French and Americans, it should be remembered, were only two voices in the multi-sided debate over the future of Vietnam’s struggle for self-determination. While the Americans played a disproportionate and I would argue unnecessary part in preventing this goal, the Democratic Republic of Vietnam, especially, also played its role in maintaining tensions through its effort for complete military victory and 134 frequent unwillingness to negotiate in good faith.45 At least in their initiatives toward peace in Southeast Asia, the U.S. and French cast examined above strove toward a common – though ultimately unattained – goal. 45 On this point, see Lien-Hang T. Nguyen, Hanoi’s War: An International History of the War for Peace in Vietnam (Chapel Hill, NC: University of North Carolina Press, 2012) and Pierre Asselin, “‘We Don’t Want A Munich’: Hanoi’s Diplomatic Struggle during the American War, 1965-1968,” Diplomatic History 36, no. 3 (June 2012), 547-81. 135 CHAPTER SIX – ENDING THE “BRUTISH QUARREL” BUT NOT THE WAR: FRANCO-AMERICAN RELATIONS AND VIETNAM IN THE NIXON YEARS Years after leaving the White House in shame following the Watergate scandal, Richard Nixon wrote Leaders: Profiles and Reminiscences of Men Who Have Shaped the Modern World.1 As part of his effort to rehabilitate his image and shape his legacy as a great statesman rather than a “crook,” Nixon shared his assessments of several of the twentieth century’s most powerful figures. His subjects ranged from British prime minister Winston Churchill to American general Douglas MacArthur to Chinese premier Zhou Enlai. None, however, received the level of praise in the volume as did Charles de Gaulle.2 Extolling de Gaulle’s “leadership mystique,” Nixon argued proudly that the French president was “one whose counsel I valued immensely, even when I disagreed with him.”3 These and other flattering words found throughout the chapter on de Gaulle were a far cry from the assessments of him typically offered by members of the John F. Kennedy and Lyndon Johnson foreign policy teams. Moreover, Nixon’s admiration was echoed by his principal foreign policy collaborator during his presidency, National Security Adviser Henry Kissinger. Even during the nadir of FrancoAmerican relations in the mid-1960s, Kissinger had offered in the 1965 academic treatment, The Troubled Partnership: A Re-Appraisal of the Atlantic Alliance, a sympathetic take on de Gaulle’s efforts toward French independence and his embrace of realpolitik. Kissinger suggested then that the United States ought to treat NATO and its relations with the nation-states of Western Europe 1 Richard Nixon, Leaders: Profiles and Reminiscences of Men Who Have Shaped the Modern World (New York: Warner Books, 1982). 2 Nixon, Leaders, 40-80. 3 Nixon, Leaders, 41. 136 more as actual partnerships, with each side having a choice, rather than serving as passive accomplices who ought to approve the American view on any given topic. He thought this approach especially applied to U.S. relations with France and its president.4 While in office, Nixon and Kissinger aimed to improve the strained situation between France and the United States. They bore the label “Gaullist” willingly and intended to approach international affairs in ways similar to de Gaulle.5 Nixon went so far as to tell his aides he wanted to emulate de Gaulle’s behavior and hoped to act more “aloof,” “inaccessible,” and “mysterious” because he believed “overexposure detracts from impact.”6 (One may quibble with whether these traits make a strong leader, but the point remains that Nixon believed so.) Such sympathy toward de Gaulle created an environment in which a presidential bilateral summit, the 4 For the efforts by Nixon and Kissinger to concentrate foreign policymaking in their hands during these years, see William Bundy, A Tangled Web: The Making of Foreign Policy in the Nixon Presidency (New York: Hill and Wang, 1998) and Robert Dallek, Nixon and Kissinger: Partners in Power (New York: HarperCollins Publishers, 2007). Several biographers of Henry Kissinger also explore this dynamic. For a critical view of Kissinger and his distortion of realpolitik, see Mario Del Pero, The Eccentric Realist: Henry Kissinger and the Shaping of American Foreign Policy (Ithaca, NY: Cornell University Press, 2009). For a more positive account, refer to Jeremi Suri, Henry Kissinger and the American Century (Cambridge, MA: Harvard University Press, 2007). Mixed reviews come from Jussi Hanhimäki, The Flawed Architect: Henry Kissinger and American Foreign Policy (Oxford and New York: Oxford University Press, 2004) and Robert D. Schulzinger, Henry Kissinger: Doctor of Diplomacy (New York: Columbia University Press, 1989). Fredrik Logevall and Andrew Preston, eds., Nixon in the World: American Foreign Relations, 1969-1977 (Oxford and New York: Oxford University Press, 2008) provides a survey of the many applications of Nixon-Kissinger foreign policy globally. For a concise view of Kissinger’s thoughts on de Gaulle, see Henry Kissinger, White House Years (Boston: Little, Brown, 1979), 104-111; Henry A. Kissinger, The Troubled Partnership: A Re-Appraisal of the Atlantic Alliance (New York: McGraw-Hill, 1965). 5 Marc Trachtenberg, “The French Factor in U.S. Foreign Policy during the Nixon-Pompidou Period, 1969-1974,” Journal of Cold War Studies 13, no. 1 (Winter 2011), 4-59. Trachtenberg’s article is the most recent account of U.S-French relations during the Nixon presidency. Although invaluable in many respects, its focus is primarily on international monetary policy, nuclear issues, and the French response to Kissinger’s 1973 “Year of Europe” proposals. 6 H.R. Haldeman, The Haldeman Diaries: Inside the Nixon White House (New York: G.P. Putnam’s Sons, 1994), Entry for 18 May 1969, 59. 137 first since Kennedy went to France in May 1961, was quickly set up between Nixon and the French president. The consultations took place in Paris six weeks into Nixon’s presidency at the end of February and beginning of March 1969. This set of meetings softened the ground for a reciprocal visit to the United States by de Gaulle’s successor, Georges Pompidou, in February 1970. Although Nixon and Kissinger did not view Pompidou in the same heroic light as they had de Gaulle, they also appreciated the new French president, who practiced his own, less egocentric version of Gaullism in foreign affairs. Nixon would consult with Pompidou again in November 1970 at de Gaulle’s funeral.7 These meetings and more cooperative diplomatic discussions between the U.S. and French foreign policymakers throughout the first Nixon term successfully ended the “brutish quarrel,” as Kissinger dubbed it, in Franco-American relations that had lasted over a decade.8 During this time, the war in Vietnam raged on, regardless of Nixon’s “Vietnamization” policy that meant to turn over more of the fighting to the Army of the Republic of Vietnam (ARVN) and, as a result, intended to allow for U.S. troop withdrawals.9 The increased sympathy that 7 On the Pompidou-de Gaulle relationship, see Philippe Alexandre, The Duel: De Gaulle and Pompidou, trans. Elaine P. Halperin (Boston: Houghton-Mifflin, 1972). 8 Kissinger quoted in Trachtenberg, “The French Factor in U.S. Foreign Policy during the NixonPompidou Period, 1969-1974,” 5. 9 For treatments of the Vietnam War and the negotiations underway during the Nixon era, see Pierre Asselin, A Bitter Peace: Washington, Hanoi, and the Making of the Paris Agreement (Chapel Hill: University of North Carolina Press, 2002); Larry Berman, No Peace, No Honor: Nixon, Kissinger, and Betrayal in Vietnam (New York: Free Press, 2001); George Herring, America’s Longest War: The United States and Vietnam, 1950-1975, 4d ed. (Boston: McGrawHill, 2002), 271-322; Jeffrey Kimball, Nixon’s Vietnam War (Lawrence, KS: University Press of Kansas, 1998); Lien-Hang T. Nguyen, Hanoi’s War: An International History of the War for Peace in Vietnam (Chapel Hill: University of North Carolina Press, 2012); Robert D. Schulzinger, A Time for War: The United States and Vietnam, 1941-1975 (Oxford and New York: Oxford University Press, 1997), 274-304. Andrew Johns, Vietnam’s Second Front: 138 Nixon and Kissinger held for de Gaulle’s counsel, however, failed to encourage the two men to absorb de Gaulle’s critique of the war during the 1969 meetings. Although an opponent of the war, Pompidou valued the improved bilateral relations and therefore refrained from airing his thoughts in the confrontational way his predecessor sometimes had.10 For Pompidou, maintaining the new state of U.S.-French relations and the friendship he developed with Nixon trumped any desire to speak out against the continued American military involvement to such an extent that he would only offer the faintest of objections when a French diplomat was killed in Hanoi by a U.S. bombing raid in late 1972. To be sure, this instance aside, the war had long since diminished as a divisive issue between the two nations, with the first high-level sign of improvement coming when de Gaulle called Johnson’s March 31, 1968 decision to seek negotiations and declare a partial bombing halt of North Vietnam “an act of reason and political courage.”11 The fact that the French served as accommodating hosts for the peace negotiations – eventually helping Kissinger meet with his North Vietnamese counterpart Le Duc Tho in secret – also removed the war as a hot-button issue. Pompidou further understood it would be a challenge to wind down the American military commitment. Nor did he and others in the French government have all the answers. Yet it would be a far cry to say that the French interpretation of the potential for the war’s success had Domestic Politics, the Republican Party, and the War (Lexington: University Press of Kentucky, 2010), 237-324, explores the connections between Nixon’s war policy and domestic politics. 10 For a French-language summary of Pompidou’s perspectives on Vietnam, see Laurent Cesari, “Le président Georges Pompidou et la guerre du Vietnam (1969-1974),” in Christopher Goscha and Maurice Vaïsse, eds., La Guerre du Vietnam et L’Europe, 1963-1973 (Brussels: Bruylant, 2003), 179-92. Cesari’s article is helpful on many accounts, but does not cover the U.S.-French presidential conversations about Vietnam that this chapter examines in detail. 11 Quoted in Marianna P. Sullivan, France’s Vietnam Policy: A Study in French-American Relations (Westport, Conn: Greenwood Press, 1978), 115. 