Selected ECM transactions in 2017 YTD
Sub 10%
Capital Increase
Secondary Placing of
Secondary Placing of
IPO
GBP 39m
EUR 242m
CHF 216m
EUR 120m
GBP 71m
Joint Global Coordinator/
Joint Bookrunner
Sole Global Coordinator/
Sole Bookrunner
Sole Global Coordinator/
Sole Bookrunner
Joint Global Coordinator/
Joint Bookrunner
Sole Global Coordinator/
Sole Bookrunner
May 2017
Apr 2017
Mar 2017
Mar 2017
Mar 2017
Secondary Placing of
3
IPO
Sub 10%
Capital Increase
Secondary Placing of
Secondary Placing of
Sub 10%
Capital Increase
Secondary Placing of
Treasury Shares
EUR 251m
EUR 317m
GBP 68m
EUR 34m
EUR 15m
EUR 51m
Joint Global Coordinator/
Joint Bookrunner
Joint Global Coordinator/
Joint Bookrunner
Sole Global Coordinator/
Sole Bookrunner
Sole Global Coordinator/
Sole Bookrunner
Sole Global Coordinator/
Sole Bookrunner
Sole Global Coordinator/
Sole Bookrunner
Mar 2017
Mar 2017
Mar 2017
Mar 2017
Mar 2017
Mar 2017
Sub 10%
Capital Increase
Rights Issue &
Secondary Placement
Secondary Placing of
Secondary Placing of
Secondary Placing of
Secondary Placing of
EUR 23m
EUR 192m
GBP 40m
PLN 384m
EUR 53m
Sole Global Coordinator/
Joint Bookrunner
Joint Global Coordinator/
Joint Bookrunner
Sole Global Coordinator/
Sole Bookrunner
Sole Global Coordinator/
Sole Bookrunner
Co-Lead Manager
Sole Global Coordinator/
Sole Bookrunner
Feb 2017
Feb 2017
Feb 2017
Feb 2017
Jan 2017
Jan 2017
Note:
Page 1
IPOs
3
GBP 59m
Selected ECM transactions in 2016
Admission to Trading
Rights Issue
Convertible
Secondary Placing
of
for
Advent International
IPO
EUR 658m
EUR 180m
EUR 125m
GBP 62m
Sole Global Coordinator
Joint Bookrunner
Joint Global Coordinator/
Joint Bookrunner
Lead Manager
Dec 2016
Dec 2016
Dec 2016
Nov 2016
IPO
IPO
Secondary Placing
of
Convertible
Pre-placement
& Rights Issue
Rights Issue
EUR 115m
EUR 4.6bn
EUR 83m
GBP 101m
EUR 250m
EUR 37m
EUR 167m
Joint Global Coordinator/
Joint Bookrunner
Co-Lead Manager
Sole Global Coordinator/
Joint Bookrunner
Joint Global Coordinator/
Joint Bookrunner
Co-Lead Manager
Sole Global Coordinator/
Joint Bookrunner
Sole Global Coordinator/
Joint Bookrunner
Oct 2016
Oct 2016
Sep 2016
Sep 2016
Sep 2016
Sep 2016
Sep 2016
Secondary Placing of
Sub 10%
Capital Increase
Convertible
Secondary Placing of
Rights Issue
IPO
IPO
for
for
3
EUR 74m
EUR 296m
EUR 300m
GBP 22m
EUR 127m
EUR 1.1bn
CHF 621m
Sole Global Coordinator/
Sole Bookrunner
Joint Bookrunner
Co-Lead Manager
Joint Bookrunner
Sole Global Coordinator/
Sole Bookrunner
Co-Lead Manager
Co-Lead Manager
Sep 2016
Sep 2016
Sep 2016
Aug 2016
Jun 2016
Jun 2016
Apr 2016
Capital Increase
Private Placement
Secondary Placing of
Treasury Shares
Secondary Placing of
Convertible
Secondary Placing
of
Stake Building for
for
3
in
EUR 267m
EUR 271m
EUR 58m
EUR 13m
EUR 450m
EUR 26m
EUR 187m
Joint Bookrunner
Joint Bookrunner
Joint Global Coordinator/
Joint Bookrunner
Sole Global Coordinator/
Sole Bookrunner
Joint Global Coordinator/
Joint Bookrunner
Sole Global Coordinator/
Sole Bookrunner
Sole Bookrunner
Apr 2016
Mar 2016
Mar 2016
Mar 2016
Feb 2016
Feb 2016
Feb 2016
Note:
Page 2
IPOs
Selected ECM transactions in 2015
Convertible
10% Capital Increase
Convertible
Secondary Placing of
IPO
Secondary Placing of
for
Burda
IPO
for the
Hornbach Family
EUR 300m
EUR 24m
EUR 166m
EUR 107m
EUR 265m
EUR 67m
EUR 535m
Joint Global Coordinator/
Joint Bookrunner
Sole Global Coordinator/
Sole Bookrunner
Joint Global Coordinator/
Joint Bookrunner
Joint Global Coordinator/
Joint Bookrunner
Joint Global Coordinator/
Joint Bookrunner
Joint Global Coordinator/
Joint Bookrunner
Co-Lead Manager
Dec 2015
Nov 2015
Nov 2015
Nov 2015
Nov 2015
Oct 2015
Oct 2015
IPO
Rights Issue
Sub 10%
Capital Increase
Sub 10%
Capital Increase
IPO
Capital Increase
Capital Increase
Rights Issue
EUR 103m
CHF 207m
EUR 151m
EUR 48m
EUR 1.2bn
EUR 320m
GBP 201m
EUR 102m
Sole Global Coordinator/
Joint Bookrunner
Joint Bookrunner
Sole Global Coordinator/
Sole Bookrunner
Sole Global Coordinator/
Sole Bookrunner
Joint Bookrunner
Sole Global Coordinator/
Joint Bookrunner
Joint Bookrunner
Sole Global Coordinator/
Joint Bookrunner
Oct 2015
Sep 2015
Sep 2015
Sep 2015
July 2015
July 2015
July 2015
July 2015
Rights Issue
Rights Issue
Secondary Placing of
IPO
IPO
Rights Issue
Convertible
(pre-IPO)
Secondary Placing of
for
for
HOME Beteiligungen
GmbH
EUR 156m
EUR 907m
EUR 117m
EUR 285m
EUR 450m
Lead Manager
Sole Global Coordinator/
Sole Bookrunner
Sole Global Coordinator/
Joint
SoleSole
Global
Coordinator/
Bookrunner
Joint
Sole Bookrunner
EUR 183m
Sole Global Coordinator/
Sole Bookrunner
Joint Bookrunner
Co-Lead Manager
Joint Global Coordinator/
Joint Bookrunner
Sole Global Coordinator/
Sole Bookrunner
July 2015
June 2015
May 2015
May 2015
May 2015
May 2015
April 2015
April 2015
Convertible
IPO
Secondary Placing of
Secondary Placing of
Sub 10%
Capital Increase
IPO
IPO
IPO
EUR 239m
EUR 124m
GBP 113m
GBP 237m
EUR 23m
CHF 36m
EUR 589m
CHF 2.3bn
GBP 125m
EUR 510m
Joint Bookrunner
Co-Lead Manager
Sole Global Coordinator/
Sole Bookrunner
Sole Global Coordinator/
Sole Bookrunner
Joint Global Coordinator/
Joint Bookrunner
Joint Bookrunner
Co-Lead Manager
Joint Bookrunner
Mar 2015
Mar 2015
Mar 2015
Mar 2015
Feb 2015
Feb 2015
Feb 2015
Jan 2015
Note:
Page 3
IPOs