D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 D2.2 PACT Methodological Report on Survey Design and Survey Questionnaire 1st Reporting period WP2 Design of the survey Responsible Partner: RAND Contributing partners: CSSC Due date of the deliverable: April 2013 Actual submission date: May 17th 2013 Dissemination level: PU PACT - Public perception of security and privacy: Assessing knowledge, Collecting evidence, Translating research into action th Project co-funded by the European Commission within the 7 Framework Programme – SECURITY theme 1 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 Document Management PROJECT FULL TITLE Public Perception of Security and Privacy: Assessing Knowledge, Collecting Evidence, Translating Research into Action PROJECT ACRONYM PACT Collaborative Project funded under Theme SEC-2011.6.5-2, “The relationship between human privacy and security” GRANT AGREEMENT 285635 STARTING DATE 01/02/2012 DURATION 36 months D2.2 PACT Methodological Report on Survey Design and Survey Questionnaire Task: 2.2 Leader: RAND Europe Authors: Sunil Patil, Neil Robinson, Dimitris Potoglou, Peter Burge, Tess Hellgren All rights reserved. No part of this publication may be reproduced, distributed or utilized in any form or by any means, electronic, mechanical, or otherwise, without the prior permission in writing from the PACT consortium. Download and print of the electronic edition for non-commercial teaching or research use is permitted on fair use grounds. Each copy should include the notice of copyright. Source should be acknowledged. © 2013 PACT www.projectpact.eu 2 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 Executive summary The Work-package 2 (WP2) involves three distinct, though interlinked, phases: (a) the Knowledge Consolidation Workshop (KCW), (b) the design of the survey questionnaire and (c) the analysis of the pilot data. This report, deliverable D2.2 in PACT's Description of Work (DoW), focuses on the abovementioned phase (b). RAND Europe leads this task and all WP2 partners have provided critical feedback throughout these phases. The primary objective of the process followed at this stage of the project was to transform the three reallife Use Cases identified and shortlisted in the KCW into real-life choice scenarios in the survey. This report describes the deliberations and the methodological approach used in designing the survey and provides the survey questionnaire, which was used for cognitive testing and the pilot data collection. Analysis and feedback following the pilot survey will provide further opportunity to refine this questionnaire based on responses from the pilot survey and cognitive testing. This refined questionnaire will be then provided with the deliverable D2.3 report which summarises the abovementioned phase (c). Chapter 2 provides details on the rationale behind the transformation of the Use Cases into the choice scenarios in the survey questionnaire, the core part of PACT's survey across the 27 Member States (excluding Croatia, which was not a member when the study was proposed to the European Commission). Particular emphasis in this chapter is placed upon the design procedure of the stated preference discrete choice experiments of the survey, namely: identification of attributes and validation of levels (Section 2.2), how the choice tasks are introduced to respondents (Section 2.4) and the design of the choice tasks for each scenario (Section 2.5). Section 2.3 discusses the rationale behind the use of 'price'/'cost' as an attribute in all choice scenarios. Chapter 3 discusses the remaining elements of the survey questionnaire. The survey structure is discussed in Section 3.1. The testing and implementation phases including the data collection modes (face-to-face and Internet) are described in Section 3.2. Finally, Section 3.3 summarises considerations around the sampling and recruitment of respondents in both the pilot and main surveys. 3 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 Table of contents Executive summary ------------------------------------------------------------------------------------------------------------------- 3 Table of contents---------------------------------------------------------------------------------------------------------------------- 4 1. Introduction --------------------------------------------------------------------------------------------------------------------- 5 2. PACT survey design ------------------------------------------------------------------------------------------------------------ 6 2.1 Transforming Use Cases in real life choice scenarios ---------------------------------------------------------------- 6 2.2 Identification of attributes and validation of levels ------------------------------------------------------------------ 7 2.3 Inclusion of price in choice scenarios ---------------------------------------------------------------------------------- 13 2.4 Describing the choices to respondents -------------------------------------------------------------------------------- 13 2.5 Selection of choice scenarios -------------------------------------------------------------------------------------------- 14 3. Survey questionnaire -------------------------------------------------------------------------------------------------------- 16 3.1 Sections in the survey questionnaire ---------------------------------------------------------------------------------- 17 3.2 Testing and implementation of survey -------------------------------------------------------------------------------- 18 3.3 Considerations for sampling and recruiting of respondents ----------------------------------------------------- 20 4. Concluding remarks ---------------------------------------------------------------------------------------------------------- 21 Annexes ------------------------------------------------------------------------------------------------------------------------------- 22 A1 Survey Questionnaire ------------------------------------------------------------------------------------------------------ 22 4 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 1. Introduction PACT’s second work package includes designing the questionnaire and scenarios following the Knowledge Consolidation Workshop1 (KCW). This report provides details on the survey design process and the questionnaire that will be used for pilot data collection and cognitive interviews. The PACT questionnaire seeks to obtain an understanding of respondents’ preferences for different security and privacy features within very specific real-life situations from a variety of sectors. The three sectors chosen in the KCW at Cambridge included: transport, internet and health. Each of these sectors presents different security and privacy threats as well as sharing some common features related to collection, storage and sharing of personal data. In order to objectively measure respondents’ preferences to different levels of security and privacy characteristics in each of these sectors, the description of work (WP2-WP4) proposed the design and implementation of a large-scale survey incorporating stated preference discrete choice experiments. As concluded in WP1, privacy and security preferences can very much depend on the situational context and these preferences can also vary across different groups of individuals and within the same context. It was therefore decided to measure the preferences in the context of choices that respondents maybe familiar with. One specific context from each sector was chosen accordingly. These contexts are: 1. Travel on metro or train (hereafter referred to as “Travel”) 2. Choice of an internet service provider (hereafter referred to as “Internet”) 3. Choice to purchase a device or service for storing health related information (hereafter referred to as “Health”) The focus of the survey design phase was to identify specific contexts where individuals can recognise and make choices considering privacy and security threats. It also involved identifying measureable attributes to describe these choices and developing experimental designs to generate choice scenarios to be presented to each respondent. Apart from the preferences to security and privacy aspects in these three contexts the survey also aims to capture socioeconomic and demographic characteristics of the respondents including responses to attitudinal questions. RAND Europe led the task of survey design and all PACT partners provided comments at various stages of this task. Apart from the KCW, partners used PACT conference calls and emails to discuss a variety of issues related to survey design. RAND also circulated two draft versions of the questionnaire to invite comments from all partners. These discussions with the PACT consortium were particularly helpful in deciding on issues involving scope of the survey, privacy issues that could arise in the questionnaire, alternate methodologies, and questions related to measurement of attitudes. RAND used a variety of criteria mentioned in Chapter 3 to decide which of the suggestions could be implemented. These included technical considerations; response time available in the questionnaire and accessibility for many of the concepts. Necessarily this was a process where no-one perspective could be implemented outright. However, we incorporated feedback from partners in the following ways: 1 th See PACT D2.1 Knowledge Consolidation Workshop Report, Cambridge – 8 October 2012. 5 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 Providing a more balanced introduction to each scenario which attempts to identify clearly the positives and negatives of each scenario with regards to the impact upon individual’s privacy and security Including pro-privacy values (levels) in some of the attributes (characteristics) (e.g. measures that would articulate a benefit for people’s privacy) Discussing and elaborating upon the attributes (characteristics) of each choice alternative Incorporating suggestions from consortium members concerning the levels within each attribute Adjusting the sets of background questions including the attitudinal questions (e.g. preferences for risk taking) Including questions designed to elicit views on trust in different entities (e.g. governments; healthcare providers, etc.). The following chapter describes the methodology of the survey design. The third chapter of this report provides details on the outline, testing and implementation of the survey questionnaire, as well as on the incorporation of the comments received from the ethical review. 2. PACT survey design The survey incorporates stated preference discrete choice experiments to better understand individuals’ preferences for different privacy and security levels with real-life contexts. These experiments involve asking respondents to choose from a set of hypothetical options or alternatives, for example, choosing between different health data devices. Each set of alternatives presented in a question is called a choice scenario. Each alternative in such a choice scenario is described by different attributes, for example, type of health data stored, extent of data sharing, etc. Each attribute is defined by a number of different levels, for example, the attribute ‘type of health data stored’ might take a value ‘all health conditions and identification’ or ‘limited health information only’ in the description of one of the alternatives. These values are termed levels. Experimental design methods are used to specify combinations of attribute levels, for each alternative, ensuring that the preferences for value of each attribute can be quantified from the respondents’ choices in the experiments. Typically a respondent is asked to indicate their preferred alternative in more than one choice scenario. Thus the preferences provide data for choice modelling, which can be used to estimate the population level effect (positive or negative) of a given attribute level in affecting the choice of respondents. This approach based on the stated preference discrete choice experiment (SPDCE) uses multiple-level combinations for a variety of attributes, all relevant to the choice contexts. For example, in the travel context apart from attributes related to privacy and security, individual alternatives can also be described using the attribute delay in travel. Further, in this experimental design the attribute levels do not necessarily vary in reciprocal relation and hence this method is different than the ‘trade-off’ model which is often used in the security and privacy literature. Accordingly, the population of the attributes can include the positive sum model (e.g. increased security or security-technology may not necessarily correspond to increased loss of privacy) as well as the zero-sum approach implied by the trade-off model. 