139 changed or, as Kissinger would write in his memoirs, that “[d]uring the entire period of the war I recall no criticism by a European leader in even the most private conversation.”12 This chapter will explore the aforementioned high-level gatherings and other flashpoints from 1969 to the signing of the Paris Peace Accords in January 1973. It will show that for all the new goodwill that developed over these years, Nixon and Kissinger were still not listening when it came to Vietnam. The Nixon-de Gaulle Meetings, February-March 1969 A month after assuming the presidency in January 1969, Richard Nixon made his first trip abroad. He chose a week-long tour of Europe as a way to “establish the principle that we would consult with our allies before negotiating with our potential adversaries.” He hoped to show the rest of the world that he would not be “completely obsessed” with Vietnam and to shore up domestic political support by demonstrating that for whatever opposition he faced at home, European leaders would receive him “with respect and even enthusiasm.” Along the way, Nixon visited dignitaries and politicians in London, Bonn, Brussels, Berlin, and Rome. His stay in Paris from February 28 to March 2, 1969, however, turned out, as he hoped, to be the “high point personally and substantively” of the trip. Even before the set of meetings he held with Charles de Gaulle, Nixon considered it crucial to win over “Le General.” He wanted to use Paris as the base for opening secret communications with China and North Vietnam and knew this goal would impossible without better relations with de Gaulle. Writing in his memoirs, he recalled: “Most important, I felt that President de Gaulle’s cooperation would be vital to ending 12 Kissinger, White House Years, 424. 140 the Vietnam war and to my plans for beginning a new relationship with Communist China.”13 Over the course of ten hours of discussion across three days, Nixon and de Gaulle indeed tackled Vietnam, U.S. rapprochement with China, and a host of other important international topics such as the intentions of the Soviet Union, nuclear weapons, international economic issues, and the U.S. role in Western Europe.14 Nixon had earlier conversed with de Gaulle about Vietnam as a private citizen while travelling through Europe in 1967 to boost his foreign policy profile prior to the 1968 election. At this point, de Gaulle encouraged Nixon to “advocate an early end to the war on the best possible terms.” Decades before the opening of Eastern bloc archives confirmed Soviet ambivalence about the Vietnam War, de Gaulle told candidate Nixon that the conflict caused the Soviets considerable economic trouble and, thus, they had little interest in its prolongation. On this insight, Nixon believed de Gaulle’s “usually keen judgment was faulty.” 15 Now successfully in office, Nixon’s conversations with de Gaulle possessed the genuine potential to influence the direction of the war effort. Nixon served as a captive, appreciative audience for the French president in 1969 too, but their exchange of ideas about Vietnam did not produce any significant changes in Nixon’s approach to his Southeast Asia policy. As will be seen below, Nixon continued to excuse de Gaulle’s thoughts on Vietnam as aberrations from his otherwise sound analysis. 13 Richard Nixon, RN: The Memoirs of Richard Nixon (New York: Simon & Schuster, 1978), 370-71. 14 15 Nixon, Leaders, 72. Nixon, Leaders, 75; Ilya Gaiduk, The Soviet Union and the Vietnam War (Chicago: Ivan Dee, 1996) and Confronting Vietnam: Soviet Policy Toward the Indochina Conflict (Washington: Wilson Center Press; Stanford: Stanford University Press, 2003). 141 The Initial Contact, February 28, 1969 Nixon hoped to impress his idol, whose role leading the Free French in World War II also impressed the former U.S. naval officer, as soon as he arrived in Paris. Seeing de Gaulle standing on the runway coatless while exposed to the cold winter air, Nixon removed his overcoat before he departed Air Force One. De Gaulle greeted the president in English, a rare gesture, which encouraged Nixon to think the visit was off to a successful start.16 The two men held their first private conversation, with only their interpreters present, on the afternoon of February 28 at the Elysée Palace, the presidential residence and headquarters. De Gaulle told Nixon he was willing to discuss any topic his visitor wished. They spoke first about Western policy toward the Soviet Union, particular in light of its preoccupation with China. De Gaulle spoke at length about Russian history and stressed the need for détente with the Soviets. They then discussed the catastrophic impact the use of tactical nuclear weapons would have on Europe and the world in the event of a conventional attack, however unlikely, by the Soviet Union. The two men exchanged pessimistic views on the state of Middle East peace talks. 17 Vietnam only came up in a brief comment made by Nixon in which he expressed his desire for Soviet cooperation in 16 Nixon, RN, 371. 17 Memorandum of Conversation, The President, De Gaulle, et al., 28 February 1969, Memcons – Europe (Feb 23 1969 – Mar 2, 1969), Box 447, President’s Trip Files, National Security Council Files (hereafter NSC), Richard Nixon Presidential Library (hereafter RNL), Yorba Linda, CA; Premier Entretien en Tête-à-Tête entre Le Général de Gaulle et M. Nixon, Vendredi 28 février 1969 – 15h45 – 17h55, Vol. 36, Secrétariat Général (hereafter SG), Entretiens et Messages (hereafter EM), Reel P17462, Archives du Ministère des Affaires Étrangères (hereafter MAE), La Courveuve, France. Comparing the American and French records provides the fullest account possible of these conversations. While the U.S. Memoranda of Conversations are in report form (prepared by Nixon’s translator General Vernon Walters), the French records are in transcript style. Studying the French versions helps clarify and add to the more concise U.S. documents. 142 pressuring the North Vietnamese to solve the “Vietnamese problem.” De Gaulle tied this hope to the wider benefit that détente with the Soviet Union could bring for international affairs.18 Nixon returned from the meeting “in great spirits.” Although this first discussion did not tackle Southeast Asia in any detail, the meeting set the tone for further cooperative exchange, particularly after an elaborate state dinner hosted by de Gaulle that evening at the Elysée. Nixon’s Chief of Staff H.R. “Bob” Haldeman believed Nixon’s performance at the dinner to be the “finest hour” of his young presidency. He thought de Gaulle’s toast went “way beyond the need of protocol” and believed it marked the beginnings of improved presidential relations between the United States and France. He concluded that “it would appear that at least a giant step has been taken toward the principal goal of this trip.”19 Kissinger, who did not attend the first Nixon-de Gaulle meeting, told the press earlier that day that he hoped the visit would also allow other European countries to no longer feel torn between the United States and France. He noted: “It is the conviction of the President that it serves no purpose, it serves nobody’s purpose for the United States and France to have avoidable bad relations….I think we are making it possible for every country to make their decision on the merits of the issues, if we are not in an organic conflict with France.”20 Regardless of this development, Kissinger got an unwanted earful on Vietnam during his first interaction with the imposing de Gaulle at the state dinner that evening. The French president did not view Kissinger as Nixon’s partner, how Kissinger often 18 Memorandum of Conversation, The President, De Gaulle, et al., 28 February 1969, p. 4, Memcons – Europe (Feb 23 1969 – Mar 2 1969), Box 447, President’s Trip Files, NSC, RNL; Premier Entretien en Tête-à-Tête entre Le Général de Gaulle et M. Nixon, 28 février 1969, pp. 910, Vol. 36, SG, EM, Reel P17462, MAE. 19 Haldeman, The Haldeman Diaries, Entry for 28 February 1969, 35. 20 Kissinger, White House Years, 107. 143 saw himself, but rather simply as his subordinate. According to Kissinger, the disappointing meeting unfolded as follows: Without the slightest attempt at small talk, de Gaulle greeted me with the query: “Why don’t you get out of Vietnam?” “Because,” I replied, “a sudden withdrawal might give us a credibility problem.” “Where?” the General wanted to know. I mentioned the Middle East. “How very odd,” said the General from a foot above me. “It is precisely in the Middle East that I thought your enemies had the credibility problem.”21 Historians would be wise not to take this conversation as a verbatim record because it is drawn from Kissinger’s memoirs, but it does illustrate a larger point. Even someone whom Kissinger respected as much as de Gaulle could not shake him from his view (common among the LBJ administration as well) that American credibility in the world would be damaged by a more rapid disengagement from the war than the slow and unsteady one then underway. Meeting at Versailles, March 1, 1969 In the afterglow of the previous night’s otherwise joyous festivities, Nixon and de Gaulle met again the next morning. This time they convened in the Grand Trianon Palace at Versailles. Nixon asked de Gaulle if they might speak about Vietnam during these one-on-one conversations, but de Gaulle demurred, declaring instead that he would speak at length about Vietnam during the final meeting on the following day. Instead, the talks focused on de Gaulle’s survey of the European scene, the future of NATO, and his perspective of China’s future intentions for itself, its interpretation of the Sino-Soviet split, and its wider place in the world.22 21 22 Kissinger, White House Years, 110. Memorandum of Conversation, The President, De Gaulle, et al., 1 March 1969, Memcons – Europe (Feb 23 1969 – Mar 2 1969), Box 447, President’s Trip Files, NSC, RNL ; Entretien en 144 Still, de Gaulle did address Vietnam at one point and used the private setting to provide secret information to Nixon that he believed Nixon might find helpful. Here, unlike in the peace initiatives of 1965 to 1967 discussed in Chapter Five, de Gaulle played a direct role in passing along information that could potentially move forward the negotiations then under way. In this case, too, France’s relationship with the North Vietnamese and the National Liberation Front played a role, particularly as the negotiations were taking place in the French capital. De Gaulle explained to Nixon that the Chief of the NLF delegation in Paris, Tran Buu Kiem, had come to the Quai d’Orsay earlier that week because he knew Nixon and de Gaulle would speak about Vietnam during their meetings. De Gaulle thought it important that he communicate what the NLF diplomat had to say before Nixon saw his newly-appointed lead negotiator in Paris, none other than Henry Cabot Lodge, Jr., and Nixon gave him any further instructions.23 De Gaulle relayed to Nixon that Tran Buu Kiem said “if there was a renewed offensive by the North Vietnamese and the NLF in the South and against Saigon, it was because the Paris negotiations were not going well and therefore they had been obliged to step up their military action, but that if the Paris negotiations began moving they might act differently on the terrain in Vietnam.”24 Nixon did not directly acknowledge this information. Rather, he took the time to explain his views on the negotiations, which he said would “make every effort” to bring the war to an Tête-à-Tête entre Le Général de Gaulle et Le President Nixon, Trianon, Samedi 1er mars 1969 – 10h à 11h55, Vol. 36, SG, EM, Reel P17462, MAE. 23 Memorandum of Conversation, The President, De Gaulle, et al., 1 March 1969, Memcons – Europe (Feb 23 1969 – Mar 2 1969), Box 447, President’s Trip Files, NSC, RNL, pp. 6-7; Entretien en Tête-à-Tête entre Le Général de Gaulle et Le President Nixon, Trianon, Samedi 1er mars 1969 – 10h à 11h55, Vol. 36, SG, EM, Reel P17462, MAE, pp. 11-12. 