Mexico: capacities for conservation and sustainable use of biodiversity Global Environment Facility México Conabio UNDP Mexico: capacities for conservation and sustainable use of biodiversity National Commission for the Knowledge and Use of Biodiversity United Nations Development Programme Mexico: capacities for conservation and sustainable use of biodiversity Global Environment Facility Project coordination: Irene Pisanty Assistants: Rafael Pompa, Alejandra Martínez Berdeja, Elizeth Escamilla General coordination Conabio: UNDP: Patricia Koleff, Tania Urquiza Haas Verania Chao, Kyoko Bourns, Mariana Díaz The opinions, analysis and recommendations contained herein do not necessarily represent the views of the United Nations Development Programme, its Executive Board or its member states. This publication presents the results of the project Mexico: capacities for conservation and sustainable use of biodiversity funded by the Global Environment Facility and coordinated by the National Commission for the Knowledge and Use of Biodiversity and the United Nations Development Programme. Editorial coordination and design: Rosalba Becerra Proofreading: Gabriela Becerra Illustrations: Sergio Koleff Translation: Keith MacMillan Printing: Offset Rebosán ISBN: 978-607-7607-34-2 National Commission for the Knowledge and use of Biodiversity Liga Periférico-Insurgentes Sur 4903, Parques del Pedregal, Tlalpan, 14010 México, D.F. www.conabio.gob.mx Citation format Conabio-UNDP. 2009. Mexico: capacities for conservation and sustainable use of biodiversity. National Commission for the Knowledge and Use of Biodiversity and the United Nations Development Programme, Mexico. Acknowledgements We thank the following people for their invaluable support in the various stages of development of this project: Verónica Aguilar, Ariel Álvarez, Pedro Álvarez Icaza, Clara Balderrama, Hesiquio Benítez, Jaquelina Bravo, Edgar Castilla, Ana Córdova, Lizardo Cruz, Antonio Díaz de León, Ernesto Enkerlin, Carlos Enríquez, Gloria Espinosa, Cecilia Fernández, Patricia Galindo, Esteban García, Francisco García, Alejandra García-Naranjo, Eduardo González, Benjamín González Brisuela, David Gutiérrez Carbonell, Andrés Lira-Noriega, José Luis Gutiérrez Miranda, Diana Hernández, Ricardo Hernández, Roberto Hernández, Elleli Huerta, Mauricio Limón, Gabriela López Segurajáuregui, Ariadna Marín, Juan Martínez, María Eugenia Mondragón, Eduardo Morales, Nubia Morales, Elizabeth Moreno, Susana Ocegueda, Marcelo Olivera, Sol Ortiz, Enrique Pérez, Hibraim Pérez, Sylvia Ruiz, Augusto Segovia, Gabriel Solano, Marcia Tambutti, Martín Vargas, Araceli Vargas-Mena and Rocío Villalón. The various workshops benefited enormously from the participation of many enthusiastic members of the governmental, academic and social sectors. We extend our deepest gratitude to all of them for finding the time to attend these exercises, and especially for their valuable contributions which formed the core of this project. Participants in the Workshop of Preliminary Results contributed greatly to achieving the goals of this project. For this we are profoundly grateful to José Sarukhán, Ana Luisa Guzmán, Hesiquio Benítez, Daniel Piñero, Diana Ponce, Ricardo Hernández, Enrique Provencio, Jonathan Ryan, Yosu Rodríguez, Israel Saavedra, Karina Santos del Prado Gasca, Ricardo Juárez Salas, Daniel Sánchez and Adrian Méndez Barrera. Finally, we extend our appreciation to those who, despite heavy workloads, found the time to review the various chapters of this work. Their comments were very enlightening and significantly contributed to improving the material compiled here. Grateful thanks go to Gonzalo Halffter, Claudia Moreno, Eduardo Pineda, Antony Challenger, Anna Horvath, Rocío Esquivel, Eduardo Vega, Eduardo Peters, Enrique Provencio and Ricardo Hernández Murillo for their support. Index Preface 7 Presentation 11 Summary 13 Introduction 15 Assessment of the capacities for knowledge: the National Biodiversity Information System as a case study 23 Federico Escobar, Patricia Koleff and Matthias Rös Introduction Methodology Main results Set of estimates Use of SNIB data Synopsis: lessons learned Analysis of the national capacities for in situ conservation Esmeralda G. Urquiza Haas 51 Vision Methodology Natural protected areas Management units for the conservation of wildlife Payment for environmental services Voluntary-community conservation areas Forest Certification Indicators for the instruments of in situ conservation Véronique Sophie Ávila Foucat, 95 Felipe Ramírez Ruiz de Velasco and Ana Ortiz Monasterio Scope and vision Conceptual framework and synopsis of the workshops Main results Action plan Lessons learned and challenges 5 Capacities for public policy implementation Sofía Cortina Segovia and María Zorrilla Ramos Scope and vision Federal level State level Barriers and threats to national policy implementation Final considerations Capacities for conservation in Mexico: final considerations 153 Authors 159 References 161 Acronyms 169 Appendixes 173 Irene Pisanty 6 117 Preface On analysis of Mexico’s biodiversity, one cannot but be surprised by the wealth of species and ecosystems as well as the underlying ecological diversity of the country, and multiplicity of expression of cultural diversity that accompanies the natural diversity of the nation. The contrasting view is to note that the biodiversity of Mexico and of many other parts of the world, particularly during the last six or seven decades, has been facing serious threats from deforestation, fragmentation of ecosystems and overexploitation of natural resources. The problem becomes much more serious when we consider that