2.1 Transforming Use Cases in real life choice scenarios The first task in the questionnaire design was to transform the Use Cases identified in the KCW into plausible and realistic choice contexts. The key in successful implementation of stated preference discrete choice methodology is to clearly set the choice context and present respondents with choice scenarios 6 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 which they can easily relate to. The consortium used various criteria in this process including accessibility and relevance of the scenario context to the lay person and the identification of security and privacy issues involved. Another important consideration was that these choice contexts should be recognised by citizens across all EU27 countries. The KCW at Cambridge set the following scope with regard to the choice contexts: 1. It was decided that instead of asking about all types of public transport it is necessary to frame the questions around the choice of journey by metro or train. This allowed exclusion of journeys involving buses and trams which present different security threats and thus have different security measures. 2. In the internet context the choice task was framed around the choice of internet service provider (ISP). The concept of subscribing to an ISP is similar to subscribing to a utility company which provides electricity or phone, thus it is easier for respondents to relate to such choice. This framing of context around choice of ISP makes it easier to explain the different security and privacy aspects to the respondent. 3. Similarly, in the case of the health context, the choice task was framed around offering a choice between different devices or services which store a person’s health data and provide access to the data in a variety of situations including emergencies. Currently, there are devices and mobile phone/internet applications (apps) in the market which sell similar services. Such devices are marketed as means to provide faster health access during emergencies (e.g. accidents) or to assist the diagnosis and expedite treatment by providing quick access to information on allergies, blood group, diabetic status, etc. Thus framing each of these contexts as choices in day-to-day life, which are likely to be familiar or understandable to the respondent is aimed to make the survey questionnaire realistic, accessible and relevant. 2.2 Identification of attributes and validation of levels In order to present the choice scenarios it is necessary to identify attributes that can describe the alternatives. We followed a multi-tier approach for identifying the attributes and their corresponding levels. The first draft of attributes and levels were identified in the KCW. This was followed by an internal workshop involving team members at RAND to further refine this list. Further IPSOS then conducted focus groups in London-UK, Athens-Greece, and Vilnius-Lithuania2 with the aim of providing feedback to the project team regarding the public’s reactions, attitudes, familiarity with the vocabulary as well as knowledge and behaviour towards the subject of privacy and security, within the three contexts. The project team also discussed the attributes and levels in the Stakeholder Advisory Group3 (SAG) meeting held in Athens in October 2012 and conducted follow-up interviews with experts on each context. This approach helped to identify attributes which were relevant in each context. It also provided us an opportunity to validate the attribute levels that are presented in the choice scenarios. For example, the feedback from stakeholders was particularly helpful in identifying the range of time limit that CCTV data 2 3 Further details on this will be provided in PACT D3.1 Summary of findings from the survey testing phase. See SAG 1st meeting report, Athens, 15 October 2012. 7 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 can currently be stored for, and the range of realistic cost changes to pay for security measures in the price of train or metro tickets. The final lists of attributes and levels selected for each context are given in Table 1 to 3. Table 1 Attributes and levels for travel context Attribute Recognition capabilities in CCTV cameras Details Closed circuit television cameras are often used at stations and inside vehicles to monitor the recorded activities or those in real time. This attribute describes any advanced features that the camera can have. 2 Time period for storing the CCTV information Period during which CCTV data will be stored by the travel authority [conditional on presence of CCTV ] 3 Who has access to CCTV information [conditional on presence of CCTV ] 4 Type of security personnel at the station 5 Security measures at the station 6 Time to pass through security checks and related queues 1 [delay conditional on security measures being 2 to 4, No delay only applicable for no security measure] Levels 1. None, CCTV cameras not used 2. Standard CCTV 3. Advanced CCTV that enables abandoned bag detection 4. Advanced CCTV that enables real-time recognition of suspicious movement of people 5. Advanced CCTV that enables real-time face recognition 1. Data not stored 2. Data stored for 3 days 3. Data stored for 7 days 4. Data stored for 15 days 5. Data stored for 45 days 1. Only the transport authority 2. Transport authority and police 3. Transport authority, police and European security agencies 4. Travel authority, police, European and International security agencies 1. None 2. Private security firm staff 3. Transport authority security staff 4. Unarmed Police 5. Armed police with trained dogs 1. None 2. Randomly selected for full body pat-down and bag check 3. Randomly selected to go through metal detector or full body scanner 1. 10 seconds 2. 30 seconds 3. 1 minute 4. 2 minutes 5. 10 minutes 8 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 7 Attribute Details Additional security surcharge (on top of ticket cost) For countries not using Euro, the amount is converted using exchange rate and displayed after rounding off Levels 6. No delay 1. None 2. 5 Euro cents 3. 10 Euro cents 4. 30 Euro cents 5. 50 Euro cents 6. 1.00 Euro Table 2 Attributes and levels for internet context Attribute Extent of internet usage information stored Details This is the information related to internet use that is stored by the internet service provider and may be provided to the law enforcement agencies to help with any on-going investigation 2 Retention period of personal information Period for which personal data will be stored by ISP [conditional on any data being stored] 3 Extent of information sharing [conditional on any data being stored] 1 4 Annual report of data monitoring activities in your country publicised by ISP This feature describes the information provided by the ISP to the users Levels 1. No internet usage information will be stored 2. List of websites visited 3. List of websites visited and location of user 4. All internet activities but not including the content of communications 5. All internet activities including the content of communications 1. Data stored 1 month 2. Data stored 6 months 3. Data stored 1 year 4. Data stored for 5 years 1. No data sharing [if data storage=1, always present this] 2. Data shared with national law enforcement agencies 3. Data shared with national and EU law enforcement agencies 4. Data shared with law enforcement agencies across the world 1. No information provided by ISP 2. number of law enforcement requests related to data disclosure every year 3. number of law enforcement requests related to data disclosure as well as the types of data that were accessed by the law enforcement agencies every year 9 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 Attribute 5 Conditions under which ISP enables the surveillance of users by the police 6 Services offered to improve online privacy 7 Monthly cost or discount for internet security and data management Details Levels 4. number of law enforcement requests related to data disclosure as well as the types of data that were accessed by the law enforcement agencies and the number of convictions that were made based on this data every year The extent to which law 1. Any time without a warrant enforcement requires legal 2. If there is a suspicion against a approval to perform person and without a warrant surveillance 3. If there is suspicion against a person and only with warrant 4. Only under state of government declared emergency Different technologies to 1. None enhance online privacy or 2. Tips on how to set up fully prevent websites visited anonymous browsing (user from gathering personal location not available to data without user’s websites unless allowed by knowledge and to provide user) privacy-related information 3. Advice to users on which websites don’t meet their indicated level of privacy 4. Automated standard anonymisation of your online activities Additional fee on top of 1. Discount of 3 Euros broadband subscription 2. Discount of 1 Euro respectively cheapening of 3. None the broadband subscription 4. You pay 1 Euros 5. You pay 3 Euros 10 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 Table 3 Attributes and levels for health context Attribute Information stored on the device/system for sharing - Basic health information such as blood group, allergies, diabetic status - Identification information : name, address, age, photograph, nationality - Information about serious health conditions - Information about all health conditions(includ ing mental health, sexual health, addictions if any) Which authorities can access the information on device/system [conditional on entry/edit rights] Details Which of person’s records can be accessed with the device? Levels 1. Basic non-identification information such as blood group, allergies, diabetic status and nationality 2. Your name, address, age, photograph, along with blood group, allergies, diabetic status, nationality, emergency contact 3. Your name, address, age, photograph, along with blood group, allergies, nationality, emergency contact, and information about serious health conditions 4. Your name, address, age, photograph, along with blood group, allergies, nationality, emergency contact, and information about all health conditions (including mental health, sexual health, addictions if any) How broadly is data shared? Who can access the data linked to the device? 3 Cases when access to information is widened to governmental agencies across EU 4 Who can enter/edit the information? In which circumstances the national and EU government agencies other than the hospital providing treatment can also access your records linked with the device? Involvement of different parties in processing 1. Only hospitals in your country of residence 2. Hospitals in and outside of your country of residence 3. Hospitals in and outside of your country of residence and Emergency medical personnel 4. Hospitals in and outside of your country of residence, Emergency medical personnel and other emergency services including fire and rescue 1. Bombing / terrorist incident and major accident (e.g. railway crash) 2. Natural disaster (e.g. earthquake) 3. Public health emergency (e.g. flu pandemic) 4. Any personal health emergency (car accidents, fires) 5. Never 1 2 1. Only your family doctor 2. Your family doctor, authorised hospital 11 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 Attribute 5 Who else can view the information apart from the medical specialists? 