24 Memorandum of Conversation, The President, De Gaulle, et al., 1 March 1969, Memcons – Europe (Feb 23 1969 – Mar 2 1969), Box 447, President’s Trip Files, NSC, RNL, p. 6. 145 end on terms conducive to both North and South Vietnam. Instead of exploring the connection between the negotiating progress and the signaling that the NLF diplomat revealed would come from renewed military action, Nixon blustered that “he was not one to react lightly to such attacks.” To be sure, Nixon and others could rightfully be tired of the propaganda tirades at the official talks. But in a line right out of the Johnson-era playbook, he added: “But if we ran into a stone wall in the negotiations then another road might be appropriate. It took two as the General well knew to make peace.”25 Either way, Nixon thought the best way to move negotiations forward would be to have private talks. He closed by seeking de Gaulle’s opinion on whether he thought the Soviet Union wanted peace in Vietnam (it did) and whether France would help with private negotiations (it would).26 Shortly before lunch Nixon and De Gaulle’s national security principals joined the two men and their translators. De Gaulle brought in Maurice Couve de Murville, who was at that point Prime Minister, Foreign Minister Michel Debré, Quai d’Orsay Secretary General Hervé Alphand, French ambassador to the United States Charles Lucet, and three other foreign policy aides. Kissinger accompanied Nixon and his translator General Vernon Walters during this conversation, as did Secretary of State William Rogers, U.S. ambassador to France Sargent Shriver, and four members of Kissinger’s NSC staff. Nixon asked de Gaulle to recount to his staff their earlier conversation about the future of the Atlantic Alliance and European unity. The 25 Memorandum of Conversation, The President, De Gaulle, et al., 1 March 1969, Memcons – Europe (Feb 23 1969 – Mar 2 1969), Box 447, President’s Trip Files, NSC, RNL, p. 7. 26 Memorandum of Conversation, The President, De Gaulle, et al., 1 March 1969, Memcons – Europe (Feb 23 1969 – Mar 2 1969), Box 447, President’s Trip Files, NSC, RNL, pp. 7; Entretien en Tête-à-Tête entre Le Général de Gaulle et Le President Nixon, Trianon, samedi 1er mars 1969 – 10h à 11h55, Vol. 36, SG, EM, Reel P17462, MAE, pp. 12 ; Nixon, RN, 374. 146 war did not come up during this brief expanded session, regrettable perhaps because it limited the diversity of perspectives that could weigh in on the war. 27 In the afternoon, Nixon and de Gaulle met again, with only their translators and Couve present. The conversation focused on the merits of an Anti-Ballistic Missile system, increasing Franco-American understanding in the most general sense, international monetary policy, and Nixon’s interest in whether de Gaulle thought Pope Paul VI, whom Nixon would see after leaving France, could influence the Italian electorate away from leftist politics.28 The U.S. and French delegations returned to Paris in the evening, where Shriver and his wife Eunice hosted a state dinner for de Gaulle at the U.S. embassy residence. This dinner, too, went smoothly, with de Gaulle proclaiming in his toast that the visit had “increased his admiration for [Nixon]—if that were possible.” Kissinger believed the day’s talks went “extremely well and that our mission is accomplished.”29 Vietnam Conversation on March 2, 1969 The final meeting between the two presidents occurred mid-day on 2 March 1969 at de Gaulle’s office in the Elysée. Although only an hour long, it contained the most substantive talks on Vietnam, with de Gaulle returning to the topic as promised the day before. Before beginning discussion of the war, Nixon and de Gaulle agreed that de Gaulle would make a reciprocal visit 27 Entretien, Séance Plénière du Samedi 1e Mars 1969, 11h45 – 13h, Vol. 36, SG, EM, Reel P17462, MAE. 28 Memorandum of Conversation, The President, De Gaulle, et al., Afternoon Conversation, 1 March 1969, Memcons – Europe (Feb 23 1969 – Mar 2 1969), President’s Trip Files, Box 447, NSC, RNL ; Entretien en Tête-à-Tête entre Le Général de Gaulle et Monsieur Nixon, Trianon, samedi 1er mars – 15h à 16h25, Vol. 36, SG, EM, Reel P17462, MAE. 29 Haldeman, The Haldeman Diaries, Entry for 1 March 1969, 35. 147 to the United States at some point in early 1970. Nixon then put forward a set of arrangements that would represent the hallmark of Nixon-Kissinger diplomacy: secrecy. The two leaders agreed, at Nixon’s suggestion, to circumvent the usual diplomatic channels and communicate directly through Kissinger. Nixon also proposed to de Gaulle that they might use backchannels to discuss international monetary policy, to which de Gaulle asked if Nixon had a comparable deal with the British and Germans. Nixon said no, although he did not disclose that Kissinger had recently begun meeting with Soviet Ambassador to the United States Anatoly Dobrynin in similar fashion.30 Nixon told de Gaulle that he did not think “one could make much progress when one was working in a goldfish bowl.”31 Next, Nixon turned to Vietnam. Nixon told de Gaulle that he wanted to develop a plan that would avoid another similar war in Southeast Asia if possible and asked the General’s opinion on how he would solve the problem. After telling Nixon he was not in his position, de Gaulle proceeded to say he “knew what he thought would be best for all, especially the US.” He believed the United States could “get rid of this bad affair and make peace” if, and only if, it conducted political negotiations at the same time it conducted military negotiations by establishing a calendar for the departure of American troops. De Gaulle’s faith in the necessity of a troop withdrawal calendar stemmed as far back as his Phnom Penh speech in September 1966. 30 Memorandum of Conversation, The President, De Gaulle, et al., 2 March 1969, Memcons – Europe (Feb 23 1969 – Mar 2 1969), Box 447, President’s Trip Files, NSC, RNL ; Dernier Entretien Entre Le Général de Gaulle et Le President Nixon, Paris, Dimanche 2 Mars 1969 – 12h45 à 13h45, Vol. 36, SG, EM, Reel P17462, MAE. For two fascinating collections of primary documents on the Kissinger-Dobrynin backchannel, see David C. Geyer and Douglas E. Selvage, eds., Soviet-American Relations: The Détente Years, 1969–1972 (Washington, DC: Government Printing, 2007) and William Burr, ed., The Kissinger Transcripts: The Top-Secret Talks with Beijing and Moscow (New York: The New Press, 1998). 31 Memorandum of Conversation, The President, De Gaulle, et al., 2 March 1969, p. 2, Memcons – Europe (Feb 23 1969 – Mar 2 1969), Box 447, President’s Trip Files, NSC, RNL. 148 De Gaulle argued that a settlement to the political negotiations would not come if the United States did not have an established plan for military departure and vice-versa. Moreover, de Gaulle proposed using the terms of the 1954 Geneva Accords, which were still legally valid, as the basis for a political settlement. De Gaulle reminded Nixon, who had been vice president when the Eisenhower administration began the fifteen-year U.S. tradition of ignoring the Geneva agreements since it claimed the North Vietnamese violated them first, that the Accords had garnered the approval of the North and South Vietnamese as well as the international signatories, including China. He believed that Nixon could genuinely end the conflict by saying the United States would withdraw its troops if all sides agreed to the validity of the 1954 agreements and set a calendar for military withdrawal. De Gaulle did not think the United States should leave precipitously, or “with undue haste (en catastrophe),” but thought this approach was “the basis on which an arrangement could be found would be acceptable and natural.”32 He anticipated that both North and South Vietnam would agree to the proposal and suggested that the complexion of the International Control Commission that had been put in place to oversee the accords could even be changed to please all sides. De Gaulle acknowledged that what would happen to South Vietnam “would not be very bright” or “good.” He assured Nixon, however, as he had earlier officials in the Kennedy and Johnson teams, that he did not think North Vietnam would absorb the South, “at least not initially.” Perhaps it would in a few years, but – echoing in part the “decent interval” interpretation of Nixinger policy that the historian Jeffrey Kimball and other Vietnam War 32 Memorandum of Conversation, The President, De Gaulle, et al., 2 March 1969, p. 3, Memcons – Europe (Feb 23 1969 – Mar 2 1969), Box 447, President’s Trip Files, NSC, RNL. 149 scholars have put forth – by that point it would not be the responsibility of the United States.33 De Gaulle expected that a coalition government would be elected in the South and that the people would not want to be under the rule of the northern “Tonkinese,” be it under Ho Chi Minh or anyone else. He argued that historic differences between the people in Cochinchina (southern Vietnam), Annam (central Vietnam) and Tonkin (northern Vietnam) would persist. De Gaulle used names the colonialist French had given to the regions of Vietnam, but he was right to suggest regional differences existed. He further reassured Nixon that he did not think nonCommunists in the south would be murdered. At this point Nixon interrupted to ask whether de Gaulle believed elections would then take place in North Vietnam. De Gaulle predicted they “would be a swindle run by the Communists.” Even still, he reminded Nixon that all of Vietnam, especially North Vietnam, was decimated and that if the United States followed this approach it would be easier to have influence to improve the postwar situation.34 De Gaulle continued his comments by assuring Nixon he knew the “extraordinary difficulty” of the situation he was in based on his experience ending the Algerian War. “If he spoke frankly,” de Gaulle remarked, “it was because he had been in a similar situation himself. It was not a parallel situation but a similar one. He had to take cruel decisions when he decided to evacuate Algeria. French troops had been in control of the terrain, but he could not solve the political solutions with the Arabs in Algeria and elsewhere, and that was why he had taken the 33 Memorandum of Conversation, The President, De Gaulle, et al., 2 March 1969, p. 4, Memcons – Europe (Feb 23 1969 – Mar 2 1969), Box 447, President’s Trip Files, NSC, RNL. Kimball, Nixon’s Vietnam War makes the most forceful case for Kissinger’s embrace of the “decent interval” approach. 