the conservation of Mexican ecosystems and biodiversity in the following decades will be largely dependent upon our ability to feed the population of the country by the mid-century. Against this background, pessimists claim that all is lost and that nothing has been done to conserve the remaining natural capital while others, motivated by different intentions, state that the problem is not that serious and that there will always be a technological solution to help us solve the dilemma we face. Like all aspects of the environmental crisis facing societies worldwide since the mid-twentieth century, attention to the loss of biodiversity demands a multidisciplinary vision, because the origins of the problem are multidimensional. Biodiversity loss, and its consequences, go unnoticed by the large sections of society that have no direct relationship with ecosystems and the services they provide (such as food, water capture, soil conservation and fertility, etc.). As a consequence, they do not immediately perceive the enormous costs that the loss of these ecosystems and their services signify for their welfare and for that of future generations. It is not easy to convince society that biodiversity is closely linked to human welfare as a fundamental part of our life support systems: society at best perceives the message regarding the urgency of conservation through protection campaigns for certain charismatic species (whales, turtles, jaguars, etc.), but rarely through clear explanations illustrating the fundamental importance of the ecological network (ecosystems and their biodiversity) that sustains services vital for the maintenance of life on Earth, and the importance of knowing how to conserve or use this sustainably. With only some exceptions (e.g. food), humanity has had no need to put a value on the ecological services they receive every day, and has taken until now to understand the effects of certain types of economic development on ecosystems and climate change. Many countries have taken the first steps towards economic assessment of the particular costs of the forms of development typical of their nation, but we 7 are in an early stage of this assessment and therefore the consequences are not yet adequately perceived by the majority of our society. It is therefore necessary —and urgently so— to convey these ideas to the many sectors of society. Today, biodiversity is an issue of fundamental importance to our country: in order to achieve a future with equitable levels of social welfare, the natural capital of the nation cannot be ignored. Our first task is therefore to consider the conservation and sustainable use of biodiversity as a key component for development and not as a contradiction of it. To properly evaluate the natural capital of a nation first requires knowledge: recognition of what it is, where it is, what the characteristics are, and in what condition it is. As has always been said, you cannot appreciate the unknown. This is particularly true of assets that are at once very important and very complex. Mexico ranks high among the 12 megadiverse countries of the world, but our country has stood out among the others for the progress in knowledge of its natural capital it has achieved in only a few decades. These advances in knowledge, which have been mainly effected by the Mexican academic sector, have allowed some extremely successful efforts to be made by both governmental and social sectors. The development of both human and institutional capacities in Mexico has been neither easy nor automatic. It has taken several decades and has had to face barriers and limitations, some of which still exist. However, the process has benefited from the involvement of many different sections of society. An assessment of what has been achieved in the country in the shaping of the human and institutional capital, and in the generation of a body of rules and laws that constitute a normative framework for the conservation, restoration and rational management of our natural capital, is an important step. This is true not only in order to appreciate what has been achieved so far and what remains to be done, but also to learn about the central actions that drove this progress and to recognize the obstacles which prevented greater achievement. This is the purpose of this collaborative work between the UNDP and Conabio which tells how, in a relatively short time and with varying scopes, the management of our natural capital was structured. It details the consolidation of a solid body of scientists which, though still small in number in the face of the magnitude of the challenges facing our country, are dedicated to the environmental problem. This work describes how strategies were implemented to provide the soundly based arguments which demonstrated the false dichotomy between economic growth and the sustainable management of natural capital, and also underlines the persistence of the development model followed in our country to date. This model has destroyed a large part of our natural capital, while failing to remedy major social inequities and 8 serious deficiencies in public administration. This project is an assessment of the national capacities for knowledge generation and in situ conservation, an evaluation of the instruments required for this goal and of the generation and implementation of public policies. It also includes an assessment of the facts and figures, and the voices of those from different sectors who participated in workshops and shared their valuable insights, and of others that were expressed through interviews or written texts. Thus, the UNDP and Conabio hope to have contributed to