6 Availability of anonymous information sharing for medical research 7 Cost Details Levels staff and emergency medical personnel in your country 3. Your family doctor, authorised hospital staff and emergency medical personnel across EU 1. No one 2. Immediate family 3. nurses providing home care 4. Your insurance company 5. Private sector pharmaceutical companies 1. Only if you have provided a prior consent 2. Only after your death but without prior consent from next to kin/blood relatives 3. Only after your death but with prior consent from next to kin/blood relatives 4. Anytime without your prior consent 5. Never 1. Free (given by your hospital) 2. 1 Euros per month 3. 2 Euros per month 4. 3 Euros per month 5. 4 Euros per month 12 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 2.3 Inclusion of price in choice scenarios The consortium has discussed on several occasions the drawbacks of using price in relation to complex issues such as the one of privacy and security. However, it was important to introduce a price/cost attribute across all three contexts, for the following reasons: 1. We present choices which often involve cost/price (e.g. paying for internet, purchasing a ticket, purchasing a health device costs money). More importantly the security and privacy features involved in each sector have direct cost implications associated with them. For example, part of the costs to deploy CCTV, is directly passed on to the travellers or is paid indirectly through revenues from general taxation. Therefore, part of the costs (if not all) to deploy CCTV cameras is ultimately paid by the citizens/taxpayers. In the choice scenarios, we make this important element explicit and present direct cost implications as part of the choice scenario. 2. Having cost as part of the set of attributes used across the three sectors (travel, internet provider, health) enables us to make comparisons on how respondents value the common attributes across different contexts using a same unit of measurement (money). Thus we will be able to empirically test whether individuals’ sensitivity to privacy and personal data depends on the context. For example, do respondents value sharing of their personal data across parties the same (or differently) when travelling on the metro, when surfing the Internet or in a situation that concerns their personal health data. Having a common measure such as people's willingness to pay (or accept payment) for specific measures enables such comparisons. 3. Within a sector specific context (e.g. travel), we can test questions such as: Is the willingness to pay (or accept) the same for ‘Standard CCTV’ with ‘2 to 6 month data storage’ compared to ‘Advanced CCTV’ with ‘1 month data storage’? 4. Finally, inclusion of cost would be a very useful input for the Decision Support System (DSS) in order to better place the results of this exercise within a standardised framework, for example for comparing costs and benefits. Another attribute that could be a common unit of measurement is ‘time’. However, valuation of time is very much context dependent (e.g. it could be valued highly when in urgency, or it could be valued differently for duration of data storage and for delay in travel time). Thus even though everyone has same units of time available, its valuation can vary in different contexts even for the same person. Further, while it might be relatively easy to include time in the travel context, it is not the case in health and internet context. Hence cost was perceived as a more suitable unit for comparisons. The motivation to include price in choice scenarios is therefore not about putting a price on privacy per se but to use price as a mechanism to allow us to introduce a common baseline throughout the different contexts. 2.4 Describing the choices to respondents In order to obtain a valid response from the respondents, it is necessary to ensure that they understand the choice tasks and underlying security and privacy contexts. The survey was designed to facilitate this objective and to bring the respondents into the relevant frame of mind by the time they reach the questions involving choice scenarios in each context. Accordingly respondents are first asked some background questions with the aim of understanding their existing behaviour (e.g. frequency of use of metro). They then are introduced to the potential security and privacy threats that may arise due to 13 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 security measures put in place in each context. It was necessary to ensure that this introduction was balanced and did not lead the respondent to create a bias before presenting the choice scenarios; hence the introductions were framed as questions around the respondents’ awareness and level of concern regarding security and privacy threats. These questions were then followed by the choice scenarios from that context. We investigated the possibility of presenting the choice scenarios in a variety of formats. It was decided that it is not desirable to use picture-based choice scenarios mainly because it is not possible to describe most of the attributes using pictures and also pictures could be perceived in different ways by respondents from different backgrounds. A concise sentence based format was selected to facilitate the presentation and ease of understanding by the respondent. 2.5 Selection of choice scenarios In the questionnaire a respondent is presented with a number of choice scenarios for a given context. Experimental design methods are used to specify the attribute levels that are presented for each attribute in the choice scenario. These ensure that there is minimal (or no) correlation between attribute levels, so that the importance of each can be identified. It was necessary to consider the conditionalities that are inherent in attribute level combinations. For example if no CCTV is deployed, then the duration of data storage is not relevant and hence that attribute should not be presented. We therefore avoided presenting infeasible or unrealistic combinations in the choice scenarios. We deployed an experimental design approach which allowed us to maximise the statistical power of the analysis of the information gathered from the surveys. As explained in Box 1, the smallest possible size for the design matrix for travel context was of 60 rows, however considering the expected large sample size we used a design matrix with 120 rows, i.e. 120 choice scenarios. For health and internet contexts size of the design matrix was kept the same to simplify the survey implementation. 14 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 Box1 Technical details of PACT stated preference survey design A choice scenario involves presentation of several configurations (alternatives) of a real-life scenario. These configurations are described using various attributes around security technologies or related policy measures that may affect privacy. Each of the attributes may take one of many possible levels. In a choice task, the respondent is presented with different configurations and is asked to choose one such configuration. For example, the PACT survey includes a Travel scenario. Different configurations of this scenario are described by seven attributes (see, Table 1). The possible levels of each of these attributes are listed in the third column of Table 1. A choice task in the travel scenario will present respondents with three alternative configurations and a ‘none of these’ option. These three alternative configurations are differentiated based on the combinations of value of levels for each of the seven attributes. When the number of attributes, levels, and alternative options increase, the number of possible choice tasks multiplies rapidly and becomes impractical to present all possible combinations to the respondents. For example, if there are only two attributes A and B each taking one of three possible levels and if the choice scenario involved only two alternatives, we obtain (3 x 3) x (3x3) = 81 possible choice scenarios. In order to generate a number of choice scenarios, which respondents can evaluate without excessive cognitive burden and within the allocated time-length of the survey, it is necessary to select a subset of these combinations. This subset along with respondents' choices should provide adequate data so that the influence of each attribute level in the choice process can be recovered through modelling of this data. The selection process is performed using a variety of stated-choice experimental design methods and search algorithms. For example, an orthogonal experimental-design guarantees no correlation across levels of different attributes, whereas the objective of an efficient experimental-design is to minimise the variance of estimated model parameters. The methodology of discrete choice modelling uses logit models which are non-linear thus an efficient design is preferred over the orthogonal design. We use the efficient experimental-design approach to search for a candidate subset of alternative configurations, a design matrix. However, efficient designs require prior information (‘priors’) on the model parameters to be estimated. These priors are usually obtained from previous studies, which is not possible in this survey as it is the first survey on this topic using this methodology. Hence, for generating the design matrices for the pilot study zero priors are assumed as no prior information is currently available. Following the analysis of pilot data, we will use the model parameters recovered from the pilot study as priors in the generation of the design matrices in the main survey. The size of design matrix is determined using the number of parameters to be estimated and the necessity to ensure the level balance in the design matrix. Level balance is a desirable property which ensures that each attribute level appears an equal number of times for each attribute. While level balance is not a necessity it helps to avoid systematic biases in the design. 15 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 Because each individual cannot possibly evaluate 120 choice scenarios, it is necessary to split these choice scenarios across respondents. We judged that each respondent could evaluate five choice scenarios per context (15 choice scenarios in total, across the three different contexts). This should allow us to keep the survey length manageable. To do this we used a blocking algorithm which divides the 120 choice scenarios in 24 blocks of 5 choice scenarios whilst seeking to minimise the correlation between the block and each attribute. This ensures that we avoid presenting only low or high attribute levels to a respondent for a certain attribute. This means that we have 24 versions of the choice experiments within the questionnaire. During implementation of the survey one of these blocks will be drawn at random for each respondent for each stated preference experiment. In the next chapter we describe the outline of the questionnaire and issues related to testing and implementation of the survey. 