34 Memorandum of Conversation, The President, De Gaulle, et al., 2 March 1969, p. 4, Memcons – Europe (Feb 23 1969 – Mar 2 1969), Box 447, President’s Trip Files, NSC, RNL. 150 decision to go.”35 He took two years – hardly a sudden withdrawal, especially to the Algerian nationalists – to withdraw the troops, but he still believed he had made the right choice. He acknowledged the differences between Vietnam and Algeria, but in ways that actually made it look easier for the United States to withdraw than it had been for France. The United States, for instance, did not have any settlers, a 130-year history in Vietnam, and Vietnam was not on the U.S. “doorstep.” He told Nixon that he would face criticism for ending the war, but that it would be preferable to the alternative of perpetuating the fight without any way possible to win. He encouraged Nixon to think in geopolitical terms, for ending the war would allow him to more easily pursue détente with the Soviet Union. De Gaulle acknowledged France’s role in strengthening the appeal of communism in Vietnam through its efforts to maintain the colonial system. This oppression allowed Communists to seize the broader call for independence. All told, de Gaulle advised Nixon, the United States “could make such a settlement because its power and wealth was so great that it could do this with dignity. It would better to let go than to try and stay.”36 Nixon’s foreign policy hero had just placed before him a thorough case for ending the war and a fairly specific plan to do so at that. He even sympathized with Nixon, which was a rarity for the “aloof” French president; accepted some of the blame on behalf of the French, another uncommon act for de Gaulle; and appealed to Nixon’s desire to get past the war and move onto the more historic opportunity of bringing about U.S.-Soviet cooperation. Yet Nixon barely budged. He parroted the talking points that the United States needed to end the war “in a 35 Memorandum of Conversation, The President, De Gaulle, et al., 2 March 1969, p. 5, Memcons – Europe (Feb 23 1969 – Mar 2 1969), Box 447, President’s Trip Files, NSC, RNL. 36 Memorandum of Conversation, The President, De Gaulle, et al., 2 March 1969, p. 5, Memcons – Europe (Feb 23 1969 – Mar 2 1969), Box 447, President’s Trip Files, NSC, RNL. 151 responsible way” and “could not rush out in a panic.” He insisted U.S. credibility would “suffer badly.” Nixon later dismissed the approach as a “simple pullout,” even though nothing de Gaulle said, especially his reference to the two years it took him to extricate France from Algeria, indicated he expected the United States to rush out irresponsibly. Undoubtedly, de Gaulle’s international credibility was enhanced following the end of the Algerian war. A timetable tied to political negotiations need not be immediate, but it was a plan. Years later, Kissinger would try to discredit and distort the substance of the conversation as well, writing in his memoirs that de Gaulle “suggest[ed] that we use a time limit on our withdrawal as a means of obtaining a political accommodation—though having sketched the objective, he supplied no clue as to how to achieve it.”37 Nixon at least paid lip service to one clue de Gaulle offered, the use of the 1954 Geneva agreements. He called it “one method that could be studied.” It was not. He tried to win de Gaulle over with another version of his “secret plan to end the war” campaign promises, telling him vaguely, for his “private information,” that “we are going to try to explore with the other side all possible avenues to achieve a responsible settlement. This would require hard bargaining and take some time,” but “we needed some time in terms of public opinion.” He repeated his belief that private talks would prove more fruitful than public meetings in doing so, as it would help all sides save face.38 De Gaulle agreed about the wisdom of private meetings. He told Nixon that because of the French connections with the Vietnamese and because the talks were going on 37 Memorandum of Conversation, The President, De Gaulle, et al., 2 March 1969, p. 5, Memcons – Europe (Feb 23 1969 – Mar 2 1969), Box 447, President’s Trip Files, NSC, RNL; Nixon, Leaders, 75; Kissinger, White House Years, 107. 38 Memorandum of Conversation, The President, De Gaulle, et al., 2 March 1969, p. 5, Memcons – Europe (Feb 23 1969 – Mar 2 1969), Box 447, President’s Trip Files, NSC, RNL. 152 in Paris, he knew it “to be a fact” the North Vietnamese and NLF truly wanted peace. He stressed to Nixon that political negotiations would decrease their military activity and “change the atmosphere” in South Vietnam. In response to a question from Nixon about whether the North Vietnamese thought the United States wanted peace, de Gaulle described the DRV’s leadership’s concerns over whether the United States could truly make peace as a capitalist democracy. Nixon asked de Gaulle to reassure any North Vietnamese contacts he had that the United States did want peace. He further asked de Gaulle to relay that if the United States reduced its forces, a reciprocal move, “perhaps in terms of prisoners, would be well-received by public opinion.” Nixon’s peace plan in many ways always depended on public opinion. De Gaulle ended the three days of conversation by saying that he felt the most effective way to achieve results was direct contact between the United States and North Vietnamese without any third-party mediation. This suggestion sparked “great interest” from Nixon. If he left Paris without taking any of de Gaulle’s other advice about ending the war in Vietnam, Nixon found something he wanted to hear in the prospect of secret, direct talks. He felt confident that de Gaulle would help initiate them. Under the Pompidou government, France would indeed provide the logistics to facilitate these talks between Kissinger and Le Duc Tho.39 Successful Trip? The Nixon administration returned to the United States rightly convinced the trip had been a success in improving Franco-American relations. Although hoping to improve diplomatic relations on all issues, Nixon had achieved his broader goal of “overcome[ing] the estrangement 39 Memorandum of Conversation, The President, De Gaulle, et al., 2 March 1969, p. 6, Memcons – Europe (Feb 23 1969 – Mar 2 1969), Box 447, President’s Trip Files, NSC, RNL; Nixon, RN, 374. 153 that had grown between us and to establish a relationship of trust and confidence with de Gaulle.”40 In fact, Nixon believed “a new period of communication was opening…that would reduce our differences…and eliminate all angry rhetoric.” When Jacques Chaban-Delmas, the president of the French National Assembly, came to the United States three weeks later to accompany a group of French businessmen touring the country, he told Nixon that de Gaulle had mentioned how satisfied he had been with their meetings. According to de Gaulle, these first steps would “greatly facilitate the concerting of French and U.S. efforts. The future of U.S.French relations looked bright.” De Gaulle had been particularly encouraged by the rapport and mutual trust established between the two men and with the “complete confidence he felt in him.”41 On the Vietnam War, de Gaulle’s confidence proved to be misplaced. Nixon could henceforth count on Paris as a base for his secret negotiations with Hanoi and Beijing. But it would be a mistake to claim any real change had taken place in Nixon or Kissinger’s thinking on the Vietnam War. Yes, the United States would now be able to negotiate outside public scrutiny, but the terms and underlying assumptions behind their negotiating positions remained unchanged. Nixon and Kissinger had no interest in putting forth proposals in line with the Geneva Accords. They continued to fear the impact of withdrawal on American credibility throughout the world and, at least for Nixon, its impact on his popularity with voters. They insisted that they were genuinely undertaking an orderly, planned, and gradual de-escalation, but failed to re-think their stance on political conditions, particularly, at this time at least, about the 40 41 Nixon, RN, 370. Memorandum of Conversation, The President, Chaban-Delmas, et al., 20 March 1969, p. 2, Country Files, France, Vol. I (20 Jan – 11 Apr 1969), Box 674, Country Files – Europe, France, NSC, RNL. 154 future of the South Vietnamese government. They periodically ratcheted up U.S. military involvement through intensive bombing strikes as the ground war became de-Americanized. In fact, Nixon and Kissinger discussed expanding the air war into Cambodia and Laos even while on the European trip. “Operation Menu,” as the bombing campaign became known, was called off at that time because the State Department opposed it and because the “risk otherwise is too great.” This decision made Kissinger “very disappointed” in Paris.42 He and Nixon ensured the campaign began in earnest in mid-March 1969, however. Such a provocative decision could hardly be considered engagement with the suggestions put forth by de Gaulle, someone Nixon about whom once pontificated: “No leader I met could surpass his remarkable ability to discuss any subject on any part of the world with such competence, intelligence, and at times profound insight.”43 Nixon and Pompidou The “slow thaw” in Franco-American relations, as the historian Frank Costigliola has labeled it, was underway by the time Georges Pompidou became president in June 1969.44 Pompidou won a special election after de Gaulle resigned in April following the failure of a referendum he supported about changes to the French Senate and plans to provide greater regional autonomy within France. De Gaulle believed the outcome of the referendum also represented a vote on his continued legitimacy to govern and stepped down after it did not 42 Haldeman, The Haldeman Diaries, Entry for 1 March 1969, 36. 43 Nixon, Leaders, 76. 44 Frank Costigliola, France and the United States: The Cold Alliance Since World War II (New York: Twayne Publishers, 1992), 160. 155 receive the support of the French public. Nixon, for one, was disappointed by de Gaulle’s decision. He wrote de Gaulle a personal letter, one that could “convey adequately [his] deep sense of personal loss,” in addition to the official message sent on behalf of the U.S. government. He told de Gaulle: “I believe that history will record that your resignation was a great loss to France to the cause of freedom and decency in the world….Putting it in blunt terms—in an age of mediocre leaders in most of the world—America’s spirit needs your presence.”45 De Gaulle himself believed Pompidou would destroy Gaullism as president. 46 His concerns, however, proved misplaced. Pompidou intended to use the powers granted to the executive in the Fifth Republic to “hold the line” on the foreign policies established by his larger-than-life predecessor—even if he would “stare back with daggers in his eyes” when de Gaulle’s name was brought up by world leaders.47 He sought to continue the same goal of independence for France in the world enabled by its status as a nuclear power and, especially, in its dealings with the United States and the Soviet Union. The French historians Serge Berstein and Jean-Pierre Rioux write, “the line that Pompidou followed did not differ substantially from that pursued by de Gaulle, though the new president’s temperament and the view of his minister for foreign affairs [Maurice Schumann] (who did not always see eye to eye with Pompidou) helped to soften its implementation and to avoid either crises or sensational outbursts.”48 45 Nixon, RN, 385. 46 Intelligence Information Cable, 18 April 1969, Foreign Relations of the United States 1969– 1976, (hereafter FRUS), Volume XLI, Western Europe; NATO, 1969–1972, Document 122. 