the production of a fair and balanced assessment of what Mexico has accomplished, with the participation of the academic, social, governmental and productive sectors, in relation to advancing our knowledge of the country’s natural capital, its management based increasingly on sound scientific information, the efforts to inform its citizens of these advances as well as the significant challenges we face ahead in the conservation and sustainable management of our natural capital, and the responsibility we have both as a country and as citizens to the conservation of the biodiversity we host which today is under such serious threat. José Sarukhán National Coordinator of Conabio 9 Presentation The protection and sustainable use of biodiversity are essential for human development; all people depend on nature and the environmental services that can provide access to a dignified, healthy and safe life. The benefits that society receives from healthy ecosystems include essential goods (food, fuel, medicines, building materials) and environmental services like purification of water and air, carbon sequestration, soil conservation, provision of genetic material for crops and a mitigation of vulnerability to natural disasters. Nature also provides a number of cultural or spiritual services, which are essential to human development and the identity of communities. In particular, rural populations living in poverty depend directly on biodiversity to ensure their food security and welfare. Thus the most disadvantaged are those most affected by environmental degradation. The accentuation of poverty derives in a non-desirable use of natural resources, and the consequent deterioration causes a spiral of conflict that hinders the chances of long-term development. The causal relationship between poverty and environmental degradation thus represents a challenge to sustainable human development, which is magnified in the current global financial crisis where the contraction of developing economies clearly leads to an increase in poverty. Furthermore, current climatic uncertainty threatens the security and functionality of ecosystems and human populations. In this context, it is necessary to press for the implementation of public policies concerning the protection and sustainable use of biodiversity for development. Megadiverse countries such as Mexico, which have the privilege of biological wealth, face the challenge and responsibility to ensure the proper management of natural resources in line with development policies and objectives of poverty reduction, especially those of the United Nations Millennium Development Goals. During the last two decades of the past century, governmental and social institutions of Mexico strongly promoted public policies and measures for the protection and management of natural resources, and established opportunities for the participation of different sectors of society. However, conservation and biodiversity management are still experiencing major delays. Public policies in this area must improve mechanisms to ensure their effectiveness and efficiency, the instruments of natural resource management must balance social, economic and environmental benefits, and improved access and articulation is required regarding knowledge and information about biodiversity. 11 Faced with these challenges, the constant development of individual, institutional and community skills is necessary in order to establish priorities and to strengthen public interventions and the relevant legal framework. All these factors are required to meet our commitment to appropriately conserve and utilize biodiversity for the assurance of human welfare. In this context, this document has the central intention of presenting a sort of radiograph of the most recent natural capital management in Mexico, and to emphasize equally the achievements and the shortfalls in the pursuit of sound management of biodiversity. In particular, the national capacity to generate knowledge on biodiversity and in situ conservation and sustainable use is discussed, as well as the existing capacity for the implementation of comprehensive public policies concerning biodiversity. This work represents a joint effort between the National Commission for the Knowledge and Use of Biodiversity (Conabio) and the United Nations Development Programme (UNDP). The analysis of the existing and required capacity for conservation and biodiversity management was accomplished through workshops, interviews and surveys, with the participation of experts and members of the social, academic and governmental sectors. It is intended that the sum of these efforts represents an instrument for action and a foundation for strengthening capacities, knowledge, education opportunities and social participation in biodiversity management. This is an integral part of sustainable human development in Mexico, and thus also of the struggle against poverty. UNDP 12 Magdy Martínez-Solimán Resident Representative in Mexico Summary Any analysis of Mexico’s capacities for conservation and sustainable use of biodiversity should be a systematic and regular exercise. In this way, it is possible to recognize what has been accomplished, which are the successful methods, what needs to be modified in order to prevent the expansion and multiplication of the effects of unsuitable practices, and to identify needs that require priority attention over the long term, to name but a few benefits. Therefore, an analysis of capacity for knowledge production, in situ conservation and an evaluation of its results as well as the implementation of public policies aimed at the conservation and sustainable