3. Survey questionnaire The survey questionnaire was designed so that it can be answered within 40 minutes by a respondent. We outline the survey sections in Section 3.1. Further since the survey will be conducted in 27 countries it needed special considerations which are described in Section 3.2 along with description of the survey implementation approaches. The sampling issues are described in Section 3.3. In general the number and type of questions as well as the answer options were chosen based on the following criteria: total length of the survey relevance to the study’s objectives ease of understanding for the ‘lay person’ across EU27 member states continuity with subsequent work packages of PACT, and considerations from perspective of analysis of the data from 27,000 respondents When a question was deemed to be sensitive the respondents were always provided with an option of not to answer. This survey was also sent for an independent ethics review. There were a number of suggestions on the clarification of following issues in the questionnaire. The PACT questionnaire was also reviewed by an independent expert who provided comments after the ethical review. The reviewer suggested inclusion/consideration of the following points Details about the random sample selection process, i.e. specifying who will draw this sample? Details on the method used for checking the accuracy of translation of survey in variety of languages Relevance of question on ethnicity to participants in different countries The informed consent should be part of the questionnaire and should mention project coordinator, surveying organisation, funding source, authorisation from relevant authorities, process of selection of respondent and their inclusion in the sample, details on confidentiality and anonymity, retention and ownership of data, terms of participation, use of data for current and future studies, contact person’s details at the end of the survey, etc. The comments on specific questions, contact details, and funding source will be accommodated in the questionnaire itself. However, IPSOS and RAND highlighted that some of these recommendations on informed consent if incorporated in main text of the survey will have impact on survey length and possibly 16 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 on the response rate. IPSOS suggested that it is best to put together an information document, including information on project coordination, purpose of the survey, participant selection, confidentiality, ownership of data etc. In the context of face-to-face surveys, the document will be printed off and handed to each respondent before starting the survey. For online surveys, the content of the document will be shown on a screen so that respondents are able to read it before agreeing to participate in the survey. The respondent confirms the awareness of this document and provides consent on the basis of this document before the survey begins. A detailed response on how the ethics review comments will be addressed is provided separately4. 3.1 Sections in the survey questionnaire The survey questions (given in Annex A1) can be divided in one of the following categories. 1. Demographic questions These questions include questions related to respondents’ age, gender, education, working status, etc. These questions will help us in testing whether such socio-demographic factors affect the person’s attitude and preferences involving security and privacy in the three contexts. Respondents’ age, region of residence and gender are also used to define quotas so that the online sample recruited for the survey is nationally representative for each country on these three criteria. After reviewing the draft questionnaire, partner data collection agencies involved in the cognitive testing highlighted that in some Member States there is a legislation which prohibits collection of information related to ethnicity and religion. Thus it is not possible to collect information on respondents’ ethnicity and religion systematically across 27 Member States, hence these questions will be dropped from the questionnaire in the main stage survey. 2. Context specific background questions These questions help us to understand familiarity or relevance of each choice scenario to the respondent. These can be used to test hypotheses such as – Does frequency of travel affects perceptions related to security and privacy threats in travel? Does a respondent’s health status affect their perceptions related to sharing information on their health? 3. Questions related to attitudes toward: security; privacy; surveillance; trust These questions are designed so that we can construct indices for attitudes toward security, privacy, surveillance, and trust. After a thorough literature review on these topics in the context of security and privacy we selected some questions as starting point. As far as possible these questions and their scales were kept similar to the original questions in the literature so that we have use validated questions. Our aim was to preserve the tone and language of the original questions 'as is'. In many cases however, we had to slightly alter the statement to make them suitable for the survey and contexts and to accommodate differences when the studies were conducted outside Europe, or clarify any abstract terms included in the questions. We tried to maintain the general meaning of the scales to preserve validity. 4. Questions involving choice scenarios Following the methodology described in the Section 2, respondents will be presented with five choice scenarios for each context. These questions follow the questions which introduce security and privacy 4 PACT letter in reply to the REA letter requesting clarifications following the ethical review of the survey questionnaire”, Ref. Ares(2013)981969 - 30/04/2013 17 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 threats in each context. We also included diagnostic questions which will be asked following the choice scenarios to gather information related to respondents’ understanding of the choice scenarios. Respondents get an option of providing feedback on what if anything was unclear in the choice scenarios. 3.2 Testing and implementation of survey As the survey will be conducted in a variety of languages it was necessary to ensure that we avoid certain words or sentences which could be difficult to translate or could mean something else in other languages. IPSOS based on their extensive experience provided feedback on this issue and the wording of the questionnaire was adjusted accordingly5. RAND also tested the survey internally choosing respondents who were not a part of the project team. The cognitive interviews and pilot testing will provide further input on wording issues and survey accessibility more generally. A small window of time between cognitive interviews and pilot will allow us to incorporate some of the smaller issues in pilot questionnaire. However, the feedback from cognitive testing and face-to-face pilot interviews along with the results of analysis of pilot data will be completely incorporated in the questionnaire before the final stage of survey –the main survey across all 27 countries. The survey implementation will be carried out in a variety of formats. The most appropriate format for the pilot and main survey was chosen based on the Internet penetration in the country. Online surveys using Internet panels offer advantages in terms of presentation of the survey, sampling and ensuring the quotas, allowing respondents to complete the survey in their time of convenience, achieving larger geographical coverage in short time, etc. However, for countries with low internet penetration face-to-face surveys are more suitable which also offer advantages in terms of being able to answer any queries that respondents have during the survey, and the interviewer can also provide additional feedback on the survey based on their observations. It is a common practice to conduct the face-to-face interviews using questionnaire printed on paper (Paper-and-Pencil Interviews PAPI) or using a questionnaire displayed on computer/laptop (Computer-Assisted Personal Interviews CAPI). Thus we use survey instruments in different stages of the PACT study in different countries as listed in Table 4. In Germany and Italy we plan to use both face-to-face and internet based surveys to be able to test if there are any key differences. Table 4 also lists the sampling techniques used for recruiting the respondents in each stage. PACT deliverable D3.2 will provide a detailed report outlining the sampling approach adopted for both online and face-to-face surveys. Whilst the cognitive interviews are conducted using a paper based survey, the face to face surveys in pilot will be conducted using CAPI. Internet based surveys will also be used in the pilot data collection in Denmark and Italy. 5 Further details on the translation related issues are included in IPSOS “Methodological note on translation of critical terms”. 18 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 Table4 Details of PACT survey stages Survey phase Implementation Countries (sample size) Recruitment of respondents Focus groups Face-to-Face group discussion(focus groups) UK (8) Greece (8) Lithuania (8) Members of the general population; only internet users; aged 30-60; mix of gender, age, life stage and social class December 2012 UK (6) Hungary (6) Portugal (6) Members of the general population; mix of people (age, gender, etc.); at least two respondents per country who do not use the internet; at least two respondents per country who do not take public transport very often (less than once a month) April 2013 Romania (50) (CAPI) Italy (25) (PAPI) Quota sampling (following as much as possible the structure of the general population by age, gender and region) May 2013 Online panel Denmark (50) Italy (25) IPSOS online panels ; quota sampling (following as much as possible the structure of the general population by age, gender and region) May 2013 Face-to-Face (CAPI) Malta (750) Estonia (1000) Slovenia (1000) Slovakia (1000) Poland (1000) Czech Republic (1000) Lithuania (1000) Hungary (1000) Latvia (1000) Cyprus (1000) Portugal (1000) Greece (1000) Romania (1000) Bulgaria (1000) Germany (500) Italy (500) Random probability sampling June-July 2013 (planned) Online panel Netherlands (1000) Luxembourg (750) Sweden (1000) Denmark (1000) Quotas based on age, gender and region June-July 2013 (planned) Cognitive testing Face-to-Face (PAPI) Face-to-Face (CAPI) Pilot Survey Main Survey Timeline 19 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 Survey phase Implementation Countries (sample size) Recruitment of respondents Timeline Finland (1000) UK(1000) France (1000) Austria (1000) Belgium (1000) Ireland (1000) Spain (1000) Germany (500) Italy (500) 3.3 Considerations for sampling and recruiting of respondents Focusing the Use Cases on specific contexts allowed us to keep potential findings relevant to the choice scenarios and made it possible to capture finer details in each choice context. However, it is clear that some choice contexts could be less relevant to some sections of the population than others. Specifically, the survey sections on travel and internet could be less relevant for people who never use metro or train and people who have never used internet respectively. For the travel context we believe that people will be still able to relate to the information presented even if they never use metro or train, mainly because the security measures which are described in choice scenarios are of common knowledge and people could come across these in other situations such as air travel. Hence it was decided that we present the travel context to all respondents irrespective of their familiarity with train or metro travel. However we capture the familiarity through a question about frequency of travel using metro and train, which we can use to test if the responses from respondents who have never travelled or who travel infrequently by metro or rail should be dropped during analysis. Further, for these respondents, we present the travel section after health and internet sections to ensure that we present the respondents with the most familiar contexts first. The decision related to the presentation of the internet context to respondents who have never used internet was not as straightforward as compared to the travel context. The internet context is the most technical section of the questionnaire, from a lay person’s perspective. This section may be difficult for people who have never used the internet before (such respondents will be recruited only from face-to-face surveys). To address this issue, we added a small introduction in the survey to explain what the internet is to people who have never used it. However, during the initial stages of cognitive testing of the questionnaire it was found that asking internet related questions to people who have never used it involves risks of: 1. a big attrition rate in the responses (which could bias the sample for travel and health) and 2. getting insincere responses which could be of little use or misleading. The cognitive interviewers also observed that people who do not use the Internet did not really understand various (seemingly) basic terms (such as web search) on internet use. It was felt that even if we consider explaining all the terms related to internet use, it will consume a lot of interview time and hence was 20 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 deemed infeasible. Accordingly, it was decided that people who have never used Internet should not be asked to answer the internet section of the survey. 