47 Serge Berstein and Jean-Pierre Rioux, The Pompidou Years, 1969-1974. trans. Christopher Woodall (Cambridge and New York: Cambridge University Press, 2000), 21; Costigliola, France and the United States, 162. 48 Berstein and Rioux, The Pompidou Years, 1969-1974, 22. Berstein and Rioux’s monograph serves as the best overview of foreign and domestic policy during the Pompidou presidency. 156 Pompidou subscribed to de Gaulle’s perspective, if not his approach, about the Vietnam War as well. While avoiding “outbursts” about the war, Pompidou believed Vietnam had become less important in the hierarchy of French foreign policy concerns, had doubts about what France could accomplish by intervening directly, and did not want to reverse the improved state of relations with the United States.49 During conversations with U.S. officials in 1969 and with Nixon in February and November 1970, Pompidou raised concerns about the war, but did not push the U.S. president. After the accidental – but deadly – bombing of the French delegation general in Hanoi in October 1972, Pompidou also privileged maintaining U.S.-French bilateral relations over drawing attention to the tragedy in ways that certainly would have played well among the French domestic audience and for the international community largely opposed to the war by this time. The French government under Pompidou also provided logistical support for the secret peace talks between Henry Kissinger and Le Duc Tho in addition to hosting the stagnated official talks. The French foreign policy apparatus did not believe it had betrayed its earlier critical stance on the war in helping privately or by reining in its public criticism. Henri FromentMeurice, who succeeded Étienne Manac’h as head of the Quai d’Orsay’s Asia-Oceania division after Manac’h became French ambassador to the People’s Republic of China in 1969, argued that Pompidou’s approach to Vietnam “didn’t sacrifice our character, our personality, our interests.”50 Nixon and Kissinger appreciated the restraint the Pompidou team exercised, but dismissed content about the war in conversations as largely supportive. Even with this change in tone, 50 Froment-Meurice quoted in Marianna P. Sullivan, France’s Vietnam Policy: A Study in French-American Relations (Westport, CT: Greenwood Press, 1978), 121. 157 presentation, and willingness to help with the secret negotiations, some American diplomats believed France still slanted far in favor of the North Vietnamese. According to the political scientist Marianna P. Sullivan, who interviewed nearly sixty U.S. and French policymakers, aides, and journalists focused on Vietnam War, the United States continued to doubt the French perspective on the war, with one source telling Sullivan: “The French think they are neutral.”51 Pompidou, Vietnam, and the United States, 1969 Because of the success of Nixon’s visit to Paris in the winter of 1969, the U.S. and French governments agreed to a reciprocal visit by de Gaulle the following year.52 Kissinger and U.S. Ambassador to France Sargent Shriver believed it appropriate to extend the offer to Pompidou as well, and did so shortly after he became president in June 1969. They believed an early offer that simply substituted Pompidou for de Gaulle was a wise move in order to begin the discussion and perhaps in part as a way to limit complications similar to those that had developed surrounding a Lyndon Johnson-de Gaulle summit, however unlikely, in the United States. The French government accepted the proposed dates for late February by early September.53 Even before his arrival in February, Pompidou discussed Vietnam with high-ranking U.S. officials. He spoke to Kissinger about Vietnam in August 1969 and to Senator Jacob Javits (R- 51 Sullivan, France’s Vietnam Policy, 121. 52 Memorandum of Conversation, The President, De Gaulle, et al., 2 March 1969, Memcons – Europe (Feb 23 1969 – Mar 2 1969), Box 447, President’s Trip Files, NSC, RNL ; Dernier Entretien Entre Le Général de Gaulle et Le President Nixon, Paris, Dimanche 2 Mars 1969 – 12h45 à 13h45, Vol. 36, SG, EM, Reel P17462, MAE. 53 Memorandum of Conversation, Shriver, Kissinger, et al., 27 June 1969, FRUS Volume XLI, Document 131; Memorandum, Sonnenfeldt to Kissinger, 2 September 1969, Box 675, Country Files (hereafter CF), Europe – France, Vol. III [Jan. 69 – Oct. 69], Folder 3 of 4, NSC, RNL. 158 NY) in October 1969, when Javits visited Paris while in Europe as a delegate for the North Atlantic Assembly now in Brussels. On August 4, 1969 Kissinger, Shriver, and National Security Council staffer Helmut Sonnenfeldt met with Pompidou, his Ministry of Foreign Affairs Officer Jean-Bernard Raimondi, and French Ambassador to the United States Charles Lucet. The visit was initially kept secret, even from Shriver and the State Department, because the White House did not want Kissinger to be pressured to meet with other European leaders and because it wanted to protect “the special character of Mr. Kissinger’s mission,” a reference to Kissinger’s initial meeting with Tho in France.54 In addition to the war, the men spoke about China, EastWest relations, Nixon’s trip to Romania to meet President Nicholae Ceausescu, the Middle East, and Biafra. Pompidou opened conversation by asking Kissinger the extent to which the United States had reached “a precise and detailed position on Vietnam,” for information that would provide more detail than the generalities put forth publically.55 Kissinger responded by saying that Vietnam was a very complex issue, but the U.S. government still had several clear points in mind. First, the United States would not continue to see up to 200 Americans killed per week in Vietnam while the Paris peace talks made no real progress. Second, he said he and Nixon were “very much struck” by the fact that several Asian countries Nixon had recently visited encouraged the United States to avoid disengaging too rapidly and advised against making any concessions to North Vietnam or the National Liberation 54 Memorandum for the Record, Helmut Sonnenfeldt, 18 July 1969, Box 675, CF, Europe – France, Vol. III, Folder 3 of 4, NSC, RNL. 55 Memorandum of Conversation, Kissinger, Shriver, et al., 4 August 1969, Box 675, CF, Europe – France, Vol. III, Folder 3 of 4, NSC, RNL, p. 1; Entretien entre Le President de la Republique et M. Kissinger, le 4 Aout 1969 SG, EM, Volume 38, Reel P17463, MAE. 159 Front (NLF).56 He singled out Indonesia in particular, curious perhaps given that its military had murdered upwards of one million alleged Communists and ethnic minorities in recent years.57 He stressed that in addition to the bombing halt under way since the previous November, the United States had not sent any new troops to Vietnam; it had begun withdrawing American troops and would withdraw more in the near future; it had offered to help free elections take place; had addressed negotiating specifics about the Demilitarized Zone; and sought to adhere to the Geneva Accords of 1962 even though the United States had begun bombing Laos in March 1969. Kissinger told Pompidou and his aides that the North Vietnamese and NLF had not budged on any of these issues, had claimed its negotiating points inviolable, and instead believed that U.S. public opinion would eventually force Nixon to give in to these points. Before proceeding to the other topics mentioned above, he closed his characterization of the Nixon administration’s policy by saying it had “reached the decision that we will not make any other compromises until Hanoi reveals its willingness to negotiate substantively and in good faith.”58 Pompidou referred to the French experience in Algeria to make his case for continued withdrawal and negotiations. He suggested that “once a process of disengagement has begun it is exceedingly difficult, if not impossible, to stop.” He also believed that a political settlement needed to occur regardless of the strength of the non-Communists in South Vietnam. He believed it was “a question exclusively of the desire of others to get political power and that issue is 56 Memorandum of Conversation, Kissinger, Shriver, et al., 4 August 1969, Box 675, CF, Europe – France, Vol. III, Folder 3 of 4, NSC, RNL, p. 2. 57 On this point, see Bradley R. Simpson, Economists with Guns: Authoritarian Development and U.S.-Indonesian Relations, 1960-1968 (Palo Alto: Stanford University Press, 2008). 58 Memorandum of Conversation, Kissinger, Shriver, et al., 4 August 1969, Box 675, CF, Europe – France, Vol. III, Folder 3 of 4, NSC, RNL, p. 2. 160 always decided in the country itself.” Kissinger rebutted that the United States could not support any political solution that would allow North Vietnam and the NLF to work with unorganized non-Communists, a goal espoused by the NLF, and throw the current regime in Saigon out of power. It may take three to five years for the political process to evolve in Vietnam, he said, but the United States would not support that proposed scenario.59 After Kissinger and the French president expressed their optimism about Pompidou’s upcoming visit to the United States, Pompidou brought Vietnam up again. Here, he offered French help. He noted a “climate of obscurity and mistrust” between the negotiating parties and said that if it seemed helpful, France would do “whatever [the United States] asked them to do to help.” He noted his belief that the problems were political in nature, that it would be wise to consider the North Vietnamese and NLF as two entities, and thought that France was “well placed” to help with the negotiations.60 The second round of conversation on Vietnam distinguishes Pompidou’s approach from de Gaulle’s usual tactics. Both men would lay out their criticisms of the U.S. positions. Both, in retrospect, understood the reality on the ground better than their American counterparts. Both had Algeria on their minds. Both recognized the situation for the United States was not an easy one. Yet de Gaulle often – though not always – seemed content to diagnose the problems, perhaps bring up the French example in Indochina as well, propose a list of solutions, pass along potentially useful information, and then resign himself to the likelihood that the United States 59 Memorandum of Conversation, Kissinger, Shriver, et al., 4 August 1969, Box 675, CF, Europe – France, Vol. III, Folder 3 of 4, NSC, RNL, pp. 3-4; Entretien entre Le President de la Republique et M. Kissinger, le 4 Aout 1969 SG, EM, Reel P17463, MAE, pp. 7-8. 60 Memorandum of Conversation, Kissinger, Shriver, et al., 4 August 1969, Box 675, CF, Europe – France, Vol. III, Folder 3 of 4, NSC, RNL, p. 7. 