management of the natural capital of Mexico represents a starting point for such evaluations. The National Biodiversity Information System (SNIB), is one of the greatest efforts made by a megadiverse country. It was chosen as a prime example of how create a bridge between knowledge production and decision making. The SNIB was created to collect, organize and distribute information about the biodiversity of Mexico; it is a point of contact between the academic sector (generator of information) on one side, and decision makers and the general public (users of information) on the other. As a case study, this analysis follows up —as few cases in the country could allow— the results of the investment made by Mexico in the last 15 years to generate one of the instruments that makes information available for decision making in the management and conservation of Mexico’s biodiversity. In situ conservation is the most effective way to preserve biodiversity: it implies conservation of species in the habitats they require to maintain healthy populations which, in turn, ensures their long-term survival. Protected areas (PA), management units for the conservation of wildlife (UMAs) and the program of payment for environmental services (PES) are instruments promoted by both federal and state government in order to contribute to in situ conservation of biodiversity, and of ecosystems and their environmental services. In general, progress has been made at different scales with regard to the number of instruments implemented, area of coverage and amount of supporting budgets. However, in many cases there are still serious shortcomings and difficulties in the effective implementation of these instruments as strategies of conservation and sustainable management of Mexico’s natural capital. There are also civil society schemes which promote in situ conservation, such as forest certification and voluntary community conservation areas, and it is necessary to support and encourage these as they have the potential to contribute to overcoming the barriers to conservation represented by traditional forms of productivity and economic development without environmental criteria, and to reinforce results derived from local actions which can have larger scale effects. 13 Assessing the impact of different strategies for in situ conservation is complex, since there are no indicators that can be used in the long term and that allow the comparison of temporally and spatially different results. Many of the available indicators were reviewed and a set was put forward incorporating the proposals and suggestions arising from the workshops conducted with this objective. These indicators include references to natural, social and patrimonial capital. The results are summarized in matrices (available for consultation online) comprising a total of 46 indicators grouped into criteria for planning, fulfillment and efficient implementation of objectives and management practices. All of them contribute to the conservation of natural vegetation and biodiversity, and produce positive results for the social organization of the beneficiaries. In addition, they have the ability to propitiate social cohesion, greater environmental culture and a generation of environmental awareness, greater and more equitable economic benefits, market penetration and productive chains. Also under analysis were the existing capacities of the institutions responsible for the generation and implementation of public policies that directly or indirectly affect actions for the conservation and sustainable use of biodiversity. This analysis includes identification of the attributes of legislation at federal and state levels, and is complemented by a review of the instruments of planning, public policy and budget, in addition to interviews with officials from the institutions of the federal environmental sector, conducted in order to understand and assess the skills these institutions possess in relation to their responsibilities in the promotion of the conservation and sustainable use of biodiversity in Mexico. The consideration is put forward that the main problem in Mexico is not a lack of ideas or of environmental measures in public policy, but a lack of transversal policies, agreements and partnerships between institutions and between different levels of government. In this regard, it should be noted that important channels already exist, such as the effective implementation of the Convention on Biological Diversity, the National Biodiversity Strategy and, more importantly, the State Biodiversity Strategies that aim to be a step towards much needed coordination. The past 15 years have witnessed intense activity in various sectors of society and government permitting us to firmly establish the strategic importance of conserving Mexico’s natural capital. During this time, audacious and original instruments have been brought into being allowing us to widen the options for sustainable management in a way which avoids the false choice between conserving the environment and enjoying economic and social development, and which can give alternatives to all sectors of society and help to reduce the serious inequities that persist today. One of the most important lessons of the current global environmental crisis is that attention to environmental issues must be continual and, given their multidimensional nature, must include all stakeholders in a concerted manner. The results of this work show that we must not lower our guard because, despite the undeniable progress in many areas, more still remain in need of urgent action. 14
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