4. Concluding remarks The PACT survey is one of the largest surveys on the topic involving public perceptions of security and privacy and will be conducted across 27 European Member States. This document provided details on the methodological approach, survey implementation, ethical review and sections of questionnaire. The survey design process was followed by the cognitive testing and pilot data collection before the questionnaire is used for the collection of data across all countries. The questionnaire attached with this report will be refined further depending on the feedback received from the cognitive interviews and pilot data analysis. 21 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 Annexes A1 Survey Questionnaire Date: 13th May 2013 Q_COUNTRY. PROG: HIDDEN QUESTION RECORD COUNTRY OF SURVEY METHODOLOGY: 1. ONLINE 2. OFFLINE Please confirm if you have read the information document and whether you agree to proceed with this survey in light of information provided in this document. Yes, I have read the information document and agree to participate in the survey No, I have read the information document but I do not want to participate in the survey No, I have not read the document PROVIDE THE LINK TO THE DOCUMENT IF ANSWER 3 – NO, I HAVE NOT READ THE DOCUMENT Q_INTRO. PROG: INFO TEXT We are a research team of 11 partners led by the Centre for Science, Society and Citizenship in Italy. Through this research study, which is funded by the European Commission, we are aiming to understand individual perceptions and concerns about security and privacy of European citizens in everyday life. As part of this study, we are conducting a survey and would welcome your participation. Your responses will be kept confidential and will be used for research purposes only, as per the Market Research Society’s Code of Conduct. Findings derived from combining all responses will be made publicly available via reports and research articles. The survey takes approximately 40 minutes to complete. Before the main survey begins we’ll ask you the following three questions to ensure that we have sufficient responses from people from all age groups, gender and region. _________________________________________________ DEMOGRAPHIC QUESTIONS _________________________________________________ 22 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 Q1. Are you…? PROG: SINGLE ANSWER 1. Male 2. Female Q2. How old are you? PROG: NUMERICAL 2 DIGITS FROM 0 TO 99 PROG: IF Q2<18 STOP INTERVIEW /---/ Q3. From the options below, please choose the region that you live in. PROG: USE EXCEL FILE FOR THE REGION PER COUNTRY Q4. How often do you use a metro, train, or other mass public transport system for travel within or between cities? PROG: SINGLE ANSWER 1. Every day 2. Several times a week 3. Once a week 4. Several times a month 5. Once a month 6. Several times a year 7. Once a year or less 8. Never PROG: IF CODE 8- NEVER, THE ORDER OF THE SECTIONS SELECTED IN Q4 WILL BE: 1) INTERNET SECTIONS (QUESTIONS FROM Q20 TO QB8) 2) HEALTH SECTION ( QUESTIONS FROM Q26 TO QC8 ) 3) TRAVEL SECTION ( QUESTIONS FROM Q14 TO QA8 ) PROG: IF NO CODE 8 IN Q4 THE ORDER WILL BE THE QUESTIONNAIRE ORDER: 1) TRAVEL SECTION ( QUESTIONS FROM Q14 TO QA8) 2) INTERNET SECTION ( QUESTIONS FROM Q20 TO QB8 ) 3) HEALTH SECTION ( QUESTIONS FROM Q26 TO QC8 ) Q5. Have you ever used the Internet? PROG: ASK THIS QUESTION ONLY FOR METHODOLOGY =OFFLINE 1. Yes 2. No 23 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 PROG :IF CODE 2 SELECTED IN Q5 AND NO CODE 8 IN Q4 SHOW THE FOLLOWING ORDER OF THE SECTIONS: 1) TRAVEL ; 2 ) HEALTH; 3 ) INTERNET IF CODE 2 SELECTED IN Q5 AND CODE 8 SELECTED IN Q4 SHOW THE FOLLOWING ORDER OF THE SECTIONS: 1) HEALTH; 2 ) TRAVEL ; 3 ) INTERNET IF CODE 1 SELECTED IN Q5 AND CODE 8 IN Q4 SHOW THE FOLLOWING ORDER OF THE SECTIONS: 1) INTERNET; 2 ) HEALTH ; 3 ) TRAVEL IF CODE 1 SELECTED IN Q5 AND NO CODE 8 SELECTED IN Q4 SHOW THE FOLLOWING ORDER OF THE SECTIONS: 1) TRAVEL; 2 ) INTERNET ; 3 ) HEALTH Q6. How frequently do you travel outside the country of your residence for holiday or work? PROG: SINGLE ANSWER 1. 2. 3. 4. 5. 6. Several times a month Once a month Several times a year Once a year Once every 2 years or less Never Q7. What do you think are the most important challenges to the security of EU citizens at the moment? PROG: PLEASE SELECT UP TO 3 ANSWERS Error message : There are too many answers, maximum 3 are allowed. 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. Civil wars and wars Corruption Cybercrime Economic and financial crises Environmental issues/ Climate change Illegal immigration Insecure employment conditions (e.g. low wages, long working hours, temporary employment) Insecurity of EU borders Natural disasters Nuclear disasters Organised Crime Petty crime Poverty 24 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 14. 15. 16. 17. 18. 19. 20. Religious extremism Terrorism The gap between rich and poor people Privatisation of public services. Unemployment Other (please, specify) [ OPEN ANSWER ] Don’t know [ EXCLUSIVE ANSWER ] Q8. How much do you trust the following institutions? Please use a scale from 1 to 5 where 1 means you do not trust them at all and 5 means you trust them completely. PROG: SINGLE ANSWER PER ROW SCALE: 1. Do not trust at all 2. 3. 4. 5. Trust them completely ITEMS: 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. Banks in your country to allow you to invest, save and protect your money Companies in your country to offer you products and services Data protection authorities to help enforce your data protection rights Large internet based companies such as Google or Facebook to allow you find and share information online Multinational companies to offer products and services NGOs and civil society groups to help keep other organisations in check Private health insurance companies in your country to provide for healthcare Religious institutions in your country to allow you to exercise the right to worship The army to protect your country The courts of law in your country to provide for law and order The European Union to provide and prosperity in Europe The health care in your country to provide for health The media (newspapers, television, radio, online) in your country to allow you access to news and current affairs The national government of your country to provide for security The United Nations to keep global power in check Trade unions in your country to help protect your labour rights Universities in your country to give quality education Q9. Please indicate how concerned you are with each of the following issues. Use a scale from 1 to 5 where 1 means Not Concerned At All and 5 means Very Concerned. PROG: SINGLE ANSWER PER ROW 25 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 SCALE: 1. Not concerned at all 2. 3. 4. 5. Very concerned ITEMS: 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. National security in your country by national security we mean absence of war or terrorism The impact of unemployment in your country on its security Your personal safety on buses, trains, and metros Unauthorised people using your bank card or your bank card information The gap between the rich and the poor leading to possibility of civil unrest The level of your computer’s protection against viruses or spam Security of online purchasing or online bank transactions Someone having access to your personal information without your knowledge and consent A health epidemic in your country Bad working conditions (e.g. low wages, long working hours) Your general personal safety for the next 6 months Your own job security Your own health and wellbeing Q10.How familiar are you with the laws in your country that deal with the protection of personal information collected through public security surveillance? Please use a scale from 1 to 5 where 1 means No Knowledge At All and 5 means Good Knowledge. PROG: SINGLE ANSWER 1. No knowledge at all 2. 3. 4. 5. Good knowledge Q11. To what extent do you believe laws are effective in protecting your personal information collected through public security surveillance? Please use a scale from 1 to 5 where 1 means Not Effective At All and 5 means Very Effective. PROG: SINGLE ANSWER 1. Not effective at all 2. 3. 4. 26 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 5. Very effective Q12.To what extent you feel there is sufficient democratic control on the use of your personal data by security agencies. Please use a scale from 1 to 5 where 1 means Not Sufficient At All and 5 means Very Sufficient. PROG: SINGLE ANSWER 1. Not sufficient at all 2. 3. 4. 5. Very sufficient Q13. How successful do you think your government is in respecting human rights and freedom while implementing public security-related surveillance? Please use a scale from 1 to 5 where 1 means Not At All Successful and 5 means Very Successful. PROG: SINGLE ANSWER 1. Not at all successful 2. 3. 4. 5. Very successful __________________________________________________________________________________ 1. Section 1 : Questions on Travel __________________________________________________________________________________ Q14_intro. PROG : INFO TEXT The following questions are related to travel experience by metro or train. PROG: DO NOT PRESENT THE FOLLOWING QUESTIONS: Q14, Q15, Q16, Q17, Q18 IF TRAVEL FREQUENCY Q4 = NEVER; Q18b- ASK ALL Q14. Think about the last time you travelled by metro or train. On that journey, how long did you have to wait for the train/metro at the station? PROG: SINGLE ANSWER 1. Less than 15 minutes 27 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 2. 3. 4. 5. 6. 15 minutes to up to 30 minutes 30 minutes to up to 1 hour 1 hour to up to 2 hours 2 hours to up to 3 hours More than 3 hours Q15. Thinking of your last journey, how long did you spend on the metro or train? PROG: SINGLE ANSWER 1. 2. 3. 4. 5. 6. Less than 15 minutes 15 minutes to up to 30 minutes 30 minutes to up to 1 hour 1 hour to up to 2 hours 2 hours to up to 3 hours More than 3 hours Q16. What was the cost of ticket in your last train/metro journey? Please give an approximate single one-way journey cost if you purchased a season ticket or a return ticket. PROG: NUMERICAL 2 DIGITS AND 2 DECIMALS PROG: CURRENCY EURO, GBP, ETC. DEPENDING ON THE COUNTRY /__/, /__/ Q17. Now thinking about your metro/train journeys over the past two years, which of the following security measures have you come across? Select all that apply. 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. PROG: MULTIPLE ANSWERS POSSIBLE Closed circuit television (CCTV) cameras on station premises Closed circuit television (CCTV) cameras inside train/metro compartments Unarmed security personnel Armed security personnel Security dogs Metal/drug/explosives detector Body searching Other None of the above [ EXCLUSIVE ANSWER ] Don’t know [ EXCLUSIVE ANSWER ] Q18b. Which of the following do you consider to be threats to security when travelling by metro or train? Select all that apply. PROG: MULTIPLE ANSWERS POSSIBLE 28 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 PROG: ASK ALL 1. Pick-pocketing 2. Terrorism 3. Aggression towards women 4. Violence 5. Misuse of alert buttons, emergency brakes, etc. 6. Suicide attempts on train tracks 7. Vandalism (damaging public property) 8. Antisocial behaviour (e.g. drunk people who cause trouble to passengers) 9. Illegal drug transactions 10. Fare evasion (not paying fares) Q18 . Which of the following have you ever personally experienced/witnessed during a previous journey? Select all that apply PROG: MULTIPLE ANSWERS PER ROW AND PER COLUMN PROG: CODE 11 IS NOT MANDATORY PROG: COLUMN 3 EXCLUSIVE 1.Experienced 2.Witnessed Neither experienced nor witnessed Pick-pocketing Terrorism Aggression towards women Violence Misuse of alert buttons, emergency brakes, etc. Suicide attempts on train tracks - Vandalism (damaging public property) - Antisocial behaviour (e.g. drunk people who cause trouble to passengers) Illegal drug transactions - Fare evasion (not paying fares) - - Other (please specify) [OPEN TEXT] Q19_INTRO. PROG: INFO TEXT PROG: TO ALL 29 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 Various security measures and technologies have been put in place at train and metro stations and inside vehicles to address such security threats. Such measures include deploying CCTV to spot suspicious objects, persons, and activities, deploying metal detectors or scanners to reveal hidden explosives or arms, and deploying security personnel to deter anti-social and criminal behaviour. Some of these security provisions can also have implications related to your privacy. Q19. Which of the following are you concerned about when travelling by metro/train? Select all that apply. 