161 would not change course or learn from the French experiences. Indeed, in the spring of 1965, he predicted the U.S. war would last ten years and dishonor the United States if it did not soon reverse course, viewing the imminent escalation with what U.S. Ambassador to France described, in the patronizing parlance of the times, as “oriental fatalism.”61 Pompidou, however, wanted to go one step further than de Gaulle. He volunteered French help and wanted to use its connections to end the war. He further hoped this willingness to help would foster improved bilateral relations, and wanted to make sure his opinions on the war did not create an impasse that would block fruitful discussions on other issues. The United States took Pompidou up on the offer; he would play a crucial role in facilitating the secret talks between Kissinger and his North Vietnamese counterpart, Le Duc Tho.62 The bulk of his proposals about the Vietnam War in 1969, though, did not take with Kissinger. Pompidou’s meeting with Senator Javits in October further demonstrates his approach to engaging U.S. officials about the war. Javits hoped to hear Pompidou’s opinions on European unity and Vietnam and contribute to improving further U.S.-French relations even before Pompidou’s visit to the United States. Pompidou happily obliged. Clearly, less was at stake for Pompidou in this discussion, since the Nixon administration sought to avoid Congress at all costs in its execution of the war. Moreover, Javits opposed the war by the time of the conversation, so he served as a more sympathetic audience than Kissinger or Nixon. Even as he spoke longer and more critically than he had with the more powerful albeit unelected Kissinger, Pompidou still 61 Fredrik Logevall, Embers of War: The Fall of an Empire and the Making of America’s Vietnam (New York: Random House, 2012), 713. 62 For more on Pompidou’s role in the secret talks, see Sullivan, France’s Vietnam Policy, 11926 and Pierre Journoud, “La France, cinquième partie aux négociations?” in Pierre Journoud and Cécile Menétrey-Monchau, eds. Vietnam, 1968-1976: La sortie de guerre (Brussels : Peter Lang, 2011), 187-205. 162 exhibited a level of graciousness toward the United States not found in many of de Gaulle’s conversations with American officials.63 Pompidou began his comments on Vietnam by explaining he did “not wish to review unnecessarily the history of Viet Nam,” eschewing the French experience in Southeast Asia. He said he understood that the United States did not want the role of the world’s policeman and “the biggest problem now…is for the US to leave Viet Nam with the least damage,” recognizing that it was “extremely difficult problem” for the United States. He emphasized that he had always spoken with sympathy of the US predicament even when France was criticizing the US policy. But, even though he thought that the policy in Vietnam had been bad for the US and for our allies in Europe and for all of the free world, he had always been sympathetic to the difficulties that [the United States] [was] facing. His sympathy could be shown now by the fact that despite all of France’s contacts with North Vietnam, China, and with Russia, France still supports the US. If the US does in fact take some clear-cut action to end the conflict, [the United States] can be sure that France would support her.64 He added that he understood the pressures of public opinion, particularly in light of France’s Algerian War. He closed somewhat philosophically, by suggesting that in Vietnam, as in Algeria, “victory…should be looked upon as a victory over oneself, over one’s natural temptation to try to maintain oneself by military power.”65 Nixon would struggle to overcome this temptation, as he bombed North Vietnam heavily as late as the Operation Linebacker II campaign (the so-called “Christmas Bombings”) in late 1972. Either way, Pompidou’s humbler 63 Telegram, Shriver to Department of State, 22 October 1969, Box 674, CF, France – Vol. II [4/15/69 – 10/23/69], Folder 1 of 1, NSC, RNL. 64 Telegram, Shriver to Department of State, 22 October 1969, Box 674, CF, France – Vol. II [4/15/69 – 10/23/69], Folder 1 of 1, NSC, RNL, pp. 3-5. 65 Telegram, Shriver to Department of State, 22 October 1969, Box 674, CF, France – Vol. II [4/15/69 – 10/23/69], Folder 1 of 1, NSC, RNL, p. 5. 163 tone impressed Javits after their hour-long meeting. He believed that Pompidou was “an extremely impressive, intelligent and shrewd man.”66 In this meeting, Shriver, who also attended, recognized in Pompidou’s approach one holdover from de Gaulle’s foreign policy-making. Because Javits also met with now Prime Minister Chaban-Delmas, who was “virtually nonresponsive” about the same topics, Shriver noted that Pompidou “seems completely uninhibited in speaking for France in foreign relations and leaves his Prime Minister to standard, nonsubstantive reactions.” 67 Thus, it would still be conversations with the French president, even if far different in tenor and delivery, that would continue to hold the greatest weight in assessing the true direction of France’s relations with the world. Pompidou Visits the United States, February–March 1970 When Pompidou’s state visit occurred in late February and early March 1970, he found himself mired in controversy with the American public and with many U.S. politicians. France had recently sold over 100 fighter jets to Muammar Gaddafi’s Libya, continued to supply weapons to Algeria and Iraq, and maintained its arms embargo on Israel after its territorial gains in the Six-Day War of 1967. The U.S. government opposed all of these actions, but Nixon and Kissinger were determined not to let the disagreement ruin the French president’s visit. Jewish groups wrote letters to the French government and planned protests in every city on Pompidou’s itinerary. Pro-Israeli Congressmen and Senators, many still angry with de Gaulle generally and with his tilt toward the Arab world more specifically, planned to boycott Pompidou’s speech in 66 Telegram, Shriver to Department of State, 22 October 1969, Box 674, CF, France – Vol. II [4/15/69 – 10/23/69], Folder 1 of 1, NSC, RNL, p. 1. 67 Memorandum for Mr. Kissinger from Arthur Downey, 23 October 1969, Box 674, CF, France – Vol. II [4/15/69 – 10/23/69], Folder 1 of 1, NSC, RNL, p. 2. 164 the U.S. Capitol. Even Chicago Mayor Richard Daley, who had purportedly shouted an antiSemitic remark at Congressman Abraham Ribicoff during the Democratic National Convention less than two years earlier, sought to score political points by claiming he had promised to eat dinner with his family the evening of Pompidou’s visit to Chicago. He would later renege on this pledge, but in another reversal of his 1968 behavior did little to control the protesters who gathered to confront Pompidou. Tensions built so high that Pompidou decided to leave the country before the final stop of his trip, New York City (incidentally, the only American city he had ever visited before). Nixon “really raged against United States Jews” over the treatment Pompidou received. He decided to postpone the delivery of jets to Israel and, according to Haldeman, grew “as mad as he’s been” since his presidency began.68 He convinced Pompidou to stay in the United States and flew to New York City to attend the dinner boycotted by New York Mayor John Lindsay and Governor Nelson Rockefeller. In his memoirs, Nixon wrote that his “appearance at the dinner came as a dramatic surprise, and nothing I said in our many talks over the years on substantive matters did as much to win Pompidou’s friendship and cooperation as this gesture.”69 Haldeman recorded that his boss’s gesture “deeply touched and impressed” the French president.70 Be that as it may, Pompidou vowed never to return to the United States after this experience. In this tense atmosphere, Nixon and Pompidou did discuss substantive matters in Washington twice, on February 24 and February 26, 1970. During the morning of February 24, 68 Haldeman, The Haldeman Diaries, Entry for 26 February 1970, 132. 69 Nixon, RN, 480; For more on the protests surrounding Pompidou’s visit, see Costigliola, France and the United States, 166-67. 70 Haldeman, The Haldeman Diaries, Entry for 2 March 1970, 133. 165 the two men met with only their interpreters present. They both agreed that smaller meetings allowed them to speak more freely and avoided the tendency for participants to speak simply for the record. Echoing de Gaulle’s approach in Paris, Nixon told Pompidou he hoped to speak about any topic and that he hoped their conversation would further his administration’s goal for U.SFrench relations of “respect for different points of view and of not insisting that both pursue the same road to arrive at their common goals.” Pompidou agreed, stressing the need to be frank and clear to work together, and “to avoid opposing one another, without necessarily having identical views.” In this spirit, they discussed NATO, Franco-American military cooperation, the Soviet Union, China, French independence in its foreign affairs, and a teletype circuit between the White House and the Élysee Palace, a gesture of improved Franco-American relations. But they did not discuss Vietnam.71 On February 26, the two men met again in private. They talked about Vietnam at this point, in addition to the Arab-Israeli situation and economic and monetary matters. 72 Nixon expressed confidence that the Vietnamization program would work, but said the United States would increase the fighting if the North Vietnamese launched an offensive, a line Kissinger hoped might make its way to Hanoi given the French channels of communication with the North Vietnamese.73 Nixon told Pompidou that de Gaulle had told him in February 1969 that the 71 Memorandum of Conversation, The President, President Pompidou, et al., 24 February 1970, FRUS Volume XLI, Document 141. 72 Memorandum of Conversation, The President, President Pompidou, et al., 26 February 1970, Box 1023, Presidential/HAK MemCons, Folder MemCon – The President, Pompidou, and General Walters, February 26, 1970, NSC, RNL; Entretien entre Le President de la Republique et M. Nixon, 26 fevrier 1970, SG, EM, Vol. 41, Reel P17465, MAE. 73 Memorandum for the President from Henry Kissinger, 26 February 1970, Box 916, VIP Visits, France – Pompidou Visit Feb 70 (1 of 3) [Jan – Jun 70], NSC, RNL, p. 2. 166 United States “ought to get out of a bad deal at once,” like he had in Algeria, even though de Gaulle had stressed a gradual but planned withdrawal. He greatly respected the advice, but could not accept it. Nixon played up American credibility by saying it cannot leave Vietnam “in any way where we would appear humiliated or defeated.” He thought such a move would have major consequences throughout the world, from encouraging “adventurism” in the Communist world to discrediting U.S. promises to allies. Most important in his mind, Nixon said, if the war were ended in any way that could be interpreted as a humiliation, it would usher in an era of American isolationism and threaten its ability to play a role in all other parts of the world. Thus, he said, he had to “see this matter through” and he would not accept “a peace of humiliation.” He hoped Pompidou understood.74 Pompidou praised Nixon’s reversal of the war and said it showed the peaceful aims of the United States. Still, he thought, these recent actions could not be interpreted as weakness or humiliation. In fact, Pompidou suggested that Nixon’s personal actions about the war had now placed the United States in a position of moral strength. This shift, he believed, would not allow anyone to interpret a peaceful end to the war as imposed or forced upon Nixon.75 Although clearly sympathetic to the United States, a careful reading of the French president’s brief comments, which he did not push any further, does counter words Kissinger put in Pompidou’s mouth about the war in February 1970. Kissinger later wrote that “Pompidou stressed that as long as America demonstrated its desire to liquidate the war – which in his view we were doing – 74 Memorandum of Conversation, The President, President Pompidou, et al., 26 February 1970, Box 1023, Presidential/HAK MemCons, Folder MemCon – The President, Pompidou, and General Walters, February 26, 1970, NSC, RNL, pp. 7-8. 