1. 2. 3. 4. 5. 6. 7. PROG: MULTIPLE ANSWERS POSSIBLE Misuse of CCTV images by the authorities Storage of CCTV images for longer than necessary according to law Misuse of travel data (travel origin, destination, frequency) for tracking a person’s whereabouts Misuse of security measures for sexual or racial harassment Sharing travel data and CCTV images across and outside the EU. None of these [ EXCLUSIVE ANSWER ] I never travel using metro/train [ EXCLUSIVE ANSWER ] ___________________________________________________________________________ EXERCISE 1: TRAIN / METRO TRAVEL: _____________________________________________________________________________ INTRO_TRADEOFF1_1. PROG: INFO TEXT Imagine that you are just about to make a journey on metro or train. Transport operators and security agencies may implement a range of security measures such as video surveillance and deploying security personnel with the aim of making such train and metro journeys safer against a range of threats including pickpocketing, vandalism or even terrorism. Some of these measures have potential for misuse and may also affect your privacy for example when security personnel go through your baggage. Next we’ll present you with a set of five scenarios with different options for this hypothetical metro or train journey. In each question please carefully consider the potential each option has in terms of addressing possible security and privacy threats. You are also presented with the costs for security measures. This is usually paid as part of your ticket price. QA1_INTRO. Please then choose the option you most prefer. We note that there are no correct answers, we are simply interested in your preferences. 30 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 PROG: SINGLE ANSWER PROG: PLEASE RANDOMISE THE ORDER OF ATTRIBUTES (ROWS) FOR DIFFERENT RESPONDENTS- THE ORDER REMAINS SAME FOR ALL QUESTIONS OF A RESPONDENTS} PROG : EACH RESPONDENTS SEES 5 SCENARIOS BASED ON THE EXCEL FILE 31 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 QA1. Which of the following options would you most prefer for your train or metro journey? Option A Option B Option C Advanced CCTV that enables abandoned bag detection Advanced CCTV that enables realtime face recognition Data stored for 45 days and can be accessed by Only the travel authority Data stored for 15 days and can be accessed by Travel authority, police, European and International security agencies Advanced CCTV that enables realtime recognition of suspicious movement of people Data stored for 3 days and can be accessed by Travel authority, police, European and International security agencies None at the station Travel authority security staff at the station Armed police with trained dogs at the station Physical security checks at the station and time added No physical checks Randomly selected for full body pat-down and bag check, which could take an additional 10 seconds Randomly selected to go through metal detector or full body scanner, which could take an additional 10 minutes Additional security surcharge (on top of ticket cost) Security surcharge of 0,50 Euro No security surcharge Security surcharge of 0,50 Euro CCTV cameras Type of security personnel at the station Option D None of these, I would prefer not to make this journey by train/metro 32 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 QA2. Which of the following options would you most prefer for your train or metro journey? Please note that the options have changed PROG: SINGLE ANSWER PROG: QA2 REPRESENTS THE SECOND SCREEN SEEN BY THE RESPONDENT BASED ON THE EXCEL FILE QA3 .Which of the following options would you most prefer for your train or metro journey? Please note that the options have changed PROG : SINGLE ANSWER PROG : QA3 REPRESENTS THE THIRD SCREEN SEEN BY THE RESPONDENT BASED ON THE EXCEL FILE QA4. Which of the following options would you most prefer for your train or metro journey? Please note that the options have changed PROG: SINGLE ANSWER PROG : QA4 REPRESENTS THE FORTH SCREEN SEEN BY THE RESPONDENT BASED ON THE EXCEL FILE QA5 Which of the following options would you most prefer for your train or metro journey? Please note that the options have changed PROG: SINGLE ANSWER PROG: QA5 REPRESENTS THE FIFTH SCREEN SEEN BY THE RESPONDENT BASED ON THE EXCEL FILE QA.6 Were you able to make choices from the situations just presented to you? PROG: SINGLE ANSWER 1. Yes 2. No 33 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 QA.7. Why did you find it difficult to make the choices? PROG: OPEN PROG: IF QA.6 == NO [INSERT OPEN TEXT BOX] QA.8. Of the options presented, which of the following were unclear to you? Select all that apply. PROG: MULTIPLE ANSWERS PROG : IF QA.6 == NO, ALLOW MULTIPLE CHOICE BETWEEN 2 AND 8; CODE 1 EXCLUSIVE 1. 2. 3. 4. 5. 6. 7. 8. None, all choices were clear [ EXCLUSIVE ANSWER ] Recognition capabilities in CCTV cameras Time period for storing CCTV data Who has access to CCTV data? Type of security personnel at the station Security measures at the station Time to pass though security checks and related queues Additional security surcharge (on top of ticket cost) 34 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 __________________________________________________ 2. Questions on Internet use __________________________________________________ Q20_INTRO. PROG: INFO TEXT Now, we’ll ask you some questions related to the Internet. PROG: IF METHODOLOGY = OFFLINE AND NO EXPERIENCE OF INTERNET ‘Q5=No’ THEN – SHOW THE FOLLOWING INTRODUCTION CARD EXPLAINING WHAT INTERNET IS. ALSO, SKIP NEXT THREE QUESTIONS , Q21, Q22,23 The Internet is a global system of interconnected computer networks. It carries an extensive range of information resources and services. It is used for communication in various ways such as sending/receiving emails, making video calls, internet based phone calls, and for keeping contact with general public, friends and family through social networks. Different websites offer a medium just like books or newspapers to access this information and to make contact just like the telephone. Websites are also a medium to access services such as shopping, banking or paying bills online. The Internet can be accessed from a computer and smart phone that is connected to the network. An internet service provider sells you such an access. Q20. In a typical week, how many hours do you spend on the Internet for personal use (i.e., not including work-related use of the Internet)? PROG: SINGLE ANSWER 1. 2. 3. 4. 5. 6. 7. More than 20 hours per week Between 14 and 20 hours per week Between 7 and 13 hours per week Between 3 and 6 hours per week Between 1 and 2 hours per week Less than 1 hour per week I do not have access to the Internet for personal use Q21. Please select from the list below the type of activities that you have used the internet for during the past month. Select all that apply. PROG: MULTIPLE ANSWERS POSSIBLE 1. Email / communications (including content) 2. Accessing news, magazine websites 3. Web search (e.g. Google) 35 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. Online banking Online shopping Online bill payment Chat rooms, discussion forums, and comments on websites Watching movies, videos, TV shows and listening to online music/radio Social networking (e.g. Facebook, MySpace, LinkedIn) and/or photo/video sharing Online phone and video calls (e.g. Skype) Contributing to blogs and Microblogs (e.g. Twitter) Gaming Online betting, casinos, etc. File sharing (Access to P2P networks and torrent sharing) and downloading content e-Government services Cloud services: storage, cloud apps (e.g. Dropbox, iCloud, AWS-Amazon) Other Q22. If you have a social networking profile (on websites similar to Facebook, Twitter, Myspace), which of the following describes your privacy settings: PROG: SINGLE ANSWER 1. 2. 3. 4. 5. 6. Public, so that everyone can see your pictures/comments Partially private, so that friends of friends or your networks can see your pictures/comments Private so that only your friends can see your pictures/comments I don’t know I don’t have a social networking profile Prefer not to answer Q23. Which of the following are you concerned about when using the internet? Select all that apply. PROG: MULTIPLE ANSWERS POSSIBLE PROG : TO ALL 1. Spam/unwanted emails 2. Financial /credit card fraud 3. Phishing- theft of financial data (such as credit card information) or Identity theft –theft of personal information to be used for impersonating you 4. Malware or computer virus which harms your computer 5. Harassment or cyber bullying 6. Use of internet by terrorists training and planning of attacks 7. Use of internet for creating panic and/or spreading hatred 8. Use of internet to share and publish child pornography 9. Use of internet to perpetrate organised crime 10. Illegal sharing and downloading of copyrighted material (e.g. movies) 11. Other, please, specify [OPEN TEXT BOX] 36 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 12. None of these [ EXCLUSIVE ] 13. I have never used the internet [ EXCLUSIVE] Q24.Have you or someone you know experienced any of the following? Select all that apply. PROG: MULTIPLE ANSWERS PER ROW AND PER COLUMN PROG: CODE 6 IS NOT MANDATORY PROG: COLUMN 3 IS EXCLUSIVE PROG : TO ALL 1.You have experienced this yourself 2.One of your acquaintances experienced this 3.Neither you or your acquaintances experienced this 1.Spam emails 2.Financial /credit card frauds 3.Phishing- theft of financial data (such as credit card information) or Identity theft –theft of personal information to be used for impersonating you 4.Malware or computer virus which harms your computer 5.Harassment or cyber bullying 6.Other, please, specify [OPEN TEXT BOX] Q25_INTRO. PROG : INFO TEXT Various security measures and technologies are put in place by Internet Service Providers (ISP) and websites to address such security threats. Police and crime investigation agencies through internet service providers and websites can get access to information on a person’s online activity in terms of their physical location, websites visited, e-mail/social network communication, and contents uploaded and downloaded by them. Such information is used in investigation of crimes and especially those involving illegal downloads, distribution of child pornography, tax evasion, financial crimes and identity theft. Some of the security measures used by these parties can also have implications related to your privacy. Q25.Which of the following are you concerned about when using the Internet? Select all that apply. PROG : MULTIPLE ANSWERS POSSIBLE 37 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 1. 2. 3. 4. 5. 6. 7. 