75 Memorandum of Conversation, The President, President Pompidou, et al., 26 February 1970, Box 1023, Presidential/HAK MemCons, Folder MemCon – The President, Pompidou, and General Walters, February 26, 1970, NSC, RNL, pp. 7-8. 167 he would not second-guess our tactics. He knew how arduous and time-consuming the process of disengagement had been for France in Algeria.”76 Kissinger and Nixon both believed that “no serious problems” with the French existed over Vietnam by this point.77 They were right, but, again, no more change in policy came from Pompidou’s subtler suggestion about withdrawing from the position of the moral high ground than from de Gaulle’s proposals inspired more directly from his Algerian experience. De Gaulle’s Funeral, November 1970 On November 9, 1970, Charles de Gaulle died at the age of 79. De Gaulle’s last will and testament expressly forbade a state funeral in favor of a simple service at the parish in his adopted hometown of Colombey-les-Deux-Églises. Nevertheless, a massive memorial service at the Notre Dame Cathedral took place at the same time as the funeral, allowing foreign leaders to pay their final respects. De Gaulle’s long-time admirer Nixon was among those to make the trip to Paris. He told Kissinger that “I rather think the French cynicism will be moved” by his attendance and efforts to honor the French president.78 Nixon recalled that at the end of the service, upon hearing the French national anthem “La Marseillaise” playing from Notre Dame’s organ, he stopped, turned toward the altar, and placed his hand over his heart. His gesture was 76 Kissinger, White House Years, 424. 77 Memorandum for the President from Henry Kissinger, 26 February 1970, Box 916, VIP Visits, France – Pompidou Visit Feb 70 (1 of 3) [Jan – Jun 70], NSC, RNL, p. 2. 78 Telephone Conversation, The President and Henry Kissinger, 11:00 am, 10 November 1970, Box 7, Henry Kissinger Telcons, Chronological File, Telephone Conversations 1970, 10-16 Nov, Folder 6, NSC, RNL. 168 interrupted, however, when another foreign dignitary reached out to greet Nixon, inspiring him to write that “what might have been a supremely dramatic moment was abruptly lost.”79 Beyond Nixon’s tributes, the spectacle of the service, and the outpouring of solemn emotion seen in France for de Gaulle, the memorial service offered Nixon and Pompidou their second opportunity, under difficult circumstances, to discuss the status of the Vietnam War. In preparing Nixon for his meeting with Pompidou, Kissinger offered a few small points for the president about the status of peace talks and the slightly improved situation on the ground in Vietnam, but discouraged the president from raising Vietnam at all if Pompidou did not. Not only did he believe Pompidou would be preoccupied with the funeral, he also did not think the French had much to contribute about Vietnam at that moment. Moreover, he did not think it wise to imply the United States sought French help, noting “The French cannot do anything for us at the time and we do not want to encourage them to think that we are asking for their help.”80 When Nixon and Pompidou met on November 12, 1970, their conversation began, not surprisingly, with reflections on de Gaulle and Pompidou’s appreciation on behalf of the French people for Nixon’s attendance. They spoke at length about Pompidou’s recent trip to the Soviet Union, which interested Nixon considerably, and discussed the German question briefly. Contrary to Kissinger’s advice, Nixon did bring up Vietnam, but the topic comprised only a few sentences of their conversation. Nixon spoke about strengthening South Vietnam while the 79 Nixon, Leaders, 80. Nixon’s appearance at Pompidou’s funeral in April 1974, amidst the Watergate scandal, did not provide another such inspired moment. Nor did it seem to generate much appreciation from France. One French official then accused Nixon of having “shamelessly substituted a publicity campaign for the mourning of an entire nation.” Quoted in David Greenberg, “Nixon as Statesman: The Failed Campaign,” in Logevall and Preston, eds., Nixon in the World, 62. 80 Memorandum for the President from Henry Kissinger, 11 November 1970, Box 946, VIP Visits, Folder De Gaulle Funeral [2 of 2], NSC, RNL, p. 4. 169 United States withdrew and expressed doubts that much would be forthcoming from the public peace talks. Pompidou’s only contribution to the conversation was to state that he thought the South Vietnamese elections to be held in the fall of 1971 would be the “really decisive moment,” to which Nixon concurred. (Ultimately, the incumbent Nguyen Van Thieu would run unopposed, further enshrining his power in the Republic of Vietnam.) Although the context of their dialogue did not encourage heated exchange on the war, the tepidity of the conversation, especially in comparison to the discussion about the Soviet Union, does seem to suggest how far from a contested topic Vietnam had become, at the presidential-level at least, for the United States and France by the end of 1970.81 The Susini Incident, October 1972 Throughout 1971 and 1972, Pompidou practiced what the French historian Laurent Cesari calls “a policy of abstention” toward U.S. policy in Vietnam.82 No event demonstrates this disengagement more clearly than the President’s response to the death of one of France’s diplomats in Hanoi from an American bombing raid. On October 11, 1972, four U.S. bombs inadvertently hit the French Delegation General building in the center of the North Vietnamese capital as American aircraft aimed for authorized military targets three miles away. Just over a week later, on October 20, the Delegate General Pierre Susini died as a result of the wounds he 81 Memorandum of Conversation, The President, President Pompidou et al., 12 November 1970, FRUS Volume XLI, Document 147. 82 Cesari, “Le président Georges Pompidou et la guerre du Vietnam (1969-1974),” in Goscha and Vaïsse, eds., La Guerre du Vietnam et L’Europe, 1963-1973, 192. 170 sustained from the bombing, as did at least four Vietnamese employees of the French mission.83 Susini was the highest-ranking French representative in North Vietnam and had connections with important North Vietnamese officials. Nixon quickly offered his “deep personal regrets” to Pompidou for the injuries and damages sustained in the bombing and U.S. Ambassador to France Arthur Watson and Secretary of State William Rogers also provided “regrets” to their counterparts.84 The French government officially protested the bombing to Watson while Pompidou expressed concern “in the face of this deplorable act.”85 This comment, made on the day of the bombing, would be Pompidou’s sole public statement about the Susini incident, however. The Christian Science Monitor recognized Pompidou’s timidity, writing “It was an accident, of course, that the French legation got it this time, along with wounds to the person of the French envoy. The President of France calls the event deplorable. M. Pompidou is charitable to his ally. It is a stupidity – that any 83 Telegram, Department of State to Paris and Saigon, 20 October 1972, Box 2280, POL FRUSSR to POL GABON, Folder POL FR-VIET S 2-4-71, Record Group 59, General Records of the Department of State (hereafter RG 59), National Archives and Records Administration II, College Park, Maryland (hereafter NARA II); Telegram, Vientiene to Department of State, 14 October 1972, Box 2280, Folder POL FR-VIET S 2-4-71, RG 59, NARA II; Telegram, Paris to Department of State 19244, 11 October 1972, Box 2280, Folder POL FR-VIET S 2-4-71, RG 59, NARA II. 84 Telegram, Department of State to Paris 185196, 11 October 1972, Box 2280, Folder POL FRVIET S 2-4-71, RG 59, NARA II; Telegram, Paris to Department of State 19312, 11 October 1972, Box 2280, Folder POL FR-VIET S 2-4-71, RG 59, NARA II. 85 Telegram, Paris to Department of State 19275, 11 October 1972, Box 2280, Folder POL FRVIET S 2-4-71, RG 59, NARA II; Telegram, Paris to Department of State 19246, 11 October 1972, Box 2280, Folder POL FR-VIET S 2-4-71, RG 59, NARA II. 171 American plan was allowed to drop a bomb on or anywhere near to Hanoi, particularly now that the city has been largely evacuated and peace talks are at an obviously serious stage.”86 The U.S. embassy in Paris believed that aside from the “sharp protest” lodged with Watson, French politicians and Foreign Ministry officials mostly took the “general attitude that while [the] incident is sad, deeply regrettable, and diplomatically embarrassing, it is one of the accidents of war.”87 Perhaps this is so, and Pompidou wanted to protect his relationship with Nixon. By the time of Susini’s death, however, other French officials and the French press had noted the distinction between the “regret” frequently offered by U.S. officials and the “apology” not forthcoming. 88 And given all the issues that the death of a friendly diplomat in an urban center could potentially raise about the U.S. war, the question remains: What would de Gaulle circa 1966 have done? Conclusion From 1969 to 1973, the tone of U.S.