8. Personal data shared by websites with third parties for spam or marketing Internet surfing habits shared with third parties for personalized/targeted advertising Violation of terms of use in relation to personal information submitted online Private conversations being monitored Access of internet surveillance data across security agencies Your location made known and shared with third parties (e.g. law enforcement agencies). None of these [ EXCLUSIVE ] I have never used the internet [ EXCLUSIVE ] INTRO_TRADEOFF 2. [Stated Preference section for Internet Service Provider] PROG: INFO TEXT An ISP is a company that provides you with an Internet connection through cable or wireless connection (like utility companies offering you electricity and gas services). Imagine that you are just about to start or renew a subscription to an internet service provider. While the Internet is a great tool for a variety of activities including communication, shopping and banking, it is also used by criminal elements. Law enforcement entities have requested access to and have successfully used internet communications data for prevention, investigation, detection, and prosecution of criminal offences. Some features of this monitoring and storage requirement may affect your privacy and also has potential for misuse such as in cases where these data may be used to monitor the activities of any group which may come into conflict with the state. Next we’ll present you with a set of five scenarios involving different options for this hypothetical subscription to an Internet Service Provider. In each question please carefully consider the potential each option has in terms of addressing possible security and privacy threats. You are also presented with the costs for internet security and data management. This is usually paid as part of your subscription. QB1_INTRO. Please then choose the option you most prefer. We note that there are no correct answers, we are simply interested in your preferences. PROG: PLEASE RANDOMISE THE ORDER OF ATTRIBUTES (ROWS) FOR DIFFERENT RESPONDENTS- THE ORDER REMAINS SAME FOR ALL QUESTIONS OF A RESPONDENTS PROG : ONE RESPONDENTS WILL SEE 5 SCREENS OF 3 OPTIONS EACH + NONE OF THESE BASED ON THE EXCEL FILE PROVIDED 38 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 QB1. Which of the following options would you most prefer as your internet service provider? PROG : SINGLE ANSWER Option A Option B Option C Handling of your internet usage information Information about list of websites visited and location of user will be stored for 1 year and will not be shared with any law enforecement agency Information about list of websites visited will be stored for 6 months and will be shared with law enforcement agencies across the world Information about all internet activities but not including the content of communications will be stored for 5 years and will be shared with national law enforcement agencies Annual report of data monitoring activities in your country The ISP will publicise annually information about: The ISP will publicise annually information about: The ISP will not publicise any information on data monitoring acitivies in your country number of law enforcement requests related to data disclosure, and number of law enforcement requests related to data disclosure, types of data that were accessed by the law enforcement agencies in your country types of data that were accessed by the law enforcement agencies, and Option D None of these, I would prefer to look for another Internet Service Provider number of convictions that were made based on this data in your country Conditions under which ISP enables surveillance of users by the police ISP can enable surveillance of users by the police if there is suspicion against a person and only with a warrant ISP can enable surveillance of users by the police if there is a suspicion against a person and without a warrant ISP can enable surveillance of users by the police only under government declared state of emergency Serivces offered to improve online privacy ISP will offer tips on how to set up fully anonymous browsing (user location not available to websites unless allowed by user) ISP will not offer any service to improve your online privacy ISP will offer advice to users on which websites don't meet their indicated level of privacy Monthly cost or discount for internet security and data management You receive a 3 Euros discount You pay a 3 Euros premium There is no impact on price 39 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 QB2 .Which of the following options would you most prefer internet service provider? Please note that the options have changed PROG: SINGLE ANSWER PROG : QB2 IS THE SECOND SCREEN SEEN BY THE RESPONDENT BASED ON THE EXCEL FILE QB3. Which of the following options would you most prefer internet service provider? Please note that the options have changed PROG: SINGLE ANSWER PROG : QB3 IS THE THIRD SCREEN SEEN BY THE RESPONDENT BASED ON THE EXCEL FILE QB4. Which of the following options would you most prefer internet service provider? Please note that the options have change PROG: SINGLE ANSWER PROG: QB4 IS THE FORTH SCREEN SEEN BY THE RESPONDENT BASED ON THE EXCEL FILE QB5. Which of the following options would you most prefer internet service provider? Please note that the options have change PROG: SINGLE ANSWER PROG: QB5 IS THE FIFTH SCREEN SEEN BY THE RESPONDENT BASED ON THE EXCEL FILE QB.6. Were you able to make choices from the situations presented to you ? PROG : SINGLE ANSWER 1. Yes 2. No QB.7. Why did you find it difficult to make the choices. PROG: OPEN 40 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 PROG: IF QB.6 == NO [INSERT OPEN TEXT BOX] QB.8. Of the options presented, which of the following were unclear to you? Select all that apply. PROG: MULTIPLE ANSWERS POSSIBLE PROG: ALLOW MULTIPLE CHOICE BETWEEN 2 AND 7, IF QB.6 == NO 1. 2. 3. 4. 5. 6. 7. None, all choices were clear [ EXCLUSIVE ] Extent of internet usage information stored Retention period of personal information Annual report of data monitoring activities in your country publicised by ISP Conditions under which ISP enables the surveillance of users by the police Services offered to improve online privacy Monthly cost or discount for security and data management 41 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 __________________________________________________ 8. Questions on health records Q26_INTRO. PROG : INFO TEXT PROG : TO ALL We would now like to ask you some question related to healthcare. Q26.How would you estimate your health in general? PROG : SINGLE ANSWER 1. 2. 3. 4. 5. 6. Very good Good Fair Bad Very bad Prefer not to answer Q27.Does your current health status require any specialised medical services? PROG : SINGLE ANSWER 1. Yes 2. No 3. Prefer not to answer Q28.Do you suffer from any medical conditions which require long-term treatment (more than six months)? PROG: SINGLE ANSWER 1. Yes 2. No 3. Prefer not to answer INTRO_TRADEOFF_3 . [Stated Preference section for healthcare] PROG : INFO TEXT Now, we will present you with a set of hypothetical scenarios related to the storage and accessibility of your health data/records. These data may include personal details such as: name, address, blood group/type, allergies, current health conditions and medical history. 42 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 Currently, there are devices or services (in the form of health ID, card, tag, etc.) on the market which can store your own health data or allow access to those data. These devices/services are available for purchase or may be provided by your national government at some cost to you. Payment for such devices or services may be explicit or made through income tax or health insurance contributions. The following scenarios present the cost of such devices and services. Such devices and services can assure faster response and accurate treatment in a medical emergency, by making doctors and medical personnel aware of any existing conditions (e.g., allergies to medicine, food), by helping authorities with personal identification and fast response in an medical-emergency situation (e.g.. pandemic, flu), while traveling abroad, and by helping advance research in medical science. For certain age groups and vulnerable populations, such devices and services can help in disease prevention, for example by providing medical support via tele-medicine services, especially for elderly people, people with disabilities, or those who live in remote areas. Also, such devices and services can help early detection of epidemics and receipt of early location-based warnings or guidelines. INTRO_Q29. On the other hand, such devices and services can have implications related to the privacy of your health data. PROG : INFO TEXT Q29.Which of the following would you feel concerned about? PROG : SINGLE ANSWER 1. 2. 3. 4. 5. Information accessed by non-medical personnel (e.g. police) Information accessed by private companies (such as pharmaceutical and insurance companies), Information accessed by unauthorised individuals and institutions Misuse of personal health information for harassment None of these INTRO_QC1_1. PROG : INFO TEXT Imagine that you are presented with a choice of purchasing such a medical data storage device or service. Such a device or service can be very useful in providing quick access to your medical records in variety of situations and can also help reduce the medical errors. However, information stored on such a device or system can also be misused or may affect your privacy for example when unauthorised users get access to such information. Next we’ll present you with a set of five scenarios involving different options for this hypothetical purchase of health data storage device or system. In each question please carefully consider the potential each option has in terms of its usefulness and threat to privacy. INTRO_QC1_2. PROG : INFO TEXT 43 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 Please then choose the option you most prefer. We note that there are no correct answers, we are simply interested in your preferences. PROG INSTRUCTIONS TRADE OFF: – PLEASE RANDOMISE THE ORDER OF ATTRIBUTES (ROWS) FOR DIFFERENT RESPONDENTS- THE ORDER REMAINS SAME FOR ALL QUESTIONS OF A RESPONDENTS PROG : ONE RESPONDENT SEES 5 SCREENS OF 3 OPTIONS + NONE OF THESE BASED ON THE EXCEL FILE 44 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 QC1 . Which of the following options would you most prefer for a health record storage device/system? PROG : SINGLE ANSWER Option A Information stored on the device/system for sharing Basic health information: blood group, allergies, diabetic status Identification information: name, address, age, photograph, nationality Information about serious health conditions Information about all health conditions: mental health, sexual health, addictions, if any Option B Information on device/service Basic health information Identification Serious health conditions All health conditions P P P P Option C Information on device/service Basic health information Identification Serious health conditions All health conditions P P O O Option D Information on device/service Basic health information Identification Serious health conditions All health conditions P O O O Which authorities can access the information on device/system Hospitals in and outside of your country of residence and emergency medical personnel can access the information Hospitals in and outside of your country of residence can access the information Hospitals in and outside of your country of residence, emergency medical personnel and other emergency services including fire and rescue can access the information Cases when access to this information is widened to governmental agencies across EU Access to information is widened in the event of public health emergency (e.g. flu pandemic) Access to information is widened in the event of in no circumstances Access to information is widened in the event of any personal health emergency (car accidents, fires) Who can enter/edit this information? Your family doctor, authorised hospital staff and emergency medical personnel in your country can enter/edit information Only your family doctor can enter/edit information Your family doctor, authorised hospital staff and emergency medical personnel in your country can enter/edit information Who else can view this information apart from the medical specialists? Immediate family can also view your information on this device/service Your insurance company can also view your information on this device/service Nurses providing home care can also view your information on this device/service Availability of anonymous data sharing for medical research Your information can be used for medical research anytime without your prior consent Your information can be used for medical research only if you have provided a prior consent Your information can never be used for medical research Cost It will be free (given by your hospital) It will cost 2 Euros per month It will cost 4 Euros per month I would not purchase any such device/service 45 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 QC2. Which of the following options would you most prefer for the health record storage device/system? Please note that the options have changed PROG : SINGLE ANSWER PROG : QC2 REPRESENTS THE SECOND SCREEN SEEN BY THE RESPONDENT BASED ON THE EXCEL FILE QC3 .Which of the following options would you most prefer for the health record storage device/system? Please note that the options have changed PROG : SINGLE ANSWER PROG : QC3 REPRESENTS THE THIRD SCREEN SEEN BY THE RESPONDENT BASED ON THE EXCEL FILE QC4. Which of the following options would you most prefer for the health record storage device/system? Please note that the options have changed PROG : SINGLE ANSWER PROG : QC4 REPRESENTS THE FORTH SCREEN SEEN BY THE RESPONDENT BASED ON THE EXCEL FILE QC5. Which of the following options would you most prefer for the health record storage device/system? Please note that the options have changed PROG : SINGLE ANSWER PROG : Q52 REPRESENTS THE FIFTH SCREEN SEEN BY THE RESPONDENT BASED ON THE EXCEL FILE INTRO _QC6 . PROG : INFO TEXT Please answer the following questions to help us understand how you made the choices. QC.6 .Were you able to make choices from the situations presented to you? PROG : SINGLE ANSWER 46 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 1. Yes 2. No QC.7. Why did you find it difficult to make the choices PROG : OPEN PROG : [IF QC.6 == NO] [INSERT OPEN TEXT BOX] QC.8. Of the options presented, which of the following were unclear? Select all that apply. PROG: MULTIPLE ANSWERS POSSIBLE PROG: [ALLOW MULTIPLE CHOICE BETWEEN 2 AND 8, IF QC.6 == NO] 1. 