-French discussions of the Vietnam War changed dramatically from the earlier tensions of the Johnson administration. Richard Nixon entered the White House eager to reset Franco-American relations and ready to learn from his foreign policy hero, Charles de Gaulle. Nixon and Henry Kissinger helped soothe the transatlantic tensions of the previous decade from their first days in office. Nixon legitimately impressed de Gaulle 86 “The Stupidest Bombs,” Christian Science Monitor, 13 October 1972. Found in Dossier 754, Rélations avec l’Asie, le proche Orient, et l’Océanie, guerre du Vietnam, Sept. 1972 – Mai 1973, Série Amerique, 1971-1975, Sous-Série, États-Unis, MAE. 87 Telegram, Paris to Department of State 19498, 13 October 1972, Box 2280, Folder POL FRVIET S 2-4-71, RG 59, NARA II. 88 Telegram, Paris to Department of State 20089, Box 679, CF, Europe – France, Vol. X [Aug 72 – Apr 73], NSC, RNL. 172 during his trip to Paris in the winter of 1969. On Vietnam, however, the increased interest in de Gaulle’s thinking proved to be a moot point. Neither side budged. De Gaulle suggested a gradual withdrawal tied to political negotiations, like in Algeria, but Nixon and Kissinger only heard what they wanted to hear. After Georges Pompidou assumed the presidency in June 1969, the two men encountered a subtler critic of the war, one who would sympathize with the challenges facing the United States, appreciated the efforts underway to wind down the war, and who was willing to help the United States in ways de Gaulle had not been. Yet Pompidou would also initially question the war’s status, as when Pompidou challenged the straw man Nixon put forth about “a peace of humiliation.” Over time, Pompidou favored protecting the broader state of Franco-American relations above all else and nearly stopped pushing back against the United States about Vietnam entirely, even when one of his own died as a result of the continued execution of the war. 173 CONCLUSION On January 27, 1973, the United States, the Democratic Republic of Vietnam, the Republic of Vietnam, and the Provisional Revolutionary Government (the PRG represented the NLF and other southern groups) signed the Agreement on Ending the War and Restoring Peace in Vietnam.1 The Paris Peace Accords, as the agreement is more commonly known, ended direct U.S. military intervention and initiated a cease-fire, later broken, between North and South Vietnam. From the time in mid-1950 when President Harry Truman provided the first economic aid and military advisors to France for its war in Indochina to the signing of the peace accords in January 1973, over 58,000 American troops and more than a million Vietnamese soldiers and civilians died as a result of U.S. involvement in Southeast Asia. From 1950 to 1954, the United States prompted by its Cold War concerns in Asia supported the unsuccessful French effort to reimpose colonialism in Indochina against a national independence movement led by the Viet Minh. In July 1954, the Geneva Accords officially ended the First Indochina War and, with it, French colonial rule. The United States, of course, did not leave Vietnam. From 1954 to 1965, the United States increased its advisers and aid to South Vietnam to prop up the anti-communist leader in Saigon, Ngo Dinh Diem, who governed until his assassination by the South Vietnamese military in a U.S.-supported coup in November 1963. By the spring of 1965, the United States committed to a sustained bombing campaign of North Vietnam and sent its Marines to the shores of South Vietnam. Only after six-plus years in country with a force that eventually reached over 1 The full agreement can be found as Appendix C in Pierre Asselin, A Bitter Peace: Washington, Hanoi, and the Making of the Paris Agreement (Chapel Hill, NC: University of North Carolina Press, 2002), 215-16. 174 500,000 troops and a failure to achieve its imprecise goals did the United States end what had become at the time the longest war in its history. The question of how to deal with Vietnam created considerable disagreement between the United States and French governments dating as far back as World War II. This dissertation has examined the debate during the peak years of American commitment in Vietnam of 1963 to 1973. During this time, Vietnam became the focal point for Charles de Gaulle’s assertion of France’s independence as a middle power in the bipolar ideological struggle of the Cold War between the United States and the Soviet Union. De Gaulle’s importance to understanding the American effort cannot be exaggerated. He had sought to maintain maximum flexibility in France’s foreign relations and aimed to restore French grandeur through actions such as developing a French nuclear arsenal, obstructing European integration, recognizing the People’s Republic of China, and removing France from the integrated military command of NATO. On Vietnam, he believed he could best enhance France’s standing in the world by serving as a voice of reason. He saw the U.S. commitment to South Vietnam as an unnecessary and risky venture that could potentially drag its allies into a larger war that offered no benefit and only danger to the world. Thus, unlike other American allies such as Great Britain and West Germany, he refused to endorse the American position that maintaining a non-communist government in South Vietnam was of vital international importance. Yet his position was not simply for public consumption. His stance on Vietnam, moreover, held increased weight due to the French connection with Southeast Asia and its military defeat there in 1954. Although initially a supporter of the French effort to reclaim Indochina from international control after the defeat of Japan in 1945, over the following years de Gaulle, like much of the rest of the world, grew to see colonialism anywhere as an illegitimate 175 venture. In 1958, he became president of the Fifth Republic and ended the French war with nationalists in its prized possession of Algeria in his first years in office. Through the Algerian and Indochina experiences he recognized that anticolonial fighters could not be defeated through military means, no matter the strength of the military. He believed ideology, to him unpersuasive in explaining international affairs in comparison to the power of nationalism, tainted U.S. perceptions of the situation in Southeast Asia to such a degree that it could not accurately assess the factors at play in the region. He did not believe the U.S. national interest was in any way threatened by a withdrawal of its support for South Vietnam, whatever might occur in its aftermath. He stressed the dangers of fighting a war to the Americans, sometimes in a condescending or confrontational manner, in such a “rotten country” as Vietnam. He did so in earlier private conversations with John F. Kennedy, his discussions with members of Lyndon Johnson’s foreign policy team, his public statements surrounding escalation in the mid-1960s, and in his meetings with Richard Nixon near the end of his presidency in 1969. He and his aides such as Foreign Minister Maurice Couve de Murville called for a political solution to the war, best pursued through an international gathering much like the Geneva Conference of 1954. De Gaulle’s most famous commentary on the war, his Phnom Penh speech from September 1966, laid plain his belief that the United States deserved more blame for the continuation of the conflict raging in Vietnam than any of the other actors involved. He likewise argued that the United States held most of the keys to end it. U.S. officials in the Johnson administration found such accusations offensive, even from this towering and decisive figure. They talked among themselves about just how far off-base they believed de Gaulle’s interpretations of the war and, more broadly, the world to be. They discredited his faith in balance of power politics as one that could not grasp the new realities of 176 the Cold War world and its need for America’s global leadership. He did not understand the importance of preventing South Vietnam from falling to the Communists. To American policymakers, de Gaulle’s was a worldview frozen “before the creation,” to paraphrase former Secretary of State Dean Acheson. They believed his criticisms stemmed from a desire to place France in a position on the world stage it no longer deserved and often thought that he made his remarks on Vietnam out of a sense of bitterness for France’s past defeats in Indochina and elsewhere. They did not take his advice about France’s experience at face value. Undersecretary of State George Ball tried to combat those who dismissed the relevance of the French example through their arguments about American military might and the seemingly more altruistic justification for helping the government in the South. Ball, however, became tired of his ideas falling on the deaf ears and blind eyes of the likes of Johnson and Secretary of State Dean Rusk and eventually resigned. Nonetheless, some Americans broke away from this narrow thinking to work with sympathetic French officials for secret peace initiatives that aimed to open up broader official negotiations. The United States used former Foreign Service Officers who had once been stationed in Saigon to meet the highest-level North Vietnamese diplomat in the West, Mai Van Bo, then working in Paris. The meetings were only possible because of the efforts of Quai d’Orsay Asia chief Étienne Manac’h who acted independently of de Gaulle in the XYZ initiative. In the PENNSYLVANIA initiative, private-citizen Henry Kissinger worked with two French leftists with connections to Ho Chi Minh to determine more clearly North Vietnamese convictions about its terms for negotiations. On the U.S. side, the “San Antonio Formula” for establishing negotiations, which proposed that talks could begin if the North Vietnamese did not take advantage of any bombing halt enacted, arose from this series of meetings in 1967. Still, the 177 North Vietnamese jettisoned continued conversation after a failure to coordinate military and diplomatic efforts by the United States resulted in intensive bombings at the same time as the DRV showed potential interest in pursuing further discussions. De Gaulle’s understanding of the world found a more receptive audience when selfprofessed Gaullists Nixon and Kissinger took over the White House in 1969. The United States had by this point begun official negotiations with the North Vietnamese – in Paris, no less – and planned to wind down the war in the aftermath of the psychological defeat of the Tet Offensive and the war’s strain on the U.S. economy. Yet on Vietnam, Nixon did not heed de Gaulle’s advice to create a steady but systematic plan to end the U.S. war effort, as de Gaulle had in Algeria. De Gaulle stressed that such an approach would not lose Nixon any credibility in the eyes of the world and would in fact enable him to focus on his desired goal of détente with the Soviet Union and China. At the same time that Nixon met with de Gaulle in Paris in the winter of 1969, he and Kissinger had been busy planning to expand the war through a secret bombing campaign of Cambodia and Laos. Nixon and Kissinger brushed aside de Gaulle’s measured suggestions on Vietnam as ones that called for a hasty, unplanned withdrawal with enormous consequences for U.S. prestige. The presidents’ shared views of the world in a more abstract sense did, however, generate sympathy for one another and executive-level relations improved after the summit. De Gaulle’s successor Georges Pompidou strived to maintain this more cordial tone in Franco-American relations after he came to office that June. A critic of the war himself, he nonetheless made suggestions about the war in ways that seemed supportive and did not ruffle feathers or jeopardize his effort to collaborate more closely on other issues with the United States. He prioritized his relationship with Nixon so highly that he avoided confrontation with the president 178 when U.S. bombing destroyed the French diplomatic mission in Hanoi in October 1972 and killed France’s delegate general stationed there. It is, to be sure, difficult to imagine that Nixon and Kissinger would have attached much value to a louder protest by Pompidou, whether he would have done so privately to them or publically to the international community. For even this late in the war’s supposed de-escalation, the heaviest bombing of North Vietnam of the entire war still lie ahead in the Operation Linebacker II campaign around Christmas of that year—only a month before the United States signed the final peace accords. 179 BIBLIOGRAPHY Unpublished Material Archival Material – United States John F. 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