2. 3. 4. 5. 6. 7. 8. None, all characteristics are clear [ EXCLUSIVE ] Information stored on the device/system for sharing Which authorities can access the information on device/system Cases when access to information is widened Who can enter or edit the information Who else can view the information Availability of anonymous information sharing for medical research Cost 47 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 ________________________________________________ 4. General questions ________________________________________________ Q30.We would like to ask your opinion regarding some general issues .In the following questions, please indicate your answer by selecting a number from 1 to 5, where 1 corresponds to Not At All Important and 5 corresponds to Very Important. PROG : SINGLE ANSWER PER ROW SCALE : 1. Not at all important 2. 3. 4. 5. Very important ITEMS: 1. Protecting the privacy of my personal information is .. 2. Taking action against important security risks (e.g., international terrorism, organised crime) is.. 3. Defending civil liberties and human rights is … Q31. For each of the following statements, please indicate your answer by selecting a number from 1 to 5, where 1 corresponds to Disagree Strongly, 3 corresponds to Neutral, and 5 corresponds to Agree Strongly. PROG : SINGLE ANSWER PER ROW SCALE : 1. Disagree strongly 2. 3. Neutral 4. 5. Agree strongly ITEMS : 1. 2. 3. 4. Technology has almost got out of control Government can generally be trusted to look after our interests The way one votes has no effect on what the government does In general business helps us more than it harms us 48 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 Q32. For each of the following statements, please indicate your answer by selecting a number from 1 to 5, where 1 corresponds to Disagree Strongly, 3 corresponds to Neutral, and 5 corresponds to Agree Strongly. PROG : SINGLE ANSWER PER ROW SCALE : 1. Disagree strongly 2. 3. Neutral 4. 5. Agree strongly ITEMS : 1. Often security is just an excuse to impose stricter surveillance and control over the population 2. Public security surveillance systems are not designed to provide acceptable privacy protections 3. I feel that the priorities of State authorities in terms of security differ significantly from my personal worries and expectations 4. More surveillance has risks of creating discrimination or amplifying differences between social groups 5. In terms of results (reduction of crime rates) I don’t think investments in security are being particularly effective 6. I’m concerned about the amount of personal information collected by private companies and government 7. I’m concerned about the accuracy and quality of personal information stored about me 8. The best way to protect my privacy is with stronger regulations and laws Q33. For each of the following statements, please indicate your answer by selecting a number from 1 to 5, where 1 corresponds to Disagree Strongly, 3 corresponds to Neutral, and 5 corresponds to Agree Strongly. PROG : SINGLE ANSWER PER ROW SCALE : 1. Disagree strongly 2. 3. Neutral 4. 5. Agree strongly ITEMS : 1. Most Internet websites are safe environments in which to exchange information with others 2. Most Internet websites are reliable environments in which to conduct business transactions 3. Most Internet websites handle personal information submitted by users in a competent fashion 49 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 4. I would rather decline access to certain services than giving out my personal data or letting my behaviour be monitored 5. I am concerned that too much personal information is collected and stored by Internet websites or Internet Service Providers Q34. Here are some statements about personal information related to healthcare. Please indicate the extent to which you, as an individual, agree or disagree by selecting a number from 1 to 5, where 1 corresponds to Disagree Strongly, 3 corresponds to Neutral, and 5 corresponds to Agree Strongly. PROG: SINGLE ANSWER PER ROW SCALE: 1. Disagree strongly 2. 3. Neutral 4. 5. Agree strongly ITEMS : 1. A system which stores health related data can be useful in providing treatment higher quality treatments 2. A system which stores health related data can be useful in preventing health epidemics (e.g.,H1N1/swine flu) 3. I am concerned that in case of a health emergency there could be a delay to identify the person needing help and their health conditions before the treatment begins 4. I’m concerned that health care providers are collecting too much personal information about me. 5. Health care providers are successful in preventing unauthorised access to personal information. 6. Computer databases that contain personal information should be protected from unauthorized access no matter how much it costs Q35. For each of the following statements please indicate the likelihood that you would engage in the described activity or behaviour. Please indicate your answer by selecting a number from 1 to 5, where 1 corresponds to Very Unlikely, 3 corresponds to Not Sure, and 5 corresponds to Very Likely. PROG: SINGLE ANSWER PER ROW SCALE: 1. Very unlikely 2. 3. Not sure 4. 5. Very likely 50 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 ITEMS: 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. Revealing a friend's secret to someone else Moving to a city far away from your extended family Leaving your young children alone at home while running an errand Walking home alone at night in an unsafe area of town Engaging in unprotected sex Not returning a wallet you found that contains € or £ or kr. 200 Drinking heavily at a social event?? Driving a car without wearing a seat belt Riding a motorcycle without a helmet Choosing a career that you truly enjoy over a more secure one Sunbathing without sunscreen Admitting that your tastes are different from those of a friend Passing off somebody else's work as your own Speaking your mind about an unpopular issue in a meeting at work Having an affair with a married man/woman Starting a new career in your mid-thirties ________________________________________________ 5. Demographic questions ________________________________________________ Q36_INTRO. PROG : INFO TEXT In the next and final section we’ll ask you some questions about yourself. These are important for general analysis, and will not in any way be used to identify you. Q36. Please choose the option below that best describes your current work status? PROG : SINGLE ANSWER 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. Working full time Working part time Responsible for taking care of affairs at home Without any current occupation, not working Student Retired Not in paid employment because of long term illness or disability Seeking work Prefer not to say Other [Please specify] [ OPEN ANSWER] 51 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 Q37.How old were you when you completed your education? PROG : NUMERICAL PROG: [FILL IN FREE NUMERIC BOX 5- 99] YEARS Q38. What is the highest level of education you have achieved? PROG : SINGLE ANSWER PROG : INSERT THE EDUCATION OPTIONS BASED ON THE COUNTRY 1. 2. 3. 4. 5. 6. 7. 8. No formal education or primary education incomplete Primary education First cycle of secondary education (up to 16 years old, i.e.: GCSE/O level) Second cycle of secondary education (up to 18 years old, i.e. A level or equivalent or vocational course of a similar level) Post secondary education but not university level Undergraduate or postgraduate university level education, including Bachelors, Masters and other equivalent degrees PHD or equivalent postgraduate advanced level research qualification Don't know Q39. Which of the following best applies to you? PROG : SINGLE ANSWER 1. 2. 3. 4. 5. 6. 7. Married/ In civil partnership Living together/co-habiting Single Widowed Divorced Separated No answer Q40. Which of the following best describes the area where you live? PROG : SINGLE ANSWER 1. 2. 3. 4. 5. 6. A big city The suburbs or outskirts of a big city A town or a small city A country village A farm or home in the countryside Prefer not to say 52 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 7. Other Q41. What is your nationality? Please select the country(ies) that applies(y). PROG : SINGLE ANSWER PROG : INSERT list of 27 Member states, prospective member states, + other Q42. How many people under the age of 18 are living in your household? (By ‘household’ we mean all the people who share the same address and share cooking and food with you. Please include all people aged 0 to 17) PROG: SINGLE ANSWER 1. 2. 3. 4. 5. 6. 7. 8. None 1 2 3 4 5 6 or more Prefer not to say Q43.Including yourself, how many people aged 18 and over are living in your household? PROG : SINGLE ANSWER 1. 2. 3. 4. 5. 6. 7. 1 2 3 4 5 6 or more Prefer not to say Q44.What is your religion, if any? PROG : SINGLE ANSWER 1. 2. 3. 4. 5. Christian (Catholic / Orthodox / Protestant / Other Christian) Islam (Alevi / Aleviter / Ismaili (Seveners) / Ithna ‘ashari (Twelvers) / Sunni / Shia / Sufi / Zayadi) Jewish Hindu Sikh 53 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 6. 7. 8. 9. 10. Buddhist Other No religion Don’t know Prefer not to disclose Q45.To which of the following groups would you say you belong to? PROG : SINGLE ANSWER 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. White Black South Asian, Indian, Pakistani etc. East Asian Chinese, Japanese etc. Arabic, Central Asian Native American, Aboriginal Latin American Mixed background Other Don’t know Prefer not to disclose Q46. Which of the following comes closest to how you feel about your household’s income nowadays? PROG : SINGLE ANSWER 1. 2. 3. 4. 5. Living comfortably on present income Coping on present income Finding it difficult on present income Finding it very difficult on present income Prefer not to disclose Q47. What is your household’s total monthly income before taxes? Please provide a rough estimate. Please keep in mind that your answers are strictly confidential. PROG : SINGLE ANSWER PROG : TO INSERT COUNTRY SPECIFIC INCOME BANDS, AND PROVIDE OPTION OF ‘PREFER NOT TO DISCLOSE 54 D2.2 PACT Methodological report on survey design and survey questionnaire PACT project – GA: 285635 3. End of Questionnaire Thank you for your participation in this survey. Should you require further information about this survey or our research programme, please contact: [email protected] or visit: http://www.projectpact.eu/ If you have any further comments, please, feel free to share those with us in the box provided below: [PROVIDE AN OPEN BOX FOR RESPONDENTS OR INTERVIEWERS TO TYPE IN] 55
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